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Sample records for taiwan stock exchange

  1. Stock trading and daily life : lay stock investors in Taiwan 

    E-print Network

    Chen, Yu-Hsiang

    2014-07-01

    Drawing on recent discussions of relational embeddedness and socio-technical agencement, this thesis analyses the relationship between stock trading and lay investors’ daily lives, including their social relations, ...

  2. 26 CFR 1.1081-3 - Exchanges of stock or securities solely for stock or securities.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 26 Internal Revenue 11 2010-04-01 2010-04-01 true Exchanges of stock or securities solely for stock or securities. 1.1081-3 Section 1.1081-3 Internal Revenue INTERNAL REVENUE SERVICE, DEPARTMENT OF... § 1.1081-3 Exchanges of stock or securities solely for stock or securities. The exchange, without...

  3. 26 CFR 1.1081-3 - Exchanges of stock or securities solely for stock or securities.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 26 Internal Revenue 11 2012-04-01 2012-04-01 false Exchanges of stock or securities solely for stock or securities. 1.1081-3 Section 1.1081-3 Internal Revenue INTERNAL REVENUE SERVICE, DEPARTMENT OF....c. Orders § 1.1081-3 Exchanges of stock or securities solely for stock or securities. The...

  4. 26 CFR 1.1081-3 - Exchanges of stock or securities solely for stock or securities.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 26 Internal Revenue 11 2013-04-01 2013-04-01 false Exchanges of stock or securities solely for stock or securities. 1.1081-3 Section 1.1081-3 Internal Revenue INTERNAL REVENUE SERVICE, DEPARTMENT OF....c. Orders § 1.1081-3 Exchanges of stock or securities solely for stock or securities. The...

  5. 26 CFR 1.1081-3 - Exchanges of stock or securities solely for stock or securities.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 26 Internal Revenue 11 2014-04-01 2014-04-01 false Exchanges of stock or securities solely for stock or securities. 1.1081-3 Section 1.1081-3 Internal Revenue INTERNAL REVENUE SERVICE, DEPARTMENT OF....c. Orders § 1.1081-3 Exchanges of stock or securities solely for stock or securities. The...

  6. 26 CFR 1.1081-3 - Exchanges of stock or securities solely for stock or securities.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 26 Internal Revenue 11 2011-04-01 2011-04-01 false Exchanges of stock or securities solely for stock or securities. 1.1081-3 Section 1.1081-3 Internal Revenue INTERNAL REVENUE SERVICE, DEPARTMENT OF....c. Orders § 1.1081-3 Exchanges of stock or securities solely for stock or securities. The...

  7. Are stock market returns related to the weather effects? Empirical evidence from Taiwan

    NASA Astrophysics Data System (ADS)

    Chang, Tsangyao; Nieh, Chien-Chung; Yang, Ming Jing; Yang, Tse-Yu

    2006-05-01

    In this study, we employ a recently developed econometric technique of the threshold model with the GJR-GARCH process on error terms to investigate the relationships between weather factors and stock market returns in Taiwan using daily data for the period of 1 July 1997-22 October 2003. The major weather factors studied include temperature, humidity, and cloud cover. Our empirical evidence shows that temperature and cloud cover are two important weather factors that affect the stock returns in Taiwan. Our empirical findings further support the previous arguments that advocate the inclusion of economically neutral behavioral variables in asset pricing models. These results also have significant implications for individual investors and financial institutions planning to invest in the Taiwan stock market.

  8. An empirical investigation of Australian Stock Exchange Data.

    E-print Network

    Sydney, University of

    during non-trading periods, such as after hours trading and dual-listed stocks. A new approach traded 1 stocks on the ASX. If pt represents the price of a stock at time t then we define the returnAn empirical investigation of Australian Stock Exchange Data. William Bertram School of Mathematics

  9. An empirical investigation of Australian Stock Exchange Data.

    E-print Network

    Sydney, University of

    during non­trading periods, such as after hours trading and dual­listed stocks. A new approach traded 1 stocks on the ASX. If p t represents the price of a stock at time t then we define the returnAn empirical investigation of Australian Stock Exchange Data. William Bertram School of Mathematics

  10. 8. Detail of viaduct, livestock exchange building to left, stock ...

    Library of Congress Historic Buildings Survey, Historic Engineering Record, Historic Landscapes Survey

    8. Detail of viaduct, livestock exchange building to left, stock yards autopark right. View to north. - South Omaha Union Stock Yards, Buckingham Road Viaduct, Twenty-ninth Street spanning Stockyard Cattle Pens, Omaha, Douglas County, NE

  11. 76 FR 7236 - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Boston Stock Exchange...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-09

    ... Release No. 59858 (May 4, 2009), 74 FR 22191 (May 12, 2009) (SR-NASDAQ-2009-039). Prior to the closing of... COMMISSION Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Boston Stock Exchange... is hereby given that on January 19, 2011, Stock Clearing Corporation of Philadelphia, Inc....

  12. Random matrix theory and portfolio optimization in Moroccan stock exchange

    NASA Astrophysics Data System (ADS)

    El Alaoui, Marwane

    2015-09-01

    In this work, we use random matrix theory to analyze eigenvalues and see if there is a presence of pertinent information by using Mar?enko-Pastur distribution. Thus, we study cross-correlation among stocks of Casablanca Stock Exchange. Moreover, we clean correlation matrix from noisy elements to see if the gap between predicted risk and realized risk would be reduced. We also analyze eigenvectors components distributions and their degree of deviations by computing the inverse participation ratio. This analysis is a way to understand the correlation structure among stocks of Casablanca Stock Exchange portfolio.

  13. Modeling Philippine Stock Exchange Composite Index Using Time Series Analysis

    NASA Astrophysics Data System (ADS)

    Gayo, W. S.; Urrutia, J. D.; Temple, J. M. F.; Sandoval, J. R. D.; Sanglay, J. E. A.

    2015-06-01

    This study was conducted to develop a time series model of the Philippine Stock Exchange Composite Index and its volatility using the finite mixture of ARIMA model with conditional variance equations such as ARCH, GARCH, EG ARCH, TARCH and PARCH models. Also, the study aimed to find out the reason behind the behaviorof PSEi, that is, which of the economic variables - Consumer Price Index, crude oil price, foreign exchange rate, gold price, interest rate, money supply, price-earnings ratio, Producers’ Price Index and terms of trade - can be used in projecting future values of PSEi and this was examined using Granger Causality Test. The findings showed that the best time series model for Philippine Stock Exchange Composite index is ARIMA(1,1,5) - ARCH(1). Also, Consumer Price Index, crude oil price and foreign exchange rate are factors concluded to Granger cause Philippine Stock Exchange Composite Index.

  14. 77 FR 44301 - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-27

    ... From the Federal Register Online via the Government Printing Office ] SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of..., Boston Stock Exchange Clearing Corporation (``BSECC'' or the ``Corporation'') filed with the...

  15. Cluster fusion-fission dynamics in the Singapore stock exchange

    NASA Astrophysics Data System (ADS)

    Teh, Boon Kin; Cheong, Siew Ann

    2015-10-01

    In this paper, we investigate how the cross-correlations between stocks in the Singapore stock exchange (SGX) evolve over 2008 and 2009 within overlapping one-month time windows. In particular, we examine how these cross-correlations change before, during, and after the Sep-Oct 2008 Lehman Brothers Crisis. To do this, we extend the complete-linkage hierarchical clustering algorithm, to obtain robust clusters of stocks with stronger intracluster correlations, and weaker intercluster correlations. After we identify the robust clusters in all time windows, we visualize how these change in the form of a fusion-fission diagram. Such a diagram depicts graphically how the cluster sizes evolve, the exchange of stocks between clusters, as well as how strongly the clusters mix. From the fusion-fission diagram, we see a giant cluster growing and disintegrating in the SGX, up till the Lehman Brothers Crisis in September 2008 and the market crashes of October 2008. After the Lehman Brothers Crisis, clusters in the SGX remain small for few months before giant clusters emerge once again. In the aftermath of the crisis, we also find strong mixing of component stocks between clusters. As a result, the correlation between initially strongly-correlated pairs of stocks decay exponentially with average life time of about a month. These observations impact strongly how portfolios and trading strategies should be formulated.

  16. Multivariate Comparative Analysis of Stock Exchanges: The European Perspective

    NASA Astrophysics Data System (ADS)

    Koralun-Bere?nicka, Julia

    The aim of the research is to perform a multivariate comparative analysis of 20 European stock exchanges in order to identify the main similarities between the objects. Due to the convergence process of capital markets in Europe the similarities between stock exchanges could be expected to increase over time. The research is meant to show whether and how these similarities change. Consequently, the distances between clusters of similar stock exchanges should become less significant, which the analysis also aims at verifying. The basis of comparison is a set of 48 monthly variables from the period January, 2003 to December, 2006. The variables are classified into three categories: size of the market, equity trading and bonds. The paper aims at identifying the clusters of alike stock exchanges and at finding the characteristic features of each of the distinguished groups. The obtained categorization to some extent corresponds with the division of the European Union into “new” and “old” member countries. Clustering method, performed for each quarter separately, also reveals that the classification is fairly stable in time. The factor analysis, which was carried out to reduce the number of variables, reveals three major factors behind the data, which are related with the earlier mentioned categories of variables.

  17. 77 FR 64571 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-22

    ...Self-Regulatory Organizations; National Stock Exchange, Inc...Handling of Zero Displayed Reserve Orders During Crossed...October 10, 2012, National Stock Exchange, Inc...execute a Zero Display Reserve Order when the national best bid is...

  18. “Price-Quakes” Shaking the World's Stock Exchanges

    PubMed Central

    Andersen, Jørgen Vitting; Nowak, Andrzej; Rotundo, Giulia; Parrott, Lael; Martinez, Sebastian

    2011-01-01

    Background Systemic risk has received much more awareness after the excessive risk taking by major financial instituations pushed the world's financial system into what many considered a state of near systemic failure in 2008. The IMF for example in its yearly 2009 Global Financial Stability Report acknowledged the lack of proper tools and research on the topic. Understanding how disruptions can propagate across financial markets is therefore of utmost importance. Methodology/Principal Findings Here, we use empirical data to show that the world's markets have a non-linear threshold response to events, consistent with the hypothesis that traders exhibit change blindness. Change blindness is the tendency of humans to ignore small changes and to react disproportionately to large events. As we show, this may be responsible for generating cascading events—pricequakes—in the world's markets. We propose a network model of the world's stock exchanges that predicts how an individual stock exchange should be priced in terms of the performance of the global market of exchanges, but with change blindness included in the pricing. The model has a direct correspondence to models of earth tectonic plate movements developed in physics to describe the slip-stick movement of blocks linked via spring forces. Conclusions/Significance We have shown how the price dynamics of the world's stock exchanges follows a dynamics of build-up and release of stress, similar to earthquakes. The nonlinear response allows us to classify price movements of a given stock index as either being generated internally, due to specific economic news for the country in question, or externally, by the ensemble of the world's stock exchanges reacting together like a complex system. The model may provide new insight into the origins and thereby also prevent systemic risks in the global financial network. PMID:22073168

  19. From Buttonwood to Silicon--A Bicentennial Look at the New York Stock Exchange.

    ERIC Educational Resources Information Center

    Pahl, Ronald H.

    1992-01-01

    Introduces a journal issue devoted to the New York Stock Exchange. Describes the formation and development of the stock exchange and Wall Street. Discusses the connection between politics and finance and the economic changes in formerly socialist nations. Suggests that the New York Stock Exchange may have to convert to a computer trading system.…

  20. 26 CFR 1.356-4 - Exchanges for section 306 stock.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 26 Internal Revenue 4 2013-04-01 2013-04-01 false Exchanges for section 306 stock. 1.356-4 Section... section 306 stock. If, in a transaction to which section 356 is applicable, other property or money is received in exchange for section 306 stock, an amount equal to the fair market value of the property...

  1. 26 CFR 1.356-4 - Exchanges for section 306 stock.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 26 Internal Revenue 4 2010-04-01 2010-04-01 false Exchanges for section 306 stock. 1.356-4 Section... stock. If, in a transaction to which section 356 is applicable, other property or money is received in exchange for section 306 stock, an amount equal to the fair market value of the property plus the money,...

  2. 26 CFR 1.356-4 - Exchanges for section 306 stock.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 26 Internal Revenue 4 2012-04-01 2012-04-01 false Exchanges for section 306 stock. 1.356-4 Section... section 306 stock. If, in a transaction to which section 356 is applicable, other property or money is received in exchange for section 306 stock, an amount equal to the fair market value of the property...

  3. 26 CFR 1.356-4 - Exchanges for section 306 stock.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 26 Internal Revenue 4 2011-04-01 2011-04-01 false Exchanges for section 306 stock. 1.356-4 Section... stock. If, in a transaction to which section 356 is applicable, other property or money is received in exchange for section 306 stock, an amount equal to the fair market value of the property plus the money,...

  4. 26 CFR 1.356-4 - Exchanges for section 306 stock.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 26 Internal Revenue 4 2014-04-01 2014-04-01 false Exchanges for section 306 stock. 1.356-4 Section... section 306 stock. If, in a transaction to which section 356 is applicable, other property or money is received in exchange for section 306 stock, an amount equal to the fair market value of the property...

  5. 76 FR 46866 - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-03

    ..., 2006), 71 FR 42693 (July 27, 2006) (SR-CHX-2005-34). The Exchange also proposes to require that any... COMMISSION Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed... .01 Thereunder Regarding the Cancellation of the Stock Leg of Stock- Option Transactions Done on...

  6. Europhysics Letters PREPRINT Comment on "A prototype model of stock exchange" by

    E-print Network

    Schneider, Johannes Josef

    Europhysics Letters PREPRINT Comment on "A prototype model of stock exchange" by G. Caldarelli, M of a stock exchange introduced and discussed by Caldarelli, Marsili, and Zhang is unstable, i.e., it either. introduced an intriguing model of stock markets which is self-organizing. The agents trade one single type

  7. Structural and topological phase transitions on the German Stock Exchange

    NASA Astrophysics Data System (ADS)

    Wili?ski, M.; Sienkiewicz, A.; Gubiec, T.; Kutner, R.; Struzik, Z. R.

    2013-12-01

    We find numerical and empirical evidence for dynamical, structural and topological phase transitions on the (German) Frankfurt Stock Exchange (FSE) in the temporal vicinity of the worldwide financial crash. Using the Minimal Spanning Tree (MST) technique, a particularly useful canonical tool of the graph theory, two transitions of the topology of a complex network representing the FSE were found. The first transition is from a hierarchical scale-free MST representing the stock market before the recent worldwide financial crash, to a superstar-like MST decorated by a scale-free hierarchy of trees representing the market’s state for the period containing the crash. Subsequently, a transition is observed from this transient, (meta)stable state of the crash to a hierarchical scale-free MST decorated by several star-like trees after the worldwide financial crash. The phase transitions observed are analogous to the ones we obtained earlier for the Warsaw Stock Exchange and more pronounced than those found by Onnela-Chakraborti-Kaski-Kertész for the S&P 500 index in the vicinity of Black Monday (October 19, 1987) and also in the vicinity of January 1, 1998. Our results provide an empirical foundation for the future theory of dynamical, structural and topological phase transitions on financial markets.

  8. 76 FR 67007 - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-28

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of... \\2\\ thereunder, notice is hereby given that on October 11, 2011, Boston Stock Exchange...

  9. 75 FR 25012 - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-06

    ...\\ Securities Exchange Act Release No. 61876 (April 8, 2010), 75 FR 19436 (April 14, 2010) (SR-NASDAQ-2010-025... COMMISSION Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and...\\ notice is hereby given that on April 9, 2010, the Boston Stock Exchange Clearing Corporation...

  10. 76 FR 77048 - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Order Approving...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-09

    ... 240.19b-4. \\3\\ Securities Exchange Act Release No. 34-65613 (October 24, 2011), 76 FR 67007 (October... COMMISSION Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Order Approving..., 2011. I. Introduction On October 11, 2011, Boston Stock Exchange Clearing Corporation (``BSECC'')...

  11. Stone material investigations of the Riga Stock Exchange building

    NASA Astrophysics Data System (ADS)

    Igaune-Blumberga, S.; Vitina, I.; Lindina, L.; Timma, I.; Barbane, I.

    2011-12-01

    This paper deals with the stone material investigation of former Riga Stock Exchange building and presents the following aspects: characterization of materials, analyses of mortars for sealing and cladding of artificial marble, decors, bricks, render of sealing, analyses of soluble salts, analyses of deteriorated granite surface of foundation. The last damage by fire was in 1979 which caused the collapse of the roof and consequently an infiltration of rain water. The conditions of the objects were found in very bad condition-deterioration represented by salt efflorescence's, cracking and in very large areas there was a complete loss of the artificial marble (stucco marble).

  12. Effect of Taiwan Mutation (D7H) on Structures of Amyloid Peptides: Replica Exchange Molecular Dynamics Study

    E-print Network

    Effect of Taiwan Mutation (D7H) on Structures of Amyloid Peptides: Replica Exchange Molecular that the Taiwan mutation (D7H) slows the fibril formation of amyloid peptides A40 and A42. Motivated by this finding, we have studied the influence of D7H mutation on structures of A peptide monomers using

  13. Extreme value modelling of Ghana stock exchange index.

    PubMed

    Nortey, Ezekiel N N; Asare, Kwabena; Mettle, Felix Okoe

    2015-01-01

    Modelling of extreme events has always been of interest in fields such as hydrology and meteorology. However, after the recent global financial crises, appropriate models for modelling of such rare events leading to these crises have become quite essential in the finance and risk management fields. This paper models the extreme values of the Ghana stock exchange all-shares index (2000-2010) by applying the extreme value theory (EVT) to fit a model to the tails of the daily stock returns data. A conditional approach of the EVT was preferred and hence an ARMA-GARCH model was fitted to the data to correct for the effects of autocorrelation and conditional heteroscedastic terms present in the returns series, before the EVT method was applied. The Peak Over Threshold approach of the EVT, which fits a Generalized Pareto Distribution (GPD) model to excesses above a certain selected threshold, was employed. Maximum likelihood estimates of the model parameters were obtained and the model's goodness of fit was assessed graphically using Q-Q, P-P and density plots. The findings indicate that the GPD provides an adequate fit to the data of excesses. The size of the extreme daily Ghanaian stock market movements were then computed using the value at risk and expected shortfall risk measures at some high quantiles, based on the fitted GPD model. PMID:26587364

  14. Application of artificial neural network models and principal component analysis method in predicting stock prices on Tehran Stock Exchange

    NASA Astrophysics Data System (ADS)

    Zahedi, Javad; Rounaghi, Mohammad Mahdi

    2015-11-01

    Stock price changes are receiving the increasing attention of investors, especially those who have long-term aims. The present study intends to assess the predictability of prices on Tehran Stock Exchange through the application of artificial neural network models and principal component analysis method and using 20 accounting variables. Finally, goodness of fit for principal component analysis has been determined through real values, and the effective factors in Tehran Stock Exchange prices have been accurately predicted and modeled in the form of a new pattern consisting of all variables.

  15. Creating a Global Stock Exchange: Does the Present National System Have a Future?

    ERIC Educational Resources Information Center

    Warner-Allen, Charles

    Sovereignty and national pride throw up potentially the biggest obstacles in the path of a global stock exchange, being all the more insurmountable because of their bases in emotional politics as opposed to economic logic. A global stock exchange could come about if New York, London and Tokyo could consolidate their current baton-passing activity…

  16. Correlations and clustering in the trading of members of the London Stock Exchange

    E-print Network

    Correlations and clustering in the trading of members of the London Stock Exchange Ilija I. Zovko analyzes correlations in patterns of trading of different members of the London Stock Exchange volume traded by that insti- tution in hour intervals. Using several methods we show

  17. 75 FR 28842 - Self-Regulatory Organizations; Proposed Rule Change by Chicago Stock Exchange, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-24

    ... proposing to amend Article 20, Rule 2 to allow the Exchange to pause trading in an individual stock when the primary listing market for such stock issues a trading pause. The primary listing markets for U.S. stocks.... As proposed, the Exchange will pause trading in that stock until trading has resumed on the...

  18. Building a national electronic medical record exchange system - experiences in Taiwan.

    PubMed

    Li, Yu-Chuan Jack; Yen, Ju-Chuan; Chiu, Wen-Ta; Jian, Wen-Shan; Syed-Abdul, Shabbir; Hsu, Min-Huei

    2015-08-01

    There are currently 501 hospitals and about 20,000 clinics in Taiwan. The National Health Insurance (NHI) system, which is operated by the NHI Administration, uses a single-payer system and covers 99.9% of the nation's total population of 23,000,000. Taiwan's NHI provides people with a high degree of freedom in choosing their medical care options. However, there is the potential concern that the available medical resources will be overused. The number of doctor consultations per person per year is about 15. Duplication of laboratory tests and prescriptions are not rare either. Building an electronic medical record exchange system is a good method of solving these problems and of improving continuity in health care. In November 2009, Taiwan's Executive Yuan passed the 'Plan for accelerating the implementation of electronic medical record systems in medical institutions' (2010-2012; a 3-year plan). According to this plan, a patient can, at any hospital in Taiwan, by using his/her health insurance IC card and physician's medical professional IC card, upon signing a written agreement, retrieve all important medical records for the past 6 months from other participating hospitals. The focus of this plan is to establish the National Electronic Medical Record Exchange Centre (EEC). A hospital's information system will be connected to the EEC through an electronic medical record (EMR) gateway. The hospital will convert the medical records for the past 6 months in its EMR system into standardized files and save them on the EMR gateway. The most important functions of the EEC are to generate an index of all the XML files on the EMR gateways of all hospitals, and to provide search and retrieval services for hospitals and clinics. The EEC provides four standard inter-institution EMR retrieval services covering medical imaging reports, laboratory test reports, discharge summaries, and outpatient records. In this system, we adopted the Health Level 7 (HL7) Clinical Document Architecture (CDA) standards to generate clinical documents and Integrating the Healthcare Enterprise (IHE) Cross-enterprise Document Sharing (XDS) profile for the communication infrastructure. By December of 2014, the number of hospitals that provide an inter-institution EMR exchange service had reached 321. Hospitals that had not joined the service were all smaller ones with less than 100 beds. Inter-institution EMR exchange can make it much easier for people to access their own medical records, reduce the waste of medical resources, and improve the quality of medical care. The implementation of an inter-institution EMR exchange system faces many challenges. This article provides Taiwan's experiences as a reference. PMID:26001420

  19. 76 FR 25727 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-05

    ... Exchange Act Release No. 54550 (September 29, 2006), 71 FR 59563 (October 10, 2006) (approving CHX's... COMMISSION Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule..., 2011, the Chicago Stock Exchange, Inc. (``CHX'' or the ``Exchange'') filed with the Securities...

  20. 75 FR 2899 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-19

    ...), 74 FR 64797 (hereinafter referred to as ``Notice''). II. Description of the Proposal The Exchange... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change..., New York Stock Exchange LLC (``NYSE'' or ``Exchange'') filed with the Securities and...

  1. 78 FR 60945 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-02

    ... stock trading pauses contained in Article 20, Rule 10(c)(4). The Exchange has designated this proposal... rule applicable to Clearly Erroneous Executions and to remove references to individual stock trading.... 68802 (February 1, 2013), 78 FR 9092 (Feb. 7, 2013) (SR-CHX-2013-04). On September 10, 2010,...

  2. Computerising gentlemen: the automation of the London Stock Exchange, c. 1945-1995 

    E-print Network

    Pardo-Guerra, Juan Pablo

    2011-01-01

    This dissertation concerns the development of market information technologies in the London Stock Exchange, c. 1945-1992. Based on archival research in London, Cambridge and Edinburgh, and 20 semistructured interviews ...

  3. 26 CFR 1.1248-1 - Treatment of gain from certain sales or exchanges of stock in certain foreign corporations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ...domestic corporation as the sale or exchange of stock...combined voting power of all classes of stock entitled to vote...ending on the date of the sale or exchange, and (ii...outstanding 100 shares of one class of stock and uses the...recognizes gain on the sale. Since G is not...

  4. 26 CFR 1.1248-1 - Treatment of gain from certain sales or exchanges of stock in certain foreign corporations.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ...domestic corporation as the sale or exchange of stock...combined voting power of all classes of stock entitled to vote...ending on the date of the sale or exchange, and (ii...outstanding 100 shares of one class of stock and uses the...recognizes gain on the sale. Since G is not...

  5. 26 CFR 1.1248-1 - Treatment of gain from certain sales or exchanges of stock in certain foreign corporations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...domestic corporation as the sale or exchange of stock...combined voting power of all classes of stock entitled to vote...ending on the date of the sale or exchange, and (ii...outstanding 100 shares of one class of stock and uses the...recognizes gain on the sale. Since G is not...

  6. 26 CFR 1.1248-1 - Treatment of gain from certain sales or exchanges of stock in certain foreign corporations.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ...domestic corporation as the sale or exchange of stock...combined voting power of all classes of stock entitled to vote...ending on the date of the sale or exchange, and (ii...outstanding 100 shares of one class of stock and uses the...recognizes gain on the sale. Since G is not...

  7. 26 CFR 1.1248-1 - Treatment of gain from certain sales or exchanges of stock in certain foreign corporations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ...domestic corporation as the sale or exchange of stock...combined voting power of all classes of stock entitled to vote...ending on the date of the sale or exchange, and (ii...outstanding 100 shares of one class of stock and uses the...recognizes gain on the sale. Since G is not...

  8. 76 FR 50784 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-16

    ... stocks to the pilot rule.\\8\\ \\4\\ See Securities Exchange Act Release No. 62252 (June 10, 2010), 75 FR... (September 10, 2010), 75 FR 56618 (September 16, 2010) approving SR-CHX-2010-14. \\6\\ See Securities Exchange Act Release No. 34-63498 (December 9, 2010), 75 FR 78310 December 15, 2010) approving...

  9. 77 FR 5080 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-01

    ...) regarding SR-CHX-2010-23. \\6\\ See Securities Exchange Act Release No. 64228 (April 7, 2011), 75 FR 20792... Rule 19b-4 \\2\\ thereunder, notice is hereby given that on January 23, 2012, the Chicago Stock Exchange... Release No. 34-62886 (September 10, 2010), 75 FR 56613 (September 16, 2010) approving SR-CHX-2010- 13....

  10. 77 FR 56886 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the September 4, 2012 Changes to the NSX Fee and...

  11. Valuing the premium in Chinese stock markets using exchange options

    E-print Network

    Curley, Peter J. (Peter Joseph)

    2008-01-01

    This paper examines the stock prices of Chinese companies dual-listed in the A and H share markets between January 2006 and March 2008. While most previous studies have concluded that the A share market does not have ...

  12. 75 FR 12590 - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-16

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Its Co-Location Fees March 10, 2010. I. Introduction On December 22, 2009, the Chicago Stock Exchange, Inc. (``CHX'' or...

  13. 75 FR 36743 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ...'' with a new paragraph, entitled ``Individual Stock Trading Pauses.'' Third, the Exchange is proposing... transactions occur that result in the issuance of an individual stock trading pause by the primary market and... individual stock trading pause as described in proposed paragraph (c)(4), and to ensure...

  14. 77 FR 66893 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-07

    ... Exchange, a DMM unit may maintain a telephone line at its stock trading post location to the off-Floor... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate... on the Trading Floor Following the Aftermath of Hurricane Sandy From October 31, 2012 Until...

  15. 78 FR 2306 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-10

    ... Act Release No. 68021 (October 9, 2012), 77 FR 63406 (October 16, 2012) (SR-NYSE-2012-50). Company... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Eliminating Certain Credits Within the New York Stock Exchange LLC...

  16. 76 FR 45626 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-29

    ... COMMISSION Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate.... \\3\\ 15 U.S.C. 78s(b)(3)(A). \\4\\ 17 CFR 240.19b-4(f)(2). I. Self-Regulatory Organization's Statement.... II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the...

  17. The Language of the Stock Exchange – A Contrastive Analysis of the Lexis

    E-print Network

    Božinovski, Biljana

    2009-01-01

    , med drugim razli?ni na?ini ubeseditve istega pojma, terminološke praznine in lažni prijatelji, slovensko borzno terminologijo pa zaznamujejo tudi angleške tujke. ENG: The article analyzes the language of the stock exchange from a Slovene...

  18. The challenge for liquidity in small stock exchanges and trading portals : the case of the Belgian Stock Exchange

    E-print Network

    Goune, Steven E

    2005-01-01

    The world-wide consolidation in the electronic trading industry has provided evidence that small exchanges and trading portals need to deliver more than sophisticated technology, streaming quotes and market data. In order ...

  19. 78 FR 19340 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-29

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Commentary .01 to NYSE Rule 2B, Which Provides an Exception Related to the Exchange's Equity...

  20. 76 FR 49520 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-10

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Impose Certain Requirements on Exchange-Registered Institutional Broker Firms That Operate a Separate Non-Institutional Broker Unit...

  1. 75 FR 2175 - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-14

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Its Co-Location Fees January 6, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'')...

  2. 77 FR 63404 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... Schedule.'' See Securities Exchange Act Release No. 60868 (October 22, 2009), 74 FR 55883 (October 29, 2009... Securities Exchange Act Release No. 55742 (May 10, 2007), 72 FR 27893 (May 17, 2007) (SR-NYSE-2007-19). \\8... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and...

  3. Econophysics of Stock and Foreign Currency Exchange Markets

    E-print Network

    Ausloos, M

    2006-01-01

    Econophysics is a science in its infancy, born about ten years ago at this time of writing, at the crossing roads of physics, mathematics, computing and of course economics and finance. It also covers human sciences, because all economics is ultimately driven by human decision. From this human factor, econophysics has no hope to achieve the status of an exact science, but it is interesting to discover what can be achieved, discovering potential limits and trying try to push further away these limits. A few data analysis techniques are described with emphasis on the Detrended Fluctuation Analysis ($DFA$) and the Zipf Analysis Technique ($ZAT$). Information about the original data aresketchy, but the data concerns mainly the foreign currency exchange market. The robustness of the $DFA$ technique is underlined. Additional remarks are given for suggesting further work. Models about financial value evolutions are recalled, again without going into elaborate work discussing typical agent behaviors, but rather with ...

  4. Profitability of simple technical trading rules of Chinese stock exchange indexes

    NASA Astrophysics Data System (ADS)

    Zhu, Hong; Jiang, Zhi-Qiang; Li, Sai-Ping; Zhou, Wei-Xing

    2015-12-01

    Although technical trading rules have been widely used by practitioners in financial markets, their profitability still remains controversial. We here investigate the profitability of moving average (MA) and trading range break (TRB) rules by using the Shanghai Stock Exchange Composite Index (SHCI) from May 21, 1992 through December 31, 2013 and Shenzhen Stock Exchange Component Index (SZCI) from April 3, 1991 through December 31, 2013. The t-test is adopted to check whether the mean returns which are conditioned on the trading signals are significantly different from unconditioned returns and whether the mean returns conditioned on the buy signals are significantly different from the mean returns conditioned on the sell signals. We find that TRB rules outperform MA rules and short-term variable moving average (VMA) rules outperform long-term VMA rules. By applying White's Reality Check test and accounting for the data snooping effects, we find that the best trading rule outperforms the buy-and-hold strategy when transaction costs are not taken into consideration. Once transaction costs are included, trading profits will be eliminated completely. Our analysis suggests that simple trading rules like MA and TRB cannot beat the standard buy-and-hold strategy for the Chinese stock exchange indexes.

  5. 75 FR 59315 - Self-Regulatory Organizations; The Chicago Stock Exchange, Inc.; Notice of Filing of a Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-27

    ... Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010); Exchange Act Release No. 62883 (September 10, 2010), 75 FR 56608 (September 16, 2010). Under the proposal, the Exchange will require registered... issues subject to an individual stock trading trigger pause, a permissible quote is determined by...

  6. 77 FR 68188 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-15

    ... Exchange Act Release No. 34363 (July 13, 1994), 59 FR 36808 (July 19, 1994) (``Rule 95(c) Adopting Release... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule... described in Items I, II, and III below, which Items have been prepared by the self-regulatory...

  7. 76 FR 30418 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-25

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 70.40(3) to Permit Member Organizations to Engage in Proprietary Trading From Their Approved Booth Premises in Certain...

  8. 76 FR 82024 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-29

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Supplementary Material .26 (Pegging for d-Quotes and e-Quotes) to NYSE Rule 70 December 22, 2011....

  9. 78 FR 51780 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change Amending NYSE Rules 451 and 465, and the...

  10. 77 FR 43636 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-25

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Fee for Television Distribution of the NYSE Trades Data Product July 19, 2012. Pursuant to Section...

  11. 77 FR 63370 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... From the Federal Register Online via the Government Printing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Establish Listing Standards for Issuers' Compensation Committees October 10, 2012. Pursuant...

  12. Emotions and Pair Trust in Asynchronous Hospitality Cultural Exchange for Students in Taiwan and Hong Kong

    ERIC Educational Resources Information Center

    Wang, Mei-jung; Chen, Hsueh Chu

    2012-01-01

    Social and emotional dynamics have an impact on students' learning processes in online-learning situations. This study explores university students' emotions and trust levels resulting from collaborative communication behaviors when they interacted as part of a Food and Tourism course in Taiwan and Hong Kong. More specifically, students' emotions…

  13. Correlations and clustering in the trading of members of the London Stock Exchange

    E-print Network

    Zovko, Ilija I

    2007-01-01

    This paper analyzes correlations in patterns of trading of different members of the London Stock Exchange. The collection of strategies associated with a member institution is defined by the sequence of signs of net volume traded by that institution in hour intervals. Using several methods we show that there are significant and persistent correlations between institutions. In addition, the correlations are structured into correlated and anti-correlated groups. Clustering techniques using the correlations as a distance metric reveal a meaningful clustering structure with two groups of institutions trading in opposite directions.

  14. Correlations and clustering in the trading of members of the London Stock Exchange

    NASA Astrophysics Data System (ADS)

    Zovko, Ilija I.; Farmer, J. Doyne

    2007-12-01

    This paper analyzes correlations in patterns of trading of different members of the London Stock Exchange. The collection of strategies associated with a member institution is defined by the sequence of signs of net volume traded by that institution in hour intervals. Using several methods we show that there are significant and persistent correlations between institutions. In addition, the correlations are structured into correlated and anti-correlated groups. Clustering techniques using the correlations as a distance metric reveal a meaningful clustering structure with two groups of institutions trading in opposite directions.

  15. The Study of Energy and Water Exchanges above an Evergreen Forest in Taiwan

    NASA Astrophysics Data System (ADS)

    Chen, Y.; Li, M.; Wei, G.

    2006-12-01

    Energy and water exchanges above forest ecosystems are fundamental processes for characterizing land- atmosphere interactions in earth hydrological cycles. The objective of this study is to improve our understanding of the influence of atmospheric forcing on the rate and magnitude of forest energy and water fluxes. The Lien-Hua-Chih (LHC) observation site (23o55'52" N, 120o53'39" E, 773 m elevation) was established in the summer of 2006 in a natural evergreen forest. It is located inside an experimental watershed (No.4 watershed, 8.39 ha) managed by the Taiwan Forestry Research Institute and the averaged canopy height is about 17 m. Soil moistures/temperatures were measured at -10 cm, -30 cm, -50 cm, -70 cm, and - 90 cm. Soil heat flux plate was placed at -5 cm. A drainage gauge was installed at -50 cm to collect infiltrated water. Temperature and relative humidity sensors were placed every 5 m from ground surface to the top of the tower at 20 m, where net radiation and wind speed/directions were also installed. Long-term data of low response instruments were recorded every 30-minute averaged from 10-minute samplings. A nearby weather station provides daily pan evaporation and precipitation data. Prior to the construction of observation tower, soil moistures/temperatures at multiple depths of three different sites were measured since the summer of 2004. By neglecting horizontal soil water flow (e.g., small surface gradient) and infiltration (e.g., normally 2~3 days after rainfalls), the loss of soil water is equivalent to the amount of evapotranspiration (ET). For those days right after rainfalls cease, the ET is estimated by potential ET due to high soil moisture content. Since the response of soil water variations is relatively slow to the fluctuations of atmospheric forcing, only daily ET is estimated from daily soil water loss. The annual precipitation (P) of 2005 was 2674 mm and the annual ET estimated from soil water losses was 664 mm. The amount of winter ET is larger than that of winter P and the ET/P ratio of spring is 28%. For wet seasons of summer and autumn, the ratios are 16% and 17%, respectively. Although the ET/P ratios of summer and autumn are low, the amounts of ETs are higher than that of spring due to high precipitation of typhoons and strong radiations in summer and autumn. In additional to low frequency instruments, an eddy covariance (EC) system, including a 3-D sonic anemometer Young 81000 and a Krypton Hygrometer KH20, were periodically practiced for LH and SH measurements above canopy at 25 m. During wet seasons (summer and autumn), fogs and afternoon thunderstorms often caused failures of the EC system. For those days right after rainfall, the ETs estimated by EC are often larger than those estimated from soil water losses due to the contributions of substantial amounts of ETs from interceptions.

  16. arXiv:cond-mat/0207428v117Jul2002 Single Curve Collapse of the Price Impact Function for the New York Stock Exchange

    E-print Network

    York Stock Exchange Fabrizio Lillo Istituto Nazionale per la Fisica della Materia, Unit`a di Palermo, the data for the 1000 most highly capitalized stocks collapse onto a single function, giving average price the period 1995 - 1998. We also find that small volume liquidity scales as a power of the stock

  17. Estimating Carbon Stocks and Atmospheric Exchange of Depressional Marshes on the Central Florida Landscape

    NASA Astrophysics Data System (ADS)

    Benscoter, B.; McClellan, M. D.; Benavides, V.; Harshbarger, D.; Comas, X.

    2014-12-01

    Depressional marshes are ubiquitous throughout central and south Florida. Often distributed within a matrix of sandy pine flatwoods and hammocks, these wetlands have a seasonally variable water table, alternating between inundation and complete drydown. Though these landforms are typically small individually, they comprise a substantial component of the landscape and provide vital habitat for an array of flora and fauna. Given their fluctuating hydrology, conditions for soil and plant carbon (C) exchange mechanisms can vary greatly both spatially and temporally. In this study, we are developing a C budget for depressional marsh landforms by assessing ecosystem carbon exchange along an ecotone gradient and quantifying belowground C stocks using non-invasive geophysical methods (ground penetrating radar, GPR) at the Disney Wilderness Preserve (DWP) in Kissimmee, FL, USA. Using a series of closed chambers transecting the marsh from the center outward into the surrounding flatwoods, we are quantifying the effects of seasonal water table change on the magnitude of C exchange. Three dimensional GPR surveys were used to quantify peat layer thickness, and were constrained with direct core sampling to verify subsurface lithology and to assess peat C content. Using the relationship between landform surface area and belowground C volume, we assessed the cumulative C storage in depressional marshes across the DWP landscape. In conjunction with a nearby eddy covariance tower and seasonal hydrologic data, these response functions will help to evaluate the contribution of these small but widespread landscape features on regional C cycling.

  18. Trip to Taiwan

    ERIC Educational Resources Information Center

    Harper, William A.

    1978-01-01

    Reports on the United States-Republic of China Conference on Junior College Education held in Taiwan to strengthen mutual liaison and cooperation. Conference results include the establishment of sister college relationships, faculty and student exchange programs, and joint staff and curriculum development projects. Describes Taiwan's junior…

  19. 78 FR 43947 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-22

    ... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance..., and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of...

  20. 76 FR 52028 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-19

    ... individual stock trading pause pursuant to the Pause Pilot on the primary listing market and those... pursuant to NYSE Rule 80C(b). \\6\\ See Securities Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR...-2010-10; SR-NSX-2010-05; and SR-CBOE-2010-047) and 62251 (June 10, 2010), 75 FR 34183 (June 16,...

  1. 77 FR 65028 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ...the United States, Provided Such Market is a Regulated Stock Exchange, When Determining...and Rule 19b-4 thereunder,\\3\\ notice is hereby given that October 5, 2012, New...self-regulatory organization. The Commission is publishing this notice to solicit...

  2. Evaluating Kuala Lumpur stock exchange oriented bank performance with stochastic frontiers

    NASA Astrophysics Data System (ADS)

    Baten, M. A.; Maznah, M. K.; Razamin, R.; Jastini, M. J.

    2014-12-01

    Banks play an essential role in the economic development and banks need to be efficient; otherwise, they may create blockage in the process of development in any country. The efficiency of banks in Malaysia is important and should receive greater attention. This study formulated an appropriate stochastic frontier model to investigate the efficiency of banks which are traded on Kuala Lumpur Stock Exchange (KLSE) market during the period 2005-2009. All data were analyzed to obtain the maximum likelihood method to estimate the parameters of stochastic production. Unlike the earlier studies which use balance sheet and income statements data, this study used market data as the input and output variables. It was observed that banks listed in KLSE exhibited a commendable overall efficiency level of 96.2% during 2005-2009 hence suggesting minimal input waste of 3.8%. Among the banks, the COMS (Cimb Group Holdings) bank is found to be highly efficient with a score of 0.9715 and BIMB (Bimb Holdings) bank is noted to have the lowest efficiency with a score of 0.9582. The results also show that Cobb-Douglas stochastic frontier model with truncated normal distributional assumption is preferable than Translog stochastic frontier model.

  3. Evaluating Kuala Lumpur stock exchange oriented bank performance with stochastic frontiers

    SciTech Connect

    Baten, M. A.; Maznah, M. K.; Razamin, R.; Jastini, M. J.

    2014-12-04

    Banks play an essential role in the economic development and banks need to be efficient; otherwise, they may create blockage in the process of development in any country. The efficiency of banks in Malaysia is important and should receive greater attention. This study formulated an appropriate stochastic frontier model to investigate the efficiency of banks which are traded on Kuala Lumpur Stock Exchange (KLSE) market during the period 2005–2009. All data were analyzed to obtain the maximum likelihood method to estimate the parameters of stochastic production. Unlike the earlier studies which use balance sheet and income statements data, this study used market data as the input and output variables. It was observed that banks listed in KLSE exhibited a commendable overall efficiency level of 96.2% during 2005–2009 hence suggesting minimal input waste of 3.8%. Among the banks, the COMS (Cimb Group Holdings) bank is found to be highly efficient with a score of 0.9715 and BIMB (Bimb Holdings) bank is noted to have the lowest efficiency with a score of 0.9582. The results also show that Cobb-Douglas stochastic frontier model with truncated normal distributional assumption is preferable than Translog stochastic frontier model.

  4. 78 FR 57431 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-18

    ...Adjustment of Stock Leg Trades of Stock-Option or Stock-Future Orders September 12...cancellation of the stock leg trade of a Stock-Option order, to establish new requirements...adjustment of the stock leg trade of a Stock-Option order, and to allow the stock leg...

  5. Seasonality of diffusive exchange of polychlorinated biphenyls and hexachlorobenzene across the air-sea interface of Kaohsiung Harbor, Taiwan.

    PubMed

    Fang, Meng-Der; Ko, Fung-Chi; Baker, Joel E; Lee, Chon-Lin

    2008-12-15

    Gaseous and dissolved concentrations of polychlorinated biphenyls (PCBs) and hexachlorobenzene (HCB) were measured in the ambient air and water of Kaohsiung Harbor lagoon, Taiwan, from December 2003 to January 2005. During the rainy season (April to September), gaseous PCB and HCB concentrations were low due to both scavenging by precipitation and dilution by prevailing southwesterly winds blown from the atmosphere of the South China Sea. In contrast, trace precipitation and prevailing northeasterly winds during the dry season (October to March) resulted in higher gaseous PCB and HCB concentrations. Instantaneous air-water exchange fluxes of PCB homologues and HCB were calculated from 22 pairs of air and water samples from Kaohsiung Harbor lagoon. All net fluxes of PCB homologues and HCB in this study are from water to air (net volatilization). The highest net volatile flux observed was +172 ng m(-)(2) day(-1) (dichlorobiphenyls) in December, 2003 due to the high wind speed and high dissolved concentration. The PCB homologues and HCB fluxes were significantly governed by dissolved concentrations in Kaohsiung Harbor lagoon. For low molecular weight PCBs (LMW PCBs), their fluxes were also significantly correlated with wind speed. The net PCB and HCB fluxes suggest that the annual sums of 69 PCBs and HCB measured in this study were mainly volatile (57.4 x 10(3) and 28.3 x 10(3) ng m(-2) yr(-1), respectively) and estimated yearly, 1.5 kg and 0.76 kg of PCBs and HCB were emitted from the harbor lagoon surface waters to the ambient atmosphere. The average tPCB flux in this study was about one-tenth of tPCB fluxes seen in New York Harbor and in the Delaware River, which are reported to be greatly impacted by PCBs. PMID:18977513

  6. Dynamic C and N stocks - key factors controlling the C gas exchange of maize in a heterogenous peatland

    NASA Astrophysics Data System (ADS)

    Pohl, M.; Hoffmann, M.; Hagemann, U.; Giebels, M.; Albiac Borraz, E.; Sommer, M.; Augustin, J.

    2014-11-01

    Drainage and cultivation of fen peatlands creates complex small-scale mosaics of soils with extremely variable soil organic carbon (SOC) stocks and groundwater-level (GWL). To date, it remains unclear if such sites are sources or sinks for greenhouse gases like CO2 and CH4, especially if used for cropland. As individual control factors like GWL fail to account for this complexity, holistic approaches combining gas fluxes with the underlying processes are required to understand the carbon (C) gas exchange of drained fens. It can be assumed that the stocks of SOC and N located above the variable GWL - defined as dynamic C and N stocks - play a key role in the regulation of plant- and microbially mediated C gas fluxes of these soils. To test this assumption, the present study analysed the C gas exchange (gross primary production - GPP, ecosystem respiration - Reco, net ecosystem exchange - NEE, CH4) of maize using manual chambers for four years. The study sites were located near Paulinenaue, Germany. Here we selected three soils, which represent the full gradient in pedogenesis, GWL and SOC stocks (0-1 m) of the fen peatland: (a) Haplic Arenosol (AR; 8 kg C m-2); (b) Mollic Gleysol (GL; 38 kg C m-2); and (c) Hemic Histosol (HS; 87 kg C m-2). Daily GWL data was used to calculate dynamic SOC (SOCdyn) and N (Ndyn) stocks. Average annual NEE differed considerably among sites, ranging from 47 ± 30 g C m-2 a-1 at AR to -305 ± 123 g C m-2 a-1 at GL and -127 ± 212 g C m-2 a-1 at HS. While static SOC and N stocks showed no significant effect on C fluxes, SOCdyn and Ndyn and their interaction with GWL strongly influenced the C gas exchange, particularly NEE and the GPP:Reco ratio. Moreover, based on nonlinear regression analysis, 86% of NEE variability was explained by GWL and SOCdyn. The observed high relevance of dynamic SOC and N stocks in the aerobic zone for plant and soil gas exchange likely originates from the effects of GWL-dependent N availability on C formation and transformation processes in the plant-soil system, which promote CO2 input via GPP more than CO2 emission via Reco. The process-oriented approach of dynamic C and N stocks is a promising, potentially generalizable method for system-oriented investigations of the C gas exchange of groundwater-influenced soils and could be expanded to other nutrients and soil characteristics. However, in order to assess the climate impact of arable sites on drained peatlands, it is always necessary to consider the entire range of groundwater-influenced mineral and organic soils and their respective areal extent within the soil landscape.

  7. 75 FR 23829 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-04

    ...Schedule Issued Pursuant to Exchange Rule 16.1(c) With Respect to the Liquidity...Schedule'') issued pursuant to Exchange Rule 16.1(c) to adjust the liquidity adding...April 12, 2010. Pursuant to Exchange Rule 16.1(c), the Exchange will...

  8. 76 FR 74088 - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-30

    ... exchanges and FINRA. See Securities Exchange Act Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16...-2010-05; and SR-CBOE- 2010-047) and Securities Exchange Act Release No. 62251 (June 10, 2010), 75 FR... and FINRA. See Securities Exchange Act Release No. 62884 (September 10, 2010), 75 FR 56618...

  9. 77 FR 74536 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-14

    ...Exchange offered only automatic executions. Instead of moving to a less expensive market model and technology, the Exchange maintains this high cost structure to foster competition between markets, to encourage the display of limit orders by...

  10. 78 FR 27461 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-10

    .... \\3\\ See Securities Exchange Act Release No. 68807 (Feb. 1, 2013), 78 FR 9094 (Feb. 7, 2013) (``Notice..., 2013 (``NSX Response''). \\6\\ See Securities Exchange Act Release No. 69183 (Mar. 19, 2013), 78 FR 18377... NSX Rule 11.13(b)(1). \\7\\ See Securities Exchange Act Release No. 54391 (Aug. 31, 2006), 71 FR...

  11. 77 FR 71022 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-28

    .... \\3\\ See Securities Exchange Act Release No. 66007 (December 20, 2011) 76 FR 81000 (December 27, 2011... Feed. See Securities Exchange Act Release No. 66511 (March 5, 2012) 77 FR 14450 (March 9, 2012) (SR-NSX... Effectiveness of Proposed Rule Change To Clarify the Operation of the Exchange's Depth-of-Book Feed November...

  12. 75 FR 47049 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-04

    ... Outside of Regular Trading Hours July 29, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange... transactions outside of the Exchange's regular trading hours trading session. The text of the proposed rule... requirements applicable to transactions on the Exchange during trading sessions outside of Regular...

  13. 78 FR 32510 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-30

    ....19b-4. \\3\\ See Securities Exchange Act Release No. 68936 (February 15, 2013), 78 FR 12381 (``Notice...''). \\5\\ See Securities Exchange Act Release No. 69286 (April 3, 2013), 78 FR 21481 (April 10, 2013). \\6... Exchange Act Release No. 62495 (July 14, 2010), 75 FR 42982 (July 22, 2010) (Concept Release on the...

  14. 76 FR 25396 - Self-Regulatory Organizations; The Boston Stock Exchange Clearing Corporation; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-04

    ... election.\\6\\ \\5\\ Securities Exchange Act Release No. 34-64285 (April 8, 2011), 76 FR 21085 (April 14, 2011... Exchange Act Release No. 34-62783 (August 27, 2010), 75 FR 54204 (September 3, 2010) (File No. SR-Phlx-2010... uncontested election of directors. \\8\\ Securities Exchange Act Release No. 34-63925 (February 17, 2011), 76...

  15. 78 FR 9981 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-12

    ...). See also Securities Exchange Act Release No. 62884 (September 10, 2010), 75 FR 56618 (September 16... FR 56608 (September 16, 2010) (SR-FINRA-2010-033). See also Securities Exchange Act Release No. 63500.... See also Securities Exchange Act Release No. 64735 (June 23, 2011), 76 FR 38243 (June 29, 2011)...

  16. 78 FR 8673 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... impact of the two proposals can be reviewed together. See Securities Exchange Act Release No. 67090 (May 31, 2012), 77 FR 33531 (June 6, 2012) (SR-CHX-2011-30). The Exchange anticipates that the initial... Securities Exchange Act Release No. 67090 (May 31, 2012), 77 FR 33531 (June 6, 2012) (SR-CHX-2011-30)....

  17. 76 FR 57089 - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Order Approving a Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-15

    ... Exchange Act Release No. 64985 (July 28, 2011), 76 FR 46866 (``Notice''). \\4\\ See letters from Darren Story... Notice, supra note 3, 76 FR at 46866. \\8\\ See id. The Exchange also proposes to require that any request... under Article 12 of the Exchange's rules.\\10\\ \\10\\ See Notice, supra note 3, 76 FR at 46866....

  18. 78 FR 62782 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... 8, 2014. \\4\\ See Securities Exchange Act Release No. 68803 (February 1, 2013); 78 FR 9078 (February... Exchange Act Release No. 62886 (September 10, 2010); 75 FR 56613 (September 16, 2010); SR-NSX-2010-06 . \\6\\ Id. \\7\\ See Securities Exchange Act Release No. 69087 (March 14, 2013), 78 FR 16325 (March 14,...

  19. 77 FR 4597 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ... Securities Exchange Act Release No. 62886 (September 10, 2010), 75 FR 56613 (September 16, 2010) (SR-NSX-2010-07). \\4\\ See Securities Exchange Act Release No 63484 (December 9, 2010), 75 FR 78330 (December 15, 2010) (SR-NSX-2010-16). \\5\\ See Securities Exchange Act Release No. 64242 (April 7, 2011), 76 FR...

  20. 78 FR 60945 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-02

    ...Change To Extend a Pilot Program Related to Article 20, Rule 10 Concerning the Handling of...proposes to extend a pilot program related to Article 20, Rule 10, entitled ``Handling of...individual stock trading pauses contained in Article 20, Rule 10(c)(4). The...

  1. 77 FR 49848 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-17

    ... Effectiveness of Proposed Rule Change To Modify the Text of NSX Rule 11.15 To Clarify the Manner in Which... text of NSX Rule 11.15 to clarify the manner in which certain orders are routed by the Exchange to other market centers. The text of the proposed rule change is available on the Exchange's Web site...

  2. 77 FR 49848 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-17

    ...Effectiveness of Proposed Rule Change To Modify the Text of NSX Rule 11.15 To Clarify the Manner...Exchange'') is proposing to modify the text of NSX Rule 11.15 to clarify the manner...Exchange to other market centers. The text of the proposed rule change is...

  3. 76 FR 67509 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-01

    ...Proposed Rule Change To Change the Status of Exchange-Registered Institutional...proposed rule change to change the status of Exchange-registered Institutional...the over-the-counter (``OTC'') marketplace because...centers, which would include the OTC marketplace, subject to the...Currently, the SRO for the OTC marketplace is...

  4. 76 FR 72739 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-25

    ...the over-the- counter (``OTC'') marketplace by an Institutional...Exchange (in most cases, in the OTC marketplace) that originated...transactions executed in the OTC marketplace by the third- party...on another exchange or in the OTC marketplace by Institutional...including both changes in the status of Institutional Brokers...

  5. 78 FR 21485 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ...) under the Act.\\4\\ \\3\\ See Appendix A to Securities Exchange Act Release No. 67091 (May 31, 2012) 77 FR... Exchange Act Release No. 67091 (May 31, 2012) 77 FR 33498 (June 6, 2012) (Order approving, on a Pilot Basis... Act Release No. 69087 (March 8, 2013), 78 FR 16325 (March 14, 2012) (SR-NSX-2013-09) The Plan...

  6. 75 FR 78310 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... Securities Exchange Act Release No. 62214 (June 10, 2010), 75 FR 34183 (June 16, 2010) approving SR-CHX-2010-10. \\4\\ See Securities Exchange Act Release No. 62884 (September 10, 2010), 75 FR 56618 (September 16... Effectiveness of Proposed Rule Change To Extend the Pilot Program Related to Individual Securities...

  7. 77 FR 47479 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-08

    ..., 2010), 75 FR 34186 (June 16, 2010) approving SR-CHX-2010-10. \\5\\ See Securities Exchange Act Release No. 62884 (September 10, 2010), 75 FR 56618 (September 16, 2010) approving SR-CHX-2010-14. \\6\\ See Securities Exchange Act Release No. 34-63498 (December 9, 2010), 75 FR 78310 December 15, 2010) approving...

  8. 78 FR 8638 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... reviewed together. See Securities Exchange Act Release No. 67090 (May 31, 2012), 77 FR 33531 (June 6, 2012... 31, 2012), 77 FR 33531 (June 6, 2012) (SR-NSX-2011-11). The Exchange adopted the proposed changes to... Effectiveness of Proposed Rule Change To Delay the Operative Date of Rule 11.20A Regarding Market-Wide...

  9. 77 FR 5605 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-03

    ... (June 10, 2010), 75 FR 34186 (June 16, 2010) approving SR-CHX-2010-10. \\4\\ See Securities Exchange Act Release No. 62884 (September 10, 2010), 75 FR 56618 (September 16, 2010) approving SR-CHX-2010-14. \\5\\ See Securities Exchange Act Release No. 34-63498 (December 9, 2010), 75 FR 78310 (December 15, 2010) approving...

  10. 76 FR 20393 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-12

    ..., applies. \\4\\ See Securities Exchange Act Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) approving SR-CHX-2010-10. \\5\\ See Securities Exchange Act Release No. 62884 (September 10, 2010), 75 FR...-63498 (December 9, 2010), 75 FR 78310 December 15, 2010) approving SR-CHX-2010-24. 2. Statutory...

  11. 76 FR 23634 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-27

    ... repricing. \\6\\ See Exchange Act Release No. 61595 (Feb. 26, 2010), 75 FR 11232 (Mar. 10, 2010) (adopting... Release No. 63247 (Nov. 4, 2010), 75 FR 68702 (Nov. 9, 2010). See also, Division of Trading & Markets... order). See also, Exchange Act Release No. 63948 (Feb. 23, 2011), 76 FR 11303 (Mar. 1, 2011)...

  12. 78 FR 72731 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ... and modifiers. See Securities Exchange Act Release No. 69538 (May 8, 2013), 78 FR 28671 (May 15, 2013) (SR-CHX-2013-10); see also Securities Exchange Act Release No. 69075 (March 8, 2013), 78 FR 16311..., it is important to first outline the interplay between Trading Accounts and MTP Trading...

  13. 77 FR 69522 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-19

    ... (February 10, 2003), 68 FR 7635 (February 14, 2003) (SR-NASD-2003-09), see also, Securities Exchange Act Release No. 55379 (March 1, 2007), 72 FR 10283 (March 7, 2007) (SR-NASD-2007-017). While the Exchange... participation; and (3) implement an Onboarding Fee for new Order Delivery participants. The text of the...

  14. 78 FR 19034 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-28

    .... 68391 (December 10, 2012), 77 FR 74536 (December 14, 2012) (SR-NSX-2012-25). \\5\\ An Order Delivery... Exchange. \\9\\ See Securities Exchange Act Release No. 68215 (November 13, 2012), 77 FR 69522 (November 19.... 68392 (December 10, 2012), 77 FR 74533 (December 14, 2012) (SR- NSX-2012-24) (amending the...

  15. 78 FR 16325 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-14

    ... FR 33498 (June 6, 2012). \\4\\ 17 CFR 240.19b-4(f)(6)(iii). II. Self-Regulatory Organization's...\\ See Securities Exchange Act Release No. 67091 (May 31, 2012) 77 FR 33498 (June 6, 2012) (Order...\\ See Securities Exchange Act Release No. 67090 (May 31, 2012), 77 FR 33531 (June 6, 2012)...

  16. 78 FR 69900 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... addition to BAC, NOK, and SIRI. See Exchange Act Release No. 34-69941; 78 FR 41966; SR-NSX-2013-14. \\13\\ See Exchange Act Release No. 34-70525; 78 FR 60954; SR-NSX- 2013-18. In its previous filings with...''); Google Inc. (``GOOG''); Bank of America Corp (``BAC''); Nokia Corporation (``NOK''); and Sirius...

  17. 77 FR 13675 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-07

    ... 240.19b-4. \\3\\ Securities Exchange Act Release No. 66177 (January 18, 2012), 77 FR 3527 (``Notice... Release No. 54550 (September 29, 2006), 71 FR 59563 (October 10, 2006) (SR-CHX-2006-05). \\6\\ See id. \\7\\ See Securities Exchange Act Release No. 65633 (October 26, 2011), 76 FR 67509 (November 1, 2011)...

  18. 76 FR 50533 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-15

    ... FR 56613 (September 16, 2010) (SR-NSX-2010-07). \\4\\ See Securities Exchange Act Release No. 63484 (December 9, 2010), 75 FR 78330 (December 15, 2010) (SR-NSX-2010-16). \\5\\ See Securities Exchange Act Release No. 34-64242 (April 7, 2011), 76 FR 20763 (April 15, 2011) (SR-NSX-2011-05). 2. Statutory...

  19. 78 FR 66791 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-06

    ...). \\2\\ 17 CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 70381 (September 12, 2013), 78 FR... does not currently offer order routing. See Notice, supra note 3, 78 FR at 57432 n.10. Proposed.... See Securities Exchange Act Release No. 55884 (June 8, 2007), 72 FR 32926 (June 14, 2007)....

  20. 26 CFR 1.1036-1 - Stock for stock of the same corporation.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 26 Internal Revenue 11 2011-04-01 2011-04-01 false Stock for stock of the same corporation. 1.1036...) INCOME TAX (CONTINUED) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1036-1 Stock for stock of..., of common stock for common stock, or of preferred stock for preferred stock, in the same...

  1. 26 CFR 1.1036-1 - Stock for stock of the same corporation.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 26 Internal Revenue 11 2012-04-01 2012-04-01 false Stock for stock of the same corporation. 1.1036...) INCOME TAX (CONTINUED) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1036-1 Stock for stock of..., of common stock for common stock, or of preferred stock for preferred stock, in the same...

  2. 26 CFR 1.1036-1 - Stock for stock of the same corporation.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 26 Internal Revenue 11 2014-04-01 2014-04-01 false Stock for stock of the same corporation. 1.1036...) INCOME TAX (CONTINUED) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1036-1 Stock for stock of..., of common stock for common stock, or of preferred stock for preferred stock, in the same...

  3. 26 CFR 1.1036-1 - Stock for stock of the same corporation.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 26 Internal Revenue 11 2013-04-01 2013-04-01 false Stock for stock of the same corporation. 1.1036...) INCOME TAX (CONTINUED) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1036-1 Stock for stock of..., of common stock for common stock, or of preferred stock for preferred stock, in the same...

  4. 76 FR 36596 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ... Release No. 64370 (April 29, 2011); 76 FR 25727 (``Notice''). II. Description The Exchange proposed to... CHX will continue to conduct surveillance with due diligence and make a determination based on...

  5. 76 FR 62126 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-06

    ... Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain... received. III. Date of Effectiveness of the Proposed Rule Changes and Timing for Commission Action...

  6. 77 FR 76141 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ...The Exchange proposes to amend Article 8, Rule 13 (Advertising and Promotion) to adopt provisions...Proposed CHX Article 8, Rule 13 Based on the aforementioned...proposed rule change to CHX Article 8, Rule 13, adopts new...

  7. 78 FR 9981 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-12

    ...SECURITIES AND EXCHANGE...of Filing and Immediate...Among Other Things, Trading...Individual Securities Due to Extraordinary...Purpose of, and Statutory...among other things, trading...individual securities due to...

  8. 77 FR 10013 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-21

    ...Submission Fee Credit for Institutional Brokers February 14, 2012...Submission Fee Credit for Institutional Brokers. The text of this...Credit implicates market quality issues, the Exchange notes...objective by encouraging Institutional Brokers to make...

  9. 76 FR 61460 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Exchange Act Release No. 64547 (May 25, 2011), 76 FR 31647 (June 1, 2011). The Joint CFTC-SEC Advisory... (April 9, 1998), 63 FR 18477 (April 15, 1998) (SR-NYSE-98-06, SR-Amex-98-09, SR-BSE-98-06, SR-CHX-98-08... Exchange Act Release No. 64735 (June 23, 2011), 76 FR 38243 (June 29, 2011) (SR-BATS-2011-016;...

  10. The use of copula functions for modeling the risk of investment in shares traded on the Warsaw Stock Exchange

    NASA Astrophysics Data System (ADS)

    Domino, Krzysztof; B?achowicz, Tomasz

    2014-11-01

    In our work copula functions and the Hurst exponent calculated using the local Detrended Fluctuation Analysis (DFA) were used to investigate the risk of investment made in shares traded on the Warsaw Stock Exchange. The combination of copula functions and the Hurst exponent calculated using local DFA is a new approach. For copula function analysis bivariate variables composed of shares prices of the PEKAO bank (a big bank with high capitalization) and other banks (PKOBP, BZ WBK, MBANK and HANDLOWY in decreasing capitalization order) and companies from other branches (KGHM-mining industry, PKNORLEN-petrol industry as well as ASSECO-software industry) were used. Hurst exponents were calculated for daily shares prices and used to predict high drops of those prices. It appeared to be a valuable indicator in the copula selection procedure, since Hurst exponent’s low values were pointing on heavily tailed copulas e.g. the Clayton one.

  11. The technical analysis of the stock exchange and physics: Japanese candlesticks for solar activity

    NASA Astrophysics Data System (ADS)

    Dineva, C.; Atanasov, V.

    2013-09-01

    In this article, we use the Japanese candlesticks, a method popular in the technical analysis of the Stock/Forex markets and apply it to a variable in physics-the solar activity. This method is invented and used exclusively for economic analysis and its application to a physical problem produced unexpected results. We found that the Japanese candlesticks are convenient tool in the analysis of the variables in the physics of the Sun. Based on our observations, we differentiated a new cycle in the solar activity.

  12. 75 FR 55389 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-10

    ... the time within which an ETP Holders submitting displayed orders utilizing the Order Delivery mode of... Effectiveness of Proposed Rule Change To Amend Rule 11.13 Regarding Maximum Permissible Response Time for Users of Order Delivery September 1, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

  13. 78 FR 3058 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-15

    ... Notifications per month. \\7\\ See Securities Exchange Act Release No. 68391 (December 10, 2012), 77 FR 74536... Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule January 9, 2013. Pursuant to Section... change. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action...

  14. 77 FR 72423 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-05

    ...). See also Exchange Act Release No. 58546 (September 15, 2008) 73 FR 54440 (September 19, 2008) (SR...) 72 FR 11069 (March 12, 2007) (SR-Nasdaq- 2007-020). \\10\\ Unlike the BATS Modified Destination... Effectiveness of Proposed Rule Change To Adopt a New Order Type Called the Double Play Order November 29,...

  15. 78 FR 28671 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-15

    ... (September 29, 2006), 71 FR 59563 (October 10, 2006) (SR-CHX-2006-05). \\23\\ The Exchange anticipates filing a... One Rule and to Clarify the Basic Requirements of All Orders Sent to the Matching System May 8, 2013... sent to the CHX Matching System (the ``Matching System''). The text of this proposed rule change...

  16. 77 FR 521 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated and National Stock...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-05

    ...), 76 FR 75577 (December 2, 2011) (SR-CBOE-2011-107) (``CBOE Notice'') and 65842 (November 28, 2011), 76 FR 75586 (December 2, 2011) (SR-NSX-2011-14) (``NSX Notice''). II. Background A. The Transaction... Securities Exchange Act Release No. 55389 (March 2, 2007), 72 FR 10575 (March 8, 2007)...

  17. 78 FR 132 - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-02

    ...'s Statement of the Terms of Substance of the Proposed Rule Change BSECC proposes a rule change with... requirements and categorization of Directors. \\4\\ The term ``committee member'' in the By-Laws refers to... Subsidiary.'' \\6\\ Securities Exchange Act Release No. 51217 (February 16, 2005), 70 FR 9688 (February...

  18. 77 FR 76141 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ... Public Reference Room. \\4\\ See Exchange Act Release No. 66279 (Jan. 30, 2012), 77 FR 5611 (Feb. 3, 2012... 1994 (``Prevention Act'') in 1995. See Federal Trade Commission, Telemarketing Sales Rule, 60 FR 43842..., corporation, or other business entity. ``Telemarketing'' means consisting of or relating to a plan,...

  19. 76 FR 36596 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ...proposed to make additional rules subject to punishment under its MRP. These rules relate to...the Exchange of a request to withdraw capital contribution (Article 3, Rule 6(b...impact on efficiency, competition, and capital formation. See 15 U.S.C....

  20. 78 FR 72731 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ...determine the permissibility of the match against the Post Only modifier...Sliding,\\35\\ would price slide Bid A to be ranked at $10...resting opposite side order to match against Bid A, the Matching...Exchanges, such as the ``Match Trade Prevention...

  1. 76 FR 35257 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-16

    ... FR 57980 (Oct. 11, 2007). \\5\\ See e-mail, dated June 2, 2011, from David C. Whitcomb, Jr., General... Effectiveness of Proposed Rule Change To Add a Rule Concerning the CHX Book Feed June 10, 2011. Pursuant to..., Rule 1 (Book Feed) to include an explicit description of the Exchange's Book Feed information...

  2. 75 FR 18562 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-12

    ... Effectiveness of Proposed Rule Change in Order To Amend the NSX Fee and Rebate Schedule and Rule 16.4 April 6... and Rebate Schedule (the ``Fee Schedule'') and Rule 16.4 with respect to the liquidity taking fee in... Exchange is proposing to modify the text of Rule 16.4 and the Fee Schedule with respect to displayed...

  3. 76 FR 20412 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-12

    ... Effectiveness of Proposed Rule Change To Amend the NSX Fee and Rebate Schedule and NSX Rule 16.4 April 6, 2011... this rule change, the Exchange is proposing to modify the Fee Schedule and related text of Rule 16 in... Rule 16.4, an ETP Holder that has selected the Order Delivery mode of order interaction is...

  4. 78 FR 13919 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-01

    ... Deceptive and Other Abusive Telemarketing Acts or Practices, To Correct a Citation Error February 12, 2013... telemarketing acts or practices, to correct a citation error. The text of this proposed rule change is available... Exchange proposes to amend Article 8, Rule 13(d)(1)(A), to correct a citation error. Currently, the...

  5. 75 FR 14219 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-24

    ... being voted by a Participant without instruction. \\5\\ See NYSE Rule 452. \\6\\ The Commission has... voting depending on where shares are held. See Securities Exchange Act Release No. 34-60215 (July 1, 2009... Commission.\\7\\ \\7\\ See NYSE Rule 452 * * * Supplementary Material .11. 2. Statutory Basis The...

  6. Taking stock of transcriptional elongation and histones: increased security through decreased exchange

    PubMed Central

    Butler, Jill S.; Dent, Sharon Y. R.

    2015-01-01

    A number of events must occur to preserve the integrity of the chromatin template during gene transcription. A study in this issue reveals a novel mechanism whereby chromatin remodelers are recruited to histone modifications within gene bodies to prevent aberrant histone exchange during transcriptional elongation. PMID:22955932

  7. 78 FR 70085 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-22

    ... FR 66791 (November 6, 2013) (Order Approving a Proposed Rule Change to Adopt Standards for the... amendments to CHX rules. \\8\\ See Securities Exchange Act Release No. 70381 (September 12, 2013), 78 FR 57431... Release No. 70597 (October 2, 2013), 78 FR 62728 (October 22, 2013) (SR-CHX-2013-14) (``Notice of...

  8. 78 FR 16311 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-14

    ... executable without repricing. \\8\\ Securities Exchange Act Release No. 64319 (Apr. 21, 2011), 76 FR 23634 (Apr... entry and in certain cases again reprices and re-displays an order at a more aggressive price one time... achieves a more aggressive price, based upon changes to the prevailing NBBO; provided, however, that...

  9. 78 FR 60954 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-02

    ... Act Release No. 34-69941; 78 FR 41966; SR-NSX-2013-14 . The text of the proposed rule change is... securities and for all other securities. \\10\\ Exchange Act Release No. 34-70382; 78 FR 57247; SR-CBOE- 2013.... (``MU'') from the list of Select Securities, and replace them with Apple Inc. (``AAPL'') and Google...

  10. 76 FR 35257 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-16

    ...Change To Add a Rule Concerning the CHX Book Feed June 10, 2011. Pursuant to Section...CHX proposes to add Article 4, Rule 1 (Book Feed) to include an explicit description of the Exchange's Book Feed information service. The text...

  11. 77 FR 71022 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-28

    ...Change To Clarify the Operation of the Exchange's Depth-of-Book Feed November 21, 2012. Pursuant to Section 19(b)(1...clarify the manner in which it distributes the NSX depth-of-book feed (``DOB feed'') to authorized recipients. The...

  12. 75 FR 78279 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ...\\ See Securities Exchange Act Release No. 34-62886 (September 10, 2010), 75 FR 56613 (September 16, 2010... Program Related to Clearly Erroneous Execution Transactions December 9, 2010. Pursuant to Section 19(b)(1... and uniformity across markets concerning reviews of potentially clearly erroneous executions...

  13. 76 FR 74103 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-30

    ... No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) (File Nos. SR-BATS- 2010-014; SR-EDGA-2010-01... Exchange Act Release No. 62251 (June 10, 2010), 75 FR 34183 (June 16, 2010) (SR-FINRA-2010-025). \\4\\ The... (September 10, 2010), 75 FR 56618 (September 16, 2010) (File Nos. SR-BATS-2010-018; SR-BX-2010-044;...

  14. Stock price forecasting for companies listed on Tehran stock exchange using multivariate adaptive regression splines model and semi-parametric splines technique

    NASA Astrophysics Data System (ADS)

    Rounaghi, Mohammad Mahdi; Abbaszadeh, Mohammad Reza; Arashi, Mohammad

    2015-11-01

    One of the most important topics of interest to investors is stock price changes. Investors whose goals are long term are sensitive to stock price and its changes and react to them. In this regard, we used multivariate adaptive regression splines (MARS) model and semi-parametric splines technique for predicting stock price in this study. The MARS model as a nonparametric method is an adaptive method for regression and it fits for problems with high dimensions and several variables. semi-parametric splines technique was used in this study. Smoothing splines is a nonparametric regression method. In this study, we used 40 variables (30 accounting variables and 10 economic variables) for predicting stock price using the MARS model and using semi-parametric splines technique. After investigating the models, we select 4 accounting variables (book value per share, predicted earnings per share, P/E ratio and risk) as influencing variables on predicting stock price using the MARS model. After fitting the semi-parametric splines technique, only 4 accounting variables (dividends, net EPS, EPS Forecast and P/E Ratio) were selected as variables effective in forecasting stock prices.

  15. 26 CFR 1.1081-7 - Sale of stock or securities received upon exchange by members of system group.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ...the proceeds derived from the sale of the stock or securities...the gain resulting from the sale is to be recognized to the...nonrecognition of gain or loss upon the sale of any stock or securities received...Corporation 1,000 shares of class A stock, preferred as to...

  16. 26 CFR 1.1081-7 - Sale of stock or securities received upon exchange by members of system group.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ...the proceeds derived from the sale of the stock or securities...the gain resulting from the sale is to be recognized to the...nonrecognition of gain or loss upon the sale of any stock or securities received...Corporation 1,000 shares of class A stock, preferred as to...

  17. 26 CFR 1.1081-7 - Sale of stock or securities received upon exchange by members of system group.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ...the proceeds derived from the sale of the stock or securities...the gain resulting from the sale is to be recognized to the...nonrecognition of gain or loss upon the sale of any stock or securities received...Corporation 1,000 shares of class A stock, preferred as to...

  18. 26 CFR 1.1081-7 - Sale of stock or securities received upon exchange by members of system group.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...the proceeds derived from the sale of the stock or securities...the gain resulting from the sale is to be recognized to the...nonrecognition of gain or loss upon the sale of any stock or securities received...Corporation 1,000 shares of class A stock, preferred as to...

  19. 26 CFR 1.1081-7 - Sale of stock or securities received upon exchange by members of system group.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ...the proceeds derived from the sale of the stock or securities...the gain resulting from the sale is to be recognized to the...nonrecognition of gain or loss upon the sale of any stock or securities received...Corporation 1,000 shares of class A stock, preferred as to...

  20. Investing in Stocks 

    E-print Network

    Johnson, Jason; Polk, Wade

    2002-08-12

    compa- nies have fewer resources to fall back on. Exchange Traded Funds Another way to own stocks is to purchase shares in a fund that owns all the stocks tracked by a certain market index. Such funds are called exchange traded funds, or ETFs...

  1. 75 FR 59316 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-27

    ... Release Nos. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010), and 62884 (September 10, 2010). Under the... other factors which are summarized below: For issues subject to an individual stock trading trigger pause, a permissible quote is determined by first looking at the applicable stock trading pause...

  2. 17 CFR 240.16a-9 - Stock splits, stock dividends, and pro rata rights.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Stock splits, stock dividends... Government Securities Dealers § 240.16a-9 Stock splits, stock dividends, and pro rata rights. The following... held as a result of a stock split or stock dividend applying equally to all securities of a...

  3. 17 CFR 240.16a-9 - Stock splits, stock dividends, and pro rata rights.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Stock splits, stock dividends... Government Securities Dealers § 240.16a-9 Stock splits, stock dividends, and pro rata rights. The following... held as a result of a stock split or stock dividend applying equally to all securities of a...

  4. 17 CFR 240.16a-9 - Stock splits, stock dividends, and pro rata rights.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Stock splits, stock dividends... Government Securities Dealers § 240.16a-9 Stock splits, stock dividends, and pro rata rights. The following... held as a result of a stock split or stock dividend applying equally to all securities of a...

  5. 17 CFR 240.16a-9 - Stock splits, stock dividends, and pro rata rights.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Stock splits, stock dividends... Government Securities Dealers § 240.16a-9 Stock splits, stock dividends, and pro rata rights. The following... held as a result of a stock split or stock dividend applying equally to all securities of a...

  6. 17 CFR 240.16a-9 - Stock splits, stock dividends, and pro rata rights.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Stock splits, stock dividends... Government Securities Dealers § 240.16a-9 Stock splits, stock dividends, and pro rata rights. The following... held as a result of a stock split or stock dividend applying equally to all securities of a...

  7. 77 FR 42788 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-20

    ...the Contra Party to Unresolved Account Balances in the Exchange's Online Comparison...the contra party to unresolved account balances in the Exchange's Online Comparison...party for any unresolved omnibus account balances in the Exchange's Online...

  8. 76 FR 31659 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-01

    ...SECURITIES AND EXCHANGE COMMISSION [Release No...unique to the NYSE Euronext exchanges. Specifically, the use...RaceTeam to determine round trip order time,\\5\\ from the time the order reaches the Exchange extranet, through...

  9. 78 FR 69907 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310 (September 27, 2010) (SR-NYSE-2010-56... from the Exchange. See, e.g., Securities Exchange Act Release No. 65973 (December 15, 2011), 76 FR... Arca, Inc. See Securities Exchange Act Release No. 70206 (August 15, 2013), 78 FR 51765 (August...

  10. 78 FR 74200 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-10

    ... Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310 (September 27, 2010) (SR-NYSE-2010-56... directly from the Exchange. See, e.g., Securities Exchange Act Release No. 65973 (December 15, 2011), 76 FR..., Inc. See Securities Exchange Act Release No. 70206 (August 15, 2013), 78 FR 51765 (August 21,...

  11. 77 FR 63388 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... the Exchange. \\7\\ See Securities Exchange Act Release No. 52696 (October 28, 2005), 70 FR 66881...), 70 FR 55933 (September 23, 2005) (SR-NYSE-2005-35), at 55934 . The Exchange believes that amending... designation) and for applications relating to poison pills. The ] Exchange proposes to increase this fee...

  12. Compression stockings

    MedlinePLUS

    Compression hose; Pressure stockings; Support stockings; Gradient stockings ... You wear compression stockings to improve blood flow in your legs. Compression stockings gently squeeze your legs to move blood up ...

  13. 75 FR 31496 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-03

    ...Self-Regulatory Organization's Statement of the...476A to add Rule 36 (Communications Between Exchange and...the Commission's Public Reference Room...Self-Regulatory Organization's Statement of the...476A to add Rule 36 (Communications Between Exchange...

  14. 78 FR 79044 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ...Proposed Rule Change to Offer Risk Management Tools Designed to Allow Member...The Exchange proposes to offer risk management tools designed to allow member...the Exchange proposes to offer risk management tools designed to allow...

  15. 78 FR 79534 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Approving...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ...of the specialist's central position in the Exchange's continuous two-way agency auction market, a specialist should...Exchange-provided portable phones would generate a record of outgoing messages and calls and that this information would be...

  16. 78 FR 77739 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-24

    ...consumes additional power. The Exchange allocates power in circuits...eight kWs. A circuit could trip when power consumption exceeds capacity. To avoid this, the Exchange allocates ``buffer'' capacity...power consumption that would trip a circuit. The...

  17. 77 FR 65040 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ...Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems...c)(3) that addresses the authority of the Exchange or Archipelago Securities LLC (``Arca Securities'') to cancel...

  18. 78 FR 64043 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-25

    ...the Exchange's quantitative continued listing...has established quantitative continued listing...other applicable quantitative listing standard...the Exchange's research has indicated that...of the following methods: Electronic Comments...20549, on official business days between...

  19. 78 FR 4570 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-22

    ...the Act \\146\\ and Rule 10C-1 thereunder...of a national securities exchange be designed, among other things, to prevent fraudulent and manipulative acts...Commission's Internet comment form...Secretary, Securities and Exchange...

  20. 78 FR 4936 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 3...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-23

    ...the Act \\78\\ and Rule 10C-1 thereunder...of a national securities exchange be designed, among other things, to prevent fraudulent and manipulative acts...Commission's Internet comment form...Secretary, Securities and Exchange...

  1. 78 FR 51781 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ...and operating the exchange's transaction execution platform and the cost of regulating the exchange to...broker- dealer customers view the costs of transaction executions and market data as a unified cost of doing business with the...

  2. 77 FR 43636 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-25

    ...and operating the exchange's transaction execution platform and the cost of regulating the exchange to ensure...broker- dealer customers view the costs of transaction executions and of data as a unified cost of doing business with the...

  3. 78 FR 20973 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-08

    ...and operating the exchange's transaction execution platform and the cost of regulating the exchange to...broker- dealer customers view the costs of transaction executions and market data as a unified cost of doing business with the...

  4. 78 FR 58587 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-24

    ...the Unavailability of Exchange-Provided Cell Phones on September 11, 2013 September...the unavailability of Exchange-provided cell phones on September 11, 2013. The text...requirements related to using personal cell phones during the temporary...

  5. 78 FR 62825 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ...the Unavailability of Exchange- Provided Cell Phones Beginning on October 10, 2013 Until the Earlier of When Cell Phone Service Is Restored or October 11...the unavailability of Exchange-provided cell phones beginning on October 10, 2013...

  6. 78 FR 20983 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-08

    ... Exchange Act Release No. 59606 (Mar. 19, 2009), 74 FR 13293 (Mar. 26, 2009) (SR-NYSE-2009-04). \\5\\ See id. at n.5; Securities Exchange Act Release No. 62038 (May 5, 2010), 75 FR 26825 (May 12, 2010) (SR-NYSE-2010-22). \\6\\ See Securities Exchange Act Release No. 67467 (July 19, 2012), 77 FR 43636 (July 25,...

  7. 78 FR 10226 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-13

    ... the exchange facility. See Securities Exchange Act Release No. 63898 (February 11, 2011), 76 FR 9616... the Text of Rule 1600, Which Governs NYBX Functionality February 7, 2013. Pursuant to Section 19(b)(1... of the Proposed Rule Change The Exchange proposes to contemporaneously delete the text of Rule...

  8. 78 FR 47474 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-05

    ... (Mar. 19, 2009), 74 FR 13293 (Mar. 26, 2009) (SR-NYSE-2009-04). In April 2013, the Exchange began.... \\5\\ See Securities Exchange Act Release No. 69272 (Apr. 2, 2013), 78 FR 20983 (Apr. 8, 2013) (SR-NYSE... the need for such data.\\8\\ \\8\\ See Securities Exchange Act Release No. 51808 (June 9, 2005), 70...

  9. 78 FR 21457 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ... periods of market stress. \\4\\ See Securities Exchange Act Release No. 53539 (March 22, 2006), 71 FR 16353... FR 33498 (June 6, 2012) (``LULD Release''). Nevertheless, the Exchange proposes to phase out LRPs as... (January 31, 2013), 78 FR 8646 (February 6, 2013) (SR-NYSEArca-2013- 06). As such, the Exchange proposes...

  10. 78 FR 51788 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of and Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ...that will be Posted on the Exchange's Web site; and (ii) Adopt As New Rules Certain...that will be posted on the Exchange's Web site; and (ii) adopt as new rules certain...that will be posted on the Exchange's Web site; and (ii) adopt as new rules...

  11. 78 FR 29165 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-17

    ... disclosure regarding options.\\13\\ \\13\\ See Securities Exchange Act Release No. 54344 (August 21, 2006), 71 FR... Updated Listing Application Materials That Will Be Posted on the Exchange's Web Site; and (ii) Adopt as... be posted on the Exchange's Web site; and (ii) adopt as new rules certain provisions that...

  12. 78 FR 23620 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-19

    ...\\ See Securities Exchange Act Release No. 68538 (December 27, 2012), 78 FR 335 (January 3, 2013) (SR...), 77 FR 66893 (November 7, 2012) (SR-NYSE-2012- 58). The Exchange subsequently filed to extend the temporary suspension. See Securities Exchange Act Release Nos. 68161 (Nov. 5, 2012), 77 FR 67704 (Nov....

  13. 78 FR 51765 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ... Securities Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310 (September 27, 2010) (SR-NYSE... directly from the Exchange. See, e.g., Securities Exchange Act Release No. 65973 (December 15, 2011), 76 FR... Act Release No. 62961 (September 21, 2010), 75 FR 59299 (September 27, 2010)...

  14. 75 FR 4600 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-28

    ...\\ See Securities Exchange Act Release No. 61145 (December 10, 2009), 74 FR 67287. II. Description of the... Exchange. \\4\\ See Securities Exchange Act Release No. 60004 (May 29, 2009), 74 FR 26905 (June 4, 2009) (SR... 2, 2008), 73 FR 74770 (December 9, 2008) (SR-NYSEArca-2006-21) (``NYSE Arca Order''). The...

  15. 76 FR 61457 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ...Exchange Rule 80B To Revise the Current Methodology For Determining When To Halt Trading...Exchange Rule 80B to revise the current methodology for determining when to halt trading...Exchange Rule 80B to revise the current methodology for determining when to halt...

  16. 78 FR 42573 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-16

    ..., 2013.\\7\\ \\4\\ See Securities Exchange Act Release No. 56148 (July 26, 2007), 72 FR 42146 (Aug. 1, 2007...\\ See Securities Exchange Act Release No. 62355 (June 22, 2010), 75 FR 36729 (June 28, 2010) (SR-NYSE-2010-46). \\6\\ See Securities Exchange Act Release Nos. 68678 (Jan. 16, 2013), 78 FR 5213 (Jan. 24,...

  17. 78 FR 21464 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ... cumulative volume for the security. \\4\\ See Securities Exchange Act Release No. 59606 (Mar. 19, 2009), 74 FR...\\ See id. at n.5; Securities Exchange Act Release No. 62038 (May 5, 2010), 75 FR 26825 (May 12, 2010) (SR-NYSE-2010-22). \\6\\ See Securities Exchange Act Release No. 67467 (July 19, 2012), 77 FR...

  18. 78 FR 25118 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-29

    ... Exchange Act Release Nos. 65735 (November 10, 2011), 76 FR 71405 (SR-NYSEAmex-2011-86) (``NYSE Amex Notice'') and 65736 (November 10, 2011), 76 FR 71399 (SR-NYSE-2011-56) (``NYSE Notice''). \\11\\ See Securities Exchange Act Release No. 66036, 76 FR 82011 (December 29, 2011). \\12\\ See Securities Exchange Act...

  19. 75 FR 26825 - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-12

    ... CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 61779 (March 25, 2010), 75 FR 16537... Securities Exchange Act Release No. 59544 (March 9, 2009), 74 FR 11162 (March 16, 2009) (SR-NYSE-2008-131... Pilot Program. See Securities Exchange Act Release No. 61780 (March 25, 2010), 75 FR 16535 (April...

  20. 76 FR 51449 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-18

    .... \\3\\ See Securities Exchange Act Release No. 64506 (May 17, 2011), 76 FR 29806 (``Notice''). \\4\\ See... those letters. \\6\\ See Securities Exchange Act Release No. 64809 (July 5, 2011), 76 FR 40758 (July 11... raised the issue of whether a for-profit exchange should be in the investor relations services...

  1. 78 FR 75432 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-11

    ... Securities Exchange Act Release No. 70794 (October 31, 2013), 78 FR 66789 (November 6, 2013) (SR-CTA-2013-05... also Securities Exchange Act Release No. 70793 (October 31, 2013), 78 FR 66788 (November 6, 2013) (File... Securities Exchange Act Release No. 70898 (November 19, 2013), 78 FR 70386 (November 25, 2013)...

  2. 77 FR 4604 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ... is currently reflected. \\4\\ See Securities Exchange Act Release No. 60356 (July 21, 2009), 74 FR... Change The Exchange proposes to amend NYSE Rule 1600 to establish an Immediate or Cancel (``IOC'') order...'') and/or in the New York Block Exchange \\SM\\ (``NYBX'' \\SM\\ or ``Facility'') (``NYBX IOC order'')....

  3. 77 FR 70862 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... are traded. \\5\\ See Securities Exchange Act Release No. 68137 (Nov. 1, 2012), 77 FR 66893 (Nov. 7... was filed.\\8\\ \\6\\ See Securities Exchange Act Release No. 68161 (Nov. 5, 2012), 77 FR 67704 (Nov. 12... particular, the Exchange notes that the lines that support both the wired and wireless phone connections...

  4. 78 FR 13127 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-26

    ... are traded. \\5\\ See Securities Exchange Act Release No. 68137 (Nov. 1, 2012), 77 FR 66893 (Nov. 7... internet issues. \\6\\ See Securities Exchange Act Release No. 68161 (Nov. 5, 2012), 77 FR 67704 (Nov. 12... temporary suspension). \\8\\ See Securities Exchange Act Release No. 68211 (Nov. 9, 2012), 77 FR 69534...

  5. 78 FR 5851 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-28

    ... are traded. \\4\\ See Securities Exchange Act Release No. 68137 (Nov. 1, 2012), 77 FR 66893 (Nov. 7... and internet issues. \\5\\ See Securities Exchange Act Release No. 68161 (Nov. 5, 2012), 77 FR 67704... of the temporary suspension). \\7\\ See Securities Exchange Act Release No. 68211 (Nov. 9, 2012), 77...

  6. 75 FR 59310 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-27

    ... personnel to maintain User equipment. The Exchange proposed tiered co-location fees based on the level of... represented that it offers co-location space based on availability and the Exchange believes that it has... Exchange Act Release No. 62732 (Aug 16, 2010), 75 FR 51512 (``Notice''). In its proposal, NYSE proposed...

  7. 76 FR 42150 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-18

    ... underlying orders. \\4\\ See Securities Exchange Act Release No. 56017 (July 5, 2007), 72 FR 38110 (July 12... Securities Exchange Act Release No. 56968 (Dec. 14, 2007), 72 FR 72432 (Dec. 20, 2007) (SR-NYSE-2007-114). \\7\\ See Securities Exchange Act Release Nos. 57682 (Apr. 17, 2008), 73 FR 22193 (Apr. 24, 2008)...

  8. 77 FR 3527 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-24

    ... beginning in late 2006. See Securities Exchange Act Rel. No. 54550 (Sept. 29, 2006), 71 FR 59563 (Oct. 10, 2006) (SR-CHX-2006-05). \\5\\ See Securities Exchange Act Rel. No. 63564 (Dec. 16, 2010), 75 FR 80870 (Dec. 23, 2010) (SR-CHX-2010-25). \\6\\ See Securities Exchange Act Rel. No. 65633 (Oct. 26, 2011), 76...

  9. 77 FR 42024 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-17

    ... (``CADV'') for that security. \\3\\ See Securities Exchange Act Release No. 58877 (October 29, 2008), 73 FR.... \\4\\ See Securities Exchange Act Release No. 67154 (June 7, 2012), 77 FR 35455 (June 13, 2012) (SR... extended to February 2009. See Securities Exchange Act Release No. 57213 (January 28, 2008), 73 FR...

  10. 76 FR 1653 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-11

    ...\\ See Securities Exchange Act Release No. 60436 (August 5, 2009), 74 FR 40252 (August 11, 2009) (File No... Release No. 57433 (March 5, 2008), 73 FR 13064 (March 11, 2008) (File No. SR-NYSE-2008-15). The Exchange... Providers (``SLPs'') for adding liquidity to the Exchange in NYSE-listed securities, based on an SLP's...

  11. 78 FR 48526 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-08

    ... Designated Market Maker. \\6\\ See Securities Exchange Act Release No. 68021 (October 9, 2012), 77 FR 63406.... 69926 (July 3, 2013), 78 FR 41154 (SR-NYSEArca-2013-67). The Exchange notes that the proposed change is... of the Supplemental Liquidity Provider (``SLP'') credits in its Price List. The Exchange proposes...

  12. 78 FR 4936 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 3...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-23

    ... filing in full. \\4\\ See Securities Exchange Act Release No. 68033 (October 10, 2012), 77 FR 63370 (``Notice''). \\5\\ See Securities Exchange Act Release No. 68311 (November 28, 2012), 77 FR 71852 (December 4..., Securities Exchange Act Release No. 64149 (March 30, 2011), 76 FR 18966 (April 6, 2011) (``Rule...

  13. 75 FR 31488 - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-03

    ...\\ 17 CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 61914 (April 15, 2010), 75 FR 21077. II.... See Securities Exchange Act Release No. 59606 (March 19, 2009), 74 FR 13293 (March 26, 2009) (SR-NYSE... Filing'').\\5\\ \\5\\ See Securities Exchange Act Release No. 62038 (May 5, 2010), 75 FR 26825 (May 12,...

  14. 26 CFR 1.1036-1 - Stock for stock of the same corporation.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 26 Internal Revenue 11 2010-04-01 2010-04-01 true Stock for stock of the same corporation. 1.1036...) INCOME TAX (CONTINUED) INCOME TAXES Common Nontaxable Exchanges § 1.1036-1 Stock for stock of the same corporation. (a) Section 1036 permits the exchange, without the recognition of gain or loss, of common...

  15. Influence of soil C stocks and interannual climatic variability on the CO2 and CH4 exchange of maize cultivated on mineral and organic soils in NE Germany

    NASA Astrophysics Data System (ADS)

    Pohl, Madlen; Hagemann, Ulrike; Hoffmann, Mathias; Giebels, Michael; Albiac-Borraz, Elisa; Sommer, Michael; Augustin, Jürgen

    2014-05-01

    Due to its glacially influenced genesis and land use history, the soils of the Great Plain Region of NE-Germany show large differences in groundwater levels and soil carbon (C) stocks over short distances. Although generally featuring a rather dry climate, trace gas exchange at individual sites may be influenced by i) interannual climatic variability, particularly with respect to precipitation; as well as by ii) variability of soil C stocks. However, it is still unclear how these factors affect fluxes of CO2 and CH4, and if there is any positive or negative feedback on the C source or sink function of different soil types. We present measured and modeled CO2 and CH4 fluxes of minerally fertilized grain maize for three sites located near Paulinenaue, within the so-called Rhin-Havelluch, a shallow and drained paludification mire complex in NE Germany. The sites are characterized by a distinct gradient of 0-1 m soil organic C stocks: i) Arenosol (AR: mineral soil/distant groundwater; 8 000 g C m-2), ii) Gleysol (GL: organic soil/groundwater-dependent; 35 000 g C m-2), and iii) Histosol (HS: organic soil/near groundwater; 45 000 g C m-2). CO2 flux measurements of ecosystem respiration (Reco), net ecosystem exchange (NEE) and gross primary production (GPP; calculated as difference between NEE and Reco) were conducted every four weeks using a flow-through non-steady-state closed chamber system. Measurement gaps of Reco and NEE were filled by using temperature or radiation-based models, respectively. CH4 fluxes were measured bi-weekly using a static closed chamber system with interval sampling, with gap filling via linear interpolation. Cumulated fluxes of CO2-C (Reco, GPP, NEE) and CH4-C were calculated for a period of four consecutive years (2007-2010). The intensity of CO2-C fluxes increased with growing soil organic C stocks (AR < GL < HS). Mean annual values of the years 2008-2010 for Reco ranged between 1 500 g C m-2 and 2 000 g C m-2; annual GPP fluxes ranged from -1 400 g C m-2 to -2 300 g C m-2. NEE balances varied from C source on the mineral AR site (65 g C m-2) to C sink for organic sites (nearly -350 g C m-2). Annual CH4 exchange rates were generally very low < 0.3 g C m-2 and negligible compared to annual CO2 exchange. However, the exceptionally wet summer of 2007 (May to July) resulted in drastically increased CH4 emissions from the groundwater-influenced organic soils, particularly at the HS site where CH4 emissions were nearly 100 times higher emissions than in the following years (28 g C m-2). The excess moisture levels in 2007 also appeared to influence ecosystem CO2 exchange - likely through effects on maize growth - resulting in strongly increased Reco and GPP rates at the mineral AR site and drastically decreased Reco and GPP rates at the flooded HS site. The intensity of gaseous C fluxes seems to strongly depend on interactions between soil C stocks and interannual climatic variability. More detailed conclusions about the nature of these interactions require continuation of these measurements, i.e. long-term investigation.

  16. 78 FR 21481 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ...Five-Year Fee for the Development of an Enhanced Brokers Internet Platform April 3, 2013. On February 1, 2013, New York Stock...five- year fee for the development of an enhanced brokers internet platform. The proposed rule change was published for...

  17. 76 FR 41551 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-14

    ...). \\2\\ 17 CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 64522 (May 19, 2011); 76 FR 30418... on the Exchange. \\5\\ See Securities Exchange Act Release 55908 (June 14, 2007), 72 FR 34056 (June 20..., 2008) (SR-Amex-2008-62 and SR-NYSE-2008-60), 73 FR 57707 (October 3, 2008), and NYSE Rule 6A. Under...

  18. Trading Network Predicts Stock Price

    NASA Astrophysics Data System (ADS)

    Sun, Xiao-Qian; Shen, Hua-Wei; Cheng, Xue-Qi

    2014-01-01

    Stock price prediction is an important and challenging problem for studying financial markets. Existing studies are mainly based on the time series of stock price or the operation performance of listed company. In this paper, we propose to predict stock price based on investors' trading behavior. For each stock, we characterize the daily trading relationship among its investors using a trading network. We then classify the nodes of trading network into three roles according to their connectivity pattern. Strong Granger causality is found between stock price and trading relationship indices, i.e., the fraction of trading relationship among nodes with different roles. We further predict stock price by incorporating these trading relationship indices into a neural network based on time series of stock price. Experimental results on 51 stocks in two Chinese Stock Exchanges demonstrate the accuracy of stock price prediction is significantly improved by the inclusion of trading relationship indices.

  19. Trading network predicts stock price.

    PubMed

    Sun, Xiao-Qian; Shen, Hua-Wei; Cheng, Xue-Qi

    2014-01-01

    Stock price prediction is an important and challenging problem for studying financial markets. Existing studies are mainly based on the time series of stock price or the operation performance of listed company. In this paper, we propose to predict stock price based on investors' trading behavior. For each stock, we characterize the daily trading relationship among its investors using a trading network. We then classify the nodes of trading network into three roles according to their connectivity pattern. Strong Granger causality is found between stock price and trading relationship indices, i.e., the fraction of trading relationship among nodes with different roles. We further predict stock price by incorporating these trading relationship indices into a neural network based on time series of stock price. Experimental results on 51 stocks in two Chinese Stock Exchanges demonstrate the accuracy of stock price prediction is significantly improved by the inclusion of trading relationship indices. PMID:24429767

  20. 78 FR 9094 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-07

    ...\\ See Securities Exchange Act Release No. 54391 (August 31, 2006), 71 FR 52836 (September 7, 2006) (SR... via Order Delivery mode) that are resting on the NSX Book \\5\\ in accordance with the process described...\\ Exchange Rule 1.5 defines ``NSX Book'' as ``the System's electronic fie of orders.'' \\6\\ See NSX Rule...

  1. 78 FR 15394 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-11

    ....19b-4. \\3\\ Securities Exchange Act Release No. 68678 (January 16, 2013), 78 FR 5213 (January 24, 2013...), 72 FR 42146 (August 1, 2007) (File No. 4-544) (Notice of Filing and Order Approving and Declaring... Securities Exchange Act Release No. 62355 (June 22, 2010), 75 FR 36729 (June 28, 2010)...

  2. 76 FR 39946 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-07

    ... Securities Exchange Act Release No. 62970 (Sept. 22, 2010), 75 FR 59771 (Sept. 28, 2010) (order approving SR-FINRA-2010- 37). \\5\\ See Securities Exchange Act Release Nos. 56148 (July 26, 2007), 72 FR 42146 (August 1, 2007) (order approving the Agreement); 56147 (July 26, 2007), 72 FR 42166 (August 1, 2007)...

  3. 76 FR 53015 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-24

    ... Exchange Act Release No. 63895 (February 11, 2011), 76 FR 9386 (February 17, 2011) (SR-FINRA-2009-090). The...\\ See Securities Exchange Act Release Nos. 56968 (Dec. 14, 2007), 72 FR 72432 (Dec. 20, 2007) (SR-NYSE-2007-114); 57682 (Apr. 17, 2008), 73 FR 22193 (Apr. 24, 2008) (SR-NYSE-2008-29); 59621 (Mar. 23,...

  4. 76 FR 79260 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-21

    ... Release No. 60835 (Oct. 16, 2009), 74 FR 54616 (Oct. 22, 2009) (SR-FINRA-2009-055). The Exchange's... Effectiveness of a Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority Rule 5210... Rule Change The Exchange proposes to adopt the text of Financial Industry Regulatory Authority...

  5. 76 FR 64154 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-17

    ... federal securities laws. \\7\\ See Securities Exchange Act Release No. 63311 (November 12, 2010), 75 FR.... 53128 (Jan. 13, 2006), 71 FR 3550 (Jan. 23, 2006) (File No. 10-131). \\14\\ See Securities Exchange Act Release No. 64717 (June 21, 2011), 76 FR 37384 (June 27, 2011) (SR-FINRA-2011-029). \\15\\ NYSE Rule...

  6. 76 FR 53513 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-26

    .... 64896 (July 15, 2011), 76 FR 43740 (July 21, 2011) (SR-BX-2011-045). Currently, Arca Securities is an...)(2); see also Securities Exchange Act Release No. 64729 (June 23, 2011) 76 FR 38232, 38233 nn. 4-9...\\ See Securities Exchange Act Release No. 64013 (March 2, 2011), 76 FR 12774 (March 8, 2011)...

  7. 77 FR 56902 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    .... 67759 (Aug. 30, 2012) 77 FR 54939 (Sep. 6, 2012) (SR-NYSE-2012-38). The Exchange proposes this rule... Effectiveness of Proposed Rule Change To Delete Non-Operable Text Within Its Price List Applicable to... The Exchange proposes to delete non-operable text within its Price List applicable to...

  8. 77 FR 71658 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-03

    ... 5, 2006), 71 FR 60208 (October 12, 2006) (SR-NYSE-2006-36). \\7\\ See Securities Exchange Act Release No. 61072 (November 30, 2009), 74 FR 64103 (December 7, 2009) (SR-NYSE-2009-106). As set forth in... Exchange Act Release Nos. 67584 (Aug. 2, 2012), 77 FR 47472 (Aug. 8, 2012) (SR-NASDAQ-2012-066)...

  9. 76 FR 62122 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-06

    ...''). See also Notice, 76 FR at 53513, n.5 and accompanying text. \\7\\ See Notice. III. Discussion and... accompanying text. \\12\\ See Notice, 76 FR at 53514. First, the Exchange will maintain an agreement pursuant to... Commission Rules; \\13\\ \\13\\ See Notice, 76 FR at 53514, n.8 and accompanying text. The Exchange proposed...

  10. 78 FR 70386 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-25

    ... significance.\\5\\ \\4\\ See Securities Exchange Release No. 34-70428 (Sept. 17, 2013), 78 FR 184 (Sept. 28, 2013... Securities Exchange Release No. 10787 (May 10, 1974), 39 FR 17799. The CTA Plan, pursuant to which markets... Effectiveness of Proposed Rule Change Revising Rule 61(a)(iii) To Harmonize the Existing Rule Text With...

  11. 77 FR 71658 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-03

    ...of Proposed Rule Change Moving the Rule Text That Provides for Pegging on the Exchange...Rule 70 to NYSE Rule 13 and Amending Such Text to (i) Permit Designated Market Maker...The Exchange proposes to move the rule text that provides for pegging on the...

  12. 77 FR 75683 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-21

    ..., 2012), 77 FR 66893 (Nov. 7, 2012) (SR-NYSE-2012-58). On November 5, 2012, although power had been... and Internet issues. \\6\\ See Securities Exchange Act Release No. 68161 (Nov. 5, 2012), 77 FR 67704... of the temporary suspension). \\8\\ See Securities Exchange Act Release No. 68211 (Nov. 9, 2012), 77...

  13. 76 FR 12195 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SHO, Securities Exchange Act Release No. 61595 (Feb. 26, 2010), 75 FR 11232 (Mar. 10, 2010) (``Rule...)(47); and 17 CFR 242.600(b)(46). \\9\\ 17 CFR 242.201(b). \\10\\ Rule 201 Adopting Release, 75 FR 11232... in Securities Exchange Act Release No. 63247 (Nov. 4, 2010), 75 FR 68702 (Nov. 9, 2010). The May...

  14. 77 FR 69688 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-20

    ... (October 6, 2010), 75 FR 63232 (October 14, 2010) (SR-NYSE-2010-70) (the port fee ``Adopting Release''). See also Securities Exchange Act Release No. 66107 (January 5, 2012), 77 FR 1759 (January 11, 2012...., Securities Exchange Act Release No. 64542 (May 25, 2011), 76 FR 31659 (June 1, 2011) (SR-NYSE-2011-13)....

  15. 77 FR 41868 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-16

    ... FINRA Rule 3230.\\4\\ \\4\\ See Securities Exchange Act Release No. 66279 (January 30, 2012), 77 FR 5611... (July 26, 2007), 72 FR 42146 (August 1, 2007) (order approving the Agreement); Securities Exchange Act 56147 (July 26, 2007), 72 FR 42166 (August 1, 2007) (SR-NASD-2007-054) (order approving...

  16. 76 FR 59476 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-26

    ...Proposed Rule Change To Change the Status of Exchange-Registered Institutional...Broker firms to clarify their status. The text of this proposed...17, Rule 3 to clarify the status of Exchange-registered Institutional...Notwithstanding this redefinition of the status of Institutional Brokers...over-the- counter (``OTC'') marketplace since...

  17. 76 FR 38232 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-29

    ... securities laws.\\5\\ \\4\\ See Securities Exchange Act Release No. 55590 (April 5, 2007), 72 FR 18707 (April 13... Securities Exchange Act Release No. 57870 (May 27, 2008), 73 FR 31526 (June 2, 2008) (SR-NYSE-2008-37). As... Release No. 58680 (September 29, 2008), 73 FR 58283 (October 6, 2008) (SR-NYSE-2008-76). \\7\\...

  18. 77 FR 65040 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... Exchange Act Release No. 66963 (May 10, 2012), 77 FR 28919 (May 16, 2012) (SR-NYSEArca-2012-22). \\21\\ For... Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue... Archipelago Securities LLC (``Arca Securities'') to cancel orders when a technical or systems issue occurs...

  19. 75 FR 55391 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-10

    ... (April 5, 2007), 72 FR 18707 (April 13, 2007) (notice of immediate effectiveness of SR-NYSE-2007-29); see also, Securities and Exchange Act Release No. 58680 (September 29, 2008), 73 FR 58283 (October 6, 2008... FR 44758 (August 7, 2006) (order approving SR-NYSEArca- 2006-13); see also, Securities Exchange...

  20. 75 FR 1104 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    .... \\3\\ See Securities Exchange Act Release No. 55590 (April 5, 2007), 72 FR 18707 (April 13, 2007.... 58680 (September 29, 2008), 73 FR 58283 (October 6, 2008) (order approving SR-NYSE-2008-76). \\4\\ See Securities Exchange Act Release No. 53238 (July 28, 2006), 71 FR 44758 (August 7, 2006) (order approving...

  1. 75 FR 17814 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-07

    .... \\3\\ See Securities Exchange Act Release No. 55590 (April 5, 2007), 72 FR 18707 (April 13, 2007.... 58680 (September 29, 2008), 73 FR 58283 (October 6, 2008) (order approving SR-NYSE-2008-76). \\4\\ See Securities Exchange Act Release No. 53238 (July 28, 2006), 71 FR 44758 (August 7, 2006) (order approving...

  2. 78 FR 40260 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-03

    ... FR 29165. \\4\\ See Letter to Elizabeth M. Murphy, Secretary, Commission, from Shinichi Yuhara, dated... the Exchange's Web Site; and (ii) Adopt as New Rules Certain Provisions That Are Currently Included in... updated listing application materials that will be posted on the Exchange's Web site; and (ii) adopt...

  3. 76 FR 16019 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-22

    ... 22, 2006), 71 FR 16353 (March 31, 2006) (SR-NYSE-2004-05). \\9\\ See Securities Exchange Act Release No. 58845 (Oct. 24, 2008), 73 FR 64379 (Oct. 29. 2008) (SR-NYSE-2008-46). 2. Statutory Basis The Exchange... Effectiveness of Proposed Rule Change Amending NYSE Rule 36 To Permit Written Communications To Be...

  4. 77 FR 50742 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-22

    ... Release No. 67262 (June 26, 2012), 77 FR 39292 (``Notice''). II. Description of the Proposed Rule Change... related fees. \\4\\ See Securities Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310... Securities Exchange Act Release No. 65973 (December 15, 2011), 76 FR 79232 (December 21, 2011)...

  5. 78 FR 71002 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ...available on the Exchange's Web site at www.nyse.com, at...occurring on the Exchange or in most dark pools...OLOs significantly betters the dark pool average trade size of 210...short term price movements toward dark venues and away from the...

  6. 76 FR 67507 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-01

    ... Users. \\4\\ See Securities Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310 (September 27... Change Expanding the Scope of Potential ``Users'' of Its Co-Location Services To Include Any Market Participant That Requests To Receive Co-Location Services Directly From the Exchange and Amending Its...

  7. 78 FR 37265 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-20

    ...7 a.m. and on Days That the Exchange Is Closed Via The Exchange's 11 Wall Street...and Rule 19b-4 thereunder,\\3\\ notice is hereby given that June 3, 2013, New York...self-regulatory organization. The Commission is publishing this notice to solicit...

  8. 76 FR 49513 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-10

    ... Shell Company August 4, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934... list after consummation of a ``reverse merger'' with a shell company. The text of the proposed rule... requirements for operating companies that become Exchange Act reporting companies by combining with a...

  9. 75 FR 80870 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-23

    ...\\ See, Securities Exchange Act Rel. No. 54550 (Sept. 29, 2006), 71 FR 59563 (October 10, 2006) (SR-CHX... changed. \\7\\ See, Securities Exchange Act Rel. No. 54550 (Sept. 29, 2006), 71 FR 59563 (October 10, 2006... customary end- of-the-year software change freeze, and thereby minimize the systems and operational risks...

  10. 77 FR 39292 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-02

    ... related fees.\\4\\ \\4\\ See Securities Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310... Act Release No. 65973 (December 15, 2011), 76 FR 79232 (December 21, 2011) (SR-NYSE-2011-53). The... thereto. See Securities Exchange Act Release No. 64060 (March 8, 2011), 76 FR 13686 (March 14, 2011)...

  11. 78 FR 20973 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-08

    ... Trades \\6\\ are as follows: \\4\\ See Securities Exchange Act Release Nos. 59544 (Mar. 9, 2009), 74 FR 11162 (Mar. 16, 2009) (SR-NYSE-2008-131) and 62038 (May 5, 2010), 75 FR 26825 (May 12, 2010) (SR-NYSE-2010-22). \\5\\ See Securities Exchange Act Release No. 62181 (May 26, 2010), 75 FR 31488 (June 3, 2010)...

  12. 75 FR 77024 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-10

    ...offer at the Exchange's Best Bid (``BB'') or Exchange's Best Offer (``BO...the additional obligation of being on the BB or BO at least five percent of the day...average percentage of time a BLP was at the BB or BO in each of its assigned BLP...

  13. 77 FR 27508 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Designation...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-10

    ...\\ See Securities Exchange Act Release Nos. 65671 (November 2, 2011), 76 FR 69774 (SR-NYSE Amex-2011-84); and 65672 (November 2, 2011), 76 FR 69788 (SR-NYSE-2011-55). The Commission received 28 comments on...''). \\6\\ See Securities Exchange Act Release No. 66003, 76 FR 80445 (December 23, 2011). \\7\\ 17 CFR...

  14. 77 FR 7628 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-13

    ..., 2011), 76 FR 69774 (SR-NYSE Amex-2011-84); 65672 (November 2, 2011), 76 FR 69788 (SR-NYSE-2011-55). \\4... Release No. 66003, 76 FR 80445 (December 23, 2011). \\7\\ 17 CFR 242.612(c). \\8\\ The Exchanges amended the... Securities Exchange Act Release No. 43590 (November 17, 2000), 65 FR 75414 (December 1, 2000)...

  15. 75 FR 16535 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-01

    ... device. \\3\\ See Securities Exchange Act Release No. 59544 (March 9, 2009), 74 FR 11162 (March 16, 2009..., 2008), 73 FR 74770 (December 9, 2008) (SR-NYSEArca-2006-21) (``NYSE Arca Order''). In the NYSE Arca... Order into this order. \\13\\ See Securities Exchange Act Release No. 59544 (March 9, 2009), 74 FR...

  16. 77 FR 1759 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-11

    ... data center) of any logical port other than a Multicast PITCH Spin Server Port or GRP Port, but does... Securities Exchange Act Release No. 63057 (October 6, 2010), 75 FR 63232 (October 14, 2010) (SR-NYSE-2010-70.... See, e.g., Securities Exchange Act Release No. 64542 (May 25, 2011), 76 FR 31659 (June 1, 2011)...

  17. 77 FR 45408 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-31

    .... \\4\\ See Securities Exchange Act Release No. 58845 (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46). See also Securities Exchange Act Release Nos. 60756 (October 1, 2009), 74 FR 51628... FR 62368 (November 27, 2009) (SR-NYSE-2009-113) (extending Pilot to March 30, 2010); 61724 (March...

  18. 77 FR 42788 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-20

    ... trade date (``T+1'').\\6\\ \\5\\ See Securities Exchange Act Release No. 59997 (May 28, 2009), 74 FR 28086... FR 41560 (July 16, 2010) (SR-NYSE-2010-48 and SR-NYSEAmex- 2010-61). Proposed Amendment of NYSE Rule... Contra Party to Unresolved Account Balances in the Exchange's Online Comparison System July 16,...

  19. 76 FR 70795 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice and Order Granting Accelerated...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-15

    ...), 76 FR 49513 (``Notice''). \\4\\ See Securities Exchange Act Release No. 65368 (September 21, 2011), 76 FR 59756 (September 27, 2011). \\5\\ See Letter to Elizabeth M. Murphy, Secretary, Commission, from... Securities Exchange Act Release No. 64633 (June 8, 2011), 76 FR 34781 (June 14, 2011)...

  20. 77 FR 36321 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-18

    ...-51; SR-NYSEAmex-2011-78; SR-NYSEArca-2011-72), 77 FR 3297. The Exchange explained the reasons for...-54), 70 FR 9688. Furthermore, the Exchange believes that the objectivity of Board members is... independence policy in connection with the previously proposed combination of NYSE Euronext and Deutsche B...

  1. 77 FR 71023 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-28

    ...resolve an extreme order imbalance that may result in a price dislocation at the close as a result of an order entered into Exchange...close that would otherwise result in a significant price dislocation. Without the relief requested herein, the Exchange...

  2. 77 FR 10586 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Instituting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-22

    ... Exchange Act Release Nos. 65735 (November 10, 2011), 76 FR 71405 (SR-NYSEAmex-2011-86) and 65736 (November 10, 2011), 76 FR 71399 (SR-NYSE-2011-56). On December 22, 2011, the Commission extended the time... Proposals. \\5\\ See Securities Exchange Act Release No. 66036, 76 FR 82011 (December 29, 2011)....

  3. 76 FR 61450 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Rule 11.20. \\4\\ NSX Rule 11.19. \\5\\ See Securities Exchange Act Release No. 64547 (May 25, 2011), 76 FR...\\ See Securities Exchange Act Release No. 64735 (June 23, 2011), 76 FR 38243 (June 29, 2011) (SR-BATS... Release 65094 (August 10, 2011), 76 FR 50779 (August 16, 2011) (SR-NASDAQ-2011- 011). \\13\\ See...

  4. 78 FR 1288 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-08

    ... Securities Exchange Act Release No. 58845 (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46). See also Securities Exchange Act Release Nos. 60756 (October 1, 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending Pilot to November 30, 2009); 61031 (November 19, 2009), 74 FR...

  5. 76 FR 39147 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-05

    ...\\ See Securities Exchange Act Release No. 58845 (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46); see also Securities Exchange Act Release Nos. 60756 (October 1, 2009), 74 FR 51628... FR 62368 (November 27, 2009) (SR-NYSE-2009-113) (extending Pilot to March 30, 2010); 61724 (March...

  6. 78 FR 73905 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-09

    .... \\3\\ 17 CFR 240.19b-4. \\4\\ See Securities Exchange Act Release No. 70628 (Oct. 8, 2013), 78 FR 62889... corporate governance tools and advisory services (the ``Enhanced Package''), which the Exchange states has a commercial value of approximately $45,000 annually, and corporate governance tools (the ``Basic...

  7. 78 FR 41166 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-09

    ... Securities Exchange Act Release No. 68021 (October 9, 2012), 77 FR 63406 (October 16, 2012) (SR-NYSE-2012-50..., 2012. See Securities Exchange Act Release No. 68150 (November 5, 2012), 77 FR 67431 (November 9, 2012... Provider (``SLP'') rate and (ii) the member organization Tier 1 and Tier 2 Adding Credit rates....

  8. 77 FR 1769 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-11

    ... applicable month as follows: \\3\\ \\3\\ See Securities Exchange Act Release No. 65062 (August 9, 2011), 76 FR 50529 (August 15, 2011) (SR-NYSE-2011-39). $0.0020 credit per share per transaction if the SLP adds... providing liquidity on the Exchange. Currently, under a tiered structure of credits, a SLP that meets the...

  9. 77 FR 35455 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-13

    ... 240.19b-4. \\3\\ Securities Exchange Act Release No. 66821 (April 17, 2012), 77 FR 24239 (``Notice... participants.\\5\\ \\4\\ See Securities Exchange Act Release No. 58877 (October 29, 2008), 73 FR 65904 (November 5.... 5, 2010), 75 FR 69484 (Nov. 12, 2010) (SR-BATS-2010-025; SR-BX-2010-66; SR-CBOE-2010-087;...

  10. 75 FR 77024 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-10

    ... Exchange Act Release No. 58877 (October 29, 2008), 73 FR 65904 (November 5, 2008) (SR-NYSE-2008-108) (establishing SLP Pilot); Securities Exchange Act Release No. 58845 (October 24, 2008), 73 FR 64379 (October 29... Release No. 55496 (March 20, 2007), 72 FR 14631 (March 28, 2007) (SR-NYSE-2006-37). Despite these...

  11. 77 FR 24239 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-23

    ...\\ See Securities Exchange Act Release No. 58877 (October 29, 2008), 73 FR 65904 (November 5, 2008) (SR... Securities assigned to the SLMM.\\11\\ \\9\\ See Securities Exchange Act Release No. 63255 (Nov. 5, 2010), 75 FR... proposes to amend NYSE Rule 107B to add a class of Supplemental Liquidity Providers (``SLP'') that...

  12. 77 FR 54939 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-06

    ... 25, 2012), 77 FR 45388 (July 31, 2012) (SR-NYSE-2012-27). An SLP is a member organization that... effect until January 31, 2013. See Securities Exchange Act Release No. 58877 (October 29, 2008), 73 FR... Securities Exchange Act Release No. 62791 (August 30, 2010), 75 FR 54411 (September 7, 2010)...

  13. 78 FR 36281 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-17

    ... introduced in October 2012. \\11\\ See Securities Exchange Act Release No. 68021 (October 9, 2012), 77 FR 63406... Exchange Act Release No. 58877 (October 29, 2008), 73 FR 65904-05 (November 5, 2008) (SR-NYSE-2008-108... June 1, 2013. An SLP is a member organization that electronically enters orders or quotes from off...

  14. 78 FR 16551 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-15

    .... 56181 (August 1, 2007), 72 FR 44206 (August 7, 2007) (SR-NYSE-2007-70). The Exchange allocates the funds... 14, 2008), 73 FR 3503 (January 18, 2008) (SR-NYSE-2008-01). \\8\\ The Exchange is also proposing a...

  15. 78 FR 73214 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-05

    ..., 2007), 72 FR 42146 (Aug. 1, 2007) (order approving the Agreement); Exchange Act Release No. 56147 (Jul. 26, 2007), 72 FR 42166 (Aug. 1, 2007) (order approving the incorporation of certain NYSE Rules as ``Common Rules''); Exchange Act Release No. 60409 (July 30, 2009), 74 FR 39353 (Aug. 6, 2009)...

  16. 78 FR 14378 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-05

    ... Street and Amending NYSE Rule 6A, Which Defines the Terms ``Trading Floor'' and ``NYSE Amex Options... Exchange's facilities at 20 Broad Street and amend NYSE Rule 6A, which defines the terms ``Trading Floor... Room raises any regulatory concerns. The Exchange also proposes to amend NYSE Rule 6A, which...

  17. 75 FR 36737 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... Exchange Act Release No. 54820 (November 26 , 2006), 71 FR 70824 (December 6, 2006) (SR-NYSE-2006-65). In... (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46); See also Securities Exchange Act Release Nos. 60756 (October 1, 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending...

  18. 75 FR 69491 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by New York Stock Exchange...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ...). \\2\\ 17 CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 62955 (September 20, 2010), 75 FR... operation of the NYBX. \\4\\ See Securities Exchange Act Release No. 59282 (January 22, 2009), 74 FR 5009... Changing the NYBX Order Execution Sequence November 5, 2010. I. Introduction On September 9, 2010, the...

  19. 76 FR 51447 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-18

    ... Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) (File Nos. SR-BATS-2010-014...-047); 62251 (June 10, 2010), 75 FR 34183 (June 16, 2010) (SR-FINRA-2010- 025). \\7\\ See e.g.,Securities Exchange Act Release Nos. 62884 (September 10, 2010), 75 FR 56618 (September 16, 2010) (File Nos....

  20. 78 FR 57431 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-18

    ... Exchange Act Release No. 55884 (June 8, 2007), 72 FR 32926 (June 14, 2007). As discussed below, the... Exchange Act Release No. 55884 (June 8, 2007), 72 FR 32926 (June 14, 2007) (Order Exempting Certain Error..., 2007), 72 FR 32926, 32927 (June 14, 2007), note 14. \\28\\ See CHX Article 20, Rule 10. Proposed...

  1. 78 FR 70987 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ...-location services in Securities Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310 (September...., Securities Exchange Act Release No. 65973 (December 15, 2011), 76 FR 79232 (December 21, 2011) (SR-NYSE-2011... Release No. 70206 (August 15, 2013), 78 FR 51765 (August 21, 2013) (SR-NYSE-2013-59). \\6\\ A User...

  2. 75 FR 36138 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-24

    ... Securities Exchange Act Release No. 59626 (March 25, 2009), 74 FR 14831 (April 1, 2009) (SR-NYSE-2009-33... evolution of the market probe response that Floor brokers have always been entitled to receive and...

  3. 78 FR 10226 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-13

    ...Exchange and Contemporaneously Delete the Text of Rule 1600, Which Governs NYBX Functionality...proposes to contemporaneously delete the text of Rule 1600, which governs NYBX functionality. The text of the proposed rule change is...

  4. 78 FR 64043 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-25

    ... continued listing standards. \\6\\ See Securities Exchange Act Release No. 49154 (January 29, 2004), 69 FR... Listing Criteria, is a rigorous measure that will capture the full universe of companies that...

  5. 78 FR 12381 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-22

    ... Brokers Internet Platform February 15, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange... 2006'', February 2003. Gartner Group, ``Forecast: Enterprise IT Spending for the Banking and...

  6. 76 FR 51449 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-18

    ...the impression that listed companies must use the preferred vendor...interest between the exchange's role as a service provider or endorser of service providers and its role as a self-regulatory organization...requirements for its listed...

  7. 78 FR 29165 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-17

    ...basis of the same degree of consolidation as in the annual report to Holders...company in connection with a merger transaction, the Exchange typically...If organized as the result of merger, consolidation, or reorganization,...

  8. 77 FR 2585 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-18

    ... lot rate. \\8\\ See Securities Exchange Act Release No. 62578 (July 27, 2010), 75 FR 45185 (August 2..., including Supplemental Liquidity Providers (``SLP''), customers, Floor brokers, and DMMs. \\6\\ The...

  9. 77 FR 63370 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ...compensation committee rules within...qualify as a foreign private issuer...specific audit committee requirements...2) above. Foreign issuers must...rule change in relation to the Exchange's compensation committee...

  10. 76 FR 61457 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Securities Exchange Act Release No. 64547 (May 25, 2011), 76 FR 31647 (June 1, 2011). The Joint CFTC-SEC..., 1998), 63 FR 18477 (April 15, 1998) (SR-NYSE-98-06, SR-Amex-98-09, SR-BSE-98-06, SR-CHX-98-08, SR-NASD...\\ See Securities Exchange Act Release No. 64735 (June 23, 2011), 76 FR 38243 (June 29, 2011)...

  11. Clandestine labor migration to Taiwan.

    PubMed

    Tsay, C

    1992-01-01

    "Illegal migration to Taiwan is a recent phenomenon but with a rapid rate of increase. Most illegal foreign workers enter on visitor's visas and overstay. This paper's detailed analysis of official data reveals that Malaysia, Philippines, Indonesia and Thailand are the major sources, providing a stock of mostly male workers numbering around 40,000. Sociodemographic and attitudinal changes among Taiwanese workers coupled with labor shortages in low-skilled jobs are pressuring the Taiwanese government to formulate plans for a systematic importation of foreign labor." PMID:12285774

  12. Time-varying volatility in Malaysian stock exchange: An empirical study using multiple-volatility-shift fractionally integrated model

    NASA Astrophysics Data System (ADS)

    Cheong, Chin Wen

    2008-02-01

    This article investigated the influences of structural breaks on the fractionally integrated time-varying volatility model in the Malaysian stock markets which included the Kuala Lumpur composite index and four major sectoral indices. A fractionally integrated time-varying volatility model combined with sudden changes is developed to study the possibility of structural change in the empirical data sets. Our empirical results showed substantial reduction in fractional differencing parameters after the inclusion of structural change during the Asian financial and currency crises. Moreover, the fractionally integrated model with sudden change in volatility performed better in the estimation and specification evaluations.

  13. 75 FR 51138 - Self-Regulatory Organizations; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-18

    ... Exchange Act Release Nos. 62251 (June 10, 2010), 75 FR 34183 (June 16, 2010); 62252 (June 10, 2010), 75 FR...; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA... Securities Exchange LLC; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.;...

  14. Therapeutic apheresis in Taiwan.

    PubMed

    Yeh, J H; Chiu, H C

    2001-12-01

    From July 1, 1999, to June 30, 2000, the Formosan Blood Purification Society conducted a survey on the current status of therapeutic apheresis (TA) treatments in Taiwan. There were 13 centers with a total of 437 patients, 498 courses, and 2,086 procedures. The most common indication was for neurological disorders (58.4%), which included mainly myasthenia gravis (34.9%) and Guillain-Barré syndrome (18.2%). The other indications were hematological disorders (19.3%), hepatic-pancreatic disorders (12.3%), and rheumatic disorders (7.1%). Seventy-one percent of TA treatments were reported to be effective. Plasma exchange (PE) performed by either centrifugation or the filtration method constituted 55.4% of TA treatments, the double-filtration (DF) method constituted 39.3% of treatments, and cytapheresis constituted 5.3% of treatments. The most common machines used for TA were the Plasauto iQ, the KM 8800, the Hemonetics series, and the Fenwal CS-3000. The overall frequency of complications was 42.2% per course and 12.9% per procedure. Among them, fever, urticaria, and hypotension were the major complications. As compared with the trends of TA treatment in the world, PE still represents the major TA treatment in Taiwan, which should be replaced by DF or more selective adsorptive methods to reduce the PE-related adverse effects. PMID:11800091

  15. 76 FR 617 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-05

    ... (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46); See also Securities Exchange Act Release Nos. 60756 (October 1, 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending Pilot to November 30, 2009); 61031 (November 19, 2009), 74 FR 62368 (November 27, 2009)...

  16. 78 FR 62889 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Change Amending Section 907.00 of the Listed Company Manual To Expand the Suite of Complimentary Products....00 of the Listed Company Manual to expand the suite of complimentary products and services that are... Exchange proposed to amend Section 907.00 of the Manual to expand the suite of complimentary products...

  17. 78 FR 62825 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on The Trading Floor Due to the Unavailability of Exchange- Provided Cell Phones Beginning on October 10, 2013 Until the Earlier of When Cell Phone Service Is Restored or October 11, 2013 October 16, 2013. Pursuant to Section 19(b)(1) \\1\\ of...

  18. 78 FR 58587 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-24

    ....20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones on September 11, 2013 September....21 that would not permit Floor brokers to use personal portable phone devices on the Trading...

  19. 78 FR 42988 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Approving...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-18

    ... Securities Exchange Act Release No. 68185 (November 8, 2012), 77 FR 68188 (SR-NYSE-2012-57) (``NYSE Notice''); Release No. 68186 (November 8, 2012), 77 FR 68191 (SR-NYSEMKT-2012-58) (``NYSE MKT Notice''). On December.... 68522, 77 FR 77160 (December 31, 2012) (SR-NYSE-2012-57); Release No. 68521, 77 FR 77152...

  20. 78 FR 11928 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-20

    ... CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 68185 (November 8, 2012), 77 FR 68188 (November 15, 2012) (SR-NYSE-2012-57) (``NYSE Notice''); Release No. 68186 (November 8, 2012), 77 FR 68191... Act Release No. 68522 (December 21, 2012), 77 FR 77160 (December 31, 2012) (SR-NYSE-2012-57);...

  1. 75 FR 22671 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-29

    ... Effectiveness of Proposed Rule Change To Amend Its Immediate Release Policy To Remove the Address Contact... Manual (the ``Manual'') to remove the contact information provided in that rule for national news wire... Press International. As a convenience, the Exchange has included in Section 202.06(c) \\5\\...

  2. 77 FR 10788 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-23

    ... to FINRA Rule 4360.\\4\\ \\4\\ See Securities Exchange Act Release No. 63961 (February 24, 2011), 76 FR.... 56148 (July 26, 2007), 72 FR 42146 (August 1, 2007) (order approving the Agreement); 56147 (July 26, 2007), 72 FR 42166 (August 1, 2007) (SR-NASD-2007- 054) (order approving the incorporation of...

  3. 77 FR 40133 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-06

    ... is no longer operational. \\10\\ See Securities Exchange Act Release No. 53539 (March 22, 2006), 71 FR.... 24, 2008), 73 FR 64379 (Oct. 29, 2008) (SR-NYSE-2008-46). A few of the current provisions of... Act Release No. 60974 (Nov. 9, 2009) 74 FR 59299 (Nov. 17, 2009) (SR-NYSE-2009-111) (``After the...

  4. 76 FR 39951 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-07

    ... effective December 15, 2008.\\5\\ \\4\\ See Securities Exchange Act Release No. 62970 (Sept. 22, 2010), 75 FR.... 56148 (July 26, 2007), 72 FR 42146 (August 1, 2007) (order approving the Agreement); 56147 (July 26, 2007), 72 FR 42166 (August 1, 2007) (SR-NASD-2007- 054) (order approving the incorporation of...

  5. 77 FR 51596 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting Approval...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-24

    ....19b-4. \\3\\ See Securities Exchange Act Release Nos. 67317 (June 29, 2012), 77 FR 40133 (SR-NYSE-2012-19) and 67318 (June 29, 2012), 77 FR 40129 (SR-NYSEMKT-2012-13) (hereinafter referred to collectively... (March 22, 2006), 71 FR 16353 (March 31, 2006) (SR-NYSE-2004-05) (Order Approving Proposed Rule Change...

  6. 76 FR 53513 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-26

    ...Affiliated Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii...obligations and conditions) and to clarify the text of NYSE Rule 17(c)(2)(A)(ii...Regulatory Authority (``FINRA''). The text of the proposed rule change is...

  7. 76 FR 79260 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-21

    ...of a Proposed Rule Change Adopting the Text of Financial Industry Regulatory Authority...Change The Exchange proposes to adopt the text of Financial Industry Regulatory Authority...transactions, as NYSE Rule 5210. The text of the proposed rule change is...

  8. 76 FR 53015 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-24

    ...Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 92 and Adopting a New NYSE...Change The Exchange proposes to delete the text of NYSE Rule 92, which limits trading...Authority (``FINRA'') Rule 5320. The text of the proposed rule change is...

  9. 76 FR 62122 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-06

    ...Affiliated Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii...obligations and conditions), and to clarify the text of NYSE Rule 17(c)(2)(A)(ii...76 FR at 53513, n.5 and accompanying text. \\7\\ See...

  10. 76 FR 39951 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-07

    ...Effectiveness of Proposed Rule Change Deleting the Text of NYSE Rule 409(f) and Adopting the Text of FINRA Rule 2232 and Deleting the Rule Interpretations...Change The Exchange proposes (1) To delete the text of NYSE Rule 409(f) and adopt the text...

  11. 77 FR 56902 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    ...Proposed Rule Change To Delete Non-Operable Text Within Its Price List Applicable to Supplemental...Exchange proposes to delete non-operable text within its Price List applicable to Supplemental...Liquidity Providers (``SLPs''). The text of the proposed rule change is...

  12. 78 FR 51781 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ..., 2010), 75 FR 31488 (June 3, 2010) (SR-NYSE-2010-30). \\7\\ Id. The cap is referenced in this filing.... 59309 (Jan. 28, 2009), 74 FR 6073 (Feb. 4, 2009) (SR-NYSE-2009-04). When NYSE Trades was initially.... 4, 2013), 78 FR 21464 (Apr. 10, 2013) (SR-NYSE-2013-24). ] The Exchange also charges an access...

  13. 76 FR 12774 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-08

    ... No. 55590 (April 5, 2007), 72 FR 18707 (April 13, 2007) (notice of immediate effectiveness of SR-NYSE-2007-29); see also Securities and Exchange Act Release No. 58680 (September 29, 2008), 73 FR 58283... (July 28, 2006), 71 FR 44758 (August 7, 2006) (order approving SR-NYSE-2006- 13); see also...

  14. 76 FR 12161 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... Release No. 61595 (Feb. 26, 2010), 75 FR 11232 (Mar. 10, 2010) (``Rule 201 Adopting Release''). In the... Adopting Release, 75 FR 11232. The Rule 201 compliance date, originally set for November 10, 2010, was extended to February 28, 2011 in Securities Exchange Act Release No. 63247 (Nov. 4, 2010), 75 FR 68702...

  15. 78 FR 51788 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of and Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ... Exchange Act Release No. 69565 (May 13, 2013), 78 FR 29165 (``Notice''). \\4\\ See Letter to Elizabeth M... Release No. 69878, 78 FR 40260 (July 3, 2013) (SR-NYSE-2013-33) (``Notice''). This letter suggested... Notice, these documents include the listing application and the listing agreement. See 78 FR 29165....

  16. 78 FR 51758 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ....19b-4. \\4\\ See Securities Exchange Act Release Nos. 69851 (June 25, 2013), 78 FR 39407 (July 1, 2013) (SR-NYSE-2013-42) (``Notice''); 69849 (June 25, 2013), 78 FR 39369 (July 1, 2013)(SR-NYSEMKT-2013- 50) (``NYSEMKT Notice''); 69850 (June 25, 2013), 78 FR 39352 (July 1, 2013) (SR-NYSEArca-2013-62) (``NYSE...

  17. 78 FR 4570 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 3...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-22

    ... Release No. 68011 (October 9, 2012), 77 FR 62541 (``Notice''). \\4\\ See Securities Exchange Act Release No. 68313 (November 28, 2012), 77 FR 71853 (December 4, 2012). \\5\\ See Letters to Elizabeth M. Murphy..., 2012), 77 FR 62587 (October 15, 2012) (SR-NYSEArca-2012-105). The comment letter received on the...

  18. 76 FR 75586 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-02

    ... proposed rule change from interested persons. I. Self-Regulatory Organization's Statement of the Terms of...). \\6\\ See Securities Exchange Act Release No. 55389 (March 2, 2007), 72 FR 10575 (March 8, 2007) (SR... (January 25, 2007), 72 FR 4745 (February 1, 2007) (SR-CBOE- 2006-110) (the ``CBSX Notice of Filing'')....

  19. 78 FR 5213 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-24

    ...\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the...\\ See Securities Exchange Act Release No. 56148 (July 26, 2007), 72 FR 42146 (August 1, 2007) (File No... 22, 2010), 75 FR 36729 (June 28, 2010) (SR-NYSE-2010-46). To facilitate FINRA's performance of...

  20. 75 FR 39065 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-07

    ... Change To Amend the List of Securities Subject to an Individual Circuit Breaker June 30, 2010. Pursuant... circuit breakers for the trading of individual securities. The text of this proposed rule change is... Vehicles (``ETV''), and Exchange Traded Notes (``ETN''). Amendments to Article 20, Rule 2 to create...

  1. 76 FR 71399 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-17

    ...Now that Exchange systems can accept fully dark electronic interest from both Floor brokers...comments on the Commission's Internet Web site (http://www.sec.gov/rules...U.S.C. 552, will be available for Web site viewing and printing in the...

  2. 78 FR 9094 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-07

    ...available on the Exchange's Web site at http://www.nsx...Peg x 500 (Auto-Ex mode/Dark) 134.50 x 400 (Order Delivery...on the Commission's Internet Web site (http://www.sec...552, will be available for Web site viewing and printing...

  3. 78 FR 25327 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-30

    ... Securities Exchange Act Release Nos. 56148 (July 26, 2007), 72 FR 42146 (August 1, 2007) (order approving the Agreement); 56147 (July 26, 2007), 72 FR 42166 (August 1, 2007) (SR-NASD-2007- 054) (order approving the incorporation of certain NYSE Rules as ``Common Rules''); and 60409 (July 30, 2009), 74 FR 39353 (August 6,...

  4. 76 FR 24943 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-03

    ... determine whether the short sale price test restrictions of Rule 201 have been triggered (i.e., that a..., at Q&A 2.1. If, however, the Exchange determines that the short sale price test for a covered... ``Commission'') the ] proposed rule change as described in Items I and II below, which Items have...

  5. 78 FR 49785 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-15

    ...Specify How the Initial Application Fee Is Treated for Certain Issuers That Do Not...and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on July 31, 2013, New...prepared by the Exchange. The Commission is publishing this notice to solicit...

  6. 77 FR 56693 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-13

    ... LLC.\\3\\ \\3\\ See Securities Exchange Act Release No. 67037 (May 21, 2012), 77 FR 31415 (May 25, 2012... ``NYSE MKT'' Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC September 7, 2012... to ``NYSE Amex'' with ``NYSE MKT'' to reflect the recent name change of NYSE Amex LLC to NYSE MKT...

  7. 77 FR 70195 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-23

    ...transaction of business on every business day for a 9:30 a.m. to 4:00 p.m. trading session. Each year, the Exchange...official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing also will be...

  8. 75 FR 54411 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-07

    ...be included in the ADV for the applicable month. The Exchange believes that these trading days, i.e., the day after Thanksgiving, should not be included because there is less trading time and trading is typically light and therefore the low volume...

  9. 77 FR 1768 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-11

    .... 78f(b)(4). \\5\\ See Securities Exchange Act Release No. 64582 (June 2, 2011), 76 FR 33390 (June 8, 2011... Device--Opening and Closing Order Imbalances Only (Together the ``Hand Held Device Fees''), the Fee for...-Broker Hand Held Device--Opening and Closing Order Imbalances Only (together the ``Hand Held Device...

  10. 78 FR 18377 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of a Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-26

    ...). \\2\\ 17 CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 68807 (February 1, 2013), 78 FR... Period for Commission Action on Proposed Rule Change To Adopt a New Order Type Called the ``Auto-Ex Only... new order type called the ``Auto-Ex Only'' Order. The proposed rule change was published for...

  11. 75 FR 16535 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-01

    ...Period for a Revised Unit-of-Count Methodology for NYSE OpenBook March 25, 2010...program for a revised unit-of-count methodology for NYSE OpenBook until July 31, 2010...approval of the revised unit-of-count methodology. The Exchange established March...

  12. 76 FR 80445 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Designation...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-23

    ... Exchange Act Release Nos. 65671 (November 2, 2011), 76 FR 69774; 65672 (November 2, 2011), 76 FR 69788. \\4... Mountain Capital Management LLC, dated November 29, 2011; Wayne Koch, Trader, Bright Trading, dated..., CFA Institute, dated November 30, 2011; David Green, Bright Trading, dated November 30, 2011;...

  13. 77 FR 12629 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-01

    ... Release Nos. 65671 (November 2, 2011), 76 FR 69774 (SR-NYSEAmex-2011-84); 65672 (November 2, 2011), 76 FR.... 66003, 76 FR 80445 (December 23, 2011). \\7\\ 17 CFR 242.612(c). \\8\\ The Exchanges amended the exemptive...-66346, 77 FR 7628 (February 13, 2012) (``Order Instituting Proceedings''). \\12\\ See id. The...

  14. 78 FR 38753 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-27

    ... No. 58845 (October 24, 2008), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46). See also Securities Exchange Act Release Nos. 60756 (October 1, 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending Pilot to November 30, 2009); 61031 (November 19, 2009), 74 FR 62368 (November 27, 2009)...

  15. 77 FR 45388 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-31

    ... No. 58877 (October 29, 2008), 73 FR 65904 (November 5, 2008) (SR-NYSE-2008-108) (establishing the SLP Pilot). See also Securities Exchange Act Release Nos. 59869 (May 6, 2009), 74 FR 22796 (May 14, 2009..., 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending the operation of the NMM and the...

  16. 78 FR 42813 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-17

    ...Change Amending Section 312.07 of the Listed Company Manual To Remove the 50% Quorum Requirement and Add Certain Clarifying Language July 11, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and...

  17. 78 FR 5213 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-24

    ...limitations on the Chief Executive Officer (``CEO'') of the Exchange contained in NYSE Rule 476(l) that prohibit the CEO from initiating a call for review apply...lifted. Under NYSE Rule 476(l), the CEO may not require a review by the...

  18. 77 FR 19396 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-30

    ... Reference Room. \\4\\ See Securities Exchange Act Release No. 65562 (October 14, 2011), 76 FR 65288 (October... FR 3297 (January 23, 2012) (File Nos. SR-EDGA-2011-34; SR- EDGX-2011-33; SR-ISE-2011-69; SR-NYSE-2011... Between NYSE Euronext and Deutsche B rse AG Will Not Become Effective March 26, 2012. Pursuant to...

  19. 75 FR 1438 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-11

    ...discovery, and minimize short-term price dislocation, by allowing for the entry of offsetting...determines would cause a significant price dislocation, the Policy provides that the DMM should...imbalance would cause a significant price dislocation. In addition, the Exchange has...

  20. 77 FR 42525 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Disapproving...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-19

    ... (November 10, 2011), 76 FR 71405 (SR-NYSEAmex-2011-86) (``NYSE Amex Notice'') and 65736 (November 10, 2011), 76 FR 71399 (SR-NYSE-2011-56) (``NYSE Notice''). \\5\\ See Securities Exchange Act Release No. 66036, 76 FR 82011 (December 29, 2011). On February 15, 2012, the Commission instituted proceedings...

  1. 78 FR 46661 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Instituting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-01

    ... (April 23, 2013), 78 FR 25118 (SR-NYSE-2013-21) (``NYSE Notice''); Release No. 69428 (April 23, 2013), 78 FR 25102 (SR-NYSEMKT-2013-25). On April 18, 2013, the Exchanges filed Partial Amendment No. 1 to the... Release No. 69736, 78 FR 36284 (June 17, 2013) (SR-NYSE-2013-21); Release No. 69733, 78 FR 36284...

  2. 76 FR 71399 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-17

    ...), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46) (``New Market Model Approval Order''). \\7\\ The New... Release No. 64761 (June 28, 2011), 76 FR 39147 (July 5, 2011) (SR-NYSE-2011-29). In addition to their... business. \\18\\ See Securities Exchange Act Release No. 55397 (March 5, 2007), 72 FR 11066 (March 12,...

  3. 76 FR 21086 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-14

    ... Release No. 54766 (November 16, 2006), 71 FR 67657 (November 22, 2006). Under the exemptive order, among... unlisted note, bond, debenture or evidence of indebtedness that is: (1) Statutorily exempt from the... Exchange, such as General Electric, DOW Chemical, Goldman Sachs and Caterpillar, that involve issuances...

  4. 76 FR 12165 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... (Feb. 26, 2010), 75 FR 11232 (Mar. 10, 2010) (``Rule 201 Adopting Release''). In the Rule 201 Adopting... Release, 75 FR 11232. The Rule 201 compliance date, originally set for November 10, 2010, was extended to February 28, 2011 in Securities Exchange Act Release No. 63247 (Nov. 4, 2010), 75 FR 68702 (Nov. 9,...

  5. 77 FR 312 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-04

    ... rule change as described in Items I and II below, which Items have been prepared by the Exchange. The... ( www.chx.com ) and in the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with...

  6. 77 FR 69534 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-19

    ...-party carriers for both wired and wireless phone service on the Trading Floor, the Exchange does not....21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy Until the Earlier of When Phone Service Is Fully Restored...

  7. 77 FR 67704 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-13

    ..., because the Exchange is dependent on third-party carriers for both wired and wireless phone service on the... Phone Devices on the Trading Floor Following the Aftermath of Hurricane Sandy From November 5, 2012 Until the Earlier of When Phone Service Is Fully Restored or Friday, November 9, 2012 November 5,...

  8. 78 FR 54704 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-05

    ... Securities Exchange Act Release No. 62960 (September 21, 2010), 75 FR 59310 (September 27, 2010) (SR-NYSE.... 65973 (December 15, 2011), 76 FR 79232 (December 21, 2011) (SR-NYSE-2011-53). \\6\\ See Securities...,'' SFTI and optic connections would be at 10 Gb and only the LCN connections would be at 40 Gb, because...

  9. 76 FR 55432 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-07

    ..., the Exchange proposes to amend its Price List to reflect that the tiered fees are based on the... Release No. 62960 (September 21, 2010), 75 FR 59310 (September 27, 2010) (SR-NYSE-2010-56). Finally, the... Effectiveness of Proposed Rule Change Amending Its Price List for Co-Location Services To Correct...

  10. 78 FR 71002 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... Securities Exchange Act Release No. 60997 (Nov. 13, 2009), 74 FR 61208, 61233 (Nov. 23, 2009) (``Dark Pool... (January 14, 2010), 75 FR 3594, 3613 (January 21, 2010) (``Equity Market Structure Concept Release'') (``It.... 23, 2000), 65 FR 10577, 10578 (Feb. 28, 2000) (``Fragmentation Concept Release) (``These order...

  11. 76 FR 64154 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-17

    ...technical changes to FINRA's OATS rule text. First, for consistency with Exchange...reference. Second, rather than adopt the full text of FINRA Rules 7440 and 7450, which...along with a brief description and text of the proposed rule change, at...

  12. 76 FR 82340 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-30

    ...), 73 FR 64379 (October 29, 2008) (SR-NYSE-2008-46). See also Securities Exchange Act Release Nos. 60756 (October 1, 2009), 74 FR 51628 (October 7, 2009) (SR-NYSE-2009-100) (extending Pilot to November 30, 2009); 61031 (November 19, 2009), 74 FR 62368 (November 27, 2009) (SR-NYSE-2009-113) (extending Pilot to...

  13. 78 FR 79044 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... alerts as exposure limits are approached and breached or automatically blocking orders upon a breach. The... buildup in risk. \\4\\ See Securities Exchange Act Release No. 67802 (Sept. 7, 2012), 77 FR 56697 (Sept. 13... Monitor and Address Exposure to Risk December 20, 2013. Pursuant to Section 19(b)(1) \\1\\ of the...

  14. 77 FR 56894 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    ... Securities Exchange Act Release No. 67488 (July 23, 2012), 77 FR 44302 (``Notice''). II. Description of the...-moving electronic markets, this manual monitoring process may not be the optimal manner by which to... all or part of such bid or offer. A buy and sell order to be crossed pursuant to NYSE Rule 72(d)...

  15. 78 FR 79534 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Approving...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... Exchange Act Release Nos. 69427 (Apr. 23, 2013), 78 FR 25118 (SR-NYSE-2013-21) (``NYSE Notice'') and 69428 (Apr. 23, 2013), 78 FR 25102 (SR-NYSEMKT-2013-25) (``NYSE MKT Notice'') (collectively ``Notices''). On... Economics, and Yuval Millo, Professor of Social Studies of Finance, University of Leicester (May 20,...

  16. 78 FR 77739 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-24

    ... ``data center'') from which it provides co-location services to Users. The Exchange's co-location services allow Users to rent space in the data center so they may locate their electronic servers in close... provided in the data center. This is also true because, in addition to the services being...

  17. 75 FR 22169 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-27

    ...). \\2\\ 17 CFR 240.19b-4. \\3\\ See Securities Exchange Act Release No. 61694 (March 11, 2010), 75 FR 13170... to vote on the election of directors. Under the Corporation's corporate governance guidelines... to tender his or her resignation to the Nominating and Governance Committee of the Board (or...

  18. 78 FR 38420 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-26

    ... Release No. 69295 (April 4, 2013), 78 FR 21457 (April 10, 2013). LRPs are calculated by adding and... market centers.\\13\\ \\13\\ See Securities Exchange Act Release No. 51808 (June 9, 2005), 70 FR 37496, 37499...)) (`` hen Congress mandated the establishment of an NMS, it well stated this basic principle:...

  19. 77 FR 57627 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-18

    ... Rule 10A-3. Release Nos. 33-8220 and 34-47654, 68 FR 18788 (April 16, 2003). \\10\\ The Exchange notes... Operating Partnership (``OP Units''). The sole general partner of the Operating Partnership is an entity... receives a number of OP Units corresponding to the number of shares sold by the REIT itself....

  20. 75 FR 27848 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-18

    ... to the NYSE in securities with a per share price of $1.00 or more, and the SLP (i) meets the 3.... \\6\\ The Exchange currently has a three tier structure of rebates paid only to SLPs when the SLP... a per share price of $1.00 or more, and the SLP (i) meets the Quoting Requirement and (ii)...

  1. 75 FR 54686 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-08

    ...), 73 FR 65904 (November 5, 2008) (SR-NYSE-2008-108) (establishing the SLP Pilot). See also Securities Exchange Act Release No. 59869 (May 6, 2009), 74 FR 22796 (May 14, 2009) (SR- NYSE-2009-46) (extending the... (November 30, 2009), 74 FR 64112 (December 7, 2009) (SR-NYSE- 2009-119) (extending the operation of the...

  2. 77 FR 67431 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-09

    ..., and adds liquidity to the Exchange as a Supplemental Liquidity Provider (``SLP'') for all assigned SLP securities in the aggregate (including shares of both an SLP proprietary trading unit (``SLP- Prop'') and an SLP market maker (``SLMM'') of the same member organization) of more than 0.25% of NYSE CADV....

  3. 75 FR 18563 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-12

    ... (November 30, 2009), 74 FR 64112 (December 7, 2009) (SR-NYSE- 2009-119) (extending the operation of the SLP... through September 30, 2010. \\3\\ See Securities Exchange Act Release No. 58877 (October 29, 2008), 73 FR... Act Release No. 59869 (May 6, 2009), 74 FR 22796 (May 14, 2009) (SR- NYSE-2009-46) (extending...

  4. 75 FR 57541 - Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Amex LLC; Order Approving...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-21

    .... \\3\\ See Securities Exchange Act Release Nos. 62312 (June 17, 2010), 75 FR 36138; and 62311 (June 17, 2010), 75 FR 36140 (each a ``Notice'' and collectively, the ``Notices''). \\4\\ See Anonymous Letter... proposal would automate the process and allow Floor brokers to receive Order Imbalance Information...

  5. 78 FR 54704 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-05

    ...for a 40 Gb ``Bundle,'' SFTI and optic connections would be at 10 Gb and only...are not currently offered for SFTI and optic connections. The Exchange proposes to...500 connections, 2 SFTI Gb; SFTI and optic monthly charge. connections, and 2...

  6. 75 FR 36759 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ...), 75 FR 34186 (June 16, 2010) (SR-NYSE-2010-39). As described above, the Exchange is proposing to... Change Amending Rule 128 Relating to Clearly Erroneous Executions June 21, 2010. Pursuant to Section 19(b... Rule 128 relating to clearly erroneous executions. The text of the proposed rule change is available...

  7. 75 FR 36746 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... Securities Exchange Act Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) (SR-NSX-2010- 05). The... Change To Amend Rule 11.19, Entitled ``Clearly Erroneous Executions'' June 21, 2010. Pursuant to Section... ``Clearly Erroneous Executions.'' The text of the proposed rule change is available on the Commission's...

  8. 76 FR 50505 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-15

    ... (September 10, 2010), 75 FR 56613 (September 16, 2010) (SR-NYSE-2010-47). See also Securities Exchange Act Release Nos. 63479 (December 9, 2010), 75 FR 78274 (December 15, 2010) (SR-NYSE-2010-80) and 64232 (April 7, 2011), 76 FR 20735 (April 13, 2011) (SR-NYSE-2011-17). On September 10, 2010, the...

  9. EXCHANGE

    SciTech Connect

    Boltz, J.C.

    1992-09-01

    EXCHANGE is published monthly by the Idaho National Engineering Laboratory (INEL), a multidisciplinary facility operated for the US Department of Energy (DOE). The purpose of EXCHANGE is to inform computer users about about recent changes and innovations in both the mainframe and personal computer environments and how these changes can affect work being performed at DOE facilities.

  10. Comparable stocks, boundedly rational stock markets and IPO entry rates.

    PubMed

    Chok, Jay; Qian, Jifeng

    2013-01-01

    In this study, we examine how initial public offerings (IPO) entry rates are affected when stock markets are boundedly rational and IPO firms infer information from their counterparts in the market. We hypothesize a curvilinear relationship between the number of comparable stocks and initial public offerings (IPO) entry rates into the NASDAQ Stock Exchange. Furthermore, we argue that trading volume and changes in stock returns partially mediates the relationship between the number of comparable stocks and IPO entry rates. The statistical evidence provides strong support for the hypotheses. PMID:23690924

  11. Comparable Stocks, Boundedly Rational Stock Markets and IPO Entry Rates

    PubMed Central

    Chok, Jay; Qian, Jifeng

    2013-01-01

    In this study, we examine how initial public offerings (IPO) entry rates are affected when stock markets are boundedly rational and IPO firms infer information from their counterparts in the market. We hypothesize a curvilinear relationship between the number of comparable stocks and initial public offerings (IPO) entry rates into the NASDAQ Stock Exchange. Furthermore, we argue that trading volume and changes in stock returns partially mediates the relationship between the number of comparable stocks and IPO entry rates. The statistical evidence provides strong support for the hypotheses. PMID:23690924

  12. 76 FR 27675 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) (File Nos. SR-BATS-2010-014; SR-EDGA-2010... Securities Exchange Act Release No. 62251 (June 10, 2010), 75 FR 34183 (June 16, 2010) (SR-FINRA-2010-025..., 2010), 75 FR 34498 (June 17, 2010) (SR-NYSE-2010-45). \\4\\ The Commission approved the addition to...

  13. 76 FR 27683 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) (File Nos. SR-BATS-2010-014; SR-EDGA-2010... Securities Exchange Act Release No. 62251 (June 10, 2010), 75 FR 34183 (June 16, 2010) (SR-FINRA-2010-025..., 2010), 75 FR 34498 (June 17, 2010) (SR-NYSE-2010-45). \\4\\ The Commission approved the addition to...

  14. 77 FR 47161 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-07

    ... Securities Exchange Act Release Nos. 67185 (June 12, 2011), 77 FR 36321 (SR-NYSE-2012-17); 67186 (June 12, 2012), 77 FR 36307 (SR-NYSEArca-2012-59); 67184 (June 12, 2012), 77 FR 36324 (SR- NYSEMKT-2012-07). The...; SR-ISE-2011- 69; SR-NYSE-2011-51; SR-NYSEAmex-2011-78; SR-NYSEArca-2011-72), 77 FR 3297 (January...

  15. 78 FR 48522 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-08

    ...), 74 FR 68643 (December 28, 2009) (SR-NYSE-2009-105). \\6\\ NYSE Arca trades equity securities on the.... 69851 (June 25, 2013), 78 FR 39407 (July 1, 2013) (SR-NYSE-2013-42). Rules 49(b)(1) and 49(b)(2)(i... Exchange Act Release No. 64422 (May 6, 2011), 76 FR 27691 (May 12, 2011) (SR-NYSEArca-2011-26)....

  16. 75 FR 52558 - Self-Regulatory Organizations; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-26

    ... contained a typographical error in the signature block. In the Federal Register of August 18, 2010, in FR...; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA... Securities Exchange LLC; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; National Stock Exchange, Inc.;...

  17. Deterministic and stochastic influences on Japan and US stock and foreign exchange markets. A Fokker-Planck approach

    E-print Network

    K. Ivanova; M. Ausloos; H. Takayasu

    2003-01-15

    The evolution of the probability distributions of Japan and US major market indices, NIKKEI 225 and NASDAQ composite index, and $JPY/DEM$ and $DEM/USD$ currency exchange rates is described by means of the Fokker-Planck equation (FPE). In order to distinguish and quantify the deterministic and random influences on these financial time series we perform a statistical analysis of their increments $\\Delta x(\\Delta(t))$ distribution functions for different time lags $\\Delta(t)$. From the probability distribution functions at various $\\Delta(t)$, the Fokker-Planck equation for $p(\\Delta x(t), \\Delta(t))$ is explicitly derived. It is written in terms of a drift and a diffusion coefficient. The Kramers-Moyal coefficients, are estimated and found to have a simple analytical form, thus leading to a simple physical interpretation for both drift $D^{(1)}$ and diffusion $D^{(2)}$ coefficients. The Markov nature of the indices and exchange rates is shown and an apparent difference in the NASDAQ $D^{(2)}$ is pointed out.

  18. The Workforce Education and Development in Taiwan

    ERIC Educational Resources Information Center

    Lee, Lung-Sheng

    2012-01-01

    Workforce education and development (WED) can be broadly defined as those formal, informal and nonformal activities that prepare people for work. In Taiwan, it includes technological and vocational education (TVE), human resource development (HRD), public vocational training and adult education. In order to promote information exchanges and…

  19. Evolution in intergenerational exchanges between elderly people and their grandchildren in Taiwan; data from a multiple round cross-sectional study from 1993 to 2007

    PubMed Central

    2011-01-01

    Background This study aimed to evaluate social evolution in Taiwan in recent decades using the changing pattern of care provided by grandparents for their grandchildren as an indicator. Methods Data from the second, fourth and sixth wave surveys of the Study of Health and Living Status of the Middle-Aged and Elderly in Taiwan were used for the analysis. This survey collected individual characteristics, including age, gender, education, ethnicity, dwelling place, living with partners, co-resident with children, employment status, self-reported health status and their provision of care for their grandchildren. Information about the attitudes toward National Health Insurance (NHI) was further collected in a questionnaire of 1999 following the implementation of NHI in 1995. By elders, we mean persons 60 or more years old. By grandchildren, we mean persons under 16 years of age. First, changes in individual characteristics were compared during these study periods (chi-square test). Then the logistic regression was performed to determine how significantly elders' grandchild-care behavior was associated with their individual characteristics. Results The percentage of elders providing grandchild care increased from 7.7% in 1993 to 13.6% in 1999, and then to 19.4% in 2007. By analysis, significant association was found between behavior in taking care of grandchildren and individuals of lower age, grandmothers, those living with partners or co-residing with children, those unemployed and those with better self-reported health status. And the effect of year was confirmed in the multivariable analysis. Conclusions This study pointed out the changing pattern of elders' behavior in taking care of their grandchildren as the main indicator and their related individual characteristics. We argue the need for improving social security policies in an ageing society. We suggest that the interaction between population policies and those of social welfare, including policies for health care and childcare, should be carefully evaluated. PMID:21835009

  20. [The Taiwan Nurses Association and professional diplomacy].

    PubMed

    Lee, Sheuan

    2014-08-01

    The Taiwan Nurses Association (TWNA) is publishing a special centenary issue to commemorate the 100th anniversary of the association in 2014. For this issue, TWNA invited the author to write a review article that addresses the involvement of the TWNA in professional diplomacy and international exchange over the past century. The author reviews the history of both TWNA and the International Council of Nurses and introduces the contributions of the association in the field of professional diplomacy and the positive contributions of many Taiwan nursing leaders to global healthcare and society. The purpose of the paper is to convey the traditions and experiences of TWNA forward to the next generation. PMID:25125155

  1. Population identification of red-fin pargo, Parargyrops edita Tanaka, in Taiwan strait and Beibu Gulf

    NASA Astrophysics Data System (ADS)

    Zhang, Qiyong; Cai, Zeping; Xu, Xucai

    1985-06-01

    This paper deals with population identification of Parargyrops edita Tanaka. Samples of spawning stocks were collected from Niushan-Penghu, Minnan-Taiwan shoal (Southern Fujian-Taiwan shoal) and Beibu Gulf during the spawning period 1981 1982. Morphological characters, both meristic and morphometric, are counted and measured respectively. The stock concept and intraspecific categories have been discussed. Some meristic characters as the number of left or right ventral fin spine, right ventral fin rays and abdominal vertebrae of this fish may be constant, others as the numbers of left or right pectoral fin rays and gill-rakers may have obvious geographical variation. Morphological characters have not attained the level of subspecific distinctness, no sub-species could be found among these stocks by means of coefficient of difference (C.D.). Basing upon the comparative analysis of M diff, the authors consider that stocks of Minnan-Taiwan shoal and Niushan-Penghu belong to the same local population, Taiwan Strait local population. By means of the discriminant function analysis and linear relationship analysis, statistical differences will be found to exist in meristic characters between the stock of Minnan-Taiwan shoal and that of Niushan-Penghu, so that the two are virtually different stocks or subpopulations. The stock of Beibu Gulf belongs to another called the Beibu Gulf local population. These two local populations are of allopatric distribution and show statistically significant difference between themselves. Among these stocks, the Minnan-Taiwan shoal stock is strongly influenced by the much more complicated environmental conditions of the mixed boundary region of the subtropical Sino-Japanese Subregion in the north and the tropical Indo-Malayan Subregion in the south. Thus its coefficient of variability (C.V.) is greater than those of the other two in the mean values of various meristic characters.

  2. Occupational safety and health aspects of corporate social responsibility (CSR) in Japanese companies listed on the Tokyo Stock Exchange (TSE) first section.

    PubMed

    Kawashita, Futoshi; Taniyama, Yukari; Hwi, Song You; Fujisaki, Takeshi; Kameda, Takashi; Mori, Koji

    2005-11-01

    Recently, corporate social responsibility (CSR) is becoming widely recognized as an issue for Japanese companies. Corporate responsibility for employees is considered important by various stakeholders, and occupational safety and health is regarded as one of these responsibilities. The present authors examined this issue from the viewpoint of corporate management by analysis of statements found in CSR-related reports. For companies listed on the First Section of the Tokyo Stock Exchange (TSE), we searched for CSR-related reports, and titles and contents, based on two established guidelines: the GRI Sustainability Reporting Guidelines 2002 as the international reference and the Environmental Reporting Guidelines of the Ministry of the Environment, Government of Japan, as the domestic reference. Corporations that published CSR reports were 26.3% (416/1,581) of the total, and large differences were recognized by type of industry. Comparing the numbers of pages for various contents, more concern was shown about the environment than about social activity, indicating the environment to be the main issue of CSR in Japan. In the items included in the guidelines, many matters about occupational accidents were mentioned, but it was found that statements regarding HIV/AIDS, which is not of such strong social concern in Japan, and statements regarding the costs of safety that are difficult to calculate were few. However, statements regarding mental health, which is of high interest socially, were many, even though this issue is not included in the two guidelines used. In revising the guidelines, these matters should be reviewed. In the future, continuance of analysis of CSR-related reports with regard to changes and comparisons with overseas reports will help improve occupational safety and health. PMID:16369117

  3. Maternity Leave in Taiwan

    ERIC Educational Resources Information Center

    Feng, Joyce Yen; Han, Wen-Jui

    2010-01-01

    Using the first nationally representative birth cohort study in Taiwan, this paper examines the role that maternity leave policy in Taiwan plays in the timing of mothers returning to work after giving birth, as well as the extent to which this timing is linked to the amount of time mothers spend with their children and their use of breast milk…

  4. The Stock Market Game: A Simulation of Stock Market Trading. Grades 5-8.

    ERIC Educational Resources Information Center

    Draze, Dianne

    This guide to a unit on a simulation game about the stock market contains an instructional text and two separate simulations. Through directed lessons and reproducible worksheets, the unit teaches students about business ownership, stock exchanges, benchmarks, commissions, why prices change, the logistics of buying and selling stocks, and how to…

  5. Can stock enhancement enhance stocks?

    NASA Astrophysics Data System (ADS)

    Støttrup, J. G.; Sparrevohn, C. R.

    2007-02-01

    Successful stock enhancement or restocking requires a thorough understanding of the ecological processes that provide a potential for stocking within different ecosystems, i.e. determine which factors define the potential for stocking, such as population dynamics, economic cost-benefits, fisheries management and socio-economic impacts. Stocking is not simply a question of aquaculture logistics (i.e. the ability to produce a sufficient number of fry relative to the magnitude of the natural recruitment within the system), nor should it be a new outlet for aquaculture production. Quantitative targets should be set and the expected performance of the stocking tested. Potential loopholes, such as post-release mortality and habitat requirements related to the release, should be examined and resolved. If properly managed, stocking may lead to an increase in population, contribute to the local fishery and/or lead to an increase in the spawning stock biomass. The criteria for stocking are discussed in this paper using examples from flatfish and cod stocking programmes within specific ecosystems.

  6. What Does Stock Ownership Breadth Measure?*

    PubMed Central

    Choi, James J.; Jin, Li; Yan, Hongjun

    2013-01-01

    Using holdings data on a representative sample of all Shanghai Stock Exchange investors, we show that increases in ownership breadth (the fraction of market participants who own a stock) predict low returns: highest change quintile stocks underperform lowest quintile stocks by 23% per year. Small retail investors drive this result. Retail ownership breadth increases appear to be correlated with overpricing. Among institutional investors, however, the opposite holds: Stocks in the top decile of wealth-weighted institutional breadth change outperform the bottom decile by 8% per year, consistent with prior work that interprets breadth as a measure of short-sales constraints. PMID:24764801

  7. Market Reactions to Publicly Announced Privacy and Security Breaches Suffered by Companies Listed on the United States Stock Exchanges: A Comparative Empirical Investigation

    ERIC Educational Resources Information Center

    Coronado, Adolfo S.

    2012-01-01

    Using a sample of security and privacy breaches the present research examines the comparative announcement impact between the two types of events. The first part of the dissertation analyzes the impact of publicly announced security and privacy breaches on abnormal stock returns, the change in firm risk, and abnormal trading volume are measured.…

  8. The dependence of Islamic and conventional stocks: A copula approach

    NASA Astrophysics Data System (ADS)

    Razak, Ruzanna Ab; Ismail, Noriszura

    2015-09-01

    Recent studies have found that Islamic stocks are dependent on conventional stocks and they appear to be more risky. In Asia, particularly in Islamic countries, research on dependence involving Islamic and non-Islamic stock markets is limited. The objective of this study is to investigate the dependence between financial times stock exchange Hijrah Shariah index and conventional stocks (EMAS and KLCI indices). Using the copula approach and a time series model for each marginal distribution function, the copula parameters were estimated. The Elliptical copula was selected to present the dependence structure of each pairing of the Islamic stock and conventional stock. Specifically, the Islamic versus conventional stocks (Shariah-EMAS and Shariah-KLCI) had lower dependence compared to conventional versus conventional stocks (EMAS-KLCI). These findings suggest that the occurrence of shocks in a conventional stock will not have strong impact on the Islamic stock.

  9. STOCK MARKET DYNAMICS CREATED BY INTERACTING AGENTS

    E-print Network

    Franchi, Jacques

    is the result of a balance between offer and demand, that is, a stable compromise between the wishes of several. On the other hand, the stock exchange curves and especially the curves of the indices are macroeconomic

  10. 77 FR 316 - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-04

    ...NYSE Arca, Inc.; National Stock Exchange, Inc...Order Instituting Proceedings To Determine Whether...Nasdaq''), National Stock Exchange, Inc...Institution of disapproval proceedings does not indicate that...and open market and a national market system...

  11. 77 FR 20451 - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-04

    ...LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAX...Period for Commission Action on Proceedings To Determine Whether To Disapprove...Market LLC (``Nasdaq''), National Stock Exchange, Inc...Proposals, or to institute proceedings to determine whether to...

  12. 76 FR 55998 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-09

    ...Effectiveness of a Proposed Rule Change To Delete Obsolete Language From the CBOE Stock Exchange Fees Schedule September 2, 2011...Proposed Rule Change The Exchange proposes to delete obsolete language from the CBOE Stock Exchange (``CBSX'') Fees...

  13. Quantifying Wikipedia Usage Patterns Before Stock Market Moves

    E-print Network

    Stanley, H. Eugene

    of the final execution of a chosen action, such as a trade recorded at a stock exchange. Instead, within , unemployment rates24,25 , tourist numbers25 , and trading volumes in the US stock markets26,27 . A recent studyQuantifying Wikipedia Usage Patterns Before Stock Market Moves Helen Susannah Moat1,2,3 , Chester

  14. Stock Splits, Liquidity and Limit Orders Marc L. Lipson

    E-print Network

    Nagy, Eric Sándor

    across all orders. Finally, while trading activity generally declines following stock splits, we observeStock Splits, Liquidity and Limit Orders By Marc L. Lipson Department of Banking and Finance Terry, members or officers of the New York Stock Exchange, Inc. Contact Marc L. Lipson at the above address

  15. Three Automated StockTrading Agents: A Comparative Study

    E-print Network

    Stone, Peter

    Three Automated Stock­Trading Agents: A Comparative Study Alexander A. Sherstov and Peter Stone@cs.utexas.edu Abstract. This paper documents the development of three autonomous stock­ trading agents within the framework of the Penn Exchange Simulator (PXS), a novel stock­trading simulator that takes advantage

  16. Using the Stock Market Game to Teach Economics.

    ERIC Educational Resources Information Center

    Lopus, Jane Schaerges

    1985-01-01

    The Stock Market Game is a computerized simulation that involves high school students in trading eligible New York Stock Exchange stocks in an effort to make capital gains. Time required is ten weeks. The game is described; economic concepts that can be taught using the game are listed. (RM)

  17. Three Automated Stock-Trading Agents: A Comparative Study

    E-print Network

    Stone, Peter

    Three Automated Stock-Trading Agents: A Comparative Study Alexander A. Sherstov and Peter Stone}@cs.utexas.edu Abstract. This paper documents the development of three autonomous stock- trading agents within the framework of the Penn Exchange Simulator (PXS), a novel stock-trading simulator that takes advantage

  18. 17 CFR 256.201 - Common stock issued.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Common stock issued. 256.201... COMPANY ACT OF 1935 Liabilities and Other Credit Accounts § 256.201 Common stock issued. This account shall include the par or stated value of all common capital stock issued and outstanding....

  19. 17 CFR 256.201 - Common stock issued.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Common stock issued. 256.201... COMPANY ACT OF 1935 Liabilities and Other Credit Accounts § 256.201 Common stock issued. This account shall include the par or stated value of all common capital stock issued and outstanding....

  20. 26 CFR 1.1041-2 - Redemptions of stock.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 26 Internal Revenue 11 2014-04-01 2014-04-01 false Redemptions of stock. 1.1041-2 Section 1.1041-2...) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1041-2 Redemptions of stock. (a) In general—(1) Redemptions of stock not resulting in constructive distributions. Notwithstanding Q&A-9 of § 1.1041-1T(c),...

  1. 26 CFR 1.1041-2 - Redemptions of stock.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 26 Internal Revenue 11 2011-04-01 2011-04-01 false Redemptions of stock. 1.1041-2 Section 1.1041-2...) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1041-2 Redemptions of stock. (a) In general—(1) Redemptions of stock not resulting in constructive distributions. Notwithstanding Q&A-9 of § 1.1041-1T(c),...

  2. 26 CFR 1.1041-2 - Redemptions of stock.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 26 Internal Revenue 11 2010-04-01 2010-04-01 true Redemptions of stock. 1.1041-2 Section 1.1041-2...) INCOME TAXES Common Nontaxable Exchanges § 1.1041-2 Redemptions of stock. (a) In general—(1) Redemptions of stock not resulting in constructive distributions. Notwithstanding Q&A-9 of § 1.1041-1T(c), if...

  3. 26 CFR 1.1041-2 - Redemptions of stock.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 26 Internal Revenue 11 2013-04-01 2013-04-01 false Redemptions of stock. 1.1041-2 Section 1.1041-2...) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1041-2 Redemptions of stock. (a) In general—(1) Redemptions of stock not resulting in constructive distributions. Notwithstanding Q&A-9 of § 1.1041-1T(c),...

  4. 26 CFR 1.1041-2 - Redemptions of stock.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 26 Internal Revenue 11 2012-04-01 2012-04-01 false Redemptions of stock. 1.1041-2 Section 1.1041-2...) INCOME TAXES (CONTINUED) Common Nontaxable Exchanges § 1.1041-2 Redemptions of stock. (a) In general—(1) Redemptions of stock not resulting in constructive distributions. Notwithstanding Q&A-9 of § 1.1041-1T(c),...

  5. Inclusive Education in Taiwan

    ERIC Educational Resources Information Center

    Wu-Tien, Wu

    2007-01-01

    As an echo of the worldwide movement of inclusive education and because of the conviction of inclusive ideas, special education in Taiwan is moving toward a goal of inclusion, though not necessarily full inclusion. While its terminology is as yet undesignated, principles and strategies are significantly reflected in the Special Education Act and…

  6. A material flow of lithium batteries in Taiwan.

    PubMed

    Chang, T C; You, S J; Yu, B S; Yao, K F

    2009-04-30

    Li batteries, including secondary and cylindrical/button primary Li batteries, are used worldwide in computers, communications and consumer electronics products. However, there are several dangerous issues that occur during the manufacture, shipping, and storage of Li batteries. This study analyzes the material flow of lithium batteries and their valuable heavy metals in Taiwan for the year 2006 by material flow analysis. According to data from the Taiwan Environmental Protection Administration, Taiwan External Trade Development Council, Bureau of Foreign Trade, Directorate General of Customs, and the Li batteries manufactures/importers/exporters. It was found that 2,952,696 kg of Li batteries was input into Taiwan for the year 2006, including 2,256,501 kg of imported Li batteries and 696,195 kg of stock Li batteries in 2005. In addition, 1,113,867 and 572,215 kg of Li batteries was domestically produced and sold abroad, revealing that 3,494,348 kg of different types of Li batteries was sold in Taiwan. Of these domestically sold batteries, 504,663 and 146,557 kg were treated domestically and abroad. Thus, a total of 2,843,128 kg of Li batteries was stored by individual/industry users or illegally disposed. In addition, it was also observed that 2,120,682 kg of heavy metals contained in Li batteries, including Ni, Co, Al, Cu and Ni, was accumulated in Taiwan, with a recycled value of 38.8 million USD. These results suggest that these heavy metals should be recovered by suitable collection, recycling and reuse procedures. PMID:18723278

  7. 26 CFR 1.7874-1 - Disregard of affiliate-owned stock.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... corporations, in exchange for 90 shares of FS stock. FS then forms Merger Sub, a domestic corporation. Under a merger agreement and state law, Merger Sub merges into USS, with USS surviving the merger. In exchange... issued FS stock. As a result of the merger FS holds 100 percent of the USS stock. USS continues to...

  8. Collective behavior of stock price movements in an emerging market Raj Kumar Pan* and Sitabhra Sinha

    E-print Network

    Sinha, Sitabhra

    Collective behavior of stock price movements in an emerging market Raj Kumar Pan* and Sitabhra of stock price fluctuations in the National Stock Exchange NSE of India. We find that this emerging market exhibits strong correlations in the movement of stock prices compared to developed markets, such as the New

  9. JOURNAL OF INFORMATION SCIENCE AND ENGINEERING 30, 653-667 (2014) Stock Trend Prediction by Using K-Means and AprioriAll

    E-print Network

    Wang, Hsin-Min

    2014-01-01

    JOURNAL OF INFORMATION SCIENCE AND ENGINEERING 30, 653-667 (2014) 653 Stock Trend Prediction AND HAHN-MING LEE1,2 1 Department of Computer Science and Information Engineering National Taiwan Institute of Information Science Academia Sinica Taipei, 115 Taiwan In this paper we present a model

  10. Taiwan Nantou County earthquake 0327 Taiwan Nantou County earthquake

    E-print Network

    Chen, Sheng-Wei

    Taiwan Nantou County earthquake 20130327 1 #12;0327 Taiwan Nantou County earthquake Source, Intensity 5 #12;I II III IV V VI VII Intensity Shake map of the March 27 Earthquake The peak ground and Technology Center for Disaster Reduction (NCDR) #12;Earthquake Response and Evacuation are a Part of Students

  11. 76 FR 32000 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-02

    ...proposal to specific individual stock-based and exchange-traded-fund...options on certain Individual Stock or ETF Based Volatility Indexes...on the following individual stocks: Apple Computer, Amazon, Goldman Sachs, Google and IBM. In addition, CBOE will...

  12. Stocking Rate Decisions 

    E-print Network

    White, Larry D.; McGinty, Allan

    1999-02-15

    Stocking rate determines animal performance, financial return, and the long-term condition of the range. This publication discusses the factors that affect stocking rate, the relationship of stocking rate to carrying capacity, the amount of forage...

  13. Wavelet neural networks for stock trading

    NASA Astrophysics Data System (ADS)

    Zheng, Tianxing; Fataliyev, Kamaladdin; Wang, Lipo

    2013-05-01

    This paper explores the application of a wavelet neural network (WNN), whose hidden layer is comprised of neurons with adjustable wavelets as activation functions, to stock prediction. We discuss some basic rationales behind technical analysis, and based on which, inputs of the prediction system are carefully selected. This system is tested on Istanbul Stock Exchange National 100 Index and compared with traditional neural networks. The results show that the WNN can achieve very good prediction accuracy.

  14. 77 FR 47450 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-08

    ... Rule Change The Exchange proposes to extend the individual stock trading pause pilot program pertaining to the CBOE Stock Exchange, LLC (``CBSX,'' the CBOE's stock trading facility). This rule change..., Individual Stock Trading Pauses Due to Extraordinary Market Volatility, was approved by the Commission...

  15. 76 FR 50516 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-15

    ... FR 38243 (June 29, 2011)(SR-CBOE-2011-049)(order approving further expansion of the individual stock... Proposed Rule Change The Exchange proposes to extend the individual stock trading pause pilot program pertaining to the CBOE Stock Exchange (``CBSX,'' the CBOE's stock trading facility). This rule change...

  16. 76 FR 20389 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-12

    ... The Exchange proposes to extend the individual stock trading pause pilot program pertaining to the CBOE Stock Exchange (``CBSX,'' the CBOE's stock trading facility). This rule change simply seeks to... Rule 6.3C, Individual Stock Trading Pauses Due to Extraordinary Market Volatility, was approved by...

  17. 75 FR 78302 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... individual stock trading pause, Nasdaq will pause trading in that security until trading has resumed on the... Stock Exchange, Inc. (collectively, the ``Exchanges''), to pause trading during periods of extraordinary... Exchange Traded Products.\\5\\ \\3\\ Securities Exchange Act Release No. 62252 (June 10, 2010), 75 FR...

  18. 26 CFR 1.1502-30 - Stock basis after certain triangular reorganizations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... merges into S. In the merger, the T shareholders receive P stock worth $30 in exchange for their T stock..., T merges into S and the T shareholders receive $70 of P stock provided by P pursuant to the plan of... the only class of S stock. P has a $5 basis in its S stock. Pursuant to a plan, S merges into T with...

  19. Clonorchiasis in Taiwan.

    PubMed

    Chen, E R

    1991-12-01

    Since Ohi in 1915 found clonorchiasis patients in Taiwan, many surveys have shown that Miao-li in the north, Sun-moon Lake in the middle and Mei-nung in the south of Taiwan are three important endemic areas of clonorchiasis. In recent studies, the disease showed a tendency to extend its endemicity. Rats, cats, dogs and pigs are the natural reservoir hosts, and 17 species of fresh water fish are also infected with metacercaria. One definitive snail host, Parafossarulus manchouricus, and two other suggested snails, Semisulcospira libertina and Thiara granifera, may serve as the first intermediate host. The human incidence is about 20-50% in endemic areas and 10-20% in newly infected localities. Higher infection rates and more intensities of the worm burden are observed in the adult males. A higher incidence is also observed in the Hakkanense ethnic group. The infection according to the occupation has changed from merchants and government employees to farmers. Praziquantel, 60 mg/kg body weight divided into three doses by oral route in one day, has been given to 356 patients and revealed a 96% cure rate and a 99% egg reduction rate. This regimen is highly recommended for the treatment of clonorchiasis. PMID:1822883

  20. Multilayer Stock Forecasting Model Using Fuzzy Time Series

    PubMed Central

    Javedani Sadaei, Hossein; Lee, Muhammad Hisyam

    2014-01-01

    After reviewing the vast body of literature on using FTS in stock market forecasting, certain deficiencies are distinguished in the hybridization of findings. In addition, the lack of constructive systematic framework, which can be helpful to indicate direction of growth in entire FTS forecasting systems, is outstanding. In this study, we propose a multilayer model for stock market forecasting including five logical significant layers. Every single layer has its detailed concern to assist forecast development by reconciling certain problems exclusively. To verify the model, a set of huge data containing Taiwan Stock Index (TAIEX), National Association of Securities Dealers Automated Quotations (NASDAQ), Dow Jones Industrial Average (DJI), and S&P 500 have been chosen as experimental datasets. The results indicate that the proposed methodology has the potential to be accepted as a framework for model development in stock market forecasts using FTS. PMID:24605058

  1. 76 FR 27687 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... amend CBOE Stock Exchange, LLC's (``CBSX'', the CBOE's stock trading facility) rules to include additional stocks in the individual stock trading pause pilot and to include certain conforming amendments to... conforming and non-substantive amendments to CBSX's individual stock trading pause provisions and...

  2. Stroke: a Hidden Danger of Margin Trading in Stock Markets.

    PubMed

    Lin, Shu-Hui; Wang, Chien-Ho; Liu, Tsai-Ching; Chen, Chin-Shyan

    2015-10-01

    Using 10-year population data from 2000 through 2009 in Taiwan, this is the first paper to analyze the relationship between margin trading in stock markets and stroke hospitalizations. The results show that 3 and 6 days after an increase of margin trading in the Taiwan stock markets are associated with greater stoke hospitalizations. In general, a 1 % increase in total margin trading positions is associated with an increment of 2.5 in the total number of stroke hospitalizations, where the mean number of hospital admissions is 233 cases a day. We further examine the effects of margin trading by gender and age groups and find that the effects of margin trading are significant for males and those who are 45-74 years old only. In summary, buying stocks with money you do not have is quite risky, especially if the prices of those stocks fall past a certain level or if there is a sudden and severe drop in the stock market. There is also a hidden danger to one's health from margin trading. A person should be cautious before conducting margin trading, because while it can be quite profitable, danger always lurks just around the corner. PMID:26014381

  3. Synchrotrons: Taiwan unveils new synchrotron

    NASA Astrophysics Data System (ADS)

    Horiuchi, Noriaki

    2015-05-01

    Competitive activities around the globe to develop the world's brightest synchrotron light source have accelerated in recent years. Taiwanese scientists now aspire to be at the top of the list with the recently constructed Taiwan Photon Source.

  4. 77 FR 3311 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-23

    ... The Exchange proposes to extend the individual stock trading pause pilot program pertaining to the CBOE Stock Exchange, LLC (``CBSX,'' the CBOE's stock trading facility). This rule change simply seeks... July 31, 2012. \\3\\ See Securities Exchange Act Release Nos. 62252 (June 10, 2010), 75 FR 34186 (June...

  5. 77 FR 24547 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-24

    ...that after an option class on a stock or Exchange-Traded Fund Share...10 share deliverable on that stock or Exchange-Traded Fund Share...Options may only be listed on stocks and Exchange- Traded Fund Shares...International Business Machines (IBM), and Priceline.com,...

  6. 2. General view of stockyards from livestock exchange building showing ...

    Library of Congress Historic Buildings Survey, Historic Engineering Record, Historic Landscapes Survey

    2. General view of stockyards from livestock exchange building showing (l-r) Buckingham Road, cattle pens, and Stock yards Autopark. View to northeast. - South Omaha Union Stock Yards, 2900 "O" Plaza, Omaha, Douglas County, NE

  7. Progress and Prospect of Physics Research and Education in Taiwan

    NASA Astrophysics Data System (ADS)

    Raynien Kwo, J.

    2010-03-01

    Started about two decades ago, the global trend of shifting industrial manufacture power from western developed countries toward developing countries in Asia has in turn become the impetus in building up physical science and research in these areas. A very good example is the remarkable progress of physical research and education in Taiwan, in terms of quantity and quality. The continuous elevation of Taiwan's high education into graduate level plus the government's strong commitment to research and development on a level of 2.62 % GDP have led to an impressive physics program with an annual budget ˜32 million USD from National Science Council in supporting 568 PIs. The investigation scope encompasses high energy and astrophysics, nano and condensed matter, and semiconductor, optoelectronic physics, etc. The former is vigorously conducted via international collaborative efforts of LHC, KEK, ALMA, Pan-STARRS, etc. The latter is driven by vital Taiwan high tech industry mostly semiconductor IC and optoelectronics flourished during this period. The early trend of outflows of BS physics majors to western world for advanced studies has reversed dramatically. Nearly 80% of the BS students continue their MS and PhD degrees in Taiwan, attracted by lucrative job markets of high tech industry. In addition, healthy inflow of high-quality science manpower of well trained PhDs and senior scholars returning to homeland has strengthened the competitiveness. Overall, the physics community in Taiwan is thriving. The annual Physical Society meeting is expanding at a rate of 6%, reaching ˜1800 attendants and 1200 papers, and dedicated to promotions of female physicists and students. The publication quantity of Taiwan in top journals of PRs and PRL is ranked among top 20^th for all fields of physics, and ranked the 6^th in APL. Clearly Taiwan has now emerged as a strong power in applied science, not limited by its population size. Concerted efforts on scientific exchanges are being taken to connect to international societies. The bright outlook of physical science and its vital power in Taiwan is anticipated to provide a stimulus to benefit South East Asia, and have far-reaching impacts on China and worldwide.

  8. 17 CFR 240.15g-6 - Account statements for penny stock customers.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Account statements for penny stock customers. 240.15g-6 Section 240.15g-6 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act...

  9. Designing safe, profitable automated stock trading agents using evolutionary algorithms

    E-print Network

    Stone, Peter

    Designing safe, profitable automated stock trading agents using evolutionary algorithms Harish of exchanges and stock trading mechanisms have generated substantial interest and activ- ity within the machine.subramanian@alumni.utexas.net, s.ramamoorthy@mail.utexas.edu, (pstone,kuipers)@cs.utexas.edu ABSTRACT Trading rules are widely used

  10. 26 CFR 25.2512-2 - Stocks and bonds.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ...) Based on selling prices. (1) In general, if there is a market for stocks or bonds, on a stock exchange... gift. The average is to be weighted inversely by the respective numbers of trading days between the... the return. (2) If it is established with respect to bonds for which there is a market on a...

  11. 26 CFR 25.2512-2 - Stocks and bonds.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ...) Based on selling prices. (1) In general, if there is a market for stocks or bonds, on a stock exchange... gift. The average is to be weighted inversely by the respective numbers of trading days between the... the return. (2) If it is established with respect to bonds for which there is a market on a...

  12. 26 CFR 25.2512-2 - Stocks and bonds.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...) Based on selling prices. (1) In general, if there is a market for stocks or bonds, on a stock exchange... gift. The average is to be weighted inversely by the respective numbers of trading days between the... the return. (2) If it is established with respect to bonds for which there is a market on a...

  13. 26 CFR 25.2512-2 - Stocks and bonds.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ...) Based on selling prices. (1) In general, if there is a market for stocks or bonds, on a stock exchange... gift. The average is to be weighted inversely by the respective numbers of trading days between the... the return. (2) If it is established with respect to bonds for which there is a market on a...

  14. 26 CFR 25.2512-2 - Stocks and bonds.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ...) Based on selling prices. (1) In general, if there is a market for stocks or bonds, on a stock exchange... gift. The average is to be weighted inversely by the respective numbers of trading days between the... the return. (2) If it is established with respect to bonds for which there is a market on a...

  15. 12 CFR 239.25 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ...company's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the subsidiary holding...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  16. 12 CFR 575.8 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ...association's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the savings association...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  17. 12 CFR 239.25 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ...company's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the subsidiary holding...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  18. 12 CFR 575.8 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ...association's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the savings association...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  19. 12 CFR 575.8 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ...association's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the savings association...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  20. 12 CFR 239.25 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ...company's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the subsidiary holding...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  1. 12 CFR 575.8 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ...association's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the savings association...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  2. 12 CFR 575.8 - Contents of Stock Issuance Plans.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ...association's stockholders' equity at the close of the proposed...awards in the secondary market. Second, such acquisitions...stock or stockholders' equity of the savings association...acquired in the secondary market. If acquired for such...stock on a national or regional securities exchange...

  3. The effect of the currency movements on stock markets 

    E-print Network

    Zohrabyan, Tatevik

    2006-04-12

    nine leading Asian markets for the period from January 1980 to June 1998, Mohsin and Amare (2000) found that whether stock prices are negatively or positively impacted by the exchange rates depends on the time horizon, trade flow elasticity...

  4. 17 CFR 240.15g-2 - Penny stock disclosure document relating to the penny stock market.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... required by paragraph (a) of this section for the period specified in 17 CFR 240.17a-4(b) of this chapter... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Penny stock disclosure document relating to the penny stock market. 240.15g-2 Section 240.15g-2 Commodity and Securities...

  5. 17 CFR 240.15g-2 - Penny stock disclosure document relating to the penny stock market.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... required by paragraph (a) of this section for the period specified in 17 CFR 240.17a-4(b) of this chapter... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Penny stock disclosure document relating to the penny stock market. 240.15g-2 Section 240.15g-2 Commodity and Securities...

  6. 17 CFR 240.15g-2 - Penny stock disclosure document relating to the penny stock market.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... required by paragraph (a) of this section for the period specified in 17 CFR 240.17a-4(b) of this chapter... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Penny stock disclosure document relating to the penny stock market. 240.15g-2 Section 240.15g-2 Commodity and Securities...

  7. 17 CFR 240.15g-2 - Penny stock disclosure document relating to the penny stock market.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... required by paragraph (a) of this section for the period specified in 17 CFR 240.17a-4(b) of this chapter... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Penny stock disclosure document relating to the penny stock market. 240.15g-2 Section 240.15g-2 Commodity and Securities...

  8. 17 CFR 240.15g-2 - Penny stock disclosure document relating to the penny stock market.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... required by paragraph (a) of this section for the period specified in 17 CFR 240.17a-4(b) of this chapter... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Penny stock disclosure document relating to the penny stock market. 240.15g-2 Section 240.15g-2 Commodity and Securities...

  9. 76 FR 13660 - Polyvinyl Alcohol From Taiwan

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-14

    ...INTERNATIONAL TRADE COMMISSION [Investigation No. 731-TA-1088 (Final)] Polyvinyl Alcohol From Taiwan Determination On the...Polyvinyl Alcohol from Taiwan: Investigation No. 731-TA-1088 (Final). By order of the Commission. Issued: March 9,...

  10. Korean restaurant business plan in Taiwan

    E-print Network

    Chen, Kai Wei Kevin

    2013-01-01

    Taiwan's food and beverage business has been one of the main drivers of the country's economic growth for the past several years. As Taiwan becomes more prosperous and grows beyond the traditional OEM/ODM businesses, ...

  11. Waiting Times in Simulated Stock Markets

    E-print Network

    Cappellini, Alessandro

    2008-01-01

    Exploiting a precise reproduction of a stock exchange, the robustness of the Continuous Double Auction (CDA) mechanism, evaluated by means of the waiting time distributions, has been proved versus 36 different set ups made by varying both the operators' behaviour and the market micro structure. The obtained results demonstrate that the CDA remains able to clear strongly different order flows, though the Milan stock exchange seemed to be a little more efficient than the NYSE under the allocative point of view, witnessing the intrinsic complexity of the stock market. The simulation has been built as an Agent Based Model in order to obtain a plausible order flow. The decisions of single agents and their interaction through the market book are realistic and reproduce some empirical analysis results. The mentioned results have been obtained either by the analysis of the complete pending time series and the same computation of the asks and bids series alone.

  12. Market impact and trading protocols of hidden orders in stock markets Esteban Moro,1, 2

    E-print Network

    Market impact and trading protocols of hidden orders in stock markets Esteban Moro,1, 2 Javier study the market impact of trading orders. We are specifically interested in large trading orders market member codes using data from the Spanish Stock Market and the London Stock Exchange. We find

  13. 12 CFR 221.108 - Effect of registration of stock subsequent to making of loan.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... trading period prior to the stock becoming registered (listed) on a national securities exchange would be... 12 Banks and Banking 3 2012-01-01 2012-01-01 false Effect of registration of stock subsequent to... PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U) Interpretations § 221.108 Effect...

  14. Market impact and trading profile of hidden orders in stock markets Esteban Moro,1,2

    E-print Network

    Market impact and trading profile of hidden orders in stock markets Esteban Moro,1,2 Javier Vicente of trading orders. We are specifically interested in large trading orders that are executed incrementally member codes using data from the Spanish Stock Market and the London Stock Exchange. We find that market

  15. Systematic analysis of group identification in stock markets Dong-Hee Kim* and Hawoong Jeong

    E-print Network

    Jeong, Hawoong

    approach to the correlation-based network of stocks. These methods drastically reduce the ambiguities while and dynamics of the stock network 4­6 , the random matrix theory was applied to find out the differ- ence­10 . From the empirical data for the New York Stock Exchange, it was found that each eigenvec- tor

  16. Quantifying the seismicity on Taiwan

    NASA Astrophysics Data System (ADS)

    Wu, Yi-Hsuan; Chen, Chien-Chih; Turcotte, Donald L.; Rundle, John B.

    2013-07-01

    We quantify the seismicity on the island of Taiwan using the frequency-magnitude statistics of earthquakes since 1900. A break in Gutenberg-Richter scaling for large earthquakes in global seismicity has been observed, this break is also observed in our Taiwan study. The seismic data from the Central Weather Bureau Seismic Network are in good agreement with the Gutenberg-Richter relation taking b ? 1 when M < 7. For large earthquakes, M ? 7, the seismic data fit Gutenberg-Richter scaling with b ? 1.5. If the Gutenberg-Richter scaling for M < 7 earthquakes is extrapolated to larger earthquakes, we would expect a M > 8 earthquake in the study region about every 25 yr. However, our analysis shows a lower frequency of occurrence of large earthquakes so that the expected frequency of M > 8 earthquakes is about 200 yr. The level of seismicity for smaller earthquakes on Taiwan is about 12 times greater than in Southern California and the possibility of a M ? 9 earthquake north or south of Taiwan cannot be ruled out. In light of the Fukushima, Japan nuclear disaster, we also discuss the implications of our study for the three operating nuclear power plants on the coast of Taiwan.

  17. Professional Counseling in Taiwan: Past to Future

    ERIC Educational Resources Information Center

    Guo, Yuh-Jen; Wang, Shu-Ching; Combs, Don C.; Lin, Yi-Chun; Johnson, Veronica

    2013-01-01

    Because of the recent introduction of a licensure law, professional counseling has grown rapidly in Taiwan after decades of slow development. The authors provide a historical review of the development of professional counseling in Taiwan and discuss the current status and future trajectory of professional counseling in Taiwan.

  18. What is a stock? A share of stock

    E-print Network

    Lega, Joceline

    on the stock market The trading floor in NY () The Stock Market May 14, 2014 3 / 6 #12;The price of a stock canWhat is a stock? A share of stock () The Stock Market May 14, 2014 1 / 6 #12;What is a stock? A stock is a small portion of a company The company is owned by many many people, called shareholders

  19. Stock Judging Team 

    E-print Network

    Unknown

    2011-08-17

    into regions and stocks to examine structure at different spatial scales. F- and ?-statistics were computed for all pairwise comparisons of rookeries, regions and stocks. Significant (Pstock (southeastern Alaska to California...

  20. Proceedings National Stock Assessment Workshop

    E-print Network

    Proceedings 11th National Stock Assessment Workshop Characterization of Scientific Uncertainty Stock and Habitat Assessment Workshops Incorporating Habitat Information in Stock Assessments 1st 2010 #12;#12;Proceedings 11th National Stock Assessment Workshop Characterization of Scientific

  1. 77 FR 4593 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ... a primary listing market issues an individual stock trading pause, Nasdaq will pause trading in that.... (``NYSE Arca''), and National Stock Exchange, Inc. (collectively, the ``Exchanges''), to pause trading... Exchange Act Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) (SR-NASDAQ-2010-061). \\4\\...

  2. 77 FR 46543 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-03

    ... Exchange Act of 1934. If a primary listing market issues an individual stock trading pause, Nasdaq will... Arca''), and National Stock Exchange, Inc. (collectively, the ``Exchanges''), to pause trading during... Act Release No. 62252 (June 10, 2010), 75 FR 34186 (June 16, 2010) (SR-NASDAQ-2010-061). \\4\\ The...

  3. Stock Rocker Roller Rocker

    E-print Network

    De, Suvranu

    Stock Rocker Vs Roller Rocker Eric Palomaki Kyle Hoffman Introduction to Finite Elements MANE-4240, Professor Suvranu De Rensselaer Polytechnic Institute Troy, New York December 5, 2003 #12;Page 2 Stock different types of rocker arms; the existing stock "from the factory" stamped steel rocker arm, and a roller

  4. 78 FR 34344 - Travel and Tourism Trade Mission to Taiwan, Japan and Korea

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-07

    ...implemented a ``Japan-U.S. Tourism Exchange Year'' in 2012...foregoing analysis of travel and tourism opportunities in Taiwan, Japan...learn about other business development missions and services that...help U.S. destinations and tourism suppliers, including...

  5. Black monazite from Taiwan

    USGS Publications Warehouse

    Matzko, J.J.; Overstreet, W.C.

    1977-01-01

    Two forms of detrital monazite are known in offshore bars in southwestern Taiwan: a yellow-green to colorless form and an unusual but abundant pelletlike form, generally black but also colored gray or brown. These black pellets, which are about 160 by 200 microns in size, are composed of fine-grained monazite crystals from 2 to 20 microns in size. The pellets are associated with highly variable amounts of discrete grains of detrital quartz, rutile, amphibole, tourmaline, and other minerals. Intergrown with the monazite are quartz, a cerium oxide mineral, chlorite, sulfides, and other minerals. Opaqueness of the pelletlike monazite is due principally to the cryptocrystalline nature of part of the monazite; only a small part of the opaqueness can be attributed to opaque inclusions. The black pelletlike monazite lacks thorium and has a high content of europium. In this respect, as in color, shape, size, and inclusions, the pelletlike monazite differs from the yellow-green detrital monazite. Despite the fact that they occur together in the littoral placers, they appear to have had different origins. The yellow-green monazite originated as an accessory mineral in plutonic rocks and has accumulated at the coast through erosion and transport. The origin of the pelletlike monazite is as yet unknown, but it is here inferred that it originated in unconsolidated coastal plain sediments through migration of cerium from the detrital monazite during weathering, and of the intermediate weight mobile rare earths from clay minerals during diagenesis. Possibly these pelletlike grains are detrital particles formed through erosion and transport from originally larger aggregates cemented by diagenetic monazite.

  6. Collective behavior of stock price movements in an emerging market

    NASA Astrophysics Data System (ADS)

    Pan, Raj Kumar; Sinha, Sitabhra

    2007-10-01

    To investigate the universality of the structure of interactions in different markets, we analyze the cross-correlation matrix C of stock price fluctuations in the National Stock Exchange (NSE) of India. We find that this emerging market exhibits strong correlations in the movement of stock prices compared to developed markets, such as the New York Stock Exchange (NYSE). This is shown to be due to the dominant influence of a common market mode on the stock prices. By comparison, interactions between related stocks, e.g., those belonging to the same business sector, are much weaker. This lack of distinct sector identity in emerging markets is explicitly shown by reconstructing the network of mutually interacting stocks. Spectral analysis of C for NSE reveals that, the few largest eigenvalues deviate from the bulk of the spectrum predicted by random matrix theory, but they are far fewer in number compared to, e.g., NYSE. We show this to be due to the relative weakness of intrasector interactions between stocks, compared to the market mode, by modeling stock price dynamics with a two-factor model. Our results suggest that the emergence of an internal structure comprising multiple groups of strongly coupled components is a signature of market development.

  7. Quantum spatial-periodic harmonic model for daily price-limited stock markets

    E-print Network

    Meng, Xiangyi; Xu, Jingjing; Guo, Hong

    2015-01-01

    We investigate the behavior of stocks in daily price-limited stock markets by purposing a quantum spatial-periodic harmonic model. The stock price is presumed to oscillate and damp in a quantum spatial-periodic harmonic oscillator potential well. Complicated non-linear relations including inter-band positive correlation and intra-band negative correlation between the volatility and the trading volume of stocks are derived by considering the energy band structure of the model. The validity of price limitation is then examined and abnormal phenomena of a price-limited stock market (Shanghai Stock Exchange) of China are studied by applying our quantum model.

  8. Ophthalmic plastic and orbital surgery in Taiwan.

    PubMed

    Hsu, Chi-Hsin; Lin, I-Chan; Shen, Yun-Dun; Hsu, Wen-Ming

    2014-06-01

    We describe in this paper the current status of ophthalmic plastic and orbital surgery in Taiwan. Data were collected from the Bureau of National Health Insurance of Taiwan, the Bulletin of the Taiwan Ophthalmic Plastic and Reconstructive Society, and the Statistics Yearbook of Practicing Physicians and Health Care Organizations in Taiwan by the Taiwan Medical Association. We ascertained that 94 ophthalmologists were oculoplastic surgeons and accounted for 5.8% of 1621 ophthalmologists in Taiwan. They had their fellowship training abroad (most ophthalmologists trained in the United States of America) or in Taiwan. All ophthalmologists were well trained and capable of performing major oculoplastic surgeries. The payment rates by our National Health Insurance for oculoplastic and orbital surgeries are relatively low, compared to Medicare payments in the United States. Ophthalmologists should promote the concept that oculoplastic surgeons specialize in periorbital plastic and aesthetic surgeries. However, general ophthalmologists should receive more educational courses on oculoplastic and cosmetic surgery. PMID:24898627

  9. Multidimensional stock network analysis: An Escoufier's RV coefficient approach

    NASA Astrophysics Data System (ADS)

    Lee, Gan Siew; Djauhari, Maman A.

    2013-09-01

    The current practice of stocks network analysis is based on the assumption that the time series of closed stock price could represent the behaviour of the each stock. This assumption leads to consider minimal spanning tree (MST) and sub-dominant ultrametric (SDU) as an indispensible tool to filter the economic information contained in the network. Recently, there is an attempt where researchers represent stock not only as a univariate time series of closed price but as a bivariate time series of closed price and volume. In this case, they developed the so-called multidimensional MST to filter the important economic information. However, in this paper, we show that their approach is only applicable for that bivariate time series only. This leads us to introduce a new methodology to construct MST where each stock is represented by a multivariate time series. An example of Malaysian stock exchange will be presented and discussed to illustrate the advantages of the method.

  10. Fiches pratiques: "Oui, je viens de Taiwan"; L'habit ne fait pas le moine; Objets inanimes avez-vous donc une ame?; La Bourse et la voix (Practical Ideas: "Yes, I Come from Taiwan"; The Clothes Don't Make the Man; Inanimate Objects, Do You Have a Soul?; The Stock Exchange and the Voice).

    ERIC Educational Resources Information Center

    Durbant, Jean-Claude; And Others

    1988-01-01

    Four ideas for classroom instruction are presented, including an approach to teaching foreign nationals or immigrants, a lesson in clothing and its terminology, an explanation of the symbolism and language of the French Revolution, and a description of how to use radio programs about economics. (MSE)

  11. Faculty Autonomy: Perspectives from Taiwan.

    ERIC Educational Resources Information Center

    Dee, Jay R.; Henkin, Alan B.; Chen, Jessica Hsin-Hwa

    2000-01-01

    Investigated whether institutional autonomy related to faculty autonomy in Taiwan's higher education system, which has recently implemented policies to enhance institutional autonomy. Faculty surveys conditionally supported the claim that faculty members work within the constraints of regulated autonomy, where individual behaviors are delimited by…

  12. Kindergartener's Technology Education in Taiwan.

    ERIC Educational Resources Information Center

    Lai, Chun-Chin

    According to the American Association for Advancement of Sciences, the National Academy of Engineering, and the International Technology Education Association (ITEA) and its Technology for All Americans Project (TfAAP), technology education should begin in kindergarten. Educators in Taiwan have also advocated beginning technology education in…

  13. 78 FR 60971 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-02

    ... references to individual stock trading pauses contained in Rule 52.4(c)(4). The text of the proposed rule... stock trading pauses described in CBOE Stock Exchange, LLC (``CBSX'') Rule 52.4(c)(4). Portions of CBSX... stock trading pause by the primary listing market and subsequent transactions that occur before...

  14. 75 FR 28847 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-24

    ... Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility May... proposing to amend trading procedures on a pilot basis for certain stocks traded on the CBOE Stock Exchange (``CBSX''), the CBOE's stock trading facility. The text of the proposed rule change is available on...

  15. 75 FR 78306 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... Immediate Effectiveness of Proposed Rule Change Related to the Extension of the Individual Stock Trading... pilot program pertaining to the CBOE Stock Exchange (``CBSX''), the CBOE's stock trading facility... Proposed Rule Change 1. Purpose Rule 6.3C, Individual Stock Trading Pauses Due to Extraordinary...

  16. 78 FR 9975 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-12

    ... Immediate Effectiveness of Proposed Rule Change To Extend the Individual Stock Trading Pause Pilot Program... the individual stock trading pause pilot program pertaining to the CBOE Stock Exchange, LLC (``CBSX,'' the CBOE's stock trading facility). This rule change simply seeks to extend the pilot. No...

  17. ASSESSING PLANTING STOCK QUALITY Comprehensive assessments of planting stock

    E-print Network

    high- quality stock for Pacific Slope forests. THE PROGRAM DESIGN Planting stock quality was assessedASSESSING PLANTING STOCK QUALITY Comprehensive assessments of planting stock quality are essential to evaluate planting stock quality and nursery practice. Field tests provide proof of the nursery's ability

  18. Taiwan Australian National University Scholarships (699/2012) Student ID....................................

    E-print Network

    Botea, Adi

    Taiwan Australian National University Scholarships (699/2012) Student ID.................................... TAIWAN AUSTRALIAN NATIONAL UNIVERSITY SCHOLARSHIP CONDITIONS OF AWARD In August 2012, the Taiwan Ministry of Education (MOE) and ANU signed an agreement to collaborate to provide scholarships for Taiwanese higher

  19. Queering Taiwan: in search of nationalism's other.

    PubMed

    Chen, Li-fen

    2011-01-01

    This article deals with the formation of Taiwan’s homosexual cultural politics in the 1990s, the impact and implications of which are yet to be examined within the larger context of Taiwan’s cultural and political development and ethnic relationships. It is argued that the rise of this cultural politics is both a reflection and a source of a growing sense of identity crisis on the island. By examining the configurations of “queer” in various discursive domains, this interdisciplinary study seeks to delineate the cross-referencing ideological network of this cultural movement and its entanglement with the complexity of Taiwan’s nationalism. At the same time, to the extent that this movement tends to present itself as a radical politics from a privileged epistemological and cultural standpoint, this claimed radicalism is also scrutinized for its problematics and ironies. PMID:21966703

  20. Challenges and Strategies of Laboratory Diagnosis for Newly Emerging Influenza Viruses in Taiwan: A Decade after SARS

    PubMed Central

    Lin, Jih-Hui; Wu, Ho-Sheng

    2015-01-01

    Since the first case of severe acute respiratory syndrome (SARS) in Taiwan was identified in March 2003, viral respiratory infections, in particular the influenza virus, have become a national public health concern. Taiwan would face a serious threat of public health problems if another SARS epidemic overlapped with a flu outbreak. After SARS, the Taiwan Centers for Disease Control accelerated and strengthened domestic research on influenza and expanded the exchange of information with international counterparts. The capacity of influenza A to cross species barriers presents a potential threat to human health. Given the mutations of avian flu viruses such as H7N9, H6N1, and H10N8, all countries, including Taiwan, must equip themselves to face a possible epidemic or pandemic. Such preparedness requires global collaboration. PMID:26290876

  1. HVAC Commissioning - A Status Report in Taiwan 

    E-print Network

    Yang, K. H.

    2006-01-01

    CommisioningCommisioning ?? A Status Report in TaiwanA Status Report in Taiwan Dr. K.H. YangDr. K.H. Yang Fellow ASHRAEFellow ASHRAEProfessor, National Sun Professor, National Sun YatYat--SenSenUniversityUniversityKaohsiungKaohsiung, Taiwan, Taiwankhkh...--yang@mail.nsysu.edu.twyang@mail.nsysu.edu.tw 2006.11.2006.11. Introduction I n t ro d uc ti on ?Being located in subtropical area, the weather in Taiwan is constantly hot and humid, with ambient temperature around 35 o Cand relative humidity of 85 %, which imposes heavy cooling load to buildings...

  2. Occupational Neurotoxic Diseases in Taiwan

    PubMed Central

    Liu, Chi-Hung; Huang, Chu-Yun

    2012-01-01

    Occupational neurotoxic diseases have become increasingly common in Taiwan due to industrialization. Over the past 40 years, Taiwan has transformed from an agricultural society to an industrial society. The most common neurotoxic diseases also changed from organophosphate poisoning to heavy metal intoxication, and then to organic solvent and semiconductor agent poisoning. The nervous system is particularly vulnerable to toxic agents because of its high metabolic rate. Neurological manifestations may be transient or permanent, and may range from cognitive dysfunction, cerebellar ataxia, Parkinsonism, sensorimotor neuropathy and autonomic dysfunction to neuromuscular junction disorders. This study attempts to provide a review of the major outbreaks of occupational neurotoxins from 1968 to 2012. A total of 16 occupational neurotoxins, including organophosphates, toxic gases, heavy metals, organic solvents, and other toxic chemicals, were reviewed. Peer-reviewed articles related to the electrophysiology, neuroimaging, treatment and long-term follow up of these neurotoxic diseases were also obtained. The heavy metals involved consisted of lead, manganese, organic tin, mercury, arsenic, and thallium. The organic solvents included n-hexane, toluene, mixed solvents and carbon disulfide. Toxic gases such as carbon monoxide, and hydrogen sulfide were also included, along with toxic chemicals including polychlorinated biphenyls, tetramethylammonium hydroxide, organophosphates, and dimethylamine borane. In addition we attempted to correlate these events to the timeline of industrial development in Taiwan. By researching this topic, the hope is that it may help other developing countries to improve industrial hygiene and promote occupational safety and health care during the process of industrialization. PMID:23251841

  3. 76 FR 51076 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-17

    ... Stock Trading Pause Process August 11, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act... that the rule will continue to operate in the same manner after changes to the single stock trading... reviews in the event of transactions that result in the issuance of an individual stock trading...

  4. A Parallel Workflow for Real-time Correlation and Clustering of High-Frequency Stock Market Data

    E-print Network

    Hoos, Holger H.

    A Parallel Workflow for Real-time Correlation and Clustering of High-Frequency Stock Market Data of computationally-expensive real-time stock market data analysis, with direct applications in automated of the system, followed by a preliminary analysis of the results using data from the Toronto Stock Exchange. 1

  5. 77 FR 76132 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ...Republic, Egypt, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Morocco, Peru, Philippines, Poland, Russia, South Africa, Taiwan, Thailand, and Turkey.'' \\8\\ The Exchange represents that more than 50% of the weight of the...

  6. 77 FR 74700 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-17

    ...Republic, Egypt, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Morocco, Peru, Philippines, Poland, Russia, South Africa, Taiwan, Thailand, and Turkey.'' \\7\\ The Exchange represents that more than 50% of the weight of the...

  7. 77 FR 65600 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-29

    ...Republic, Egypt, Hungary, India, Indonesia, Korea, Malaysia, Mexico, Morocco, Peru, Philippines, Poland, Russia, South Africa, Taiwan, Thailand, and Turkey.'' \\7\\ Pursuant to Exchange Rule 4.12, Interpretation and Policy...

  8. 75 FR 53366 - Self-Regulatory Organizations; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-31

    ... Nos. 62251 (June 10, 2010), 75 FR 34183 (June 16, 2010); 62252 (June 10, 2010), 75 FR 34186 (June 16... FR 51138 (August 18, 2010). The Commission finds it appropriate to designate a longer period within...; BATS Exchange, Inc.; Chicago Board Options Exchange, Incorporated; Chicago Stock Exchange, Inc.;...

  9. Educating Students with Learning Disabilities in Taiwan

    ERIC Educational Resources Information Center

    Hsiao, Yun-Ju

    2011-01-01

    In East Asia, Taiwan is one of only a few countries that has a clear definition of learning disabilities (LD) as well as operational criteria for the identification of LD. In Taiwan, special education services for students with LD are mandated in the Special Education Act of 1984. According to the official statistics from the Taiwanese Special…

  10. 76 FR 50779 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-16

    ... individual stock trading pause, Nasdaq will pause trading in that security until trading has resumed on the... Arca''), and National Stock Exchange, Inc. (collectively, the ``Exchanges''), to pause trading during...), 75 FR 34186 (June 16, 2010) (SR-NASDAQ-2010-061). \\4\\ The term ``Listing Markets''...

  11. 17 CFR 5.11 - Risk assessment reporting requirements for retail foreign exchange dealers.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.11 Risk assessment... non-public stock company, the retail foreign exchange dealer or such Material Affiliated Person... organized as a public stock company, the retail foreign exchange dealer or such Material Affiliated...

  12. 17 CFR 5.11 - Risk assessment reporting requirements for retail foreign exchange dealers.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.11 Risk assessment... non-public stock company, the retail foreign exchange dealer or such Material Affiliated Person... organized as a public stock company, the retail foreign exchange dealer or such Material Affiliated...

  13. 17 CFR 5.11 - Risk assessment reporting requirements for retail foreign exchange dealers.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.11 Risk assessment... non-public stock company, the retail foreign exchange dealer or such Material Affiliated Person... organized as a public stock company, the retail foreign exchange dealer or such Material Affiliated...

  14. 76 FR 55998 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-09

    ... Securities Exchange Act Release No. 34-65057 (August 8, 2011), 76 FR 50518 (August 15, 2011) (SR-CBOE-2011... Immediate Effectiveness of a Proposed Rule Change To Delete Obsolete Language From the CBOE Stock Exchange... proposes to delete obsolete language from the CBOE Stock Exchange (``CBSX'') Fees Schedule. The text of...

  15. Glycrol stock de bactries -Glycrol stock pour bactries.

    E-print Network

    Abou Elela, Sherif

    Glycérol stock de bactéries Matériel : - Glycérol stock pour bactéries. - Eppendorfs 1,5 ml : Dans un eppendorf de 1.5 ml, mettre 500 µl de bactéries et ajouter 500 µl de glycérol stock à bactéries. Bien mélanger. Conserver à ­80 °C. Striage d'une plate à partir d'un glycérol stock : Le temps du

  16. Upper-ocean currents around Taiwan

    NASA Astrophysics Data System (ADS)

    Liang, W.-D.; Tang, T. Y.; Yang, Y. J.; Ko, M. T.; Chuang, W.-S.

    2003-03-01

    Current velocity, measured by Shipboard Acoustic Doppler Current Profiler (Sb-ADCP) during 1991-2000, was used to study the upper-ocean (<300 m) currents around Taiwan. The collected data were debugged, calibrated, grid, and averaged to compose a three-dimensional current-velocity distribution. The validity of the composite current velocity was supported by 12 sets of moored current-velocity time series. Qualitative agreement was obtained. The moored time series also indicated that the seasonal variation of current around Taiwan was generally weak except for the shallow-water regimes. The composite and moored currents revealed a branch of the Kuroshio that intruded steadily and persistently into the South China Sea. Part of the intruded Kuroshio flowed out of the South China Sea through the northern Luzon Strait and re-united with the main stream Kuroshio. The Kuroshio had two velocity maximum cores southeast of Taiwan, but gradually combined into one as the Kuroshio flowed north. The Kuroshio was deflected by the I-Lan Ridge east of Taiwan and the zonal-running shelf break northeast of Taiwan. At the shelf break, the Kuroshio split, with one branch intruding onto the shelf. West of the Luzon Strait, the Kuroshio intruded into the South China Sea. Some water flowed northward into the Taiwan Strait and re-joined the Kuroshio. Currents in the Taiwan Strait flowed primarily in a northward direction, except for the southward current near the coast of Mainland China. North of the Taiwan Strait, a branch of the northward flow followed the northern coast of Taiwan to join the Kuroshio. The composite current varied consistently from season to season. There was generally poor correlation between currents and local winds, especially in the deep-water regime. Remote forces were important in the currents around Taiwan.

  17. Hybrid machine learning technique for forecasting Dhaka stock market timing decisions.

    PubMed

    Banik, Shipra; Khodadad Khan, A F M; Anwer, Mohammad

    2014-01-01

    Forecasting stock market has been a difficult job for applied researchers owing to nature of facts which is very noisy and time varying. However, this hypothesis has been featured by several empirical experiential studies and a number of researchers have efficiently applied machine learning techniques to forecast stock market. This paper studied stock prediction for the use of investors. It is always true that investors typically obtain loss because of uncertain investment purposes and unsighted assets. This paper proposes a rough set model, a neural network model, and a hybrid neural network and rough set model to find optimal buy and sell of a share on Dhaka stock exchange. Investigational findings demonstrate that our proposed hybrid model has higher precision than the single rough set model and the neural network model. We believe this paper findings will help stock investors to decide about optimal buy and/or sell time on Dhaka stock exchange. PMID:24701205

  18. Buildings Stock Load Control 

    E-print Network

    Joutey, H. A.; Vaezi-Nejad, H.; Clemoncon, B.; Rosenstein, F.

    2006-01-01

    models of tertiary buildings stocks (Schools, offices, Shops, hotels); ? Making simulations for different load shedding strategies to calculate potential peak power saving. The third part is dedicated to the description of the developed models...

  19. Stocking Walleye Fish

    USGS Multimedia Gallery

    An FWS employee stocks walleye in a lined pond at Garrison Dam National Fish Hatchery, the Service's largest walleye production hatchery. Related to the R6PC ? Replace 9 Clay Pond Liners ? Garrison Dam NFH project....

  20. Analyzing Replacement Stock Alternatives 

    E-print Network

    Falconer, Lawrence; McGrann, James M.; Parker, John; Jones, Rodney

    2008-10-21

    Replacement management strategy involves comparing the values of the breeding stock you own with the value of potential replacements, and then choosing the investment with the highest expected worth. This publication discusses the application...