Science.gov

Sample records for action proposed rule

  1. Citizens United, public health, and democracy: the Supreme Court ruling, its implications, and proposed action.

    PubMed

    Wiist, William H

    2011-07-01

    The 2010 US Supreme Court Citizens United v Federal Election Commission 130 US 876 (2010) case concerned the plans of a nonprofit organization to distribute a film about presidential candidate Hillary Clinton. The Court ruled that prohibiting corporate independent expenditures for advocacy advertising during election campaigns unconstitutionally inhibits free speech. Corporations can now make unlimited contributions to election advocacy advertising directly from the corporate treasury. Candidates who favor public health positions may be subjected to corporate opposition advertising. Citizen groups and legislators have proposed remedies to ameliorate the effects of the Court's ruling. The public health field needs to apply its expertise, in collaboration with others, to work to reduce the disproportionate influence of corporate political speech on health policy and democracy.

  2. Citizens United, Public Health, and Democracy: The Supreme Court Ruling, Its Implications, and Proposed Action

    PubMed Central

    2011-01-01

    The 2010 US Supreme Court Citizens United v Federal Election Commission 130 US 876 (2010) case concerned the plans of a nonprofit organization to distribute a film about presidential candidate Hillary Clinton. The Court ruled that prohibiting corporate independent expenditures for advocacy advertising during election campaigns unconstitutionally inhibits free speech. Corporations can now make unlimited contributions to election advocacy advertising directly from the corporate treasury. Candidates who favor public health positions may be subjected to corporate opposition advertising. Citizen groups and legislators have proposed remedies to ameliorate the effects of the Court's ruling. The public health field needs to apply its expertise, in collaboration with others, to work to reduce the disproportionate influence of corporate political speech on health policy and democracy. PMID:21421946

  3. US Department of Energy response to standards for remedial actions at inactive uranium processing sites: Proposed rule

    SciTech Connect

    Not Available

    1988-01-29

    The Title I groundwater standards for inactive uranium mill tailings sites, which were promulgated on January 5, 1983, by the US Environmental Protection Agency (EPA) for the Uranium Mill Tailings Remedial Action (UMTRA) Project, were remanded to the EPA on September 3, 1985, by the US Tenth Circuit Court of Appeals. The Court instructed the EPA to compile general groundwater standards for all Title I sites. On September 24, 1987, the EPA published proposed standards (52FR36000-36008) in response to the remand. This report includes an evaluation of the potential effects of the proposed EPA groundwater standards on the UMTRA Project, as well as a discussion of the DOE's position on the proposed standards. The report also contains and appendix which provides supporting information and cost analyses. In order to assess the impacts of the proposed EPA standards, this report summarizes the proposed EPA standards in Section 2.0. The next three sections assess the impacts of the three parts of the EPA standards: Subpart A considers disposal sites; Subpart B is concerned with restoration at processing sites; and Subpart C addresses supplemental standards. Section 6.0 integrates previous sections into a recommendations section. Section 7.0 contains the DOE response to questions posed by the EPA in the preamble to the proposed standards. 6 refs., 5 figs., 3 tabs.

  4. Proposed Rule (April 18, 2016)

    EPA Pesticide Factsheets

    Proposed Rule - Protection of Stratospheric Ozone: New Listings of Substitutes; Changes of Listing Status; Reinterpretation of Unacceptability for Closed Cell Foam Products under the Significant New Alternatives Policy Program; and Revision of Clean Air Ac

  5. US Department of Energy final response to standards for remedial actions at inactive uranium processing sites; Proposed rule

    SciTech Connect

    Not Available

    1988-11-14

    This document revisits and supplements information and recommendations presented in the January 1988 US Department of Energy (DOE) submission to the US Environmental Protection Agency (EPA) regarding the proposed standards for Title I uranium processing sites (DOE, 1988). The clarifications and comments in this report are based on further DOE investigation, contemplation, and interpretation of the proposed standards. Since the January response, the DOE has undertaken a number of special studies to -investigate, evaluate, focus, and clarify issues relating to the standards. In addition, the Nuclear Regulatory Commission (NRC) has issued a draft technical position outlining its interpretation of the proposed standards and clarifying how the standards will be implemented (NRC, 1988). Some issues presented are based on previous positions, and the original DOE position is restated for reference. Other issues or recommendations are more recent than the January DOE response; therefore, no former position was advanced. The order of presentation reflects the general order of significance to the DOE, specifically in regards to the Uranium Mill Tailings Remedial Action (UMTRA) Project.

  6. EPA proposes new rules for injection wells

    NASA Astrophysics Data System (ADS)

    The U.S. Environmental Protection Agency (EPA) has proposed rule changes to strengthen regulations protecting underground sources of drinking water from underground injection of hazardous wastes. The action is authorized by the Resource Conservation and Recovery Act (RCRA) and the Safe Drinking Water Act. The proposed rules were published in Federal Register August 27, 1987.“This proposal assures that hazardous wastes will either be properly treated or placed in an area where they can't contaminate underground sources of drinking water,” said Lawrence J. Jensen, EPA Assistant Administrator for Water. “The regulations would prohibit the migration of untreated hazardous waste out of the injection zone.”

  7. 75 FR 57813 - Proposed Supplementary Rules on Public Land, Idaho

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-22

    ... Bureau of Land Management Proposed Supplementary Rules on Public Land, Idaho AGENCY: Bureau of Land Management, Interior. ACTION: Proposed supplementary rules. SUMMARY: The Bureau of Land Management (BLM... public lands in Idaho. The BLM is also proposing to prohibit the possession of an open alcoholic...

  8. A New Approach for Resolving Conflicts in Actionable Behavioral Rules

    PubMed Central

    Zhu, Dan; Zeng, Daniel

    2014-01-01

    Knowledge is considered actionable if users can take direct actions based on such knowledge to their advantage. Among the most important and distinctive actionable knowledge are actionable behavioral rules that can directly and explicitly suggest specific actions to take to influence (restrain or encourage) the behavior in the users' best interest. However, in mining such rules, it often occurs that different rules may suggest the same actions with different expected utilities, which we call conflicting rules. To resolve the conflicts, a previous valid method was proposed. However, inconsistency of the measure for rule evaluating may hinder its performance. To overcome this problem, we develop a new method that utilizes rule ranking procedure as the basis for selecting the rule with the highest utility prediction accuracy. More specifically, we propose an integrative measure, which combines the measures of the support and antecedent length, to evaluate the utility prediction accuracies of conflicting rules. We also introduce a tunable weight parameter to allow the flexibility of integration. We conduct several experiments to test our proposed approach and evaluate the sensitivity of the weight parameter. Empirical results indicate that our approach outperforms those from previous research. PMID:25162054

  9. Federal coal leasing proposed rules published

    SciTech Connect

    Not Available

    1981-12-30

    Proposed rules by the Bureau of Land Management (BLM) and the US Geological Survey (USGS) are designed to streamline the existing federal coal leasing rules and ultimately accelerate the offering of publicly-owned coal lands, according to an announcement by Interior Secretary James Watt. The rules were published in the December 16, 1981 federal Register. The BLM and the USGS proposed rules (which appear in the Code of Federal Regulations, Group 3400 of Title 43 and Part 211 of Title 30, respectively) are coordinated and cross-referenced to serve as a total revision of the Federal coal leasing program. The proposed rules maintain the existing structure of the Federal coal management program, but make several important modifications that strengthen the program and add needed flexibility.

  10. Object-Driven and Temporal Action Rules Mining

    ERIC Educational Resources Information Center

    Hajja, Ayman

    2013-01-01

    In this thesis, I present my complete research work in the field of action rules, more precisely object-driven and temporal action rules. The drive behind the introduction of object-driven and temporally based action rules is to bring forth an adapted approach to extract action rules from a subclass of systems that have a specific nature, in which…

  11. 75 FR 8682 - U.S. Court of Appeals for the Armed Forces Proposed Rules Changes

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-25

    ... of the Secretary U.S. Court of Appeals for the Armed Forces Proposed Rules Changes ACTION: Notice of proposed changes to the Rules of Practice and Procedure of the United States Court of Appeals for the Armed Forces. SUMMARY: This notice announces the following proposed changes to Rules 21(b) and 21(b)(5)(G),...

  12. Riverland expedited response action proposal

    SciTech Connect

    Not Available

    1993-04-01

    The US Environmental Protection Agency (EPA) and Washington Department of Ecology (Ecology) recommended that the US Department of Energy (DOE) prepare an expedited response action (ERA) for the Riverland Railroad Car Wash Pit and the 600 Area Army Munitions Burial Site. A non-time-critical ERA proposal includes preparation of an engineering evaluation/cost analysis (EE/CA) section. The EE/CA is a rapid, focused evaluation of available technologies using specific screening factors to assess feasibility, appropriateness, and cost. The ERA proposal will undergo reviews by Westinghouse Hanford Company (WHC), DOE, EPA, Ecology, and the public. Ecology and EPA will issue an Action Agreement Memorandum after resolution of all review comments. The, memorandum will authorize remediation activities. The ERA goal is to reduce the potential for any contaminant migration to the soil column, groundwater, and Columbia River. The ERA may be the final remediation of the 100-IU-1 Operable Unit. A No Action Record of Decision may be issued after cleanup completion.

  13. 50 CFR 424.16 - Proposed rules.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... OF COMMERCE); ENDANGERED SPECIES COMMITTEE REGULATIONS SUBCHAPTER A LISTING ENDANGERED AND THREATENED SPECIES AND DESIGNATING CRITICAL HABITAT Revision of the Lists § 424.16 Proposed rules. (a) General. Based..., delisting, or reclassification of a species or the designation or revision of critical habitat will...

  14. 50 CFR 424.16 - Proposed rules.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... OF COMMERCE); ENDANGERED SPECIES COMMITTEE REGULATIONS SUBCHAPTER A LISTING ENDANGERED AND THREATENED SPECIES AND DESIGNATING CRITICAL HABITAT Revision of the Lists § 424.16 Proposed rules. (a) General. Based... reclassification of a species or the designation or revision of critical habitat shall also include a summary...

  15. 50 CFR 424.16 - Proposed rules.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... OF COMMERCE); ENDANGERED SPECIES COMMITTEE REGULATIONS SUBCHAPTER A LISTING ENDANGERED AND THREATENED SPECIES AND DESIGNATING CRITICAL HABITAT Revision of the Lists § 424.16 Proposed rules. (a) General. Based..., delisting, or reclassification of a species or the designation or revision of critical habitat will...

  16. 50 CFR 424.16 - Proposed rules.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... Wildlife and Fisheries JOINT REGULATIONS (UNITED STATES FISH AND WILDLIFE SERVICE, DEPARTMENT OF THE INTERIOR AND NATIONAL MARINE FISHERIES SERVICE, NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION, DEPARTMENT... SPECIES AND DESIGNATING CRITICAL HABITAT Revision of the Lists § 424.16 Proposed rules. (a) General....

  17. 77 FR 23226 - U.S. Court of Appeals for the Armed Forces Proposed Rules Changes

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-18

    ... of the Secretary U.S. Court of Appeals for the Armed Forces Proposed Rules Changes ACTION: Notice of proposed changes to the Rules of Practice and Procedure of the United States Court of Appeals for the Armed... Rules of Practice and Procedure, United States Court of Appeals for the Armed Forces. ] DATES:...

  18. Sticky Rules: Integration Between Abstract Rules and Specific Actions

    ERIC Educational Resources Information Center

    Mayr, Ulrich; Bryck, Richard L.

    2005-01-01

    The authors manipulated repetitions and/or changes of abstract response rules and the specific stimulus- response (S-R) associations used under these rules. Experiments 1 and 2, assessing trial-to-trial priming effects, showed that repetition of complete S-R couplings produced only benefits when the rule also repeated (i.e., rule-S-R conjunctions)…

  19. Management of corrective action wastes pursuant to proposed Subpart S

    SciTech Connect

    Not Available

    1995-02-01

    Under Section 3004(u) of the Resource Conservation and Recovery Act (RCRA), owners/operators of permitted or interim status treatment, storage, and disposal facilities (TSDFs) are required to perform corrective action to address releases of hazardous waste or hazardous constituents from solid waste management units (SWMUs). On July 27, 1990, the Environmental Protection Agency (EPA) proposed specific corrective action requirements under Part 264, Subpart S of Title 40 of the code of Federal Regulations (CFR). One portion of this proposed rule, addressing requirements applicable to corrective action management units (CAMUs) and temporary units (TUs), was finalized on February 16, 1993 (58 FR 8658 et seq.). (CAMUs and TUs are RCRA waste management units that are specifically designated for the management of corrective action wastes). Portions of the proposed Subpart S rule that address processes for the investigation and cleanup of releases to environmental media have not yet been finalized. EPA and authorized State agencies, however, are currently using the investigation and cleanup procedures of the proposed rule as a framework for implementation of RCRA`s corrective action requirements. The performance of corrective action cleanup activities generates wastes that have to be characterized and managed in accordance with applicable RCRA requirements. This Information Brief describes these requirements. It is one of a series of information Briefs on RCRA Corrective Action.

  20. 75 FR 26202 - U.S. Court of Appeals for the Armed Forces Proposed Rules Changes

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-11

    ... of the Secretary U.S. Court of Appeals for the Armed Forces Proposed Rules Changes ACTION: Notice of proposed change to the Rules of Practice and Procedure of the United States Court of Appeals for the Armed... Practice and Procedure, United States Court of Appeals for the Armed Forces. DATES: Comments on...

  1. Revised Total Coliform Rule Assessments and Corrective Actions

    EPA Pesticide Factsheets

    EPA has developed the Revised Total Coliform Rule Assessment and Corrective Actions Guidance Manual for public water systems (e.g., owners and operators) to assist in complying with the requirements of the Revised Total Coliform Rule.

  2. 10 CFR 2.1107 - Notice of proposed action.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 10 Energy 1 2012-01-01 2012-01-01 false Notice of proposed action. 2.1107 Section 2.1107 Energy NUCLEAR REGULATORY COMMISSION RULES OF PRACTICE FOR DOMESTIC LICENSING PROCEEDINGS AND ISSUANCE OF ORDERS Hybrid Hearing Procedures for Expansion of Spent Nuclear Fuel Storage Capacity at Civilian Nuclear...

  3. 10 CFR 2.1107 - Notice of proposed action.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 10 Energy 1 2011-01-01 2011-01-01 false Notice of proposed action. 2.1107 Section 2.1107 Energy NUCLEAR REGULATORY COMMISSION RULES OF PRACTICE FOR DOMESTIC LICENSING PROCEEDINGS AND ISSUANCE OF ORDERS Hybrid Hearing Procedures for Expansion of Spent Nuclear Fuel Storage Capacity at Civilian Nuclear...

  4. 10 CFR 2.1107 - Notice of proposed action.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 10 Energy 1 2014-01-01 2014-01-01 false Notice of proposed action. 2.1107 Section 2.1107 Energy NUCLEAR REGULATORY COMMISSION AGENCY RULES OF PRACTICE AND PROCEDURE Hybrid Hearing Procedures for Expansion of Spent Nuclear Fuel Storage Capacity at Civilian Nuclear Power Reactors § 2.1107 Notice...

  5. 10 CFR 2.1107 - Notice of proposed action.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 10 Energy 1 2010-01-01 2010-01-01 false Notice of proposed action. 2.1107 Section 2.1107 Energy NUCLEAR REGULATORY COMMISSION RULES OF PRACTICE FOR DOMESTIC LICENSING PROCEEDINGS AND ISSUANCE OF ORDERS Hybrid Hearing Procedures for Expansion of Spent Nuclear Fuel Storage Capacity at Civilian Nuclear...

  6. 10 CFR 2.1107 - Notice of proposed action.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 10 Energy 1 2013-01-01 2013-01-01 false Notice of proposed action. 2.1107 Section 2.1107 Energy NUCLEAR REGULATORY COMMISSION AGENCY RULES OF PRACTICE AND PROCEDURE Hybrid Hearing Procedures for Expansion of Spent Nuclear Fuel Storage Capacity at Civilian Nuclear Power Reactors § 2.1107 Notice...

  7. 75 FR 4451 - Financial Management Service; Proposed Collection of Information: Final Rule-Management of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-27

    ... Fiscal Service Financial Management Service; Proposed Collection of Information: Final Rule--Management of Federal Agency Disbursements. AGENCY: Financial Management Service, Fiscal Service, Treasury. ACTION: Notice and Request for comments. SUMMARY: The Financial Management Service, as part of...

  8. 6 Source Categories - Boilers (Proposed Action)

    EPA Pesticide Factsheets

    EPA is proposing options to simplify the Clean Air Act permitting process for certain smaller sources of air pollution commonly found in Indian country. This action would ensure that air quality in Indian country is protected.

  9. 76 FR 12305 - Extension of Public Comment Period for Proposed Action on Interstate Transport of Pollution...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-07

    ... AGENCY 40 CFR Part 52 Extension of Public Comment Period for Proposed Action on Interstate Transport of..., 2011, EPA published in the Federal Register a proposed rule on interstate transport of pollution... requested comment by March 7, 2011. EPA is extending the public comment period for the proposed rule...

  10. 36 CFR 219.6 - Proposed actions.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 36 Parks, Forests, and Public Property 2 2011-07-01 2011-07-01 false Proposed actions. 219.6 Section 219.6 Parks, Forests, and Public Property FOREST SERVICE, DEPARTMENT OF AGRICULTURE PLANNING National Forest System Land and Resource Management Planning The Framework for Planning § 219.6...

  11. 36 CFR 219.6 - Proposed actions.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 36 Parks, Forests, and Public Property 2 2010-07-01 2010-07-01 false Proposed actions. 219.6 Section 219.6 Parks, Forests, and Public Property FOREST SERVICE, DEPARTMENT OF AGRICULTURE PLANNING National Forest System Land and Resource Management Planning The Framework for Planning § 219.6...

  12. 76 FR 27294 - Proposed Revocation of the Significant New Use Rule on a Certain Chemical Substance

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-11

    ... Chemical Substance AGENCY: Environmental Protection Agency (EPA). ACTION: Proposed rule. SUMMARY: EPA is... Substances Control Act (TSCA) for a chemical substance identified generically as substituted ethoxyethylamine... new information and test data for the chemical substance and proposes to revoke the SNUR....

  13. Choosing goals, not rules: deciding among rule-based action plans.

    PubMed

    Klaes, Christian; Westendorff, Stephanie; Chakrabarti, Shubhodeep; Gail, Alexander

    2011-05-12

    In natural situations, movements are often directed toward locations different from that of the evoking sensory stimulus. Movement goals must then be inferred from the sensory cue based on rules. When there is uncertainty about the rule that applies for a given cue, planning a movement involves both choosing the relevant rule and computing the movement goal based on that rule. Under these conditions, it is not clear whether primates compute multiple movement goals based on all possible rules before choosing an action, or whether they first choose a rule and then only represent the movement goal associated with that rule. Supporting the former hypothesis, we show that neurons in the frontoparietal reach areas of monkeys simultaneously represent two different rule-based movement goals, which are biased by the monkeys' choice preferences. Apparently, primates choose between multiple behavioral options by weighing against each other the movement goals associated with each option.

  14. Proposed Fourth Unregulated Contaminant Monitoring Rule (UCMR 4) Meeting Presentations

    EPA Pesticide Factsheets

    This document contains the proposed Unregulated Contaminant Monitoring Rule (UCMR 4) Meeting Presentations from a public webinar held by EPA's Office of Ground Water and Drinking Water on January 13, 2016.

  15. N Springs expedited response action proposal

    SciTech Connect

    Not Available

    1994-01-01

    Since signing the Hanford Federal Facility Agreement and Consent Order (Tri-Party Agreement) in 1989, the parties to the agreement have recognized the need to modify the approach to conducting investigations, studies, and cleanup actions at Hanford. To implement this approach, the parties have jointly developed the Hanford Past-Practice Strategy. The strategy defines a non-time-critical expedited response action (ERA) as a response action ``needed to abate a threat to human health or welfare or the environment where sufficient time exists for formal planning prior to initiation of response. In accordance with the past-practice strategy, DOE proposes to conduct an ERA at the N Springs, located in the Hanford 100 N Area, to substantially reduce the strontium-90 transport into the river through the groundwater pathway. The purpose of this ERA proposal is to provide sufficient information to select a preferred alternative at N Springs. The nature of an ERA requires that alternatives developed for the ERA be field ready; therefore, all the technologies proposed for the ERA should be capable of addressing the circumstances at N Springs. A comparison of these alternatives is made based on protectiveness, cost, technical feasibility, and institutional considerations to arrive at a preferred alternative. Following the selection of an alternative, a design phase will be conducted; the design phase will include a detailed look at design parameters, performance specifications, and costs of the selected alternative. Testing will be conducted as required to generate design data.

  16. 75 FR 5546 - Proposed Significant New Use Rule for Multi-walled Carbon Nanotubes

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-03

    ... AGENCY 40 CFR Part 721 RIN 2070-AB27 Proposed Significant New Use Rule for Multi-walled Carbon Nanotubes... chemical substance identified generically as multi-walled ] carbon nanotubes (P-08-199). This action would... commencing the manufacture, import, or processing of the specific multi-walled carbon nanotubes identified...

  17. 78 FR 28695 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-15

    .... Under these circumstances, time is of the essence and waiting to elect a director(s) to fill a newly.... Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 45 days...

  18. DEA issues proposed rule on e-prescribing.

    PubMed

    Ball, Frederick R

    2009-01-01

    On June 27, 2008, the Drug Enforcement Administration (DEA) released a Notice of Proposed Rulemaking. In an effort to modernize the regulation of controlled substances, the DEA is proposing an amendment to its regulations that would permit practitioners to write and pharmacies to dispense and archive prescriptions of controlled substances electronically. The new regulations aim to promote accuracy and efficiency. This article discusses that proposed rule.

  19. 9 CFR 202.104 - Rule 4: Agency action.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 9 Animals and Animal Products 2 2011-01-01 2011-01-01 false Rule 4: Agency action. 202.104 Section 202.104 Animals and Animal Products GRAIN INSPECTION, PACKERS AND STOCKYARDS ADMINISTRATION (PACKERS... parties to an amicable or informal adjustment of the matter by communication with the parties or...

  20. 9 CFR 202.104 - Rule 4: Agency action.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 9 Animals and Animal Products 2 2012-01-01 2012-01-01 false Rule 4: Agency action. 202.104 Section 202.104 Animals and Animal Products GRAIN INSPECTION, PACKERS AND STOCKYARDS ADMINISTRATION (PACKERS... parties to an amicable or informal adjustment of the matter by communication with the parties or...

  1. 9 CFR 202.104 - Rule 4: Agency action.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 9 Animals and Animal Products 2 2010-01-01 2010-01-01 false Rule 4: Agency action. 202.104 Section 202.104 Animals and Animal Products GRAIN INSPECTION, PACKERS AND STOCKYARDS ADMINISTRATION (PACKERS... parties to an amicable or informal adjustment of the matter by communication with the parties or...

  2. 18 CFR 385.914 - Commission action (Rule 914).

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Commission action (Rule 914). 385.914 Section 385.914 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY... entire record, issue a final order affirming, modifying, or vacating the contested order or...

  3. 18 CFR 385.914 - Commission action (Rule 914).

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 18 Conservation of Power and Water Resources 1 2011-04-01 2011-04-01 false Commission action (Rule 914). 385.914 Section 385.914 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY... entire record, issue a final order affirming, modifying, or vacating the contested order or...

  4. 77 FR 77134 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-31

    ... of the Proposed Rule Change The Exchange proposes to amend Rule 1080(m) to provide for the... proposed rule change is to amend Rule 1080 titled ``Phlx XL and Phlx XL II,'' which describes the Exchange... the order handling rules related to routing orders to away markets in Rule 1080(m). \\3\\ This...

  5. 75 FR 48388 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-10

    ... access rule, Rule 1094. The current pilot expires on September 15, 2010. The text of the proposed rule... sponsorship provisions, enumerated in full in Rule 1094(b)(ii): (i) The orders of the Sponsored Participant... and modify its rules accordingly. In the interim, the Exchange believes that making its Rule...

  6. 76 FR 17174 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-28

    ... exercise prices; and may have expiration dates within five years. See Rule 1079. FLEX currency options... Proposed Rule Change 1. Purpose The purpose of this proposed rule change is to amend Phlx Rule 1079 (FLEX... FLEX Options (the ``Pilot Program'' or ``Pilot''). Rule 1079 deals with the process of listing...

  7. 77 FR 42784 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-20

    ... of the Proposed Rule Change Among other things, the proposed rule change would add an interpretation... the Commissions Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or Send an email to rule... the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of the...

  8. 77 FR 4605 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ... Change Amending EDGA Rule 11.9 January 24, 2012. On December 2, 2011, EDGA Exchange, Inc. (``Exchange... proposed rule change to amend certain existing routing options contained in Rule 11.9. The proposed rule... Rule 11.9(b)(3) to allow Users more discretion if shares remain unexecuted after routing. In...

  9. Security and electronic signature standards--HCFA. Proposed rule.

    PubMed

    1998-08-12

    This rule proposes standards for the security of individual health information and electronic signature use by health plans, health care clearinghouses, and health care providers would use the security standards to develop and maintain the security of all electronic individual health information. The electronic signature standard is applicable only with respect to use with the specific transactions defined in the Health Insurance Portability and Accountability Act of 1996, and when it has been determined that an electronic signature must be used. The use of these standards would improve the Medicare and Medicaid programs, and other Federal health programs and private health programs, and the effectiveness and efficiency of the health care industry in general. This rule would implement some of the requirements of the Administrative Simplification subtitle of the Health Insurance Portability and Accountability Act of 1996.

  10. 33 CFR 83.08 - Action to avoid collision (Rule 8).

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 33 Navigation and Navigable Waters 1 2013-07-01 2013-07-01 false Action to avoid collision (Rule 8... Visibility § 83.08 Action to avoid collision (Rule 8). (a) General characteristics of action taken to avoid collision. Any action taken to avoid collision shall, if the circumstances of the case admit, be...

  11. 33 CFR 83.08 - Action to avoid collision (Rule 8).

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 33 Navigation and Navigable Waters 1 2014-07-01 2014-07-01 false Action to avoid collision (Rule 8... Visibility § 83.08 Action to avoid collision (Rule 8). (a) General characteristics of action taken to avoid collision. Any action taken to avoid collision shall, if the circumstances of the case admit, be...

  12. 76 FR 52371 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-22

    ... Change by NASDAQ OMX PHLX LLC Relating to Clarifying Amendments to the Rule Book August 16, 2011...-references in Rule text. The Exchange also proposes to eliminate an unnecessary title in the Rule Book. The...-references in the Rule Book. The various amendments relate to cross-references and text in several Rules...

  13. Comments received on proposed rule on radiological criteria for decommissioning and related documents

    SciTech Connect

    Page, G.; Caplin, J.; Smith, D.

    1996-03-01

    The Nuclear Regulatory Commission (NRC) is conducting an enhanced participatory rulemaking to establish radiological criteria for the decommissioning of NRC-licensed facilities. As a part of this action, the Commission published in the Federal Register (59 FR 43200), on August 22, 1994, a proposed rule on radiological criteria for decommissioning, soliciting comments both on the rule as proposed and on certain specific items as identified in its supplementary statement of considerations. A draft Generic Environmental Impact Statement (GEIS) in support of the rule, also published in August 1994 as NUREG-1496, along with its Appendix A (NUREG-1501), were also made available for comment. A staff working draft on regulatory guidance (NUREG-1500)was also made available. This report summarizes the 1,309 comments on the proposed rule and supplementary items and the 311 comments on the GEIS as excerpted from 101 docketed letters received associated in the Federal/Register notice. Comments from two NRC/Agreement-States meetings are also summarized.

  14. 75 FR 51322 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-19

    ... Change by NYSE AMEX LLC Amending Rule 980-Exercise of Options Contracts August 12, 2010. Pursuant to...-Exercise of Options Contracts. The text of the proposed rule change is attached as Exhibit 5 to the 19b-4... proposed rule change is to amend Rule 980 in order to extend the cut-off time to submit Contrary...

  15. 77 FR 54633 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-05

    ... Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to... proposed rule change to adopt a new Market Maker Peg Order to provide similar functionality as the automated functionality provided to market makers under Rule 11.8(e). The proposed rule change was...

  16. 76 FR 20773 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-13

    ... Change The Exchange proposes to amend PHLX Rule 1080 to establish a Qualified Contingent Cross Order... (April 9, 2008). * * * * * NASDAQ OMX PHLX Rules * * * * * Rule 1080. PHLX XL and XL II (a)-(n) No Change... with that precedent, PHLX hereby proposes to add PHLX Rule 1080(o) to establish a QCC Order based...

  17. 78 FR 66791 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-06

    ... purview of proposed Rule 9.\\6\\ \\5\\ Proposed Article 1, Rule 1(hh) defines ``Bona Fide Error'' as: (1) The...(hh); (2) the Bona Fide Error is evidenced by objective facts and circumstances and the...

  18. 40 CFR 1502.14 - Alternatives including the proposed action.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 40 Protection of Environment 34 2012-07-01 2012-07-01 false Alternatives including the proposed action. 1502.14 Section 1502.14 Protection of Environment COUNCIL ON ENVIRONMENTAL QUALITY ENVIRONMENTAL IMPACT STATEMENT § 1502.14 Alternatives including the proposed action. This section is the heart of...

  19. 40 CFR 1502.14 - Alternatives including the proposed action.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 40 Protection of Environment 32 2010-07-01 2010-07-01 false Alternatives including the proposed action. 1502.14 Section 1502.14 Protection of Environment COUNCIL ON ENVIRONMENTAL QUALITY ENVIRONMENTAL IMPACT STATEMENT § 1502.14 Alternatives including the proposed action. This section is the heart of...

  20. 40 CFR 1502.14 - Alternatives including the proposed action.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 40 Protection of Environment 33 2011-07-01 2011-07-01 false Alternatives including the proposed action. 1502.14 Section 1502.14 Protection of Environment COUNCIL ON ENVIRONMENTAL QUALITY ENVIRONMENTAL IMPACT STATEMENT § 1502.14 Alternatives including the proposed action. This section is the heart of...

  1. 40 CFR 1502.14 - Alternatives including the proposed action.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 40 Protection of Environment 33 2014-07-01 2014-07-01 false Alternatives including the proposed action. 1502.14 Section 1502.14 Protection of Environment COUNCIL ON ENVIRONMENTAL QUALITY ENVIRONMENTAL IMPACT STATEMENT § 1502.14 Alternatives including the proposed action. This section is the heart of...

  2. 10 CFR 1022.12 - Notice of proposed action.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... DEPARTMENT OF ENERGY (GENERAL PROVISIONS) COMPLIANCE WITH FLOODPLAIN AND WETLAND ENVIRONMENTAL REVIEW REQUIREMENTS Procedures for Floodplain and Wetland Reviews § 1022.12 Notice of proposed action. (a) For a proposed floodplain or wetland action for which an EIS is required, DOE shall use applicable...

  3. 10 CFR 1022.12 - Notice of proposed action.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... DEPARTMENT OF ENERGY (GENERAL PROVISIONS) COMPLIANCE WITH FLOODPLAIN AND WETLAND ENVIRONMENTAL REVIEW REQUIREMENTS Procedures for Floodplain and Wetland Reviews § 1022.12 Notice of proposed action. (a) For a proposed floodplain or wetland action for which an EIS is required, DOE shall use applicable...

  4. 10 CFR 1022.12 - Notice of proposed action.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... DEPARTMENT OF ENERGY (GENERAL PROVISIONS) COMPLIANCE WITH FLOODPLAIN AND WETLAND ENVIRONMENTAL REVIEW REQUIREMENTS Procedures for Floodplain and Wetland Reviews § 1022.12 Notice of proposed action. (a) For a proposed floodplain or wetland action for which an EIS is required, DOE shall use applicable...

  5. 10 CFR 1022.12 - Notice of proposed action.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... DEPARTMENT OF ENERGY (GENERAL PROVISIONS) COMPLIANCE WITH FLOODPLAIN AND WETLAND ENVIRONMENTAL REVIEW REQUIREMENTS Procedures for Floodplain and Wetland Reviews § 1022.12 Notice of proposed action. (a) For a proposed floodplain or wetland action for which an EIS is required, DOE shall use applicable...

  6. 10 CFR 1022.12 - Notice of proposed action.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... DEPARTMENT OF ENERGY (GENERAL PROVISIONS) COMPLIANCE WITH FLOODPLAIN AND WETLAND ENVIRONMENTAL REVIEW REQUIREMENTS Procedures for Floodplain and Wetland Reviews § 1022.12 Notice of proposed action. (a) For a proposed floodplain or wetland action for which an EIS is required, DOE shall use applicable...

  7. 77 FR 3531 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-24

    ... proposed rule change in Section II below. II. Description The rule change will enhance the risk management... the proposed change would allow DTC to enhance the risk management controls associated with the RAD...-08] Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule...

  8. 77 FR 7558 - Withdrawal of Proposed Rule on Approval of Farm Credit System Lending Institutions in Federal...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-13

    ... URBAN DEVELOPMENT 24 CFR Part 202 RIN 2502-AI91 Withdrawal of Proposed Rule on Approval of Farm Credit...: Office of the Assistant Secretary for Housing--Federal Housing Commissioner, HUD. ACTION: Withdrawal of... for rural homeowners and that the ability to provide the option of FHA programs to families in...

  9. 78 FR 34024 - Endangered Fish and Wildlife; Proposed Rule To Eliminate the Expiration Date Contained in the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-06

    ... National Oceanic and Atmospheric Administration 50 CFR Part 224 RIN 0648-BB20 Endangered Fish and Wildlife... Collisions With North Atlantic Right Whales AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and Atmospheric Administration (NOAA), Commerce. ACTION: Proposed rule; request for...

  10. 76 FR 36596 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ...-4 thereunder,\\2\\ a proposed rule change amending CHX Article 12, Rule 8 (Minor Rule Plan) (``MRP'') to incorporate additional violations into the MRP, increase the sanctions for certain violations, add censure authority to the MRP, eliminate the Minor Rule Violation Panel, clarify pleading requirements of...

  11. 76 FR 13113 - National Priorities List, Proposed Rule No. 54

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-10

    ... Liability Act, 42 U.S.C. 9601-9675 (``CERCLA'' or ``the Act''), in response to the dangers of uncontrolled... into account the potential urgency of such action, for the purpose of taking removal action.'' ``Removal'' actions are defined broadly and include a wide range of actions taken to study, clean...

  12. 44 CFR 9.7 - Determination of proposed action's location.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... AGENCY, DEPARTMENT OF HOMELAND SECURITY GENERAL FLOODPLAIN MANAGEMENT AND PROTECTION OF WETLANDS § 9.7... for determining whether any action as proposed is located in or affects (1) the base floodplain (the Agency shall substitute the 500-year floodplain for the base floodplain where the action being...

  13. 44 CFR 9.7 - Determination of proposed action's location.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... AGENCY, DEPARTMENT OF HOMELAND SECURITY GENERAL FLOODPLAIN MANAGEMENT AND PROTECTION OF WETLANDS § 9.7... for determining whether any action as proposed is located in or affects (1) the base floodplain (the Agency shall substitute the 500-year floodplain for the base floodplain where the action being...

  14. 44 CFR 9.7 - Determination of proposed action's location.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... AGENCY, DEPARTMENT OF HOMELAND SECURITY GENERAL FLOODPLAIN MANAGEMENT AND PROTECTION OF WETLANDS § 9.7... for determining whether any action as proposed is located in or affects (1) the base floodplain (the Agency shall substitute the 500-year floodplain for the base floodplain where the action being...

  15. 44 CFR 9.7 - Determination of proposed action's location.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... AGENCY, DEPARTMENT OF HOMELAND SECURITY GENERAL FLOODPLAIN MANAGEMENT AND PROTECTION OF WETLANDS § 9.7... for determining whether any action as proposed is located in or affects (1) the base floodplain (the Agency shall substitute the 500-year floodplain for the base floodplain where the action being...

  16. 60 FR 47196 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1995-09-11

    ... SuperMAX Rules September 1, 1995. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934..., proposes to amend Rule 37(e) of Article XX, relating to its Enhanced SuperMAX Program. II. Self-Regulatory... SuperMAX Program into CHX Article XX, Rule 37(e). The purpose of this proposed change is to...

  17. 75 FR 5363 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Modifying...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-02

    ... Prices'' service and to add a usage-based fee alternative for that service. The proposed rule change was.... Description of the Proposal The Exchange proposes several changes to the NYSE Arca Realtime Reference Prices... COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Modifying...

  18. 75 FR 6770 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-10

    ... to Exchange Rule 1082, Firm Quotations, to modify the duration of the ``counting period'' that is..., proposed Commentary .02 to Rule 1082 would state that the duration of the counting period will...

  19. 75 FR 81685 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-28

    ... certain administrative changes that include, but are not limited to, correcting spelling ] errors and... Rule 7.31(h)(2)(B). The Exchange proposes to amend NYSE Arca Equities Rule 7.7 to correct a...

  20. Fact Sheet: Proposed Rule: State Plans to Address Emissions During Startup, Shutdown, and Malfunction (SSM)

    EPA Pesticide Factsheets

    On February 12, 2013, the U.S. Environmental Protection Agency (EPA) proposed a rule that would ensure states have plans in place that require industrial facilities across the country to follow air pollution rules during SSM operations.

  1. 76 FR 42143 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-18

    ... executed by floor brokers on the Exchange. See Exchange Rule 1080, commentary .06. Per Eligible Contract... Rule 1080, Commentary .08(a)(i). The Exchange is proposing to amend the computation of...

  2. 18 CFR 385.1902 - Appeals from action of staff (Rule 1902).

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 18 Conservation of Power and Water Resources 1 2011-04-01 2011-04-01 false Appeals from action of staff (Rule 1902). 385.1902 Section 385.1902 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY PROCEDURAL RULES RULES OF PRACTICE AND PROCEDURE...

  3. 18 CFR 385.1902 - Appeals from action of staff (Rule 1902).

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Appeals from action of staff (Rule 1902). 385.1902 Section 385.1902 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY PROCEDURAL RULES RULES OF PRACTICE AND PROCEDURE...

  4. 78 FR 31464 - National Priorities List, Proposed Rule No. 58

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-24

    ... the dangers of uncontrolled releases or threatened releases of hazardous substances, and releases or... taking removal action.'' ``Removal'' actions are defined broadly and include a wide range of actions...) defines the NPL as a list of ``releases'' and the highest priority ``facilities'' and requires that...

  5. 78 FR 59401 - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-26

    ... COMMISSION Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change..., 2013, ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities and Exchange Commission...) (SR-ICEEU-2013-11). II. Description of the Proposed Rule Change ICE Clear Europe proposes to...

  6. 77 FR 75243 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-19

    ... COMMISSION Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...\\ This Order approves the Proposed Rule Change and serves as notice of no objection to the Advance Notice... modeling and risk management procedures (``Risk Management Proposal'') \\9\\ is approved by the...

  7. 75 FR 5827 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-04

    ... Change by NASDAQ OMX PHLX, Inc. Relating To Amending Rule 1092, Obvious Errors and Catastrophic Errors... 1092, Obvious Errors and Catastrophic Errors, to adopt the ability to review transactions on the... proposed rule change is to amend Rule 1092 pertaining to the nullification and adjustment of...

  8. 77 FR 65754 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-30

    ... Change Relating to the Complex Order Auction Process October 24, 2012. I. Introduction On August 30, 2012...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to modify C2 Rule 6.13(c), ``Process for Complex...'') message sent to Participants at the start of a Complex Order Auction (``COA''); and (ii) require...

  9. 75 FR 25019 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-06

    ... Change by NYSE Arca, Inc. To Make a Technical Adjustment to Its Rules To Allow Sub-Penny Quoting of... technical adjustment to its rules to allow sub-penny quoting of certain securities priced less than $1.00... Exchange proposes to make a technical adjustment its rules to allow sub-penny quoting of Investment...

  10. 76 FR 21784 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-18

    ... Exchange notes that the proposed amendment to OFPA F-14 does not modify the terms of Exchange Rule 1064... Commentary .04 to rule 1064, following the receipt of an options order in a class determined by the Exchange... 1064 further states that Rule 1064(d) does not prohibit a member or member organization from buying...

  11. 75 FR 51126 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-18

    ... Change by NYSE Arca, Inc. Amending Rule 6.24 Exercise of Options Contracts August 12, 2010. Pursuant to...--Exercise of Options Contracts. The text of the proposed rule change is attached as Exhibit 5 to the 19b-4... Exercise Advices (``CEA'') \\4\\ to the Exchange, and (ii) make a technical change to the rule by...

  12. 78 FR 60002 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-30

    ..., FICC's rule change would shorten, from two days to one, the grace period during which members must... by the MBSD, that member is subject to a late fee of $25.00 per day. As noted, the rule change, as..., pursuant to Section 19(b)(2) of the Act,\\14\\ that the proposed rule change (File No. SR- ] FICC-2013-08)...

  13. 77 FR 9290 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-16

    ... this notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s... on rules of FINRA (formerly the National Association of Securities Dealers (``NASD'')). Beginning in... adopt a rule of the National Association of Securities Dealers, Inc. (``NASD'') as part of...

  14. 75 FR 1669 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-12

    ... COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 18 To Eliminate the $500 Minimum Net Loss...\\ and Rule 19b-4 thereunder,\\3\\ notice is hereby given that, on December 31, 2009, New York...

  15. 75 FR 26832 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-12

    ... Change by NYSE Arca, Inc. to Clarify, Eliminate, Revise, or Delete Certain Out-Dated or Obsolete Rules... proposes to revise its rules by clarifying existing provisions, eliminating superfluous provisions, and... rules in order to clarify existing provisions, eliminate superfluous provisions, delete certain...

  16. 75 FR 1670 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-12

    ... COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 18 To Eliminate the $500 Minimum Net Loss...\\ and Rule 19b-4 thereunder,\\3\\ notice is hereby given that on December 31, 2009, NYSE Amex LLC...

  17. 18 CFR 385.912 - Proposed findings of fact, conclusions of law, and comments (Rule 912).

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Proposed findings of fact, conclusions of law, and comments (Rule 912). 385.912 Section 385.912 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY PROCEDURAL RULES RULES...

  18. 76 FR 49479 - Franchise Rule Information Collection Activities; Proposed Collection; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-10

    ... Franchise Rule Information Collection Activities; Proposed Collection; Comment Request AGENCY: Federal Trade... (``Franchise Rule''). That clearance expires on December 31, 2011. DATES: Comments must be submitted on or.... Write ``Franchise Rule, PRA Comment, FTC File No. P094400'' on your comment, and file your...

  19. 76 FR 57702 - National Priorities List, Proposed Rule No. 55

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-16

    ... private sector, of $100 million or more in any one year. Before EPA promulgates a rule where a written... and Reauthorization Act (``SARA''), Public Law 99-499, 100 Stat. 1613 et seq. B. What is the NCP? To... complete (60 FR 55465, November 1, 1995). Total site cleanup may take many years, while portions of...

  20. 77 FR 57546 - National Priorities List, Proposed Rule No. 57

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-18

    ...: Protection of Children From Environmental Health and Safety Risks 1. What is Executive Order 13045? 2. Does... Children from Environmental Health Risks and Safety Risks'' (62 FR 19885, April 23, 1997) applies to any... environmental health or safety effects of the planned rule on children, and explain why the planned...

  1. 77 FR 15344 - National Priorities List, Proposed Rule No. 56

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... the National Oil and Hazardous Substances Pollution Contingency Plan (``NCP'') include a list of... notation and footnote description; and correct the partial deletion notation. This rule also withdraws one... Correction of Partial Deletion Notation in Table 1 IV. Statutory and Executive Order Reviews A....

  2. 77 FR 6867 - Practice Guide for Proposed Trial Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-09

    ... between the public's interest in maintaining a complete and understandable file history and the parties... interest in maintaining a complete and understandable file history for public notices purposes. The rule... been obvious over the prior art, the Board may review objective evidence of secondary considerations....

  3. Implications of Proposed Changes in Rules for Entry of Serials.

    ERIC Educational Resources Information Center

    Howard, Joseph H.

    In a presentation to the American Library Association, the author describes some advantages of converting serial title entries to the International Standard Bibliographic Description for Serials--ISBD(S)--and some difficulties of conversion. The coordination of the Anglo-American Cataloging Rules with ISBD(S) is discussed, as well as ISBD(S) in…

  4. 75 FR 53335 - Notice of Proposed Supplementary Rules for the Upper Snake Field Office

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-31

    ... Office. Changes in recreation use, resource conflicts, Idaho Department of Fish and Game (IDF&G... Office of Management and Budget under Executive Order 12866. These rules will not have an effect of $100... action taken or planned by another agency. These rules do not materially alter the budgetary effects...

  5. 75 FR 50021 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-16

    ...\\ and Rule 19b-4 thereunder,\\4\\ proposes to adopt new Rule 1080(n), Price Improvement XL (PIXL\\SM\\), to.... Proposed Rule 1080(n)(i) describes the circumstances under which an Initiating Member may initiate an... priority in the PIXL mechanism. The Exchange proposes to adopt proposed Rule 1080(n)(i)(B)(2),...

  6. 78 FR 12702 - Endangered and Threatened Species; Proposed Rule To List 66 Reef-Building Coral Species; Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-25

    ... Threatened Species; Proposed Rule To List 66 Reef- Building Coral Species; Proposed Reclassification of... listing determinations of 66 reef-building coral species and the proposed reclassifications of elkhorn (Acropora palmata) and staghorn (Acropora cervicornis) corals under the ESA until April 6, 2013,...

  7. 40 CFR 1502.14 - Alternatives including the proposed action.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... impacts of the proposal and the alternatives in comparative form, thus sharply defining the issues and... alternatives which were eliminated from detailed study, briefly discuss the reasons for their having been... action so that reviewers may evaluate their comparative merits. (c) Include reasonable alternatives...

  8. 48 CFR 18.103 - Synopses of proposed contract actions.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... 48 Federal Acquisition Regulations System 1 2013-10-01 2013-10-01 false Synopses of proposed contract actions. 18.103 Section 18.103 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION CONTRACTING METHODS AND CONTRACT TYPES EMERGENCY ACQUISITIONS Available Acquisition...

  9. 48 CFR 18.103 - Synopses of proposed contract actions.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 48 Federal Acquisition Regulations System 1 2011-10-01 2011-10-01 false Synopses of proposed contract actions. 18.103 Section 18.103 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION CONTRACTING METHODS AND CONTRACT TYPES EMERGENCY ACQUISITIONS Available Acquisition...

  10. 48 CFR 18.103 - Synopses of proposed contract actions.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 48 Federal Acquisition Regulations System 1 2010-10-01 2010-10-01 false Synopses of proposed contract actions. 18.103 Section 18.103 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION CONTRACTING METHODS AND CONTRACT TYPES EMERGENCY ACQUISITIONS Available Acquisition...

  11. 48 CFR 18.103 - Synopses of proposed contract actions.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... 48 Federal Acquisition Regulations System 1 2014-10-01 2014-10-01 false Synopses of proposed contract actions. 18.103 Section 18.103 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION CONTRACTING METHODS AND CONTRACT TYPES EMERGENCY ACQUISITIONS Available Acquisition...

  12. 48 CFR 18.103 - Synopses of proposed contract actions.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 48 Federal Acquisition Regulations System 1 2012-10-01 2012-10-01 false Synopses of proposed contract actions. 18.103 Section 18.103 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION CONTRACTING METHODS AND CONTRACT TYPES EMERGENCY ACQUISITIONS Available Acquisition...

  13. 77 FR 18748 - Dicloran and Formetanate; Proposed Tolerance Actions

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-28

    ..., fresh,'' and ``sweet potato, postharvest,'' to ``sweet potato, roots.'' 2. Formetanate hydrochloride. In.... ] Potato 0.25 12/31/14. Rhubarb 10 None. Sweet potato, roots 10 None. Tomato 5 None. (b) Section 18.... What action is the Agency taking? EPA is proposing to revoke the potato tolerance for the...

  14. 44 CFR 9.7 - Determination of proposed action's location.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 44 Emergency Management and Assistance 1 2010-10-01 2010-10-01 false Determination of proposed action's location. 9.7 Section 9.7 Emergency Management and Assistance FEDERAL EMERGENCY MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY GENERAL FLOODPLAIN MANAGEMENT AND PROTECTION OF WETLANDS §...

  15. 36 CFR 215.5 - Legal notice of proposed actions.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... the notice of availability (NOA) in the Federal Register (§ 215.6(a)(2)). The legal notice must be published after the NOA and contain the NOA publication date. (vi) A statement that only those who submit... proposed action to be analyzed and documented in an EA. The publication date of the NOA in the...

  16. 36 CFR 215.5 - Legal notice of proposed actions.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... the notice of availability (NOA) in the Federal Register (§ 215.6(a)(2)). The legal notice must be published after the NOA and contain the NOA publication date. (vi) A statement that only those who submit... proposed action to be analyzed and documented in an EA. The publication date of the NOA in the...

  17. 36 CFR 215.5 - Legal notice of proposed actions.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... the notice of availability (NOA) in the Federal Register (§ 215.6(a)(2)). The legal notice must be published after the NOA and contain the NOA publication date. (vi) A statement that only those who submit... proposed action to be analyzed and documented in an EA. The publication date of the NOA in the...

  18. 36 CFR 215.5 - Legal notice of proposed actions.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... the notice of availability (NOA) in the Federal Register (§ 215.6(a)(2)). The legal notice must be published after the NOA and contain the NOA publication date. (vi) A statement that only those who submit... proposed action to be analyzed and documented in an EA. The publication date of the NOA in the...

  19. 36 CFR 215.5 - Legal notice of proposed actions.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... the notice of availability (NOA) in the Federal Register (§ 215.6(a)(2)). The legal notice must be published after the NOA and contain the NOA publication date. (vi) A statement that only those who submit... proposed action to be analyzed and documented in an EA. The publication date of the NOA in the...

  20. 78 FR 24378 - 2013 Revisions to the Greenhouse Gas Reporting Rule and Proposed Confidentiality Determinations...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-25

    ... From the Federal Register Online via the Government Publishing Office ENVIRONMENTAL PROTECTION AGENCY 40 CFR Part 98 RIN 2060-AR52 2013 Revisions to the Greenhouse Gas Reporting Rule and Proposed Confidentiality Determinations for New or Substantially Revised Data Elements Correction In proposed rule...

  1. 75 FR 76065 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-07

    ... Change by NASDAQ OMX PHLX, Inc. Relating to Rebates and Fees for Adding and Removing Liquidity in Select... Removing Liquidity in Select Symbols in Section I of the Fee Schedule. The text of the proposed rule change.... Purpose The purpose of the proposed rule change is to amend the list of Select Symbols in the...

  2. 78 FR 70905 - Extension of Comment Period for the Water Quality Standards Regulatory Clarifications Proposed Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... AGENCY 40 CFR Part 131 Extension of Comment Period for the Water Quality Standards Regulatory... proposed rule ``Water Quality Standards Regulatory Clarifications''. EPA is extending the comment period in... . SUPPLEMENTARY INFORMATION: On September 4, 2013, EPA published the proposed rule ``Water Quality...

  3. 78 FR 58500 - Water Quality Standards Regulatory Clarifications Proposed Rule; Public Meeting and Public Webinars

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-24

    ... AGENCY 40 CFR Part 131 Water Quality Standards Regulatory Clarifications Proposed Rule; Public Meeting... meeting and two public webinars to be held for the proposed rule ``Water Quality Standards Regulatory... the federal water quality standards (WQS) regulation at 40 CFR Part 131 which helps implement...

  4. 75 FR 11210 - Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-10

    ... COMMISSION Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules Relating to Inspections March 4, 2010. I. Introduction On July 2, 2009, the Public Company Accounting... accounting firms. Notice of the proposed rule amendment was published in the Federal Register on November...

  5. 76 FR 67523 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-01

    ... Change Relating to Management of Liquidity Risk October 26, 2011. Pursuant to Section 19(b)(1) of the... Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items... the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4....

  6. 76 FR 78059 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-15

    ... COMMISSION Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Management of Liquidity Risk December 9, 2011. I. Introduction On October 12, 2011, the Options... proposed rule change SR-OCC-2011-15 pursuant to Section 19(b)(1) of the Securities Exchange Act of...

  7. 76 FR 58061 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-19

    ... Change To Adopt Fitness Standards for Directors, Clearing Members, and Others September 14, 2011... of the Proposed Rule Change The purpose of the proposed rule change is to establish fitness standards... Dodd-Frank Act. In particular, new DCO Core Principle O requires DCOs to establish fitness...

  8. 77 FR 67036 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-08

    ... risk component is estimated by means of an expected shortfall risk measure obtained from ``Monte Carlo... September 26, 2012.\\3\\ On October 11, 2012, OCC filed Amendment No. 1 to the proposed rule change.\\4\\ The...\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. \\3\\ ``Notice of Filing of Proposed Rule Change Relating...

  9. 76 FR 408 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-04

    ... COMMISSION Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Eliminate Certain Cash Adjustments Currently Processed by the MBSD December 28, 2010. I... and Exchange Commission (``Commission'') the proposed rule change SR-FICC-2010-08 pursuant to...

  10. 78 FR 54789 - Proposed Waste Confidence Rule and Draft Generic Environmental Impact Statement

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-06

    ...; ] NUCLEAR REGULATORY COMMISSION 10 CFR Part 51 RIN 3150-AJ20 Proposed Waste Confidence Rule and Draft... prior to ultimate disposal (proposed Waste Confidence rule). In addition, the NRC will receive public comment on its forthcoming draft generic environmental impact statement (DGEIS), NUREG-2157,...

  11. 78 FR 57538 - Proposed Waste Confidence Rule and Draft Generic Environmental Impact Statement

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-19

    ...; ] NUCLEAR REGULATORY COMMISSION 10 CFR Part 51 RIN 3150-AJ20 Proposed Waste Confidence Rule and Draft... prior to ultimate disposal (proposed Waste Confidence rule). In addition, the NRC will receive public comment on its forthcoming draft generic environmental impact statement (DGEIS), NUREG-2157,...

  12. 76 FR 12169 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... Sale Fee is warranted. Accordingly, the new rule language proposed by the Exchange expressly discusses covered sales in both equity and option securities. In addition, the proposed new rule language includes a... clarifying language does not change the application and assessment of the Covered Sale Fee under the...

  13. 75 FR 65683 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... Change by NYSE Arca, Inc. To Expand the $0.50 Strike Price Program October 20, 2010. Pursuant to Section....4 to expand the $.50 Strike Price Program as described below. The text of the proposed rule change... the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change...

  14. 76 FR 2156 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-12

    ... Change by The NASDAQ Stock Market, LLC to Establish a $5 Strike Price Program January 6, 2011. Pursuant...'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change... is publishing this notice to solicit comments on the proposed rule change from interested persons....

  15. 75 FR 65689 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... Change by NYSE Amex LLC To Expand the $0.50 Strike Price Program October 20, 2010. Pursuant to Section 19... the $.50 Strike Price Program as described below. The text of the proposed rule change is available at... Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in...

  16. 76 FR 77861 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-14

    ... Change To Expand the Applicability of the Fails Charge to Agency Debt Securities Transactions December 8... the Securities and Exchange Commission (``Commission'') the proposed rule change SR-FICC-2011-08 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\\1\\ The proposed rule...

  17. 77 FR 11181 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-24

    ... Exchange further proposes to expand the references to Rules 104 and 123D to add new elements to the Rule... also appropriate to add new elements relating to Rule 104 and 123D to the Rule 476A List. Rule 104 NYSE... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed...

  18. 77 FR 55888 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-11

    ... NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order September 5, 2012. I. Introduction On May 22...-4 thereunder,\\2\\ a proposed rule change to amend NYSE Arca Equities Rule 7.31(h) to add a PL Select... Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order Type)....

  19. EPA Proposes Rules to Improve Hazardous Waste Management and Better Protect our Waterways / New Rules Also Reduce Regulatory Burden on Businesses

    EPA Pesticide Factsheets

    WASHINGTON -- The U.S. Environmental Protection Agency (EPA) is proposing two new hazardous waste rules to strengthen environmental protection while reducing regulatory burden on businesses. One of the proposed rules will protect waterways, includin

  20. Education Dept. Proposes New Rules for Student-Loan Programs

    ERIC Educational Resources Information Center

    Field, Kelly

    2007-01-01

    Colleges would be required to give students information to help them shop around among loan providers under proposed changes in student-loan programs announced by the U.S. Department of Education. The proposed regulations represent the department's most significant response to date to the continuing controversy over conflicts of interest in the…

  1. 78 FR 48513 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Adopt...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-08

    ... Text of New York Stock Exchange Rule 49 as Rule 49--Equities in Order To Authorize Exchange Officials... Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to the text of New... exercise the same emergency powers as NYSE officials may exercise. The text of the proposed rule change...

  2. 76 FR 61425 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... EDGA Exchange, Inc. To Amend EDGA Rule 11.14 To Revise the Current Methodology for Determining When To... of the Proposed Rule Change The Exchange proposes to amend Exchange Rule 11.14 to revise the current... proposes to amend Exchange Rule 11.14 to revise the current methodology for determining when trading in...

  3. 78 FR 39429 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval To Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-01

    ...-4 thereunder,\\2\\ a proposed rule change to amend Phlx Rule 1080 to accommodate Complex Orders in... (May 15, 2013) (``Notice''). II. Description of the Proposal Phlx proposes to amend Rule 1080 to accommodate Complex Orders in PIXL. Specifically, current Phlx Rule 1080(n) provides that a Phlx member...

  4. EPA Suspended Work on a Pesticide Container Recycling Proposed Rule

    EPA Pesticide Factsheets

    EPA suspended work on the proposed container recycling regulation as of July 2008 after receiving a letter from OMB, because we did not have data that specifically addressed the concern OMB identified.

  5. Medicare depreciation; useful life guidelines--HCFA. Proposed rule.

    PubMed

    1982-09-30

    We are proposing to amend Medicare regulations to clarify which useful life guidelines providers of health care services may use to determine the useful life of a depreciable asset for Medicare reimbursement purposes. Current regulations state that providers must utilize HHS useful life guidelines or, if none have been published by HHS, the American Hospital Association (AHA) useful life guidelines of 1973 or IRS guidelines. We are proposing to eliminate the reference to IRS guidelines because those previously acceptable for Medicare purposes are outdated and have been made obsolete by the IRS or by statutory change. We would also delete the specific reference to the 1973 AHA guidelines. In addition, we intend this amendment to clarify that certain tax legislation on accelerated depreciation, recently passed by Congress, does not apply to the Medicare program.

  6. Definition of primary mode of action of a combination product. Final rule.

    PubMed

    2005-08-25

    The Food and Drug Administration (FDA) is amending its combination product regulations to define "mode of action'' (MOA) and "primary mode of action" (PMOA). Along with these definitions, the final rule sets forth an algorithm the agency will use to assign combination products to an agency component for regulatory oversight when the agency cannot determine with reasonable certainty which mode of action provides the most important therapeutic action of the combination product. Finally, the final rule will require a sponsor to base its recommendation of the agency component with primary jurisdiction for regulatory oversight of its combination product by using the PMOA definition and, if appropriate, the assignment algorithm. The final rule is intended to promote the public health by codifying the agency's criteria for the assignment of combination products in transparent, consistent, and predictable terms.

  7. 77 FR 43407 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-24

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures July 18, 2012. I. Introduction On May 24, 2012, The Options...

  8. 18 CFR 385.912 - Proposed findings of fact, conclusions of law, and comments (Rule 912).

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... fact, conclusions of law, and comments (Rule 912). 385.912 Section 385.912 Conservation of Power and..., conclusions of law, and comments (Rule 912). (a) Within 10 days after the conclusion of the hearing, or, if no... upon the other participants proposed findings of fact and conclusions of law, comments in...

  9. 18 CFR 385.912 - Proposed findings of fact, conclusions of law, and comments (Rule 912).

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... fact, conclusions of law, and comments (Rule 912). 385.912 Section 385.912 Conservation of Power and..., conclusions of law, and comments (Rule 912). (a) Within 10 days after the conclusion of the hearing, or, if no... upon the other participants proposed findings of fact and conclusions of law, comments in...

  10. 75 FR 65692 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... Exchange proposes amending Rule 1012, Series of Options Open for Trading, to add additional language to... Commentary .05(a)(i)(B) of Exchange Rule 1012 to add language to the $1 Strike Program that addresses listing... this language originally to account for all possible strike prices as a result of its recent...

  11. 77 FR 15438 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... Mechanism March 9, 2012. I. Introduction On December 30, 2011, C2 Options Exchange, Incorporated (``Exchange... rule change relating to its Automated Improvement Mechanism (``AIM''). The proposed rule change was... perfect the mechanism for a free and open market and a national market system, and, in general, to...

  12. 75 FR 6738 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-10

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE...(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as...

  13. 75 FR 6745 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-10

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE...(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as...

  14. 75 FR 62441 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-08

    ...] [FR Doc No: 2010-25395] SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63034; File No. SR-Phlx.... Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule...

  15. 17 CFR 202.170 - Initiation of disapproval proceedings for PCAOB proposed rules.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... appropriate in the public interest or for the protection of investors, is on the Public Company Accounting... interest or for the protection of investors. A mere assertion that the proposed rule change is consistent... investors. (b) For each reference to “the Exchange Act and the rules and regulations thereunder...

  16. 75 FR 51142 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-18

    ... Change by NASDAQ OMX PHLX, Inc. To Amend Exchange Rules Related to the Cut-Off Time for Contrary Exercise... the Commission a proposal to amend Rule 1042 (Exercise of Equity Options Contracts) to extend the cut-off time to submit contrary exercise advices (``Contrary Exercise Advices'' or ``CEAs'') \\3\\ to...

  17. 18 CFR 385.912 - Proposed findings of fact, conclusions of law, and comments (Rule 912).

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Proposed findings of fact, conclusions of law, and comments (Rule 912). 385.912 Section 385.912 Conservation of Power and..., conclusions of law, and comments (Rule 912). (a) Within 10 days after the conclusion of the hearing, or, if...

  18. 18 CFR 385.912 - Proposed findings of fact, conclusions of law, and comments (Rule 912).

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 18 Conservation of Power and Water Resources 1 2011-04-01 2011-04-01 false Proposed findings of fact, conclusions of law, and comments (Rule 912). 385.912 Section 385.912 Conservation of Power and..., conclusions of law, and comments (Rule 912). (a) Within 10 days after the conclusion of the hearing, or, if...

  19. 75 FR 47326 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-05

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC That Constitutes a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 128(g) July...

  20. 78 FR 77525 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Make a Non-Material Housekeeping Rule Change So That OCC's Membership Qualifications Accurately Reflect Current Operational...

  1. 77 FR 6608 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-08

    ... Change To Implement a Competitive Liquidity Provider Program February 2, 2012. I. Introduction On... (``Act'') \\1\\ and Rule 19b-4 ] thereunder,\\2\\ a proposed rule change to implement a Competitive Liquidity... create a new category of market participants, known as Competitive Liquidity Providers (``CLPs''),...

  2. 75 FR 43217 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-23

    ... proposes a technical amendment to BATS Rule 17.2(g)(4) to eliminate language that will become unnecessary... language from BATS Rule 17.2(g)(4) that states that an options principal is subject to continuing education... competence of individuals responsible for sending orders to BATS and their supervisors. However, BATS...

  3. 76 FR 6644 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-07

    ... modify Commentary .05 to Phlx Rule 1012 (Series of Options Open for Trading) to improve the operation of... to and perfect the mechanism of a free and open market and a national market system, and, in general.... Purpose The purpose of this proposed rule change is to improve the operation of the $1 Strike...

  4. 79 FR 36094 - Notice of Proposed Supplementary Rules for the Cove Recreation Site, Owyhee County, ID

    Federal Register 2010, 2011, 2012, 2013, 2014

    2014-06-25

    ... From the Federal Register Online via the Government Publishing Office DEPARTMENT OF THE INTERIOR Bureau of Land Management Notice of Proposed Supplementary Rules for the Cove Recreation Site, Owyhee... Conservation Area (NCA) in Owyhee County, Idaho. These supplementary rules are compatible and consistent...

  5. 75 FR 50787 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-17

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 15 To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define...

  6. 75 FR 50785 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-17

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 15--NYSE Amex Equities To Clarify Use of the Last Sale on the Exchange as the Reference Price and To Define...

  7. 75 FR 34504 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-17

    ... Handle Order Flow During a Trading Pause for a Security Listed on an Exchange Other Than NYSE Arca June... proposes to amend NYSE Arca Equities Rule 7.11 to set forth how the Exchange will handle order flow during... amend Rule 7.11 to set forth how the Exchange will handle order flow during a Trading Pause for...

  8. 75 FR 37866 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-30

    ... Order Flow During a Regulatory Halt for a Security Listed on an Exchange Other Than NYSE Arca June 23... proposes to amend NYSE Arca Equities Rule 7.11 to set forth how the Exchange will handle order flow during... amend NYSE Arca Equities Rule 7.11 to revise how the Exchange will handle order flow during a...

  9. 77 FR 30562 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... COMMISSION Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules May 17, 2012. I. Introduction On March 22, 2012, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange...

  10. 75 FR 67424 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-02

    ... Complex Orders, Eliminate Rule 963.1NY, and Amend Rule 980NY To Establish a Complex Order Auction October... clarify the priority of Complex Orders, eliminate Rule 963.1NY, and amend Rule 980NY to establish a... least one minimum trading increment. NYSE Amex also proposes to eliminate Rule 963.1NY. The...

  11. 76 FR 61413 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... easier (e.g., system programming efforts). To simply the rules of the Program and, as a proactive attempt... Program. The Exchange is proposing to maintain the expansion as to LEAPS, but simplify the language...

  12. Supplemental Notice to the Proposed NPDES Electronic Reporting Rule Fact Sheet

    EPA Pesticide Factsheets

    This notice allows EPA to identify the issues raised by commenters during the public comment period, clarify any misunderstandings about the proposal, and discuss possibilities for how EPA might modify the rule to address issues raised by stakeholders.

  13. 75 FR 4123 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-26

    ... the proposed rule change is available on the Exchange's Web site at http://www.nasdaqtrader.com/micro...: http://www.nasdaqtrader.com/Micro.aspx?id=phlxpricing . \\6\\ See Securities Exchange Act Release...

  14. 77 FR 15409 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... proposes to amend Exchange Rules 1079, 1009A and 1101A to list and trade new options on the MSCI EAFE Index.... Purpose The purpose of the proposed rule change is to amend Exchange Rules 1079 (FLEX Index, Equity and... within five years. See Exchange Rules 1079 and 1101A. \\5\\ LEAPS or Long Term Equity...

  15. 76 FR 27675 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... Amending Rule 104 To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages... amend Rule 104 to simplify certain aspects of the text while also conforming certain of the percentages thereunder to the proposed changes to Rule 80C. The text of the proposed rule change is available at...

  16. 77 FR 60491 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-03

    ... Rule Change The Exchange proposes to amend IM-3120-2 to Rule 3120 (Position Limits) to eliminate... equivalence by eliminating position limits in SPY options. \\12\\ See Rule 3130(c). The Exchange also believes... COMMISSION Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule...

  17. 76 FR 12082 - U.S. Court of Appeals for the Armed Forces Proposed Rules Changes

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... of the Secretary U.S. Court of Appeals for the Armed Forces Proposed Rules Changes AGENCY: Department... States Court of Appeals for the Armed Forces. SUMMARY: This notice announces the following proposed... the Armed Forces. DATES: Comments on the proposed change must be received within 30 days of the...

  18. 75 FR 47330 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-05

    ... ability of an Exchange Officer to act on his or her own motion to review potentially erroneous executions. Rule 7.10(g) provides that an Officer, acting on his or her own motion, may review potentially... Officer acting on his or her own motion may take action to declare all transactions that occurred...

  19. 77 FR 39785 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Changes To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ..., and Statutory Basis for, the Proposed Rule Changes In its filing with the Commission, the Exchange included statements concerning the purpose of, and basis for, the proposed rule changes and discussed any... Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Changes Purpose...

  20. 78 FR 45901 - Public Roundtable Analyzing Proposed Changes to the Trade Regulation Rule on Care Labeling of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-30

    ... CFR Part 423 Public Roundtable Analyzing Proposed Changes to the Trade Regulation Rule on Care... Notice of Proposed Rulemaking (``NPRM'') announcing proposed changes to the Care Labeling Rule. The roundtable will explore issues relating to professional wetcleaning, care symbols, the Rule's...

  1. 77 FR 14578 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-12

    ... LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared primarily by ICC. The... Terms of Substance of the Proposed Rule Change ICC proposes rule amendments that are intended to...

  2. 77 FR 22019 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-12

    ... Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items have been prepared primarily by ICC. The... of Substance of the Proposed Rule Change The purpose of proposed rule change is to conform the...

  3. 77 FR 32155 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-31

    ... eliminating Archipelago Holdings from the ownership structure of the Exchange. The text of the proposed rule... following ] approval of this proposed rule change. The reason for the merger is to eliminate an unnecessary... COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change...

  4. 76 FR 6167 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-03

    ...] Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposal of NYSE Euronext To Eliminate the Requirement... (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to amend the Bylaws of its...

  5. 76 FR 30280 - Public Meeting To Discuss the Proposed Rule on Enhanced Weapons, Firearms Background Checks, and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-25

    ... the Proposed Rule on Enhanced Weapons, Firearms Background Checks, and Security Event Notifications... to discuss the proposed enhanced weapons rule, the two draft regulatory guides, and the draft weapons.... No formal comments on the proposed enhanced weapons rule or the draft guidance documents will...

  6. 76 FR 2931 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-18

    ... perfect the mechanisms of a free and open market and a national market system. The Exchange proposes to... the NASDAQ Options Market. The text of the proposed rule change is available on the Exchange's Web..., and options exchanges; The NASDAQ Stock Market LLC (``NASDAQ'') and the NASDAQ Options Market...

  7. 78 FR 59907 - Endangered and Threatened Species: Proposed Rule To Designate Critical Habitat for the Northwest...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-30

    ...: Proposed Rule To Designate Critical Habitat for the Northwest Atlantic Ocean Loggerhead Sea Turtle Distinct... Ocean Loggerhead Sea Turtle Distinct Population Segment (DPS) and Proposed Determination Regarding.../turtles/loggerhead.htm . FOR FURTHER INFORMATION CONTACT: Susan Pultz, NMFS, Office of Protected...

  8. 62 FR 52367 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1997-10-07

    ... Enhanced SuperMAX Program September 30, 1997. Pursuant to Section 19(b)(1) of the Securities Exchange Act... the execution of stopped orders under the CHX's Enhanced SuperMAX program. The text of the proposed... approved a proposed rule change that allows specialists on the Exchange, through the Exchange's MAX...

  9. 75 FR 2180 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-14

    ... Change by NYSE Amex LLC To Modify Its Liquidity Credits and Establish Separate Liquidity Credits for Supplemental Liquidity Providers January 7, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange... Substance of the Proposed Rule Change The Exchange proposes to modify its liquidity credits and...

  10. 77 FR 13162 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-05

    ... Change by NASDAQ OMX PHLX LLC To Adopt an Administrative Fee for the Payment for Order Flow Program... its payment for order flow program. Phlx proposes to amend Section II of its Fee Schedule to adopt an... Basis for, the Proposed Rule Change 1. Purpose The Exchange currently has a...

  11. 75 FR 54926 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-09

    ... Change by NYSE Amex LLC To Amend the Exchange Price List September 1, 2010. Pursuant to Section 19(b)(1... Terms of Substance of the Proposed Rule Change The Exchange proposes to amend its 2010 Price List for... securities with a per share price below $1.00 per share, the fee will change from (A) the lesser of (i)...

  12. 76 FR 61438 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Exchange, other equities, options, and futures markets, and FINRA propose to amend the market-wide circuit... extraordinary market volatility. The Exchange is proposing this rule change in consultation with other equity, options and futures markets, the Financial Industry Regulatory Authority, Inc. (``FINRA'') and staffs...

  13. 76 FR 39457 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-06

    .... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 \\2.... \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change The Exchange, pursuant to Section 19(b)(1) of the...

  14. 77 FR 53241 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-31

    ... letters. This order approves the proposed rule change. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. \\3.... \\6\\ 15 U.S.C. 78q-1(b)(3)(F). \\7\\ Id. IV. Conclusion On the basis of the foregoing, the Commission... requirements of Section 17A of the Act \\8\\ and the rules and regulations thereunder. \\8\\ 15 U.S.C. 78q-1. It...

  15. Recreation Authorized in Federal Rehabilitation Rules: Proposed Federal Rules for Vocational Rehabilitation and Independent Living Rehabilitation Programs Authorized Recreation as the Fifth Dimension of Rehabilitation.

    ERIC Educational Resources Information Center

    Nesbitt, John A.

    The paper considers implications of proposed federal rules based on Public Laws 93-112, 93-516, and 95-602 which provide for a broad range of recreation strategies to serve the disabled. Noted among features of the rules are a high level of concurrence and acceptance of the recreational authorizations; excellence in developing rules to implement…

  16. 78 FR 64043 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-25

    ... Change Proposing to Amend the Quantitative Continued Listing Standards Applicable to Companies Listed... Terms of Substance of the Proposed Rule Change The Exchange proposes to harmonize the quantitative... for, the Proposed Rule Change 1. Purpose The Exchange proposes to harmonize the quantitative...

  17. 76 FR 28830 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-18

    ... COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.9, Entitled ``Orders and Modifiers'' and BATS Rule 11.13... 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on May 9, 2011,...

  18. 76 FR 28826 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-18

    ... COMMISSION Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 11.9, Entitled ``Orders and Modifiers'' and BYX Rule 11.13... 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on May 9, 2011, BATS...

  19. 78 FR 13132 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-26

    ... any other electronic order on the Exchange, subject to the rules governing Phlx XL, such as Rule 1080... Complex Order functionality of Phlx XL, pursuant to Rule 1080.08(b)(iii). The Exchange is proposing to... specific types of orders accepted into Phlx XL's Complex Order process. See Phlx Rule 1080.08. \\14\\...

  20. 29 CFR 1691.6 - General rules concerning EEOC action on complaints.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... deemed a charge received by EEOC. For all purposes under title VII and the Equal Pay Act, the date such a... 29 Labor 4 2010-07-01 2010-07-01 false General rules concerning EEOC action on complaints. 1691.6 Section 1691.6 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY...

  1. 28 CFR 42.606 - General rules concerning EEOC action on complaints.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... title VII and the Equal Pay Act, the date such a complaint was received by an agency shall be deemed the... 28 Judicial Administration 1 2010-07-01 2010-07-01 false General rules concerning EEOC action on complaints. 42.606 Section 42.606 Judicial Administration DEPARTMENT OF JUSTICE NONDISCRIMINATION;...

  2. 21 CFR 1316.93 - Ruling on petition for expedited release in an administrative forfeiture action.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 21 Food and Drugs 9 2010-04-01 2010-04-01 false Ruling on petition for expedited release in an administrative forfeiture action. 1316.93 Section 1316.93 Food and Drugs DRUG ENFORCEMENT ADMINISTRATION... commercial fishing industry vessel for which a summons has been issued shall dismiss the summons),...

  3. 75 FR 31500 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving Proposed Rule Change To Establish...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-03

    ...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to establish two NYSE Amex market data products, NYSE Amex Trades and NYSE Amex BBO and to establish market data fees for the same. The proposed rule... data service that allows a vendor to redistribute on a real-time basis the same last sale...

  4. 76 FR 27732 - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... amend PHLX Rule 1064(e) to establish a Floor Qualified Contingent Cross Order (``Floor QCC Order''). The... precedent, PHLX hereby proposes to add PHLX Rule 1064(e) to establish a Floor QCC Order based on the precedent of ISE's QCC Order.\\7\\ Specifically, PHLX proposes to amend Rule 1064 to provide that a...

  5. 76 FR 27704 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... 4613(a) To Simplify Certain Aspects of the Text While Also Conforming Certain of the Percentages... such rule operates and amend Rule 4613(a) to simplify certain aspects of the text while also conforming... circuit breaker pilot pause. The text of the proposed rule change is below. Proposed new language...

  6. 76 FR 27691 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... and Amending NYSE Arca Equities Rule 7.23 To Simplify Certain Aspects of the Text While Also... simplify certain aspects of the text while also conforming certain of the percentages thereunder to the proposed changes to Rule 7.11. The text of the proposed rule change is available at the Exchange,...

  7. 76 FR 27708 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... and Amending Rule 104--NYSE Amex Equities To Simplify Certain Aspects of the Text While Also... certain aspects of the text while also conforming certain of the percentages thereunder to the proposed changes to Rule 80C. The text of the proposed rule change is available at the Exchange, the...

  8. 78 FR 26096 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-03

    ... COMMISSION Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change To Enhance the Functionality Offered on the Options Floor Broker Management System (``FBMS'') by, Among Other...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to enhance the functionality offered on...

  9. 77 FR 54630 - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Order Approving Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-05

    ... market makers under Rule 11.8(e). The proposed rule change was published for comment in the Federal... proposed rule change to make certain amendments that, in part, clarified that it is expected that market....\\7\\ As part of these obligations, BYX requires market makers for each stock in which they...

  10. 78 FR 60352 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-01

    ... proposes to amend Rule 604 to exclude intra-day add-on series (``Intra-day Adds'') from the Market Makers' continuous quoting obligations on the day such series are added for trading. Additionally, the proposed rule... rule change seeks to exclude Intra-day Adds from these continuous quoting obligations. \\6\\...

  11. 78 FR 25327 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-30

    ... Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to delete NYSE Rule... consistency with FINRA's rules and promote harmonization, consistency, transparency, and clarity with respect... mechanism of a free and open market and a national market system, and, in general, to protect investors...

  12. 76 FR 46863 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-03

    ... Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the definition of approved...- 2011-36. NYSE Amex Equities Rule 2(c) defines the term ``approved person'' as ``a person, other than a... Equities Rule 2(e) defines the term ``control'' to mean the power to direct or cause the direction...

  13. 75 FR 26304 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-11

    ... COMMISSION Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws to Eliminate the Exchange's... proposing to delete NYSE Arca Rule 3.3(a)(4) to eliminate the NYSE Arca Compensation Committee and...

  14. 77 FR 20869 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... COMMISSION Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending the NYSE Amex Equities Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the... Act of 1934 (``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ a proposed rule change to amend the NYSE...

  15. 78 FR 40252 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-03

    ... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change... Regulation''), To Eliminate a Requirement That Not Less Than Two Members of the Board of Directors of NYSE...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to amend the bylaws of its...

  16. 78 FR 13103 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-26

    ... following approval of this proposed rule change. The reason for the merger is to eliminate an unnecessary... COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of NYSE Arca Holdings, Inc., an Intermediate Holding Company, Into...

  17. 78 FR 21482 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ... treatment afforded by the rule change to non-broker-dealer customers is appropriate because, unlike market... treatment for similar reasons to the proposed rule change, namely because they are less active in the... transaction is or is not a customer.\\17\\ The proposed rule change strikes a similar balance on this issue...

  18. 76 FR 2940 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-18

    ... would make three minor corrections: (i) A reference in Rule 1092(b)(ii) to Rule 1014(c)(1)(A)(i)(a) is inverted and should instead say Rule 1014(c)(i)(A)(1)(a); (ii) the words ``obvious error'' in Rule 1092(e... may be adjusted or nullified. \\5\\ See proposed Rule 1092(c)(v)(A). This would occur when a......

  19. Vol. 58 No. 90 Wednesday, May 12, 1993 p 28094 (Proposed Rule)

    EPA Pesticide Factsheets

    This action proposes the U.S. Environmental Protection Agency's (EPA) program for evaluating and regulating substitutes for the ozone-depleting chemicals being phased out under the stratospheric ozone protection provisions of the Clean Air Act (CAA).

  20. 77 FR 37953 - Final Federal Agency Actions on Proposed Bridge Replacement in Massachusetts

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-25

    ... action relates to the proposed Fore River Bridge (State Route 3A over the Weymouth Fore River... bridge project. The actions by the USACE and USCG, related final actions by other Federal agencies, and... Federal Highway Administration Final Federal Agency Actions on Proposed Bridge Replacement...

  1. 77 FR 39760 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ...-04] Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Add... will amend Chapter 26 of ICC's rules to add Section 26C to provide for the clearance of the...

  2. 76 FR 68521 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-04

    ... List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE Arca Equities Rule 8.600... Proposed Rule Change to List and Trade Managed Fund Shares of TrimTabs Float Shrink ETF under NYSE...

  3. 76 FR 4968 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-27

    ... Relating to Listing and Trading Shares of the AdvisorShares Active Bear ETF January 19, 2011. I... AdvisorShares Active Bear ETF (the ``Fund'') under NYSE Arca Equities Rule 8.600. The proposed rule...

  4. 76 FR 36608 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ... List and Trade the Meidell Tactical Advantage ETF June 16, 2011. I. Introduction On April 15, 2011... Tactical Advantage ETF (``Fund'') under NYSE Arca Equities Rule 8.600. The proposed rule change...

  5. 77 FR 34115 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-08

    ... NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order Type June 4, 2012. Pursuant to Section 19(b)(1... Proposed Rule Change The Exchange proposes to amend NYSE Arca Equities Rule 7.31(h) to add a PL Select... add a PL Select Order type. Pursuant to NYSE Arca Equities Rule 7.31(h)(4), a Passive Liquidity...

  6. 78 FR 6762 - Food and Drug Administration Food Safety Modernization Act: Proposed Rules To Establish Standards...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-31

    ... HUMAN SERVICES Food and Drug Administration 21 CFR Parts 1, 16, 106, 110, 112, 114, 117, 120, 123, 129, 179, and 211 Food and Drug Administration Food Safety Modernization Act: Proposed Rules To Establish... Good Manufacturing Practice and Hazard Analysis and Risk-Based Preventive Controls for Human...

  7. 78 FR 10107 - Food and Drug Administration Food Safety Modernization Act: Proposed Rules To Establish Standards...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-13

    ... HUMAN SERVICES Food and Drug Administration 21 CFR Parts 1, 16, 106, 110, 112, 114, 117, 120, 123, 129, 179, and 211 Food and Drug Administration Food Safety Modernization Act: Proposed Rules To Establish... Good Manufacturing Practice and Hazard Analysis and Risk-Based Preventive Controls for Human...

  8. 78 FR 26804 - Notice of Proposed Supplementary Rules for Travel Management on Public Lands in Gunnison...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-08

    ... to 5 E. Tps. 41 N., Rs. 5 and 6 W., unsurveyed. Tps. 42 N, Rs. 3 to 6 W., partly unsurveyed. Tps. 43... would provide two exemptions from the restrictions. One exemption would allow big game hunters to use...? (5) Is the description of the proposed supplementary rules in the ``Discussion of...

  9. 76 FR 4144 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-24

    ... Change by NASDAQ OMX PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity in Select... the Select Symbols in Section I of the Exchange's Fee Schedule titled Rebates and Fees for Adding and Removing Liquidity in Select Symbols. The text of the proposed rule change is available on the...

  10. 76 FR 3686 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-20

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Establish a $5 Strike Price Program January 12, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

  11. 76 FR 68242 - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-03

    ...-07] Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Order Approving Proposed Rule... September 9, 2011, the Chicago Mercantile Exchange Inc. (``CME'') filed with the Securities and Exchange... pertaining to its risk management operations and financial safeguards systems, are also designed to limit...

  12. 76 FR 7619 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-10

    ... COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance... Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement...

  13. 75 FR 16217 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-31

    ... open market and a national market system. The Exchange believes that the proposed rule change will... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE... Change by NYSE Arca, Inc. Regarding the Listing of the ProShares Ultra MSCI Mexico Investable Market...

  14. 62 FR 55445 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1997-10-24

    ... SuperMAX Program October 17, 1997. Pursuant to Section 19(b)(1) of the Securities Exchange act of 1934... of stopped orders under the CHX's Enhanced SuperMAX program. The text of the proposed rule change is... specialists on the Exchange, through the Exchange's MAX system, to provide order execution guarantees that...

  15. 60 FR 53446 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1995-10-13

    ... SuperMAX System on a Pilot Basis October 6, 1995. Pursuant to Section 19(b)(1) of the Securities... Act, proposes to amend Rule 37(e) of Article XX, relating to its Enhanced SuperMAX program.\\1\\ \\1\\ The Enhanced SuperMAX program is an optional feature of the Exchange's automated execution (``MAX'')...

  16. 61 FR 3739 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1996-02-01

    ... Change by the Chicago Stock Exchange, Inc. Relating to MAX January 26, 1996. Pursuant to Section 19(b)(1... proposes to amend subsection (e) of Rule 37 of Article XX relating to the CHS's MAX System. The test of the... (e) The Exchange's Enhanced SuperMAX program shall be an automatic execution program within MAX...

  17. 65 FR 83119 - Self-Regulatory Organizations; Order Granting Accelerated Approval of Proposed Rule Change and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2000-12-29

    ... Amendment Nos. 1 and 2 by the Chicago Stock Exchange, Incorporated, Relating to the Exchange's SuperMAX 2000... new price improvement algorithm entitled SuperMAX 2000, applicable to all issues trading in decimal... proposed CHX rule change that allows specialists on the Exchange, through the Exchange's MAX system,...

  18. 75 FR 36729 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... the Exchange and FINRA are parties to a Regulatory Services Agreement (``RSA'') pursuant to which... and FINRA departments acting on behalf of the Exchange pursuant to the RSA, as applicable. The proposed new rule further provides that notwithstanding that the Exchange has entered into an RSA...

  19. 75 FR 36730 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... Regulatory Services Agreement (``RSA'') pursuant to which FINRA has agreed to perform certain of the Exchange... Exchange pursuant to the RSA, as applicable. The proposed new rule further provides that notwithstanding that the Exchange has entered into an RSA with FINRA to perform certain of the Exchange's...

  20. 76 FR 33378 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-08

    ... foreign currency options participations and participants. In addition, the Exchange proposes to amend the...'s Board from a ``Board of Governors'' to a ``Board of Directors'', eliminate references to foreign currency option participations, and capitalize all uses of the word ``rule'' where that word referred to...

  1. 75 FR 41914 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-19

    ... perfect the mechanism of a free and open market and a national market system and, in general, to protect... COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Establish Trading Collars for Market Orders July 13, 2010. Pursuant...

  2. 76 FR 52997 - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-24

    ... COMMISSION Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to... Accounting Oversight Board (the ``Board'' or the ``PCAOB'') filed with the Securities and Exchange...

  3. 75 FR 54935 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-09

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval to...

  4. 75 FR 54937 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-09

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange...

  5. 75 FR 80097 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-21

    ... Change by NYSE Amex LLC Establishing Strike Price Intervals of $1 and Increasing Position and Exercise... the position and exercise limits applicable thereto. The text of the proposed rule change is available... BKX to (i) establish strike price intervals of $1.00 and (ii) increase the position and...

  6. 75 FR 30095 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-28

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees May 24, 2010. On April 12, 2010, NYSE Arca, Inc. (``NYSE Arca'') filed with the...

  7. 77 FR 3239 - U.S. Court of Appeals for the Armed Forces Proposed Rules Changes

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-23

    ... limitation in Rule 26(b), but such brief shall be filed no less than 14 days before the scheduled date for... than 14 days before the scheduled date for oral argument. The proposal is intended to eliminate the... 14 days before oral argument and by allowing the parties the opportunity to respond within 7 days...

  8. 75 FR 51866 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-23

    ... [Federal Register Volume 75, Number 162 (Monday, August 23, 2010)] [Notices] [Pages 51866-51867] [FR Doc No: 2010-20816] SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62727; File No. SR-DTC-2010-09] Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Revise its Procedures Regarding...

  9. 75 FR 3509 - Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standard No...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-21

    ... COMMISSION Public Company Accounting Oversight Board; Order Approving Proposed Rules on Auditing Standard No..., 2009, the Public Company Accounting Oversight Board (the ``Board'' or the ``PCAOB'') filed with the... accounting firm to ``provide a concurring or second partner review and approval of audit report (and...

  10. 77 FR 31048 - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-24

    ...\\ The amendment made changes to OCC's ``Fitness Standard for Directors, Clearing Members and Others'' to... with respect to statutory disqualifications. The proposed rule change will amend OCC's ``Fitness Standards for Directors, Clearing Members and Others'' (``Fitness Standards'') to bring such standards...

  11. 77 FR 42327 - Proposed Supplementary Rules for the Morley Nelson Snake River Birds of Prey National...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-18

    ... Bureau of Land Management Proposed Supplementary Rules for the Morley Nelson Snake River Birds of Prey...-administered public lands within the approximately 483,700-acre Morley Nelson Snake River Birds of Prey... of Decision (ROD). The Snake River Birds of Prey NCA RMP identifies implementation level...

  12. 75 FR 2176 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-14

    ... Change by New York Stock Exchange LLC To Modify the Liquidity Credits Paid to Supplemental Liquidity... Rule Change The Exchange proposes to amend its schedule of credits paid to Supplemental Liquidity... securities with a trading price of $1.00 or more and (ii) to establish a liquidity credit for transactions...

  13. 78 FR 65903 - Proposed Waste Confidence Rule and Draft Generic Environmental Impact Statement

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-04

    ... COMMISSION 10 CFR Part 51 RIN 3150-AJ20 Proposed Waste Confidence Rule and Draft Generic Environmental Impact.... Nuclear Regulatory Commission (NRC) has rescheduled the Waste Confidence public meetings it initially..., respectively. The NRC postponed these meetings as a result of lapsed appropriations. The Waste...

  14. 75 FR 78296 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... From the Federal Register Online via the Government Publishing Office ] SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating To Changing the Starting Time for NASDAQ OMX PSX December 9, 2010. Pursuant to Section 19(b)(1) of...

  15. 75 FR 65545 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-25

    ... trade, to remove impediments to and perfect the mechanism of a free and open market and a national... COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule... Open for Trading. \\3\\ See Exchange Act Release No. 63104 (October 14, 2010) approving...

  16. 75 FR 66818 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-29

    ... trade, to remove impediments to and perfect the mechanism of a free and open market and a national... COMMISSION Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule... Options Open for Trading. \\3\\ See Exchange Act Release No. 63104 (October 14, 2010) approving...

  17. EPA to Hold Public Hearing in Washington, D.C. on Risk Management Program Proposed Rule

    EPA Pesticide Factsheets

    WASHINGTON - Tomorrow, Tuesday March 29, the U.S. Environmental Protection Agency will hold a public hearing on the proposed Risk Management Program (RMP) rule. The hearing will be held at EPA Headquarters in Washington, D.C., and will provide the o

  18. 78 FR 68782 - Public Meeting on the Improve Tracking of Workplace Injuries and Illnesses Proposed Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-15

    ... Occupational Safety and Health, 200 Constitution Avenue NW., Washington, DC 20210. It is issued under Sections... Improve Tracking of Workplace Injuries and Illnesses Proposed Rule AGENCY: Occupational Safety and Health... attend an informal public meeting on the Improve Tracking of Workplace Injuries and Illnesses...

  19. 75 FR 39712 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-12

    ... Strike Price Program (the ``$1 Strike Program'' or ``Program'') to allow the Exchange to select 150 individual stocks on which options may be listed at $1 strike price intervals. The text of the proposed rule... a total of 55 individual stocks on which option series may be listed at $1 strike price...

  20. 77 FR 30032 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-21

    ... Change To Expand the One-Pot Cross- Margining Program With New York Portfolio Clearing, LLC to Certain... Portfolio Clearing, LLC (``NYPC'') \\5\\ (``Proprietary Cross-Margining Program'') to include eligible... Portfolio.'' A technical change is being proposed to the definition of ``Cross-Margining Payment.'' Rule...

  1. 76 FR 12206 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4... forth in sections A, B, and C below, of the most significant aspects of such statements. A. Self... options components, a sophisticated algorithm is simultaneously causing NOS to calculate and execute...

  2. 75 FR 65693 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... Change by the NASDAQ Stock Market, LLC To Expand the $0.50 Strike Price Program Date: October 20, 2010... change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested...

  3. 78 FR 68911 - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Attestation...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-15

    ... From the Federal Register Online via the Government Publishing Office ] Vol. 78 Friday, No. 221 November 15, 2013 Part II Securities and Exchange Commission Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Attestation Standard No. 1, Examination Engagements Regarding Compliance Reports of Brokers and...

  4. 76 FR 20063 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-11

    ... COMMISSION Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Stock Loan Programs April 5, 2011. I. Introduction On December 16, 2010, The Options... positions carried in the account, including stock loan positions as well as options positions.\\7\\...

  5. 77 FR 59030 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-25

    .... Specifically, the Exchange proposes that no minimum number of component stocks shall be required so long as (a...) Modify the weight and volume requirements for component stocks comprising the applicable index or... quantitative generic listing criteria in Rule 14.11(c); and (3) modify the minimum number of component...

  6. 78 FR 8640 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... regarding the proposal. This order approves the proposed rule change. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR... immediately prior to the execution(s) under review. See Notice supra note 3, at 76 FR 75460 n. 7. B. Change to....\\26\\ \\26\\ 17 CFR 200.30-3(a)(12). Kevin M. O'Neil, Deputy Secretary. BILLING CODE 8011-01-P...

  7. 75 FR 36746 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... paragraphs (c)(2) and (c)(4). As proposed, the provisions of paragraphs (c), (e)(2), (g), and (h) of Rule 11... prior versions of paragraphs (c), (e)(2), (g), and (h) of Rule 11.17 would be in effect. The Exchange is... proposed paragraph (c)(4), if applicable. Accordingly, the Exchange proposes to modify paragraph (h)...

  8. 76 FR 75586 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-02

    ... Change Relating to the Proposed Rule Change in Connection With the Proposed Purchase and Sale of the... submitting this rule filing in connection with the proposed purchase and sale of the Exchange (the... Delaware corporation (``Holdings''). Under a Purchase Agreement (the ``Purchase Agreement'')...

  9. 77 FR 36871 - Endangered and Threatened Wildlife and Plants; Withdrawal of the Proposed Rule To List Dunes...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-19

    ...We, the U.S. Fish and Wildlife Service (Service), withdraw the proposed rule to list the dunes sagebrush lizard (Sceloporus arenicolus) as endangered under the Endangered Species Act of 1973, as amended (Act). This withdrawal is based on our conclusion that the threats to the species as identified in the proposed rule no longer are as significant as believed at the time of the proposed rule.......

  10. 78 FR 6385 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-30

    ... NYSE Arca Equities Rule 7.31(h)(7) To Permit PL Select Orders To Interact With Incoming Orders Larger Than the Size of the PL Select Order January 24, 2013. I. Introduction On November 27, 2012, NYSE Arca...,\\2\\ a proposed rule change to amend NYSE Arca Equities Rule 7.31(h)(7) to permit PL Select Orders...

  11. 77 FR 17534 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-26

    ... Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market... maturity presentments of money market instruments.\\3\\ \\3\\ The text of the proposed rule change is attached... Rule Change The Maturity Presentment \\5\\ processing for money market instruments (``MMIs'')...

  12. 78 FR 27263 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-09

    ... COMMISSION Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Provide for the Manner in Which Mini Options Will Trade as a Complex Order Pursuant to BOX Rule... Rule 19b-4 thereunder,\\2\\ notice is hereby given that on May 2, 2013, BOX Options Exchange LLC...

  13. 78 FR 72968 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-04

    ... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule... York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and Exchange... Exchange Rule 62. Rule 62 sets the minimum price variation to $0.01 for stocks priced greater than...

  14. 78 FR 16730 - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ... Rulebook which is applicable to Individual Stock Based and Exchange- Traded Fund Based Volatility Index (``Volatility Index'') security futures. The text of the proposed rule change is available on the Exchange's Web... including a citation to CFE Rule 412B(b) in the list of CFE Rules that are applicable to non-TPHs. Under...

  15. 78 FR 19790 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-02

    ... single- name constituents of the Emerging Markets Index, and High Yield single names). ICC proposes to... included conforming changes to the chapters of the ICC Rules referencing iTraxx Europe index CDS and...), Eligible SES Reference Obligations (Rule 26D-102), Eligible iTraxx Europe Untranched Index (Rule...

  16. 78 FR 31996 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-28

    ... Relating to the EDGA Exchange, Inc.'s Routing Broker Dealer, as Described in EDGA Rule 2.12(b) May 21, 2013... permanent the existing pilot program that permits the Exchange's inbound router, as described in Rule 2.12(b... of EDGX. This is reflected in the proposed amendment to EDGA Rule 2.12(b). \\4\\ See...

  17. 78 FR 31994 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-28

    ... Relating to the EDGX Exchange, Inc.'s Routing Broker Dealer, as Described in EDGX Rule 2.12(b) May 21, 2013... permanent the existing pilot program that permits the Exchange's inbound router, as described in Rule 2.12(b... of EDGA. This is reflected in the proposed amendment to EDGX Rule 2.12(b). \\4\\ See...

  18. 78 FR 55131 - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-09

    ... Change by Miami International Securities Exchange LLC To Amend MIAX Rule 1322, Options Communications... MIAX Rule 1322, Options Communications. The text of the proposed rule change is available from the... Internet Web site at http://www.miaxoptions.com/ . II. Self-Regulatory Organization's Statement of...

  19. 77 FR 20660 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-05

    ... to Listing and Trading of AdvisorShares Global Echo ETF Under NYSE Arca Equities Rule 8.600 March 30... Global Echo ETF. The text of the proposed rule change is available at the Exchange, www.nyse.com , and... Equities Rule 8.600, which governs the listing and trading of Managed Fund Shares: \\3\\ AdvisorShares...

  20. 77 FR 51590 - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-24

    ... Adopting Rules Governing the Listing and Trading of New Products Known as DIVS, OWLS, and RISKS August 17... proposed rule change to adopt rules governing the listing and trading of new products known as DIVS, OWLS... known as DIVS, OWLS, and RISKS. Each product has a different risk/reward profile and may be bought...

  1. 76 FR 53515 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-26

    ... Exchanges and To Clarify the Text of NYSE Arca Options Rule 6.96(b)(1)(B) To More Accurately Reflect the... attendant obligations and conditions) and to clarify the text of NYSE Arca Options Rule 6.96(b)(1)(B) to... Financial Industry Regulatory Authority (``FINRA''). The text of the proposed rule change is available...

  2. 76 FR 53513 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-26

    ... Exchanges and To Clarify the Text of NYSE Rule 17(c)(2)(A)(ii) To More Accurately Reflect the Regulatory... obligations and conditions) and to clarify the text of NYSE Rule 17(c)(2)(A)(ii) to more accurately reflect... Authority (``FINRA''). The text of the proposed rule change is available at the Exchange, at the...

  3. 76 FR 53516 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-26

    ... Exchanges and To Clarify the Text of NYSE Amex Options Rule 993NY(b)(1)(B) To More Accurately Reflect the... the attendant obligations and conditions) and to clarify the text of NYSE Amex Options Rule 993NY(b)(1... the Financial Industry Regulatory Authority (``FINRA''). The text of the proposed rule change...

  4. 76 FR 53509 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-26

    ... Exchanges and To Clarify the Text of NYSE Arca Equities Rule 7.45(c)(1)(B) to More Accurately Reflect the... attendant obligations and conditions) and to clarify the text of NYSE Arca Equities Rule 7.45(c)(1)(B) to... Financial Industry Regulatory Authority (``FINRA''). The text of the proposed rule change is available...

  5. 76 FR 61444 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Amend EDGX Rule 11.14 September 28, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of... Exchange Rule 11.14 to revise the current methodology for determining when trading in all stocks will be... proposes to amend Exchange Rule 11.14 to revise the current methodology for determining when trading in...

  6. 77 FR 12637 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-01

    ...-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange... member organization. NYSE Amex Equities Rule 2(c) defines the term ``approved person'' as ``a person.... NYSE Amex Equities Rule 2(e) defines the term ``control'' to mean the power to direct or cause...

  7. 75 FR 36136 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-24

    ... COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend NYSE Arca Rule 3.3(a) and Section 401(a) of the Exchange's Bylaws To Eliminate the Exchange's Audit... (``Commission'') pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule...

  8. 78 FR 73911 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-09

    ... To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for... proposes to amend IM-3120-2 to Rule 3120 to extend the pilot program that eliminated the position limits... adopted similar rules eliminating position limits on SPY and market participants that are members of...

  9. 77 FR 27820 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Adding...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-11

    ... New Paragraph (cc) to NYSE Arca Options Rule 6.62 To Provide for a Post No Preference Light Only... (cc) to NYSE Arca Options Rule 6.62 to provide for a Post No Preference Light Only Quotation (``PNPLO... Exchange is proposing to add new paragraph (cc) to NYSE Arca Options Rule 6.62 to provide for a...

  10. 78 FR 24280 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-24

    ... Modified by Amendment No. 1, To Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote... Exchange Rules 507 and 1014 to establish Remote Streaming Quote Trader Organizations. The proposed rule... organizations, called Remote Streaming Quote Trader Organizations (``RSQTOs''), to be eligible to register...

  11. 78 FR 68126 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-13

    ... Amend Rules 1064 and 1080 To More Specifically Address the Number and Size of Counterparties to a... filing with the Commission a proposal to amend Rules 1064 and 1080 to more specifically address the.... * * * * * Rule 1080. Phlx XL and Phlx XL II (a)-(n) No change. (o) Qualified Contingent Cross Order. A...

  12. 75 FR 64767 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-20

    ... COMMISSION Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Y-Exchange Rules To Conform to the Current Rules of BATS Exchange October 13, 2010. Pursuant... thereunder,\\2\\ notice is hereby given that on October 4, 2010, BATS Y-Exchange, Inc. (the ``Exchange''...

  13. Modelling farmers' action: decision rules capture methodology and formalisation structure: a case of biomass flow operations in dairy farms of a tropical island.

    PubMed

    Vayssières, J; Lecomte, P; Guerrin, F; Nidumolu, U B

    2007-06-01

    Studies on decision-making processes are generally aimed at identifying farmers' needs and predicting farmers' reactions to technical innovations. In the present paper we study these decision-making processes, with reference to dairy farms, to build a whole-farm computer model (WFM) which simulates farmers' actions. In this study, (i) a multi-tool and multi-step methodology is proposed, which can also be qualified as an iterative and interactive methodology to reveal decision rules and (ii) a generic structure to formalise how action is conducted, termed 'structure for action modelling' (SAM). In the case of forage crop-dairy cattle systems, we have tested the current methodology to capture the decision rules and the SAM to represent action concerning farm management. An 'immersion' approach, inspired by the ethnographic approach has been adapted to access operational technical decisions (taken on a daily basis). This study helped in understanding how detailed and large approaches can be complementary and can facilitate identification of what can be generalised in a conceptual model. To define the generic structure (SAM), a set of descriptive variables concerning technical operations has been selected. The conceptual model generated is composed of decision rules reconstructed by researchers with farmers' committed participation. The validation method is based on participatory approaches and on comparing of actions simulated by the model with practices on the ground. Not contesting the fact that farmers plan their action, this study also revealed the importance of adjustments in action. For example, 20 to 55% of the time the planned food ration is not distributed to the milking cows because of forage unavailability. We also discuss how this structure can facilitate integration of decision mechanisms in biophysical models and how such an integration of adjustment decision rules can produce more realistic simulations of technical actions. Error of biotechnical

  14. 78 FR 6845 - Notice of Final Federal Agency Actions on Proposed Interchange Project in Massachusetts

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-31

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Interchange Project in Massachusetts AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of Limitations on Claims for.... 139(l)(1). The actions relate to the proposed Route 79/I-195 Interchange Project in Fall...

  15. 75 FR 51107 - Notice of Proposed Supplementary Rules for Public Lands in Routt County, CO: Emerald Mountain...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-18

    ...: Emerald Mountain Special Recreation Management Area AGENCY: Bureau of Land Management, Interior. ACTION..., Colorado. The rules apply to the Emerald Mountain Special Recreation Management Area (SRMA), also known as Emerald Mountain. The BLM has determined these rules are necessary to protect Emerald Mountain's...

  16. Proposed rule: current good manufacturing practice in manufacturing, packing, or holding dietary ingredients and dietary supplements.

    PubMed

    Melethil, Srikumaran

    2006-03-27

    The Dietary Supplement Health and Education Act (DSHEA) was enacted in October 1994 to promote the health of Americans by ensuring easier access to safe dietary supplements. Many supplements such as vitamins, minerals, herbs and amino acids have been reported to be helpful in chronic conditions (i.e., heart disease, cancer and osteoporosis). Under DSHEA, dietary supplements can be marketed without prior FDA approval; the burden is on this agency to show that a marketed dietary supplement is unsafe. However, DSHEA retained the FDA's authority to issue regulations that require the manufacture of dietary supplements be in compliance with current good manufacturing practice (cGMP) standards, which are needed to ensure their quality. Several quality-related concerns of marketed dietary supplements that came to light since the passage of DSHEA prompted the FDA in 2003 to propose rules for cGMP for the manufacture, packaging and holding (storage) of dietary supplements. This review will present the highlights of these proposed rules, focusing on the legislative history of DSHEA, rationale for proposing cGMPs along with a general discussion of the specific requirements. Given the voluminous nature of the specific details, the reader is directed to the pertinent FDA publications for details. In this analysis, selected scientific and legal issues are also discussed to promote a better understanding and implications of these rules.

  17. 77 FR 17565 - Notice of Final Federal Agency Actions on Proposed Transportation Improvements in Utah

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-26

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Transportation Improvements in Utah AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of Limitation on Claims...: Mr. Edward Woolford, Environmental Program Manager, Federal Highway Administration, 2520 West...

  18. 77 FR 22837 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-17

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of Limitation on Claims for Judicial..., and the National Oceanic and Atmospheric Administration--National Marine Fisheries Service....

  19. 75 FR 59787 - Notice of Final Federal Agency Actions on Proposed Highway in New Hampshire

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-28

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in New Hampshire AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of limitation on claims for judicial.... Sikora, Environmental Programs Manager, Federal Highway Administration, 19 Chenell Drive, Suite...

  20. 76 FR 36606 - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ... proposed rule's impact on efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). \\18\\ 15 U.S...\\ Specifically, the Commission finds that the proposal is consistent with Sections 6(b)(5) \\18\\ and...

  1. 76 FR 36942 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-23

    ... approving this proposed rule change, the Commission has considered the proposed rule's impact on efficiency... limits serve as a regulatory tool designed to address manipulative schemes and adverse market impact surrounding the use of options. Since the inception of standardized options trading, the options...

  2. 77 FR 47681 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-09

    ... COMMISSION Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change..., 2012, BOX Options Exchange LLC (the ``Exchange'') filed with the Securities and Exchange Commission... orders that are on the BOX Book prior to a PIP. The text of the proposed rule change is available at...

  3. 75 FR 25007 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-06

    ... Its Schedule of Fees and Charges for Exchange Services April 29, 2010. I. Introduction On March 5...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change relating to co-location services and related fees...-location services offered by the Exchange, and proposed to amend its Schedules of Fees and Charges...

  4. 77 FR 39768 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Changes To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ... market centers where the customization and segmentation experience may be less transparent and objective... Purpose of, and Statutory Basis for, the Proposed Rule Changes In its filing with the Commission, the Exchange included statements concerning the purpose of, and basis for, the proposed rule changes...

  5. 75 FR 2102 - Endangered and Threatened Wildlife and Plants; Proposed Rule To List the Shovelnose Sturgeon as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-14

    ...; Proposed Rule To List the Shovelnose Sturgeon as Threatened Due to Similarity of Appearance AGENCY: Fish... reopening of the comment period for our September 22, 2009, proposed rule to treat the shovelnose sturgeon... Sturgeon Recovery Coordinator, Billings Field Office, 2900 4th Avenue North, Room 301, Billings, MT...

  6. 75 FR 28842 - Self-Regulatory Organizations; Proposed Rule Change by Chicago Stock Exchange, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-24

    ... COMMISSION Self-Regulatory Organizations; Proposed Rule Change by Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Establish a Trading Halt for Individual Stocks Contained in the... Chicago Stock Exchange, Inc. (``CHX'' or the ``Exchange'') filed with the Securities and...

  7. 78 FR 25332 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-30

    ... NYSE Arca Equities Rule 7.31 To Add a Moving Average Check for Incoming Market Orders and Marketable... Moving Average Check for incoming Market Orders and marketable limit orders. The text of the proposed... 1. Purpose The Exchange proposes to amend NYSE Arca Equities Rule 7.31(a) to add a Moving...

  8. 77 FR 26066 - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-02

    ...-04] Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change to... Europe Limited April 26, 2012. I. Introduction On March 6, 2012, ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change...

  9. 78 FR 25129 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-29

    ... COMMISSION Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Withdrawal of Proposed Rule..., ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities and Exchange Commission... (Mar. 28, 2013). On April 19, 2013, ICE Clear Europe withdrew the proposed rule change...

  10. 75 FR 56633 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-16

    ... apply to trading on PSX.\\98\\ \\96\\ See proposed PHLX Rule 3100. \\97\\ See proposed PHLX Rule 3100(a)(4... published for comment in the Federal Register on July 26, 2010.\\3\\ On August 5, 2010, the Exchange filed... equities trading platform, to be called NASDAQ OMX PSX (``PSX or ``System'').\\5\\ The System will be an...

  11. 17 CFR 240.19b-4 - Filings with respect to proposed rule changes by self-regulatory organizations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... proposed rule changes by self-regulatory organizations. 240.19b-4 Section 240.19b-4 Commodity and... organizations. Preliminary Note: A self-regulatory organization also must refer to Form 19b-4 (17 CFR 249.819... respect to proposed rule changes by a self-regulatory organization, except filings with respect...

  12. 17 CFR 240.19b-4 - Filings with respect to proposed rule changes by self-regulatory organizations.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... proposed rule changes by self-regulatory organizations. 240.19b-4 Section 240.19b-4 Commodity and... organizations. Preliminary Note: A self-regulatory organization also must refer to Form 19b-4 (17 CFR 249.819... to proposed rule changes by a self-regulatory organization, except filings with respect to...

  13. 76 FR 71399 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-17

    ... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule... by the self-regulatory organization. The Commission is publishing this notice to solicit comments on.... Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change...

  14. 76 FR 46860 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-03

    ... Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend the... SR- NYSEAmex-2011-54. NYSE Rule 2(c) defines the term ``approved person'' as ``a person, other than a...) defines the term ``control'' to mean the power to direct or cause the direction of management or...

  15. 78 FR 69167 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-18

    ... 12, 2013. I. Introduction On September 17, 2013, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change SR-ICC-2013-07 pursuant to..., 2013), 78 FR 60357 (Oct. 1, 2013) (SR-ICC-2013-07). II. Description of the Proposed Rule Change...

  16. 77 FR 25522 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-30

    ... Credit LLC April 24, 2012. I. Introduction On March 1, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change SR-ICC-2012-02... 14578 (March 12, 2012). II. Description ICC proposed rule amendments that were intended to modify...

  17. 77 FR 51599 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-24

    ..., ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission'') the... by ICC. The Commission is publishing this notice to solicit comments on the proposed rule change from..., ICC included statements concerning the purpose of and basis for the proposed rule change and...

  18. 77 FR 20870 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... approval from NYSE Rules 304, 308, and 311. The Exchange also proposed to eliminate use of the Forms AP-1... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Eliminating the...

  19. 76 FR 5418 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Proposed Rule Change To Amend BATS...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-31

    ... COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Proposed Rule Change To Amend BATS... thereunder,\\2\\ notice is hereby given that on January 14, 2011, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change...

  20. 77 FR 24915 - Endangered and Threatened Wildlife and Plants; Revising the Proposed Special Rule for the Utah...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-26

    ... proposed rule of June 2, 2011, established that UDWR could only permit direct lethal take under the revised.... Amount of Rangewide Direct Take 6,000 animals annually. Maintains the current The upper annual Allowed... the current special rule, and would do the same under this proposed regulation, through a...

  1. 75 FR 71771 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-24

    ... COMMISSION Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a $5 Strike Price Program November 18, 2010. Pursuant to Section 19(b)(1) of the Securities... (``SEC'' or ``Commission'') the proposed rule change as described in Items I, II, and III, below,...

  2. 76 FR 18817 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-05

    ... Change To Expand the $2.50 Strike Price Program March 31, 2011. I. Introduction On February 2, 2011...-4 thereunder,\\2\\ a proposed rule change to expand the $2.50 Strike Price Program. The proposed rule change was published for comment in the Federal Register on February 22, 2011.\\3\\ The Commission...

  3. 75 FR 65541 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-25

    ...\\ a proposed rule change to expand the Exchange's $.50 Strike Price Program (``$0.50 Strike Program... COMMISSION Self-Regulatory Organizations; Order Approving Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Expand the $.50 Strike Price Program October 19, 2010. On August 25, 2010, NASDAQ OMX PHLX, Inc....

  4. 75 FR 4598 - Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change To Establish...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-28

    ... 19b-4 thereunder,\\2\\ a proposed rule change to establish the NYSE Amex Realtime Reference Prices... COMMISSION Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change To Establish the NYSE Amex Realtime Reference Prices Service January 22, 2010. I. Introduction On November 30,...

  5. 76 FR 2182 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-12

    ... Change Establishing a $5 Strike Price Program January 6, 2011. I. Introduction On November 12, 2010... Strike Price Program. III. Discussion The Commission finds that the proposed rule change is consistent...-4 thereunder,\\2\\ a proposed rule change to allow the Exchange to list and trade option series...

  6. 76 FR 61453 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Exchange is proposing this rule change in consultation with other equity, options, and futures markets, the... the day. Proposed Amendments As noted above, the Exchange, other equities, options, and futures... of the rule change filings and procedures of the other equities, options and futures markets....

  7. 75 FR 38585 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-02

    ... Codify Prices for Co-Location Services June 28, 2010. I. Introduction On January 29, 2010, NASDAQ OMX BX...,\\2\\ a proposed rule change relating to co-location services and related fees. The proposed rule... codify fees for its existing co-location services. Co-location services are a suite of hardware,...

  8. 75 FR 38584 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-02

    ... Codify Prices for Co-Location Services June 28, 2010. I. Introduction On January 29, 2010, NASDAQ OMX...,\\2\\ a proposed rule change relating to co-location services and related fees. The proposed rule... fees for its existing co-location services. Co-location services are a suite of hardware,...

  9. 77 FR 1782 - Notice of Final Federal Agency Action on Proposed Bridge Replacement in Massachusetts

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-11

    ... within the meaning of 23 U.S.C. 39(l)(1). The action relates to the proposed Fore River Bridge (State... Federal Highway Administration Notice of Final Federal Agency Action on Proposed Bridge Replacement in... bridge project in the Commonwealth of Massachusetts. The project proposes to replace the...

  10. NCLB Plan Would Add New Rules: Spellings Proposes Changes on Testing, Tutoring, Data

    ERIC Educational Resources Information Center

    Hoff, David J.

    2008-01-01

    In a comprehensive action intended to change how the No Child Left Behind Act (NCLB) law is carried out, the U.S. Secretary of Education formally proposed a package of new regulations that would require state and local school officials to provide more and better information about high school graduation rates, student test performance, and the…

  11. 62 FR 35865 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1997-07-02

    ... Definition of Best Bid or Offer in the BEST and MAX Rules June 25, 1997. Pursuant to Section 19(b)(1) of the... Rule 37 of Article XX (the BEST Rule and the MAX Rule) to correct the definitions of best bid or offer... Rule and MAX Rule,\\5\\ the Exchange believes that it is more accurate to describe the BEST...

  12. Changes in Levels of Affirmative Action in College Admissions in Response to Statewide Bans and Judicial Rulings

    ERIC Educational Resources Information Center

    Blume, Grant H.; Long, Mark C.

    2014-01-01

    Affirmative action in college admissions was effectively banned in Texas by the Hopwood ruling in 1997, by voter referenda in California and Washington in 1996 and 1998, and by administrative decisions in Florida in 1999. The "Hopwood" and "Johnson" rulings also had possible applicability to public colleges throughout Alabama,…

  13. Employment discrimination: procedures for handling complaints--Equal Employment Opportunity Commission. Proposed rule.

    PubMed

    1981-04-17

    This proposed rule sets forth procedures for the handling of complaints of employment discrimination which are filed with Federal fund granting agencies under Title VI of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972 and other provisions of Federal law which prohibit discrimination on grounds of race, color, religion, age, sex or national origin in programs or activities receiving Federal financial assistance. The regulations allow the fund granting agency to refer complaints to the Equal Employment Opportunity Commission (EEOC). For complaints covered both by Title VII of the Civil Rights Act of 1964, as amended, or other statutes within EEOC's jurisdiction and by Title VI of the Civil Rights Act or Title IX, the regulations contemplate that most complaints of individual acts of discrimination will be referred to EEOC for investigation and conciliation, while most complaints of systemic discrimination will be retained by the fund granting agency. Employment discrimination complaints which are not covered by Title VI or Title IX will be transferred to EEOC. This proposed rule is not a "major rule" as defined by Section 1(b) of Executive Order 12291.

  14. Integration of Women in Development Proposals for Action

    ERIC Educational Resources Information Center

    Boserup, Ester; Liljencrantz, Christina

    1975-01-01

    A broad review of women's integration into development proposals throughout the world discusses: legislative and administrative measures; research, data collection, and analysis; co-ordinated long term, rural, and small-scale business programs; and communication and mass media. (LH)

  15. Proposed Rule and Related Materials for Proposed Finding That Greenhouse Gas Emissions From Aircraft Cause or Contribute to Air Pollution That May Reasonably Be Anticipated To Endanger Public Health and Welfare and Advance Notice of Proposed Rulemaking

    EPA Pesticide Factsheets

    Proposed Rule and Related Materials for Proposed Finding That Greenhouse Gas Emissions From Aircraft Cause or Contribute to Air Pollution That May Reasonably Be Anticipated To Endanger Public Health and Welfare and Advance Notice of Proposed Rulemaking

  16. Medicare program; prospective payment system for hospital outpatient services--HCFA. Proposed rule.

    PubMed

    1998-09-08

    As required by sections 4521, 4522, and 4523 of the Balanced Budget Act of 1997, this proposed rule would eliminate the formula-driven overpayment for certain outpatient hospital services, extend reductions in payment for costs of hospital outpatient services, and establish in regulations a prospective payment system for hospital outpatient services (and for Medicare Part B services furnished to inpatients who have no Part A coverage). The prospective payment system would simplify our current payment system and apply to all hospitals, including those that are excluded from the inpatient prospective payment system. The Balanced Budget Act provides for implementation of the prospective payment system effective January 1, 1999, but delays application of the system to cancer hospitals until January 1, 2000. The hospital outpatient prospective payment system would also apply to partial hospitalization services furnished by community mental health centers. Although the statutory effective date for the outpatient prospective payment system is January 1, 1999, implementation of the new system will have to be delayed because of year 2000 systems concerns. The demands on intermediary bill processing systems and HCFA internal systems to become compliant for the year 2000 preclude making the major systems changes that are required to implement the prospective payment system. The outpatient prospective payment system will be implemented for all hospitals and community mental health centers as soon as possible after January 1, 2000, and a notice of the anticipated implementation date will be published in the Federal Register at least 90 days in advance. This document also proposes new requirements for provider departments and provider-based entities. These proposed changes, as revised based on our consideration of public comments, will be effective 30 days after publication of a final rule. This proposed rule would also implement section 9343(c) of the Omnibus Budget

  17. Crossing the implementation chasm: a proposal for bold action.

    PubMed

    Lorenzi, Nancy M; Novak, Laurie L; Weiss, Jacob B; Gadd, Cynthia S; Unertl, Kim M

    2008-01-01

    As health care organizations dramatically increase investment in information technology (IT) and the scope of their IT projects, implementation failures become critical events. Implementation failures cause stress on clinical units, increase risk to patients, and result in massive costs that are often not recoverable. At an estimated 28% success rate, the current level of investment defies management logic. This paper asserts that there are "chasms" in IT implementations that represent risky stages in the process. Contributors to the chasms are classified into four categories: design, management, organization, and assessment. The American College of Medical Informatics symposium participants recommend bold action to better understand problems and challenges in implementation and to improve the ability of organizations to bridge these implementation chasms. The bold action includes the creation of a Team Science for Implementation strategy that allows for participation from multiple institutions to address the long standing and costly implementation issues. The outcomes of this endeavor will include a new focus on interdisciplinary research and an inter-organizational knowledge base of strategies and methods to optimize implementations and subsequent achievement of organizational objectives.

  18. 77 FR 63355 - Proposed Revision to Emergency Action Level Development Guidance Document

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... revision to the Nuclear Energy Institute (NEI) 99-01, proposed Revision 6, ``Development of Emergency... From the Federal Register Online via the Government Publishing Office NUCLEAR REGULATORY COMMISSION Proposed Revision to Emergency Action Level Development Guidance Document AGENCY:...

  19. Interim Action Proposed Plan for the Chemicals, Metals, and Pesticides (CMP) Pits Operable Unit

    SciTech Connect

    Bradley, J.

    2002-06-18

    The purpose of this Interim Action Proposed Plan (IAPP) is to describe the preferred interim remedial action for addressing the Chemicals, Metals, and Pesticides (CMP) Pits Operable Unit and to provide an opportunity for public input into the remedial action selection process.

  20. 75 FR 28818 - Notice of Realty Action: Proposed Sale of Public Land, Wyoming

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-24

    ... Bureau of Land Management Notice of Realty Action: Proposed Sale of Public Land, Wyoming AGENCY: Bureau of Land Management, Interior. ACTION: Notice of Realty Action. SUMMARY: The Bureau of Land Management (BLM) has examined and found the following public lands located in Teton County, Wyoming, suitable...

  1. 76 FR 36173 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-21

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California... Review of Actions by the California Department of Transportation (Caltrans), pursuant to 23 U.S.C. 327... the State of California. Those actions grant licenses, permits, and approvals for the project....

  2. 76 FR 42161 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-18

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California... Review of Actions by the California Department of Transportation (Caltrans), pursuant to 23 U.S.C. 327... Diego, State of California. Those actions grant licenses, permits, and approvals for the project....

  3. 78 FR 28282 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-14

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California... Review of Actions by the California Department of Transportation (Caltrans), pursuant to 23 U.S.C. 327, U... County, in the State of California. Those actions grant licenses, permits, and approvals for the...

  4. 77 FR 26601 - Notice of Final Federal Agency Actions on Proposed Highway in Connecticut

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-04

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in Connecticut AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of Limitation on Claims for Judicial... actions on the highway project will be barred unless the claim is filed on or before October 24, 2012....

  5. 5 CFR 731.302 - Notice of proposed action.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ...) OPM will notify the applicant, appointee, or employee (hereinafter, the “respondent”) in writing of... and state that the respondent has the right to answer the notice in writing. The notice will further... respondent must designate the representative in writing. (c) OPM will serve the notice of proposed...

  6. Combatting the Drunk Driving Problem Through Community Action: A Proposal.

    ERIC Educational Resources Information Center

    Merki, Don; Lingg, Mary Ann

    1987-01-01

    Reviews efforts and accomplishments of Mothers Against Drunk Drivers movement. Identifies eight measures of state legislation and state policy concerning drunk driving and ranks each state on the measures. Offers proposal for adoption of a state agency designed to meet problem of drunk driving through administration at the local level. (Author/NB)

  7. 75 FR 3886 - Amateur Service Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-25

    ... COMMISSION 47 CFR Part 97 Amateur Service Rules AGENCY: Federal Communications Commission. ACTION: Proposed rule. SUMMARY: This document proposes to amend the amateur radio service rules to clarify certain rules and codify existing procedures governing the amateur service vanity call sign system, and to...

  8. "Brain Death" and dead donor rule. Discussion and proposals on the thesis of Truog.

    PubMed

    Bruzzone, Paolo

    2015-01-01

    The introduction in 1968 by the "ad hoc" Harvard committee of the concept of "Brain Death" gave birth to the worldwide diffusion of organ transplantation. Recently "Total Brain Failure" has been proposed as preferred term, instead of "Brain Death", by the President's Council on Bioethics. The concepts of "brain death" and of "dead donor rule" remain the ethical and moral support of organ transplantation. However both criteria has been questioned , either separately or all together , by many authors and particularly by Dr. Robert D. Truog.

  9. Proposed Adjustments to PI-RADS Version 2 Decision Rules: Impact on Prostate Cancer Detection.

    PubMed

    Rosenkrantz, Andrew B; Babb, James S; Taneja, Samir S; Ream, Justin M

    2016-10-26

    Purpose To test the impact of existing Prostate Imaging Reporting and Data System (PI-RADS) version 2 (V2) decision rules, as well as of proposed adjustments to these decision rules, on detection of Gleason score (GS) 7 or greater (GS ≥7) prostate cancer. Materials and Methods Two radiologists independently provided PI-RADS V2 scores for the dominant lesion on 343 prostate magnetic resonance (MR) examinations. Diagnostic performance for GS ≥7 tumor was assessed by using MR imaging-ultrasonography fusion-targeted biopsy as the reference. The impact of existing PI-RADS V2 decision rules, as well as a series of exploratory proposed adjustments, on the frequency of GS ≥7 tumor detection, was evaluated. Results A total of 210 lesions were benign, 43 were GS 6, and 90 were GS ≥7. Lesions were GS ≥7 in 0%-4.1% of PI-RADS categories 1 and 2, 11.4%-27.1% of PI-RADS category 3, 44.4%-49.3% of PI-RADS category 4, and 72.1%-73.7% of PI-RADS category 5 lesions. PI-RADS category 4 or greater had sensitivity of 78.9%-87.8% and specificity of 75.5%-79.1 for detecting GS ≥7 tumor. The frequency of GS ≥7 tumor for existing PI-RADS V2 decision rules was 30.0%-33.3% in peripheral zone (PZ) lesions upgraded from category 3 to 4 based on dynamic contrast enhancement (DCE) score of positive; 50.0%-66.7% in transition zone (TZ) lesions upgraded from category 3 to 4 based on diffusion-weighted imaging (DWI) score of 5; and 71.7%-72.7% of lesions in both zones upgraded from category 4 to 5 based on size of 15 mm or greater. The frequency of GS ≥7 tumor for proposed adjustments to the decision rules was 30.0%-60.0% for TZ lesions upgraded from category 3 to 4 based on DWI score of 4; 33.3%-57.1% for TZ lesions upgraded from category 3 to 4 based on DCE score of positive when incorporating new criteria (unencapsulated sheetlike enhancement) for DCE score of positive in TZ; and 56.4%-61.9% for lesions in both zones upgraded from category 4 to 5 based on size of 10-14 mm. Other

  10. 78 FR 40265 - Notice of Final Federal Agency Action on Proposed Bridge Replacement in Massachusetts

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-03

    ... Federal Highway Administration Notice of Final Federal Agency Action on Proposed Bridge Replacement in... final within the meaning of 23 U.S.C. Sec. 139(l)(1). The actions relate to the proposed Mitchell River Bridge (Bridge Street over the Mitchell River) Replacement Project in Chatham-Barnstable...

  11. 40 CFR 77.4 - Administrator's action on proposed offset plans.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 40 Protection of Environment 17 2013-07-01 2013-07-01 false Administrator's action on proposed offset plans. 77.4 Section 77.4 Protection of Environment ENVIRONMENTAL PROTECTION AGENCY (CONTINUED) AIR PROGRAMS (CONTINUED) EXCESS EMISSIONS § 77.4 Administrator's action on proposed offset plans....

  12. 5 CFR 432.105 - Proposing and taking action based on unacceptable performance.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... under § 432.105(a)(4)(i). The agency shall issue written notice of its decision to the employee at or... SERVICE REGULATIONS PERFORMANCE BASED REDUCTION IN GRADE AND REMOVAL ACTIONS § 432.105 Proposing and... pursuant to § 432.104, an agency may propose a reduction-in-grade or removal action if the...

  13. 75 FR 69687 - Office of Biotechnology Activities Recombinant DNA Research: Proposed Actions Under the NIH...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-15

    ... of Biotechnology Activities Recombinant DNA Research: Proposed Actions Under the NIH Guidelines for Research Involving Recombinant DNA Molecules (NIH Guidelines) ACTION: Notice of consideration of proposed...- vector system may be certified only after review by the NIH Recombinant DNA Advisory Committee (RAC)...

  14. 76 FR 36614 - Notice of Final Federal Agency Action on Proposed Highway in Illinois

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ... Federal Highway Administration Notice of Final Federal Agency Action on Proposed Highway in Illinois AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of limitation on claims for judicial...-controlled, four- lane expressway on new right-of-way between the proposed Macomb Bypass in McDonough...

  15. Medical devices; exemption from premarket notification and reserved devices; Class I--FDA. Proposed rule.

    PubMed

    1998-11-12

    The Food and Drug Administration (FDA) is proposing to amend its classification regulations to designate class I devices that are exempt from the premarket notification requirements, subject to certain limitations, and to designate those class I devices that remain subject to premarket notification requirements under the new statutory criteria for premarket notification requirements. The devices FDA is proposing to designate as exempt do not include class I devices that have been previously exempted by regulation from the premarket notification requirements. This action is being taken under the Federal Food, Drug, and Cosmetic Act (the act), as amended by the Medical Device Amendments of 1976 (the 1976 amendments), the Safe Medical Devices Act of 1990 (SMDA), and the Food and Drug Administration Modernization Act of 1997 (FDAMA). FDA is taking this action in order to implement a requirement of FDAMA.

  16. 77 FR 67722 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-13

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule... ``Act'') \\1\\ and Rule 19d-1(c)(2) thereunder,\\2\\ notice is hereby given that on October 15, 2012,...

  17. 75 FR 71473 - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-23

    ... Change To Amend Rules Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated... relating to its Fast Automated Securities Transfer (``FAST'') program to eliminate the requirement for... Purpose of, and Statutory Basis for, the Proposed Rule Change Under DTC's FAST program, DTC...

  18. 78 FR 62828 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Member relies in claiming this exception. ISO Exception The proposed rule change would also exempt a... to trading for its own account when the Member routed an ISO in compliance with Rule 600(b)(30)(ii) of Regulation NMS if the customer order is received after the Member routed the ISO. If a...

  19. 78 FR 62896 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Member relies in claiming this exception. ISO Exception The proposed rule change would also exempt a... to trading for its own account when the Member routed an ISO in compliance with Rule 600(b)(30)(ii) of Regulation NMS if the customer order is received after the Member routed the ISO. If a...

  20. 77 FR 68191 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-15

    ... COMMISSION Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting NYSE MKT Rules 95(c) and (d)--Equities and Related Supplementary Material November 8, 2012. Pursuant to...\\ notice is hereby given that, on October 26, 2012, NYSE MKT LLC (the ``Exchange'' or ``NYSE MKT'')...

  1. 78 FR 67209 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-08

    ... COMMISSION Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Change Relating to NDX and RUT Combination Orders November 4, 2013. On June 21, 2013, NYSE MKT LLC (``NYSE MKT... MKT Rule 965NY to revise the procedures governing the trading of NDX and RUT combination orders....

  2. 76 FR 51089 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-17

    ...(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice... notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of...

  3. 76 FR 51092 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-17

    ...(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice... notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of...

  4. 81 FR 3195 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2016-01-20

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the REX VolMAX Long VIX Weekly...

  5. 61 FR 59124 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1996-11-20

    ... Change and Amendment No. 1 to Proposed Rule Change Relating to Enhanced SuperMAX and Timed Enhanced SuperMAX November 13, 1996. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act... Enhanced SuperMAX and Timed Enhanced SuperMAX pilot program, located in subsections (e) and (f) of Rule...

  6. 75 FR 50789 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-17

    ... List and Trade Shares of the ETFS Precious Metals Basket Trust August 11, 2010. I. Introduction On June... Precious Metals Basket Trust (``Trust'') pursuant to NYSE Arca Equities Rule 8.201. The proposed rule... metals to sites maintained by major newspapers, such as The Wall Street Journal. In addition, the...

  7. 78 FR 15394 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-11

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE...'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to...

  8. 77 FR 53242 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-31

    .... Under the proposed rule change, the Exchange would create a new class of market participant called a..., the ``NBBO'') will be the same. However, a market center is not required to route to the NBB or NBO if that market center is subject to an exception under Regulation NMS Rule 611(b)(1) or if such NBB or...

  9. 77 FR 48570 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-14

    ...-Linked Security must be disseminated at least once every second over the NASDAQ OMX Global Index Data... Relating to the Listing and Trading of Alpha Index-Linked Securities August 8, 2012. I. Introduction On... (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to list and trade Alpha...

  10. 75 FR 20018 - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, As...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-16

    ... Amended, To Offer Certain BATS Exchange Data Products April 9, 2010. I. Introduction On February 2, 2010...''),\\1\\ and Rule 19b-4 \\2\\ thereunder, a proposed rule change to offer certain new Exchange data products to Exchange Members \\3\\ and other market data recipients. On February 22, 2010, BATS filed...

  11. 78 FR 68113 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-13

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Commentary .03 to Rule 6.91 To Limit the Volume of Complex Orders by a Single OTP Holder or OTP...

  12. 78 FR 68111 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-13

    ... From the Federal Register Online via the Government Publishing Office ] SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Commentary .03 to Rule 980NY To Limit the Volume of Complex Orders by a Single ATP Holder During...

  13. 77 FR 38875 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-29

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4758(a)(1)(A) To Reflect a Change in NASDAQ's Routing Functionality June 25, 2012. Pursuant to Section 19(b)(1) of...

  14. 77 FR 27254 - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-09

    ... COMMISSION Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Amend the ICE Clear Europe Limited CDS Procedures, Finance Procedures, and Rules With Respect to the... On March 12, 2012, ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities...

  15. 78 FR 9088 - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-07

    ... COMMISSION Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To... Rules and Procedures February 1, 2013. I. Introduction On October 22, 2012, ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'')...

  16. 77 FR 17537 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-26

    ... COMMISSION Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change To Amend the ICE Clear Europe CDS Procedures, Finance Procedures, and Rules With Respect to the... is hereby given that on March 12, 2012, ICE Clear Europe Limited (``ICE Clear Europe'') filed...

  17. 78 FR 32287 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-29

    ... COMMISSION Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to Clear Contracts Traded on the LIFFE Administration and Management... rule change, as modified by Amendment No. 1, and as described in Items I, II, and III ] below,...

  18. 75 FR 39065 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-07

    ... Change To Amend the List of Securities Subject to an Individual Circuit Breaker June 30, 2010. Pursuant... circuit breakers for the trading of individual securities. The text of this proposed rule change is... Vehicles (``ETV''), and Exchange Traded Notes (``ETN''). Amendments to Article 20, Rule 2 to create...

  19. 77 FR 10005 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-21

    ... From the Federal Register Online via the Government Publishing Office ] SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the BNP Paribas S&P Dynamic Roll Global Commodities Fund Under NYSE Arca Equities Rule 8.200 February...

  20. 75 FR 58011 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-23

    ... COMMISSION Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Minor Rule... a self-regulatory organization promptly file notice with the Commission of any final disciplinary...) of Rule 19d-1 to allow self-regulatory organizations (``SROs'') to submit for Commission...

  1. 76 FR 65264 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-20

    ... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... Firm of NYSE Arca \\8\\ (an ``OTP Holder'' and ``OTP Firm,'' respectively), a Member (as such term is... (as such terms are defined in the rules of EDGA and EDGX, respectively, an ``EDGA Member'' and...

  2. 77 FR 12626 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-01

    ...-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change... the term ``approved person'' as ``a person, other than a member, principal executive or employee of a... and other organized groups of persons. NYSE Rule 2(e) defines the term ``control'' to mean the...

  3. 76 FR 65255 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-20

    ... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... Firm of NYSE Arca \\8\\ (an ``OTP Holder'' and ``OTP Firm,'' respectively), a Member (as such term is... (as such terms are defined in the rules of EDGA and EDGX, respectively, an ``EDGA Member'' and...

  4. 78 FR 25512 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-01

    ... Change and Amendment No. 1 Thereto To Adopt a Price/Display/Time Priority Algorithm, Permit the...\\ and Rule 19b-4 thereunder,\\2\\ proposed rule changes to adopt a price/display/time algorithm, permit... formation. See 15 U.S.C. 78c(f). \\8\\ 15 U.S.C. 78f(b)(5). A. Order Processing Algorithm PSX...

  5. 77 FR 76145 - Self-Regulatory Organizations; NYSE MKT LLC.; Order Granting Approval of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE MKT LLC.; Order Granting Approval of Proposed Rule Change To Amend Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange to List Additional Strike Prices Until the Close of Trading on...

  6. 77 FR 76155 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To Amend Commentary .06 to NYSE Arca Options Rule 6.4 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on...

  7. 78 FR 76358 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-17

    ... Existing Rules December 11, 2013. On October 25, 2013, ICE Clear Credit LLC (``ICC'') filed with the... Act Release No. 70826 (Nov. 7, 2013), 78 FR 68480 (Nov. 14, 2013). On December 2, 2013, ICC withdrew the proposed rule change (SR-ICC- 2013-08). For the Commission, by the Division of Trading and...

  8. 77 FR 42533 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-19

    ... COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending Its Rules To Reflect the Merger of Archipelago Holdings, Inc. (``Archipelago Holdings''), An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating Archipelago Holdings From...

  9. 78 FR 30378 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-22

    ... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule... Regulation''), To Eliminate a Requirement That Not Less Than Two Members of the Board of Directors of NYSE... the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  10. 78 FR 21650 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-11

    ... COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Amending Its Rules To Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership...

  11. 77 FR 15152 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-14

    ... From the Federal Register Online via the Government Publishing Office ] SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rule 2.12, Entitled ``BATS Trading, Inc. as Inbound Router''...

  12. 77 FR 7652 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change To Revise...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-13

    ... COMMISSION Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change To Revise... (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on January 24, 2012, ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities and Exchange Commission...

  13. 78 FR 5518 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-25

    ... Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote Trader Organizations January 18... organizations may qualify to be Remote Streaming Quote Trader Organizations with which as many as three Remote Streaming Quote Traders may be affiliated. The text of the proposed rule change is available on the...

  14. 77 FR 55885 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-11

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change To Modify Exchange Rule 3307 To Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX September 5,...

  15. 77 FR 51073 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-23

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Modify Exchange Rule 3307 To Institute a Five Millisecond Delay in the Execution Time of Marketable Orders on NASDAQ OMX PSX August 17,...

  16. 78 FR 1284 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-08

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600 December 18, 2012. Correction In notice...

  17. 76 FR 31660 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-01

    ... Exchange in Tiers I and II, respectively; Rule 14.10 contains the corporate governance requirements... security into which the bond or debenture is convertible. Corporate Governance Standards In addition to... requirements. Specifically, the Exchange proposes to adopt in Rule 14.10 corporate governance requirements...

  18. 77 FR 43618 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-25

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Modify Its Corporate Governance Rules July 19, 2012. I. Introduction On May 17, 2012, The...

  19. 76 FR 77877 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-14

    ... received on the proposed rule change. The text of these statements may be examined at the places specified... INET routing strategy checks the System for available shares and then is sent to Nasdaq. If shares... Nasdaq. Currently, Rule 11.9(b)(3)(j) provides that the ROLF routing strategy checks the System...

  20. 78 FR 71689 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-29

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule... ``Act''),\\1\\ and Rule 19d-1(c)(2) thereunder,\\2\\ notice is hereby given that on November 14, 2013,...

  1. 78 FR 29165 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-17

    ... Updated Listing Application Materials That Will Be Posted on the Exchange's Web Site; and (ii) Adopt as... be posted on the Exchange's Web site; and (ii) adopt as new rules certain provisions that are... proposed rule change is available on the Exchange's Web site at www.nyse.com , at the principal office...

  2. 75 FR 6778 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-10

    ... To List and Trade the Sprott Physical Gold Trust February 4, 2010. I. Introduction On December 15... Physical Gold Trust (the ``Trust'') pursuant to NYSE Arca Equities Rule 8.201. The proposed rule change was... Services Trust is the trustee of the Trust. The Royal Canadian Mint is the custodian for the physical...

  3. 75 FR 6758 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-10

    ... To List and Trade the Sprott Physical Gold Trust February 4, 2010. I. Introduction On December 15... Physical Gold Trust (the ``Trust'') pursuant to NYSE Arca Equities Rule 8.201. The proposed rule change was... Services Trust is the trustee of the Trust. The Royal Canadian Mint is the custodian for the physical...

  4. 77 FR 15153 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-14

    ... COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 2.12, Entitled ``BATS Trading, Inc. as Inbound Router'' March 12... thereunder,\\2\\ notice is hereby given that on March 8, 2012, BATS Exchange, Inc. (the ``Exchange'' or...

  5. 75 FR 39060 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-07

    ... COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled ``Trading Halts Due to Extraordinary Market Volatility.'' June 30, 2010... thereunder,\\2\\ notice is hereby given that on June 30, 2010, BATS Exchange, Inc. (the ``Exchange'' or...

  6. 78 FR 15773 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the BATS Options Market Maker Obligation Rule March 5, 2013. Pursuant to Section 19(b)(1) of the... on March 1, 2013, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities...

  7. 75 FR 22668 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-29

    ... COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rules 2.5 and 17.2 Applicable to Registration Requirements April 22, 2010. Pursuant to...\\ notice is hereby given that on April 9, 2010, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'')...

  8. 75 FR 28834 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-24

    ... COMMISSION Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11.18, Entitled ``Trading Halts Due to Extraordinary Market Volatility'' May 19, 2010... thereunder,\\2\\ notice is hereby given that on May 18, 2010, BATS Exchange, Inc. (the ``Exchange'' or...

  9. 76 FR 27710 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ...\\ All of these matters are discussed more fully below. \\14\\ SMARTS Group, a subsidiary of NASDAQ OMX, is... with respect to those matters. \\30\\ Proposed Rule 5205(d). While the Exchange expects to refer...

  10. 77 FR 73097 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-07

    ... Exchange on the matter at issue. Retail Liquidity Identifier Under proposed Nasdaq Rule 4780(e), the... (January 21, 2010) (noting that dark pools and internalizing broker- dealers executed approximately...

  11. Air Quality Modeling Technical Support Document for the 2008 Ozone NAAQS Cross-State Air Pollution Rule Proposal

    EPA Pesticide Factsheets

    In this technical support document (TSD) we describe the air quality modeling performed to support the proposed Cross-State Air Pollution Rule for the 2008 ozone National Ambient Air Quality Standards (NAAQS)

  12. 78 FR 36810 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ... discrimination among customers, issuers, brokers, or dealers. \\12\\ In approving this proposed rule change, the... approving the purchase by ISE Holdings of an ownership interest in Direct Edge Holdings LLC); 59281...

  13. 78 FR 19342 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-29

    ... discrimination among customers, issuers, brokers, or dealers. \\12\\ In approving this proposed rule change, the... purchase by ISE Holdings of an ownership interest in Direct Edge Holdings LLC); 59281 (January 22,...

  14. 77 FR 77168 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-31

    ... viewpoints and skills among Directors and the requirement of Section 6(b)(3) of the Act \\13\\ to provide for... respect to the proposed rule change that are filed with the Commission, and all written...

  15. 75 FR 69491 - Self-Regulatory Organizations; Order Approving Proposed Rule Change by New York Stock Exchange...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ... (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ to change the execution of algorithm of the New York Block... Exchange is proposing to amend the Facility's order-routing algorithm to route away to hit the...

  16. 78 FR 28680 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-15

    ... Relating to Recovery and Resolution Arrangements May 9, 2013. On March 7, 2013, ICE Clear Credit LLC (``ICC..., 2013), 78 FR 18646 (Mar. 27, 2013). On May 7, 2013, ICC withdrew the proposed rule change...

  17. 75 FR 44829 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-29

    ..., as Modified by Amendments No. 1 and 2 Thereto, To Amend Certain Corporate Governance Disclosure... certain of its rules relating to corporate governance standards for listed companies. The proposed...

  18. 77 FR 36307 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-18

    ... proposed combination of NYSE Euronext and Deutsche B rse AG (the ``Combination'').\\4\\ Under the rule change... prohibit the Combination, NYSE Euronext and Deutsche B rse agreed to terminate the agreement to...

  19. 75 FR 1091 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    ... delete NYSE Rule 445 (Anti-Money Laundering Compliance Program) and adopt new Rule 3310 (Anti-Money..., subject to certain amendments, NASD Rule 3011 (Anti- Money Laundering Compliance Program) and related Interpretive Material NASD IM-3011-1 and 3011-2 as consolidated FINRA Rule 3310 (Anti-Money...

  20. 76 FR 62876 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-11

    ... Change To Eliminate Two Rules of the Mortgage-Backed Securities Division That FICC Believes Are No Longer..., 2011). II. Description This rule change will eliminate two Mortgage-Backed Securities Division (``MBSD'') rules which FICC believes are no longer utilized or necessary. The first rule that will be eliminated...

  1. 76 FR 38444 - [Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-30

    ... Change Regarding Opening Index Option Months and Series June 24, 2011. I. Introduction On May 6, 2011...-4 thereunder,\\2\\ a proposed rule change to regarding opening index option months and series. The... 28836 (``Notice''). II. Description of the Proposal The proposal seeks to harmonize the Exchange's...

  2. 76 FR 81437 - Proposed Significant New Use Rule for Phenol, 2,4-dimethyl-6-(1-methylpentadecyl)-

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-28

    ... AGENCY 40 CFR Part 721 RIN 2070-AB27 Proposed Significant New Use Rule for Phenol, 2,4-dimethyl-6-(1...) for the chemical substance identified as phenol, 2,4-dimethyl-6-(1- methylpentadecyl)- (PMN P-94-209...? Under section 5(a)(2) of TSCA, EPA is re-proposing a SNUR previously proposed for phenol,...

  3. 78 FR 7835 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-04

    ... listing of Jumbo options to the SPY ETF, and also proposing to define how strike prices and bids and... bids and offers will be defined for Jumbo options. The Exchange proposes that bids and offers shall be... would be set at $145. Proposed Rule 5050(e)(3) provides that bids and offers in Jumbo option...

  4. 75 FR 4600 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-28

    ... COMMISSION Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Changes in NYSE Realtime Reference Prices Service January 22, 2010. I. Introduction On November... Proposal The Exchange proposes several changes to the NYSE Realtime Reference Prices service. In a...

  5. 77 FR 56905 - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    ... monitoring process may not be the optimal manner by which to facilitate and evidence compliance with Rule 611... to foster cooperation and coordination with persons engaged in regulating, clearing, settling, processing information with respect to, and facilitating transactions in securities, to remove impediments...

  6. Summary of comments received on staff draft proposed rule on radiological criteria for decommissioning

    SciTech Connect

    Caplin, J.; Page, G.; Smith, D.; Wiblin, C.

    1994-08-01

    The Nuclear Regulatory Commission (NRC) is conducting an enhanced participatory rulemaking to establish radiological criteria for the decommissioning of NRC licensed facilities. The NRC obtained comments on the scope, issues, and approaches through a series of workshops (57 FR 58727), Generic Environmental Impact Statement (GEIS) scoping meetings (58 FR 33570), a dedicated electronic bulletin board system (58 FR 37760), and written submissions. A summary of workshop and scope-meeting comments was published as NUREG/CR-6156. On February 2, 1994, the Commission published in the Federal Register (59 FR 4868) a notice that the NRC staff had prepared a ``staff draft`` proposed rule on radiological criteria for decommissioning. Copies of the staff draft were distributed to the Agreement States, participants in the earlier meetings, and other interested parties for comment. This report summarizes the comments identified from the 96 docketed letters received on the staff draft. No analysis or response is included in this report. The comments reflect a broad spectrum of viewpoints. Two subjects on which the commenters were in general agreement were (1) that the enhanced participatory rulemaking should proceed, and (2) that the forthcoming GEIS and guidance documents are needed for better understanding of the draft rule.

  7. 78 FR 24292 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-24

    ... Fisheries, that are final within the meaning of 23 U.S.C. 139(l)(1). The actions relate to a proposed... seven locations on SR 197 p.m. 3.2- 4.5, and US 199 20.5-26.5, and the replacement of a bridge on US 199... replacement of a bridge. The actions by the Federal agencies, and the laws under which such actions were...

  8. 77 FR 74449 - Water Quality Standards for the State of Florida's Lakes and Flowing Waters; Proposed Rule; Stay

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-14

    ... AGENCY 40 CFR Part 131 RIN 2040-AF41 Water Quality Standards for the State of Florida's Lakes and Flowing... regulation the ``Water Quality Standards for the State of Florida's Lakes and Flowing Waters; Final Rule... Information Does this action apply to me? Citizens concerned with water quality in Florida may be...

  9. 75 FR 13656 - Proposed Collection; Comment Request for Revenue Procedure RP-125212-09, Rules for Certain Rental...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-22

    ... for Certain Rental Real Estate Activities AGENCY: Internal Revenue Service (IRS), Treasury. ACTION... Real Estate Activities. DATES: Written comments should be received on or before May 21, 2010 to be...-125212-09 Rules for Certain Rental Real Estate Activities. Abstract: This Revenue Procedure Grants...

  10. 78 FR 22036 - Proposed Collection; Comment Request for Revenue Procedure 2011-34, Rules for Certain Rental Real...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-12

    ... Certain Rental Real Estate Activities AGENCY: Internal Revenue Service (IRS), Treasury. ACTION: Notice and... comments concerning Revenue Procedure RP-125212-09, Rules for Certain Rental Real Estate Activities. DATES... Rental Real Estate Activities. OMB Number: 1545-2194. Abstract: This Revenue Procedure Grants...

  11. 75 FR 57496 - Notice of Proposed Supplementary Rule To Require the Use of Certified Noxious-Weed-Free Forage...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-21

    ... will be required to use weed-free straw bales and mulch for project work. This action is a cooperative..., grazing permittees, outfitters, and contractors and operators who use straw or mulch for reclamation or re... required to use weed-free straw bales and mulch for project work. Once this rule becomes effective,...

  12. 77 FR 48203 - Final Federal Agency Actions on Proposed Highway in North Carolina

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-13

    ... agency actions subject to 23 U.S.C. 139 (I)(1). A claim seeking judicial review of the Federal agency... other Federal agencies that are final within the meaning of 23 U.S.C. 139 (I)(1). The actions relate to a proposed highway project, I-77 High Occupancy/Toll (HOT) lanes, from I-277 (Brookshire Freeway)...

  13. 77 FR 58906 - Notice of Final Federal Agency Actions on Proposed Highway in Minnesota

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-24

    ...)(1). The actions relate to a proposed highway project on I-90 over the Mississippi River. The... River with a new bridge that meets structural and geometric standards as well as reconstruction of the I... public of final agency actions subject to 23 U.S.C. 139(l)(1). A claim seeking judicial review of...

  14. 78 FR 25524 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-01

    ... Populations; E.O. 11593 Protection and Enhancement of the Cultural Environment; E.O. 13007 Indian Sacred Sites... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California... Review of Actions by the California Department of Transportation (Caltrans), pursuant to 23 U.S.C....

  15. 75 FR 3522 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-21

    ... and Enhancement of the Cultural Environment; E.O. 13007 Indian Sacred Sites; E.O. 13287 Preserve... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California... Review of Actions by the California Department of Transportation (Caltrans), pursuant to 23 USC...

  16. 76 FR 81011 - Notice of Final Federal Agency Actions on Proposed Light Rail Project in Washington

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-27

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Light Rail Project in... meaning of 23 U.S.C. 139(l)(1). The actions relate to the East Link Light Rail Transit Project in King... approvals for the following project in the State of Washington: East Link Light Rail Transit Project,...

  17. 78 FR 9028 - Notice of Availability of a Swine Brucellosis and Pseudorabies Proposed Action Plan

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-07

    ... Animal and Plant Health Inspection Service Notice of Availability of a Swine Brucellosis and Pseudorabies Proposed Action Plan AGENCY: Animal and Plant Health Inspection Service, USDA. ACTION: Notice of... coming. FOR FURTHER INFORMATION CONTACT: Dr. Troy Bigelow, National Center for Animal Health Programs,...

  18. 78 FR 59085 - Notice of Final Federal Agency Action on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-25

    ... Federal Highway Administration Notice of Final Federal Agency Action on Proposed Highway in California... Review of Actions by FHWA and other Federal agencies. SUMMARY: The FHWA, on behalf of the California... taken by the California Department of ] Transportation (Department) pursuant to its...

  19. 76 FR 53996 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-30

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of limitation on claims for judicial... . SUPPLEMENTARY INFORMATION: Effective July 1, 2007, the Federal Highway Administration (FHWA) assigned, and...

  20. 77 FR 52108 - Notice of Final Federal Agency Actions on Proposed Highway in Utah

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-28

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in Utah AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of Limitation on Claims for Judicial Review of..., Design Program Manager, Federal Highway Administration, 2520 West 4700 South, Suite 9A, Salt Lake...

  1. 77 FR 5617 - Notice of Final Federal Agency Action on Proposed Highway in Utah

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-03

    ... Federal Highway Administration Notice of Final Federal Agency Action on Proposed Highway in Utah AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of Limitations on Claims for Judicial Review of..., Federal Highway Administration, 2520 West 4700 South, Suite 9A, Salt Lake City, Utah 84129; telephone...

  2. 76 FR 41554 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-14

    ... Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California AGENCY: Federal Highway Administration (FHWA), DOT. ACTION: Notice of Limitation on Claims for Judicial...; 8. Endangered Species Act of 1973; 9. Migratory Bird Treaty Act; 10. Title VI of the Civil...

  3. 75 FR 42114 - Office of Biotechnology Activities; Recombinant DNA Research: Proposed Action Under the NIH...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-20

    ... HUMAN SERVICES National Institutes of Health Office of Biotechnology Activities; Recombinant DNA Research: Proposed Action Under the NIH Guidelines for Research Involving Recombinant DNA Molecules (NIH... transgenic rodents by recombinant DNA technology must be registered with the Institutional...

  4. 77 FR 61825 - Notice of Final Federal Agency Actions on Proposed Highway in Illinois

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-11

    ... actions relate to a proposed highway project, Willow Road (FAP 305) between Illinois Route 43 (Waukegan... in the State of Illinois: reconstruct and widen Willow Road (FAP 305) from Illinois Route...

  5. 75 FR 1114 - Notice of Final Federal Agency Actions on Proposed Highway in California

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    ... Doc No: 2010-110] DEPARTMENT OF TRANSPORTATION Federal Highway Administration Notice of Final Federal Agency Actions on Proposed Highway in California AGENCY: Federal Highway Administration (FHWA), DOT..., 2007, the Federal Highway Administration (FHWA) assigned, and the California Department...

  6. 76 FR 20910 - Proposed Approval of Air Quality Implementation Plans; Indiana; Stage I Vapor Recovery Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-14

    ... applying them statewide, making the rule applicable to smaller tanks and revising the requirements for.... The rules are approvable because they are consistent with the Clean Air Act and EPA regulations,...

  7. 76 FR 61441 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... easier (e.g., system programming efforts). To simply the rules of the Program and, as a proactive attempt... the expansion as to LEAPS, but simplify the language and provide examples of the simplified rule...

  8. 76 FR 46867 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-03

    ... this language is broad enough to authorize a private auction, i.e., an auction limited to selected... the Commissions Internet comment form ( http://www.sec.gov/rules/sro.shtml ) or Send an e-mail to rule... on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of...

  9. 75 FR 1099 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    ... Equities (Anti-Money Laundering Compliance Program) and adopt new Rule 3310--NYSE Amex Equities (Anti-Money..., subject to certain amendments, NASD Rule 3011 (Anti- Money Laundering Compliance Program) and related Interpretive Material NASD IM-3011-1 and 3011-2 as consolidated FINRA Rule 3310 (Anti-Money...

  10. 78 FR 79048 - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... amendment to move a definition of a term that is used in Rule 995NY(c) to that subparagraph of the rule. Specifically, the definition of the term ``related instrument'' currently appears at the end of the rule following the designation of subparagraph (d) and the text thereof, although that term is used...

  11. 75 FR 74757 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-01

    ... for electronic execution into the PIXL Auction (``Auction'') pursuant to Rule 1080. See Exchange Rule 1080(n). \\4\\ See footnote 3. Currently, the Exchange assesses PIXL fees on Customers, Directed... Exchange Rule 1080(l), ``* * * The term `Directed Specialist, RSQT, or SQT' means a specialist, RSQT,...

  12. 75 FR 6746 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-10

    ... Codify Prices for Co-Location Services February 3, 2010. Pursuant to Section 19(b)(1) of the Securities... codify pricing for co- location services. The text of the proposed rule change is available at http... proposing to codify fees for its existing co- location services. Co-location services are a suite...

  13. 75 FR 25005 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-06

    ... the Listing and Trading of ETFS Palladium Trust and ETFS Platinum Trust April 27, 2010. Pursuant to... Trust and the ETFS Platinum Trust. The text of the proposed rule change is available on the Commission's... proposes to list and trade options on the ETFS Palladium Trust (``PALL'') and the ETFS Platinum...

  14. 63 FR 7020 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    1998-02-11

    ... Chicago Stock Exchange, Incorporated Relating to Oversized MAX Orders February 3, 1998. Pursuant to... Midwest Automated Execution System (``MAX System'').\\2\\ Below is the text of the proposed rule change. Proposed new language is italicized; deletions are in brackets. \\2\\ The MAX System provides an...

  15. 76 FR 78057 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-15

    ... COMMISSION Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Minimum Life Order as a New Order Type December... Minimum Life Order as new order type for use in the NASDAQ OMX PSX (``PSX'') system. The proposed...

  16. 76 FR 8799 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-15

    ... Trade Shares of the Teucrium WTI Crude Oil Fund February 8, 2011. I. Introduction On December 20, 2010...-4 thereunder,\\2\\ a proposed rule change to list and trade shares of the Teucrium WTI Crude Oil Fund... Exchange proposes to list and trade shares (``Shares'') of the Teucrium WTI Crude Oil Fund...

  17. 75 FR 32828 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-09

    ... Relating to Listing of the Teucrium Corn Fund June 3, 2010. I. Introduction On March 31, 2010, NYSE Arca...,\\2\\ a proposed rule change to list and trade shares of the Teucrium Corn Fund under NYSE Arca... proposes to list and trade shares (``Shares'') of the Teucrium Corn Fund (``Fund'') pursuant to NYSE...

  18. 75 FR 35865 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-23

    ... available at that price. In addition, where there is more than one bidder (offerer) participating in an... addition, proposed NYSE Amex Equities Rule 55 retains the ability of the Exchange to designate securities... portion of a PRL order. In addition, the Exchange proposes to delete the provisions of...

  19. 77 FR 3527 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-24

    ... Article 6.\\8\\ The Exchange also proposes to add a definition of IBR to Article 1, Rule 1 (Definitions) for the sake of clarity. The Exchange further proposes to add language to the definition of ``Participant..., recordation and management system developed and operated by the CHX for use by IBRs to receive, transmit...

  20. 76 FR 65288 - Self-Regulatory Organizations; New York Stock Exchange, LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-20

    ... Statement of the Terms of Substance of the Proposed Rule Change A. Overview of the Proposed Combination The... Market Subsidiary (as such terms are defined in the NYSE Euronext Certificate).\\9\\ In addition, the..., to conform the use of defined terms and other provisions, and to update cross-references to...

  1. 76 FR 49816 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-11

    ... Regarding Streaming Quote Traders and Remote Streaming Quote Traders Entering Certain Option Day Limit... Commission a proposal to allow entry of day limit orders for the proprietary accounts of Streaming Quote Traders and Remote Streaming Quote Traders. The text of the proposed rule change is available on...

  2. 77 FR 32157 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Defining a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-31

    ... fewer, they are allocated on a rotating basis (i.e., a round robin) to a Specialist or e-Specialist in.... Additionally, under the proposal, rather than a round robin allocation of non-Directed Orders for five... with Rule 964NY(b)(2)(D) (i.e., size pro rata). \\5\\ The Exchange proposes to eliminate the round...

  3. 76 FR 61463 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... above, the Exchange, other equities, options, and futures markets, and FINRA propose to amend the market... volatility. The Exchange is proposing this rule change in consultation with other equity, options, and futures markets, the Financial Industry Regulatory Authority, Inc. (``FINRA''), and staffs of...

  4. 76 FR 61422 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... proposing this rule change in consultation with other equity, options, and futures markets, the Financial Industry Regulatory Authority, Inc. (``FINRA''), and staffs of the Commission and the Commodity Futures... that comprise the DJIA. Proposed Amendments As noted above, the Exchange, other equities, options,...

  5. 76 FR 61466 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Exchange is proposing this rule change in consultation with other equity, options, and futures markets, the... the DJIA. Proposed Amendments As noted above, the Exchange, other equities, options, and futures... Futures Trading Commission. Since May 6, 2010, when the markets experienced excessive volatility in...

  6. 76 FR 61435 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... proposing this rule change in consultation with other equity, options, and futures markets, the Financial Industry Regulatory Authority, Inc. (``FINRA''), and staffs of the Commission and the Commodity Futures... that comprise the DJIA. Proposed Amendments As noted above, the Exchange, other equities, options,...

  7. 76 FR 61432 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Exchange is proposing this rule change in consultation with other equity, options, and futures markets, the... stocks that comprise the DJIA. Proposed Amendments As noted above, the Exchange, other equities, options... Futures Trading Commission. Since May 6, 2010, when the markets experienced excessive volatility in...

  8. 76 FR 61450 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... proposing this rule change in consultation with other equity, options, and futures markets, the Financial... comprise the DJIA. Proposed Amendments As noted above, the Exchange, other equities, options, and futures... (``SEC'' or the ``Commission'') and the Commodity Futures Trading Commission (``CFTC''). Since May...

  9. 76 FR 24069 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-29

    ... Modified by Amendment No. 1, Relating to Amendments to NASDAQ OMX PHLX LLC's Limited Liability Company... March 4, 2011.\\3\\ On April 15, 2011, the Exchange filed Amendment No. 1 to the proposed rule change.\\4... rule change, as modified by Amendment No. 1. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. \\3\\...

  10. IRS proposes ruling on physician recruitment. How a hospital recruits physicians would affect its tax-exempt status.

    PubMed

    Griffith, G M

    1996-01-01

    On March 15, 1995, the Internal Revenue Service (IRS) announced a proposed revenue ruling stating how certain physician recruitment practices could be implemented without threatening hospitals' tax-exemption. As proposed, the IRS ruling would provide flexibility for recruitment incentives rather than a list of strict physician recruitment guidelines. The proposed ruling is not legally binding until issued in final form, and there is no deadline for finalizing it. In the meantime, however, the standards outlined in the proposed ruling reflect arrangements the IRS likely would approve, which should be an incentive for tax-exempt hospitals to follow reasonable physician recruitment practices. Assuming a hospital complies with other legal requirements such as fraud and abuse laws, it must answer two key tax-exempt status questions for its recruitment or retention package: Will the incentives result in a disguised distribution of profits from the operation of the organization? Is the total incentive package reasonable under all the facts and circumstances, both in absolute total value for physician(s) recruited and in relation to services required by the hospital and the community? The proposed ruling also provides guidance on basic documentation requirements and a process for approving recruitment arrangements.

  11. 31 CFR 363.45 - What are the rules for judicial and administrative actions involving securities held in...

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... administrative actions involving securities held in TreasuryDirect ®? 363.45 Section 363.45 Money and Finance... BUREAU OF THE PUBLIC DEBT REGULATIONS GOVERNING SECURITIES HELD IN TREASURYDIRECT General Provisions Governing Securities Held in TreasuryDirect § 363.45 What are the rules for judicial and...

  12. 75 FR 51841 - Notice of Realty Action: Proposed sale of Public Lands, Churchill County, NV

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-23

    ...: Proposed sale of Public Lands, Churchill County, NV AGENCY: Bureau of Land Management, Interior. ACTION... the appraised fair market value, approximately 800 acres of public lands in Churchill County, Nevada... lands in Churchill County, Nevada, proposed for sale are located 65 miles northeast of Fallon,...

  13. Going to Action? A Literature Review on Educational Proposals in Formal Environmental Education

    ERIC Educational Resources Information Center

    Varela-Losada, Mercedes; Vega-Marcote, Pedro; Pérez-Rodríguez, Uxío; Álvarez-Lires, María

    2016-01-01

    The current state of the planet's environmental deterioration calls for formal educational contexts to implement effective environmental proposals which nurture action competence. The aim of this paper is to examine the educational proposals in formal contexts that have been published in the two research journals of greatest impact on…

  14. 77 FR 75254 - Notice of Final Federal Agency Action on Proposed Transportation Project in Illinois

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-19

    ... actions relate to a proposed highway and transit project within the Tier 2 Elgin O'Hare--West Bypass project corridor, which is located along the Elgin-O'Hare Expressway/Thorndale ] Avenue between Chicago O'Hare International Airport (O'Hare) and Lake Street/US Route 20, and on a proposed alignment...

  15. 42 CFR 405.1868 - Board actions in response to failure to follow Board rules.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... Board rules. 405.1868 Section 405.1868 Public Health CENTERS FOR MEDICARE & MEDICAID SERVICES, DEPARTMENT OF HEALTH AND HUMAN SERVICES MEDICARE PROGRAM FEDERAL HEALTH INSURANCE FOR THE AGED AND DISABLED... Board rules. (a) The Board has full power and authority to make rules and establish procedures,...

  16. Heart Health Risk Assessment System: A Nonintrusive Proposal Using Ontologies and Expert Rules

    PubMed Central

    2014-01-01

    According to the World Health Organization, the world's leading cause of death is heart disease, with nearly two million deaths per year. Although some factors are not possible to change, there are some keys that help to prevent heart diseases. One of the most important keys is to keep an active daily life, with moderate exercise. However, deciding what a moderate exercise is or when a slightly abnormal heart rate value is a risk depends on the person and the activity. In this paper we propose a context-aware system that is able to determine the activity the person is performing in an unobtrusive way. Then, we have defined ontology to represent the available knowledge about the person (biometric data, fitness status, medical information, etc.) and her current activity (level of intensity, heart rate recommended for that activity, etc.). With such knowledge, a set of expert rules based on this ontology are involved in a reasoning process to infer levels of alerts or suggestions for the users when the intensity of the activity is detected as dangerous for her health. We show how this approach can be accomplished by using only everyday devices such as a smartphone and a smartwatch. PMID:25045715

  17. Heart health risk assessment system: a nonintrusive proposal using ontologies and expert rules.

    PubMed

    Garcia-Valverde, Teresa; Muñoz, Andrés; Arcas, Francisco; Bueno-Crespo, Andrés; Caballero, Alberto

    2014-01-01

    According to the World Health Organization, the world's leading cause of death is heart disease, with nearly two million deaths per year. Although some factors are not possible to change, there are some keys that help to prevent heart diseases. One of the most important keys is to keep an active daily life, with moderate exercise. However, deciding what a moderate exercise is or when a slightly abnormal heart rate value is a risk depends on the person and the activity. In this paper we propose a context-aware system that is able to determine the activity the person is performing in an unobtrusive way. Then, we have defined ontology to represent the available knowledge about the person (biometric data, fitness status, medical information, etc.) and her current activity (level of intensity, heart rate recommended for that activity, etc.). With such knowledge, a set of expert rules based on this ontology are involved in a reasoning process to infer levels of alerts or suggestions for the users when the intensity of the activity is detected as dangerous for her health. We show how this approach can be accomplished by using only everyday devices such as a smartphone and a smartwatch.

  18. Regulatory policies and procedures for the Domestic Public Land Mobile Radio Service--Federal Communications Commission. Proposed rule.

    PubMed

    1983-03-03

    Policies and procedures concerning objective need showings for applications requesting an additional one-way frequency for one-way signaling stations are being proposed. The present rules do not provide applicants with sufficient information as to what is required in need showings before applications can be granted. Applicants requesting an additional one-way frequency must show that the existing or projected grade of service is .50 before an additional channel is granted. The proposed standards are concurrently being adopted as an interim rule.

  19. 75 FR 68392 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-05

    ... collateral eligible for incorporation in the STANS risk management methodology. Prior to the rule change, OCC... Change To Revise Its Rules To Expand the Forms of Collateral Eligible for Incorporation in the System for Theoretical Analysis and Numerical Simulations Risk Management Methodology November 1, 2010. I....

  20. 77 FR 30562 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... position acquired in connection with its role as an Outbound Router \\10\\ when such position, in the... Trading Centers as the ``Outbound Router.'' \\11\\ See EDGA Rule 2.11(a)(7). An error position can be... with its role as an Outbound Router pursuant to the procedures set forth in the rule, and as...

  1. 77 FR 30564 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... position acquired in connection with its role as an Outbound Router \\10\\ when such position, in the... Trading Centers, as the ``Outbound Router.'' \\11\\ See EDGX Rule 2.11(a)(7). An error position can be... with its role as an Outbound Router pursuant to the procedures set forth in the rule, and as...

  2. 75 FR 47327 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-05

    ... Exchange Officer to act on his or her own motion to review potentially erroneous executions. Rule 128(g) provides that an Officer, acting on his or her own motion, may review potentially erroneous executions that... constitute extraordinary circumstances pursuant to Rule 128(g). An Officer acting on his or her own...

  3. 77 FR 66196 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-02

    ... Relating to Financial Reporting by Canadian Clearing Members October 26, 2012. I. Introduction On September... to OCC's By-Laws and Rules relating to financial reporting by Canadian clearing members to reflect... Financial Reporting Standards. OCC Rule 310, through cross-references to interpretive provisions of OCC...

  4. 75 FR 44042 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-27

    ... customer order protection to achieve a standardized industry practice. Background On July 5, 2007, the... principal transactions. However, because of the complexity of the existing customer order protection rules... FINRA will not have harmonized their respective customer order protection rules by the current July...

  5. 75 FR 62182 - Notice of Final Federal Agency Actions on Proposed Highway in North Carolina

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-07

    ... agency actions subject to 23 U.S.C. 139 (I)(1). A claim seeking judicial review of the Federal agency... by the FHWA and other Federal agencies that are final within the meaning of 23 U.S.C. 139 (I)(1). The actions relate to a proposed highway project, NC 24 Improvements, from 2.8 miles east of I-95 to I-40...

  6. 77 FR 37804 - Rules for Investigations Relating to Global and Bilateral Safeguard Actions, Market Disruption...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-25

    ..., Market Disruption, Trade Diversion, and Review of Relief Actions AGENCY: United States International...) governing investigations relating to global and bilateral safeguard actions, market disruption, trade...--INVESTIGATIONS RELATING TO GLOBAL AND BILATERAL SAFEGUARG ACTIONS, MARKET DISRUPTION, TRADE DIVERSION, AND...

  7. 77 FR 13159 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-05

    ... Equities Rules 104 (``Rule 104'') and 123D to add new elements to the Rule 476A List. The Exchange believes... new elements relating to Rule 104 and 123D to the Rule 476A List. Rule 104 Rule 104 requires, inter... reference to Rule 104.10. When the Exchange adopted the New Market Model, it adopted current Rule 104 (on...

  8. 77 FR 24236 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-23

    ... specified SLP mnemonics. In addition, the business unit of the member organization acting as an SLP must... SLMM would be required to maintain unique mnemonics specifically dedicated to SLMM activity. Use of these unique mnemonics will enable SLMMs to meet their requirement under proposed Rule 107B(d)(1)(A)...

  9. 77 FR 35444 - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-13

    ... use of specified SLP mnemonics. In addition, the business unit of the member organization acting as an..., pursuant to proposed Rule 107B(d)(3), the SLMM would be required to maintain unique mnemonics specifically dedicated to SLMM activity. Use of these unique mnemonics will enable SLMMs to meet their requirement...

  10. 77 FR 17536 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-26

    ... To Modify the Initial Margin Risk Model so That It Is Easier for Market Participants To Measure Their... (Modification 1) and (2) modify the initial margin risk model approach in a manner that will make it easier for... statements concerning the purpose of and basis for the proposed rule change and discussed any comments...

  11. 75 FR 65263 - Virginia Graeme Baker Pool and Spa Safety Act; Public Accommodation; Withdrawal of Proposed Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-22

    ... ``public accommodations facility'' as ``an inn, hotel, motel, or other place of lodging, including but not... definition of ``public accommodations facility in the Federal Register of March 15, 2010 (75 FR 12167). The proposed interpretive rule would interpret ``public accommodations facility'' to mean: ``An inn,...

  12. 77 FR 65596 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-29

    ... network. The text of the proposed rule change is available at http://nasdaq.cchwallstreet.com , at the... party market data to market center clients via a wireless network using millimeter wave or microwave... market data will be distributed after delivery to those data centers via wireless network....

  13. 77 FR 39309 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-02

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE..., 2012. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (``Act''),\\2\\ and Rule... ``NYSE MKT'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed...

  14. 78 FR 47463 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-05

    ... COMMISSION Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of a Proposed Rule..., 2013, BOX Options Exchange LLC (the ``Exchange'') filed with the Securities and Exchange Commission... flexibility to Participants submitting Complex Orders to BOX Market LLC, the Exchange's trading...

  15. 78 FR 13387 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-27

    ... COMMISSION Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Reduce the Directed Order Exposure Period on BOX From Three Seconds to One Second February 21... thereunder,\\2\\ notice is hereby given that on February 15, 2013, BOX Options Exchange LLC (the...

  16. 78 FR 57911 - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-20

    ... COMMISSION Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Modify the Complex Order Filter September 16, 2013. I. Introduction On July 22, 2013, BOX Options Exchange LLC (the ``Exchange'' or ``BOX'') filed with the Securities and Exchange Commission...

  17. 75 FR 39600 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-09

    ... Amend EDGA Fee Schedule To Impose Fees for Physical Ports Used To Connect to EDGA Exchange July 1, 2010... ports used to connect to the Exchange's systems. The Exchange intends to implement this rule proposal... change is to begin charging an annual fee to Members and non-members for physical ports used to...

  18. 77 FR 76326 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-27

    ... addition, Commentary .06 further requires that personnel who make decisions on the open-end fund's... business. The Fund's custodian will make available immediately prior to the opening of the NYSE Arca Core...''): Guggenheim Enhanced Total Return ETF. The text of the proposed rule change is available on the Exchange's...

  19. 75 FR 6241 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-08

    ... Change To Modify the Press Release Requirements for Listed Companies February 1, 2010. Pursuant to... Rule Change Nasdaq proposes to modify certain of the press release requirements for listed companies... issuer compliance process that require a company to disclose information in a press release or...

  20. 78 FR 70992 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... requirements. The text of the proposed rule change is available on the Exchange's Web site at www.nyse.com , at... trades larger than the average size currently occurring on the Exchange or in most dark pools. \\4\\ The... size requirement of OLOs significantly betters the dark pool average trade size of 210 shares...