Sample records for commission rules relating

  1. 17 CFR 147.1 - General policy considerations, purpose and scope of rules relating to open Commission meetings.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false General policy considerations, purpose and scope of rules relating to open Commission meetings. 147.1 Section 147.1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION OPEN COMMISSION MEETINGS § 147.1 General policy considerations, purpose and scope of rules...

  2. 75 FR 4701 - In the Matter of Procedural Amendments to Commission Part 1 Competitive Bidding Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-29

    ... Procedural Amendments to Commission Part 1 Competitive Bidding Rules AGENCY: Federal Communications... bidding rules. The Commission amends the rule specifying how to report potential violations of the prohibition on certain communications in order to reduce the risk that bidding-related information might be...

  3. 22 CFR 401.10 - General rule.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true General rule. 401.10 Section 401.10 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE General § 401.10 General rule. The Commission may, at any time, adopt any procedure which it deems expedient and necessary...

  4. 22 CFR 401.9 - Suspension or amendment of rules.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Suspension or amendment of rules. 401.9 Section 401.9 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE General § 401.9 Suspension or amendment of rules. The commission may suspend, repeal, or amend all or any...

  5. 78 FR 18646 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69201; File No. SR-ICC-2013-03] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to..., 2013, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission...

  6. 18 CFR 1b.8 - Requests for Commission investigations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Requests for Commission investigations. 1b.8 Section 1b.8 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.8 Requests for Commission...

  7. 18 CFR 1b.8 - Requests for Commission investigations.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Requests for Commission investigations. 1b.8 Section 1b.8 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.8 Requests for Commission...

  8. 18 CFR 1b.8 - Requests for Commission investigations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Requests for Commission investigations. 1b.8 Section 1b.8 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.8 Requests for Commission...

  9. 18 CFR 1b.8 - Requests for Commission investigations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Requests for Commission investigations. 1b.8 Section 1b.8 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.8 Requests for Commission...

  10. 76 FR 17071 - Amendment of the Commission's Rules Related to Retransmission Consent

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-28

    ... retransmission consent negotiations. The Commission believes that these rule changes could allow the market-based negotiations contemplated by the statute to proceed more smoothly, provide greater certainty to the negotiating... streamline and clarify our rules concerning or affecting retransmission consent negotiations. Our primary...

  11. 77 FR 53241 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-31

    ... Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to the Auction Process Under Options Clearing Corporation Rule 1104 August 27, 2012. I. Introduction On July 3, 2012, the Options Clearing Corporation (``OCC'') filed with the Securities and Exchange Commission (``Commission...

  12. 76 FR 50117 - Commission Rules and Forms Related to the FASB's Accounting Standards Codification

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-12

    ... [Release Nos. 33-9250; 34-65052; IC-29748] Commission Rules and Forms Related to the FASB's Accounting... Accounting Standards Codification\\TM\\ (``FASB Codification'').\\1\\ The technical amendments include revision... prescribed under the Securities Act, Exchange Act and Investment Company Act. \\1\\ ``FASB Accounting Standards...

  13. 75 FR 3371 - Commission Guidance Concerning the Rules of Practice Relating to Reparations

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-21

    ... COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 12 Commission Guidance Concerning the Rules of... number of small businesses. C. Paperwork Reduction Act This policy statement concerning Part 12 does not... light of five broad areas of market and public concern: (1) Protection of market participants and the...

  14. 76 FR 70204 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-10

    ... Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule November 4, 2011. Pursuant to...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described.... The Commission is publishing this notice to solicit comments on the proposed rule change from...

  15. 78 FR 21666 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-11

    ... Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule April 5, 2013. Pursuant to Section... with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in... Commission is publishing this notice to solicit comments on the proposed rule change from interested persons...

  16. 77 FR 29428 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-17

    ... Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule May 11, 2012. Pursuant to Section...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described.... The Commission is publishing this notice to solicit comments on the proposed rule change from...

  17. 76 FR 13254 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-10

    ... Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule March 4, 2011. Pursuant to Section...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described.... The Commission is publishing this notice to solicit comments on the proposed rule change from...

  18. 76 FR 47283 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-04

    ... Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule July 29, 2011. Pursuant to Section...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described.... The Commission is publishing this notice to solicit comments on the proposed rule change from...

  19. 18 CFR 1b.17 - Appearance and practice before the Commission.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Appearance and practice before the Commission. 1b.17 Section 1b.17 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.17 Appearance...

  20. 18 CFR 1b.17 - Appearance and practice before the Commission.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Appearance and practice before the Commission. 1b.17 Section 1b.17 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.17 Appearance...

  1. 18 CFR 1b.17 - Appearance and practice before the Commission.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Appearance and practice before the Commission. 1b.17 Section 1b.17 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.17 Appearance...

  2. 18 CFR 1b.17 - Appearance and practice before the Commission.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Appearance and practice before the Commission. 1b.17 Section 1b.17 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.17 Appearance...

  3. 77 FR 15432 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... directs the Commission to approve a proposed rule change of a self-regulatory organization if it finds... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66560; File No. SR-OCC-2012-01] Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Public...

  4. 78 FR 59401 - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-26

    ...\\ directs the Commission to approve a proposed rule change of a self-regulatory organization if it finds... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70464; File No. SR-ICEEU-2013-11] Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Related To Enhanced...

  5. 75 FR 1670 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-12

    ... NYSE Amex Equities Rule 18 (``Compensation in Relation to Exchange System Failure'') to eliminate the..., the Commission's Public Reference Room, the Commission's Web site at http://www.sec.gov , and the... (``Compensation in Relation to Exchange System Failure'') to eliminate the $500 minimum net loss requirement for a...

  6. 78 FR 76358 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71032; File No. SR-ICC-2013-08] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the... October 25, 2013, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission...

  7. 77 FR 73106 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68337; File No. SR-ICC-2012-18] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the... 28, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission...

  8. 77 FR 22623 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66777; File No. SR-ICC-2012-04] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the... April 3, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission...

  9. 76 FR 52030 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-19

    ... with the Commission, Phlx included statements concerning the purpose of and basis for the proposed rule... information advantages resulting from the affiliation between Phlx and NOS, as related to NOS's authority to... violated Exchange or Commission Rules; \\12\\ \\12\\ The Exchange, FINRA, and SEC staff may agree going forward...

  10. 47 CFR 76.3 - Other pertinent rules.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... Telecommunication FEDERAL COMMUNICATIONS COMMISSION (CONTINUED) BROADCAST RADIO SERVICES MULTICHANNEL VIDEO AND... Commission's rules and regulations relating to Multichannel Video and the Cable Television Service are.... Part 78—Cable Television Relay Service. Part 79—Closed Captioning of Video Programming. Part 91...

  11. 47 CFR 76.3 - Other pertinent rules.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... Telecommunication FEDERAL COMMUNICATIONS COMMISSION (CONTINUED) BROADCAST RADIO SERVICES MULTICHANNEL VIDEO AND... Commission's rules and regulations relating to Multichannel Video and the Cable Television Service are.... Part 78—Cable Television Relay Service. Part 79—Closed Captioning of Video Programming. Part 91...

  12. 47 CFR 76.3 - Other pertinent rules.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... Telecommunication FEDERAL COMMUNICATIONS COMMISSION (CONTINUED) BROADCAST RADIO SERVICES MULTICHANNEL VIDEO AND... Commission's rules and regulations relating to Multichannel Video and the Cable Television Service are.... Part 78—Cable Television Relay Service. Part 79—Closed Captioning of Video Programming. Part 91...

  13. 47 CFR 76.3 - Other pertinent rules.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... Telecommunication FEDERAL COMMUNICATIONS COMMISSION (CONTINUED) BROADCAST RADIO SERVICES MULTICHANNEL VIDEO AND... Commission's rules and regulations relating to Multichannel Video and the Cable Television Service are.... Part 78—Cable Television Relay Service. Part 79—Closed Captioning of Video Programming. Part 91...

  14. 47 CFR 76.3 - Other pertinent rules.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... Telecommunication FEDERAL COMMUNICATIONS COMMISSION (CONTINUED) BROADCAST RADIO SERVICES MULTICHANNEL VIDEO AND... Commission's rules and regulations relating to Multichannel Video and the Cable Television Service are.... Part 78—Cable Television Relay Service. Part 79—Closed Captioning of Video Programming. Part 91...

  15. 29 CFR 1606.7 - Speak-English-only rules.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION GUIDELINES ON DISCRIMINATION... on national origin which could result in a discriminatory working environment. 7 Therefore, the... Commission will consider the employer's application of the rule as evidence of discrimination on the basis of...

  16. 29 CFR 1606.7 - Speak-English-only rules.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION GUIDELINES ON DISCRIMINATION... on national origin which could result in a discriminatory working environment. 7 Therefore, the... Commission will consider the employer's application of the rule as evidence of discrimination on the basis of...

  17. 29 CFR 1606.7 - Speak-English-only rules.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION GUIDELINES ON DISCRIMINATION... on national origin which could result in a discriminatory working environment. 7 Therefore, the... Commission will consider the employer's application of the rule as evidence of discrimination on the basis of...

  18. 29 CFR 1606.7 - Speak-English-only rules.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION GUIDELINES ON DISCRIMINATION... on national origin which could result in a discriminatory working environment. 7 Therefore, the... Commission will consider the employer's application of the rule as evidence of discrimination on the basis of...

  19. 29 CFR 1606.7 - Speak-English-only rules.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION GUIDELINES ON DISCRIMINATION... on national origin which could result in a discriminatory working environment. 7 Therefore, the... Commission will consider the employer's application of the rule as evidence of discrimination on the basis of...

  20. 78 FR 16738 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ... Rule Change To Amend the Schedule of Fees To Reflect Regulatory Fees Related To the Central... Commission (``Commission'') the proposed rule change as described in Items I and II below, which items have... proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self...

  1. 76 FR 12896 - References to Credit Ratings in Certain Investment Company Act Rules and Forms

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-09

    ... several releases that the Securities and Exchange Commission (``Commission'') will be considering relating... Conditional Demand Feature 3. Monitoring Minimal Credit Risks 4. Stress Testing B. Form N-MFP C. Rule 5b-3 D... events; and stress testing.\\20\\ The proposed amendments to rule 2a-7, which are similar to those we...

  2. 76 FR 55984 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-09

    ... Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the..., 2011, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission... Contracts by ICE Trust), 26D- 315 (Terms of the Cleared SES Contract), 26D-316 (Relevant Physical Settlement...

  3. 77 FR 76109 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ... Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the..., 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission... Procedures has been updated to provide that ICC will use ICE Clear Europe's EOD prices for iTraxx Contracts...

  4. 17 CFR 41.32 - Continuing obligations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... the Securities and Exchange Commission or with a futures association registered under section 17 of... board of trade lists a security futures product for trading; (iii) Provide the Commission with any new rules or rule amendments that relate to the trading of security futures products, including both...

  5. 77 FR 35199 - Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-12

    ...The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting rules to further implement the Commodity Exchange Act (``CEA'' or ``Act'') with respect to the new statutory framework regarding swap data recordkeeping and reporting established by the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''). The Dodd-Frank Act, which amended the CEA, directs that rules adopted by the Commission shall provide for the reporting of data relating to swaps entered into before the date of enactment of the Dodd-Frank Act, the terms of which have not expired as of the date of enactment of the Dodd-Frank Act (``pre-enactment swaps'') and data relating to swaps entered into on or after the date of enactment of the Dodd-Frank Act and prior to the compliance date specified in the Commission's final swap data reporting rules (``transition swaps''). These final rules establish swap data recordkeeping and reporting requirements for pre-enactment swaps and transition swaps.

  6. 17 CFR 240.3a40-1 - Designation of financial responsibility rules.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... relating to hypothecation or lending of customer securities; (c) Any rule adopted by any self-regulatory... other rule adopted by the Commission or any self-regulatory organization relating to the protection of...

  7. 77 FR 21132 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-09

    ... Proposed Rule Change Relating to Fees for Newly Listed Indexes April 3, 2012. Pursuant to Section 19(b)(1... Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and... solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR...

  8. 17 CFR 171.4 - Computation of time.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Computation of time. 171.4 Section 171.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO... computing any period of time prescribed by these rules or allowed by the Commission, the day of the act...

  9. 17 CFR 12.5 - Computation of time.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Computation of time. 12.5 Section 12.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO... general. In computing any period of time prescribed by these rules or allowed by the Commission, the...

  10. 77 FR 32703 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-01

    ... organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed...-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass...

  11. 77 FR 43620 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-25

    ... self-regulatory organization consents, the Commission shall either approve the proposed rule change...-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Handling of Stop and Stop Limit...

  12. 45 CFR 702.18 - Commission reports.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 45 Public Welfare 3 2012-10-01 2012-10-01 false Commission reports. 702.18 Section 702.18 Public Welfare Regulations Relating to Public Welfare (Continued) COMMISSION ON CIVIL RIGHTS RULES ON HEARINGS, REPORTS, AND MEETINGS OF THE COMMISSION Hearings and Reports § 702.18 Commission reports. (a) If a Commission report tends to defame, degrade, or...

  13. 16 CFR 456.5 - Rules applicable to prescriptions for contact lenses and related issues.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... contact lenses and related issues. 456.5 Section 456.5 Commercial Practices FEDERAL TRADE COMMISSION TRADE... contact lenses and related issues. Rules applicable to prescriptions for contact lenses and related issues may be found at 16 CFR part 315 (Contact Lens Rule). [69 FR 40511, July 2, 2004] ...

  14. 29 CFR 2200.92 - Review by the Commission.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Regulations Relating to Labor (Continued) OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION RULES OF PROCEDURE Posthearing Procedures § 2200.92 Review by the Commission. (a) Jurisdiction of the Commission; issues on... Commission to review the entire case. The issues to be decided on review are within the discretion of the...

  15. 45 CFR 702.12 - Contempt of the Commission.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 45 Public Welfare 3 2010-10-01 2010-10-01 false Contempt of the Commission. 702.12 Section 702.12 Public Welfare Regulations Relating to Public Welfare (Continued) COMMISSION ON CIVIL RIGHTS RULES ON HEARINGS, REPORTS, AND MEETINGS OF THE COMMISSION Hearings and Reports § 702.12 Contempt of the Commission...

  16. 75 FR 79992 - End-User Exception to Mandatory Clearing of Security-Based Swaps

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-21

    ...In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing new Rule 3Cg-1 under the Securities Exchange Act of 1934 (``Exchange Act'') governing the exception to mandatory clearing of security-based swaps available for counterparties meeting certain conditions. The Commission is requesting comments on the proposed rule and related matters.

  17. 76 FR 24376 - Commission's Ex Parte Rules and Other Procedural Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-02

    ...'s Ex Parte Rules and Other Procedural Rules AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document the Commission revises certain ex parte and organizational rules. This document amends and reforms the Commission's rules on ex parte presentations made in the course of...

  18. 75 FR 1669 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-12

    ... NYSE Rule 18 (``Compensation in Relation to Exchange System Failure'') to eliminate the $500 minimum... failure. The text of the proposed rule change is available at the Exchange, the Commission's Public... Exchange proposes to amend NYSE Rule 18 (``Compensation in Relation to Exchange System Failure'') to...

  19. 22 CFR Appendix A to Part 194 - Inter-American Commercial Arbitration Commission Rules of Procedure (As Amended April 1, 2002)

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 22 Foreign Relations 1 2011-04-01 2011-04-01 false Inter-American Commercial Arbitration... DEPARTMENT OF STATE INTERNATIONAL COMMERCIAL ARBITRATION INTER-AMERICAN COMMERCIAL ARBITRATION COMMISSION RULES OF PROCEDURE Pt. 194, App. A Appendix A to Part 194—Inter-American Commercial Arbitration...

  20. 22 CFR Appendix A to Part 194 - Inter-American Commercial Arbitration Commission Rules of Procedure (As Amended April 1, 2002)

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 22 Foreign Relations 1 2013-04-01 2013-04-01 false Inter-American Commercial Arbitration... DEPARTMENT OF STATE INTERNATIONAL COMMERCIAL ARBITRATION INTER-AMERICAN COMMERCIAL ARBITRATION COMMISSION RULES OF PROCEDURE Pt. 194, App. A Appendix A to Part 194—Inter-American Commercial Arbitration...

  1. 22 CFR Appendix A to Part 194 - Inter-American Commercial Arbitration Commission Rules of Procedure (As Amended April 1, 2002)

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 22 Foreign Relations 1 2012-04-01 2012-04-01 false Inter-American Commercial Arbitration... DEPARTMENT OF STATE INTERNATIONAL COMMERCIAL ARBITRATION INTER-AMERICAN COMMERCIAL ARBITRATION COMMISSION RULES OF PROCEDURE Pt. 194, App. A Appendix A to Part 194—Inter-American Commercial Arbitration...

  2. 22 CFR Appendix A to Part 194 - Inter-American Commercial Arbitration Commission Rules of Procedure (As Amended April 1, 2002)

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 22 Foreign Relations 1 2014-04-01 2014-04-01 false Inter-American Commercial Arbitration... DEPARTMENT OF STATE INTERNATIONAL COMMERCIAL ARBITRATION INTER-AMERICAN COMMERCIAL ARBITRATION COMMISSION RULES OF PROCEDURE Pt. 194, App. A Appendix A to Part 194—Inter-American Commercial Arbitration...

  3. 78 FR 17462 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-21

    ... Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down March 15, 2013. Pursuant to Section 19(b)(1) of the... Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II...

  4. 78 FR 4180 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-18

    ... reasons described above, the Exchange believes that the proposed rule change reflects this competitive... Change To Alter Fee Schedule Relating to Port Charges January 15, 2013. Pursuant to Section 19(b)(1) \\1... the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in...

  5. 75 FR 51934 - Telemarketing Sales Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-24

    ... FEDERAL TRADE COMMISSION 16 CFR Part 310 Telemarketing Sales Rule AGENCY: Federal Trade Commission. ACTION: Final rule; correction. SUMMARY: The Federal Trade Commission (``Commission'') published a final rule on August 10, 2010, adopting amendments to the Telemarketing Sales Rule that address the...

  6. 77 FR 59128 - Reporting and Supervision of Inspector General

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-26

    ... FEDERAL MARITIME COMMISSION 46 CFR Part 501 [Docket No. 12-08] RIN 3072-AC50 Reporting and Supervision of Inspector General September 20, 2012. AGENCY: Federal Maritime Commission. ACTION: Final rule. SUMMARY: The Federal Maritime Commission (FMC or Commission) amends its regulations relating to agency...

  7. 78 FR 19424 - Service Rules for the 698-746, 747-762 and 777-792 MHz Bands; Revision of the Commission's Rules...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-01

    ... Reconsideration (MO&O) denies or dismisses petitions seeking reconsideration of certain decisions made by the Commission in the 700 MHz Second Report and Order, relating to the 698-806 MHz Band, including decisions..., public safety narrowband relocation procedures, and the decisions not to impose wholesale requirements...

  8. 75 FR 76503 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63416; File No. SR-BX-2010-083] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to The Price Improvement... Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission...

  9. 22 CFR 401.8 - Decision by the whole Commission.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Decision by the whole Commission. 401.8 Section 401.8 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE... matter or question which the Treaty or any other treaty or international agreement, either in terms or by...

  10. 22 CFR 401.12 - Presentation to Commission.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ....12 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE Applications § 401.12 Presentation to Commission. (a) Where one or the other of the Governments on its own... present to the Commission an application setting forth as fully as may be necessary for the information of...

  11. 47 CFR 90.5 - Other applicable rule parts.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... MOBILE RADIO SERVICES General Information § 90.5 Other applicable rule parts. Other Commission rule parts..., and treaties. This part also contains standards and procedures concerning marketing of radio frequency... contains rules relating to commercial mobile radio services. (i) Part 20 which governs commercial mobile...

  12. 76 FR 27801 - Capital Requirements of Swap Dealers and Major Swap Participants

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ...The Commodity Futures Trading Commission (Commission or CFTC) is proposing regulations that would implement the new statutory framework in the Commodity Exchange Act (CEA), added by the Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). These new provisions of the CEA require, among other things, the Commission to adopt capital requirements for certain swap dealers (SDs) and major swap participants (MSPs). The proposed rules also provide for related financial condition reporting and recordkeeping by SDs and MSPs. The Commission further proposes to amend existing capital and financial reporting regulations for futures commission merchants (FCMs) that also register as SDs or MSPs. The proposed regulations also include requirements for supplemental FCM financial reporting to reflect section 724 of the Dodd-Frank Act. In order to align the comment periods for this proposed rule and the Commission's earlier proposed rulemaking on margin requirements for uncleared swaps,\\1\\ the comment period for the proposed margin rulemaking is being extended elsewhere in the Federal Register today, so that commenters will have the opportunity to review the proposed capital and margin rules together before the expiration of the comment periods for either proposed rule. ---------------------------------------------------------------------------

  13. 77 FR 71860 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68312; File No. SR-NSX-2012-015] Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1...

  14. 77 FR 71852 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68311; File No. SR-CHX-2012-013] Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1...

  15. 46 CFR 502.4 - Authentication of rules or orders of Commission.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 46 Shipping 9 2010-10-01 2010-10-01 false Authentication of rules or orders of Commission. 502.4 Section 502.4 Shipping FEDERAL MARITIME COMMISSION GENERAL AND ADMINISTRATIVE PROVISIONS RULES OF PRACTICE AND PROCEDURE General Information § 502.4 Authentication of rules or orders of Commission. All rules...

  16. 78 FR 62784 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ...-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Wash Sale Transactions and FINRA Rule...-4 thereunder,\\2\\ a proposed rule change to amend FINRA Rule 5210. The proposed rule change was...

  17. 17 CFR 12.300 - Scope and applicability of rules.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Scope and applicability of rules. 12.300 Section 12.300 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS Rules Applicable to Formal Decisional Proceedings § 12.300 Scope and...

  18. 16 CFR 1.42 - Notice to Commission.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... information as to its organization, business, conduct, practices, management, and relation to other... 16 Commercial Practices 1 2010-01-01 2010-01-01 false Notice to Commission. 1.42 Section 1.42 Commercial Practices FEDERAL TRADE COMMISSION ORGANIZATION, PROCEDURES AND RULES OF PRACTICE GENERAL...

  19. 75 FR 6289 - Commission Guidance Regarding Disclosure Related to Climate Change

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-08

    ... Regarding Disclosure Related to Climate Change; Final Rule #0;#0;Federal Register / Vol. 75 , No. 25... Disclosure Related to Climate Change AGENCY: Securities and Exchange Commission. ACTION: Interpretation... requirements as they apply to climate change matters. DATES: Effective Date: February 8, 2010. FOR FURTHER...

  20. 77 FR 72882 - Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-06

    ... Commission's Rules of Practice and Procedure (19 CFR 210.8(b)). FOR FURTHER INFORMATION CONTACT: Lisa R. Barton, Acting Secretary to the Commission, U.S. International Trade Commission, 500 E Street SW... Commission, 500 E Street, SW., Washington, DC 20436, telephone (202) 205-2000. General information concerning...

  1. 22 CFR 228.38 - Miscellaneous service transactions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Section 228.38 Foreign Relations AGENCY FOR INTERNATIONAL DEVELOPMENT RULES ON SOURCE, ORIGIN AND... rules governing certain miscellaneous services. (a) Commissions. The nationality rules in subparts C and... guarantees. The nationality rules in subparts C and D of this part, with the exception of § 228.36, do not...

  2. 77 FR 77152 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68521; File No. SR-NYSEMKT-2012-58] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE MKT Rules 95(c) and (d)--Equities and Related Supplementary Material December 21, 2012. On October 26, 2012, NYSE...

  3. 77 FR 77160 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68522; File No. SR-NYSE-2012-57] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE Rules 95(c) and (d) and Related Supplementary Material December 21, 2012. On October 26, 2012, New Yor...

  4. 46 CFR 565.9 - Commission review, suspension and prohibition of rates, charges, classifications, rules or...

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ..., charges, classifications, rules or regulations. 565.9 Section 565.9 Shipping FEDERAL MARITIME COMMISSION... Commission review, suspension and prohibition of rates, charges, classifications, rules or regulations. (a)(1..., charges, classifications, rules or regulations) from the Commission, each controlled carrier shall file a...

  5. 46 CFR 565.9 - Commission review, suspension and prohibition of rates, charges, classifications, rules or...

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ..., charges, classifications, rules or regulations. 565.9 Section 565.9 Shipping FEDERAL MARITIME COMMISSION... Commission review, suspension and prohibition of rates, charges, classifications, rules or regulations. (a)(1..., charges, classifications, rules or regulations) from the Commission, each controlled carrier shall file a...

  6. 76 FR 69333 - Derivatives Clearing Organization General Provisions and Core Principles

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-08

    ...The Commodity Futures Trading Commission (Commission) is adopting final regulations to implement certain provisions of Title VII and Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) governing derivatives clearing organization (DCO) activities. More specifically, the regulations establish the regulatory standards for compliance with DCO Core Principles A (Compliance), B (Financial Resources), C (Participant and Product Eligibility), D (Risk Management), E (Settlement Procedures), F (Treatment of Funds), G (Default Rules and Procedures), H (Rule Enforcement), I (System Safeguards), J (Reporting), K (Recordkeeping), L (Public Information), M (Information Sharing), N (Antitrust Considerations), and R (Legal Risk) set forth in Section 5b of the Commodity Exchange Act (CEA). The Commission also is updating and adding related definitions; adopting implementing rules for DCO chief compliance officers (CCOs); revising procedures for DCO applications including the required use of a new Form DCO; adopting procedural rules applicable to the transfer of a DCO registration; and adding requirements for approval of DCO rules establishing a portfolio margining program for customer accounts carried by a futures commission merchant (FCM) that is also registered as a securities broker-dealer (FCM/BD). In addition, the Commission is adopting certain technical amendments to parts 21 and 39, and is adopting certain delegation provisions under part 140.

  7. 76 FR 27680 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... Program Related to Trading Pauses Due to Extraordinary Market Volatility May 6, 2011. Pursuant to Section... Market Volatility,'' to include additional securities in the pilot by which such rule operates. The... Commission related to Rule 11.18, entitled ``Trading Halts Due to Extraordinary Market Volatility,'' to...

  8. 17 CFR 165.18 - Staff communications with whistleblowers from represented entities.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Staff communications with... FUTURES TRADING COMMISSION WHISTLEBLOWER RULES § 165.18 Staff communications with whistleblowers from... Commission relating to a potential violation of the Commodity Exchange Act, the Commission's staff is...

  9. 77 FR 5778 - Agency Information Collection Activities: Rules Relating to Regulation of Domestic Exchange...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-06

    ... COMMODITY FUTURES TRADING COMMISSION [OMB Control Number 3038-0007] Agency Information Collection... Trading Commission. ACTION: Extension of an Existing Collection, correction. SUMMARY: This document... Ryne Miller, Division of Market Oversight, U.S. Commodity Futures Trading Commission, 1155 21st Street...

  10. 22 CFR 401.11 - Availability of records.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Availability of records. 401.11 Section 401.11 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE General... shall be available for public information at the permanent offices of the Commission. Applications...

  11. 77 FR 56905 - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67811; File No. SR-NYSEMKT-2012-26] Self... Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611... 611 of Regulation NMS (``Rule 611'').\\5\\ The Exchange contends that, in today's fast-moving electronic...

  12. 75 FR 54675 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-08

    ... waive FICC's rules, procedures, and regulations of the Mortgage-Backed Securities Division. II. Self... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62796; File No. SR-FICC-2010-06] Self... Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of...

  13. 78 FR 54566 - Energy Labeling Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-05

    ... FEDERAL TRADE COMMISSION 16 CFR Part 305 RIN 3084-AB03 Energy Labeling Rule AGENCY: Federal Trade Commission. ACTION: Final rule; correction. SUMMARY: The Federal Trade Commission published a final rule on July 23, 2013 revising its Energy Labeling Rule. This document makes a technical correction to the...

  14. 31 CFR 1026.320 - Reports by futures commission merchants and introducing brokers in commodities of suspicious...

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false Reports by futures commission... and Finance: Treasury Regulations Relating to Money and Finance (Continued) FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR FUTURES COMMISSION MERCHANTS AND INTRODUCING BROKERS...

  15. 31 CFR 1026.320 - Reports by futures commission merchants and introducing brokers in commodities of suspicious...

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false Reports by futures commission... and Finance: Treasury Regulations Relating to Money and Finance (Continued) FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR FUTURES COMMISSION MERCHANTS AND INTRODUCING BROKERS...

  16. 31 CFR 1026.320 - Reports by futures commission merchants and introducing brokers in commodities of suspicious...

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false Reports by futures commission... and Finance: Treasury Regulations Relating to Money and Finance (Continued) FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR FUTURES COMMISSION MERCHANTS AND INTRODUCING BROKERS...

  17. 31 CFR 1026.320 - Reports by futures commission merchants and introducing brokers in commodities of suspicious...

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false Reports by futures commission... and Finance: Treasury Regulations Relating to Money and Finance (Continued) FINANCIAL CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR FUTURES COMMISSION MERCHANTS AND INTRODUCING BROKERS...

  18. 78 FR 29618 - Rules of Adjudication and Enforcement

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-21

    ... INTERNATIONAL TRADE COMMISSION 19 CFR Part 210 Rules of Adjudication and Enforcement AGENCY: International Trade Commission. ACTION: Final rule. SUMMARY: The United States International Trade Commission... the General Counsel, United States International Trade Commission. Hearing-impaired individuals are...

  19. 22 CFR 401.21 - Consultation.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Consultation. 401.21 Section 401.21 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE Applications § 401.21 Consultation. The Commission may meet or consult with the applicant, the Governments and other persons or their...

  20. 29 CFR 1626.22 - Rules to be liberally construed.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PROCEDURES-AGE DISCRIMINATION IN EMPLOYMENT ACT § 1626.22 Rules to be liberally construed. (a) These rules and regulations shall... is filed under one statute and it is subsequently believed that the alleged discrimination...

  1. 29 CFR 1626.22 - Rules to be liberally construed.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PROCEDURES-AGE DISCRIMINATION IN EMPLOYMENT ACT § 1626.22 Rules to be liberally construed. (a) These rules and regulations shall... is filed under one statute and it is subsequently believed that the alleged discrimination...

  2. 19 CFR 207.62 - Rulings on adequacy and nature of Commission review.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 19 Customs Duties 3 2011-04-01 2011-04-01 false Rulings on adequacy and nature of Commission review. 207.62 Section 207.62 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE... adequacy and nature of Commission review. (a) Basis for rulings on adequacy. The Commission will assess the...

  3. 19 CFR 207.62 - Rulings on adequacy and nature of Commission review.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 19 Customs Duties 3 2012-04-01 2012-04-01 false Rulings on adequacy and nature of Commission review. 207.62 Section 207.62 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE... adequacy and nature of Commission review. (a) Basis for rulings on adequacy. The Commission will assess the...

  4. 19 CFR 207.62 - Rulings on adequacy and nature of Commission review.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 19 Customs Duties 3 2013-04-01 2013-04-01 false Rulings on adequacy and nature of Commission review. 207.62 Section 207.62 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE... adequacy and nature of Commission review. (a) Basis for rulings on adequacy. The Commission will assess the...

  5. 19 CFR 207.62 - Rulings on adequacy and nature of Commission review.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 19 Customs Duties 3 2010-04-01 2010-04-01 false Rulings on adequacy and nature of Commission review. 207.62 Section 207.62 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE... adequacy and nature of Commission review. (a) Basis for rulings on adequacy. The Commission will assess the...

  6. 19 CFR 207.62 - Rulings on adequacy and nature of Commission review.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 19 Customs Duties 3 2014-04-01 2014-04-01 false Rulings on adequacy and nature of Commission review. 207.62 Section 207.62 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE... adequacy and nature of Commission review. (a) Basis for rulings on adequacy. The Commission will assess the...

  7. 47 CFR 1.403 - Notice and availability.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... and Related Pleadings § 1.403 Notice and availability. All petitions for rule making (other than..., nature of the proposal, and date of filing, Petitions for rule making are available at the Commission's...

  8. 22 CFR 401.28 - Advisory boards.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Advisory boards. 401.28 Section 401.28 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE References § 401.28 Advisory boards. (a) The Commission may appoint a board or boards, composed of qualified persons, to...

  9. 22 CFR 401.29 - Hearings.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Hearings. 401.29 Section 401.29 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE References § 401.29 Hearings. (a) A hearing or hearings may be held whenever in the opinion of the Commission such action would...

  10. 22 CFR 401.2 - Chairmen.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Chairmen. 401.2 Section 401.2 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE General § 401.2 Chairmen. (a) The... be known as the Chairman of the United States Section of the International Joint Commission, and he...

  11. 22 CFR 401.5 - Meetings.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Meetings. 401.5 Section 401.5 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE General § 401.5 Meetings. (a) Subject at all times to special call or direction by the two Governments, meetings of the Commission shall...

  12. Regulatory Developments in Cable Television.

    ERIC Educational Resources Information Center

    Federal Communications Commission, Washington, DC.

    This report summarizes major rule making actions since 1972, current rules and regulations, and guidelines for citizen participation in FCC (Federal Communications Commission) processes related to cable television regulation. A large portion of the report pertains to current rules and regulations in the areas of certificate of compliance,…

  13. 76 FR 50533 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-15

    ... Breaker Securities as defined in Commentary .05 of Rule 11.20. The instant rule filing proposes to [sic.... Accordingly, pursuant to the instant rule filing, the expiration date of the pilot program referenced in the... communications relating to the proposed rule change between the Commission and any person, other than those that...

  14. 25 CFR 580.2 - When may the Commission waive its procedural rules governing appellate proceedings before the...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 25 Indians 2 2014-04-01 2014-04-01 false When may the Commission waive its procedural rules... IN APPEAL PROCEEDINGS BEFORE THE COMMISSION § 580.2 When may the Commission waive its procedural rules governing appellate proceedings before the Commission? The procedural provisions of parts 580...

  15. 25 CFR 580.2 - When may the Commission waive its procedural rules governing appellate proceedings before the...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 25 Indians 2 2013-04-01 2013-04-01 false When may the Commission waive its procedural rules... IN APPEAL PROCEEDINGS BEFORE THE COMMISSION § 580.2 When may the Commission waive its procedural rules governing appellate proceedings before the Commission? The procedural provisions of parts 580...

  16. 16 CFR 1020.1 - Why is the Commission issuing this rule?

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 16 Commercial Practices 2 2010-01-01 2010-01-01 false Why is the Commission issuing this rule... § 1020.1 Why is the Commission issuing this rule? (a) To state the Commission's policies on small... small businesses do not bear a disproportionate share of any burden or cost created by a Commission...

  17. 77 FR 32593 - Agency Information Collection Activities; Notice of Intent To Renew Collection: Rules Relating To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-01

    ... Association decisions in disciplinary, membership denial, registration, and member responsibility actions... and disciplinary actions. The Commission estimates the burden of this collection of information as... Renew Collection: Rules Relating To Review of National Futures Association Decisions in Disciplinary...

  18. 75 FR 20645 - Order Instituting Administrative Proceedings Pursuant to Section 15E(a)(2)(A)(ii) of the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-20

    ... nationally recognized statistical rating organization (``NRSRO'') pursuant to section 15E(a) of the... Exchange Act, and the rules thereunder, relating to making its books and records available for Commission examination, producing books and records to the Commission, and furnishing reports to the Commission...

  19. 47 CFR 80.3 - Other applicable rule parts of this chapter.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... include the following: (a) Part 0. This part describes the Commission's organization and delegations of... for obtaining equipment authorization. (d) Part 13. This part contains information and rules for the...) Part 21. This part contains rules concerning point-to-point microwave service authority relating to...

  20. 47 CFR 80.3 - Other applicable rule parts of this chapter.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... include the following: (a) Part 0. This part describes the Commission's organization and delegations of... for obtaining equipment authorization. (d) Part 13. This part contains information and rules for the...) Part 21. This part contains rules concerning point-to-point microwave service authority relating to...

  1. 47 CFR 80.3 - Other applicable rule parts of this chapter.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... include the following: (a) Part 0. This part describes the Commission's organization and delegations of... for obtaining equipment authorization. (d) Part 13. This part contains information and rules for the...) Part 21. This part contains rules concerning point-to-point microwave service authority relating to...

  2. 29 CFR 1620.34 - Rules to be liberally construed.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION THE EQUAL PAY ACT § 1620.34 Rules to be liberally construed. (a) These rules and regulations shall be liberally construed to effectuate the purpose and provisions of this Act and any other Act administered by the...

  3. 17 CFR 9.9 - Waiver of rules; delegation of authority.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... authority. 9.9 Section 9.9 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS General Provisions § 9.9 Waiver of rules; delegation of authority. (a) Standards for waiver; notice to parties. To prevent...

  4. 17 CFR 40.5 - Voluntary submission of rules for Commission review and approval.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... FUTURES TRADING COMMISSION PROVISIONS COMMON TO REGISTERED ENTITIES § 40.5 Voluntary submission of rules... the Act, a registered entity may request that the Commission approve a new rule, rule amendment or... by the registered entity or by its governing board or by any committee thereof, and cite the rules of...

  5. 17 CFR 40.5 - Voluntary submission of rules for Commission review and approval.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... FUTURES TRADING COMMISSION PROVISIONS COMMON TO REGISTERED ENTITIES § 40.5 Voluntary submission of rules... the Act, a registered entity may request that the Commission approve a new rule, rule amendment or... by the registered entity or by its governing board or by any committee thereof, and cite the rules of...

  6. 17 CFR 40.5 - Voluntary submission of rules for Commission review and approval.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... FUTURES TRADING COMMISSION PROVISIONS COMMON TO REGISTERED ENTITIES § 40.5 Voluntary submission of rules... the Act, a registered entity may request that the Commission approve a new rule, rule amendment or... by the registered entity or by its governing board or by any committee thereof, and cite the rules of...

  7. 76 FR 77747 - Amendment of the Commission's Rules Governing Hearing Aid-Compatible Mobile Handsets

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-14

    ... revisions to the Commission's wireless hearing aid compatibility rules. The Commission's rules define... digital wireless handsets. The proposed rules would adopt the revised version of the technical standard.... FOR FURTHER INFORMATION CONTACT: Michael Rowan, Wireless Telecommunications Bureau, (202) 418-1883...

  8. 18 CFR 385.1306 - Intervention by State commissions (Rule 1306).

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Intervention by State commissions (Rule 1306). 385.1306 Section 385.1306 Conservation of Power and Water Resources FEDERAL ENERGY... Procedure with State Commissions § 385.1306 Intervention by State commissions (Rule 1306). Any interested...

  9. 18 CFR 385.1306 - Intervention by State commissions (Rule 1306).

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Intervention by State commissions (Rule 1306). 385.1306 Section 385.1306 Conservation of Power and Water Resources FEDERAL ENERGY... Procedure with State Commissions § 385.1306 Intervention by State commissions (Rule 1306). Any interested...

  10. 18 CFR 385.1306 - Intervention by State commissions (Rule 1306).

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Intervention by State commissions (Rule 1306). 385.1306 Section 385.1306 Conservation of Power and Water Resources FEDERAL ENERGY... Procedure with State Commissions § 385.1306 Intervention by State commissions (Rule 1306). Any interested...

  11. 18 CFR 385.1306 - Intervention by State commissions (Rule 1306).

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 18 Conservation of Power and Water Resources 1 2011-04-01 2011-04-01 false Intervention by State commissions (Rule 1306). 385.1306 Section 385.1306 Conservation of Power and Water Resources FEDERAL ENERGY... Procedure with State Commissions § 385.1306 Intervention by State commissions (Rule 1306). Any interested...

  12. 18 CFR 385.1306 - Intervention by State commissions (Rule 1306).

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Intervention by State commissions (Rule 1306). 385.1306 Section 385.1306 Conservation of Power and Water Resources FEDERAL ENERGY... Procedure with State Commissions § 385.1306 Intervention by State commissions (Rule 1306). Any interested...

  13. 76 FR 77415 - Amendment of the Commission's Rules Governing Hearing Aid-Compatible Mobile Handsets

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-13

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 20 [WT Docket No. 07-250; FCC 08-68] Amendment of the Commission's Rules Governing Hearing Aid- Compatible Mobile Handsets AGENCY: Federal Communications Commission. ACTION: Final rule; announcement of effective date. SUMMARY: In this document, the...

  14. Genetic Information Nondiscrimination Act. Final rule.

    PubMed

    2016-05-17

    The Equal Employment Opportunity Commission (EEOC or Commission) is issuing a final rule to amend the regulations implementing Title II of the Genetic Information Nondiscrimination Act of 2008 as they relate to employer-sponsored wellness programs. This rule addresses the extent to which an employer may offer an inducement to an employee for the employee's spouse to provide information about the spouse's manifestation of disease or disorder as part of a health risk assessment (HRA) administered in connection with an employer-sponsored wellness program. Several technical changes to the existing regulations are included. Published elsewhere in this issue of the Federal Register, the EEOC also issued a final rule to amend the regulations and interpretive guidance implementing Title I of the Americans with Disabilities Act (ADA) that addresses the extent to which employers may use incentives to encourage employees to participate in wellness programs that ask them to respond to disability-related inquiries and/or undergo medical examinations.

  15. 77 FR 74043 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-12

    ... (``OCC'') submitted to the Securities and Exchange Commission (``Commission''), pursuant to Rule 9b-1... of trading standardized options. In September 2012, the Commission approved proposed rule changes...\\ The Commission recently approved a proposed rule change by the OCC to make similar changes to its By...

  16. 76 FR 11327 - Technical Amendments to Rule 17a-8: Financial Recordkeeping and Reporting of Currency and Foreign...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-02

    ... SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-63949] Technical Amendments to...: Securities and Exchange Commission. ACTION: Final rule; technical amendments. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting technical amendments to Rule 17a-8 under the Securities...

  17. 45 CFR 702.50 - Purpose and scope.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 45 Public Welfare 3 2010-10-01 2010-10-01 false Purpose and scope. 702.50 Section 702.50 Public Welfare Regulations Relating to Public Welfare (Continued) COMMISSION ON CIVIL RIGHTS RULES ON HEARINGS, REPORTS, AND MEETINGS OF THE COMMISSION Meetings § 702.50 Purpose and scope. This subpart contains the regulations of the United States Commission...

  18. 75 FR 70152 - Implementation of Conflicts of Interest Policies and Procedures by Futures Commission Merchants...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-17

    ... research report relating to any derivative, whether or not any such person has the job title of ``research... Commission (Commission or CFTC) is proposing rules to implement new statutory provisions enacted by Title VII.... SUPPLEMENTARY INFORMATION: I. Background On July 21, 2010, President Obama signed the Dodd-Frank Act.\\1\\ Title...

  19. 76 FR 65313 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-20

    ... change that are filed with the Commission, and all written communications relating to the proposed rule... Effectiveness of Proposed Rule Change To Amend Rule 7730 Regarding TRACE Reporting Fees For Transactions in Agency Pass-Through Mortgage-Backed Securities Traded ``To Be Announced'' October 13, 2011. Pursuant to...

  20. 77 FR 40394 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-09

    ... to approve a proposed rule change of a self-regulatory organization if it finds that such proposed... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67333; File No. SR-OCC-2012-07] Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Adjustment...

  1. 75 FR 78330 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... approved permanently, this pilot program will expire on December 10, 2010. The instant rule filing proposes... program should be extended. Accordingly, pursuant to the instant rule filing, the expiration date of the... filed with the Commission, and all written communications relating to the proposed rule change between...

  2. 77 FR 4842 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-31

    ... will expire on January 31, 2012. The instant rule filing proposes an extension to the pilot program... to the instant rule filing, the expiration date of the pilot program referenced in [[Page 4843... filed with the Commission, and all written communications relating to the proposed rule change between...

  3. 78 FR 30362 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69596; File No. SR-NSCC-2013-06] Self... Effectiveness of Proposed Rule Change To Modify Fees Related to Portfolio Composition File Reporting in Addendum... Portfolio Composition File Reporting in Addendum A of NSCC's Rules and Procedures (``Rules''), as described...

  4. 77 FR 3019 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-20

    ...-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass... 19b-4 thereunder,\\2\\ a proposed rule change related to post-trade transparency for agency pass-through...

  5. Analytical flaws and practical pitfalls: Reconsidering FERC`s merchant affiliate rules

    DOE Office of Scientific and Technical Information (OSTI.GOV)

    Santa, D.F. Jr.

    1998-11-01

    The merchant affiliate rules are a detriment not just to the regulated utility affiliate and its captive ratepayers, but even to competition in the wholesale bulk power market. The rationale underlying the merchant affiliate rules, their continued relevance, and, most importantly, their practical effect on both the utilities bound by such rules and the marketplace has not been seriously re-examined in the wake of the bulk power market`s rapid evolution. This article traces the development of the Commission`s merchant affiliate rules and reconsiders the rationale supporting the rules and the pivotal question of whether, in fact, such rules benefit utilitymore » ratepayers. The article concludes that in light of the analytical flaws and practical pitfalls surrounding the merchant affiliate rules, a balanced reevaluation of the Commission`s rules is in order.« less

  6. 75 FR 48629 - Electronic Tariff Filing System (ETFS)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-11

    ...In this document, the Federal Communications Commission (Commission) seeks comment on extending the electronic tariff filing requirement for incumbent local exchange carriers to all carriers that file tariffs and related documents. Additionally, the Commission seeks comment on the appropriate time frame for implementing this proposed requirement. The Commission also seeks comment on the proposal that the Chief of the Wireline Competition Bureau administer the adoption of this extended electronic filing requirement. Also, the Commission seeks comment on proposed rule changes to implement mandatory electronic tariff filing.

  7. 77 FR 5067 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-01

    ... instant rule filing, the Exchange is proposing to amend the text of the Certificate previously filed with... rule change that are filed with the Commission, and all written communications relating to the proposed...

  8. 78 FR 29062 - Signal Booster Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-17

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 2 [WT Docket No. 10-4; FCC 13-21] Signal Booster Rules AGENCY: Federal Communications Commission. ACTION: Final rule; correcting amendment. SUMMARY: The Federal Communications Commission published in the Federal Register of 78 FR 21555, April 11, 2013, a...

  9. 76 FR 58716 - Telemarketing Sales Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-22

    ... FEDERAL TRADE COMMISSION 16 CFR Part 310 Telemarketing Sales Rule AGENCY: Federal Trade Commission... Telemarketing Sales Rule in the Federal Register on August 10, 2010 (75 FR 48458), with new provisions to..., Division of Marketing Practices, Bureau of Consumer Protection, Federal Trade Commission, Washington, DC...

  10. 77 FR 47572 - Retrospective Analysis of Existing Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-09

    ... INTERNATIONAL TRADE COMMISSION 19 CFR Chapter II Retrospective Analysis of Existing Rules AGENCY... Order 13579 of July 11, 2011, the Commission recently adopted its Plan for Retrospective Analysis of... submitted in connection with the Commission's Preliminary Plan for Retrospective Analysis of Existing Rules...

  11. 76 FR 60413 - Possible Revision or Elimination of Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-29

    ...This document invites members of the public to comment on the Federal Communication Commission's (FCC's or Commission's) rules to be reviewed pursuant to section 610 of the Regulatory Flexibility Act of 1980, as amended (RFA). The purpose of the review is to determine whether Commission rules whose ten-year anniversary dates are in the year 2010, as contained in the Appendix, should be continued without change, amended, or rescinded in order to minimize any significant impact the rules may have on a substantial number of small entities. Upon receipt of comments from the public, the Commission will evaluate those comments and consider whether action should be taken to rescind or amend the relevant rule(s).

  12. 75 FR 13193 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-18

    ... Rule Change Relating to Customer Fees for the Block Order Mechanism March 9, 2010. Pursuant to Section...'' or the ``ISE'') filed with the Securities and Exchange Commission the proposed rule change, as... publishing this notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C...

  13. 75 FR 48391 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62639; File No. SR-Phlx-2010-89] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving a Proposed Rule Change Relating to Pricing... proposed rule change to establish pricing for 10Gb direct circuit connections and codify pricing for 10Gb...

  14. 77 FR 4597 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ..., 2011. The instant rule filing proposes to extend the pilot program until July 31, 2012 as defined in... proposing that this pilot program be extended until July 31, 2012. Accordingly, pursuant to the instant rule... rule change that are filed with the Commission, and all written communications relating to the proposed...

  15. 78 FR 20708 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69262; File No. SR-FINRA-2013-019] Self... Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps) April 1, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1...

  16. 77 FR 30562 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67013; File No. SR-OCC-2012-04] Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Stock Loan Buy-In and Sell-Out Rules May 17, 2012. I. Introduction On March 22, 2012, The Options Clearing Corporation (``OCC'') filed with the...

  17. 29 CFR 1610.36 - Procedure in the event of an adverse ruling.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 29 Labor 4 2011-07-01 2011-07-01 false Procedure in the event of an adverse ruling. 1610.36 Section 1610.36 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION... Procedure in the event of an adverse ruling. If the court or other authority declines to stay the effect of...

  18. 29 CFR 1610.36 - Procedure in the event of an adverse ruling.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 29 Labor 4 2013-07-01 2013-07-01 false Procedure in the event of an adverse ruling. 1610.36 Section 1610.36 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION... Procedure in the event of an adverse ruling. If the court or other authority declines to stay the effect of...

  19. 29 CFR 1610.36 - Procedure in the event of an adverse ruling.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 29 Labor 4 2012-07-01 2012-07-01 false Procedure in the event of an adverse ruling. 1610.36 Section 1610.36 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION... Procedure in the event of an adverse ruling. If the court or other authority declines to stay the effect of...

  20. 29 CFR 1610.36 - Procedure in the event of an adverse ruling.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 29 Labor 4 2010-07-01 2010-07-01 false Procedure in the event of an adverse ruling. 1610.36 Section 1610.36 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION... Procedure in the event of an adverse ruling. If the court or other authority declines to stay the effect of...

  1. 29 CFR 2204.101 - Purpose of these rules.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Regulations Relating to Labor (Continued) OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN PROCEEDINGS BEFORE THE OCCUPATIONAL SAFETY AND HEALTH REVIEW... the Occupational Safety and Health Review Commission. An eligible party may receive an award when it...

  2. 29 CFR 2200.105 - Ex parte communication.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Regulations Relating to Labor (Continued) OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION RULES OF PROCEDURE... in the decisional process and any of the parties or intervenors, representatives or other interested persons. (b) Disciplinary action. In the event an ex parte communication occurs, the Commission or the...

  3. Dollars and Deadlines: Rule Reforms in Short Time Frames

    EPA Science Inventory

    ABSTRACT: In "At Last! Aye, and there's the Rub" (i.e., the target article for this commentary), Capron describes challenges related to the timing for development, adoption, and revision of the Common Rule. Specifically, what the National Commission thought would be a...

  4. 17 CFR 300.500 - General.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false General. 300.500 Section 300.500 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Schedule A to Part 285 RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION Rules Relating to Satisfaction of A...

  5. 76 FR 2931 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63609; File No. SR-NYSEArca-2010-116] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the WisdomTree Asia Bond Fund December 27, 2010. Correction In notice document 2010...

  6. 78 FR 49308 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69829A; File No. SR-PHLX-2013-65] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex Orders Can... Complex Orders Can Initiate a Complex Order Live Auction. The document was dated incorrectly. FOR FURTHER...

  7. 78 FR 31993 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69607; File No. SR-BX-2013-029] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Relating to Board of Director Qualifications May 20, 2013. On March 27, 2013, NASDAQ OMX BX, Inc. (``BX'' or ``Exchange'') filed with the...

  8. 75 FR 80553 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Relating to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63558; File No. SR-NYSEAmex-2010-100] Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Relating to Complex Orders December 16, 2010. I. Introduction On October 20, 2010, NYSE Amex LLC (``NYSE Amex'' or the ``Exchange...

  9. 76 FR 16462 - Self-Regulatory Organizations; NASDAQ OMX BX LLC; Order Approving a Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64090; File No. SR-BX-2011-007] Self-Regulatory Organizations; NASDAQ OMX BX LLC; Order Approving a Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship March 17, 2011. I. Introduction On January 28, 2011, NASDAQ...

  10. 76 FR 60715 - Mail or Telephone Order Merchandise Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-30

    ... Commission published a request seeking public comments on the costs and benefits of the Rule and the... previous Rule proceedings and after reviewing public comments received regarding the Rule's overall costs... consumers and the Rule's benefits outweigh its costs. For clarity, the Commission is reorganizing the Rule...

  11. 75 FR 77051 - Rules Implementing Amendments to the Investment Advisers Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-10

    ...The Securities and Exchange Commission is proposing new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules and rule amendments are designed to give effect to provisions of Title IV of the Dodd-Frank Act that, among other things, increase the statutory threshold for registration by investment advisers with the Commission, require advisers to hedge funds and other private funds to register with the Commission, and require reporting by certain investment advisers that are exempt from registration. In addition, we are proposing rule amendments, including amendments to the Commission's pay-to-play rule, that address a number of other changes to the Advisers Act made by the Dodd-Frank Act.

  12. 29 CFR 2200.9 - Consolidation.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Relating to Labor (Continued) OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION RULES OF PROCEDURE General... motion, or on the Commission's own motion, where there exist common parties, common questions of law or fact or in such other circumstances as justice or the administration of the Act require. [51 FR 32015...

  13. 47 CFR 0.91 - Functions of the Bureau.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... services and facilities). The Bureau will, among other things: (a) Develop and recommend policy goals.... (e) Develop and administer rules and policies relating to incumbent local exchange carrier accounting... Commission policy. (m) Carry out the functions of the Commission under the Communications Act of 1934, as...

  14. 78 FR 11987 - Review of the Commission's Broadcast and Cable Equal Employment Opportunity Rules and Policies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-21

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Parts 73 and 76 [MM Docket No. 98-204; FCC 04-103] Review of the Commission's Broadcast and Cable Equal Employment Opportunity Rules and Policies AGENCY... final rules revised broadcast and multichannel video programming distributor (MVPD) equal employment...

  15. 78 FR 11921 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-20

    ... Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described... Commission is publishing this notice to solicit comments on the proposed rule change from interested persons...

  16. 18 CFR 39.9 - Enforcement of Commission Rules and Orders.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 18 Conservation of Power and Water Resources 1 2011-04-01 2011-04-01 false Enforcement of Commission Rules and Orders. 39.9 Section 39.9 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE FEDERAL POWER ACT RULES CONCERNING...

  17. 18 CFR 39.9 - Enforcement of Commission Rules and Orders.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Enforcement of Commission Rules and Orders. 39.9 Section 39.9 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE FEDERAL POWER ACT RULES CONCERNING...

  18. 75 FR 19873 - Collection of Administrative Debts; Collection of Debts Arising From Enforcement and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-16

    ...The Federal Election Commission (``Commission'') is promulgating rules implementing statutory provisions regarding the collection of debts owed to the United States Government. The Commission is also integrating its rules regarding the collection of debts arising solely from the Administrative Fines program into the new rules.

  19. 75 FR 80747 - End-User Exception to Mandatory Clearing of Swaps

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-23

    ...The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is proposing new requirements governing the elective exception to mandatory clearing of swaps available for swap counterparties meeting certain conditions under Section 2(h)(7) of the Commodity Exchange Act, as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Commission is requesting comments on the proposed rule and related matters.

  20. 18 CFR 281.305 - General rule.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Section 281.305 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY OTHER REGULATIONS UNDER THE NATURAL GAS POLICY ACT OF 1978 AND RELATED AUTHORITIES NATURAL... General rule. Any essential agricultural user subject to this subpart that has requested from any direct...

  1. 17 CFR 300.502 - Claim for securities.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Claim for securities. 300.502 Section 300.502 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Schedule A to Part 285 RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION Rules Relating to Satisfaction...

  2. 17 CFR 300.501 - Claim for cash.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Claim for cash. 300.501 Section 300.501 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Schedule A to Part 285 RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION Rules Relating to Satisfaction...

  3. 75 FR 6762 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-10

    ... Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program February 3, 2010. Pursuant to Section... Exchange filed the proposal as a ``non- controversial'' proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act \\3\\ and Rule 19b-4(f)(6) thereunder.\\4\\ The Commission is publishing this notice to...

  4. 19 CFR 201.1 - Applicability of part.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 19 Customs Duties 3 2010-04-01 2010-04-01 false Applicability of part. 201.1 Section 201.1 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION GENERAL RULES OF GENERAL APPLICATION § 201.1 Applicability of part. This part relates generally to functions and activities of the Commission under various...

  5. 19 CFR 201.1 - Applicability of part.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 19 Customs Duties 3 2012-04-01 2012-04-01 false Applicability of part. 201.1 Section 201.1 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION GENERAL RULES OF GENERAL APPLICATION § 201.1 Applicability of part. This part relates generally to functions and activities of the Commission under various...

  6. 19 CFR 201.1 - Applicability of part.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 19 Customs Duties 3 2013-04-01 2013-04-01 false Applicability of part. 201.1 Section 201.1 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION GENERAL RULES OF GENERAL APPLICATION § 201.1 Applicability of part. This part relates generally to functions and activities of the Commission under various...

  7. 19 CFR 201.1 - Applicability of part.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 19 Customs Duties 3 2011-04-01 2011-04-01 false Applicability of part. 201.1 Section 201.1 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION GENERAL RULES OF GENERAL APPLICATION § 201.1 Applicability of part. This part relates generally to functions and activities of the Commission under various...

  8. 19 CFR 201.1 - Applicability of part.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 19 Customs Duties 3 2014-04-01 2014-04-01 false Applicability of part. 201.1 Section 201.1 Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION GENERAL RULES OF GENERAL APPLICATION § 201.1 Applicability of part. This part relates generally to functions and activities of the Commission under various...

  9. 78 FR 52591 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-23

    ... Rule Change To Change the Expiration Date for Most Options Contracts to the Third Friday of the... with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in... Commission is publishing this notice to solicit comments on the proposed rule change from interested persons...

  10. 78 FR 34245 - Miscellaneous Corrections

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-07

    ... intended to authorize the Secretary to extend the time for the Commission to rule on a petition for review... the authority of the Secretary to extend the time for the Commission to rule on a petition for review... time for the Commission to rule on a petition for review under Sec. 2.341; * * * * * PART 40--DOMESTIC...

  11. 75 FR 8274 - Collection of Administrative Debts; Collection of Debts Arising From Enforcement and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-24

    ...The Federal Election Commission (``Commission'') requests comments on proposed rules implementing statutory provisions regarding the collection of debts owed to the United States Government. The Commission also proposes integrating its rules regarding the collection of debts arising solely from the Administrative Fines program into the new proposed rules.

  12. 76 FR 2625 - Comment Sought on 2010 Review of Hearing Aid Compatibility Regulations

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-14

    ... compatibility, as well as the effects of display screens, wireless headsets, and simultaneous transmission.... ACTION: Proposed rule. SUMMARY: The Wireless Telecommunications Bureau (Bureau) seeks comments on the operation and effectiveness of the Commission's rules relating to hearing aid compatibility of wireless...

  13. 47 CFR 80.3 - Other applicable rule parts of this chapter.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... include the following: (a) Part 0. This part describes the Commission's organization and delegations of... frequency devices, and for obtaining equipment authorization. (d) Part 13. This part contains information...) Part 21. This part contains rules concerning point-to-point microwave service authority relating to...

  14. 46 CFR 502.54 - Contents of rules.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 46 Shipping 9 2010-10-01 2010-10-01 false Contents of rules. 502.54 Section 502.54 Shipping FEDERAL MARITIME COMMISSION GENERAL AND ADMINISTRATIVE PROVISIONS RULES OF PRACTICE AND PROCEDURE Rulemaking § 502.54 Contents of rules. The Commission will incorporate in any rules adopted a concise general statement of their basis and purpose. [Rule 54....

  15. 78 FR 8362 - Energy Labeling Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... FEDERAL TRADE COMMISSION 16 CFR Part 305 RIN 3084-AB15] Energy Labeling Rule AGENCY: Federal Trade... furnace or central air conditioner meets applicable Department of Energy regional efficiency standards..., 20580. SUPPLEMENTARY INFORMATION: I. Background The Commission's Energy Labeling Rule (``Rule'') (16 CFR...

  16. 75 FR 55269 - Telemarketing Sales Rule Fees

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-10

    ... FEDERAL TRADE COMMISSION 16 CFR Part 310 RIN 3084-AA98 Telemarketing Sales Rule Fees AGENCY: Federal Trade Commission. ACTION: Policy statement. SUMMARY: The Federal Trade Commission (the ``Commission'' or ``FTC'') is giving notice that there will be no increase in the fees charged to entities...

  17. 78 FR 79480 - Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ...Notice is hereby given that the U.S. International Trade Commission has received a complaint entitled Certain Vision-Based Driver Assistance System Cameras and Components Thereof, DN 2993; the Commission is soliciting comments on any public interest issues raised by the complaint or complainant's filing under section 210.8(b) of the Commission's Rules of Practice and Procedure (19 CFR 210.8(b)).

  18. 77 FR 76139 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ... happen because of a temporary systems outage, a communications issue between the electronic and floor... Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an email to rule-comments... Commission will post all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml...

  19. 78 FR 70992 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70910; File No. SR-NYSEMKT-2013-91] Self... the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ notice is hereby... and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II below...

  20. 78 FR 71002 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70909; File No. SR-NYSE-2013-72] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

  1. 78 FR 18660 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-27

    ...) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ notice is...'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as... Commission is publishing this notice to solicit comments on the proposed rule change from interested persons...

  2. 78 FR 31996 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69613; File No. SR-EDGA-2013-13] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

  3. 78 FR 31994 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69614; File No. SR-EDGX-2013-17] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

  4. 75 FR 18248 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61831; File No. SR-NYSEArca-2010-20] Self... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

  5. 17 CFR 201.151 - Filing of papers with the Commission: Procedure.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Filing of papers with the... COMMISSION RULES OF PRACTICE Rules of Practice General Rules § 201.151 Filing of papers with the Commission: Procedure. (a) When to file. All papers required to be served by a party upon any person shall be filed...

  6. 77 FR 60000 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-01

    ... recently amended Rule 971 to, among other things, add new subsection D, which requires the chief executive...: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or... Commission will post all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml...

  7. 78 FR 72057 - Rules and Regulations Under the Wool Products Labeling Act

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-02

    ... FEDERAL TRADE COMMISSION 16 CFR Part 300 Rules and Regulations Under the Wool Products Labeling Act AGENCY: Federal Trade Commission (``FTC'' or ``Commission''). ACTION: Extension of the deadline..., mail or deliver your comment to the following address: Federal Trade Commission, Office of the...

  8. 77 FR 3829 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66192; File No. SR-NYSEArca-2012-02] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive...

  9. 77 FR 20863 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66714; File No. SR-EDGA-2012-09] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account April 2, 2012. Pursuant to Section 19(b)(...

  10. 77 FR 20854 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66713; File No. SR-EDGX-2012-08] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account April 2, 2012. Pursuant to Section 19(b)(...

  11. 78 FR 29616 - Adoption of Updated EDGAR Filer Manual

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-21

    ... updated Filer Manual and the rule amendments is May 21, 2013. In accordance with the APA,\\7\\ we find that...-30515] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final... Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect...

  12. 77 FR 65436 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-26

    ... Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage- Backed Securities... to post-trade transparency for Agency Pass-Through Mortgage-Backed Securities (``MBS'') traded in.... 78o-3(b)(6). In approving the original TRACE rules, the Commission stated that price transparency...

  13. 76 FR 78059 - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65927; File No. SR-OCC-2011-15] Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change Relating to Management of... such as settlement banks and other clearing organizations. See generally Article VIII, Sections 1 and 5...

  14. 18 CFR 1b.11 - Limitation on participation.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Limitation on participation. 1b.11 Section 1b.11 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.11 Limitation on...

  15. 18 CFR 1b.11 - Limitation on participation.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Limitation on participation. 1b.11 Section 1b.11 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.11 Limitation on...

  16. 18 CFR 1b.12 - Transcripts.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Transcripts. 1b.12 Section 1b.12 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.12 Transcripts. Transcripts, if any, of...

  17. 18 CFR 1b.1 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Definitions. 1b.1 Section 1b.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.1 Definitions. For purposes of this part— (a...

  18. 18 CFR 1b.19 - Submissions.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Submissions. 1b.19 Section 1b.19 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.19 Submissions. In the event the...

  19. 18 CFR 1b.12 - Transcripts.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Transcripts. 1b.12 Section 1b.12 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.12 Transcripts. Transcripts, if any, of...

  20. 18 CFR 1b.19 - Submissions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Submissions. 1b.19 Section 1b.19 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.19 Submissions. In the event the...

  1. 18 CFR 1b.21 - Enforcement hotline.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Enforcement hotline. 1b.21 Section 1b.21 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.21 Enforcement hotline. (a) The...

  2. 18 CFR 1b.14 - Subpoenas.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Subpoenas. 1b.14 Section 1b.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.14 Subpoenas. (a) Service of a subpoena...

  3. 18 CFR 1b.12 - Transcripts.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Transcripts. 1b.12 Section 1b.12 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.12 Transcripts. Transcripts, if any, of...

  4. 18 CFR 1b.6 - Preliminary investigations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Preliminary investigations. 1b.6 Section 1b.6 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.6 Preliminary investigations. The...

  5. 18 CFR 1b.6 - Preliminary investigations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Preliminary investigations. 1b.6 Section 1b.6 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.6 Preliminary investigations. The...

  6. 18 CFR 1b.21 - Enforcement hotline.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Enforcement hotline. 1b.21 Section 1b.21 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.21 Enforcement hotline. (a) The...

  7. 18 CFR 1b.21 - Enforcement hotline.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Enforcement hotline. 1b.21 Section 1b.21 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.21 Enforcement hotline. (a) The...

  8. 18 CFR 1b.6 - Preliminary investigations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Preliminary investigations. 1b.6 Section 1b.6 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.6 Preliminary investigations. The...

  9. 18 CFR 1b.2 - Scope.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Scope. 1b.2 Section 1b.2 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.2 Scope. This part applies to investigations...

  10. 18 CFR 1b.12 - Transcripts.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Transcripts. 1b.12 Section 1b.12 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.12 Transcripts. Transcripts, if any, of...

  11. 18 CFR 1b.1 - Definitions.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Definitions. 1b.1 Section 1b.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.1 Definitions. For purposes of this part— (a...

  12. 18 CFR 1b.5 - Formal investigations.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Formal investigations. 1b.5 Section 1b.5 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.5 Formal investigations. The...

  13. 18 CFR 1b.14 - Subpoenas.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Subpoenas. 1b.14 Section 1b.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.14 Subpoenas. (a) Service of a subpoena...

  14. 18 CFR 1b.5 - Formal investigations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Formal investigations. 1b.5 Section 1b.5 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.5 Formal investigations. The...

  15. 18 CFR 1b.14 - Subpoenas.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Subpoenas. 1b.14 Section 1b.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.14 Subpoenas. (a) Service of a subpoena...

  16. 18 CFR 1b.2 - Scope.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Scope. 1b.2 Section 1b.2 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.2 Scope. This part applies to investigations...

  17. 18 CFR 1b.2 - Scope.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Scope. 1b.2 Section 1b.2 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.2 Scope. This part applies to investigations...

  18. 18 CFR 1b.19 - Submissions.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Submissions. 1b.19 Section 1b.19 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.19 Submissions. In the event the...

  19. 18 CFR 1b.6 - Preliminary investigations.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Preliminary investigations. 1b.6 Section 1b.6 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.6 Preliminary investigations. The...

  20. 18 CFR 1b.4 - Types of investigations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Types of investigations. 1b.4 Section 1b.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.4 Types of investigations...

  1. 18 CFR 1b.11 - Limitation on participation.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Limitation on participation. 1b.11 Section 1b.11 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.11 Limitation on...

  2. 18 CFR 1b.5 - Formal investigations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Formal investigations. 1b.5 Section 1b.5 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.5 Formal investigations. The...

  3. 18 CFR 1b.1 - Definitions.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Definitions. 1b.1 Section 1b.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.1 Definitions. For purposes of this part— (a...

  4. 18 CFR 1b.7 - Procedure after investigation.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Procedure after investigation. 1b.7 Section 1b.7 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.7 Procedure after investigation...

  5. 18 CFR 1b.1 - Definitions.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Definitions. 1b.1 Section 1b.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.1 Definitions. For purposes of this part— (a...

  6. 18 CFR 1b.7 - Procedure after investigation.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Procedure after investigation. 1b.7 Section 1b.7 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.7 Procedure after investigation...

  7. 18 CFR 1b.19 - Submissions.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Submissions. 1b.19 Section 1b.19 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.19 Submissions. In the event the...

  8. 18 CFR 1b.5 - Formal investigations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Formal investigations. 1b.5 Section 1b.5 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.5 Formal investigations. The...

  9. 18 CFR 1b.2 - Scope.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Scope. 1b.2 Section 1b.2 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.2 Scope. This part applies to investigations...

  10. 18 CFR 1b.14 - Subpoenas.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Subpoenas. 1b.14 Section 1b.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.14 Subpoenas. (a) Service of a subpoena...

  11. 18 CFR 1b.7 - Procedure after investigation.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Procedure after investigation. 1b.7 Section 1b.7 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.7 Procedure after investigation...

  12. 18 CFR 1b.21 - Enforcement hotline.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Enforcement hotline. 1b.21 Section 1b.21 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.21 Enforcement hotline. (a) The...

  13. 18 CFR 1b.11 - Limitation on participation.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Limitation on participation. 1b.11 Section 1b.11 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.11 Limitation on...

  14. 18 CFR 1b.7 - Procedure after investigation.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Procedure after investigation. 1b.7 Section 1b.7 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.7 Procedure after investigation...

  15. 18 CFR 1b.4 - Types of investigations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Types of investigations. 1b.4 Section 1b.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.4 Types of investigations...

  16. 18 CFR 1b.4 - Types of investigations.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Types of investigations. 1b.4 Section 1b.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.4 Types of investigations...

  17. 18 CFR 1b.4 - Types of investigations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Types of investigations. 1b.4 Section 1b.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.4 Types of investigations...

  18. 78 FR 48626 - Private Land Mobile Radio Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-09

    ...-91] Private Land Mobile Radio Rules AGENCY: Federal Communications Commission. ACTION: Final rule... certification and use of Terrestrial Trunked Radio (TETRA) equipment in response to a petition for clarification... Part 90 of the Commission's Rules to permit the certification and use of Terrestrial Trunked Radio...

  19. 76 FR 36892 - Proposed Extension of Part 4 of the Commission's Rules Regarding Outage Reporting to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-23

    ... technology; and (e) way to further reduce the information collection burden on small business concerns with... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 4 [PS Docket No. 11-82; FCC 11-74] Proposed... Communications Commission. ACTION: Proposed rule; correction. SUMMARY: The Federal Communications Commission...

  20. 78 FR 6216 - Extension of the Commission's Rules Regarding Outage Reporting to Interconnected Voice Over...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-30

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 4 [PS Docket No. 11-82; DA 12-1962] Extension of the Commission's Rules Regarding Outage Reporting to Interconnected Voice Over Internet Protocol Service Providers and Broadband Internet Service Providers AGENCY: Federal Communications Commission. ACTION: Final...

  1. 17 CFR 201.411 - Commission consideration of initial decisions by hearing officers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Commission consideration of initial decisions by hearing officers. 201.411 Section 201.411 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice Appeal to the Commission and...

  2. 75 FR 7971 - Elimination of the Commission's Rules Governing International Fixed Public Radiocommunication...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-23

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Parts 0, 2, and 23 [IB Docket No. 05-216; FCC 10-7...: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Federal Communications Commission (FCC) adopts the proposal in the Notice of Proposed Rulemaking in this proceeding, to...

  3. 78 FR 77713 - Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-24

    ... Certain Wireless Devices, Including Mobile Phones and Tablets II, DN 2992; the Commission is soliciting... importation of certain wireless devices, including mobile phones and tablets II. The complaint names as... Commission's Rules of Practice and Procedure filed on behalf of Pragmatus Mobile, LLC on December 18, 2013...

  4. 78 FR 4960 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-23

    ... level of current income, while preserving capital. \\14\\ A ``top-down'' portfolio management style... overall performance. This management style begins with a look at the overall economic picture and current... registered with the Commission as an open-end management investment company.\\6\\ \\4\\ The Commission has...

  5. 75 FR 74757 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63372; File No. SR-Phlx-2010-162] Self... PHLX LLC Relating to Price Improvement (PIXL) Fees November 24, 2010. Pursuant to Section 19(b)(1) of... below, which Items have been prepared by the self-regulatory organization. The Commission is publishing...

  6. 76 FR 5636 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-01

    ... Commission, and all written communications relating to the proposed rule change between the Commission and... 11.9(b)(3)(a)-(r). Currently, the fee schedule has the following descriptions of routing strategies... time without notice. The System routing options are described in more detail below. The ROUC strategy...

  7. 75 FR 16222 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-31

    ... liability for system outages. The text of the proposed rule change is attached as Exhibit 5 to the 19b-4...: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or... method. The Commission will post all comments on the Commission's Internet Web site ( http://www.sec.gov...

  8. 47 CFR 27.1320 - Failure to comply with the NSA or the Commission's rules.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 47 Telecommunication 2 2010-10-01 2010-10-01 false Failure to comply with the NSA or the... § 27.1320 Failure to comply with the NSA or the Commission's rules. (a) Failure to comply with the Commission's rules or the terms of the NSA may warrant cancelling the Upper 700 MHz D Block license and...

  9. 47 CFR 90.1420 - Failure to comply with the NSA or the Commission's rules.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 47 Telecommunication 5 2010-10-01 2010-10-01 false Failure to comply with the NSA or the... § 90.1420 Failure to comply with the NSA or the Commission's rules. (a) Failure to comply with the Commission's rules or the terms of the NSA may warrant cancelling the Public Safety Broadband License. The...

  10. 47 CFR 27.1320 - Failure to comply with the NSA or the Commission's rules.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 47 Telecommunication 2 2012-10-01 2012-10-01 false Failure to comply with the NSA or the... § 27.1320 Failure to comply with the NSA or the Commission's rules. (a) Failure to comply with the Commission's rules or the terms of the NSA may warrant cancelling the Upper 700 MHz D Block license and...

  11. 47 CFR 27.1320 - Failure to comply with the NSA or the Commission's rules.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 47 Telecommunication 2 2011-10-01 2011-10-01 false Failure to comply with the NSA or the... § 27.1320 Failure to comply with the NSA or the Commission's rules. (a) Failure to comply with the Commission's rules or the terms of the NSA may warrant cancelling the Upper 700 MHz D Block license and...

  12. 47 CFR 90.1420 - Failure to comply with the NSA or the Commission's rules.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 47 Telecommunication 5 2012-10-01 2012-10-01 false Failure to comply with the NSA or the... § 90.1420 Failure to comply with the NSA or the Commission's rules. (a) Failure to comply with the Commission's rules or the terms of the NSA may warrant cancelling the Public Safety Broadband License. The...

  13. 47 CFR 90.1420 - Failure to comply with the NSA or the Commission's rules.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 47 Telecommunication 5 2011-10-01 2011-10-01 false Failure to comply with the NSA or the... § 90.1420 Failure to comply with the NSA or the Commission's rules. (a) Failure to comply with the Commission's rules or the terms of the NSA may warrant cancelling the Public Safety Broadband License. The...

  14. 77 FR 39558 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-03

    ... Rules. Section 17A(b)(3)(F) of the Act \\5\\ requires, among other things, that the rules of a clearing... following methods: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules... use only one method. The Commission will post all comments on the Commission's Internet Web site...

  15. 78 FR 36677 - Radio Experimentation and Market Trials-Streamlining Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ... Experimentation and Market Trials--Streamlining Rules AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document the Commission modifies on its own motion the rules adopted in this... being conducted under a program, medical testing, and compliance testing license. Thus, this action will...

  16. 46 CFR 502.54 - Contents of rules.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... 46 Shipping 9 2013-10-01 2013-10-01 false Contents of rules. 502.54 Section 502.54 Shipping FEDERAL MARITIME COMMISSION GENERAL AND ADMINISTRATIVE PROVISIONS RULES OF PRACTICE AND PROCEDURE Rulemaking § 502.54 Contents of rules. The Commission will incorporate in any publication of proposed or final rules a concise and general statement of their...

  17. 78 FR 18272 - Energy Labeling Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-26

    ... FEDERAL TRADE COMMISSION 16 CFR Part 305 [3084-AB15] Energy Labeling Rule AGENCY: Federal Trade... ``Energy Label Ranges, Matter No. R611004'' on your comment, and file your comment online at https... Commission proposed to amend the Energy Labeling Rule (``Rule'') (16 CFR part 305) by updating ranges of...

  18. 75 FR 4603 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-28

    ... Protection and Locked/ Crossed Market Plan (``Decentralized Plan'').\\6\\ In particular, the Commission...: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or... Commission will post all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml...

  19. 75 FR 41767 - Amendment of the Commission's Rules To Accommodate 30 Megahertz Channels in the 6525-6875 MHz...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-19

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 101 [WT Docket No. 09-114; RM-11417; FCC 10-109... AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Commission... microwave links more quickly, including links involved in critical commercial, backhaul, and public safety...

  20. 78 FR 39200 - Federal Earth Stations-Non-Federal Fixed Satellite Service Space Stations; Spectrum for Non...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-01

    ... stations comply with the Commission's rules for operating in the frequency bands. 11. The Commission seeks... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 2 [ET Docket No. 13-115; RM-11341; FCC 13-65... Launch Operations AGENCY: Federal Communications Commission. ACTION: Proposed rule. SUMMARY: This...

  1. 76 FR 24383 - Commission's Rules of Practice, Procedure, and Organization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-02

    ... Commission may, on its own motion, set aside any action made or taken by it within 30 days from the date of... Commission a mechanism for exercising plenary power to reconsider actions on its own motion, we amend section...'s Rules of Practice, Procedure, and Organization AGENCY: Federal Communications Commission. ACTION...

  2. 17 CFR 201.410 - Appeal of initial decisions by hearing officers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... COMMISSION RULES OF PRACTICE Rules of Practice Appeal to the Commission and Commission Review § 201.410 Appeal of initial decisions by hearing officers. (a) Petition for review; when available. In any... would have been entitled to judicial review of the decision entered therein if the Commission itself had...

  3. 75 FR 78320 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63509; File No. SR-Phlx-2010-157] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders December 9, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule...

  4. 78 FR 78459 - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71145; File No. SR-OC-2013-03] Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting December 19, 2013. Pursuant to Section 19(b)(7) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ notice is...

  5. 75 FR 57097 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62901; File No. SR-BATS-2010-024] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BATS Rule 2.12, Entitled ``BATS Trading, Inc. as Inbound Router'' and To Make Related...

  6. 75 FR 62911 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63044; File No. SR-FINRA-2010-042] Self..., Relating to FINRA Rule 4160 (Verification of Assets) October 5, 2010. I. Introduction On August 4, 2010... verification of assets maintained by the member at such financial institutions. The proposed rule change was...

  7. 29 CFR 2700.55 - Powers of Judges.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 29 Labor 9 2013-07-01 2013-07-01 false Powers of Judges. 2700.55 Section 2700.55 Labor Regulations Relating to Labor (Continued) FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION PROCEDURAL RULES Hearings § 2700.55 Powers of Judges. Subject to these rules, a Judge is empowered to: (a) Administer oaths and...

  8. 29 CFR 2700.55 - Powers of Judges.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 29 Labor 9 2012-07-01 2012-07-01 false Powers of Judges. 2700.55 Section 2700.55 Labor Regulations Relating to Labor (Continued) FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION PROCEDURAL RULES Hearings § 2700.55 Powers of Judges. Subject to these rules, a Judge is empowered to: (a) Administer oaths and...

  9. 29 CFR 2700.55 - Powers of Judges.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 29 Labor 9 2014-07-01 2014-07-01 false Powers of Judges. 2700.55 Section 2700.55 Labor Regulations Relating to Labor (Continued) FEDERAL MINE SAFETY AND HEALTH REVIEW COMMISSION PROCEDURAL RULES Hearings § 2700.55 Powers of Judges. Subject to these rules, a Judge is empowered to: (a) Administer oaths and...

  10. 75 FR 43584 - Self-Regulatory Organizations; EDGX Exchange, Inc; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62515; File No. SR-EDGX-2010-02] Self-Regulatory Organizations; EDGX Exchange, Inc; Order Approving a Proposed Rule Change Relating to Direct Edge... DE Holdings, and DE Holdings will be the sole stockholder of DEI. The self-regulatory functions of...

  11. 76 FR 20063 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64181; File No. SR-OCC-2010-19] Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving a Proposed Rule Change Relating to Stock Loan Programs April 5, 2011. I. Introduction On December 16, 2010, The Options Clearing Corporation (``OCC...

  12. 75 FR 59303 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62956; File No. SR-OCC-2010-09] Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating to... clearing organization'' registered as such with the CFTC, OCC also filed this proposed rule change for...

  13. 76 FR 52729 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65149; File No. SR-Phlx-2011-89] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Relating to Alpha Index Options August 17, 2011. I. Introduction On June 23, 2011, NASDAQ OMX PHLX LLC (the...

  14. 75 FR 9988 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61590; File No. SR-Phlx-2009-113] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change Relating to Index Option Position Limits February 25, 2010. On December 29, 2009, NASDAQ OMX PHLX, Inc. (``Phlx'' or...

  15. 75 FR 43582 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62514; File No. SR-EDGA-2010-02] Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Direct Edge... Holdings will be the sole stockholder of DEI. The self-regulatory functions of the Exchange will remain...

  16. Aquatics Guide with Official Rules. July 1971 - July 1973.

    ERIC Educational Resources Information Center

    Edmondson, Betty V., Ed.

    Presented is a general discussion of women's aquatics. Standards in sports for girls and women are detailed as is a statement of beliefs by the Division for Girls and Women's Sports. Various committees, rule guides, and commissions are also briefly mentioned. This booklet then presents a series of related articles and discussions. (JB)

  17. 76 FR 12782 - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-08

    ... Rule would allow them to comply with Basel Accord Standards relating to netting. Specifically, firms... change will have any impact or impose any burden on competition. (C) Self-Regulatory Organization's... Commission of any written comments received by FICC. III. Date of Effectiveness of the Proposed Rule Change...

  18. 78 FR 51248 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-20

    ...-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Related to... August 14, 2013, ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities and Exchange... been prepared primarily by ICE Clear Europe. The Commission is publishing this notice to solicit...

  19. 29 CFR 1691.6 - General rules concerning EEOC action on complaints.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... discrimination filed with an agency, which is transferred or referred to EEOC under this regulation, shall be... 29 Labor 4 2014-07-01 2014-07-01 false General rules concerning EEOC action on complaints. 1691.6 Section 1691.6 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION...

  20. 29 CFR 1691.6 - General rules concerning EEOC action on complaints.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... discrimination filed with an agency, which is transferred or referred to EEOC under this regulation, shall be... 29 Labor 4 2013-07-01 2013-07-01 false General rules concerning EEOC action on complaints. 1691.6 Section 1691.6 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION...

  1. 29 CFR 1691.6 - General rules concerning EEOC action on complaints.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... discrimination filed with an agency, which is transferred or referred to EEOC under this regulation, shall be... 29 Labor 4 2012-07-01 2012-07-01 false General rules concerning EEOC action on complaints. 1691.6 Section 1691.6 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION...

  2. 29 CFR 1691.6 - General rules concerning EEOC action on complaints.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... discrimination filed with an agency, which is transferred or referred to EEOC under this regulation, shall be... 29 Labor 4 2011-07-01 2011-07-01 false General rules concerning EEOC action on complaints. 1691.6 Section 1691.6 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION...

  3. 29 CFR 1691.6 - General rules concerning EEOC action on complaints.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... discrimination filed with an agency, which is transferred or referred to EEOC under this regulation, shall be... 29 Labor 4 2010-07-01 2010-07-01 false General rules concerning EEOC action on complaints. 1691.6 Section 1691.6 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION...

  4. 76 FR 4400 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63731; File No. SR-BX-2010-083] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to the Price Improvement... (``BOX'') to permit an Options Participant initiating a Price Improvement Period (``PIP'') to designate a...

  5. 77 FR 15438 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66552; File No. SR-C2-2011-043] Self-Regulatory... No. 1 Thereto, Relating to Changes to the Automated Improvement Mechanism March 9, 2012. I... Automated Improvement Mechanism (``AIM''). The proposed rule change was published for comment in the Federal...

  6. 78 FR 62842 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Rule 5270 defines the term ``related financial instrument'' as ``any option, derivative, security-based... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70625; File No. SR-EDGA-2013-29] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  7. 18 CFR 1b.13 - Powers of persons conducting formal investigations.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Powers of persons conducting formal investigations. 1b.13 Section 1b.13 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.13...

  8. 18 CFR 1b.18 - Right to submit statements.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Right to submit statements. 1b.18 Section 1b.18 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.18 Right to submit...

  9. 18 CFR 1b.13 - Powers of persons conducting formal investigations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Powers of persons conducting formal investigations. 1b.13 Section 1b.13 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.13...

  10. 18 CFR 1b.16 - Rights of witnesses.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Rights of witnesses. 1b.16 Section 1b.16 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.16 Rights of witnesses. (a) Any...

  11. 18 CFR 1b.16 - Rights of witnesses.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Rights of witnesses. 1b.16 Section 1b.16 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.16 Rights of witnesses. (a) Any...

  12. 18 CFR 1b.18 - Right to submit statements.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 18 Conservation of Power and Water Resources 1 2011-04-01 2011-04-01 false Right to submit statements. 1b.18 Section 1b.18 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.18 Right to submit...

  13. 18 CFR 1b.3 - Scope of investigations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Scope of investigations. 1b.3 Section 1b.3 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.3 Scope of investigations. The...

  14. 18 CFR 1b.15 - Non-compliance with compulsory processes.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Non-compliance with compulsory processes. 1b.15 Section 1b.15 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.15 Non-compliance with...

  15. 18 CFR 1b.15 - Non-compliance with compulsory processes.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Non-compliance with compulsory processes. 1b.15 Section 1b.15 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.15 Non-compliance with...

  16. 18 CFR 1b.18 - Right to submit statements.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Right to submit statements. 1b.18 Section 1b.18 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.18 Right to submit...

  17. 18 CFR 1b.15 - Non-compliance with compulsory processes.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Non-compliance with compulsory processes. 1b.15 Section 1b.15 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.15 Non-compliance with...

  18. 18 CFR 1b.10 - By whom conducted.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false By whom conducted. 1b.10 Section 1b.10 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.10 By whom conducted. Formal...

  19. 18 CFR 1b.13 - Powers of persons conducting formal investigations.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Powers of persons conducting formal investigations. 1b.13 Section 1b.13 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.13...

  20. 18 CFR 1b.10 - By whom conducted.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false By whom conducted. 1b.10 Section 1b.10 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.10 By whom conducted. Formal...

  1. 18 CFR 1b.3 - Scope of investigations.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false Scope of investigations. 1b.3 Section 1b.3 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.3 Scope of investigations. The...

  2. 18 CFR 1b.16 - Rights of witnesses.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Rights of witnesses. 1b.16 Section 1b.16 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.16 Rights of witnesses. (a) Any...

  3. 18 CFR 1b.10 - By whom conducted.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false By whom conducted. 1b.10 Section 1b.10 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.10 By whom conducted. Formal...

  4. 18 CFR 1b.15 - Non-compliance with compulsory processes.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false Non-compliance with compulsory processes. 1b.15 Section 1b.15 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.15 Non-compliance with...

  5. 18 CFR 1b.3 - Scope of investigations.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Scope of investigations. 1b.3 Section 1b.3 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.3 Scope of investigations. The...

  6. 18 CFR 1b.3 - Scope of investigations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Scope of investigations. 1b.3 Section 1b.3 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.3 Scope of investigations. The...

  7. 18 CFR 1b.16 - Rights of witnesses.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Rights of witnesses. 1b.16 Section 1b.16 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.16 Rights of witnesses. (a) Any...

  8. 18 CFR 1b.18 - Right to submit statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Right to submit statements. 1b.18 Section 1b.18 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.18 Right to submit...

  9. 18 CFR 1b.10 - By whom conducted.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false By whom conducted. 1b.10 Section 1b.10 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.10 By whom conducted. Formal...

  10. 18 CFR 1b.18 - Right to submit statements.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false Right to submit statements. 1b.18 Section 1b.18 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.18 Right to submit...

  11. 18 CFR 1b.13 - Powers of persons conducting formal investigations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Powers of persons conducting formal investigations. 1b.13 Section 1b.13 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY GENERAL RULES RULES RELATING TO INVESTIGATIONS § 1b.13...

  12. 29 CFR 2200.4 - Computation of time.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Regulations Relating to Labor (Continued) OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION RULES OF PROCEDURE... prescribed or allowed in these rules, the day from which the designated period begins to run shall not be... Federal holiday, in which event the period runs until the end of the next day which is not a Saturday...

  13. 29 CFR 2200.4 - Computation of time.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... Regulations Relating to Labor (Continued) OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION RULES OF PROCEDURE... prescribed or allowed in these rules, the day from which the designated period begins to run shall not be... Federal holiday, in which event the period runs until the end of the next day which is not a Saturday...

  14. Regulations Under the Americans With Disabilities Act; Genetic Information Nondiscrimination Act. Final rule.

    PubMed

    2016-05-17

    The Equal Employment Opportunity Commission (EEOC or Commission) is issuing its final rule to amend the regulations and interpretive guidance implementing Title I of the Americans with Disabilities Act (ADA) to provide guidance on the extent to which employers may use incentives to encourage employees to participate in wellness programs that ask them to respond to disability-related inquiries and/or undergo medical examinations. This rule applies to all wellness programs that include disability-related inquiries and/or medical examinations whether they are offered only to employees enrolled in an employer-sponsored group health plan, offered to all employees regardless of whether they are enrolled in such a plan, or offered as a benefit of employment by employers that do not sponsor a group health plan or group health insurance. Published elsewhere in this issue of the Federal Register, the EEOC also issued a final rule to amend the regulations implementing Title II of the Genetic Information Nondiscrimination Act (GINA) that addresses the extent to which employers may offer incentives for an employee's spouse to participate in a wellness program.

  15. 76 FR 60754 - Preserving the Open Internet

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-30

    ...-201] Preserving the Open Internet AGENCY: Federal Communications Commission. ACTION: Final rule..., 2011, a document establishing rules to preserve the open Internet. Inadvertently the wrong paragraph... alleging violations of the open Internet rules. Federal Communications Commission. Matt Warner, Attorney...

  16. 26 CFR 301.6501(o)-2 - Special rules for partnership items of federally registered partnerships.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Securities and Exchange Commission which relate to the protection of investors in the partnership. For... Exchange Commission for any purpose other than to protect investors does not cause the partnership to be... shall be binding on all persons whose liability for tax imposed by subtitle A is affected in whole or in...

  17. 78 FR 12109 - Order Extending Temporary Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68934; File No. TP 13-06] Order Extending... December 12, 2012, the Commission issued an order (the ``Order'') pursuant to Section 36 of the Securities... SHO for sales of Vault Securities.\\3\\ The Order specified that, absent further action by the...

  18. 76 FR 57088 - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Designation of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65300; File No. SR-CHX-2011-17] Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange...

  19. 78 FR 79035 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71152; File No. SR-CBOE-2013-100] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility December 20, 2013. I. Introduction On October...

  20. 78 FR 22490 - Administrative Practice and Procedure; Postal Service; Review of Price Cap Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-16

    ...] Administrative Practice and Procedure; Postal Service; Review of Price Cap Rules AGENCY: Postal Regulatory Commission. ACTION: Proposed rule. SUMMARY: The Commission is initiating a review of its Price Cap Rules. The... implemented without a price cap calculation. Docket No. R2011-5, Order Approving Market Dominant Price...

  1. 76 FR 6642 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-07

    ...-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ...'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change... publishing this notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C...

  2. 78 FR 64244 - Persulfates From China; Revised Schedule for the Subject Investigation

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-28

    ... M. W. Newell (202-708-5409), Office of Investigations, U.S. International Trade Commission, 500 E... Commission's Rules of Practice and Procedure, part 201, subparts A through E (19 CFR part 201), and part 207... Commission's rules. Issued: October 23, 2013. By order of the Commission. Lisa R. Barton, Acting Secretary to...

  3. 76 FR 6644 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-07

    ...-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX... the Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as... publishing this notice to [[Page 6645

  4. 16 CFR 1025.21 - Prehearing conferences.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ....21 Commercial Practices CONSUMER PRODUCT SAFETY COMMISSION GENERAL RULES OF PRACTICE FOR ADJUDICATIVE... Commission or upon the Commission's substantive standards, regulations, and consumer product safety rules... date, time and place of the hearing, with due regard to the convenience of the parties; and (14) Such...

  5. 77 FR 41331 - Commercial Mobile Alert System

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-13

    ... Mobile Alert System AGENCY: Federal Communications Commission. ACTION: Final rule; announcement of... with the Commission's Commercial Mobile Alert System (CMS), Second Report and Order (``CMAS Second... Alert System rules contained in the Commission's Second Report and Order, FCC 08- 164, published at 73...

  6. 77 FR 58707 - Minimum Internal Control Standards

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-21

    ... Gaming Commission 25 CFR Part 543 Minimum Internal Control Standards; Final Rule #0;#0;Federal Register... Control Standards AGENCY: National Indian Gaming Commission, Interior. ACTION: Final rule. SUMMARY: The National Indian Gaming Commission (NIGC) amends its minimum internal control standards for Class II gaming...

  7. 78 FR 63873 - Minimum Internal Control Standards

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-25

    ... Internal Control Standards AGENCY: National Indian Gaming Commission, Interior. ACTION: Final rule. SUMMARY: The National Indian Gaming Commission (NIGC) amends its minimum internal control standards for Class... Internal Control Standards. 64 FR 590. The rule added a new part to the Commission's regulations...

  8. 78 FR 21245 - Continuity of Operations Plan

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ...; Order No. 778] Continuity of Operations Plan AGENCY: Federal Energy Regulatory Commission, DOE. ACTION: Final rule. SUMMARY: In this Final Rule the Commission revises its Continuity of Operations Plan... Commission's Continuity of Operations Plan (COOP) regulations to incorporate its regional offices into the...

  9. 75 FR 67282 - Provisions Common to Registered Entities

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-02

    ...The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing rules to implement new statutory provisions enacted under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act'') and amend existing rules affected by the passage of the Dodd-Frank Act. These proposed rules apply to designated contract markets (``DCMs''), derivatives clearing organizations (``DCOs''), swap execution facilities (``SEFs'') and swap data repositories (``SDRs''). The proposed rules implement the new statutory framework for certification and approval for new products, new rules and rule amendments submitted to the Commission by registered entities. Furthermore, the proposed rules prohibit event contracts based on certain excluded commodities, establish special procedures for certain rule changes proposed by systemically important derivatives clearing organizations (``SIDCOs''), and provide for the tolling of review periods for certain novel derivative products pending the resolution of jurisdictional determinations.

  10. 78 FR 17731 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-22

    ...-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend the Minimum... Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have...'' proposed rule change pursuant to Section 19(b)(3)(A) of the Act \\3\\ and Rule 19b-4(f)(6) thereunder,\\4...

  11. 78 FR 3065 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-15

    ... Effectiveness of a Proposed Rule Change Amending Rule 5.5.04 To Permit the Exchange To List Additional Strike... Exchange Commission (the ``Commission'') the proposed rule change as described in Items I and II below...- controversial'' proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act \\3\\ and Rule 19b-4(f)(6...

  12. 77 FR 21143 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-09

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  13. 78 FR 11947 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-20

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  14. 78 FR 17281 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-20

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  15. 78 FR 27471 - Projects Rescinded for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-10

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Rescinded for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the approved by rule projects..., being rescinded for the consumptive use of water pursuant to the Commission's approval by rule process...

  16. 77 FR 66909 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-07

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule... below, receiving approval for the consumptive use of water pursuant to the Commission's approval by rule...

  17. 78 FR 2315 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-10

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  18. 78 FR 15402 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-11

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  19. 77 FR 25010 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-26

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule... below, receiving approval for the consumptive use of water pursuant to the Commission's approval by rule...

  20. 77 FR 55892 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-11

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  1. 77 FR 55891 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-11

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  2. 77 FR 59239 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-26

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  3. 77 FR 16317 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-20

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  4. 77 FR 34455 - Projects Approved for Consumptive Uses of Water

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-11

    ... SUSQUEHANNA RIVER BASIN COMMISSION Projects Approved for Consumptive Uses of Water AGENCY: Susquehanna River Basin Commission. ACTION: Notice. SUMMARY: This notice lists the projects approved by rule..., receiving approval for the consumptive use of water pursuant to the Commission's approval by rule process...

  5. 78 FR 16611 - Freedom of Information Act; Correction

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ... FEDERAL TRADE COMMISSION 16 CFR Part 4 Freedom of Information Act; Correction AGENCY: Federal Trade Commission. ACTION: Final rule; correction. SUMMARY: The Federal Trade Commission published a... instruction in our final rule entitled ``Freedom of Information Act'' published February 28, 2013 (78 FR 13472...

  6. 77 FR 63757 - Extension of the Commission's Rules Regarding Outage Reporting to Interconnected Voice Over...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-17

    ... Commission's Rules Regarding Outage Reporting to Interconnected Voice Over Internet Protocol Service Providers and Broadband Internet Service Providers AGENCY: Federal Communications Commission. ACTION: Final... Regarding Outage Reporting to Interconnected Voice Over Internet Protocol Service Providers and Broadband...

  7. 77 FR 26701 - Review of the Emergency Alert System

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-07

    ... Emergency Alert System AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Federal Communications Commission (Commission) amends its rules governing the Emergency Alert... the manner in which EAS Participants must be able to receive alert messages formatted in the Common...

  8. 78 FR 11988 - Open Video Systems

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-21

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 76 [CS Docket No. 96-46, FCC 96-334] Open Video Systems AGENCY: Federal Communications Commission. ACTION: Final rule; announcement of effective date... 43160, August 21, 1996. The final rules modified rules and policies concerning Open Video Systems. DATES...

  9. 78 FR 51678 - Market Tests of Experimental Postal Products

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ...] Market Tests of Experimental Postal Products AGENCY: Postal Regulatory Commission. ACTION: Proposed rule... tests of experimental products. The proposed rules address the contents of market test filings, describe... Tests I. Introduction The Commission proposes to establish rules governing market tests of experimental...

  10. 75 FR 55295 - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-10

    ...-3078, IC-29408; File No. S7-20-10] List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act AGENCY: Securities and Exchange Commission. ACTION: Publication of list of rules scheduled for review. SUMMARY: The Securities and Exchange Commission is today publishing a list of rules to be...

  11. 77 FR 7652 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change To Revise...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-13

    ...-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change To Revise Rules and... Rule 19b-4 thereunder,\\2\\ notice is hereby given that on January 24, 2012, ICE Clear Europe Limited (``ICE Clear Europe'') filed with the Securities and Exchange Commission (``Commission'') the proposed...

  12. 78 FR 39805 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-02

    ... proposed rule change, at least five business days prior to the date of filing of the proposed rule change... Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change... with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in...

  13. 77 FR 1637 - Connect America Fund; Developing an Unified Intercarrier Compensation Regime; Lifeline and Link Up

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-11

    ... Communications Commission amends 47 CFR parts 20 and 54 as follows: PART 20--COMMERCIAL MOBILE RADIO SERVICES 0 1... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Parts 20 and 54 [WC Docket Nos. 10-90, 07-135, 05-337, 03... Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Commission amends rules regarding...

  14. 78 FR 45850 - Revisions to Procedural Regulations Governing Transportation by Intrastate Pipelines

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-30

    .... Comments 42 C. Commission Determination 44 V. Ex Parte Rules 45 A. The NOPR 45 B. Comments 46 C. Commission... under the NGA, the Commission gives them the option of filing a cost and revenue study every five years... (2007). V. Ex Parte Rules A. The NOPR 45. In the NOPR, the Commission stated that once a proceeding...

  15. 75 FR 43211 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62523; File No. SR-ISE-2010-73] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to... Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on...

  16. 17 CFR 12.105 - Submission of proof only in documentary or tangible form.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false Submission of proof only in documentary or tangible form. 12.105 Section 12.105 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS Rules Applicable to Voluntary Decisional Proceedings § 12.105 Submission of proof only in...

  17. 17 CFR 12.105 - Submission of proof only in documentary or tangible form.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false Submission of proof only in documentary or tangible form. 12.105 Section 12.105 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS Rules Applicable to Voluntary Decisional Proceedings § 12.105 Submission of proof only in...

  18. 17 CFR 12.105 - Submission of proof only in documentary or tangible form.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Submission of proof only in documentary or tangible form. 12.105 Section 12.105 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS Rules Applicable to Voluntary Decisional Proceedings § 12.105 Submission of proof only in...

  19. 17 CFR 12.105 - Submission of proof only in documentary or tangible form.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Submission of proof only in documentary or tangible form. 12.105 Section 12.105 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS Rules Applicable to Voluntary Decisional Proceedings § 12.105 Submission of proof only in...

  20. 17 CFR 12.105 - Submission of proof only in documentary or tangible form.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Submission of proof only in documentary or tangible form. 12.105 Section 12.105 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO REPARATIONS Rules Applicable to Voluntary Decisional Proceedings § 12.105 Submission of proof only in...

  1. 19 CFR 206.44a - Special rules for conducting investigations under section 421(b) of the Trade Act.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 19 Customs Duties 3 2013-04-01 2013-04-01 false Special rules for conducting investigations under section 421(b) of the Trade Act. 206.44a Section 206.44a Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE INVESTIGATIONS INVESTIGATIONS RELATING TO GLOBAL AND BILATERAL SAFEGUARD ACTIONS...

  2. 19 CFR 206.44a - Special rules for conducting investigations under section 421(b) of the Trade Act.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 19 Customs Duties 3 2014-04-01 2014-04-01 false Special rules for conducting investigations under section 421(b) of the Trade Act. 206.44a Section 206.44a Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE INVESTIGATIONS INVESTIGATIONS RELATING TO GLOBAL AND BILATERAL SAFEGUARD ACTIONS...

  3. 75 FR 48390 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62638; File No. SR-BX-2010-043] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to Pricing for Direct... establish pricing for 10Gb direct circuit connections and codify pricing for 1Gb direct circuit connections...

  4. 78 FR 28680 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69545; File No. SR-ICC-2013-03] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change Relating to Recovery and Resolution Arrangements May 9, 2013. On March 7, 2013, ICE Clear Credit LLC (``ICC'') filed with the...

  5. 77 FR 20471 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66677; File No. SR-C2-2012-006] Self-Regulatory... Improvement Mechanism March 29, 2012. On January 31, 2012, the C2 Options Exchange, Incorporated (``Exchange... C2 Rule 6.51, which relates to the Exchange's Automated Improvement Mechanism (``AIM''). The proposal...

  6. 26 CFR 1.927(b)-1T - Temporary regulations; Definition of gross receipts.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... loss to the related supplier under the transfer pricing rules of section 925(a). In a buy-sell FSC... commission agent on transactions which would result in a loss to RS under the transfer pricing rules of... the administrative pricing methods of section 925(a)(1) and (2) shall be the gross receipts (other...

  7. 17 CFR 232.406T - Temporary rule related to Interactive Data Files.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... Commission pursuant to § 232.405, not taking into account any grace period, but no later than October 31... Related Official Filing. This temporary section will expire on October 31, 2014. Effective Date Note: At...

  8. 76 FR 1603 - Agency Information Collection Activities: Proposed Collection, Comment Request: Reporting of Pre...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-11

    ...The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act (``PRA''), 44 U.S.C. 3501 et seq., Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information and to allow 60 days for public comment. The Commission recently adopted an interim final rule, as required by the Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''), requiring counterparties to a pre-enactment unexpired swap to report such swaps according to such rules as the Commission may in the future adopt. This notice solicits comments on the record retention requirement that is embedded in the interim final rule's reporting requirement, which was recognized by the Commission in an interpretive note to the final rule.

  9. 78 FR 79479 - Notice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ...Notice is hereby given that the U.S. International Trade Commission has received a complaint entitled Certain Standard Cell Libraries, Products Containing or Made Using the Same, Integrated Circuits Made Using the Same, and Products Containing Such Integrated Circuits, DN 2994; the Commission is soliciting comments on any public interest issues raised by the complaint or complainant's filing under section 210.8(b) of the Commission's Rules of Practice and Procedure (19 CFR 210.8(b)).

  10. 78 FR 16806 - The Commercial Mobile Alert System

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-19

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 10 [PS Docket No. 07-287; DA 13-280] The Commercial Mobile Alert System AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Commission amends its rules to change the name of the Commercial Mobile Alert System (CMAS...

  11. 78 FR 67951 - Price Cap Rules for Certain Postal Rate Adjustments; Corrections

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-13

    ... POSTAL REGULATORY COMMISSION 39 CFR Part 3010 [Docket No. RM2013-2; Order No. 1786] Price Cap Rules for Certain Postal Rate Adjustments; Corrections AGENCY: Postal Regulatory Commission. ACTION: Correcting amendments. SUMMARY: The Postal Regulatory Commission published a document in the Federal Register...

  12. 76 FR 24831 - Alternative to Minimum Days Off Requirements

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-03

    ... NUCLEAR REGULATORY COMMISSION 10 CFR Part 26 RIN 3150-AI94 [NRC-2011-0058] Alternative to Minimum Days Off Requirements AGENCY: Nuclear Regulatory Commission. ACTION: Proposed rule; correction. SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is correcting a proposed rule that appeared in the...

  13. 75 FR 54546 - Amendment of the Commission's Rules Governing Hearing Aid-Compatible Mobile Handsets

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-08

    ... revisions to the Commission's wireless hearing aid compatibility rules. The Commission initiates this proceeding to ensure that consumers with hearing loss are able to access wireless communications services.... FOR FURTHER INFORMATION CONTACT: John Borkowski, Wireless Telecommunications Bureau, (202) 418-0626, e...

  14. 75 FR 7368 - Closed Captioning of Video Programming

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-19

    ... Captioning of Video Programming AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Commission amends the closed captioning rules to add another method by which video... . SUPPLEMENTARY INFORMATION: This is a summary of the Commission's document FCC 09-109, Closed Captioning of Video...

  15. 78 FR 42863 - Rescission of Supervised Investment Bank Holding Company Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-18

    ... Rescission of Supervised Investment Bank Holding Company Rules AGENCY: Securities and Exchange Commission... program for supervising investment bank holding companies. The Commission is taking this action pursuant... pertain to the supervised investment bank holding company program rules that are being rescinded. DATES...

  16. 78 FR 9762 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68834; File No. SR-DTC-2012-10] Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Marke...

  17. Deception in advertising and marketing: ethical applications in rehabilitation.

    PubMed

    Banja, J D

    1994-09-01

    A much discussed issue in contemporary discussions of health care reform is the considerable competition that is anticipated to occur among providers. An inevitable aspect of this competition will be the ways health care services are presented in the marketplace through advertising and other forms of promotional literature. Considerable concern has already emerged among certain rehabilitation professionals, however, that advertising and marketing practices in rehabilitation must cohere with ethical standards. This article will discuss certain aspects of those standards, particularly as they have evolved from the Federal Trade Commission's definition of and rulings on deceptive practices in advertising. Salient aspects of the Commission's 1983 definition of deception will be related to rehabilitation by way of examining instances of rehabilitation advertising and marketing that might satisfy the Commission's definition of deception. The article will conclude with certain recommendations, principally drawn from various Federal Trade Commission rulings, that might be useful to individuals or corporate entities who advertise or market rehabilitation services.

  18. 78 FR 29801 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-21

    ...-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change to Its Schedule of... Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in Items... this notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s...

  19. 76 FR 75911 - Certain Video Game Systems and Controllers; Investigations: Terminations, Modifications and Rulings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-05

    ... INTERNATIONAL TRADE COMMISSION [Investigation No. 337-TA-743] Certain Video Game Systems and Controllers; Investigations: Terminations, Modifications and Rulings AGENCY: U.S. International Trade Commission. ACTION: Notice. Section 337 of the Tariff Act of 1930 provides that if the Commission finds a...

  20. 39 CFR 3001.13 - Docket and hearing calendar.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 39 Postal Service 1 2010-07-01 2010-07-01 false Docket and hearing calendar. 3001.13 Section 3001.13 Postal Service POSTAL REGULATORY COMMISSION PERSONNEL RULES OF PRACTICE AND PROCEDURE Rules of... remotely via the Commission's Web site, or viewed at the Commission's docket section during regular...

  1. 77 FR 59395 - Grand River Dam Authority; Notice of Revised Restricted Service List for a Programmatic Agreement

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-27

    ... DEPARTMENT OF ENERGY Federal Energy Regulatory Commission [Project No. 2524-018--Oklahoma Salina Pumped Storage Project] Grand River Dam Authority; Notice of Revised Restricted Service List for a Programmatic Agreement Rule 2010 of the Federal Energy Regulatory Commission's (Commission) Rules of Practice...

  2. 17 CFR 201.104 - Business hours.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Business hours. 201.104 Section 201.104 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice General Rules § 201.104 Business hours. The Headquarters office of the Commission, at...

  3. 76 FR 80780 - Review of the Emergency Alert System

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-27

    ... Emergency Alert System AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Commission amends its rules governing the Emergency Alert System (EAS) rules to extend the deadline for EAS Participants to be able to receive Common Alerting Protocol (CAP)- formatted EAS alerts to...

  4. 76 FR 4066 - Rules of Practice

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-24

    ... new Rules of Practice to formalize the process it will use when conducting proceedings to determine... address the process the Commission will follow to institute proceedings and provide notice of the grounds... Accounting Oversight Board (``PCAOB'').\\3\\ The Commission is amending Regulation P to add a rule providing...

  5. 17 CFR 201.104 - Business hours.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Business hours. 201.104 Section 201.104 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice General Rules § 201.104 Business hours. The Headquarters office of the Commission, at...

  6. 17 CFR 201.104 - Business hours.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Business hours. 201.104 Section 201.104 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice General Rules § 201.104 Business hours. The Headquarters office of the Commission, at...

  7. 17 CFR 201.104 - Business hours.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Business hours. 201.104 Section 201.104 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice General Rules § 201.104 Business hours. The Headquarters office of the Commission, at...

  8. 17 CFR 201.104 - Business hours.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Business hours. 201.104 Section 201.104 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice General Rules § 201.104 Business hours. The Headquarters office of the Commission, at...

  9. 77 FR 14452 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-09

    ... terrorism to the list of items beyond the control of Exchange Related Persons and/or Entities for which... filed with the Commission, and all written communications relating to the proposed rule change between...

  10. 77 FR 43488 - Continuity of Operations Plan

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-25

    ... must act, in the event of a suspension of Commission operations. This Final Rule also adds to the... events but also short-term events including loss of power or water. The rule allows for greater... rule also adds items to the list of requirements which are suspended when Commission operations are...

  11. 77 FR 234 - Rule Concerning Disclosures Regarding Energy Consumption and Water Use of Certain Home Appliances...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-04

    ... FEDERAL TRADE COMMISSION 16 CFR Part 305 RIN 3084-AB03 Rule Concerning Disclosures Regarding Energy Consumption and Water Use of Certain Home Appliances and Other Products Required Under the Energy Policy and Conservation Act (``Appliance Labeling Rule'') AGENCY: Federal Trade Commission. ACTION...

  12. 78 FR 55648 - Signal Booster Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-11

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Parts 1, 20, 22, 24, 27, and 90 [WT Docket No. 10-4; FCC 13-21] Signal Booster Rules AGENCY: Federal Communications Commission. ACTION: Final rule... information is contained in Sections 4(i), 303(g), 303(r), and 332(a) of the Communications Act of 1934, as...

  13. 76 FR 50425 - Service Rules and Policies for the Broadcasting Satellite Service (BSS)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-15

    ... poles of the Earth, with the positive direction pointing south; and the Z axis passes through the... and Policies for the Broadcasting Satellite Service (BSS) AGENCY: Federal Communications Commission. ACTION: Final rule. SUMMARY: In this document, the Federal Communications Commission adopts rules to...

  14. 76 FR 12206 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63967; File No. SR-Phlx-2011-27] Self... PHLX LLC Relating to Amendments to Rules 200(g) and 201 of Regulation SHO Applicable to Complex Orders... change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory...

  15. 76 FR 72991 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65800; File No. SR-C2-2011-035] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to a Temporary Quote Risk Monitor Mechanism Rule November 21, 2011. Pursuant to Section 19(b)(1) of the Securities...

  16. 77 FR 33798 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67093; File No. SR-BATS-2012-018] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality June 1, 2012. Pursuant to...

  17. 77 FR 25522 - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-30

    ... Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to Provide for a T+1 Settlement of the Initial Payment Related to the CDS Contracts Cleared by ICE Clear Credit LLC April 24, 2012. I. Introduction On March 1, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission...

  18. 75 FR 49543 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62663; File No. SR-NASDAQ-2010-077] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections August 9, 2010. On June 21, 2010, The NASDAQ Stock Market LLC (``NASDAQ'' or the ``Exchange'') filed with the...

  19. 19 CFR 206.44a - Special rules for conducting investigations under section 421(b) of the Trade Act.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 19 Customs Duties 3 2011-04-01 2011-04-01 false Special rules for conducting investigations under section 421(b) of the Trade Act. 206.44a Section 206.44a Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE INVESTIGATIONS INVESTIGATIONS RELATING TO GLOBAL AND BILATERAL SAFEGUARD ACTIONS, MARKET DISRUPTION, TRADE DIVERSION...

  20. 19 CFR 206.44a - Special rules for conducting investigations under section 421(b) of the Trade Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 19 Customs Duties 3 2010-04-01 2010-04-01 false Special rules for conducting investigations under section 421(b) of the Trade Act. 206.44a Section 206.44a Customs Duties UNITED STATES INTERNATIONAL TRADE COMMISSION NONADJUDICATIVE INVESTIGATIONS INVESTIGATIONS RELATING TO GLOBAL AND BILATERAL SAFEGUARD ACTIONS, MARKET DISRUPTION, TRADE DIVERSION...

  1. 77 FR 57407 - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-17

    ... Vol. 77 Monday, No. 180 September 17, 2012 Part IV Securities and Exchange Commission Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standard No. 16, Communications With Audit Committees and Related and Transitional Amendments to PCAOB Standards; Notice #0;#0;Federal Register / Vol. 77, No. 180 / Monday,...

  2. 76 FR 71394 - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65721; File No. SR-DTC-2011-07] Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating To a New Daily Report Subscription for Security Position Reports November 10, 2011. I. Introduction On August 24, 201...

  3. 77 FR 33013 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-04

    ... Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps May 29, 2012. On April 3, 2012, ICE Clear Credit (``ICC'') filed with the Securities and Exchange...

  4. 78 FR 32487 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-30

    ... and trade the shares of the following under NYSE Arca Equities Rule 8.600 (``Managed Fund Shares... proposes to list and trade the shares (``Shares'') of the PowerShares China A-Share Portfolio (``Fund... with the Commission as an open-end management investment company.\\6\\ \\4\\ A Managed Fund Share is a...

  5. 77 FR 3021 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-20

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt an... Commission (``Commission'') the proposed rule change as described in Items I and II below, which Items have... rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory...

  6. 77 FR 61808 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-11

    ... Proposed Rule Change To Amend the Fee Schedule for Trading on BOX October 4, 2012. Pursuant to Section 19(b...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described... proposed rule change pursuant to Section 19(b)(3)(A)(ii) of the Act,\\3\\ and Rule 19b-4(f)(2) thereunder,\\4...

  7. 75 FR 59300 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-27

    ... provisions of Section 15A(b)(6) of the Act,\\4\\ which requires, among other things, that FINRA rules must be... Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an e-mail to rule-comments... post all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies...

  8. 78 FR 38023 - Hanover Foods Corporation v. Columbia Gas Transmission, LLC; Notice of Complaint

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-25

    ... DEPARTMENT OF ENERGY Federal Energy Regulatory Commission [Docket No. CP13-500-000] Hanover Foods... to the Natural Gas Act, 15 U.S.C. 717 et seq. and Rule 206 of the Federal Energy Regulatory Commission's (Commission) Rules of Practice and Procedure, 18 CFR 385.206, Hanover Foods Corporation...

  9. 76 FR 7836 - PJM Power Providers Group v. PJM Interconnection, L.L.C.; Notice of Complaint

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-11

    ... DEPARTMENT OF ENERGY Federal Energy Regulatory Commission [Docket No. EL11-20-000] PJM Power..., pursuant to section 206 of the Federal Power Act, and Rule 206 of the Federal Energy Regulatory Commission's (Commission) Rules of Practice and Procedure, 18 CFR 385.206, PJM Power Providers Group...

  10. 76 FR 39749 - Practice and Procedure: Rules of General Application, Safeguards, Antidumping and Countervailing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-06

    ... Vol. 76 Wednesday, No. 129 July 6, 2011 Part VI International Trade Commission 19 CFR Parts 201... TRADE COMMISSION 19 CFR Parts 201, 206, 207, and 210 Practice and Procedure: Rules of General...: International Trade Commission. ACTION: Notice of proposed rulemaking. SUMMARY: The United States International...

  11. 75 FR 28206 - Establishment of an Emergency Response Interoperability Center

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-20

    ..., industry representatives, and service providers. 0 4. Section 0.392 is amended by revising the introductory... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 0 [GN Docket No. 09-51; PS Docket No. 06-229; FCC 10... Commission. ACTION: Final rule. SUMMARY: This Order amends Part 0 of the Commission's rules to establish...

  12. 77 FR 35263 - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-13

    ...; Extension of Compliance Date AGENCY: Securities and Exchange Commission. ACTION: Final rule; extension of compliance date. SUMMARY: The Securities and Exchange Commission (``Commission'' or ``SEC'') is extending the date by which advisers must comply with the ban on third-party solicitation in rule 206(4)-5 under the...

  13. 77 FR 48572 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67621; File No. SR-FICC-2012-05] Self... Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change SR-FICC-2012-05 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\\1...

  14. 78 FR 42036 - Radio Broadcasting Services; Port Lions, AK, De Beque, CO, Benjamin, Cisco, Rule, and Shamrock, TX

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-15

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 73 [MB Docket No. 13-156; DA 13-1377] Radio... Communications Commission. ACTION: Proposed rule. SUMMARY: The Audio Division, on its own motion, proposes the..., Federal Communications Commission, 445 Twelfth Street SW., Washington, DC 20554. FOR FURTHER INFORMATION...

  15. 78 FR 57669 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-19

    ... Change Proposing To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds... Arca'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change... organization. The Commission is publishing this notice to solicit comments on the proposed rule change from...

  16. 17 CFR 41.49 - Filing proposed margin rule changes with the Commission.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... registered with the Commission as a designated contract market under section 5 of the Act or a derivatives... contract markets. Any self-regulatory authority that is registered with the Commission as a designated contract market under section 5f of the Act shall, when filing a proposed rule change regarding customer...

  17. 77 FR 42347 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-18

    ... Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services July 12, 2012... Arca'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change... organization. The Commission is publishing this notice to solicit comments on the proposed rule change from...

  18. Rural health care support mechanism. Final rule; denial of petition for reconsideration.

    PubMed

    2003-12-24

    In this document, the Commission modifies its rules to improve the effectiveness of the rural health care support mechanism, which provides discounts to rural health care providers to access modern telecommunications for medical and health maintenance purposes. Because participation in the rural health care support mechanism has not met the Commission's initial projections, the Commission amends its rules to improve the program, increase participation by rural health care providers, and ensure that the benefits of the program continue to be distributed in a fair and equitable manner. In addition, the Commission denies Mobile Satellite Ventures Subsidiary's petition for reconsideration of the 1997 Universal Service Order.

  19. 77 FR 72429 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68320; File No. SR-NYSEArca-2012-108] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic...

  20. 77 FR 72429 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68319; File No. SR-NYSEArca-2012-109] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund Under NYSE Arca Equitie...

  1. 77 FR 30290 - Sunshine Act Meeting; Open Commission Meeting; Thursday, May 24, 2012

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-22

    ... contained in section 1.1203 of the Commission's rule, 47 CFR 1.1203, until 5:00 p.m. on Friday, May 18, 2012... Relations, (202) 418- 0500; TTY 1-888-835-5322. Audio/Video coverage of the meeting will be broadcast live.../ type; digital disk; and audio and video tape. Best Copy and Printing, Inc. may be reached by email at...

  2. 78 FR 70499 - An Inquiry Into the Commission's Policies and Rules Regarding AM Radio Service Directional...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-26

    ... Antenna Performance Verification AGENCY: Federal Communications Commission. ACTION: Final rule; correction... as follows: Subpart BB--Disturbance of AM Broadcast Station Antenna Patterns * * * * * Federal...

  3. 78 FR 35191 - 2000 Biennial Regulatory Review, Separate Affiliate Requirements of the Commission's Rules

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-12

    ... concerns through ex-post facto investigations, such as under a section 208 complaint process? Are existing..., Overlap, or Conflict with the Proposed Rules. None. Ex Parte Presentations 27. This proceeding shall be treated as a ``permit-but-disclose'' proceeding in accordance with the Commission's ex parte rules...

  4. 16 CFR Appendix I to Part 1025 - Suggested Form of Final Prehearing Order

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... Appendix I to Part 1025 Commercial Practices CONSUMER PRODUCT SAFETY COMMISSION GENERAL RULES OF PRACTICE... Prehearing Order Case Caption A final prehearing conference was held in this matter, pursuant to Rule 21 of the Commission's Rules of Practice for Adjudicative Proceedings (16 CFR 1025.21), on the ______ day of...

  5. 76 FR 51308 - Retail Food Store Advertising and Marketing Practices Rule

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-18

    ... FTC rules and guides, the Commission requests public comment on the overall costs, benefits, necessity..., after a comment period and public hearings, the Commission concluded that the costs of complying with... about the costs and benefits of the rules and guides as well as their regulatory and economic impact...

  6. 75 FR 40012 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-13

    ... most popular products traded on the Exchange. \\8\\ See Securities Exchange Act Release Nos. 49813 (June... Action Because the foregoing proposed rule change does not significantly affect the protection of... Commission may summarily abrogate such rule change if it appears to the Commission that such action is...

  7. 75 FR 57384 - Rescission of Rules Pertaining to the Payment of Bounties for Information Leading to the Recovery...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-21

    .... SUPPLEMENTARY INFORMATION: The Insider Trading and Securities Fraud Enforcement Act of 1988 authorized the... SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 201 [Release No. 34-62921] Rescission of Rules... Trading AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Dodd-Frank Wall...

  8. 77 FR 25088 - Extension of the Commission's Rules Regarding Outage Reporting to Interconnected Voice Over...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-27

    ... Commission's rules to interconnected Voice over Internet Protocol (VoIP) service providers and defers action... to outages resulting from complete loss of service and only to interconnected VoIP services... obligations of interconnected VoIP service providers. DATES: The rules in this document contain information...

  9. 76 FR 60959 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-30

    ...-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Withdrawal of Proposed New Rule A... Commission (the ``Commission'') a proposed rule change pursuant to Section 19(b)(1) of the Securities... municipal advisor assessments, and (ii) new Form A-11-Interim. Notice of the proposed rule change was...

  10. 75 FR 49233 - Amendments to Form ADV

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-12

    ...The Securities and Exchange Commission is adopting amendments to Part 2 of Form ADV, and related rules under the Investment Advisers Act, to require investment advisers registered with us to provide new and prospective clients with a brochure and brochure supplements written in plain English. These amendments are designed to provide new and prospective advisory clients with clearly written, meaningful, current disclosure of the business practices, conflicts of interest and background of the investment adviser and its advisory personnel. Advisers must file their brochures with us electronically and we will make them available to the public through our Web site. The Commission also is withdrawing the Advisers Act rule requiring advisers to disclose certain disciplinary and financial information.

  11. 75 FR 2902 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-19

    ...-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX... Commission (``Commission'') the proposed rule change as described in Items I, II, and III below, which Items... proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self...

  12. 75 FR 39069 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62416; File No. SR-FINRA-2010-033] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder.... (``FINRA'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

  13. 77 FR 46533 - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67533; File No. SR-CME-2012-31] Self-Regulatory.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in...

  14. 77 FR 70866 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68267; File No. SR-Phlx-2012-133] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby... Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II...

  15. 78 FR 79530 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71172; File No. SR-MIAX-2013-58] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change as described...

  16. 78 FR 69723 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70875; File No. SR-CBOE-2013-110] Self... Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on... the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in...

  17. 78 FR 56967 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70358; File No. SR-FINRA-2013-031] Self...'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to amend...

  18. 78 FR 69728 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70876; File No. SR-FINRA-2013-048] Self... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on... and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II, and III...

  19. 78 FR 27307 - Establishment of Class A TV Service and Cable Television Rate Regulation; Cost of Service Rules...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-10

    ... FEDERAL COMMUNICATIONS COMMISSION 47 CFR Parts 73 and 76 [MM Docket No. 00-10; FCC 01-123 and MM...: Federal Communications Commission. ACTION: Final rule; correction. SUMMARY: This document corrects a final..., 1996''. Federal Communications Commission. Marlene H. Dortch, Secretary. [FR Doc. 2013-10981 Filed 5-9...

  20. 78 FR 36810 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67956; File No. SR-Phlx-2013-42] Self... PHLX LLC (``Exchange'' or ``PHLX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  1. 78 FR 36800 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69755; File No. SR-NASDAQ-2013-070] Self... (``Exchange'' or ``NASDAQ'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a...

  2. 78 FR 19352 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69233; File No. SR-NASDAQ-2013-028] Self... NASDAQ Stock Market LLC (``Exchange'' or ``NASDAQ'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b...

  3. 78 FR 19337 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69229; File No. SR-Phlx-2013-15] Self... (``Exchange'' or ``PHLX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a...

  4. 77 FR 63399 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68010; File No. SR-CBOE-2012-096] Self...(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice...'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule...

  5. 76 FR 73753 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65806; File No. SR-NYSEArca-2011-88] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder... Arca'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

  6. 76 FR 73750 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65805; File No. SR-NYSEAmex-2011-89] Self... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

  7. 78 FR 18410 - Order Granting a Limited Exemption From Rule 102 of Regulation M Concerning the NASDAQ Stock...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69196] Order Granting a Limited Exemption From... to Regulation M Rule 102(e) March 20, 2013. The Securities and Exchange Commission (``Commission...\\ In connection with the Program, an MQP Company \\2\\ may list an eligible MQP Security \\3\\ on NASDAQ...

  8. 76 FR 27707 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64424; File No. SR-FINRA-2011-023] Self... the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given... Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in Items...

  9. 17 CFR 201.430 - Appeal of actions made pursuant to delegated authority.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice Appeal to the Commission and Commission Review... 200.30-18 of this chapter may seek review of the action pursuant to paragraph (b) of this section. (b) Procedure—(1) Notice of intention to petition for review. A party to an action made pursuant to delegated...

  10. 77 FR 11529 - Louisville Gas and Electric Company; Kentucky Utilities Company; Notice of Petition for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-27

    ... DEPARTMENT OF ENERGY Federal Energy Regulatory Commission [Docket No. EL12-27-000] Louisville Gas and Electric Company; Kentucky Utilities Company; Notice of Petition for Declaratory Order Take notice that on February 14, 2012, pursuant to Rule 207 of the Federal Energy Regulatory Commission's (Commission) Rules of Practice and Procedure, 18 CFR...

  11. 17 CFR 14.5 - Criminal conviction.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Criminal conviction. 14.5 Section 14.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION RULES RELATING TO... felony or of a misdemeanor involving fraud or involving moral turpitude in matters related to the...

  12. 75 FR 50021 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62678; File No. SR-Phlx-2010-108] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXL\\SM\\) August 10, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

  13. 75 FR 43592 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No.34-62531; File No. SR-NASDAQ-2010-087] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities July 19, 2010. Pursuant to Section 19(b...

  14. 75 FR 43594 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62530; File No. SR-Phlx-2010-96] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities July 19, 2010. Pursuant to Section 19(b)(1) of th...

  15. 76 FR 5630 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63777; File No. SR-Phlx-2010-157] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Complex Orders January 26, 2011. I. Introduction On November 29, 2010, NASDAQ OMX PHLX LLC (``Phlx'' or the ``Exchange'...

  16. 76 FR 56847 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65286; File No. SR-DTC-2011-07] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to a New Daily Report Subscription for Security Position Reports September 7, 2011. Pursuant to Section 19(b)(1) of...

  17. 75 FR 68911 - Regulations Under the Genetic Information Nondiscrimination Act of 2008

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-09

    ...The Equal Employment Opportunity Commission (``EEOC'' or ``Commission'') is issuing a final rule to implement Title II of the Genetic Information Nondiscrimination Act of 2008 (``GINA''). Congress enacted Title II of GINA to protect job applicants, current and former employees, labor union members, and apprentices and trainees from discrimination based on their genetic information. Title II of GINA requires the EEOC to issue implementing regulations. The Commission issued a proposed rule in the Federal Register on March 2, 2009, for a sixty-day notice and comment period that ended on May 1, 2009. After consideration of the public comments, the Commission has revised portions of both the final rule and the preamble.

  18. 75 FR 55947 - Coordinated Communications

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-15

    ...The Federal Election Commission is revising its regulations regarding coordinated communications. The Commission is issuing these rules and offering a more complete explanation and justification for parts of the existing rules to comply with the decision of the Court of Appeals for the District of Columbia Circuit in Shays v. FEC and to address other issues involving the coordinated communications rules.

  19. 75 FR 40001 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-13

    ... increase since the inception of the Program such that these options are now among some of the most popular... Proposed Rule Change and Timing for Commission Action Because the foregoing proposed rule change does not... change if it appears to the Commission that such action is necessary or appropriate in the public...

  20. 75 FR 15471 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-29

    ... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61753; File No. 4-595] Self-Regulatory...

  1. 75 FR 26822 - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for EDGX Exchange, Inc.

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-12

    ... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62036; File No. 4-594] Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for EDGX Exchange, Inc. May 5, 2010. On March 19, 2010...

  2. 75 FR 26827 - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for EDGA Exchange, Inc.

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-12

    ... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62037; File No. 4-595] Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for EDGA Exchange, Inc. May 5, 2010. On March 19, 2010...

  3. 75 FR 15475 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-29

    ... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61752; File No. 4-594] Self-Regulatory...

  4. 77 FR 59687 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-28

    ... Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate... Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice... the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items...

  5. 78 FR 17259 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-20

    ... (``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule... Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange is filing a...

  6. 78 FR 15090 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-08

    ... (``Commission'') the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule... Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange filed a proposal...

  7. 17 CFR 200.80c - Appendix C-Rules and miscellaneous publications available from the Government Printing Office.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Securities Exchanges SECURITIES AND EXCHANGE COMMISSION ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND... Commission in pamphlet form. All SEC public rules and regulations, including its Rules of Practice, are contained in title 17 of the Code of Federal Regulations, which also is available for purchase from the...

  8. 18 CFR 385.715 - Interlocutory appeals to the Commission from rulings of presiding officers (Rule 715).

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...) of this section, or the motions Commissioner, under paragraph (c) of this section, finds... detriment to the public interest or irreparable harm to any person. (b) Motion to the presiding officer to... officer permit appeal to the Commission from a ruling of the presiding officer. The motion must be made...

  9. 18 CFR 385.715 - Interlocutory appeals to the Commission from rulings of presiding officers (Rule 715).

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ...) of this section, or the motions Commissioner, under paragraph (c) of this section, finds... detriment to the public interest or irreparable harm to any person. (b) Motion to the presiding officer to... officer permit appeal to the Commission from a ruling of the presiding officer. The motion must be made...

  10. 75 FR 34941 - Review of the Commission's Program Access Rules and Examination of Programming Tying Arrangements

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-21

    ... Commission's Program Access Rules and Examination of Programming Tying Arrangements AGENCY: Federal... Program Access Rules and Examination of Programming Tying Arrangements, MB Docket No. 07-198, FCC 10-17... information collection is contained in Sections 4(i), 303(r), and 628 of the Communications Act of 1934, as...

  11. 77 FR 4841 - BOX Options Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-31

    ..., 2012. \\2\\ Amendment No. 1, among other things, provides the unconsolidated financial statements for... Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an email to rule-comments... on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of the...

  12. 76 FR 48186 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-08

    ... Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center August 2, 2011. Pursuant to...'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as... publishing this notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C...

  13. 76 FR 69779 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-09

    ... technological changes in place to support the proposed rule change on or about November 4, 2011.\\11\\ As such... Rule Change To Modify the Market Opening Procedures of BATS Options November 3, 2011. Pursuant to... the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items...

  14. 77 FR 77156 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-31

    ... other things, that the rules of a clearing agency be designed to promote the prompt and accurate... the Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ), or Send an email to... all comments on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of...

  15. 77 FR 63367 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68009; File No. SR-C2-2012-035] Self-Regulatory... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that... Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II...

  16. 78 FR 35330 - Order Granting a Limited Exemption from Rule 102 of Regulation M Concerning the NYSE Arca, Inc.'s...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69707] Order Granting a Limited Exemption from... Pilot Pursuant to Regulation M Rule 102(e) June 6, 2013. The Securities and Exchange Commission...'s securities would constitute an indirect attempt by the issuer to induce a bid for or a purchase of...

  17. 75 FR 47875 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-09

    ... the Securities and Exchange Commission (``Commission'') to, among other things, expand the number of... Oilwell Varco Inc. TSL Trina Solar Ltd. TWX Time Warner Inc. EWW iShares MSCI Mexico XOP SPDR S&P Oil... Commission's Internet comment form ( http://www.sec.gov/rules/sro.shtml ); or Send an e-mail to rule-comments...

  18. 77 FR 65039 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... Schedule 502 of the ICC Rules. Section 17A(b)(3)(F) of the Act \\5\\ requires, among other things, that the... following methods: Electronic Comments Use the Commission's Internet comment form ( http://www.sec.gov/rules... method of submission. The Commission will post all comments on the Commission's Internet Web site ( http...

  19. 22 CFR 401.1 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Definitions. 401.1 Section 401.1 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE General § 401.1 Definitions. (a) In the construction of the regulations in this part, unless the context otherwise requires...

  20. 22 CFR 401.14 - Authorization by Government.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Authorization by Government. 401.14 Section 401.14 Foreign Relations INTERNATIONAL JOINT COMMISSION, UNITED STATES AND CANADA RULES OF PROCEDURE Applications § 401.14 Authorization by Government. (a) Where the use, obstruction or diversion of waters for...

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