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Sample records for company act puhca

  1. Why PUHCA reform is likely in the 102nd Congress. [Public Utilities Holding Company Act (PUHCA)

    SciTech Connect

    Welford, W.H. ); Elston, P.J. )

    1991-03-15

    This article examines the reasons that it is likely that the 102nd Congress will pass legislation that will reform the Public Utilities Holding Company Act of 1935. The impetus provided by the Persian Gulf War, public opinion, the National Energy Plan and the National Independent Energy Producers (NIEP) is examined. Several proposals of the NIEP to guard against market abuses in the reforms are presented.

  2. Public Utility Holding Company Act of 1935: 1935-1992

    EIA Publications

    1993-01-01

    This report provides an economic and legislative history and analysis of the Public Utilities Holding Company Act (PUHCA) of 1935. This Act was substantially amended for the first time in 1992 by passage of the Energy Policy Act (EPACT). The report also includes a discussion of the issues which led to the amendment of PUHCA and projections of the impact of these changes on the electric industry.

  3. Public Utility Holding Company Act of 1935: 1935--1992

    SciTech Connect

    Not Available

    1993-01-15

    This report provides an economic and legislative history and analysis of the Public Utilities Holding Company Act (PUHCA) of 1935. This Act was substantially amended for the first time in 1992 by passage of the Energy Policy Act (EPACT). The report also includes a discussion of the issues which led to the amendment of PUHCA and projections of the impact of these changes on the electric industry. The report should be of use to Federal and State regulators, trade associations, electric utilities, independent power producers, as well as decision-makers in Congress and the Administration.

  4. 18 CFR 366.23 - FERC Form No. 60, Annual reports of centralized service companies, and FERC-61, Narrative...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... POWER ACT AND NATURAL GAS ACT BOOKS AND RECORDS Accounting and Recordkeeping Under PUHCA 2005, the... company system, including a special-purpose company (e.g., a fuel supply company or a construction...

  5. 13 CFR 107.115 - 1940 Act and 1980 Act Companies.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 13 Business Credit and Assistance 1 2010-01-01 2010-01-01 false 1940 Act and 1980 Act Companies... INVESTMENT COMPANIES Qualifying for an SBIC License Organizing An Sbic § 107.115 1940 Act and 1980 Act Companies. A 1940 Act or 1980 Act Company is eligible to apply for an SBIC license, and an existing...

  6. 13 CFR 107.115 - 1940 Act and 1980 Act Companies.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 13 Business Credit and Assistance 1 2011-01-01 2011-01-01 false 1940 Act and 1980 Act Companies... INVESTMENT COMPANIES Qualifying for an SBIC License Organizing An Sbic § 107.115 1940 Act and 1980 Act Companies. A 1940 Act or 1980 Act Company is eligible to apply for an SBIC license, and an existing...

  7. 13 CFR 107.115 - 1940 Act and 1980 Act Companies.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 13 Business Credit and Assistance 1 2012-01-01 2012-01-01 false 1940 Act and 1980 Act Companies... INVESTMENT COMPANIES Qualifying for an SBIC License Organizing An Sbic § 107.115 1940 Act and 1980 Act Companies. A 1940 Act or 1980 Act Company is eligible to apply for an SBIC license, and an existing...

  8. 76 FR 55237 - Use of Derivatives by Investment Companies Under the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-07

    ... Company Act of 1940 AGENCY: Securities and Exchange Commission. ACTION: Concept release; request for... the use of derivatives by management investment companies registered under the Investment Company Act..., the Commission is issuing this concept release and request for comments on a wide range of...

  9. 78 FR 26091 - Notice of Applications for Deregistration Under the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-03

    ... investment company. On November 1, 2012 and November 29, 2012, applicant made liquidating distributions to... COMMISSION Notice of Applications for Deregistration Under the Investment Company Act of 1940 April 26, 2013... Company Act of 1940 for the month of April 2013. A copy of each application may be obtained via...

  10. 38 CFR 14.634 - Banks or trust companies acting as guardians.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 38 Pensions, Bonuses, and Veterans' Relief 1 2014-07-01 2014-07-01 false Banks or trust companies... Practice and Information Concerning Fees, 38 U.s.c. 5901-5905 § 14.634 Banks or trust companies acting as guardians. Banks or trust companies, corporate entities, acting as guardians for claimants, may...

  11. 38 CFR 14.634 - Banks or trust companies acting as guardians.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 38 Pensions, Bonuses, and Veterans' Relief 1 2013-07-01 2013-07-01 false Banks or trust companies... Practice and Information Concerning Fees, 38 U.s.c. 5901-5905 § 14.634 Banks or trust companies acting as guardians. Banks or trust companies, corporate entities, acting as guardians for claimants, may...

  12. 38 CFR 14.634 - Banks or trust companies acting as guardians.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 38 Pensions, Bonuses, and Veterans' Relief 1 2011-07-01 2011-07-01 false Banks or trust companies... Practice and Information Concerning Fees, 38 U.s.c. 5901-5905 § 14.634 Banks or trust companies acting as guardians. Banks or trust companies, corporate entities, acting as guardians for claimants, may...

  13. 38 CFR 14.634 - Banks or trust companies acting as guardians.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 38 Pensions, Bonuses, and Veterans' Relief 1 2010-07-01 2010-07-01 false Banks or trust companies... Practice and Information Concerning Fees, 38 U.s.c. 5901-5905 § 14.634 Banks or trust companies acting as guardians. Banks or trust companies, corporate entities, acting as guardians for claimants, may...

  14. 76 FR 12896 - References to Credit Ratings in Certain Investment Company Act Rules and Forms

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-09

    ... by Money Market Funds and Certain Other Open-End Investment Companies, Investment Company Act Release... current net asset value) and 22c-1 (generally requiring open-end funds to sell and redeem their shares at... Instruments and Computation of Current Price Per Share by Certain Open-End Investment Companies (Money...

  15. 17 CFR 270.0-10 - Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act. 270.0-10 Section 270.0-10 Commodity... Regulatory Flexibility Act. (a) General. For purposes of Commission rulemaking in accordance with...

  16. 17 CFR 270.0-10 - Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act. 270.0-10 Section 270.0-10 Commodity... Regulatory Flexibility Act. (a) General. For purposes of Commission rulemaking in accordance with...

  17. 17 CFR 270.0-10 - Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act. 270.0-10 Section 270.0-10 Commodity... Regulatory Flexibility Act. (a) General. For purposes of Commission rulemaking in accordance with...

  18. 17 CFR 270.0-10 - Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act. 270.0-10 Section 270.0-10 Commodity... Regulatory Flexibility Act. (a) General. For purposes of Commission rulemaking in accordance with...

  19. 17 CFR 270.0-10 - Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act. 270.0-10 Section 270.0-10 Commodity... Regulatory Flexibility Act. (a) General. For purposes of Commission rulemaking in accordance with...

  20. 76 FR 55308 - Treatment of Asset-Backed Issuers Under the Investment Company Act

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-07

    ... COMMISSION 17 CFR Part 270 RIN 3235-AL03 Treatment of Asset-Backed Issuers Under the Investment Company Act... Treatment of Structured Finance under the Investment Company Act 1-101 (May 1992) (``Protecting Investors.../craexamination070808.pdf . To assist the Commission in its review of the treatment of asset- backed issuers under...

  1. The Export Trading Company Act of 1982 and the photovoltaics industry: An assessment

    NASA Technical Reports Server (NTRS)

    Enfield, S.; Laporta, C.

    1983-01-01

    The potential advantages of recent export promotion legislation for the U.S. photovoltaics industry were assessed. The provisions of the Export Trading Company Act of 1982 were reviewed and the export trade sector was surveyed to determine what impact the Act is haviang on export company activity. The photovoltaics industry was then studied to determine whether the Act offers particular advantages for promoting its product overseas.

  2. Haag Oil Company, LLC - Clean Water Act Public Notice

    EPA Pesticide Factsheets

    The EPA is providing notice of proposed Administrative Penalty Assessment against Haag Oil Company, LLC, for alleged violations at the facility located at or near 326 Southeast 15th Street, Topeka, KS 66607.

  3. Waters Edge Land Company, LLC - Clean Water Act Public Notice

    EPA Pesticide Factsheets

    The EPA is providing notice of an Administrative Penalty Assessment in the form of an Expedited Storm Water Settlement Agreement against Waters Edge Land Company, LLC, a business located at 10800 Farley St. Overland Park, KS, for alleged violations located

  4. Slawson Exploration Company, Inc. Clean Air Act Settlement

    EPA Pesticide Factsheets

    Slawson is a privately held oil and gas exploration company that was founded by Donald C. Slawson in 1957. Slawson has drilled over 3,500 wells in ten states, including in 14 different formations in seven basins

  5. 75 FR 74620 - Real Estate Settlement Procedures Act (RESPA): Home Warranty Companies' Payments to Real Estate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-01

    ... URBAN DEVELOPMENT 24 CFR Part 3500 Real Estate Settlement Procedures Act (RESPA): Home Warranty Companies' Payments to Real Estate Brokers and Agents Interpretive Rule: Response to Public Comments AGENCY... fees to real estate brokers and agents by home warranty companies. The public was invited to comment...

  6. 12 CFR 225.113 - Services under section 4(a) of Bank Holding Company Act.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 3 2010-01-01 2010-01-01 false Services under section 4(a) of Bank Holding Company Act. 225.113 Section 225.113 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION...

  7. 12 CFR 225.113 - Services under section 4(a) of Bank Holding Company Act.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 12 Banks and Banking 3 2012-01-01 2012-01-01 false Services under section 4(a) of Bank Holding Company Act. 225.113 Section 225.113 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION...

  8. Union Pacific Railroad Company - Clean Water Act Public Notice

    EPA Pesticide Factsheets

    The EPA is providing notice of a proposed Administrative Penalty Assessment against Union Pacific Railroad Company (“Respondent” or “Union Pacific”) for alleged violations of Section 311(b)(3) of the CWA, 33 U.S.C. § 1321(b)(3), and regulations promulgated

  9. 77 FR 40106 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-06

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940... Investment Company Act of 1940 for the month of June 2012. A copy of each application may be obtained via the Commission's Web site by searching for the file number, or for an applicant using the Company name box,...

  10. 18 CFR 366.4 - FERC-65, notification of holding company status, FERC-65A, exemption notification, and FERC-65B...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... NATURAL GAS ACT BOOKS AND RECORDS Definitions and Provisions Under PUHCA 2005, the Federal Power Act and... 18 Conservation of Power and Water Resources 1 2011-04-01 2011-04-01 false FERC-65, notification... Section 366.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION,...

  11. 18 CFR 366.4 - FERC-65, notification of holding company status, FERC-65A, exemption notification, and FERC-65B...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... NATURAL GAS ACT BOOKS AND RECORDS Definitions and Provisions Under PUHCA 2005, the Federal Power Act and... 18 Conservation of Power and Water Resources 1 2012-04-01 2012-04-01 false FERC-65, notification... Section 366.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION,...

  12. 18 CFR 366.4 - FERC-65, notification of holding company status, FERC-65A, exemption notification, and FERC-65B...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... NATURAL GAS ACT BOOKS AND RECORDS Definitions and Provisions Under PUHCA 2005, the Federal Power Act and... 18 Conservation of Power and Water Resources 1 2014-04-01 2014-04-01 false FERC-65, notification... Section 366.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION,...

  13. 18 CFR 366.4 - FERC-65, notification of holding company status, FERC-65A, exemption notification, and FERC-65B...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... NATURAL GAS ACT BOOKS AND RECORDS Definitions and Provisions Under PUHCA 2005, the Federal Power Act and... 18 Conservation of Power and Water Resources 1 2013-04-01 2013-04-01 false FERC-65, notification... Section 366.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION,...

  14. 18 CFR 366.4 - FERC-65, notification of holding company status, FERC-65A, exemption notification, and FERC-65B...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... NATURAL GAS ACT BOOKS AND RECORDS Definitions and Provisions Under PUHCA 2005, the Federal Power Act and... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false FERC-65, notification... Section 366.4 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION,...

  15. 78 FR 54931 - Notice of Applications for Deregistration Under the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-06

    ... COMMISSION Notice of Applications for Deregistration Under the Investment Company Act of 1940 August 30, 2013. The following is a notice of applications for deregistration under section 8(f) of the Investment... (202) 551-6810, SEC, Division of Investment Management, Exemptive Applications Office, 100 F Street...

  16. Sioux City Foundry Company, South Sioux City, Nebraska - Clean Water Act Public Notice

    EPA Pesticide Factsheets

    The EPA is providing notice of a proposed Administrative Penalty Assessment against the Sioux City Foundry Company, an industry located at 2400 G Street, South Sioux City, NE, for alleged violations of the Clean Water Act, 33 U.S.C. § 1319(g) for discharge

  17. 76 FR 6163 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-03

    ... Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 January 28, 2011. The following is a notice of applications for deregistration under section 8(f) of the Investment Company [[Page... Commission's Web site by searching for the file number, or an applicant using the Company name box, at...

  18. 78 FR 72131 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-02

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940... Investment Company Act of 1940 for the month of November. A copy of each application may be obtained via the... (202) 551-6810, SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street...

  19. 75 FR 54197 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-03

    ... Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 August 27, 2010. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of... F Street, NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus at...

  20. 75 FR 68010 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-04

    ... Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 October 29, 2010. The following is a notice of applications for deregistration under section 8(f) of the Investment Company Act of... F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus at...

  1. 17 CFR 250.14 - Exemption of acquisitions of securities of power supply companies from section 9(a)(2) of the Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... of securities of power supply companies from section 9(a)(2) of the Act. (a) An electric utility... securities, and any obligation by such electric utility company to provide funds to the power supply company... securities of the power supply company are owned by one or more electric utility companies to which the...

  2. Tractor Supply Company Agrees to Implement Company-Wide Compliance Program to Resolve Clean Air Act Violations

    EPA Pesticide Factsheets

    WASHINGTON -- The U.S. Environmental Protection Agency (EPA) and the U.S. Department of Justice today announced a settlement with Tractor Supply Company Inc. and Tractor Supply Company of Texas L.P., that resolves allegations that the companies impor

  3. 12 CFR 225.104 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 3 2010-01-01 2010-01-01 false âServicesâ under section 4(c)(1) of Bank Holding Company Act. 225.104 Section 225.104 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF... purchasing installment paper suitable for investment by banking subsidiaries of Holding Company A....

  4. 12 CFR 225.115 - Applicability of Bank Service Corporation Act in certain bank holding company situations.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 3 2010-01-01 2010-01-01 false Applicability of Bank Service Corporation Act in certain bank holding company situations. 225.115 Section 225.115 Banks and Banking FEDERAL RESERVE... relating to banks that otherwise would prevent any such investment. From the legislative history of...

  5. 76 FR 62469 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-07

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 September 30, 2011. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  6. 76 FR 32245 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-03

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 May 27, 2011. The following is a notice of applications for deregistration under section 8(f) of the... F Street, NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus at...

  7. 76 FR 68520 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-04

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 October 28, 2011. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus...

  8. 77 FR 60731 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-04

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 September 28, 2012. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  9. 77 FR 26587 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-04

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 April 30, 2012. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  10. 78 FR 79510 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 December 20, 2013. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  11. 75 FR 25002 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-06

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 April 30, 2010. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  12. 77 FR 66194 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-02

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 October 26, 2012. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  13. 78 FR 47027 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-02

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 July 26, 2013. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus...

  14. 78 FR 40779 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-08

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 June 28, 2013. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  15. 78 FR 65718 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-01

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 October 25, 2013. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  16. 77 FR 46529 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-03

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 July 27, 2012. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  17. 75 FR 47036 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-04

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 July 29, 2010. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  18. 77 FR 55234 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-07

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 August 31, 2012. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  19. 78 FR 20700 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-05

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 March 29, 2013. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  20. 78 FR 964 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-07

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 December 28, 2012. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  1. 77 FR 73064 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-07

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 November 30, 2012. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus...

  2. 76 FR 38431 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-30

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 June 24, 2011. The following is a notice of applications for deregistration under section 8(f) of the... F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus at...

  3. 76 FR 25726 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-05

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 April 29, 2011. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus...

  4. 77 FR 73065 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-07

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 December 4, 2012. The following is a notice of applications for deregistration under section 8(f) of the... by writing to the Secretary, U.S. Securities and Exchange Commission, 100 F Street NE.,...

  5. 76 FR 54823 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-02

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 August 26, 2011. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  6. 77 FR 825 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-06

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 December 30, 2011. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  7. 78 FR 13916 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-01

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 February 22, 2013. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  8. 76 FR 17971 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-31

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 March 25, 2011. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  9. 78 FR 34408 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-07

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 May 31, 2013. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus...

  10. 76 FR 47278 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-04

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 July 29, 2011. The following is a notice of applications for deregistration under section 8(f) of the... F Street, NE., Washington, DC 20549-1090. For Further Information Contact: Diane L. Titus at...

  11. 75 FR 60832 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-01

    ... COMMISSION Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 September 24, 2010. The following is a notice of applications for deregistration under section 8(f) of the... Commission, 100 F Street, NE., Washington, DC 20549-1090. FOR FURTHER INFORMATION CONTACT: Diane L. Titus...

  12. 12 CFR 225.113 - Services under section 4(a) of Bank Holding Company Act.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ...) Regulations Financial Holding Companies Interpretations § 225.113 Services under section 4(a) of Bank Holding... controlling banks; and (3) furnishing services to or performing services for any bank of which the holding... business of “managing or controlling” banks, it is the Board's view that such business, within the...

  13. Implementation of the affordable care act: a case study of a service line co-management company.

    PubMed

    Lanese, Bethany

    2016-09-19

    Purpose The purpose of this paper is to test and measure the outcome of a community hospital in implementing the Affordable Care Act (ACA) through a co-management arrangement. RQ1: do the benefits of a co-management arrangement outweigh the costs? RQ2: does physician alignment aid in the effective implementation of the ACA directives set for hospitals? Design/methodology/approach A case study of a 350-bed non-profit community hospital co-management company. The quantitative data are eight quarters of quality metrics prior and eight quarters post establishment of the co-management company. The quality metrics are all based on standardized national requirements from the Joint Commission and Centers for Medicare and Medicaid Services guidelines. These measures directly impact the quality initiatives under the ACA that are applicable to all healthcare facilities. Qualitative data include survey results from hospital employees of the perceived effectiveness of the co-management company. A paired samples difference of means t-test was conducted to compare the timeframe before co-management and post co-management. Findings The findings indicate that the benefits of a co-management arrangement do outweigh the costs for both the physicians and the hospital ( RQ1). The physicians benefit through actual dollar payout, but also with improved communication and greater input in running the service line. The hospital benefits from reduced cost - or reduced penalties under the ACA - as well as better communication and greater physician involvement in administration of the service line. RQ2: does physician alignment aid in the effective implementation of the ACA directives set for hospitals? The hospital improved in every quality metric under the co-management company. A paired sample difference of means t-test showed a statistically significant improvement in five of the six quality metrics in the study. Originality/value Previous research indicates the potential effectiveness of

  14. 12 CFR 225.109 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... holding company engages in writing comprehensive automobile insurance (fire, theft, and collision) which... usual agency commissions on all comprehensive automobile insurance written for customers of the bank. (c... only activity of the insurance company (writing comprehensive automobile insurance and credit...

  15. 12 CFR 225.109 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... holding company engages in writing comprehensive automobile insurance (fire, theft, and collision) which... usual agency commissions on all comprehensive automobile insurance written for customers of the bank. (c... only activity of the insurance company (writing comprehensive automobile insurance and credit...

  16. 12 CFR 225.137 - Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... exercise a controlling influence over the management and policies of a second company, and thus “control... the medium of a company in which it owns less than 5 percent of the voting stock it may...

  17. 12 CFR 225.137 - Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... exercise a controlling influence over the management and policies of a second company, and thus “control... the medium of a company in which it owns less than 5 percent of the voting stock it may...

  18. 75 FR 17179 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-05

    ... investment company. On September 24, 2009, applicant made a liquidating distribution to its sole shareholder... investment company. On July 26, 2007, applicant made a liquidating distribution to its shareholders, based on... investment company. On April 26, 1996, applicant made a liquidating distribution to its shareholders,...

  19. 75 FR 38156 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-01

    ... be an investment company. Applicants have never made a public offering of their securities and do not... to be an investment company. Applicant has never made a public offering of its securities and does... order declaring that it has ceased to be an investment company. Applicant has never made a...

  20. 78 FR 47217 - Proposed Supervisory Guidance on Implementing Dodd-Frank Act Company-Run Stress Tests for Banking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-05

    ... substantially alter the company's core businesses and earnings capacity. Governance and controls. Under the DFA... companies. Under regulations issued by the Small Business Administration (``SBA''), a small entity includes... impact on a substantial number of small entities. \\8\\ Effective July 22, 2013, the Small...

  1. 12 CFR 225.137 - Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ....” The Board believes that, even apart from this Interpretation, this language preserves the authority of... the medium of a company in which it owns less than 5 percent of the voting stock it may...

  2. 12 CFR 225.137 - Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... believes that, even apart from this Interpretation, this language preserves the authority of the Board to... the medium of a company in which it owns less than 5 percent of the voting stock it may...

  3. 76 FR 12142 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    .... PowerShares ACCE Global Listed Private Equity Fund Summary: Applicant, a closed-end investment company... Roosevelt Rd., Wheaton, IL 60187. DWS Enhanced Commodity Strategy Fund, Inc. Summary: Applicant, a closed... August 23, 2010, applicant transferred its assets to DWS Enhanced Commodity Strategy Fund, a series...

  4. 12 CFR 225.109 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... comprehensive automobile insurance (fire, theft, and collision) which is sold only to customers of a subsidiary... automobile insurance written for customers of the bank. (c) It is also understood that the insurance company... automobile insurance and credit life insurance) appears to involve an insurance relationship between it......

  5. 12 CFR 225.109 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... comprehensive automobile insurance (fire, theft, and collision) which is sold only to customers of a subsidiary... automobile insurance written for customers of the bank. (c) It is also understood that the insurance company... automobile insurance and credit life insurance) appears to involve an insurance relationship between it......

  6. 12 CFR 225.104 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... agreements, Corporation X made all collections, enforced guaranties, filed claims under Title I insurance and... Holding Company A various accounting, statistical and advisory services such as payroll, life insurance... delinquent installments, which sometimes involved repossession and resale of the automobile or other...

  7. 12 CFR 225.109 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... comprehensive automobile insurance (fire, theft, and collision) which is sold only to customers of a subsidiary... automobile insurance written for customers of the bank. (c) It is also understood that the insurance company... automobile insurance and credit life insurance) appears to involve an insurance relationship between it......

  8. 12 CFR 225.104 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... (REGULATION Y) Regulations Financial Holding Companies Interpretations § 225.104 “Services” under section 4(c... payroll, life insurance and budget loan installment account. (2) In the second case, Corporation Y, a..., who made time sales and desired to convert their time sales paper into cash; but Corporation Y made...

  9. 12 CFR 225.104 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... (REGULATION Y) Regulations Financial Holding Companies Interpretations § 225.104 “Services” under section 4(c... payroll, life insurance and budget loan installment account. (2) In the second case, Corporation Y, a..., who made time sales and desired to convert their time sales paper into cash; but Corporation Y made...

  10. 12 CFR 225.104 - “Services” under section 4(c)(1) of Bank Holding Company Act.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... GOVERNORS OF THE FEDERAL RESERVE SYSTEM BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION Y... and budget loan installment account. (2) In the second case, Corporation Y, a nonbanking subsidiary of... desired to convert their time sales paper into cash; but Corporation Y made no loans or purchases of...

  11. 75 FR 5812 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-04

    ... April 28, 2009, applicant made a liquidating distribution to shareholders of its Government Portfolio... shareholders of its Prime Portfolio, based on net asset value. Expenses of $7,500 incurred in connection with... Portfolio Inc. Summary: Applicant, a closed-end investment company, seeks an order declaring that it...

  12. 12 CFR 225.139 - Presumption of continued control under section 2(g)(3) of the Bank Holding Company Act.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... BANK CONTROL (REGULATION Y) Regulations Financial Holding Companies Interpretations § 225.139... is not in fact capable of controlling the transferee.” 2 1 The presumption arises where the... controlling a transferee shall be made after opportunity for hearing. It has been the Board's routine...

  13. 18 CFR 292.602 - Exemption to qualifying facilities from the Public Utility Holding Company Act and certain State...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 292.602 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY REGULATORY POLICIES ACT OF 1978 REGULATIONS UNDER SECTIONS... capacity over 30 megawatts if such facility produces electric energy solely by the use of biomass as...

  14. 18 CFR 292.602 - Exemption to qualifying facilities from the Public Utility Holding Company Act of 2005 and...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ....602 Section 292.602 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY REGULATORY POLICIES ACT OF 1978 REGULATIONS UNDER... produces electric energy solely by the use of biomass as a primary energy source. (b) Exemption from...

  15. 18 CFR 292.602 - Exemption to qualifying facilities from the Public Utility Holding Company Act of 2005 and...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ....602 Section 292.602 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY REGULATORY POLICIES ACT OF 1978 REGULATIONS UNDER... produces electric energy solely by the use of biomass as a primary energy source. (b) Exemption from...

  16. 18 CFR 292.602 - Exemption to qualifying facilities from the Public Utility Holding Company Act of 2005 and...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... produces electric energy solely by the use of biomass as a primary energy source. (b) Exemption from the....602 Section 292.602 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY REGULATORY POLICIES ACT OF 1978 REGULATIONS...

  17. 18 CFR 292.602 - Exemption to qualifying facilities from the Public Utility Holding Company Act of 2005 and...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... produces electric energy solely by the use of biomass as a primary energy source. (b) Exemption from the....602 Section 292.602 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY REGULATORY POLICIES ACT OF 1978 REGULATIONS...

  18. 17 CFR 256.01-2 - Application to service companies doing business with nonassociate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies doing business with nonassociate companies. 256.01-2 Section 256.01-2 Commodity and Securities... COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 General Instructions § 256.01-2 Application to service companies doing business with nonassociate companies. While...

  19. 17 CFR 256.01-2 - Application to service companies doing business with nonassociate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies doing business with nonassociate companies. 256.01-2 Section 256.01-2 Commodity and Securities... COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 General Instructions § 256.01-2 Application to service companies doing business with nonassociate companies. While...

  20. Business Development Company Modernization Act

    THOMAS, 113th Congress

    Rep. Mulvaney, Mick [R-SC-5

    2013-05-14

    10/23/2013 Hearings Held by the Subcommittee on Capital Markets and Government Sponsored Enterprises Prior to Referral. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  1. 17 CFR 250.14 - Exemption of acquisitions of securities of power supply companies from section 9(a)(2) of the Act.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... supply company sells all of its electric energy, or as a transmission company provides all its transmission services to them or their customers (exclusive of any electric energy or transmission services... facilities for the generation or transmission of electric energy for sale to one or more electric...

  2. 17 CFR 270.12d1-2 - Exemptions for investment companies relying on section 12(d)(1)(G) of the Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...-12(d)(1)(G)(i)(II)), a registered open-end investment company or a registered unit investment trust... by an investment company); and (3) Securities issued by a money market fund, when the acquisition is in reliance on § 270.12d1-1. (b) Definitions. For purposes of this section, money market fund has...

  3. 17 CFR 270.12d1-2 - Exemptions for investment companies relying on section 12(d)(1)(G) of the Act.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ...-12(d)(1)(G)(i)(II)), a registered open-end investment company or a registered unit investment trust... by an investment company); and (3) Securities issued by a money market fund, when the acquisition is in reliance on § 270.12d1-1. (b) Definitions. For purposes of this section, money market fund has...

  4. 17 CFR 270.12d1-2 - Exemptions for investment companies relying on section 12(d)(1)(G) of the Act.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ...-12(d)(1)(G)(i)(II)), a registered open-end investment company or a registered unit investment trust... by an investment company); and (3) Securities issued by a money market fund, when the acquisition is in reliance on § 270.12d1-1. (b) Definitions. For purposes of this section, money market fund has...

  5. 17 CFR 210.3-18 - Special provisions as to registered management investment companies and companies required to be...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... registered management investment companies and companies required to be registered as management investment companies. 210.3-18 Section 210.3-18 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY...

  6. 17 CFR 210.3-18 - Special provisions as to registered management investment companies and companies required to be...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... registered management investment companies and companies required to be registered as management investment companies. 210.3-18 Section 210.3-18 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY...

  7. 17 CFR 250.12 - Exemption of certain public utility companies from the definition of subsidiary companies of...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... utility companies from the definition of subsidiary companies of holding companies. 250.12 Section 250.12... REGULATIONS, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Registration and General Exemptions § 250.12 Exemption of certain public utility companies from the definition of subsidiary companies of holding...

  8. 17 CFR 250.12 - Exemption of certain public utility companies from the definition of subsidiary companies of...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... utility companies from the definition of subsidiary companies of holding companies. 250.12 Section 250.12... REGULATIONS, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Registration and General Exemptions § 250.12 Exemption of certain public utility companies from the definition of subsidiary companies of holding...

  9. Smart Companies.

    ERIC Educational Resources Information Center

    Galagan, Patricia A.

    1997-01-01

    Capturing and leveraging knowledge is an important new management trend that is as yet undefined. Some companies are accounting for their intellectual capital and applying it to the company balance sheets. (JOW)

  10. Duke Energy Subsidiaries Plead Guilty and Sentenced for Clean Water Act Crimes/The companies will pay a fine and conduct community service and wetlands mitigation

    EPA Pesticide Factsheets

    WASHINGTON - Three subsidiaries of North Carolina-based Duke Energy Corporation, the largest utility in the United States, pleaded guilty today to nine criminal violations of the Clean Water Act at several of its North Carolina facilities and agreed

  11. 78 FR 27218 - Mountaineer Gas Company v. Washington Gas Light Company: Notice of Complaint

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-09

    ... Energy Regulatory Commission Mountaineer Gas Company v. Washington Gas Light Company: Notice of Complaint... complaint against Washington Gas Light Company (WGL or Respondent), pursuant to the Natural Gas Act (NGA... the contacts of Washington Gas Light Company as listed on the Commission's list of Corporate...

  12. 78 FR 28831 - Mountaineer Gas Company v. Washington Gas Light Company; Notice of Complaint

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-16

    ... Energy Regulatory Commission Mountaineer Gas Company v. Washington Gas Light Company; Notice of Complaint... complaint against Washington Gas Light Company (WGL or Respondent), pursuant to the Natural Gas Act (NGA... the contacts of Washington Gas Light Company as listed on the Commission's list of Corporate...

  13. 76 FR 17720 - American Family Life Insurance Company, et al.

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-30

    ... COMMISSION American Family Life Insurance Company, et al. March 24, 2011. AGENCY: Securities and Exchange... Company Act of 1940, as amended (the ``1940 Act''). Applicants: American Family Life Insurance Company (the ``Company''), American Family Variable Account I (the ``Life Account''), and American...

  14. Assessing Your Company's Training Needs.

    ERIC Educational Resources Information Center

    Food, Drink and Tobacco Industry Training Board, Croydon (England).

    This book was designed to serve as a guide for the small and medium-sized firm establishing a systematic training pattern for the first time, and to the larger company for whom it will act as a useful check list. The guide examines the kind of information required and the ways in which actual companies have arrived at their training requirements…

  15. 17 CFR 210.3A-05 - Special requirements as to public utility holding companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975... public utility holding companies. 210.3A-05 Section 210.3A-05 Commodity and Securities...

  16. 17 CFR 210.3A-05 - Special requirements as to public utility holding companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975... public utility holding companies. 210.3A-05 Section 210.3A-05 Commodity and Securities...

  17. 17 CFR 256.311 - Other service company property.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Other service company property... (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Service Company Property Accounts § 256.311 Other service...

  18. 17 CFR 256.223 - Advances from associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 256.223 Section 256.223 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 6. Long-Term Debt § 256.223 Advances from associate companies....

  19. 17 CFR 256.311 - Other service company property.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Other service company property... (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Service Company Property Accounts § 256.311 Other service...

  20. 17 CFR 256.123 - Investment in associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 256.123 Section 256.123 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 2. Investments § 256.123 Investment in associate companies....

  1. 17 CFR 256.123 - Investment in associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 256.123 Section 256.123 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 2. Investments § 256.123 Investment in associate companies....

  2. 17 CFR 270.35d-1 - Investment company names.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Investment company names. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.35d-1 Investment company names. (a... registered investment company and any series of the investment company. (2) Assets means net assets, plus...

  3. 17 CFR 256.223 - Advances from associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 256.223 Section 256.223 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 6. Long-Term Debt § 256.223 Advances from associate companies....

  4. 17 CFR 270.35d-1 - Investment company names.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Investment company names. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.35d-1 Investment company names. (a... registered investment company and any series of the investment company. (2) Assets means net assets, plus...

  5. 17 CFR 270.35d-1 - Investment company names.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Investment company names. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.35d-1 Investment company names. (a... registered investment company and any series of the investment company. (2) Assets means net assets, plus...

  6. 17 CFR 270.35d-1 - Investment company names.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Investment company names. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.35d-1 Investment company names. (a... registered investment company and any series of the investment company. (2) Assets means net assets, plus...

  7. 17 CFR 270.35d-1 - Investment company names.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Investment company names. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.35d-1 Investment company names. (a... registered investment company and any series of the investment company. (2) Assets means net assets, plus...

  8. 18 CFR 367.14 - Transactions with associate companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... associate companies. 367.14 Section 367.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  9. 18 CFR 367.1010 - Account 101, Service company property.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... company property. 367.1010 Section 367.1010 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  10. 18 CFR 367.14 - Transactions with associate companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... associate companies. 367.14 Section 367.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  11. 18 CFR 367.1010 - Account 101, Service company property.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... company property. 367.1010 Section 367.1010 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  12. 18 CFR 367.14 - Transactions with associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... associate companies. 367.14 Section 367.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  13. 18 CFR 367.14 - Transactions with associate companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... associate companies. 367.14 Section 367.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  14. 18 CFR 367.1010 - Account 101, Service company property.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... company property. 367.1010 Section 367.1010 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  15. 18 CFR 367.1010 - Account 101, Service company property.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... company property. 367.1010 Section 367.1010 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  16. 18 CFR 367.1010 - Account 101, Service company property.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... company property. 367.1010 Section 367.1010 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  17. 18 CFR 367.14 - Transactions with associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... associate companies. 367.14 Section 367.14 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  18. Disabilities Act in Action.

    ERIC Educational Resources Information Center

    Daynes, Kristine S.

    1990-01-01

    Eight true or false questions explore implications of the Americans with Disabilities Act of 1990. Topics include AIDS, drug abuse, undue hardship, reasonable accommodation, and company size affected by the law. (SK)

  19. Lawmakers vie to let utilities onto the info highway

    SciTech Connect

    Burkhart, L.A.

    1994-03-15

    Capitol Hill is alive with talk of the information superhighway and the need to amend the antiquated Communications Act of 1936. Electric and gas utilities hope that whatever bill is passed will allow them to provide telecommunications services and take part in the communication revolution. After all, the Clinton Administration's white paper on the issue advocates following a policy that would allow energy utilities to provide telephone services. Rep. Boucher has become a chief advocate of allowing electric utilities to compete in the cable television and telephone industries. Under the Public Utility Holding Company Act (PUHCA), electric utility holding companies whose operations cross state lines are prohibited from offering telecommunications services. Boucher's measure would amend PUHCA by removing those restrictions.

  20. 78 FR 35017 - Prairie Power, Inc. v. Ameren Services Company, Ameren Illinois Company, Ameren Transmission...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-11

    ... Energy Regulatory Commission Prairie Power, Inc. v. Ameren Services Company, Ameren Illinois Company, Ameren Transmission Company of Illinois; Notice of Complaint Take notice that on May 31, 2013, pursuant to section 206 of the Federal Power Act (FPA), 16 USC 825(e) and Rule 206 of the Federal...

  1. 17 CFR 250.7 - Companies deemed not to be electric or gas utility companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Companies deemed not to be electric or gas utility companies. 250.7 Section 250.7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, PUBLIC UTILITY HOLDING COMPANY ACT OF...

  2. 12 CFR 242.4 - Significant nonbank financial companies and significant bank holding companies.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 12 Banks and Banking 4 2014-01-01 2014-01-01 false Significant nonbank financial companies and significant bank holding companies. 242.4 Section 242.4 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED...-FRANK ACT (REGULATION PP) § 242.4 Significant nonbank financial companies and significant bank...

  3. 17 CFR 250.7 - Companies deemed not to be electric or gas utility companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Companies deemed not to be electric or gas utility companies. 250.7 Section 250.7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, PUBLIC UTILITY HOLDING COMPANY ACT OF...

  4. 17 CFR 256.457 - Services rendered to associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 256.457 Section 256.457 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Income and Expense Accounts § 256.457 Services rendered to...

  5. 17 CFR 256.458 - Services rendered to nonassociate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... nonassociate companies. 256.458 Section 256.458 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Income and Expense Accounts § 256.458...

  6. 17 CFR 256.146 - Accounts receivable from associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... associate companies. 256.146 Section 256.146 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 3. Current and Accrued Assets § 256.146...

  7. 17 CFR 256.101 - Service company property.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Service company property. 256...) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Balance Sheet Accounts: Assets and Other Debit Accounts § 256.101...

  8. 17 CFR 256.233 - Notes payable to associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 256.233 Section 256.233 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 7. Current and Accrued Liabilities § 256.233 Notes payable...

  9. 17 CFR 270.18f-3 - Multiple class companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Multiple class companies. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.18f-3 Multiple class companies... registered open-end management investment company or series or class thereof established in accordance...

  10. 17 CFR 256.101 - Service company property.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Service company property. 256...) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Balance Sheet Accounts: Assets and Other Debit Accounts § 256.101...

  11. 17 CFR 256.234 - Accounts payable to associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 256.234 Section 256.234 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 7. Current and Accrued Liabilities § 256.234 Accounts payable...

  12. 17 CFR 270.18f-3 - Multiple class companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Multiple class companies. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.18f-3 Multiple class companies... registered open-end management investment company or series or class thereof established in accordance...

  13. 17 CFR 256.458 - Services rendered to nonassociate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... nonassociate companies. 256.458 Section 256.458 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Income and Expense Accounts § 256.458...

  14. 17 CFR 256.146 - Accounts receivable from associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... associate companies. 256.146 Section 256.146 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 3. Current and Accrued Assets § 256.146...

  15. 17 CFR 256.457 - Services rendered to associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 256.457 Section 256.457 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 Income and Expense Accounts § 256.457 Services rendered to...

  16. 17 CFR 256.234 - Accounts payable to associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 256.234 Section 256.234 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 7. Current and Accrued Liabilities § 256.234 Accounts payable...

  17. 17 CFR 270.18f-3 - Multiple class companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Multiple class companies. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.18f-3 Multiple class companies... registered open-end management investment company or series or class thereof established in accordance...

  18. 17 CFR 256.233 - Notes payable to associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 256.233 Section 256.233 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) UNIFORM SYSTEM OF ACCOUNTS FOR MUTUAL SERVICE COMPANIES AND SUBSIDIARY SERVICE COMPANIES, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 7. Current and Accrued Liabilities § 256.233 Notes payable...

  19. 17 CFR 270.18f-3 - Multiple class companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Multiple class companies. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.18f-3 Multiple class companies... registered open-end management investment company or series or class thereof established in accordance...

  20. 17 CFR 270.18f-3 - Multiple class companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Multiple class companies. 270... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.18f-3 Multiple class companies... registered open-end management investment company or series or class thereof established in accordance...

  1. 18 CFR 367.1450 - Account 145, Notes receivable from associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... contingent liability arising from such transactions. ... SERVICE COMPANIES SUBJECT TO THE PROVISIONS OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL... transferred without releasing the service company from liability as endorser thereon, must be credited to...

  2. 18 CFR 367.1460 - Account 146, Accounts receivable from associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statements of any contingent liability arising from the transactions. ... SERVICE COMPANIES SUBJECT TO THE PROVISIONS OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL... transferred without releasing the service company from liability as the related endorser, must be credited...

  3. Liquidity Enhancement for Small Public Companies Act

    THOMAS, 112th Congress

    Rep. McHenry, Patrick T. [R-NC-10

    2012-07-13

    07/31/2012 Referred to the Subcommittee on Capital Markets and Government Sponsored Enterprises. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  4. Ditch and Irrigation Company Tax Reform Act

    THOMAS, 112th Congress

    Sen. Udall, Mark [D-CO

    2012-11-29

    11/29/2012 Read twice and referred to the Committee on Finance. (text of measure as introduced: CR S7219-7220) (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  5. Private Company Flexibility and Growth Act

    THOMAS, 112th Congress

    Sen. Toomey, Pat [R-PA

    2011-11-08

    03/06/2012 Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 112-482. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  6. Regulated Investment Company Modernization Act of 2010

    THOMAS, 111th Congress

    Sen. Bingaman, Jeff [D-NM

    2010-11-17

    11/17/2010 Read twice and referred to the Committee on Finance. (All Actions) Notes: For further action, see H.R.4337, which became Public Law 111-325 on 12/22/2010. Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  7. Small Company Capital Formation Act of 2011

    THOMAS, 112th Congress

    Rep. Schweikert, David [R-AZ-5

    2011-03-14

    11/07/2011 Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 222. (All Actions) Tracker: This bill has the status Passed HouseHere are the steps for Status of Legislation:

  8. Small Company Capital Formation Act of 2011

    THOMAS, 112th Congress

    Sen. Tester, Jon [D-MT

    2011-09-12

    03/06/2012 Committee on Banking, Housing, and Urban Affairs. Hearings held. Hearings printed: S.Hrg. 112-482. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  9. 75 FR 41908 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-19

    ... and rule and form amendments under the Investment Company Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934, to reform the regulation of distribution fees paid by registered open-end management investment companies (``funds''). The recommended proposal would provide a...

  10. 24 CFR 3500.16 - Title companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 24 Housing and Urban Development 5 2013-04-01 2013-04-01 false Title companies. 3500.16 Section 3500.16 Housing and Urban Development Regulations Relating to Housing and Urban Development (Continued... DEVELOPMENT REAL ESTATE SETTLEMENT PROCEDURES ACT § 3500.16 Title companies. No seller of property that...

  11. 24 CFR 3500.16 - Title companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 24 Housing and Urban Development 5 2012-04-01 2012-04-01 false Title companies. 3500.16 Section 3500.16 Housing and Urban Development Regulations Relating to Housing and Urban Development (Continued... DEVELOPMENT REAL ESTATE SETTLEMENT PROCEDURES ACT § 3500.16 Title companies. No seller of property that...

  12. 24 CFR 3500.16 - Title companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 24 Housing and Urban Development 5 2014-04-01 2014-04-01 false Title companies. 3500.16 Section 3500.16 Housing and Urban Development Regulations Relating to Housing and Urban Development (Continued... DEVELOPMENT REAL ESTATE SETTLEMENT PROCEDURES ACT § 3500.16 Title companies. No seller of property that...

  13. 12 CFR 1024.16 - Title companies.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 12 Banks and Banking 8 2013-01-01 2013-01-01 false Title companies. 1024.16 Section 1024.16 Banks and Banking BUREAU OF CONSUMER FINANCIAL PROTECTION REAL ESTATE SETTLEMENT PROCEDURES ACT (REGULATION X) § 1024.16 Title companies. No seller of property that will be purchased with the assistance of...

  14. 12 CFR 1024.16 - Title companies.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 12 Banks and Banking 8 2012-01-01 2012-01-01 false Title companies. 1024.16 Section 1024.16 Banks and Banking BUREAU OF CONSUMER FINANCIAL PROTECTION REAL ESTATE SETTLEMENT PROCEDURES ACT (REGULATION X) § 1024.16 Title companies. No seller of property that will be purchased with the assistance of...

  15. 12 CFR 1024.16 - Title companies.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 12 Banks and Banking 8 2014-01-01 2014-01-01 false Title companies. 1024.16 Section 1024.16 Banks and Banking BUREAU OF CONSUMER FINANCIAL PROTECTION REAL ESTATE SETTLEMENT PROCEDURES ACT (REGULATION X) Mortgage Settlement and Escrow Accounts § 1024.16 Title companies. No seller of property...

  16. 24 CFR 3500.16 - Title companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 24 Housing and Urban Development 5 2011-04-01 2011-04-01 false Title companies. 3500.16 Section 3500.16 Housing and Urban Development Regulations Relating to Housing and Urban Development (Continued... DEVELOPMENT REAL ESTATE SETTLEMENT PROCEDURES ACT § 3500.16 Title companies. No seller of property that...

  17. 24 CFR 3500.16 - Title companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 24 Housing and Urban Development 5 2010-04-01 2010-04-01 false Title companies. 3500.16 Section 3500.16 Housing and Urban Development Regulations Relating to Housing and Urban Development (Continued... DEVELOPMENT REAL ESTATE SETTLEMENT PROCEDURES ACT § 3500.16 Title companies. No seller of property that...

  18. 18 CFR 367.1450 - Account 145, Notes receivable from associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1450... subject to current settlement in open accounts with associate companies. Items that do not bear...

  19. 18 CFR 367.1450 - Account 145, Notes receivable from associate companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1450... subject to current settlement in open accounts with associate companies. Items that do not bear...

  20. 18 CFR 367.1460 - Account 146, Accounts receivable from associate companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1460... balances subject to current settlement in open accounts with associate companies. Items that do not bear...

  1. 18 CFR 367.1460 - Account 146, Accounts receivable from associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1460... balances subject to current settlement in open accounts with associate companies. Items that do not bear...

  2. 18 CFR 367.2 - Companies for which this system of accounts is prescribed.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... this system of accounts is prescribed. 367.2 Section 367.2 Conservation of Power and Water Resources... COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED... POWER ACT AND NATURAL GAS ACT General Instructions § 367.2 Companies for which this system of...

  3. 18 CFR 367.2 - Companies for which this system of accounts is prescribed.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... this system of accounts is prescribed. 367.2 Section 367.2 Conservation of Power and Water Resources... COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED... POWER ACT AND NATURAL GAS ACT General Instructions § 367.2 Companies for which this system of...

  4. 18 CFR 367.23 - Transactions with non-associate companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ...-associate companies. 367.23 Section 367.23 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  5. 18 CFR 367.23 - Transactions with non-associate companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ...-associate companies. 367.23 Section 367.23 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  6. 18 CFR 367.23 - Transactions with non-associate companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ...-associate companies. 367.23 Section 367.23 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  7. 18 CFR 367.23 - Transactions with non-associate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...-associate companies. 367.23 Section 367.23 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  8. 18 CFR 367.23 - Transactions with non-associate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ...-associate companies. 367.23 Section 367.23 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT UNIFORM SYSTEM OF ACCOUNTS FOR CENTRALIZED SERVICE COMPANIES...

  9. 18 CFR 2.57 - Temporary certificates-pipeline companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ...-pipeline companies. 2.57 Section 2.57 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY... Policy and Interpretations Under the Natural Gas Act § 2.57 Temporary certificates—pipeline companies... the proposed construction is of major proportions. Pipeline companies are accordingly urged to...

  10. 17 CFR 230.156 - Investment company sales literature.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Investment company sales... GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.156 Investment company sales... company. Under these provisions, sales literature is materially misleading if it: (1) Contains an...

  11. 18 CFR 2.57 - Temporary certificates-pipeline companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ...-pipeline companies. 2.57 Section 2.57 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY... Policy and Interpretations Under the Natural Gas Act § 2.57 Temporary certificates—pipeline companies... the proposed construction is of major proportions. Pipeline companies are accordingly urged to...

  12. 17 CFR 230.156 - Investment company sales literature.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Investment company sales... GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.156 Investment company sales... company. Under these provisions, sales literature is materially misleading if it: (1) Contains an...

  13. 17 CFR 230.156 - Investment company sales literature.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Investment company sales... GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.156 Investment company sales... company. Under these provisions, sales literature is materially misleading if it: (1) Contains an...

  14. 18 CFR 2.57 - Temporary certificates-pipeline companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ...-pipeline companies. 2.57 Section 2.57 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY... Policy and Interpretations Under the Natural Gas Act § 2.57 Temporary certificates—pipeline companies... the proposed construction is of major proportions. Pipeline companies are accordingly urged to...

  15. 17 CFR 230.156 - Investment company sales literature.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Investment company sales... GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.156 Investment company sales... company. Under these provisions, sales literature is materially misleading if it: (1) Contains an...

  16. 18 CFR 2.57 - Temporary certificates-pipeline companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ...-pipeline companies. 2.57 Section 2.57 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY... Policy and Interpretations Under the Natural Gas Act § 2.57 Temporary certificates—pipeline companies... the proposed construction is of major proportions. Pipeline companies are accordingly urged to...

  17. 17 CFR 230.156 - Investment company sales literature.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Investment company sales... GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.156 Investment company sales... company. Under these provisions, sales literature is materially misleading if it: (1) Contains an...

  18. 77 FR 32881 - Supervised Securities Holding Company Registration

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-04

    ... 81 Supervised Securities Holding Company Registration AGENCY: Board of Governors of the Federal...'' or ``Act''), which permits nonbank companies that own at least one registered securities broker or... Board. The final rule outlines the requirements that a securities holding company must satisfy to...

  19. 18 CFR 2.57 - Temporary certificates-pipeline companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...-pipeline companies. 2.57 Section 2.57 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY... Policy and Interpretations Under the Natural Gas Act § 2.57 Temporary certificates—pipeline companies... the proposed construction is of major proportions. Pipeline companies are accordingly urged to...

  20. 77 FR 10489 - Xcel Energy Services Inc., Northern States Power Company v. American Transmission Company, LLC...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-22

    ... Energy Regulatory Commission Xcel Energy Services Inc., Northern States Power Company v. American Transmission Company, LLC; Notice of Complaint Take notice that on February 14, 2012, pursuant to section 206 of the Federal Power Act and Rule 206 of the Rules of Practice and Procedure of the Federal...

  1. 29 CFR 1980.102 - Obligations and prohibited acts.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 29 Labor 9 2010-07-01 2010-07-01 false Obligations and prohibited acts. 1980.102 Section 1980.102... THE CORPORATE AND CRIMINAL FRAUD ACCOUNTABILITY ACT OF 2002, TITLE VIII OF THE SARBANES-OXLEY ACT OF... acts. (a) No company or company representative may discharge, demote, suspend, threaten, harass or...

  2. 77 FR 54621 - Pruco Life Insurance Company, et al;

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-05

    ...; File No. 812-13990] Pruco Life Insurance Company, et al; Notice of Application August 29, 2012. AGENCY... the Act from Section 17(a) of the Act. Applicants: Pruco Life Insurance Company (``Pruco Life''), Pruco Life Flexible Premium Variable Annuity Account (``Pruco Life Variable Annuity Account''),...

  3. 17 CFR 274.13 - Form N-8B-3, registration statement of unincorporated management investment companies currently...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statement of unincorporated management investment companies currently issuing periodic payment plan...-8B-3, registration statement of unincorporated management investment companies currently issuing..., pursuant to section 8(b) of the Investment Company Act of 1940, by unincorporated management...

  4. 17 CFR 274.13 - Form N-8B-3, registration statement of unincorporated management investment companies currently...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of unincorporated management investment companies currently issuing periodic payment plan...-8B-3, registration statement of unincorporated management investment companies currently issuing..., pursuant to section 8(b) of the Investment Company Act of 1940, by unincorporated management...

  5. 17 CFR 274.11 - Form N-1, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statement of open-end management investment companies. 274.11 Section 274.11 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT...(b) of the Investment Company Act of 1940 by open-end management investment companies that...

  6. 17 CFR 274.11 - Form N-1, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of open-end management investment companies. 274.11 Section 274.11 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT...(b) of the Investment Company Act of 1940 by open-end management investment companies that...

  7. 78 FR 15014 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-08

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  8. 78 FR 69852 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  9. 78 FR 58538 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-24

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  10. 78 FR 77465 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  11. 78 FR 17930 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-25

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  12. 78 FR 11186 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-15

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  13. 78 FR 15952 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-13

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  14. 78 FR 62363 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-21

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  15. 78 FR 11647 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-19

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  16. 78 FR 21368 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  17. 78 FR 72086 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-02

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  18. 78 FR 9917 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-12

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  19. 78 FR 44122 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-23

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  20. 78 FR 71612 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-29

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  1. 78 FR 63476 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-24

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  2. 78 FR 62633 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, ] pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  3. 78 FR 71613 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-29

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  4. 78 FR 77684 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-24

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  5. 78 FR 1212 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-08

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  6. 17 CFR 270.3a-8 - Certain research and development companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... development companies. 270.3a-8 Section 270.3a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-8 Certain research and development companies. (a) Notwithstanding sections 3(a)(1)(A) and 3(a)(1)(C) of the Act (15 U.S.C....

  7. 17 CFR 270.2a51-3 - Certain companies as qualified purchasers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Certain companies as qualified... COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.2a51-3 Certain companies as qualified purchasers. (a) For purposes of section 2(a)(51)(A) (ii) and (iv) of the Act , a...

  8. 17 CFR 270.3a-1 - Certain prima facie investment companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... companies. 270.3a-1 Section 270.3a-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-1 Certain prima facie investment companies. Notwithstanding section 3(a)(1)(C) of the Act (15 U.S.C. 80a-3(a)(1)(c)), an issuer will...

  9. 17 CFR 270.3a-8 - Certain research and development companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... development companies. 270.3a-8 Section 270.3a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-8 Certain research and development companies. (a) Notwithstanding sections 3(a)(1)(A) and 3(a)(1)(C) of the Act (15 U.S.C....

  10. 17 CFR 270.3a-1 - Certain prima facie investment companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... companies. 270.3a-1 Section 270.3a-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-1 Certain prima facie investment companies. Notwithstanding section 3(a)(1)(C) of the Act (15 U.S.C. 80a-3(a)(1)(c)), an issuer will...

  11. 17 CFR 270.3a-8 - Certain research and development companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... development companies. 270.3a-8 Section 270.3a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-8 Certain research and development companies. (a) Notwithstanding sections 3(a)(1)(A) and 3(a)(1)(C) of the Act (15 U.S.C....

  12. 17 CFR 270.3a-1 - Certain prima facie investment companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 270.3a-1 Section 270.3a-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-1 Certain prima facie investment companies. Notwithstanding section 3(a)(1)(C) of the Act (15 U.S.C. 80a-3(a)(1)(c)), an issuer will...

  13. 17 CFR 270.2a51-3 - Certain companies as qualified purchasers.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Certain companies as qualified... COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.2a51-3 Certain companies as qualified purchasers. (a) For purposes of section 2(a)(51)(A) (ii) and (iv) of the Act , a...

  14. 17 CFR 270.3a-1 - Certain prima facie investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 270.3a-1 Section 270.3a-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-1 Certain prima facie investment companies. Notwithstanding section 3(a)(1)(C) of the Act (15 U.S.C. 80a-3(a)(1)(c)), an issuer will...

  15. 17 CFR 270.3a-1 - Certain prima facie investment companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... companies. 270.3a-1 Section 270.3a-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-1 Certain prima facie investment companies. Notwithstanding section 3(a)(1)(C) of the Act (15 U.S.C. 80a-3(a)(1)(c)), an issuer will...

  16. 17 CFR 270.2a51-3 - Certain companies as qualified purchasers.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Certain companies as qualified... COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.2a51-3 Certain companies as qualified purchasers. (a) For purposes of section 2(a)(51)(A) (ii) and (iv) of the Act , a...

  17. 17 CFR 270.2a51-3 - Certain companies as qualified purchasers.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Certain companies as qualified... COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.2a51-3 Certain companies as qualified purchasers. (a) For purposes of section 2(a)(51)(A) (ii) and (iv) of the Act , a...

  18. 17 CFR 270.3a-8 - Certain research and development companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... development companies. 270.3a-8 Section 270.3a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-8 Certain research and development companies. (a) Notwithstanding sections 3(a)(1)(A) and 3(a)(1)(C) of the Act (15 U.S.C....

  19. 17 CFR 270.3a-8 - Certain research and development companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... development companies. 270.3a-8 Section 270.3a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-8 Certain research and development companies. (a) Notwithstanding sections 3(a)(1)(A) and 3(a)(1)(C) of the Act (15 U.S.C....

  20. 17 CFR 270.2a51-3 - Certain companies as qualified purchasers.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Certain companies as qualified... COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.2a51-3 Certain companies as qualified purchasers. (a) For purposes of section 2(a)(51)(A) (ii) and (iv) of the Act , a...

  1. 77 FR 10744 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-23

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C. 1841 et seq.) (BHC Act), Regulation Y (12...

  2. 20 CFR 202.5 - Company or person under common control.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 1 2010-04-01 2010-04-01 false Company or person under common control. 202.5 Section 202.5 Employees' Benefits RAILROAD RETIREMENT BOARD REGULATIONS UNDER THE RAILROAD RETIREMENT ACT EMPLOYERS UNDER THE ACT § 202.5 Company or person under common control. A company or person is under...

  3. 75 FR 29760 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-27

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  4. 77 FR 64993 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  5. 75 FR 70004 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-16

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  6. 78 FR 70945 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  7. 76 FR 68458 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-04

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  8. 75 FR 17142 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-05

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  9. 77 FR 26760 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-07

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  10. 76 FR 77229 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-12

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  11. 78 FR 40739 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-08

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  12. 76 FR 40366 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-08

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  13. 77 FR 26280 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-03

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  14. 75 FR 78705 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-16

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  15. 75 FR 16808 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-02

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  16. 76 FR 66719 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-27

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  17. 76 FR 28435 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-17

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  18. 77 FR 26759 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-07

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  19. 75 FR 30405 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-01

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  20. 76 FR 51980 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-19

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  1. 77 FR 48156 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-13

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  2. 77 FR 65190 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-25

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  3. 77 FR 29348 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-17

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  4. 77 FR 38631 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-28

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  5. 75 FR 32779 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-09

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  6. 78 FR 17206 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-20

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  7. 75 FR 1784 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-13

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  8. 77 FR 41788 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-16

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  9. 78 FR 52530 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-23

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  10. 76 FR 77534 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-13

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  11. 78 FR 38715 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-27

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  12. 75 FR 65631 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  13. 77 FR 69623 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-20

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  14. 77 FR 73466 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-10

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  15. 75 FR 36657 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  16. 77 FR 21981 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-12

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  17. 77 FR 52737 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-30

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  18. 77 FR 18246 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-27

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  19. 75 FR 57023 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-17

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  20. 77 FR 10529 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-22

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  1. 76 FR 62807 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-11

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  2. 78 FR 46334 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-31

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  3. 75 FR 66763 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-29

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  4. 77 FR 64338 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-19

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  5. 77 FR 1490 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-10

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  6. 76 FR 13191 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-10

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  7. 77 FR 52738 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-30

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  8. 76 FR 22705 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-22

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  9. 78 FR 69680 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  10. 77 FR 53202 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-31

    ... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking company, the review also includes whether the acquisition of the nonbanking company complies with...

  11. 17 CFR 270.30e-1 - Reports to stockholders of management companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... management companies. 270.30e-1 Section 270.30e-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.30e-1 Reports to stockholders of management companies. (a) Every registered management company shall transmit to...

  12. 77 FR 71420 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-30

    ... acquire 100 percent of the voting shares of ABM Holding Company, and thereby indirectly acquire The... Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12...

  13. 17 CFR 270.23c-1 - Repurchase of securities by closed-end companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... closed-end companies. 270.23c-1 Section 270.23c-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.23c-1 Repurchase of securities by closed-end companies. (a) A registered closed-end company may purchase for cash...

  14. 17 CFR 270.17a-8 - Mergers of affiliated companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 270.17a-8 Section 270.17a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.17a-8 Mergers of affiliated companies. (a) Exemption of affiliated mergers. A Merger of a registered investment company (or a series...

  15. 17 CFR 270.17a-8 - Mergers of affiliated companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... companies. 270.17a-8 Section 270.17a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.17a-8 Mergers of affiliated companies. (a) Exemption of affiliated mergers. A Merger of a registered investment company (or a series...

  16. 17 CFR 270.17a-8 - Mergers of affiliated companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 270.17a-8 Section 270.17a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.17a-8 Mergers of affiliated companies. (a) Exemption of affiliated mergers. A Merger of a registered investment company (or a series...

  17. 17 CFR 270.17a-8 - Mergers of affiliated companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... companies. 270.17a-8 Section 270.17a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.17a-8 Mergers of affiliated companies. (a) Exemption of affiliated mergers. A Merger of a registered investment company (or a series...

  18. 17 CFR 270.17a-8 - Mergers of affiliated companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... companies. 270.17a-8 Section 270.17a-8 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.17a-8 Mergers of affiliated companies. (a) Exemption of affiliated mergers. A Merger of a registered investment company (or a series...

  19. Americans With Disabilities Act.

    PubMed

    Walk, E E; Ahn, H C; Lampkin, P M; Nabizadeh, S A; Edlich, R F

    1993-01-01

    The Americans with Disabilities Act gives all Americans with disabilities a chance to achieve the same quality of life that individuals without disabilities enjoy. This act prohibits discrimination on the basis of disabilities in employment, public services, privately operated public accommodations, services, and telecommunications. The Americans with Disabilities Act is divided into five titles. Title I of the act pertains to discrimination against the disabled in the workplace. Title II prevents discrimination against persons with a disability in state and local government services. Title III prohibits discrimination against persons with disabilities in places of public accommodations and commercial facilities. Title IV ensures that companies offering telephone services to the general public provide special services for individuals with hearing and speech impairments. Under the enforcement provisions of the Americans with Disabilities Act, stringent penalties will be implemented for failure to comply with its provisions.

  20. Section 1: Company directory

    SciTech Connect

    Not Available

    1991-12-01

    This is a 1992 directory of those companies doing business in all areas of the independent power producers industry. The listing includes the company name, address, telephone and FAX numbers, and the name of a company contact. The listing is international in scope.

  1. Privacy Act

    EPA Pesticide Factsheets

    Learn about the Privacy Act of 1974, the Electronic Government Act of 2002, the Federal Information Security Management Act, and other information about the Environmental Protection Agency maintains its records.

  2. Biodiesel Fuel Company Owner Pleads Guilty to Fraud and Clean Air Act Crimes Connected to Renewable Fuels Scheme / Philip J. Rivkin faces more than 10 years imprisonment and $51 million in restitution

    EPA Pesticide Factsheets

    WASHINGTON - Philip Joseph Rivkin, a.k.a. Felipe Poitan Arriaga, 50, today pleaded guilty to a Clean Air Act false statement and mail fraud as part of his role in a scheme to defraud EPA by falsely representing that he was producing millions of gall

  3. 76 FR 23342 - Russell Investment Management Company, et al.;

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-26

    ... adopted or will adopt a Code of Ethics as required under rule 17j- 1 under the Act, which contains... as an ``ETF,'' an ``investment company,'' a ``fund,'' or a ``trust.'' All marketing materials...

  4. 76 FR 29744 - Monongahela Power Company, West Penn Power Company, The Potomac Edison Company, PJM...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-23

    ... Edison Company, PJM Interconnection, L.L.C.; Notice of Filing Take notice that on May 13, 2011, Monongahela Power Company, West Penn Power Company, The Potomac Edison Company (collectively, the...

  5. 75 FR 53281 - Tennessee Gas Pipeline Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-31

    ... Energy Regulatory Commission Tennessee Gas Pipeline Company; Notice of Application August 24, 2010. On August 12, 2010, Tennessee Gas Pipeline Company (Tennessee) filed with the Federal Energy Regulatory Commission (Commission) an application under section 7(b) of the Natural Gas Act and section 157 of...

  6. 75 FR 38801 - Tennessee Gas Pipeline Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-06

    ...] Tennessee Gas Pipeline Company; Notice of Application June 24, 2010. Take notice that on June 11, 2010, Tennessee Gas Pipeline Company (Tennessee), 1001 Louisiana Street, Houston, Texas 77002, filed in the above referenced docket an application pursuant to section 7(b) of the Natural Gas Act (NGA) and Part 157 of...

  7. 75 FR 74705 - Tennessee Gas Pipeline Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-01

    ... Energy Regulatory Commission Tennessee Gas Pipeline Company; Notice of Application November 24, 2010. Take notice that on November 12, 2010, Tennessee Gas Pipeline Company (Tennessee), 1001 Louisiana... the Natural Gas Act for a certificate of public convenience and necessity to construct, and...

  8. 76 FR 55902 - ECOP Gas Company, LLC; Notice of Filing

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-09

    ... Energy Regulatory Commission ECOP Gas Company, LLC; Notice of Filing Take notice that on September 1, 2011, ECOP Gas Company, LLC (ECOP) submitted a revised Statement of Operating Conditions for services provided under Section 311 of the Natural Gas Policy Act of 1978 (``NGPA''). ECOP's filing proposes a...

  9. 78 FR 8501 - Northern Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... Energy Regulatory Commission Northern Natural Gas Company; Notice of Application Take notice that on January 18, 2013, Northern Natural Gas Company (Northern), 1111 South 103rd Street, Omaha, Nebraska 68124, filed in Docket No. CP13-53-000, an application pursuant to section 7(c) of the Natural Gas Act...

  10. 75 FR 35779 - Northern Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-23

    ... Energy Regulatory Commission Northern Natural Gas Company; Notice of Application June 16, 2010. Take notice that on June 2, 2010, Northern Natural Gas Company (Northern), 1111 South 103rd Street, Omaha... Natural Gas Act, for a certificate of public convenience and necessity authorizing the increase...

  11. 78 FR 51716 - Northern Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ... Energy Regulatory Commission Northern Natural Gas Company; Notice of Application Take notice that on August 1, 2013, Northern Natural Gas Company (Northern), 1111 South 103rd Street, Omaha, Nebraska 68124, filed an application pursuant to section 7(c) of the Natural Gas Act and part 157 of the...

  12. 75 FR 2130 - Southern Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-14

    ... Energy Regulatory Commission Southern Natural Gas Company; Notice of Application January 6, 2010. Take notice that on December 29, 2009, Southern Natural Gas Company (Southern), 569 Brookwood Village, Suite... section 7(b) of the Natural Gas Act (NGA) and Part 157 of the Commission's regulations, for an...

  13. 77 FR 35958 - Northern Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-15

    ... Energy Regulatory Commission Northern Natural Gas Company; Notice of Application Take notice that on May 30, 2012, Northern Natural Gas Company (Northern), 1111 South 103rd Street, Omaha, Nebraska 68124... regulations and section 7(b) of the Natural Gas Act, to abandon by sale to DKM Enterprises, LLC (DKM)...

  14. 49 CFR 1241.2 - Reporting companies defined.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 49 Transportation 9 2011-10-01 2011-10-01 false Reporting companies defined. 1241.2 Section 1241.2 Transportation Other Regulations Relating to Transportation (Continued) SURFACE TRANSPORTATION BOARD, DEPARTMENT...-CARRIERS SUBJECT TO PART I OF THE INTERSTATE COMMERCE ACT § 1241.2 Reporting companies defined. (a)...

  15. 17 CFR 230.419 - Offerings by blank check companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... companies. 230.419 Section 230.419 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... check companies. (a) Scope of the rule and definitions. (1) The provisions of this section shall apply to every registration statement filed under the Act relating to an offering by a blank check...

  16. 17 CFR 270.3a-2 - Transient investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Transient investment companies. 270.3a-2 Section 270.3a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-2 Transient investment...

  17. 17 CFR 270.3a-2 - Transient investment companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Transient investment companies. 270.3a-2 Section 270.3a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-2 Transient investment...

  18. 17 CFR 230.419 - Offerings by blank check companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... companies. 230.419 Section 230.419 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... check companies. (a) Scope of the rule and definitions. (1) The provisions of this section shall apply to every registration statement filed under the Act relating to an offering by a blank check...

  19. 49 CFR 1241.2 - Reporting companies defined.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... 49 Transportation 9 2014-10-01 2014-10-01 false Reporting companies defined. 1241.2 Section 1241.2 Transportation Other Regulations Relating to Transportation (Continued) SURFACE TRANSPORTATION BOARD, DEPARTMENT...-CARRIERS SUBJECT TO PART I OF THE INTERSTATE COMMERCE ACT § 1241.2 Reporting companies defined. (a)...

  20. 17 CFR 230.419 - Offerings by blank check companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... companies. 230.419 Section 230.419 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... check companies. (a) Scope of the rule and definitions. (1) The provisions of this section shall apply to every registration statement filed under the Act relating to an offering by a blank check...

  1. 49 CFR 1241.2 - Reporting companies defined.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... 49 Transportation 9 2013-10-01 2013-10-01 false Reporting companies defined. 1241.2 Section 1241.2 Transportation Other Regulations Relating to Transportation (Continued) SURFACE TRANSPORTATION BOARD, DEPARTMENT...-CARRIERS SUBJECT TO PART I OF THE INTERSTATE COMMERCE ACT § 1241.2 Reporting companies defined. (a)...

  2. 17 CFR 230.419 - Offerings by blank check companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... companies. 230.419 Section 230.419 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... check companies. (a) Scope of the rule and definitions. (1) The provisions of this section shall apply to every registration statement filed under the Act relating to an offering by a blank check...

  3. 17 CFR 270.3a-2 - Transient investment companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Transient investment companies. 270.3a-2 Section 270.3a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-2 Transient investment...

  4. 49 CFR 1241.2 - Reporting companies defined.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 49 Transportation 9 2012-10-01 2012-10-01 false Reporting companies defined. 1241.2 Section 1241.2 Transportation Other Regulations Relating to Transportation (Continued) SURFACE TRANSPORTATION BOARD, DEPARTMENT...-CARRIERS SUBJECT TO PART I OF THE INTERSTATE COMMERCE ACT § 1241.2 Reporting companies defined. (a)...

  5. 17 CFR 230.419 - Offerings by blank check companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... companies. 230.419 Section 230.419 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... check companies. (a) Scope of the rule and definitions. (1) The provisions of this section shall apply to every registration statement filed under the Act relating to an offering by a blank check...

  6. 49 CFR 1241.2 - Reporting companies defined.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 49 Transportation 9 2010-10-01 2010-10-01 false Reporting companies defined. 1241.2 Section 1241.2 Transportation Other Regulations Relating to Transportation (Continued) SURFACE TRANSPORTATION BOARD, DEPARTMENT...-CARRIERS SUBJECT TO PART I OF THE INTERSTATE COMMERCE ACT § 1241.2 Reporting companies defined. (a)...

  7. 17 CFR 270.3a-2 - Transient investment companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Transient investment companies. 270.3a-2 Section 270.3a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-2 Transient investment...

  8. 17 CFR 270.3a-2 - Transient investment companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Transient investment companies. 270.3a-2 Section 270.3a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-2 Transient investment...

  9. 75 FR 5075 - Coalinga Cogeneration Company, Kern River Cogeneration Company, Mid-Set Cogeneration Company...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-01

    ...-612-000; ER10-611-000] Coalinga Cogeneration Company, Kern River Cogeneration Company, Mid-Set Cogeneration Company, Salinas River Cogeneration Company, Sargent Canyon Cogeneration Company, Sycamore Cogeneration Company; Supplemental Notice That Initial Market-Based Rate Filing Includes Request for...

  10. Company Administration Study.

    DTIC Science & Technology

    1974-01-01

    iTRATION CENTER AND FORT BENJAMIN HARRISON FORT BENJAMIN HARRISON. INDIANA 46216 ATZI -XO 16 October 1973 SUBJECT: Letter of Instruction - Company...Mail, files, records management* publications, voting, etc.). ... AnnexA II ATZI -XO 18 October 1973 SUBJECT: Letter of Instruction - Company...administration as follows: A. 2 I * * " " " ’+ " " ’ ’ ’ ’’ ’ , ’" I ATZI -XO 18 October 1973 SUBJECT: Letter of Instruction - Company Administration Study tea

  11. 17 CFR 274.11A - Form N-1A, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of open-end management investment companies. 274.11A Section 274.11A Commodity and Securities...(b) of the Investment Company Act of 1940 by open-end management investment companies other than... registration under the Securities Act of 1933 of the securities of all open-end management investment...

  12. 17 CFR 274.11A - Form N-1A, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statement of open-end management investment companies. 274.11A Section 274.11A Commodity and Securities...(b) of the Investment Company Act of 1940 by open-end management investment companies other than... registration under the Securities Act of 1933 of the securities of all open-end management investment...

  13. 77 FR 1072 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-09

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking Activities The companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y,...

  14. 17 CFR 239.17a - Form N-3, registration statement for separate accounts organized as management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement for separate accounts organized as management investment companies. 239.17a Section 239.17a... accounts organized as management investment companies. Form N-3 shall be used for registration under the... register under the Investment Company Act of 1940 as management investment companies, and certain...

  15. 17 CFR 239.14 - Form N-2 for closed end management investment companies registered on Form N-8A.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... management investment companies registered on Form N-8A. 239.14 Section 239.14 Commodity and Securities... Registration Statements § 239.14 Form N-2 for closed end management investment companies registered on Form N... closed end management investment companies registered under the Investment Company Act of 1940 on form...

  16. 17 CFR 239.14 - Form N-2 for closed end management investment companies registered on Form N-8A.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... management investment companies registered on Form N-8A. 239.14 Section 239.14 Commodity and Securities... Registration Statements § 239.14 Form N-2 for closed end management investment companies registered on Form N... closed end management investment companies registered under the Investment Company Act of 1940 on form...

  17. 17 CFR 239.17a - Form N-3, registration statement for separate accounts organized as management investment companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statement for separate accounts organized as management investment companies. 239.17a Section 239.17a... accounts organized as management investment companies. Form N-3 shall be used for registration under the... register under the Investment Company Act of 1940 as management investment companies, and certain...

  18. 77 FR 285 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-04

    ... establishment of Triumph CRA Holdings, LLC, Dallas, Texas, as a nonbanking subsidiary in lending activities and... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C... securities or assets of a company, including the companies listed below, that engages either directly...

  19. 17 CFR 270.3a-5 - Exemption for subsidiaries organized to finance the operations of domestic or foreign companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... organized to finance the operations of domestic or foreign companies. 270.3a-5 Section 270.3a-5 Commodity..., INVESTMENT COMPANY ACT OF 1940 § 270.3a-5 Exemption for subsidiaries organized to finance the operations of domestic or foreign companies. (a) A finance subsidiary will not be considered an investment company...

  20. 17 CFR 270.3a-5 - Exemption for subsidiaries organized to finance the operations of domestic or foreign companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... organized to finance the operations of domestic or foreign companies. 270.3a-5 Section 270.3a-5 Commodity..., INVESTMENT COMPANY ACT OF 1940 § 270.3a-5 Exemption for subsidiaries organized to finance the operations of domestic or foreign companies. (a) A finance subsidiary will not be considered an investment company...

  1. 17 CFR 270.3a-5 - Exemption for subsidiaries organized to finance the operations of domestic or foreign companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... organized to finance the operations of domestic or foreign companies. 270.3a-5 Section 270.3a-5 Commodity..., INVESTMENT COMPANY ACT OF 1940 § 270.3a-5 Exemption for subsidiaries organized to finance the operations of domestic or foreign companies. (a) A finance subsidiary will not be considered an investment company...

  2. 12 CFR 250.220 - Whether member bank acting as trustee is prohibited by section 20 of the Banking Act of 1933 from...

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ...-end investment company (“Fund”) registered under the Investment Company Act of 1940, or more than 50... open-end investment company to be named in the trust agreement and that the assets constituting the... prohibited by section 20 of the Banking Act of 1933 from acquiring majority of shares of mutual fund....

  3. 78 FR 26680 - Surrender of License of Small Business Investment Company

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-07

    .... Haskins, Acting Associate Administrator for Investment. BILLING CODE P ... ADMINISTRATION Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958,...

  4. The mortality of companies

    PubMed Central

    Daepp, Madeleine I. G.; Hamilton, Marcus J.; West, Geoffrey B.; Bettencourt, Luís M. A.

    2015-01-01

    The firm is a fundamental economic unit of contemporary human societies. Studies on the general quantitative and statistical character of firms have produced mixed results regarding their lifespans and mortality. We examine a comprehensive database of more than 25 000 publicly traded North American companies, from 1950 to 2009, to derive the statistics of firm lifespans. Based on detailed survival analysis, we show that the mortality of publicly traded companies manifests an approximately constant hazard rate over long periods of observation. This regularity indicates that mortality rates are independent of a company's age. We show that the typical half-life of a publicly traded company is about a decade, regardless of business sector. Our results shed new light on the dynamics of births and deaths of publicly traded companies and identify some of the necessary ingredients of a general theory of firms. PMID:25833247

  5. 12 CFR 225.107 - Acquisition of stock in small business investment company.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... investment company organized pursuant to the Small Business Investment Act of 1958. (b) It is understood that... investment company. 225.107 Section 225.107 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION...

  6. 77 FR 73654 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-11

    ... [Federal Register Volume 77, Number 238 (Tuesday, December 11, 2012)] [Notices] [Page 73654] [FR Doc No: 2012-29845] FEDERAL RESERVE SYSTEM Formations of, Acquisitions by, and Mergers of Bank Holding Companies The companies listed in this notice have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12...

  7. 77 FR 9708 - Pacific Life Insurance Company, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-17

    ... COMMISSION Pacific Life Insurance Company, et al.; Notice of Application February 13, 2012. AGENCY... rule 12d1-2 under the Act to invest in certain financial instruments. Applicants: Pacific Life Insurance Company (``Pacific Life''), Pacific Life & Annuity Company (``PL&A,'' and collectively...

  8. 75 FR 39994 - AXA Equitable Life Insurance Company, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-13

    ... COMMISSION AXA Equitable Life Insurance Company, et al.; Notice of Application July 7, 2010. AGENCY... Act. APPLICANTS: AXA Equitable Life Insurance Company (``AXA Equitable''), Separate Account 45 of AXA... (``Separate Account FP'') (together, ``AXA Equitable Separate Accounts''), MONY Life Insurance Company...

  9. 78 FR 5841 - Symetra Life Insurance Company, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-28

    ... COMMISSION Symetra Life Insurance Company, et al.; Notice of Application January 22, 2013. AGENCY: Securities... rule 12d1-2 under the Act to invest in certain financial instruments. Applicants: Symetra Life Insurance Company (``Symetra''), First Symetra National Life Insurance Company of New York (``First...

  10. 77 FR 10560 - United States v. International Paper Company et al.; Proposed Final Judgment and Competitive...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-22

    ... Antitrust Division United States v. International Paper Company et al.; Proposed Final Judgment and... Columbia in United States v. International Paper Company et al., Civil Action No. 1:12-cv-00227. On... International Paper Company of Temple-Inland Inc. would violate Section 7 of the Clayton Act, 15 U.S.C. 18....

  11. 29 CFR 2580.412-22 - Interests held in agents, brokers and surety companies.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 29 Labor 9 2010-07-01 2010-07-01 false Interests held in agents, brokers and surety companies... SECURITY ACT OF 1974 TEMPORARY BONDING RULES Qualified Agents, Brokers and Surety Companies for the Placing of Bonds § 2580.412-22 Interests held in agents, brokers and surety companies. Section...

  12. 17 CFR 210.6-03 - Special rules of general application to registered investment companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... investment companies, other than issuers of face-amount certificates, shall reflect all investments at value... Investment Company Act of 1940, qualified assets of face-amount certificate companies shall be valued in..., by applicable legal instruments, in respect of outstanding face-amount certificates. If the nature...

  13. 17 CFR 210.6-03 - Special rules of general application to registered investment companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... investment companies, other than issuers of face-amount certificates, shall reflect all investments at value... Investment Company Act of 1940, qualified assets of face-amount certificate companies shall be valued in..., by applicable legal instruments, in respect of outstanding face-amount certificates. If the nature...

  14. 17 CFR 210.6-03 - Special rules of general application to registered investment companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... investment companies, other than issuers of face-amount certificates, shall reflect all investments at value... Investment Company Act of 1940, qualified assets of face-amount certificate companies shall be valued in..., by applicable legal instruments, in respect of outstanding face-amount certificates. If the nature...

  15. 76 FR 13241 - Southern Nuclear Operating Company; Notice of Availability of Application for a Combined License

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-10

    ... From the Federal Register Online via the Government Publishing Office NUCLEAR REGULATORY COMMISSION Southern Nuclear Operating Company; Notice of Availability of Application for a Combined License On March 28, 2008, Southern Nuclear Operating Company (SNC), acting on behalf of itself and Georgia Power Company, Oglethorpe Power Corporation...

  16. 76 FR 11822 - Southern Nuclear Operating Company; Notice of Availability of Application for a Combined License

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-03

    ... From the Federal Register Online via the Government Publishing Office NUCLEAR REGULATORY COMMISSION Southern Nuclear Operating Company; Notice of Availability of Application for a Combined License On March 28, 2008, Southern Nuclear Operating Company (SNC), acting on behalf of itself and Georgia Power Company, Oglethorpe Power Corporation...

  17. 29 CFR 4.119 - Contracts for services of communications companies.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 29 Labor 1 2010-07-01 2010-07-01 true Contracts for services of communications companies. 4.119... communications companies. The Act, in paragraph (4) of section 7, exempts from its provisions “any contract for the furnishing of services by radio, telephone, telegraph, or cable companies, subject to...

  18. 29 CFR 4.119 - Contracts for services of communications companies.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 29 Labor 1 2011-07-01 2011-07-01 false Contracts for services of communications companies. 4.119... communications companies. The Act, in paragraph (4) of section 7, exempts from its provisions “any contract for the furnishing of services by radio, telephone, telegraph, or cable companies, subject to...

  19. 29 CFR 4.119 - Contracts for services of communications companies.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 29 Labor 1 2013-07-01 2013-07-01 false Contracts for services of communications companies. 4.119... communications companies. The Act, in paragraph (4) of section 7, exempts from its provisions “any contract for the furnishing of services by radio, telephone, telegraph, or cable companies, subject to...

  20. 29 CFR 4.119 - Contracts for services of communications companies.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 29 Labor 1 2012-07-01 2012-07-01 false Contracts for services of communications companies. 4.119... communications companies. The Act, in paragraph (4) of section 7, exempts from its provisions “any contract for the furnishing of services by radio, telephone, telegraph, or cable companies, subject to...

  1. 37 CFR 2.38 - Use by predecessor or by related companies.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... related companies. 2.38 Section 2.38 Patents, Trademarks, and Copyrights UNITED STATES PATENT AND... Use by predecessor or by related companies. (a) If the first use of the mark was by a predecessor in title or by a related company (sections 5 and 45 of the Act), and the use inures to the benefit of...

  2. 12 CFR 238.54 - Permissible bank holding company activities of savings and loan holding companies.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... Board has promulgated pursuant to section 4(c) of the Bank Holding Company Act are permissible for... of satisfactory or above prior to January 1, 2008, or a composite rating of “1” or “2” thereafter, in... going concern; or (2) The activity is permissible under authority other than section 10(c)(2)(F)(i)...

  3. 75 FR 13524 - Northern Natural Gas Company, Southern Natural Gas Company, Florida Gas Transmission Company, LLC...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-22

    ... Energy Regulatory Commission Northern Natural Gas Company, Southern Natural Gas Company, Florida Gas... of Application March 16, 2010. Take notice that on March 5, 2010, Northern Natural Gas Company... other owners, Southern Natural Gas Company, Florida Gas Transmission Company, LLC, Transcontinental...

  4. 78 FR 11638 - Michigan Consolidated Gas Company, DTE Gas Company, DTE Gas Company; Notice of Petition

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-19

    ... Energy Regulatory Commission Michigan Consolidated Gas Company, DTE Gas Company, DTE Gas Company; Notice... Docket Nos. PR13-29-000, and PR13-30-000 (not consolidated), Michigan Consolidated Gas Company (MichCon) and DTE Gas Company (DTE Gas) filed to institute a name change to both itself from MichCon to DTE...

  5. 78 FR 34384 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-07

    ... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking... have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C... regulations to become a bank holding company and/or to acquire the assets or the ownership of, control of,...

  6. 75 FR 81684 - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-28

    ...; Release No. 34-63596/December 22, 2010] Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2011 The Sarbanes-Oxley Act of 2002, as amended (the ``Sarbanes-Oxley Act''), established the Public Company Accounting Oversight Board (``PCAOB'')...

  7. 77 FR 2576 - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-18

    ... Release No. 34-66141/January 11, 2012] Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2012 The Sarbanes-Oxley Act of 2002, as amended (the ``Sarbanes-Oxley Act''),\\1\\ established the Public Company Accounting Oversight Board...

  8. 78 FR 11915 - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-20

    ..., Release No. 68921/February 13, 2013] Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2013 The Sarbanes-Oxley Act of 2002, as amended (the ``Sarbanes-Oxley Act''),\\1\\ established the Public Company Accounting Oversight Board (``PCAOB'') to...

  9. 18 CFR 367.1460 - Account 146, Accounts receivable from associate companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1460... balances subject to current settlement in open accounts with associate companies. Items that do not bear a....1230). (b) On the balance sheet, accounts receivable from an associate company may be set off...

  10. 18 CFR 367.1460 - Account 146, Accounts receivable from associate companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1460... balances subject to current settlement in open accounts with associate companies. Items that do not bear a....1230). (b) On the balance sheet, accounts receivable from an associate company may be set off...

  11. 18 CFR 367.1450 - Account 145, Notes receivable from associate companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1450... subject to current settlement in open accounts with associate companies. Items that do not bear a....1230). (b) On the balance sheet, accounts receivable from an associate company may be set off...

  12. 18 CFR 367.1450 - Account 145, Notes receivable from associate companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts Current and Accrued Assets § 367.1450... subject to current settlement in open accounts with associate companies. Items that do not bear a....1230). (b) On the balance sheet, accounts receivable from an associate company may be set off...

  13. 77 FR 593 - Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-05

    ...) The factors described in sections 113(a) and (b) of the Dodd-Frank Act (12 U.S.C. 5313(a) and (b.... As noted above, covered companies are described in the Act as bank holding companies with total... banking operations in the United States and that has global consolidated assets of $50 billion or...

  14. 18 CFR 367.24 - Construction and service contracts for other companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... service contracts for other companies. 367.24 Section 367.24 Conservation of Power and Water Resources... POWER ACT AND NATURAL GAS ACT General Instructions § 367.24 Construction and service contracts for other... service company undertakes projects to construct physical property for associate or...

  15. JWB Companies, LLC Information Sheet

    EPA Pesticide Factsheets

    JWB Companies, LLC (the Company) is located in Jacksonville, Florida. The settlement involves renovation activities conducted at a property constructed prior to 1978, located in Jacksonville, Florida.

  16. Company profile: Athersys.

    PubMed

    Van Bokkelen, Gil

    2011-01-01

    Athersys (Nasdaq: ATHX) is a biopharmaceutical company engaged in the discovery and development of novel therapies designed to treat significant unmet medical needs. The company is heavily focused on the regenerative medicine area, with multiple clinical and preclinical stage programs. The most advanced programs at the company are focused on the development of MultiStem®, a clinical stage allogeneic stem cell therapy that has demonstrated potential for treating a range of conditions and is believed to have widespread application in the field of regenerative medicine. The company has internal programs applying MultiStem across multiple therapeutic areas including cardiovascular, neurological, immune dysfunction and other disease areas, and partnered programs with Pfizer (applying MultiStem to treat inflammatory bowel disease) and Angiotech Pharmaceuticals (acute myocardial infarction). Athersys has a broad network of collaborative relationships with leading research and clinical institutions and is committed to developing a pipeline of novel 'best-in-class' medicines.

  17. 47 CFR 32.4 - Communications Act.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 47 Telecommunication 2 2010-10-01 2010-10-01 false Communications Act. 32.4 Section 32.4 Telecommunication FEDERAL COMMUNICATIONS COMMISSION (CONTINUED) COMMON CARRIER SERVICES UNIFORM SYSTEM OF ACCOUNTS FOR TELECOMMUNICATIONS COMPANIES Preface § 32.4 Communications Act. Attention is directed to...

  18. 78 FR 33134 - Sunshine Act Meetings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-03

    ... Investment Company Act that govern the operation of money market funds and related amendments to Form PF... Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, June 5, 2013 at 10:00 a.m., in the Auditorium, Room L-002. The subject matter of the Open...

  19. Honda motor company's CVCC engine

    SciTech Connect

    Abernathy, W.J.; Ronan, L.

    1980-07-01

    Honda Motor Company of Japan in a four-year period from 1968 to 1872 designed, tested, and mass-produced a stratified charge engine, the CVCC, which in comparison to conventional engines of similar output at the time was lower in CO, HC and NO/sub x/ emissions and higher in fuel economy. Honda developed the CVCC engine without government assistance or outside help. Honda's success came at a time when steadily increasing fuel costs and the various provisions of the Clean Air Act had forced US automakers to consider possible alternatives to the conventional gasoline engine. While most major engine manufacturers had investigated some form of stratified charge engine, Honda's CVCC was the only one to find successful market application. This case study examines the circumstances surrounding the development of the CVCC engine and its introduction into the Japanese and American markets.

  20. 77 FR 34095 - Federated Investment Management Company and Federated ETF Trust; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-08

    ...) and 17(b) of the Act for an exemption from sections 17(a)(1) and (a)(2) of the Act, and under section... 12(d)(1)(A) and (B) of the Act. 2. Section 6(c) of the Act provides that the Commission may exempt... Management Company may also have one or more investment advisers within the meaning of section 2(a)(20)(B)...

  1. The superefficient company.

    PubMed

    Hammer, M

    2001-09-01

    Most companies do a great job promoting efficiency within their own walls, streamlining internal processes wherever possible. But they have less success coordinating cross-company business interactions. When data pass between companies, inconsistencies, errors, and misunderstandings routinely arise, leading to wasted work--for instance, the same sales, order entry, and customer data may be entered repeatedly into different systems. Typically, scores of employees at each company manage these cumbersome interactions. The costs of such inefficiencies are very real and very large. In this article, Michael Hammer outlines the activities and goals used in streamlining cross-company processes. He breaks down the approach into four stages: scoping--identifying the business process for redesign and selecting a partner; organizing--establishing a joint committee to oversee the redesign and convening a design team to implement it; redesigning--taking apart and reassembling the process, with performance goals in mind; and implementing--rolling out the new process and communicating it across the collaborating companies. The author describes how several companies have streamlined their supply-chain and product development processes. Plastics compounder Geon integrated its forecasting and fulfillment processes with those of its main supplier after watching inventories, working capital, and shipping times creep up. General Mills coordinated the delivery of its yogurt with Land O'Lakes; butter and yogurt travel cost effectively in the same trucks to the same stores. Hammer says this new kind of collaboration promises to change the traditional vocabulary of corporate relationships. What if you and I sell different products to the same customer? We're not competitors, but what are we? In the past, we didn't care. Now, we should, the author says.

  2. 78 FR 17763 - Housatonic Railroad Company, Inc., Maybrook Railroad Company, and Housatonic Transportation...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-22

    ... Surface Transportation Board Housatonic Railroad Company, Inc., Maybrook Railroad Company, and Housatonic Transportation Company--Intra-Corporate Family Transaction Exemption Housatonic Railroad Company, Inc. (HRRC), Maybrook Railroad Company (MRC), and Housatonic Transportation Company (HTC) (collectively,...

  3. Acting Atoms.

    ERIC Educational Resources Information Center

    Farin, Susan Archie

    1997-01-01

    Describes a fun game in which students act as electrons, protons, and neutrons. This activity is designed to help students develop a concrete understanding of the abstract concept of atomic structure. (DKM)

  4. Company Town Shutdown.

    ERIC Educational Resources Information Center

    Turnage, Martha A.

    Saltville, Virginia, is a former company town whose main employer, a soda ash plant, shut down on July 1, 1971. The closure of the chemical plant displaced 700 workers, and created a crisis that threatened not only the existence of the town, but of the entire region. In response, Virginia Highlands Community College (VHCC), in cooperation with the…

  5. Smart customers, dumb companies.

    PubMed

    Locke, C

    2000-01-01

    Customers today are being bombarded with an overwhelming array of choices. To alleviate customer frustration, say Steven Cristol and Peter Sealey in Simplicity Marketing, companies should stop creating new brands and product extensions. Better to consolidate product and service functions by following a four R approach: replace, repackage, reposition, and replenish. That's an outmoded, dictatorial view of markets, says Christopher Locke. Far from being stymied by choices, customers are rapidly becoming smarter than the companies that pretend to serve them. In this networked economy, people are talking among themselves, and that changes everything. Locke predicts we'll see a growing number of well-defined micromarkets--groups of customers converging in real time around entertaining and knowledgeable voices--such as NPR's car guys and the Motley Fool investment site. "Micromedia" Web sites will replace traditional advertising because they'll provide credible user-supplied news about products and services. Locke contends that an open exchange of information solves the "problem" of choice much better than manipulative strategies like simplicity or even permission marketing. Companies can participate in micromarkets through what Locke dubs "gonzo marketing." If Ford, for example, discovers that a subset of its employees are organic gardeners, it may offer support to a big independent organic-gardening Web site with donations and employee volunteers. This marketing effort would be driven not by advertising managers but by people with genuine interest in each micromarket, so it would have credibility with customers. With gonzo marketing, both companies and their markets will benefit.

  6. The Electric Company.

    ERIC Educational Resources Information Center

    Children's Television Workshop, New York, NY.

    This book is intended as an introduction to the television program, "The Electric Company," designed to help teach reading to children in grades 2-4 who are experiencing difficulty. Contents include: Sidney P. Marland, Jr.'s preface, "A Significant New Teaching Tool"; Joan Ganz Cooney's "Television and the Teaching of…

  7. What Companies Look For.

    ERIC Educational Resources Information Center

    Rosenberg, Ronald

    1985-01-01

    Examines reasons why technology companies are locating new facilities in various areas across the country. Also explains a microelectronics firm's paramount concern of selecting a site with proximity to university research and technical education, a criterion recognized as essential by industry when selecting a potential site. (DH)

  8. Clean Energy Jobs and Oil Company Accountability Act of 2010

    THOMAS, 111th Congress

    Sen. Reid, Harry [D-NV

    2010-07-28

    07/29/2010 Read the second time. Placed on Senate Legislative Calendar under General Orders. Calendar No. 493. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  9. Holding Company Registration Threshold Equalization Act of 2014

    THOMAS, 113th Congress

    Rep. Womack, Steve [R-AR-3

    2013-02-15

    01/15/2014 Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. (All Actions) Tracker: This bill has the status Passed HouseHere are the steps for Status of Legislation:

  10. Small Business Investment Company Modernization Act of 2013

    THOMAS, 113th Congress

    Sen. Risch, James E. [R-ID

    2013-03-13

    03/14/2013 Committee on Small Business and Entrepreneurship. Hearings held. Hearings printed: S.Hrg. 113-309. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  11. Small Company Job Growth and Regulatory Relief Act of 2011

    THOMAS, 112th Congress

    Rep. Fincher, Stephen Lee [R-TN-8

    2011-10-14

    11/21/2011 Referred to the Subcommittee on Capital Markets and Government Sponsored Enterprises. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  12. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Securities Act industry guides... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry guides. (a)-(b) (c) Guide 3. Statistical disclosure by bank holding companies. (d) Guide 4....

  13. 17 CFR 229.802 - Exchange Act industry guides.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Exchange Act industry guides... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.802 Exchange Act industry guides. (a)-(b) (c) Guide 3. Statistical disclosure by bank holding companies. (d) Guide 4....

  14. 12 CFR 583.15 - Parent company.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 5 2010-01-01 2010-01-01 false Parent company. 583.15 Section 583.15 Banks and... SAVINGS AND LOAN HOLDING COMPANIES § 583.15 Parent company. The term parent company means any company which directly or indirectly controls any other company or companies....

  15. 12 CFR 583.15 - Parent company.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 12 Banks and Banking 5 2011-01-01 2011-01-01 false Parent company. 583.15 Section 583.15 Banks and... SAVINGS AND LOAN HOLDING COMPANIES § 583.15 Parent company. The term parent company means any company which directly or indirectly controls any other company or companies....

  16. 12 CFR 583.15 - Parent company.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 12 Banks and Banking 6 2013-01-01 2012-01-01 true Parent company. 583.15 Section 583.15 Banks and... SAVINGS AND LOAN HOLDING COMPANIES § 583.15 Parent company. The term parent company means any company which directly or indirectly controls any other company or companies....

  17. 12 CFR 583.15 - Parent company.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 12 Banks and Banking 6 2012-01-01 2012-01-01 false Parent company. 583.15 Section 583.15 Banks and... SAVINGS AND LOAN HOLDING COMPANIES § 583.15 Parent company. The term parent company means any company which directly or indirectly controls any other company or companies....

  18. 12 CFR 583.15 - Parent company.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 12 Banks and Banking 6 2014-01-01 2012-01-01 true Parent company. 583.15 Section 583.15 Banks and... SAVINGS AND LOAN HOLDING COMPANIES § 583.15 Parent company. The term parent company means any company which directly or indirectly controls any other company or companies....

  19. 17 CFR 249.332 - Form N-Q, quarterly schedule of portfolio holdings of registered management investment company.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... of portfolio holdings of registered management investment company. 249.332 Section 249.332 Commodity... Securities Exchange Act of 1934 § 249.332 Form N-Q, quarterly schedule of portfolio holdings of registered management investment company. This form shall be used by registered management investment companies,...

  20. 17 CFR 249.332 - Form N-Q, quarterly schedule of portfolio holdings of registered management investment company.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... of portfolio holdings of registered management investment company. 249.332 Section 249.332 Commodity... Securities Exchange Act of 1934 § 249.332 Form N-Q, quarterly schedule of portfolio holdings of registered management investment company. This form shall be used by registered management investment companies,...

  1. 17 CFR 274.130 - Form N-Q, quarterly schedule of portfolio holdings of registered management investment company.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... of portfolio holdings of registered management investment company. 274.130 Section 274.130 Commodity... INVESTMENT COMPANY ACT OF 1940 Forms for Reports § 274.130 Form N-Q, quarterly schedule of portfolio holdings of registered management investment company. This form shall be used by registered...

  2. 17 CFR 274.130 - Form N-Q, quarterly schedule of portfolio holdings of registered management investment company.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... of portfolio holdings of registered management investment company. 274.130 Section 274.130 Commodity... INVESTMENT COMPANY ACT OF 1940 Forms for Reports § 274.130 Form N-Q, quarterly schedule of portfolio holdings of registered management investment company. This form shall be used by registered...

  3. 17 CFR 274.129 - Form N-PX, annual report of proxy voting record of registered management investment company.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... proxy voting record of registered management investment company. 274.129 Section 274.129 Commodity and... COMPANY ACT OF 1940 Forms for Reports § 274.129 Form N-PX, annual report of proxy voting record of registered management investment company. This form shall be used by registered management...

  4. 17 CFR 274.129 - Form N-PX, annual report of proxy voting record of registered management investment company.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... proxy voting record of registered management investment company. 274.129 Section 274.129 Commodity and... COMPANY ACT OF 1940 Forms for Reports § 274.129 Form N-PX, annual report of proxy voting record of registered management investment company. This form shall be used by registered management...

  5. 17 CFR 274.11a-1 - Form N-2, registration statement of closed end management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of closed end management investment companies. 274.11a-1 Section 274.11a-1 Commodity and... management investment companies. This form shall be used as the registration statement to be filed pursuant to section 8(b) of the Investment Company Act of 1940 by closed end management investment...

  6. 17 CFR 274.11a-1 - Form N-2, registration statement of closed end management investment companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statement of closed end management investment companies. 274.11a-1 Section 274.11a-1 Commodity and... management investment companies. This form shall be used as the registration statement to be filed pursuant to section 8(b) of the Investment Company Act of 1940 by closed end management investment...

  7. 18 CFR 366.23 - FERC Form No. 60, Annual reports of centralized service companies, and FERC-61, Narrative...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... functions. 366.23 Section 366.23 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005, FEDERAL... or narrative description. (b) Transition period. Service companies in holding company...

  8. 76 FR 22899 - Notice of Proposals To Engage in Permissible Nonbanking Activities or T to Acquire Companies That...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-25

    ... From the Federal Register Online via the Government Publishing Office FEDERAL RESERVE SYSTEM Notice of Proposals To Engage in Permissible Nonbanking Activities or Tto Acquire Companies That Are Engaged in Permissible Nonbanking Activities The companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12...

  9. Company profile: tengion.

    PubMed

    Bertram, Timothy

    2009-05-01

    Founded in 2005, Tengion is a clinical-stage organ regeneration company with products in urologic, vascular and renal regeneration based on its proprietary Autologous Organ Regeneration Platform. Tengion uses biocompatible materials and a patient's own (autologous) cells to assemble neo-organs or neo-tissues that are designed to catalyze the body's innate ability to regenerate. Tengion is a fully-integrated organization, with scalable US and European manufacturing and distribution capabilities, experienced research, development, clinical and commercial teams, and significant intellectual property. The company's corporate headquarters and commercial manufacturing facility are in East Norriton, PA, USA, and its research offices, a development laboratory and a pilot manufacturing facility are located in Winston-Salem, NC, USA. Tengion's product candidates may ultimately address the most critical problems facing organ and tissue failure patients, enabling people to lead healthier lives without donor transplants or the side effects of related therapies.

  10. Multilingualism in Companies: An Introduction

    ERIC Educational Resources Information Center

    Sherman, Tamah; Strubell, Miquel

    2013-01-01

    This thematic collection of four papers explores a number of perspectives on companies in which multiple languages are used. The "organisational" perspective concerns the question of how the presence of or demand for multiple languages in the company is managed--how companies are guided by national and other policies in regard to the use…

  11. 77 FR 24492 - Formations of, Acquisitions by, and Mergers of Bank Holding Companies

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-24

    ... have applied to the Board for approval, pursuant to the Bank Holding Company Act of 1956 (12 U.S.C... enumerated in the BHC Act (12 U.S.C. 1842(c)). If the proposal also involves the acquisition of a nonbanking... standards in section 4 of the BHC Act (12 U.S.C. 1843). Unless otherwise noted, nonbanking activities...

  12. 18 CFR 367.1110 - Account 111, Accumulated provision for amortization of service company property.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... COMPANY ACT OF 2005, FEDERAL POWER ACT AND NATURAL GAS ACT Balance Sheet Chart of Accounts § 367.1110..., Loss on disposition of property (§ 367.4212), as appropriate. (d) For general ledger and balance sheet... Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS...

  13. Balancing Act

    ERIC Educational Resources Information Center

    Kennedy, Mike

    2007-01-01

    For some administrators and planners, designing and building education facilities may sometimes seem like a circus act--trying to project a persona of competence and confidence while juggling dozens of issues. Meanwhile, the audience--students, staff members and taxpayers--watch and wait with anticipation in hopes of getting what they paid for and…

  14. 78 FR 24201 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-24

    ... credit, pursuant to sections 225.28(b)(12)(i) and 225.28(b)(2)(i), respectively. Board of Governors of... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control...

  15. 77 FR 27061 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-08

    ..., pursuant to section 225.28(b)(12) of Regulation Y. Board of Governors of the Federal Reserve System, May 3... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control...

  16. 77 FR 14015 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-08

    ... pursuant to section 225.28 (b)(12)(i) of Regulation Y. ] Board of Governors of the Federal Reserve System... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control...

  17. 76 FR 76413 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-07

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  18. 78 FR 8534 - Notice of Proposals to Engage in or to Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y ] (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  19. 76 FR 81940 - Notice of Proposals to Engage in or to Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-29

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  20. 76 FR 78924 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-20

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  1. 77 FR 61607 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-10

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  2. 77 FR 23483 - Notice of Proposals To Engage In or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-19

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  3. 77 FR 45352 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-31

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  4. 78 FR 27239 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-09

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  5. 76 FR 71344 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-17

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  6. 77 FR 52033 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-28

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  7. 77 FR 75633 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-21

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y (12 CFR part 225), to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  8. 77 FR 46437 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-03

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  9. 77 FR 13127 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-05

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  10. 78 FR 62303 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-15

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  11. 78 FR 70946 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  12. 77 FR 50106 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-20

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  13. 77 FR 36543 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-19

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  14. 77 FR 66464 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-05

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  15. 77 FR 6564 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-08

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  16. 76 FR 82298 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-30

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  17. 78 FR 9051 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-07

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  18. 77 FR 4560 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  19. 78 FR 52915 - Notice of Proposals to Engage In or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-27

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  20. 76 FR 69739 - Notice of Proposals To Engage In or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-09

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  1. 78 FR 45536 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-29

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  2. 77 FR 64994 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR Part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  3. 78 FR 9391 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-08

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  4. 78 FR 52768 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-26

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  5. 78 FR 54648 - Notice of Proposals to Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-05

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  6. 77 FR 35387 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-13

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  7. 78 FR 35271 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-12

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  8. 77 FR 12304 - Notice of Proposals To Engage in or To Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-29

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  9. 76 FR 78658 - Notice of Proposals to Engage in or to Acquire Companies Engaged in Permissible Nonbanking...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-19

    ... companies listed in this notice have given notice under section 4 of the Bank Holding Company Act (12 U.S.C. 1843) (BHC Act) and Regulation Y, (12 CFR part 225) to engage de novo, or to acquire or control voting... Regulation Y (12 CFR 225.28) or that the Board has determined by Order to be closely related to banking...

  10. 78 FR 9679 - Commission Information Collection Activities (FERC-60, FERC-61, & FERC-555A); Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-11

    ... information collections [FERC-60 (Annual Report of Centralized Service Companies), FERC-61 (Narrative Description of Service Company Functions), and FERC- 555A (Preservation of Records Companies and Service Companies Subject to PUHCA \\1\\)] to the Office of Management and Budget (OMB) for review of the...

  11. Innovation adoption processes for third party property management companies

    SciTech Connect

    Shockman, Chris; Piette, Mary Ann

    2000-07-01

    Innovation adoption studies have never been applied to third party property management companies. These companies manage buildings for a fee as their primary business. Property management companies are influential in the adoption process for new technologies because they act as gatekeepers for technical information. This study analyzes radical and routine adoption process that are found in large, professionally operated property management companies. The process is explicated. The technical managers, and their role as technology gate keepers, are described. The distinction to the technical managers between routine and radical technology is that routine technologies do something in a new way and radical technologies do something new. Observations concerning evaluation and adoption of information technologies are described. The findings suggest methods of successfully tailoring and introducing technologies to this market.

  12. 76 FR 61687 - Pacific Gas and Electric Company

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-05

    ... From the Federal Register Online via the Government Publishing Office DEPARTMENT OF ENERGY Federal Energy Regulatory Commission Pacific Gas and Electric Company Notice of Availability of Environmental Assessment In accordance with the National Environmental Policy Act of 1969 and the Federal Energy...

  13. Federal Law Spurs Private Companies to Market Tutoring

    ERIC Educational Resources Information Center

    Reid, Karla Scoon

    2004-01-01

    For-profit education companies are ramping up their businesses to tap into millions of federal dollars set aside to provide tutoring for students attending struggling schools. Under the federal No Child Left Behind Act, Title I schools that fail to reach state achievement goals three years in a row are required to offer free tutoring to students…

  14. 76 FR 36577 - Notice of Lodging of Consent Decree Pursuant to the Clean Water Act

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ..., a proposed Consent Decree in United States and the State of Nebraska v. Swift Beef Company, Civil... violations of the Clean Water Act (``CWA'') by Swift Beef Company (``Swift'') at a beef processing plant it..., Washington, DC 20044-7611, and should refer to United States v. Swift Beef Company, Civil Action No....

  15. Public Notice: Advanced Coatings Company Inc., CWA-01-2015-0034

    EPA Pesticide Factsheets

    Notice of Proposed Assessment of Class II Clean Water Act Section 309(g)(2)(B) and 311(b)(6)(B)(ii) Administrative Penalties and Opportunity to Comment for Advanced Coatings Company Inc., CWA-01-2015-0034

  16. U.S. EPA orders companies in Visalia, Calif., to protect Mill Creek from polluted wastewater

    EPA Pesticide Factsheets

    SAN FRANCISCO - The U.S. Environmental Protection Agency announced the resolution of a series of enforcement actions for Clean Water Act violations at three manufacturing companies located in Visalia, Calif. The facilities owned by Univar USA, Advan

  17. 76 FR 59480 - Surrender of License of Small Business Investment Company

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-26

    .... Greene, Associate Administrator for Investment. BILLING CODE P ... ADMINISTRATION Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958,...

  18. 76 FR 20970 - Appalachian Power Company; Notice of Availability of Environmental Assessment

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-14

    ... From the Federal Register Online via the Government Publishing Office DEPARTMENT OF ENERGY Federal Energy Regulatory Commission Appalachian Power Company; Notice of Availability of Environmental Assessment In accordance with the National Environmental Policy Act of 1969 and the Federal Energy...

  19. 78 FR 79298 - Securities Exempted; Distribution of Shares by Registered Open-End Management Investment Company...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... Business Investment Companies, 23 FR 10484 (Dec. 30, 1958). \\2\\ Amendments to the Offering Exemption Under Regulation E of the Securities Act of 1933, 49 FR 35342 (Sept. 7, 1984). As part of Regulation E, rule...

  20. Under EPA Settlement, Chicopee, Mass. Cold Storage Warehouse Company Improves Public Protections

    EPA Pesticide Factsheets

    A Chicopee, Mass., company that operates a cold storage warehouse is spending more than half a million dollars, primarily on public safety enhancements, to resolve claims it violated the federal Clean Air Act's chemical release prevention requirements...

  1. 12 CFR 225.145 - Limitations established by the Competitive Equality Banking Act of 1987 on the activities and...

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... Equality Banking Act of 1987 on the activities and growth of nonbank banks. 225.145 Section 225.145 Banks... Companies Interpretations § 225.145 Limitations established by the Competitive Equality Banking Act of 1987... Competitive Equality Banking Act of 1987 (“CEBA”) redefined the term “bank” in the Bank Holding Company...

  2. 12 CFR 225.145 - Limitations established by the Competitive Equality Banking Act of 1987 on the activities and...

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... Equality Banking Act of 1987 on the activities and growth of nonbank banks. 225.145 Section 225.145 Banks... Companies Interpretations § 225.145 Limitations established by the Competitive Equality Banking Act of 1987... Competitive Equality Banking Act of 1987 (“CEBA”) redefined the term “bank” in the Bank Holding Company...

  3. 76 FR 33003 - TIAA-CREF Life Insurance Company, et al.

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-07

    ... From the Federal Register Online via the Government Publishing Office SECURITIES AND EXCHANGE COMMISSION TIAA-CREF Life Insurance Company, et al. June 1, 2011. AGENCY: Securities and Exchange Commission (``Commission'') ACTION: Notice of application for an order under Section 26(c) of the Investment Company Act...

  4. 75 FR 62533 - ANR Pipeline Company; Notice of Request Under Blanket Authorization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-12

    ... Energy Regulatory Commission ANR Pipeline Company; Notice of Request Under Blanket Authorization October 4, 2010. Take notice that on September 23, 2010, ANR Pipeline Company (ANR), 717 Texas Street, Suite... of the Federal Energy Regulatory Commission's regulations under the Natural Gas Act (NGA) and...

  5. 78 FR 14531 - ANR Storage Company; Notice of Request Under Blanket Authorization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-06

    ... Energy Regulatory Commission ANR Storage Company; Notice of Request Under Blanket Authorization Take notice that on February 21, 2013, ANR Storage Company (ANR Storage), 717 Texas Street, Suite 2400... 157.205 and 157.214 of the Commission's regulations under the Natural Gas Act (NGA). ANR Storage...

  6. 78 FR 23551 - ANR Pipeline Company; Notice of Application for Abandonment

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-19

    ... Energy Regulatory Commission ANR Pipeline Company; Notice of Application for Abandonment Take notice that on April 4, 2013, ANR Pipeline Company (ANR), 717 Texas Street, Houston, TX 77002-2761, filed in... Regulations under the Natural Gas Act (NGA) as amended. ANR seeks authority to abandon by sale...

  7. 78 FR 36770 - ANR Pipeline Company; Notice of Request Under Blanket Authorization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ... Energy Regulatory Commission ANR Pipeline Company; Notice of Request Under Blanket Authorization Take that on May 31, 2013, ANR Pipeline Company (ANR), 717 Texas Street, Houston, Texas 77002-2761, filed in... Commission's Regulations under the Natural Gas Act, and ANR's blanket certificate issued in Docket No....

  8. 12 CFR 250.403 - Service of member bank and real estate investment company.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... investment company. 250.403 Section 250.403 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF... Glass-Steagall Act § 250.403 Service of member bank and real estate investment company. (a) The Board recently considered two inquiries regarding the question whether proposed real estate investment...

  9. 75 FR 71464 - Shorewood Packaging, a Subsidiary of International Paper Company, Including On-Site Leased...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-23

    ... Employment and Training Administration Shorewood Packaging, a Subsidiary of International Paper Company... Packaging, a subsidiary of International Paper Company, Danville, Virginia, meet the worker group... Act, 19 U.S.C. 2273, I make the following certification: ``All workers of Shorewood Packaging,...

  10. 77 FR 58823 - Interstate Power and Light Company v. ITC Midwest, LLC, Notice of Complaint

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-24

    ... From the Federal Register Online via the Government Publishing Office DEPARTMENT OF ENERGY Federal Energy Regulatory Commission Interstate Power and Light Company v. ITC Midwest, LLC, Notice of Complaint... Power Act, 16 U.S.C. 824(e), Interstate Power and Light Company (Complainant) filed a formal...

  11. 76 FR 45246 - Tesoro Refining and Marketing Company v. SFPP, L.P.; Notice of Complaint

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-28

    ... From the Federal Register Online via the Government Publishing Office DEPARTMENT OF ENERGY Federal Energy Regulatory Commission Tesoro Refining and Marketing Company v. SFPP, L.P.; Notice of Complaint... the Energy Policy Act of 1992 (EPAct), Tesoro Refining and Marketing Company (Tesoro) filed a...

  12. 75 FR 12533 - The Power Company, Inc.; Notice of Preliminary Permit Application Accepted for Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-16

    ... December 21, 2009, The Power Company, Inc. filed an application, pursuant to Section 4(f) of the Federal Power Act, proposing to study the feasibility of the Damariscotta River Hydrokinetic Tidal Energy... Energy Regulatory Commission The Power Company, Inc.; Notice of Preliminary Permit Application...

  13. 76 FR 20388 - Russell Investment Company, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-12

    ... COMMISSION Russell Investment Company, et al.; Notice of Application April 6, 2011. AGENCY: Securities and... the Act to invest in certain financial instruments. Applicants: Russell Investment Company and Russell Investment Funds (each a ``Trust and collectively the ``Trusts), Russell Investment Management...

  14. 78 FR 37212 - Portland General Electric Company; Notice of Application Accepted for Filing, Soliciting Motions...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-20

    ... Energy Regulatory Commission Portland General Electric Company; Notice of Application Accepted for Filing....: 2195-088. c. Date Filed: April 10, 2013. d. Applicant: Portland General Electric Company. e. Name of... Power Act, 16 U.S.C. 791a-825r. h. Applicant Contact: Julie A. Keil, Director of Hydro Licensing...

  15. 18 CFR 366.22 - Accounts and records of service companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... service companies. 366.22 Section 366.22 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY REGULATIONS UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 2005... utility customers with respect to jurisdictional rates. (2) Transition period. Until December 31,...

  16. 76 FR 56864 - Surrender of License of Small Business Investment Company

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-14

    ... ADMINISTRATION Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958, under... CFR 107.1900) to function as a small business investment company under the Small Business...

  17. 76 FR 56864 - Surrender of License of Small Business Investment Company

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-14

    ... ADMINISTRATION Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958, under... CFR 107.1900) to function as a small business investment company under the Small business...

  18. 77 FR 12641 - Surrender of License of Small Business Investment Company

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-01

    ... ADMINISTRATION Surrender of License of Small Business Investment Company Pursuant to the authority granted to the United States Small Business Administration under the Small Business Investment Act of 1958, under... CFR 107.1900) to function as a small business investment company under the Small business...

  19. 78 FR 51182 - Sea Robin Pipeline Company, LLC; Notice of Request Under Blanket Authorization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-20

    ... Energy Regulatory Commission Sea Robin Pipeline Company, LLC; Notice of Request Under Blanket Authorization Take notice that on July 31, 2013, Sea Robin Pipeline Company, LLC (Sea Robin), P. O. Box 4967....205(b) and 157.216 of the Commission's Regulations under the Natural Gas Act (NGA), and Sea...

  20. 17 CFR 210.6-03 - Special rules of general application to registered investment companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... of assets. The balance sheets of registered investment companies, other than issuers of face-amount.... As required by section 28(b) of the Investment Company Act of 1940, qualified assets of face-amount... outstanding face-amount certificates. If the nature of the qualifying assets and amount thereof are...

  1. 18 CFR 260.1 - FERC Form No. 2, Annual report for Major natural gas companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... report for Major natural gas companies. 260.1 Section 260.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY APPROVED FORMS, NATURAL GAS ACT STATEMENTS AND REPORTS (SCHEDULES) § 260.1 FERC Form No. 2, Annual report for Major natural gas companies....

  2. 75 FR 51031 - Natural Gas Pipeline Company of America LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-18

    ... Energy Regulatory Commission Natural Gas Pipeline Company of America LLC; Notice of Application August 12, 2010. Take notice that on July 30, 2010, Natural Gas Pipeline Company of America LLC (Natural Gas...), and sections 157.7 and 157.18 of the Commission's regulations under the Natural Gas Act (NGA)...

  3. 78 FR 67350 - Natural Gas Pipeline Company of America LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-12

    ... Energy Regulatory Commission Natural Gas Pipeline Company of America LLC; Notice of Application Take notice that on October 18, 2013 Natural Gas Pipeline Company of America LLC (Natural), at 3250 Lacey Road... Natural Gas Act (NGA) and Part 157 of the Commission's regulations, for a certificate of...

  4. 18 CFR 260.1 - FERC Form No. 2, Annual report for Major natural gas companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... report for Major natural gas companies. 260.1 Section 260.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY APPROVED FORMS, NATURAL GAS ACT STATEMENTS AND REPORTS (SCHEDULES) § 260.1 FERC Form No. 2, Annual report for Major natural gas companies....

  5. 76 FR 18216 - Southern Natural Gas Company; Notice of Request Under Blanket Authorization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-01

    ... Federal Energy Regulatory Commission Southern Natural Gas Company; Notice of Request Under Blanket Authorization Take notice that on March 16, 2011, Southern Natural Gas Company (Southern), Post Office Box 2563... and 157.216 of the Commission's Regulations under the Natural Gas Act (NGA) as amended, to abandon...

  6. 77 FR 23241 - Floridian Natural Gas Storage Company, LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-18

    ... Energy Regulatory Commission Floridian Natural Gas Storage Company, LLC; Notice of Application Take notice that on March 30, 2012, Floridian Natural Gas Storage Company, LLC (FGS), 1000 Louisiana Street... section 7 of the Natural Gas Act (NGA) and Part 157 of the Commission's regulations to amend...

  7. 78 FR 58529 - Floridian Natural Gas Storage Company, LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-24

    ... Energy Regulatory Commission Floridian Natural Gas Storage Company, LLC; Notice of Application Take notice that on September 4, 2013, Floridian Natural Gas Storage Company, LLC (Floridian Gas Storage... application under section 7(c) of the Natural Gas Act (NGA) and Part 157 of the Commission's...

  8. 76 FR 35202 - Piedmont Natural Gas Company, Inc.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-16

    ... Energy Regulatory Commission Piedmont Natural Gas Company, Inc.; Notice of Application On June 3, 2011, Piedmont Natural Gas Company, Inc. (Piedmont) filed with the Federal Energy Regulatory Commission (Commission) an application pursuant to section 7(f) of the Natural Gas Act (NGA), as amended, and section...

  9. 76 FR 48833 - El Paso Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-09

    ... Energy Regulatory Commission El Paso Natural Gas Company; Notice of Application Take notice that on July 20, 2011, El Paso Natural Gas Company (El Paso), P.O. Box 1087, Colorado Springs, Colorado 80944...) of the Natural Gas Act, to abandon, in place, El Paso's El Paso-Douglas Line (Line No. 1004) in...

  10. 75 FR 70225 - El Paso Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-17

    ... Energy Regulatory Commission El Paso Natural Gas Company; Notice of Application November 9, 2010. Take notice that on October 29, 2010, El Paso Natural Gas Company (EPNG), P.O. Box 1087, Colorado Springs... Natural Gas Act (NGA) and Rule 207(a)(5) of the Commission's regulations, requesting the...

  11. 18 CFR 260.1 - FERC Form No. 2, Annual report for Major natural gas companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... report for Major natural gas companies. 260.1 Section 260.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY APPROVED FORMS, NATURAL GAS ACT STATEMENTS AND REPORTS (SCHEDULES) § 260.1 FERC Form No. 2, Annual report for Major natural gas companies....

  12. 78 FR 39719 - Eastern Shore Natural Gas Company; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-02

    ... Energy Regulatory Commission Eastern Shore Natural Gas Company; Notice of Application Take notice that on June 13, 2013, Eastern Shore Natural Gas Company (Eastern Shore) filed with the Federal Energy Regulatory Commission an application under section 7(c) of the Natural Gas Act to construct, and operate...

  13. 75 FR 3232 - Northern Natural Gas Company; Notice of Request Under Blanket Authorization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-20

    ... Energy Regulatory Commission Northern Natural Gas Company; Notice of Request Under Blanket Authorization January 8, 2010. Take notice that on December 30, 2009, Northern Natural Gas Company (Northern), 1111... sections 157.205 and 157.214 of the Commission's regulations under the Natural Gas Act for authorization...

  14. 75 FR 36376 - Natural Gas Pipeline Company of America LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-25

    ... Federal Energy Regulatory Commission Natural Gas Pipeline Company of America LLC; Notice of Application June 17, 2010. Take notice that on June 8, 2010, Natural Gas Pipeline Company of America LLC (Natural..., pursuant to sections 7(b) and 7(c) of the Natural Gas Act (NGA), an application to abandon two...

  15. 76 FR 62395 - Natural Gas Pipeline Company of America LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-07

    ... Energy Regulatory Commission Natural Gas Pipeline Company of America LLC; Notice of Application Take notice that on September 20, 2011, Natural Gas Pipeline Company of America LLC (Natural), 3250 Lacey Road... sections 7(b) and 7(c) of the Natural Gas Act (NGA), an application to abandon and construct...

  16. 76 FR 46283 - Peoples Natural Gas Company LLC; Notice of Baseline Filing

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-02

    ... Energy Regulatory Commission Peoples Natural Gas Company LLC; Notice of Baseline Filing Take notice that on July 20, 2011, Peoples Natural Gas Company LLC submitted a revised baseline filing of their Statement of Operating Conditions for services provided under Section 311 of the Natural Gas Policy Act...

  17. 77 FR 31004 - Southern Natural Gas Company; Notice of Request Under Blanket Authorization

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-24

    ...] Southern Natural Gas Company; Notice of Request Under Blanket Authorization Take notice that on May 9, 2012, Southern Natural Gas Company (Southern), 569 Brookwood Village, Suite 501, Birmingham, Alabama 35209, filed... Commission's regulations under the Natural Gas Act (NGA), and Southern's blanket certificate issued in...

  18. 18 CFR 260.1 - FERC Form No. 2, Annual report for Major natural gas companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... report for Major natural gas companies. 260.1 Section 260.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY APPROVED FORMS, NATURAL GAS ACT STATEMENTS AND REPORTS (SCHEDULES) § 260.1 FERC Form No. 2, Annual report for Major natural gas companies....

  19. 18 CFR 260.1 - FERC Form No. 2, Annual report for Major natural gas companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... report for Major natural gas companies. 260.1 Section 260.1 Conservation of Power and Water Resources FEDERAL ENERGY REGULATORY COMMISSION, DEPARTMENT OF ENERGY APPROVED FORMS, NATURAL GAS ACT STATEMENTS AND REPORTS (SCHEDULES) § 260.1 FERC Form No. 2, Annual report for Major natural gas companies....

  20. 77 FR 25163 - Stoughton Water Power Company; Notice of Preliminary Permit Application Accepted for Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-27

    ... Energy Regulatory Commission Stoughton Water Power Company; Notice of Preliminary Permit Application..., 2011, the Stoughton Water Power Company filed an application for a preliminary permit under section 4(f) of the Federal Power Act proposing to study the feasibility of the proposed Stoughton Dam Water...