Sample records for geworkbench file release

  1. Kepler Data Release 25 Notes (Q0-Q17)

    NASA Technical Reports Server (NTRS)

    Mullally, Susan E.; Caldwell, Douglas A.; Barclay, Thomas Stewart; Barentsen, Geert; Clarke, Bruce Donald; Bryson, Stephen T.; Burke, Christopher James; Campbell, Jennifer Roseanna; Catanzarite, Joseph H.; Christiansen, Jessie; hide

    2016-01-01

    These Data Release Notes provide information specific to the current reprocessing and re-export of the Q0-Q17 data. The data products included in this data release include target pixel files, light curve files, FFIs,CBVs, ARP, Background, and Collateral files. This release marks the final processing of the Kepler Mission Data. See Tables 1 and 2 for a list of the reprocessed Kepler cadence data. See Table 3 for a list of the available FFIs. The Long Cadence Data, Short Cadence Data, and FFI data are documented in these data release notes. The ancillary files (i.e., cotrending basis vectors, artifact removal pixels, background, and collateral data) are described in the Archive Manual (Thompson et al., 2016).

  2. Goddard Institute for Space Studies (GISS) 3-Dimensional (3-D) Global Tracer Transport Model (DB1006)

    DOE Data Explorer

    Fung, I.

    1993-01-01

    This directory contains the input files used in simulations of atmospheric CO2 using the GISS 3-D global tracer transport model. The directory contains 16 files including a help file (CO2FUNG.HLP), 12 files containing monthly exchanges with vegetation and soils (CO2VEG.JAN - DEC), 1 file containing releases of CO2 from fossil fuel burning (CO2FOS.MRL), 1 file containing releases of CO2 from land transformations (CO2DEF.HOU), and 1 file containing the patterns of CO2 exchange with the oceans (CO2OCN.TAK).

  3. American Telephone and Telegraph System V/MLS Release 1.1.2 Running on Unix System V Release 3.1.1

    DTIC Science & Technology

    1989-10-18

    Evaluation Report AT&T System V/MLS SYSTEM OVERVIEW what is specified in the /mls/ passwd file. For a complete description of how this works, see page 62...from the publicly readable files /etc/ passwd and /etclgroup, to the protected files /mlslpasswd and /mls/group. These protected files are ASCII...files which are referred to as "shadow files". October 18, 1989 62 Final Evaluation Report AT&T System V/MLS SYSTEM OVERVIEW Imls/ passwd contains the

  4. 76 FR 38434 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-30

    ... continuing effort to attract more activity in large-sized FX options. \\3\\ See Securities Exchange Act Release... SECURITIES AND EXCHANGE COMMISSION [Release No. 3464743; File No. SR-ISE-2011-35] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed...

  5. 76 FR 77281 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65901; File No. SR-DTC-2011-10] Self-Regulatory... DTC participants. DTC's experience demonstrates that when participants, issuers, underwriters, agents... Exchange Act Release 24818 (August 19, 1987), 52 FR 31833 (August 24, 1987) (File No. SR-DTC-87-10); 25948...

  6. Micro Computer Feedback Report for the Strategic Leader Development Inventory; Source Code

    DTIC Science & Technology

    1994-03-01

    SEL5 ;exit if error CALL SELZCT SCRZEN ;display select screen JC SEL4 ;no files in directory .------- display the files NOV BX, [BarPos] ;starting...SEL2 ;if not goto next test imp SEL4 ; Ecit SEL2: CUP AL,ODh ;in it a pick ? 3Z SEL3 ;if YES exit loop ------- see if an active control key was...file CALL READCOMFIG eread file into memory JC SEL5 ;exit to main menu CALL OPEN DATA FILE ;is data arailable? SEL4 : CALL RELEASE_ _MDR ;release mom

  7. 76 FR 45629 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-29

    ... qualification examination, the Series 56, was recently filed with the Commission; \\6\\ NASDAQ expects to file the... new examination, the Series 56. \\5\\ See Securities Exchange Act Release Nos. 63843 (February 4, 2011... respecting the Series 56, which has become effective. See Securities Exchange Act Release No. 64699 (June 17...

  8. 76 FR 45898 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-01

    ... over the Internet); Securities Exchange Act Release No. 63197 (October 27, 2010), 75 FR 67791 (November... $200 to $600 per Internet port that is used to deliver market data); Securities Exchange Act Release No... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64964; File No. SR-EDGA-2011-22] Self...

  9. 47 CFR 1.10008 - What are IBFS file numbers?

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... Bureau Filing System § 1.10008 What are IBFS file numbers? (a) We assign file numbers to electronic... information, see The International Bureau Filing System File Number Format Public Notice, DA-04-568 (released... 47 Telecommunication 1 2010-10-01 2010-10-01 false What are IBFS file numbers? 1.10008 Section 1...

  10. 47 CFR 1.10008 - What are IBFS file numbers?

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... Bureau Filing System § 1.10008 What are IBFS file numbers? (a) We assign file numbers to electronic... information, see The International Bureau Filing System File Number Format Public Notice, DA-04-568 (released... 47 Telecommunication 1 2011-10-01 2011-10-01 false What are IBFS file numbers? 1.10008 Section 1...

  11. Processing Benefits of Resonance Acoustic Mixing on High Performance Propellants and Explosives

    DTIC Science & Technology

    2012-02-01

    slightly greater stress Modulus similar Dewetting Distribution Statement A: Approved for Public Release Tensile Comparison File: NAVAIR Brief 18...greater stress Modulus similar Dewetting Distribution Statement A: Approved for Public Release Resodyn Mixed Explosive 19 File: NAVAIR Brief

  12. 77 FR 1481 - Combined Notice of Filings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-10

    ...: Filings Instituting Proceedings Docket Numbers: RP12-276-000. Applicants: Gulf Crossing Pipeline Company LLC. Description: Gulf Crossing Pipeline Company LLC submits tariff filing per 154.204: Antero 2 to Tenaska 243 Capacity Release Negotiated Rate Agreement Filing to be effective 1/1/2012. Filed Date: 1/3/12...

  13. Transferable Output ASCII Data (TOAD) gateway: Version 1.0 user's guide

    NASA Technical Reports Server (NTRS)

    Bingel, Bradford D.

    1991-01-01

    The Transferable Output ASCII Data (TOAD) Gateway, release 1.0 is described. This is a software tool for converting tabular data from one format into another via the TOAD format. This initial release of the Gateway allows free data interchange among the following file formats: TOAD; Standard Interface File (SIF); Program to Optimize Simulated Trajectories (POST) input; Comma Separated Value (TSV); and a general free-form file format. As required, additional formats can be accommodated quickly and easily.

  14. Collaborative, Trust-Based Security Mechanisms for a National Utility Intranet

    DTIC Science & Technology

    2007-09-01

    time_message_ceated … username bearnold operation_type copy from_file C:/etc/ passwd \\MPLpw.txt from_file_data_type ND //network data...time_message_created … username bearnold operation_type paste from_file C:\\etc\\ passwd \\MPLpw.txt //logon server password file...from_file_data_type ND from_file_caveat restricted-release to_file F:\\Copy of C:\\etc\\ passwd \\MPLpw.txt //removable drive //end message data

  15. 76 FR 67509 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-01

    ... Matching System. See Securities Exchange Act Release No. 63564 (December 16, 2010), 75 FR 80870 (December... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65633; File No. SR-CHX-2011-29] Self-Regulatory... Chicago Stock Exchange, Inc. (``CHX'' or the ``Exchange'') filed with the Securities and Exchange...

  16. 78 FR 61424 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70544; File No. SR-NSCC-2013-10] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change... September 16, 2013, National Securities Clearing Corporation (``NSCC'') filed with the Securities and...

  17. 78 FR 61350 - Tribal Mobility Fund Phase I Auction (Auction 902); Short-Form Application Filing Window...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-03

    ... Fund Phase I Auction (Auction 902); Short-Form Application Filing Window Rescheduled To Open on... rescheduling of the filing window for short-form applications and release an updated list of eligible areas for... Application Filing Window Rescheduled To Open on September 30, 2013 1. The Bureaus announce that the filing...

  18. 78 FR 64556 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-29

    ... similar rules to effect this industry-wide initiative.\\7\\ \\6\\ See Securities Exchange Act Release No. 34... business day. With respect to index options, restrictions on exercise may be in effect until the opening of... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70747; File No. SR-NASDAQ-2013-133] Self...

  19. Preliminary Geologic Map of the Topanga 7.5' Quadrangle, Southern California: A Digital Database

    USGS Publications Warehouse

    Yerkes, R.F.; Campbell, R.H.

    1995-01-01

    INTRODUCTION This Open-File report is a digital geologic map database. This pamphlet serves to introduce and describe the digital data. There is no paper map included in the Open-File report. This digital map database is compiled from previously published sources combined with some new mapping and modifications in nomenclature. The geologic map database delineates map units that are identified by general age and lithology following the stratigraphic nomenclature of the U. S. Geological Survey. For detailed descriptions of the units, their stratigraphic relations and sources of geologic mapping consult Yerkes and Campbell (1994). More specific information about the units may be available in the original sources. The content and character of the database and methods of obtaining it are described herein. The geologic map database itself, consisting of three ARC coverages and one base layer, can be obtained over the Internet or by magnetic tape copy as described below. The processes of extracting the geologic map database from the tar file, and importing the ARC export coverages (procedure described herein), will result in the creation of an ARC workspace (directory) called 'topnga.' The database was compiled using ARC/INFO version 7.0.3, a commercial Geographic Information System (Environmental Systems Research Institute, Redlands, California), with version 3.0 of the menu interface ALACARTE (Fitzgibbon and Wentworth, 1991, Fitzgibbon, 1991, Wentworth and Fitzgibbon, 1991). It is stored in uncompressed ARC export format (ARC/INFO version 7.x) in a compressed UNIX tar (tape archive) file. The tar file was compressed with gzip, and may be uncompressed with gzip, which is available free of charge via the Internet from the gzip Home Page (http://w3.teaser.fr/~jlgailly/gzip). A tar utility is required to extract the database from the tar file. This utility is included in most UNIX systems, and can be obtained free of charge via the Internet from Internet Literacy's Common Internet File Formats Webpage http://www.matisse.net/files/formats.html). ARC/INFO export files (files with the .e00 extension) can be converted into ARC/INFO coverages in ARC/INFO (see below) and can be read by some other Geographic Information Systems, such as MapInfo via ArcLink and ESRI's ArcView (version 1.0 for Windows 3.1 to 3.11 is available for free from ESRI's web site: http://www.esri.com). 1. Different base layer - The original digital database included separates clipped out of the Los Angeles 1:100,000 sheet. This release includes a vectorized scan of a scale-stable negative of the Topanga 7.5 minute quadrangle. 2. Map projection - The files in the original release were in polyconic projection. The projection used in this release is state plane, which allows for the tiling of adjacent quadrangles. 3. File compression - The files in the original release were compressed with UNIX compression. The files in this release are compressed with gzip.

  20. 77 FR 13168 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66483; File No. SR-NYSEARCA-2012-016] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filing the Content Outline and Selection Specifications for the Proprietary Traders Qualification Examination (``Series 56'') Program Februar...

  1. 77 FR 13170 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66482; File No. SR-NYSEAMEX-2012-013] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Filing the Content Outline and Selection Specifications for the Proprietary Traders Qualification Examination (``Series 56'') Program February...

  2. 76 FR 28115 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64444; File No. SR-BYX-2011-012] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed... hereby given that on May 5, 2011, BATS Y-Exchange, Inc. (the ``Exchange'' or ``BYX'') filed with the...

  3. 77 FR 39532 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67274; File No. SR-BYX-2012-011] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed...\\ notice is hereby given that on June 15, 2012, BATS Y-Exchange, Inc. (the ``Exchange'' or ``BYX'') filed...

  4. 78 FR 60963 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70514; File No. SR-BYX-2013-033] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... given that on September 25, 2013, BATS Y-Exchange, Inc. (the ``Exchange'' or ``BYX'') filed with the...

  5. 76 FR 41316 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64836; File No. SR-BYX-2011-014] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed... hereby given that on July 5, 2011, BATS Y-Exchange, Inc. (``BYX'' or the ``Exchange'') filed with the...

  6. 78 FR 40529 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69891; File No. SR-BYX-2013-022] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... on June 25, 2013, BATS-Y Exchange, Inc. (the ``Exchange'' or ``BYX'') filed with the Securities and...

  7. 78 FR 30362 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69596; File No. SR-NSCC-2013-06] Self... Effectiveness of Proposed Rule Change To Modify Fees Related to Portfolio Composition File Reporting in Addendum... Portfolio Composition File Reporting in Addendum A of NSCC's Rules and Procedures (``Rules''), as described...

  8. 76 FR 12163 - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New... adopt new Rule 4763 as a written policy or procedure to implement the amendments to Rules 200(g) and 201... Act Release No. 61595 (Feb. 26, 2010), 75 FR 11232 (Mar. 10, 2010) (``Adopting Release'') (amending...

  9. 78 FR 38777 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-27

    ... market and to protect investors (Rule 3100(a)(2)); a halt in a Derivative Securities Product (as defined... Release No. 67091 (May 31, 2012), 77 FR 33498 (June 6, 2012). a trading halt in a Derivative Security... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69817; File No. SR-Phlx-2013-66] Self...

  10. 75 FR 28080 - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62079; File No. 4-598] Program for Allocation... Order gives effect to the Plan filed with the Commission in File No. 4-598. The Parties shall notify all..., pursuant to Section 17(d) of the Act, that the Plan in File No. 4-598, between FINRA and EDGX, filed...

  11. 46 CFR 67.200 - Instruments eligible for filing and recording.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ..., satisfactions, and releases thereof; (d) Preferred mortgages and assignments, assumptions, supplements, amendments, subordinations, satisfactions, and releases thereof; (e) Interlender agreements affecting..., amendments, and satisfactions and releases thereof. ...

  12. 78 FR 15773 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69038; File No. SR-BATS-2013-016] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the BATS..., 2013, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities and Exchange...

  13. 75 FR 22668 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61960; File No. SR-BATS-2010-008] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rules 2... given that on April 9, 2010, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the...

  14. 76 FR 51089 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65113; File No. SR-BATS-2011-028] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11... on August 8, 2011, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities and...

  15. 75 FR 36768 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62340; File No. SR-BATS-2010-016] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11... on June 17, 2010, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities and...

  16. 77 FR 67722 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-13

    ... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization (``SRO'') promptly file... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68170; File No. 4-655] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan November 6, 2012...

  17. 78 FR 18646 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69201; File No. SR-ICC-2013-03] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to..., 2013, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission...

  18. 77 FR 40929 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67356; File No. SR-ICC-2012-10] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To... is hereby given that on June 22, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and...

  19. 77 FR 22623 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66777; File No. SR-ICC-2012-04] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the... April 3, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission...

  20. 18 CFR 34.7 - Number of copies to be filed.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ..., § 34.7 was revised, effective at the time of the next e-filing release during the Commission's next fiscal year. For the convenience of the user, the revised text follows: § 34.7 Filing requirements. Each...) and (2) of this chapter. As a qualified document, no paper copy version of the filing is required...

  1. 76 FR 5431 - Released Rates of Motor Common Carriers of Household Goods

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-31

    ... may be submitted either via the Board's e-filing format or in traditional paper format. Any person using e-filing should attach a document and otherwise comply with the instructions at the E- FILING link on the Board's website at http://www.stb.dot.gov . Any person submitting a filing in the traditional...

  2. National Household Education Survey. Adult and Course Data Files User's Manual.

    ERIC Educational Resources Information Center

    Brick, J. Michael; And Others

    This manual provides documentation and guidance for users of the public release data files (adult file and course file) for Adult Education (AE) component of the 1991 National Household Education Survey (NHES:91). The NHES:91 was a random-digit dial telephone survey developed by the National Center for Education Statistics (NCES) and conducted by…

  3. 77 FR 21602 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66732; File No. SR-ICC-2012-06] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE... given that on March 27, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange...

  4. 75 FR 63528 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63068; File No. SR-BYX-2010-001] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend BYX Rule... given that on September 27, 2010, BATS Y-Exchange, Inc. (``BYX'' or the ``Exchange'') filed with the...

  5. 78 FR 53814 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70257; File No. SR-BATS-2013-047] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Registration and Continuing Education Fees for BATS Exchange, Inc. August 26...

  6. 75 FR 69486 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63208A; File No. SR-DTC-2010-13] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Disincentive Fee Associated With the Deposit Automation Management...

  7. 76 FR 64402 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65379; File No. SR-CBOE-2011-079] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order September 22, 2011...

  8. 76 FR 22939 - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64153; File No. SR-CFE-2011-002] Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing and Trading CBOE Gold ETF Volatility Index Security Futures...

  9. 78 FR 69737 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70878; File No. SR-CBOE-2013-106] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate... Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (``SPY'') Options November 14...

  10. 78 FR 58356 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70425; File No. SR-NYSEArca-2013-90] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Complex Orders and Complex Order Auction Eligible Orders in Accordance With the Guaranteed Participation...

  11. 78 FR 79028 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... finding or (ii) as to which the self-regulatory organization consents, the Commission will: (A) By order... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71156; File No. SR-NSCC-2013-13] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change...

  12. 78 FR 71686 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70937; File No. SR-NSCC-2013-11] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse (``OW...

  13. 77 FR 10589 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66398; File No. SR-NSCC-2012-02] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds February 15, 2012...

  14. 77 FR 76334 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68491; File No. SR-ISE-2012-101] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate... Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual...

  15. 78 FR 33461 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69659; File No. SR-MIAX-2013-22] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate... the Second Business Day Prior to Expiration in Unusual Market Conditions May 29, 2013. Pursuant to...

  16. 75 FR 76512 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63417; File No. SR-NSCC-2010-17] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ notice is hereby given that...

  17. 76 FR 29019 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-19

    ... SECURITIES AND EXCHANGE COMMISSION (Release No. 34-64487; File No. SR-NSCC-2011-02) Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting... Eligible Clearing Fund Securities May 13, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

  18. 75 FR 28847 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62132; File No. SR-CBOE-2010-047] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Individual Stock Trading Pauses Due to Extraordinary Market Volatility May 19, 2010...

  19. 75 FR 75711 - Securities Investor Protection Corporation; Notice of Filing of a Proposed Bylaw Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-06

    ... Securities Investor Protection Corporation (``SIPC'') filed with the Securities and Exchange Commission... Members, Rel. No. SIPA-156, 56 FR 51952 (Oct. 16, 1991). \\6\\ Securities Investor Protection Corporation... SECURITIES AND EXCHANGE COMMISSION [Release No. SIPA-169; File No. SIPC-2010-01] Securities...

  20. 76 FR 76783 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-08

    ... Exchange may considering revising the fee schedule to assess transaction fees rates for non-Trading Permit... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65875; File No. SR-CBOE-2011-112] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate...

  1. 47 CFR 61.191 - Carrier to file supplement when notified of suspension.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 47 Telecommunication 3 2010-10-01 2010-10-01 false Carrier to file supplement when notified of suspension. 61.191 Section 61.191 Telecommunication FEDERAL COMMUNICATIONS COMMISSION (CONTINUED) COMMON... carrier must file, within five business days from the release date of the suspension order, a...

  2. 75 FR 80876 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63574; File No. SR-EDGX-2010-17] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGX Rules 11.9 and 11.5 December 17, 2010. On November 8, 2010, EDGX Exchange, Inc. (the ``Exchange'' or ``EDGX'') filed with the Securities...

  3. 27 CFR 70.151 - Administrative appeal of the erroneous filing of notice of Federal tax lien.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... rights to property of such person for a release of lien alleging an error in the filing of notice of lien... the erroneous filing of notice of Federal tax lien. 70.151 Section 70.151 Alcohol, Tobacco Products... Lien for Taxes § 70.151 Administrative appeal of the erroneous filing of notice of Federal tax lien. (a...

  4. 75 FR 69431 - Combined Notice of Filings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ...: RP11-1480-000. Applicants: Marathon Oil Company. Description: Petition for Waiver of Capacity Release Requirements of Marathon Oil Company. Filed Date: 10/29/2010. Accession Number: 20101029-5253. Comment Date: 5...

  5. 48 CFR 1404.804-70 - Release of claims.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... ADMINISTRATIVE MATTERS Contract Files 1404.804-70 Release of claims. (a) The CO shall insert the clause at 1452.204-70, Release of Claims, in all construction, architect and engineering, and cost-reimbursement... 48 Federal Acquisition Regulations System 5 2010-10-01 2010-10-01 false Release of claims. 1404...

  6. 48 CFR 1404.804-70 - Release of claims.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... ADMINISTRATIVE MATTERS Contract Files 1404.804-70 Release of claims. (a) The CO shall insert the clause at 1452.204-70, Release of Claims, in all construction, architect and engineering, and cost-reimbursement... 48 Federal Acquisition Regulations System 5 2013-10-01 2013-10-01 false Release of claims. 1404...

  7. 48 CFR 1404.804-70 - Release of claims.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... ADMINISTRATIVE MATTERS Contract Files 1404.804-70 Release of claims. (a) The CO shall insert the clause at 1452.204-70, Release of Claims, in all construction, architect and engineering, and cost-reimbursement... 48 Federal Acquisition Regulations System 5 2014-10-01 2014-10-01 false Release of claims. 1404...

  8. 48 CFR 1404.804-70 - Release of claims.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... ADMINISTRATIVE MATTERS Contract Files 1404.804-70 Release of claims. (a) The CO shall insert the clause at 1452.204-70, Release of Claims, in all construction, architect and engineering, and cost-reimbursement... 48 Federal Acquisition Regulations System 5 2011-10-01 2011-10-01 false Release of claims. 1404...

  9. 48 CFR 1404.804-70 - Release of claims.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... ADMINISTRATIVE MATTERS Contract Files 1404.804-70 Release of claims. (a) The CO shall insert the clause at 1452.204-70, Release of Claims, in all construction, architect and engineering, and cost-reimbursement... 48 Federal Acquisition Regulations System 5 2012-10-01 2012-10-01 false Release of claims. 1404...

  10. 75 FR 30889 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62170; File No. SR-CBOE-2010-048] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

  11. 76 FR 63698 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65492; File No. SR-CBOE-2011-095] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate... the SPX Tier Appointment October 6, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

  12. 76 FR 77576 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65907; File No. SR-BATS-2011-049] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. December 7, 2011. Pursuant to Section 19(b...

  13. 76 FR 12155 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63969; File No. SR-BATS-2011-007] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Adopt BATS Rule 11.21, entitled ``Input of Accurate Information...

  14. 75 FR 57097 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62901; File No. SR-BATS-2010-024] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt BATS Rule 2.12, Entitled ``BATS Trading, Inc. as Inbound Router'' and To Make Related...

  15. 77 FR 20858 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66723; File No. SR-BATS-2012-014] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of BATS Global Markets, Inc. April 3, 2012...

  16. 76 FR 44388 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64914; File No. SR-BATS-2011-022] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Expand the Short Term Option Program July 19, 2011. Pursuant to Section...

  17. 76 FR 9841 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63916; File No. SR-BATS-2011-005] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled ``Order Execution'' February 15, 2011. Pursuant to Section 19(b...

  18. 77 FR 7216 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66327; File No. SR-BATS-2012-008] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. February 6, 2012. Pursuant to Section 19(b...

  19. 78 FR 62921 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70687; File No. SR-BATS-2013-055] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. October 15, 2013. Pursuant to Section 19(b...

  20. 78 FR 7826 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68752; File No. SR-BATS-2013-003] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules in Connection With the Elimination of Discretionary Orders for BATS Options...

  1. 78 FR 16750 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69121; File No. SR-BATS-2013-014] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Operation of Market Orders for BATS Options March 12, 2013. Pursuant to Section 19(b...

  2. 77 FR 8310 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66358; File No. SR-BATS-2012-006] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. February 8, 2012. Pursuant to Section 19(b...

  3. 78 FR 61422 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70548; File No. SR-BATS-2013-052] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Trading Halt Rule of BATS Options September 27, 2013. Pursuant to Section 19...

  4. 77 FR 65431 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68076; File No. SR-FINRA-2012-047] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder..., Inc. (``FINRA'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the...

  5. 78 FR 17982 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69174; File No. SR-NYSEMKT-2013-26] Self... Securities March 19, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (``Act... MKT'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed...

  6. 76 FR 36945 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64699; File No. SR-CBOE-2011-056] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Selection Specifications and Content Outline for the Proprietary Traders Examination Program (Series 56...

  7. 77 FR 67693 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68149; File No. SR-BOX-2012-017] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX November 5, 2012. Pursuant to Section 19...

  8. 76 FR 46863 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64987; File No. SR-NYSEAMEX-2011-54] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of ``Foreign Securities Affiliate...

  9. 77 FR 43879 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67481; File No. SR-CBOE-2012-068] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is... ``CBOE'') filed with the Securities and Exchange Commission (the [[Page 43880

  10. 76 FR 61772 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65417; File No. SR-CBOE-2011-089] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Two-Day Settlement on CBOE Stock Exchange September 28, 2011...

  11. 76 FR 25732 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64312; File No. SR-NASDAQ-2011-053] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Order Price Protection Feature Correction In notice document 2011-9971...

  12. 75 FR 38860 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62354; File No. SR-NYSEAmex-2010-57] Self[dash]Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Rule 0 To Provide That Certain References in Exchange Rules Should Be Understood To Also...

  13. 78 FR 55130 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70302; File No. SR-CBOE-2013-082] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2...

  14. 78 FR 69725 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70874; File No. SR-Phlx-2013-111] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII With Respect To Execution and Routing...

  15. 78 FR 56960 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70357; File No. SR-MIAX-2013-42] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate... provisions of Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  16. 78 FR 70989 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70916; File No. SR-NYSEARCA-2013-124] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and...

  17. 78 FR 71018 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70915; File No. SR-NASDAQ-2013-140] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees November 21, 2013. Pursuant to Section...

  18. 78 FR 69734 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70881; File No. SR-NSX-2013-20] Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 Regarding the Entry and Execution of Zero Display Reserve Orders...

  19. 78 FR 76684 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71063; File No. SR-CBOE-2013-116] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate...)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  20. 78 FR 76675 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71057; File No. SR-CHX-2013-21] Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Reporting of Odd Lot Transactions for Inclusion on the Consolidated Tape and Clarify...

  1. 78 FR 56955 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70360; File No. SR-BATS-2013-049] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...

  2. 78 FR 58354 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70424; File No. SR-CBOE-2013-088] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

  3. 78 FR 56962 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70361; File No. SR-NASDAQ-2013-114] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of... 7015(g), and the Schedule of Fees and Rebates Under Rule 7018(a) September 10, 2013. Pursuant to...

  4. 78 FR 71016 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70912; File No. SR-NYSEARCA-2013-128] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Specify the...

  5. 78 FR 76693 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71062; File No. SR-EDGX-2013-45] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  6. 78 FR 69714 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70873; File No. SR-ISE-2013-56] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

  7. 78 FR 69718 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70872; File No. SR-ISE-2013-57] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

  8. 78 FR 76685 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71061; File No. SR-EDGA-2013-36] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  9. 78 FR 69720 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70877; File No. SR-MIAX-2013-48] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rules 1302, 1304 and the MIAX Options Fee Schedule...

  10. 78 FR 72731 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70948; File No. SR-CHX-2013-20] Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Match Trade Prevention Modifier for Limit and Market Orders Submitted to the Exchange...

  11. 75 FR 14478 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61692; File No. SR-OCC-2010-03] Self[dash]Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to ETFS Palladium Shares and ETFS Platinum Shares Correction In notice document 2010-5914 beginning...

  12. 78 FR 76182 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-16

    ... finding or (ii) as to which the self-regulatory organization consents, the Commission will: (A) By order... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71030; File No. SR-OCC-2013-18] Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the...

  13. 78 FR 22923 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69362; File No. 600-23] Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency April 11, 2013. I. Introduction On April 5, 2013, the Fixed Income Clearing Corporation...

  14. 76 FR 32382 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64562; File No. SR-ISE-2011-29] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Second Market Fees May 27, 2011. Pursuant to Section 19(b)(1) of the Securities...

  15. 76 FR 63693 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65499; File No. SR-ISE-2011-64] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

  16. 77 FR 5084 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66254; File No. SR-FINRA-2012-005] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions January 26,...

  17. 78 FR 3482 - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68536; File No. SR-SCCP-2012-02] Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of Its Parent Corporation, The NASDAQ OMX Group, Inc...

  18. 76 FR 39463 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64769; File No. SR-NSCC-2011-04] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder \\2...

  19. 78 FR 42989 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-18

    ... Important Notice of the availability of the comparison service for when-issued corporate securities.\\5\\ \\5... scheduled to be implemented for corporate when-issued securities and NSCC would submit a rule filing to the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69980; File No. SR-NSCC-2013-09] Self...

  20. 77 FR 14848 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66528; File No. SR-FINRA-2012-014] Self... Requirements for Credit Default Swaps) March 7, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange..., 2012, Financial Industry Regulatory Authority, Inc. (``FINRA'') filed with the Securities and Exchange...

  1. 78 FR 69923 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70884; File No. SR-ISE-2013-59] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... November 15, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

  2. 78 FR 69921 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70885; File No. SR-TOPAZ-2013-11] Self..., 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule... ISE Gemini) (the ``Exchange'' or ``Topaz'') filed with the Securities and Exchange Commission...

  3. 77 FR 70202 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68253; File No. SR-ICC-2012-20] Self-Regulatory... Single Name Contract November 16, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of... Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission'') the...

  4. 75 FR 71164 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63319; File No. SR-FINRA-2010-060] Self... Changes to Certain FINRA Rules November 16, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange..., 2010, Financial Industry Regulatory Authority, Inc. (``FINRA'') filed with the Securities and Exchange...

  5. 75 FR 50791 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62602; File No. SR-CBOE-2010-069] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Minor Rule Violation Plan July 29, 2010. Correction In notice...

  6. 77 FR 14454 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66513; File No. SR-FINRA-2012-016] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow FINRA To Exempt Certain Alternative Trading Systems From the Trade Reporting Obligation Under the Trade...

  7. 75 FR 74117 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63368; File No. SR-NSCC-2010-15] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Establishing an Automated Service for the Processing of Transfers, Replacements, and Exchanges of Insurance and Retirement Products...

  8. 75 FR 78328 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63486; File No. SR-BYX-2010-006] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... thereunder,\\2\\ notice is hereby given that on December 2, 2010, BATS Y-Exchange, Inc. (the ``Exchange'' or...

  9. 76 FR 15025 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-18

    ... rate of $.01 per contract applies for crossed orders.\\6\\ These fees help to offset the Exchange's costs... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64070; File No. SR-CBOE-2011-022] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate...

  10. 76 FR 50795 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65077; File No. SR-BYX-2011-017] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... thereunder,\\2\\ notice is hereby given that on August 8, 2011, BATS Y-Exchange, Inc. (the ``Exchange'' or...

  11. 76 FR 64403 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65381; File No. SR-NASDAQ-2011-128] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates To Add Liquidity September 22, 2011. Correction In notice...

  12. 78 FR 3485 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68519; File No. SR-NASDAQ-2012-143] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny...

  13. 76 FR 76463 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65861; File No. SR-ISE-2011-77] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees December 1, 2011. Pursuant to Section 19(b)(1) of the...

  14. 76 FR 21416 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64292; File No. SR-ISE-2011-22] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees April 11, 2011. Pursuant to Section 19(b)(1) of the Securities...

  15. 77 FR 14847 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66525; File No. SR-ISE-2012-09] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees March 7, 2012. Pursuant to Section 19(b)(1) of the Securities...

  16. 78 FR 3479 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68535; File No. SR-OCC-2012-24] Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Its By-Laws and Rules Consistent With Recent System Changes to the Stock Loan/Hedge...

  17. 76 FR 5412 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-31

    ...); ISE Semiconductors (BYT); ISE Electronic Trading (DMA); ISE-Revere Natural Gas (FUM); ISE Water (HHO... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63761; File No. SR-ISE-2011-04] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Establish a...

  18. 76 FR 50783 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65087; File No. SR-ISE-2011-47] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... August 10, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

  19. 77 FR 6619 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66208; File No. SR-Phlx-2012-06] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Real-Time Risk Management Fee and Other Clarifying Amendments January 20, 2012...

  20. 76 FR 65555 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65583; File No. SR-ISE-2011-68] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed...

  1. 76 FR 77279 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65898; File No. SR-ISE-2011-78] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed...

  2. VizieR Online Data Catalog: The Chandra Source Catalog, Release 1.1 (Evans+ 2012)

    NASA Astrophysics Data System (ADS)

    Evans, I. N.; Primini, F. A.; Glotfelty, C. S.; Anderson, C. S.; Bonaventura, N. R.; Chen, J. C.; Davis, J. E.; Doe, S. M.; Evans, J. D.; Fabbiano, G.; Galle, E. C.; Gibbs, D. G.; Grier, J. D.; Hain, R. M.; Hall, D. M.; Harbo, P. N.; He, X.; Houck, J. C.; Karovska, M.; Kashyap, V. L.; Lauer, J.; McCollough, M. L.; McDowell, J. C.; Miller, J. B.; Mitschang, A. W.; Morgan, D. L.; Mossman, A. E.; Nichols, J. S.; Nowak, M. A.; Plummer, D. A.; Refsdal, B. L.; Rots, A. H.; Siemiginowska, A.; Sundheim, B. A.; Tibbetts, M. S.; van Stone, D. W.; Winkelman, S. L.; Zografou, P.

    2014-01-01

    This version of the catalog is release 1.1. It includes the information contained in release 1.0.1, plus point and compact source data extracted from HRC imaging observations, and catch-up ACIS observations released publicly prior to the end of 2009. (1 data file).

  3. 76 FR 2931 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63609; File No. SR-NYSEArca-2010-116] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the WisdomTree Asia Bond Fund December 27, 2010. Correction In notice document 2010...

  4. 75 FR 70756 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63309; File No. SR-MSRB-2010-16] Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of...

  5. 75 FR 39069 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62416; File No. SR-FINRA-2010-033] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder.... (``FINRA'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

  6. 77 FR 46533 - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67533; File No. SR-CME-2012-31] Self-Regulatory.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in...

  7. 75 FR 28836 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62125; File No. SR-ISE-2010-48] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange LLC To Amend ISE Rule 2102 To Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or...

  8. 75 FR 43211 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62523; File No. SR-ISE-2010-73] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to... Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on...

  9. 77 FR 3026 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66062; File No. SR-NYSEArca-2011-98] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) To Remove the PNP Plus Order Type December 28, 2011...

  10. 75 FR 11951 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61650; File No. SR-BATS-2010-005] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. March 4, 2010. Pursuant to Section 19(b)(1) of the...

  11. 76 FR 28108 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64445; File No. SR-BATS-2011-017] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add BATS Rule 11.22, Entitled ``Data Products'' May 9, 2011. Pursuant to Section 19(b)(1) of...

  12. 78 FR 16306 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69079; File No. SR-BATS-2013-017] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. March 8, 2013. Pursuant to Section 19(b)(1) of the...

  13. 78 FR 51257 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70196; File No. SR-BATS-2013-043] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. August 14, 2013. Pursuant to Section 19(b)(1) of...

  14. 75 FR 70326 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63300; File No. SR-BATS-2010-031] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. November 10, 2010. Pursuant to Section 19(b)(1) of...

  15. 78 FR 19559 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69237; File No. SR-BATS-2013-021] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. March 26, 2013. Pursuant to Section 19(b)(1) of the...

  16. 76 FR 13243 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64033; File No. SR-BATS-2011-008] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. March 4, 2011. Pursuant to Section 19(b)(1) of the...

  17. 78 FR 19350 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69226; File No. SR-BATS-2013-018] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. March 25, 2013. Pursuant to Section 19(b)(1) of the...

  18. 76 FR 1205 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63632; File No. SR-BATS-2010-038] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. January 3, 2011 Pursuant to Section 19(b)(1) of the...

  19. 75 FR 20418 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61883; File No. SR-BATS-2010-007] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. April 9, 2010. Pursuant to Section 19(b)(1) of the...

  20. 78 FR 19555 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69238; File No. SR-BATS-2013-020] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. March 26, 2013. Pursuant to Section 19(b)(1) of the...

  1. 77 FR 63396 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68026; File No. SR-BATS-2012-040] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. October 10, 2012. Pursuant to Section 19(b)(1) of...

  2. 76 FR 1208 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63630; File No. SR-BATS-2010-039] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. January 3, 2011. Pursuant to Section 19(b)(1) of...

  3. 77 FR 63393 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68028; File No. SR-BATS-2012-041] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. October 10, 2012. Pursuant to Section 19(b)(1) of...

  4. 75 FR 27847 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62074; File No. SR-BATS-2010-012] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. May 11, 2010. Pursuant to Section 19(b)(1) of the...

  5. 78 FR 51235 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70197; File No. SR-BATS-2013-044] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. August 14, 2013. Pursuant to Section 19(b)(1) of...

  6. 78 FR 62804 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70664; File No. SR-BATS-2013-054] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. October 11, 2013. Pursuant to Section 19(b)(1) of...

  7. 77 FR 31059 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67017; File No. SR-BATS-2012-017] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. May 18, 2012. Pursuant to Section 19(b)(1) of the...

  8. 78 FR 29805 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69585; File No. SR-BATS-2013-026] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. May 15, 2013. Pursuant to Section 19(b)(1...

  9. 76 FR 61127 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65407; File No. SR-BATS-2011-037] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. September 27, 2011. Pursuant to Section 19(b)(1) of...

  10. 77 FR 35735 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67172; File No. SR-BATS-2012-020] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. June 8, 2012. Pursuant to Section 19(b)(1) of the...

  11. 76 FR 2734 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63663; File No. SR-BATS-2011-001] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. January 6, 2011. Pursuant to Section 19(b)(1) of...

  12. 76 FR 28830 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64475; File No. SR-BATS-2011-015] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rule 11.9, Entitled ``Orders and Modifiers'' and BATS Rule 11.13, Entitled ``Order...

  13. 78 FR 37865 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69793; File No. SR-BATS-2013-034] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. June 18, 2013. Pursuant to Section 19(b)(1) of the...

  14. 76 FR 7891 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63857; File No. SR-BATS-2011-004] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. February 7, 2011. Pursuant to Section 19(b)(1) of...

  15. 76 FR 59472 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65353; File No. SR-BATS-2011-035] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc. September 19, 2011. Pursuant to Section...

  16. 78 FR 41453 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69933; File No. SR-BATS-2013-040] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. July 3, 2013. Pursuant to Section 19(b)(1) of the...

  17. 78 FR 12803 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68951; File No. SR-BATS-2013-012] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. February 19, 2013. Pursuant to Section 19(b)(1) of...

  18. 76 FR 70192 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65694; File No. SR-BATS-2011-046] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. November 4, 2011. Pursuant to Section 19(b)(1) of...

  19. 77 FR 58195 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67855; File No. SR-BATS-2012-037] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. September 13, 2012. Pursuant to Section 19(b)(1) of...

  20. 77 FR 15153 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66571; File No. SR-BATS-2012-013] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change by BATS Exchange, Inc. to Amend BATS Rule 2.12, Entitled ``BATS Trading, Inc. as Inbound Router'' March 12, 2012. Pursuant...

  1. 78 FR 56760 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70348; File No. SR-BATS-2013-048) Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. September 9, 2013. Pursuant to Section 19(b)(1) of...

  2. 78 FR 78460 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71140; File No. SR-BATS-2013-063] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. December 19, 2013. Pursuant to Section 19(b)(1) of...

  3. 76 FR 50525 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65076; File No. SR-BATS-2011-024] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. August 9, 2011. Pursuant to Section 19(b)(1) of the...

  4. 76 FR 20414 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64211; File No. SR-BATS-2011-012] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. April 6, 2011. Pursuant to Section 19(b)(1) of the...

  5. 78 FR 51261 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70190; File No. SR-BATS-2013-042] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. August 14, 2013. Pursuant to Section 19(b)(1) of...

  6. 76 FR 50803 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65085; File No. SR-BATS-2011-025] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. August 10, 2011. Pursuant to Section 19(b)(1) of...

  7. 77 FR 11179 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66422; File No. SR-BATS-2012-010] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. February 17, 2012. Pursuant to Section 19(b)(1) of...

  8. 76 FR 62884 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65473; File No. SR-BATS-2011-043] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. October 3, 2011 . Pursuant to Section 19(b)(1) of...

  9. 76 FR 50277 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65054; File No. SR-ISE-2011-36] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Content Outline for the Proprietary Traders Examination (Series 56) August 8, 2011. Pursuant to Section 19(b)(1...

  10. 77 FR 46778 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67546; File No. SR-BOX-2012-010] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX July 31, 2012. Pursuant to Section 19(b)(1) of...

  11. 77 FR 71647 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-03

    ... not be cancelled and shall remain active in the BOX market if the order is in one of the following BOX... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68294; File No. SR-BOX-2012-019] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed...

  12. 78 FR 69496 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70858; File No. SR-BOX-2013-52] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Fee Schedule To Specify the Frequency With Which the Exchange May Change the Options...

  13. 77 FR 39789 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67308; File No. SR-BOX-2012-005] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule for Trading on BOX June 28, 2012. Pursuant to Section 19(b)(1) of...

  14. 77 FR 56243 - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67791; File No. SR-OPRA-2012-05] Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for...'') \\1\\ and Rule 608 thereunder,\\2\\ notice is hereby given that on August 27, 2012, the Options Price...

  15. 77 FR 41472 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67296; File No. SR-C2-2012-019] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.2 Regarding Market-Maker Registration Cost June 28, 2012. Correction In...

  16. 78 FR 36002 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69671; File No. SR-Phlx-2013-59] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Apply a Strategy Fee Cap to Jelly Rolls May 30, 2013. Correction In notice document 2013-13274...

  17. 78 FR 49308 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69829A; File No. SR-PHLX-2013-65] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex Orders Can... Complex Orders Can Initiate a Complex Order Live Auction. The document was dated incorrectly. FOR FURTHER...

  18. 78 FR 16733 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69114; File No. SR-ISE-2013-18] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Address Order Handling Under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange To Cancel Orders When a...

  19. 76 FR 57097 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65310; File No. SR-CBOE-2011-082] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features September 9, 2011. Pursuant to Section 19(b)(1)...

  20. 75 FR 76768 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63427; File No. SR-EDGA-2010-19] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.9 To Offer Anti-Internalization Qualifier (``AIQ'') Functionality to Exchange Users December 3, 2010. Pursuant to Sectio...

  1. 75 FR 76763 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63428; File No. SR-EDGX-2010-18] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.9 To Offer Anti-Internalization Qualifier (``AIQ'') Functionality to Exchange Users December 3, 2010. Pursuant to Sectio...

  2. 77 FR 4073 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66207; File No. SR-CBOE-2012-004] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features January 20, 2012. Pursuant to Sectio...

  3. 78 FR 79539 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71173; File No. SR-NASDAQ-2013-156] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  4. 78 FR 76665 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71059; File No. SR-EDGA-2013-37] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2...

  5. 78 FR 79530 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71172; File No. SR-MIAX-2013-58] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change as described...

  6. 78 FR 56967 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION Release No. 34-70364; File No. SR-EDGA-2013-26] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change...)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  7. 78 FR 70987 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70913; File No. SR-NYSE-2013-74] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of...\\ and Rule 19b-4 thereunder,\\3\\ notice is hereby given that, on November 12, 2013, New York Stock...

  8. 78 FR 55128 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70301; File No. SR-C2-2013-032] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed... the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...

  9. 78 FR 71002 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70909; File No. SR-NYSE-2013-72] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

  10. 78 FR 58359 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70426; File No. SR-Topaz-2013-04] Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule... Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on...

  11. 78 FR 76667 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71066; File No. SR-ISE-2013-66] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

  12. 78 FR 69731 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70879; File No. SR-Phlx-2013-108] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of a Pilot Program for SPY Position and Exercise Limits November 14, 2013...

  13. 78 FR 76662 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71060; File No. SR-NASDAQ-2013-151] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder...

  14. 78 FR 71015 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70917; File No. SR-CME-2013-24] Self-Regulatory... Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on November 15, 2013, Chicago Mercantile Exchange Inc. (``CME'') filed with the Securities and Exchange Commission...

  15. 78 FR 72729 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70947; File No. SR-OCC-2013-21] Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Changes to OCC's By-Laws and Rules in Connection with the Modification of the...

  16. 78 FR 55131 - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70299; File No. SR-MIAX-2013-40] Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  17. 78 FR 71000 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70914; File No. SR-NYSEMKT-2013-93] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co...

  18. 78 FR 56957 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70363; File No. SR-EDGX-2013-33] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2...

  19. 78 FR 72740 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70945; File No. SR-NASDAQ-2013-142] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of... the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given...

  20. 78 FR 76682 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71058; File No. SR-EDGX-2013-46] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2...

  1. 78 FR 79721 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71182; File No. SR-ISE-2013-71] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To More Specifically Address the Number and Size of Contra- Parties to a Qualified Contingent Cross Order December 24, 2013....

  2. 78 FR 79718 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71181; File No. SR-Topaz-2013-19] Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order December 24, 2014. Pursuant to...

  3. 78 FR 71689 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-29

    ... of Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization (``SRO'') promptly... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70927; File No. 4-669] Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan November 22, 2013...

  4. 75 FR 15471 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-29

    ... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61753; File No. 4-595] Self-Regulatory...

  5. 75 FR 15475 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Minor Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-29

    ... Rule 19d-1(c)(1) of the Act \\3\\ requiring that a self- regulatory organization promptly file notice... Commission adopted amendments to paragraph (c) of Rule 19d-1 to allow self-regulatory organizations (``SROs... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61752; File No. 4-594] Self-Regulatory...

  6. 75 FR 5360 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61426; File No. SR-Phlx-2010-05] Self... Professional Orders January 26, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934... PHLX, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or...

  7. 78 FR 26820 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69499; File No. SR-NASDAQ-2013-070] Self.... May 2, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2... LLC (the ``Exchange'' or ``Nasdaq'') filed with the Securities and Exchange Commission (the...

  8. 77 FR 63399 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68010; File No. SR-CBOE-2012-096] Self...(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice...'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule...

  9. 76 FR 73753 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65806; File No. SR-NYSEArca-2011-88] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder... Arca'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

  10. 76 FR 73750 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65805; File No. SR-NYSEAmex-2011-89] Self... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

  11. 78 FR 51786 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70207; File No. SR-OCC-2013-12] Self-Regulatory...(b)(1) of the Securities Exchange Act of 1934 (``Act ''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on August 2, 2013, The Options Clearing Corporation (``OCC'') filed with the Securities...

  12. 78 FR 27466 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69521; File No. SR-NASDAQ-2013-071] Self... Proposed Rule Change To Amend NASDAQ Rule 4763 May 6, 2013. Pursuant to Section 19(b)(1) of the Securities..., 2013, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange'') filed with the Securities and Exchange...

  13. 77 FR 75453 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 68443; File No. SR-DTC-2012-09] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Ministerial Changes to the Existing Reorganization Service Guide December 14, 2012. Pursuant to Section 19(b)(1) of the Securitie...

  14. 75 FR 32977 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62216; File No. SR-ISE-2010-51] Self-Regulatory... been prepared by the self- regulatory organization. The Exchange has filed the proposal as a ``non....19b-4(f)(6). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed...

  15. 75 FR 15479 - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61762; File No. SR-NSCC-2010-02] Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Aggregate Obligations in Certain Securities Transactions Designated for Settlement on a Trade-for-Trade Basis Marc...

  16. 76 FR 44638 - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64937; File No. SR-CHX-2011-17] Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing of Proposed Rule Change Regarding the Submission by the Exchange of Clearing-Related Information for Trades Executed on the Exchange as Well as for Trades Executed Otherwise Than...

  17. 28 CFR 16.71 - Exemption of the Office of the Deputy Attorney General System-limited access.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ...) and (4); (d); (e)(1), (2), (3) and (5); and (g). (d) The exemptions for the General Files System apply... disclosures from the General Files System may reveal information that is properly classified pursuant to... a certain investigation. In addition, release of records from the General Files System may reveal...

  18. 76 FR 20739 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64236; File No. SR-BYX-2011-006] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... thereunder,\\2\\ notice is hereby given that on April 1, 2011, BATS Y-Exchange, Inc. (the ``Exchange'' or ``BYX...

  19. 75 FR 76503 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63416; File No. SR-BX-2010-083] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to The Price Improvement... Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission...

  20. 75 FR 36458 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62316; File No. SR-ISE-2010-15] Self-Regulatory... Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism June 17.... 2 replaces and supersedes the original filing and Amendment No. 1 thereto in their entirety. I. Self...

  1. 75 FR 64372 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63095; File No. SR-MSRB-2010-10] Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and To...

  2. 75 FR 77685 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-13

    ... changes to their trading and order management systems, the NYSE filed to delay to May 14, 2008 the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63454; File No. SR-NYSEAmex-2010-111] Self... 1, 2011 December 7, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934...

  3. 77 FR 1103 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66084; File No. SR-ISE-2011-84] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange January 3, 2012. Pursuant to Section 19(b)(1) of the...

  4. Toxics Release Inventory Chemical Hazard Information Profiles (TRI-CHIP) Dataset

    EPA Pesticide Factsheets

    The Toxics Release Inventory (TRI) Chemical Hazard Information Profiles (TRI-CHIP) dataset contains hazard information about the chemicals reported in TRI. Users can use this XML-format dataset to create their own databases and hazard analyses of TRI chemicals. The hazard information is compiled from a series of authoritative sources including the Integrated Risk Information System (IRIS). The dataset is provided as a downloadable .zip file that when extracted provides XML files and schemas for the hazard information tables.

  5. Performance of Male Psychopaths Following Conditional Release from Prison.

    ERIC Educational Resources Information Center

    Hart, Stephen D.; And Others

    1988-01-01

    Administered Psychopathy Checklist (PCL) to criminals being released from prison on parole or mandatory supervision, then examined official parole supervision files for postrelease behavior. Violation of release conditions, suspensions, and presentation of supervisory problems were directly proportional, and the probability of subjects remaining…

  6. 75 FR 1101 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61261; File No. SR-BX-2009-086] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Minimum Trading Increments on the Boston Options Exchange Facility December 30, 2009. Pursuant to Section 19(b)(1) of the...

  7. 76 FR 12173 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63989; File No. SR-EDGX-2011-04] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rules 11.5, 11.9, and 11.15 To Make Certain Changes Consistent With the Upcoming Implementation of Amendments to Regulation SHO...

  8. 76 FR 12176 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63988; File No. SR-EDGA-2011-05] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules 11.5, 11.9, and 11.15 to Make Certain Changes Consistent With the Upcoming Implementation of Amendments to Regulation SHO...

  9. 77 FR 70858 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68268; File No. SR-BX-2012-072] Self-Regulatory... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on November 15, 2012, NASDAQ OMX BX, Inc. (``BX'' or the ``Exchange'') filed with the Securities and Exchange...

  10. 76 FR 36604 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64692; File No. SR-NYSEArca-2011-37] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 5.30 and 5.32 To Permit the Exchange To List Flexible Exchange Options on Index and Equity Securities That Are Eligible for...

  11. 76 FR 36598 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64693; File No. SR-NYSEAmex-2011-38] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903G To Permit the Exchange To List Flexible Exchange Options on Index and Equity Securities That Are Eligible for Non-FLEX Option...

  12. 75 FR 37868 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62369; File No. SR-NYSEArca-2010-59] Self... 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that, on June 17, 2010, NYSE Arca, Inc. (``NYSE Arca'' or the ``Exchange'') filed with the...

  13. 75 FR 37870 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62370; File No. SR-NYSEAmex-2010-62] Self... Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that, on June 17, 2010, NYSE Amex LLC (``NYSE Amex'' or the ``Exchange'') filed with...

  14. 76 FR 2938 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63694; File No. SR-BX-2011-001] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Trading Rules Regarding Voluntary Withdrawal From Trading Options Classes in Which They Are Appointed January 11, 2011....

  15. 78 FR 47467 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70067; File No. SR-NYSEARCA-2013-74] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Arca Trades Digital Media Data Feed July 30, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities...

  16. 75 FR 1094 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61265; File No. SR-NYSEAmex-2009-96) Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot December 31, 2009. Pursuant to...

  17. 76 FR 9397 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63900; File No. SR-NASDAQ-2011-026] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Additional Routing Option February 14, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')...

  18. 76 FR 62111 - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65447; File No. SR-BX-2011-067] Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Optional Functionality for a BOX Options Participant To Prevent Its Market Maker or Proprietary Broker-Dealer Orders Entered in BOX...

  19. 77 FR 74520 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68393; File No. SR-Phlx-2012-134] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposal with Respect to the Authority of the Exchange or Nasdaq Options Services LLC (``NOS'') To Cancel Options Orders when a Technical or System Issue Occurs...

  20. 75 FR 501 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61258; File No. SR-Phlx-2009-107] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Change to the Exchange's Complex Order Program December 30, 2009. Pursuant to Section 19(b)(1) of the Securities...

  1. 78 FR 36621 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69748; File No. SR-BATS-2013-032] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled ``BATS Trading, Inc. as Outbound Router'' June 12, 2013. Pursuant to Section 19(b)(1) of the Securities...

  2. 77 FR 74530 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68395; File No. SR-NASDAQ-2012-134] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the NASDAQ Options Market (``NOM'') With Respect to the Authority of the Exchange or Nasdaq Options Services LLC (``NOS'') To...

  3. 78 FR 36612 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69744; File No. SR-BYX-2013-018] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled ``BATS Trading, Inc. as Outbound Router'' June 12, 2013. Pursuant to Section 19(b)(1) of the Securities...

  4. 77 FR 57611 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67836; File No. SR-NYSEArca-2012-100] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Options Rule 6.96 by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC...

  5. 77 FR 60496 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67938; File No. SR-CBOE-2012-093] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to AIM, SAM, FLEX AIM, FLEX SAM and FLEX Electronic RFQs September 27, 2012. Pursuant to Section 19(b)(1)...

  6. 77 FR 65030 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68066; File No. SR-NYSEMKT-2012-52] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-- Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders...

  7. 77 FR 65040 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68067; File No. SR-NYSE-2012-53] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel...

  8. 77 FR 57621 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67838; File No. SR-NYSEMKT-2012-46] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 993NY by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC (``Arca Securities'')...

  9. 77 FR 74524 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68394; File No. SR-BX-2012-073] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to the Authority of the Exchange or Nasdaq Options Services LLC (``NOS'') To Cancel Options Orders When a Technical or System Issu...

  10. 78 FR 13132 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68960; File No. SR-Phlx-2013-09] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Enhance the Functionality Offered on Its Options Floor Broker Management System (``FBMS'') by, Among Other Things, Automating Functions Currently Performed by Floor...

  11. 76 FR 57094 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65311; File No. SR-C2-2011-018] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features September 9, 2011. Pursuant to Section 19(b)(1) of the...

  12. 75 FR 28670 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62102; File No. SR-BATS-2010-011] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled ``Orders and Modifiers'' May 13, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ...

  13. 78 FR 76669 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71067; File No. SR-NYSEArca-2013-105] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the SPDR...

  14. 78 FR 76691 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71056; File No. SR-BOX-2013-56] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change... Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on December 3...

  15. 78 FR 56970 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70356; File No. SR-NYSEArca-2013-86] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  16. 78 FR 58364 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70427; File No. SR-BOX-2013-43] Self-Regulatory... Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on September 5, 2013, BOX Options Exchange LLC (the ``Exchange'') filed with the Securities and Exchange...

  17. 78 FR 76689 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71055; File No. SR-BX-2013-059] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To... of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on November 29, 2013...

  18. 78 FR 65733 - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70764; File No. 4-443] Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add Miami International Securities Exchange, LLC (...

  19. 78 FR 26826 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69498; File No. SR-Phlx-2013-42] Self... Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ notice is hereby given that, on April 23, 2013, NASDAQ OMX PHLX LLC (the ``Exchange'' or ``Phlx'') filed with the Securities and...

  20. 76 FR 72991 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65800; File No. SR-C2-2011-035] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to a Temporary Quote Risk Monitor Mechanism Rule November 21, 2011. Pursuant to Section 19(b)(1) of the Securities...

  1. 78 FR 49588 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70144; File No. SR-EDGA-2013-23] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule August 8, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

  2. 77 FR 21134 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66727; File No. SR-CBOE-2012-025] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Trading Floor Booth Fees and Policy April 3, 2012. Pursuant to Section 19(b)(1) of the...

  3. 77 FR 33798 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67093; File No. SR-BATS-2012-018] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality June 1, 2012. Pursuant to...

  4. 78 FR 19561 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69239; File No. SR-ICC-2013-04] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to...\\ and Rule 19b-4 thereunder \\2\\ notice is hereby given that on March 12, 2013, ICE Clear Credit LLC...

  5. 75 FR 497 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61249; File No. SR-DTC-2009-17] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Allow The Depository Trust Company To Provide Settlement Services to European Central Counterparty Limited for U.S. Securities Traded on European Trading Venue...

  6. 78 FR 40250 - Self-Regulatory Organizations; The Depository Trust Company (“DTC”); Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69864; File No. SR-DTC-2013-08] Self-Regulatory Organizations; The Depository Trust Company (``DTC''); Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a Fee Associated With the Expansion of DTC's Ability To Collect and Pass Through Fees Owed by Participants to...

  7. 78 FR 79055 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 71158; File No. SR-NASDAQ-2013-158] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Acceptable Trade Range December 20, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1...

  8. 78 FR 29408 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69571; File No. SR-NSCC-2013-05] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-Time May 14, 2013....

  9. 78 FR 35076 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69699; File No. SR-NSCC-2013-805] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Require That All Locked-in Trade Data Submitted to It for Trade Recording Be Submitted in Real-time June 5, 2013....

  10. 78 FR 77532 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71093; File No. SR-CBOE-2013-118] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 December 17, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

  11. 77 FR 9719 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66385; File No. SR-NYSEAmex-2012-03] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for ``Self-Trade Prevention'' on the Exchange February 13, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ...

  12. 76 FR 76793 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65869; File No. SR-Phlx-2011-161] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality December 2, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

  13. 77 FR 9721 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66386; File No. SR-NYSEArca-2012-08] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for ``Self-Trade Prevention'' on the Exchange February 13, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 193...

  14. 76 FR 50521 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65063; File No. SR-NASDAQ-2011-110] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to NASDAQ Options Market Rules August 9, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange...

  15. 76 FR 76797 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65867; File No. SR-BX-2011-080] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality December 2, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

  16. 28 CFR 16.71 - Exemption of the Office of the Deputy Attorney General System-limited access.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ...) Drug Enforcement Task Force Evaluation and Reporting System (JUSTICE/DAG-003). (2) General Files System... Files System apply only to the extent that information is subject to exemption pursuant to 5 U.S.C. 552a..., release of an accounting of disclosures from the General Files System may reveal information that is...

  17. 28 CFR 16.71 - Exemption of the Office of the Deputy Attorney General System-limited access.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ...) Drug Enforcement Task Force Evaluation and Reporting System (JUSTICE/DAG-003). (2) General Files System... Files System apply only to the extent that information is subject to exemption pursuant to 5 U.S.C. 552a..., release of an accounting of disclosures from the General Files System may reveal information that is...

  18. 28 CFR 16.71 - Exemption of the Office of the Deputy Attorney General System-limited access.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ...) Drug Enforcement Task Force Evaluation and Reporting System (JUSTICE/DAG-003). (2) General Files System... Files System apply only to the extent that information is subject to exemption pursuant to 5 U.S.C. 552a..., release of an accounting of disclosures from the General Files System may reveal information that is...

  19. 28 CFR 16.71 - Exemption of the Office of the Deputy Attorney General System-limited access.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ...) Drug Enforcement Task Force Evaluation and Reporting System (JUSTICE/DAG-003). (2) General Files System... Files System apply only to the extent that information is subject to exemption pursuant to 5 U.S.C. 552a..., release of an accounting of disclosures from the General Files System may reveal information that is...

  20. 78 FR 54305 - Joint Industry Plan; Notice of Filing of the Fifth Amendment to the National Market System Plan...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70274; File No. 4-631] Joint Industry Plan; Notice of Filing of the Fifth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA...

  1. 78 FR 54321 - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70273; File No. 4-631] Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y- Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago...

  2. 78 FR 13113 - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Second Amendment to the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68953; File No. 4-631] Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Second Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y- Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago...

  3. 78 FR 59992 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70487; File No. SR-NYSE-2013-62] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Listing Standard for Reverse Merger Companies Set Forth in Section 102.01F of The Exchange's Listed Company Manual to...

  4. 75 FR 477 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-05

    ... trading and order management systems, the NYSE filed to delay to May 14, 2008 the operative date of the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61250; File No. SR-NYSEAmex-2009-92] Self..., 2009. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

  5. 75 FR 44040 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-27

    ... to their trading and order management systems, the NYSE filed to delay to May 14, 2008 the operative... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62540; File No. SR-NYSEAmex-2010-70] Self..., 2010 July 21, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act...

  6. 76 FR 42150 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-18

    ... to make certain changes to their trading and order management systems, the NYSE filed to delay to May... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64860; File No. SR-NYSE-2011-32] Self..., 2011 July 12, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act...

  7. 78 FR 79039 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71169; File No. SR-PHLX-2013-127] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of ``System Securities'' in PSX Rule 3301(b) December 20, 2013. Pursuant to Section 19(b)(1) of the Securities...

  8. 78 FR 79049 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71163; File No. SR-NYSEMKT-2013-104] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes to Amend Commentary .02 to NYSE Amex Options Rule 960NY in order to Extend the Penny Pilot in Options Classes in Certain Issues...

  9. 78 FR 79033 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71167; File No. SR-NASDAQ-2013-160] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of ``System Securities'' in NASDAQ Rule 4751 December 20, 2013. Pursuant to Section 19(b)(1) of the...

  10. 76 FR 18278 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64136; File No. SR-NYSE-2011-11] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 440B to Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale Price...

  11. 76 FR 72467 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65779; File No. SR-Phlx-2011-152] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality November 17, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\...

  12. 76 FR 18276 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64133; File No. SR-NYSEAmex-2011-19] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B To Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale...

  13. 78 FR 41154 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69926; File No. SR-NYSEArca-2013-67] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Modify the Credits for Certain Mid-Point Passive...

  14. 76 FR 35493 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64656; File No. SR-NYSEAmex-2011-36] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Adopt a Monthly Fee Cap and Related Service Fee for All Member Firm Proprietary Transactions...

  15. 78 FR 26836 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69503; File No. SR-NYSEArca-2013-44] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services To Amend Step Up Tier 2 to Reduce the Volume Threshold Requirements Needed To...

  16. 77 FR 3829 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66192; File No. SR-NYSEArca-2012-02] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Amendments to NYSE Arca Rule 9.4 and NYSE Equities Inc. Rules 5.3(d) and 9.4 Relating to Discretionary Proxy Voting on Executive...

  17. 78 FR 4505 - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68655; File No. SR-OPRA-2012-07] Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Section 3.5 of the OPRA Plan January 15, 2013. Pursuant to Section 11A of the...

  18. 77 FR 36305 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67178; File No. SR-NYSEArca-2012-60] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .07 to NYSE Arca Rule 6.4 Allowing the Exchange To Open Short Term Option Series That Are Opened by Other Securities...

  19. 76 FR 53511 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65184; File No. SR-NYSEAmex-2011-63] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in...

  20. 78 FR 9972 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68847; File No. SR-NASDAQ-2013-016] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the Purpose of Amending Rule 7014(g) February 6, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (`...

  1. 78 FR 47450 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70065; File No. SR-NYSEMKT-2013-64] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE MKT Trades Digital Media Data Feed July 30, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Ac...

  2. 78 FR 47474 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70066; File No. SR-NYSE-2013-53] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Trades Digital Media Data Feed July 30, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities...

  3. 78 FR 62774 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70630; File No. SR-Phlx-2013-96] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Table of Contents of the Pricing Schedule October 8, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (`...

  4. 76 FR 53007 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65159; File No. SR-NASDAQ-2011-118] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Name and Modify the Contents of the NASDAQ Ouch BBO Feed August 18, 2011. Pursuant to Section 19(b)(1) of the...

  5. 75 FR 50021 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62678; File No. SR-Phlx-2010-108] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXL\\SM\\) August 10, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

  6. 75 FR 17820 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61812; File No. SR-Phlx-2010-49] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. To Establish $2.50 Strike Price Intervals for Options on the NASDAQ Internet Index \\SM\\ March 31, 2010. Pursuant to Section 19(b)(1) of...

  7. 76 FR 60102 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65380; File No. SR-C2-2011-017] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order September 22, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

  8. 75 FR 43592 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No.34-62531; File No. SR-NASDAQ-2010-087] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities July 19, 2010. Pursuant to Section 19(b...

  9. 75 FR 47056 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62588; File No. SR-EDGA-2010-08] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12 July 29, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

  10. 77 FR 40684 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67343; File No. SR-Phlx-2012-81] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs on the Exchange's NASDAQ OMX PSX...

  11. 75 FR 47040 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62587; File No. SR-EDGX-2010-08] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12 July 29, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

  12. 77 FR 19401 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66656; File No. SR-NYSEArca-2012-22] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 Adding a New Paragraph (d) That Addresses the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a...

  13. 76 FR 37872 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64724; File No. SR-NASDAQ-2011-085] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Market Order Timer June 22, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and...

  14. 75 FR 34504 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62281; File No. SR-NYSEARCA-2010-52] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on...

  15. 77 FR 57635 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67841; File No. SR-NYSEArca-2012-99] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(d) To Provide That an Inside Limit Order Designated as a Primary Until 9:45 Order or a Primary After 3:5...

  16. 77 FR 28905 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66964; File No. SR-NASDAQ-2012-057] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to the Authority of NASDAQ or NASDAQ Execution Services To Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of...

  17. 77 FR 30576 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67014; File No. SR-BX-2012-034] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs and To Describe the Operation of an...

  18. 75 FR 43594 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62530; File No. SR-Phlx-2010-96] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities July 19, 2010. Pursuant to Section 19(b)(1) of th...

  19. 78 FR 17464 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69151; File No. SR-NASDAQ-2013-033] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pre-Market Hours of the Exchange to 4:00 a.m. EST March 15, 2013. Pursuant to Section 19(b)(1) of the Securities...

  20. 77 FR 20863 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66714; File No. SR-EDGA-2012-09] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account April 2, 2012. Pursuant to Section 19(b)(...

  1. 77 FR 20854 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66713; File No. SR-EDGX-2012-08] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule 2.11 That Establish the Authority To Cancel Orders and Describe the Operation of an Error Account April 2, 2012. Pursuant to Section 19(b)(...

  2. 76 FR 20797 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64252; File No. SR-EDGA-2011-09] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 To Introduce Additional Routing Options to the Rule April 7, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Ac...

  3. Accelerating Malware Detection via a Graphics Processing Unit

    DTIC Science & Technology

    2010-09-01

    Processing Unit . . . . . . . . . . . . . . . . . . 4 PE Portable Executable . . . . . . . . . . . . . . . . . . . . . 4 COFF Common Object File Format...operating systems for the future [Szo05]. The PE format is an updated version of the common object file format ( COFF ) [Mic06]. Microsoft released a new...NAs02]. These alerts can be costly in terms of time and resources for individuals and organizations to investigate each misidentified file [YWL07] [Vak10

  4. 78 FR 65739 - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70765; File No. 4-443] Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add Topaz Exchange, LLC as a Plan Sponsor October...

  5. 77 FR 35101 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67147; File No. SR-Phlx-2012-72] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee June 6, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (`...

  6. 76 FR 9620 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63906; File No. SR-NASDAQ-2011-024] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and Nasdaq Data Add-On February 14, 2011. Pursuant to Section...

  7. 76 FR 72011 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65744; File No. SR-C2-2011-034] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Quote Risk Monitor Mechanism November 14, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 193...

  8. 77 FR 51599 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67696; File No. SR-ICC-2012-12] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE... Rule 19b-4 thereunder \\2\\ notice is hereby given that on August 9, 2012, ICE Clear Credit LLC (``ICC...

  9. 77 FR 53239 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67732; File No. SR-NYSEArca-2012-90] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the First Trust CBOE S&P 500 VIX Tail Hedge Fund (Formerly, the First Trust CBOE VIX Tail Hedge Index Fund) August 27, 2012....

  10. 77 FR 17537 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66629; File No. SR-ICEEU-2012-05] Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change To Amend the ICE Clear Europe CDS Procedures, Finance Procedures, and Rules With Respect to the Calculation and Payment of Interest on Mark-To-Market Margin on CDS...

  11. 76 FR 56847 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65286; File No. SR-DTC-2011-07] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to a New Daily Report Subscription for Security Position Reports September 7, 2011. Pursuant to Section 19(b)(1) of...

  12. 78 FR 79040 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71168; File No. SR-BX-2013-064] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of ``System Securities'' in BX Rule 4751(b) December 20, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange...

  13. 76 FR 72486 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65780; File No. SR-BX-2011-076] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality November 17, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\...

  14. 78 FR 8655 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68789; File No. SR-BATS-2013-005] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Modify the Competitive Liquidity Provider Program to, Among Other Things, Modify the Calculation of Size Event Tests January 31, 2013. Pursuant to Section 19(b)(1) of...

  15. 78 FR 15997 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69058; File No. SR-NASDAQ-2013-039] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace the Current Mid-Point Test Applied to the Definition of Theoretical Price March 7, 2013. Pursuant to Section 19(b)(1)...

  16. UTM TCL 2.0 Software Version Description (SVD) Document

    NASA Technical Reports Server (NTRS)

    Mcguirk, Patrick

    2017-01-01

    This is the Unmanned Aircraft Systems (UAS) Traffic Management (UTM) Technical Capability Level(TCL) 2.0 Software Version Description (SVD) document. This UTM TCL 2.0 SVD describes the following four topics: 1. Software Release Contents: A listing of the files comprising this release 2. Installation Instructions: How to install the release and get it running 3. Changes Since Previous Release: General updates since the previous UTM release 4. Known Issues: Known issues and limitations in this release

  17. 78 FR 65636 - Combined Notice of Filings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-01

    ...: RP14-70-000. Applicants: Rochester Gas and Electric Corporation, Allegany Generating Station LLC. Description: Joint Petition of Rochester Gas and Electric Corporation and Allegany Generating Station LLC for Temporary Waiver of Capacity Release Regulations and Policies, and Request for Expedited Treatment. Filed...

  18. 78 FR 30800 - Reopening of Comment Periods for Certain Proposed Rulemaking Releases and Policy Statements...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-23

    ..., among other things: (1) The registration and comprehensive oversight of security-based swap dealers and... SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 242, and 249 [Release No. 34-69491; File Nos... Releases and Policy Statements Applicable to Security-Based Swaps AGENCY: Securities and Exchange...

  19. 76 FR 20066 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64189; File No. SR-CBOE-2011-008] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed... Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and...

  20. 76 FR 3684 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-20

    ... other things, amended the FINRA Rule 6700 Series to: (1) Expand TRACE to include Agency Debt Securities... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63709; File No. SR-FINRA-2011-001] Self... Securities Exchange Act of 1934 [[Page 3685

  1. Kepler Archive Manual

    NASA Technical Reports Server (NTRS)

    Thompson, Susan E.; Fraquelli, Dorothy; Van Cleve, Jeffrey E.; Caldwell, Douglas A.

    2016-01-01

    A description of Kepler, its design, performance and operational constraints may be found in the Kepler Instrument Handbook (KIH, Van Cleve Caldwell 2016). A description of Kepler calibration and data processing is described in the Kepler Data Processing Handbook (KDPH, Jenkins et al. 2016; Fanelli et al. 2011). Science users should also consult the special ApJ Letters devoted to early Kepler results and mission design (April 2010, ApJL, Vol. 713 L79-L207). Additional technical details regarding the data processing and data qualities can be found in the Kepler Data Characteristics Handbook (KDCH, Christiansen et al. 2013) and the Data Release Notes (DRN). This archive manual specifically documents the file formats, as they exist for the last data release of Kepler, Data Release 25(KSCI-19065-002). The earlier versions of the archive manual and data release notes act as documentation for the earlier versions of the data files.

  2. 75 FR 80873 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Amendment No. 2 to...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63572; File No. SR-EDGA-2010-18] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGA Rules 11.9(b)(1)(C) and 11.5(c)(7) Regarding Step-Up Orders December 17, 2010. On November 8, 2010, EDGA Exchange, Inc. (the ``Exchange''...

  3. An Overview of ARL’s Multimodal Signatures Database and Web Interface

    DTIC Science & Technology

    2007-12-01

    ActiveX components, which hindered distribution due to license agreements and run-time license software to use such components. g. Proprietary...Overview The database consists of multimodal signature data files in the HDF5 format. Generally, each signature file contains all the ancillary...only contains information in the database, Web interface, and signature files that is releasable to the public. The Web interface consists of static

  4. 76 FR 55445 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65226; File No. SR-BX-2011-059] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Name of the BX Ouch BBO Feed to the BX MatchView Feed and To Modify Its Contents August 30, 2011. Pursuant to Section 19(b)(1) of...

  5. 76 FR 54514 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65203; File No. SR-Phlx-2011-120] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC To Change the Name of the PSX Ouch BBO Feed to the PSX MatchView Feed and To Modify Its Contents August 26, 2011. Pursuant to Section 19(b)...

  6. 77 FR 44702 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67490; File No. SR-NYSEArca-2012-75] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.37(c) To Provide That the Tracking Order Process Is Available Only for Orders That Are Eligible To Route to an Away Market July 24, 201...

  7. 77 FR 4604 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66218; File No. SR-NYSE-2012-01] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order January 24, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4...

  8. 75 FR 78320 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63509; File No. SR-Phlx-2010-157] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders December 9, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule...

  9. 77 FR 75468 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68440; File No. SR-NYSEArca-2012-28] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE...

  10. 76 FR 9618 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63905; File No. SR-Phlx-2011-17] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and PSX Data Add-On February 14, 2011. Pursuant to Section 19(b)(1) of th...

  11. 76 FR 9623 - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63907; File No. SR-BX-2011-008] Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish and Adopt Fees for the New Short Sale Monitor Service and BX Data Add-On February 14, 2011. Pursuant to Section 19(b)(1) of the...

  12. 78 FR 78459 - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71145; File No. SR-OC-2013-03] Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting December 19, 2013. Pursuant to Section 19(b)(7) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ notice is...

  13. 78 FR 13726 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 1 and No. 2...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68973; File No. SR-NYSEArca-2012-66] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and No. 2 To List and Trade Shares of the iShares Copper Trust...

  14. 76 FR 17718 - Simple Alternatives, LLC and The RBB Fund, Inc.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-30

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29616; 812-13801] Simple... approval and would grant relief from certain disclosure requirements. Applicants: Simple Alternatives, LLC (``Simple Alternatives'') and The RBB Fund, Inc. (the ``Company''). Filing Dates: The application was filed...

  15. 78 FR 54349 - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70263; File No. SR-NSCC-2013-09] Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change.... On July 2, 2013, the National Securities Clearing Corporation filed with the Securities and Exchange...

  16. 36 CFR 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? 1202.90 Section 1202... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  17. 36 CFR 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? 1202.90 Section 1202... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  18. 36 CFR 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? 1202.90 Section 1202... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  19. The Protein Data Bank: unifying the archive

    PubMed Central

    Westbrook, John; Feng, Zukang; Jain, Shri; Bhat, T. N.; Thanki, Narmada; Ravichandran, Veerasamy; Gilliland, Gary L.; Bluhm, Wolfgang F.; Weissig, Helge; Greer, Douglas S.; Bourne, Philip E.; Berman, Helen M.

    2002-01-01

    The Protein Data Bank (PDB; http://www.pdb.org/) is the single worldwide archive of structural data of biological macromolecules. This paper describes the progress that has been made in validating all data in the PDB archive and in releasing a uniform archive for the community. We have now produced a collection of mmCIF data files for the PDB archive (ftp://beta.rcsb.org/pub/pdb/uniformity/data/mmCIF/). A utility application that converts the mmCIF data files to the PDB format (called CIFTr) has also been released to provide support for existing software. PMID:11752306

  20. 75 FR 30892 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62175; File No. SR-MSRB-2010-03] Self... Relating to Amendments to the Continuing Disclosure Service of the MSRB's Electronic Municipal Market.... Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The MSRB...

  1. 75 FR 10539 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61620; File No. SR-DTC-2010-04] Self-Regulatory... Change To Modify Its Registered Transfer Agent Notification Methods for Assumption or Termination of... transfer agent notification methods for assumption or termination of services. II. Self-Regulatory...

  2. 76 FR 5626 - Notice and Opportunity for Hearing: SinoFresh Healthcare, Inc.

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63776; File No. 0-49764] Notice and Opportunity for Hearing: SinoFresh Healthcare, Inc. January 26, 2011 Notice is hereby given that on November 1, 2010, SinoFresh Healthcare, Inc. (Applicant) filed with the Securities and Exchange Commission a Form...

  3. 78 FR 77511 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71091; File No. SR-FICC-2013-09] Self...[supreg] at FICC's Government Securities Division December 17, 2013. I. Introduction On October 28, 2013, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission...

  4. 78 FR 11925 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-20

    ... supervise sales of corporate securities and options, respectively. A person registering as a General... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68918; File No. SR-FINRA-2013-014] Self... Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10...

  5. 76 FR 67236 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65618; File No. SR-FINRA-2011-061] Self... Effectiveness of Proposed Rule Change To Expand the Exception Relating to Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions October 25, 2011. Pursuant to Section 19...

  6. 75 FR 47666 - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-06

    ... a number of securities and futures exchanges. Among other things, this Risk Disclosure statement... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62624; File No. SR-NFA-2010-02] Self-Regulatory... Interpretive Notice Entitled ``NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures...

  7. 76 FR 61124 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65408; File No. SR-FINRA-2011-049] Self...)(1). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule.... Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule...

  8. 76 FR 7619 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63838; File No. SR-Phlx-2011-11] Self.... I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change... Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory...

  9. 76 FR 82016 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-29

    ... with additional opportunities for price improvement. B. Self-Regulatory Organization's Statement on... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66038; File No. SR-CBOE-2011-117] Self... Change Relating to Its Automated Improvement Mechanism December 22, 2011. Pursuant to Section 19(b)(1) of...

  10. 76 FR 37571 - Broker-Dealer Reports

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-27

    ... and 249 Broker-Dealer Reports; Proposed Rule #0;#0;Federal Register / Vol. 76 , No. 123 / Monday, June... and 249 [Release No. 34-64676; File No. S7-23-11] RIN 3235-AK56 Broker-Dealer Reports AGENCY... that a broker-dealer file annual financial reports with the Commission. The Annual Reporting Amendments...

  11. 76 FR 28888 - Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-19

    ... SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 202 [Release Nos. 33-9208; 34-64495; IC-29670] Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is amending its procedures...

  12. 78 FR 29190 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-17

    ... entered into an order management system (including orders received via telephone or instant message) and... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69561; File No. SR-FINRA-2013-013] Self..., 2013, Financial Industry Regulatory Authority, Inc. (``FINRA'') filed with the Securities and Exchange...

  13. 7 CFR 1220.627 - FSA State office report.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... Agriculture Regulations of the Department of Agriculture (Continued) AGRICULTURAL MARKETING SERVICE (MARKETING... summary shall be filed for a period of not less than 12 months after the results have been released and available for public inspection after the results have been released. ...

  14. 36 CFR § 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? § 1202.90 Section Â... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  15. 78 FR 60969 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-02

    ... Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act (the ``Limit Up-Limit Down... operating the Limit Up-Limit Down Plan. \\5\\ See Securities Exchange Act Release No. 62886 (September 10... Act Release No. 67091 (May 31, 2012), 77 FR 33498 (June 6, 2012) (the ``Limit Up-Limit Down Release...

  16. 76 FR 33376 - Altegris Advisors, L.L.C. and Northern Lights Fund Trust; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-08

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29689; 812-13851] Altegris Advisors, L.L.C. and Northern Lights Fund Trust; Notice of Application June 1, 2011. AGENCY: Securities and... ``Adviser'') and Northern Lights Fund Trust (the ``Trust''). DATES: Filing Dates: The application was filed...

  17. 75 FR 47863 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62621 File No. SR-FINRA-2010-034] Self...\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the..., and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the...

  18. 29 CFR 70.6 - Disclosure of originals.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 29 Labor 1 2010-07-01 2010-07-01 true Disclosure of originals. 70.6 Section 70.6 Labor Office of... of originals. (a) No original record or file in the custody of the Department of Labor, or of any... or the Inspector General. (b) The individual authorizing the release of the original record or file...

  19. 75 FR 54675 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-08

    ... waive FICC's rules, procedures, and regulations of the Mortgage-Backed Securities Division. II. Self... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62796; File No. SR-FICC-2010-06] Self... Proposed Rule Change To Amend Rules Relating to Authority To Waive Rules, Procedures, and Regulations of...

  20. 78 FR 54713 - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-05

    ... Regulations or other official interpretations thereunder (collectively ``FATCA''). II. Self-Regulatory... changes allow ICE Clear Europe to be in compliance with FATCA Regulations. \\8\\ 15 U.S.C. 78q-1. B. Self... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70283; File No. SR-ICEEU-2013-08] Self...

  1. 77 FR 14850 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-13

    ... things, risks to the financial system arising from credit risk resulting from bilateral CDS transactions... other things to enhance the authority of regulators to implement new rules designed to reduce risk... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66527; File No. SR-FINRA-2012-015] Self...

  2. 78 FR 49565 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-14

    ... new Options Floor Broker Management System. II. Self-Regulatory Organization's Statement of the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70141; File No. SR-Phlx-2013-83] Self... Change To Delay the Implementation of the Options Floor Broker Management System Until the End of...

  3. 78 FR 38422 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-26

    ... Floor Broker Management System. II. Self-Regulatory Organization's Statement of the Purpose of, and... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69811; File No. SR-Phlx-2013-67] Self... Change To Delay the Implementation of its New Options Floor Broker Management System June 20, 2013...

  4. 77 FR 28416 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66941; File No. SR-CME-2012-06] Self-Regulatory... On March 9, 2012, Chicago Mercantile Exchange (``CME'') filed with the Securities and Exchange... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder.\\2\\ The proposed rule change was...

  5. 75 FR 62911 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63044; File No. SR-FINRA-2010-042] Self..., Relating to FINRA Rule 4160 (Verification of Assets) October 5, 2010. I. Introduction On August 4, 2010... verification of assets maintained by the member at such financial institutions. The proposed rule change was...

  6. 75 FR 39314 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62421; File No. SR-OCC-2010-08] Self-Regulatory... Change Relating to Additional Underlying Interests for Commodity Futures and Commodity Options Available... publishing this notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C...

  7. 77 FR 1775 - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66102; File No. SR-CME-2011-22] Self-Regulatory... Change To Establish Certain Fee Programs in Connection With Its OTC Interest Rate Swap Clearing Offering...)(2). I. Self-Regulatory Organization's Statement of Terms of Substance of the Proposed Rule Change...

  8. 75 FR 4889 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61409; File No. SR-NYSE-2010-04] Self... Proposed Rule Change To Extend for 12 Months the Pilot Program Permitting the Exchange's Ownership Interest... Commission is publishing this notice to solicit comments on the proposed rule change from interested persons...

  9. 78 FR 4524 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68658; File No. SR-NYSE-2013-01] Self... the Exchange's Equity Ownership Interest in BIDS Holdings L.P. January 15, 2013. Pursuant to Section... is publishing this notice to solicit comments on the proposed rule change from interested persons. \\1...

  10. 76 FR 63689 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65502; File No. SR-ISE-2011-63] Self-Regulatory... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of...

  11. 78 FR 56953 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70366; File No. SR-OCC-2013-805] Self... Existing Interpretation and Policy To Give OCC Discretion Not To Grant a Particular Clearing Member Margin... Payment, Clearing, and Settlement Supervision Act of 2010 (``Clearing Supervision Act'') \\1\\ and Rule 19b...

  12. 78 FR 76664 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71073; File No. SR-CBOE-2013-102] Self..., Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  13. 78 FR 58362 - Consolidated Tape Association; Notice of Filing of the Eighteenth Substantive Amendment to the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70428; File No. SR-CTA-2013-05] Consolidated...''),\\1\\ and Rule 608 thereunder,\\2\\ notice is hereby given that on September 9, 2013, the Consolidated... Securities and Exchange Commission (``Commission'') a proposal to amend the Second Restatement of the CTA...

  14. 78 FR 79534 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71178; File No. SR-CBOE-2013-107] Self..., Incorporated (the ``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4...

  15. 76 FR 45631 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-29

    ... Proposed Rule Change 1. Purpose (a) Background In light of well publicized securities frauds that resulted... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64954; File No. SR-FINRA-2010-036] Self...-Case Referrals July 25, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

  16. 77 FR 70857 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... 2, 2012, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange'') filed with the Securities and... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68279; File No. SR-NASDAQ-2012-117] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission...

  17. 75 FR 30095 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62157; File No. SR-NYSEArca-2010-28] Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Amending Its Schedule of Fees May 24, 2010. On April 12, 2010, NYSE Arca, Inc. (``NYSE Arca'') filed with the Securities and Exchange...

  18. 77 FR 4605 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66231; File No. SR-EDGA-2011-40] Self-Regulatory Organizations; EDGA Exchange, Inc.; Order Granting Approval of Proposed Rule Change Amending EDGA Rule 11.9 January 24, 2012. On December 2, 2011, EDGA Exchange, Inc. (``Exchange'' or ``EDGA'') filed...

  19. 75 FR 59303 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62956; File No. SR-OCC-2010-09] Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change Relating to... clearing organization'' registered as such with the CFTC, OCC also filed this proposed rule change for...

  20. 77 FR 69525 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-19

    .... B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe... furtherance of the purposes of the Act. C. Self-Regulatory Organization's Statement on Comments on the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68217; File No. SR-Phlx-2012-130] Self...

  1. 77 FR 42050 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-17

    ....55 NOM 0.54 0.54 0.55 NOM-MNX 0.56 0.56 0.55 NOM-NDX 0.11 0.81 0.81 \\13\\ These fees are applicable to...-030). \\5\\ See Securities Exchange Act Release No. 67339 (SR-BX-2012- 043). This filing will become...

  2. 78 FR 5765 - Wireline Competition Bureau Releases Connect America Phase II Cost Model Virtual Workshop...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-28

    ... variation by geography; inter-office transport cost; voice capability; wire center facilities; sizing of... through traditional channels at the FCC, such as the Commission's Electronic Comment Filing System (ECFS... Electronic Comment Filing System (ECFS). In the meantime, parties are encouraged to examine both the Virtual...

  3. 75 FR 69481 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63250; File No. SR-FINRA-2010-053] Self... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory...

  4. 77 FR 48572 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67621; File No. SR-FICC-2012-05] Self... Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change SR-FICC-2012-05 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\\1...

  5. 77 FR 77162 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-31

    ... globalization of securities markets, cross-border coordination of trading and quotation halts is important to... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68526; File No. SR-FINRA-2012-010] Self... Change To Amend FINRA Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) December 21, 2012...

  6. 78 FR 33138 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-03

    ... distributions or other corporate actions, that affect the underlying security or other underlying interest... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69642; File No. SR-OCC-2013-05] Self-Regulatory..., Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of...

  7. 78 FR 68497 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-14

    ... underlying securities is not open for business. The Exchange believes that the proposed changes will allow... business however that security is being traded elsewhere. For example, if the primary market is unable to... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70834; File No. SR-ISE-2013-55] Self-Regulatory...

  8. 77 FR 29416 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66965; File No. SR-NYSEARCA-2012-38] Self... Change To Amend NYSE Arca Equities Rule 5.2(j)(1), the Exchange's ``Other Securities'' Listing Standard, To Delete a Provision Providing That If a Security Listed Under the Rule Contains Redemption...

  9. 28 CFR 9.3 - Petitions in administrative forfeiture cases.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... releasing interest in such property. (e) Filing petition with agency. (1) A petition for remission or... shall not be grounds for expanding the time for filing a petition for remission or mitigation under the... submitted pursuant to paragraphs (b) through (e) of this section within ninety (90) days of the date the...

  10. 18 CFR 131.50 - Reports of proposals received.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... revised, effective at the time of the next e-filing release during the Commission's next fiscal year. For..., including maximum life and average life of sinking fund issue; (e) Dividend or interest rate; (f) Call... the filing is required unless there is a request for privileged or protected treatment or the document...

  11. 77 FR 6162 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-07

    ... facility or system which the Exchange operates or controls. The Exchange believes that the fee is... system, and, in general, protect investors and the public interest. The Exchange believes the proposed... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66284; File No. SR-Phlx-2012-04] Self...

  12. 77 FR 64180 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68049; File No. SR-BYX-2012-019] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission..., 2012, BATS Y-Exchange, Inc. (the ``Exchange'' or ``BYX'') filed with the Securities and Exchange...

  13. 77 FR 35092 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67123; File No. SR-Phlx-2012-75] Self.... I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change...=PHLXfilings , at the principal office of the Exchange, and at the Commission's Public Reference Room. II. Self...

  14. 77 FR 22040 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66754; File No. SR-Phlx-2012-41] Self.... I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change... XL'' for branding purposes. The text of the proposed rule change is available on the Exchange's Web...

  15. 75 FR 57313 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62902; File No. SR-CBOE-2010-081] Self... Options Executed in Open Outcry or in the Automated Improvement Mechanism September 14, 2010. Pursuant to... notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory...

  16. 76 FR 41842 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64851; File No. SR-CBOE-2011-062] Self... Effectiveness of a Proposed Rule Change to Amend Its Fees Schedule Regarding Automated Improvement Mechanism.... Self-Regulatory Organization's Statement of the Terms of the Substance of the Proposed Rule Change The...

  17. 76 FR 49824 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-11

    ... competition and affords the opportunity for price improvement to more options contracts. B. Self-Regulatory... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65043; File No. SR-Phlx-2011-104] Self... Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL August 5, 2011...

  18. 76 FR 40948 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64817; File No. SR-CBOE-2011-059] Self... Customer Orders in SPY Options Executed in Open Outcry or in the Automated Improvement Mechanism July 6...)(2). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule...

  19. 78 FR 6152 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68710; File No. SR-NYSEMKT-2013-02] Self... Amending Rule 107C-- Equities To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders... I and II below, which Items have been prepared by the self-regulatory organization. The Commission...

  20. 75 FR 76770 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63422; File No. SR-CBOE-2010-105] Self... Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement Mechanism December 3, 2010... notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory...

  1. 77 FR 1098 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-09

    ... price improvement auctions to occur on C2. B. Self-Regulatory Organization's Statement on Burden on... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66075; File No. SR-C2-2011-042] Self-Regulatory... Rule Change Related to the Exchange's Automated Improvement Mechanisms December 30, 2011. Pursuant to...

  2. 75 FR 74757 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63372; File No. SR-Phlx-2010-162] Self... PHLX LLC Relating to Price Improvement (PIXL) Fees November 24, 2010. Pursuant to Section 19(b)(1) of... below, which Items have been prepared by the self-regulatory organization. The Commission is publishing...

  3. RELEASE NOTES FOR MODELS-3 VERSION 4.1 PATCH: SMOKE TOOL AND FILE CONVERTER

    EPA Science Inventory

    This software patch to the Models-3 system corrects minor errors in the Models-3 framework, provides substantial improvements in the ASCII to I/O API format conversion of the File Converter utility, and new functionalities for the SMOKE Tool. Version 4.1 of the Models-3 system...

  4. 78 FR 62842 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Rule 5270 defines the term ``related financial instrument'' as ``any option, derivative, security-based... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70625; File No. SR-EDGA-2013-29] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  5. 78 FR 40788 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-08

    ... eliminate references in Sections E.1 and E.8 to ``Derivative Securities Products'' (``DSPs'') and ``Non-Derivative Securities Products'' (``Non-DSPs'') and to eliminate references in Section E.1 to ``Regular... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69903; File No. SR-CHX-2013-12] Self-Regulatory...

  6. 78 FR 78424 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-26

    ... Tapes, eliminated the distinction between Derivative Securities Products and Non-Derivative Securities... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71137; File No. SR-CHX-2013-22] Self-Regulatory...) \\1\\ of the Securities Exchange Act of 1934 (``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ notice is...

  7. 77 FR 71020 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-28

    ... Products with that of derivative securities products, like ETFs, that are listed on the Exchange. In this regard, the Exchange believes that derivative securities products and Structured Products share certain... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68280; File No. SR-NYSEArca-2012-127] Self...

  8. 75 FR 39060 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62407; File No. SR-BATS-2010-18] Self....18, Entitled ``Trading Halts Due to Extraordinary Market Volatility.'' June 30, 2010. Pursuant to... of the Proposed Rule Change The Exchange is proposing to amend BATS Rule 11.18, entitled ``Trading...

  9. 76 FR 78055 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-15

    ...-Location Fee Schedule Regarding Low Latency Network Connections; Correction AGENCY: Securities And Exchange Commission. ACTION: Notice; correction. SUMMARY: The Securities and Exchange Commission published a document... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65689A; File No. SR-Phlx-2011-142] Self...

  10. 76 FR 55989 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-09

    ... financings and the required disclosures of business relationships and methods of doing business, including... written disclosure to the issuer from the earliest stages of its relationship with the issuer that it is... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65263; File No. SR-MSRB-2011-09] Self...

  11. 75 FR 13632 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61706; File No. SR-FINRA-2009-047] Self... the receipt of such disclosure. Rule 2350 applies only when broker-dealer services are conducted... business on the premises of financial institutions, and to clarify the relationship between a broker-dealer...

  12. 78 FR 3925 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68632; File No. SR-FINRA-2013-003] Self... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the...

  13. 75 FR 34506 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62285; File No. SR-NASDAQ-2008-014] Self... Amendments No. 1 and 2 Thereto To Amend Certain Corporate Governance Disclosure Requirements for Listed... No. 2 replaced and superseded Amendment No. 1 in its entirety. I. Self-Regulatory Organization's...

  14. 78 FR 4537 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 3, and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-22

    ... personal relationship of the compensation consultant, legal counsel or other adviser with a member of the... or other adviser; and (vi) any business or personal relationship of the compensation consultant... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68637; File No. SR-NYSEMKT-2012-48] Self...

  15. 76 FR 35931 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64666; File No. SR-NSCC-2011-03] Self...\\ 17 CFR 240.19b-4(f)(4). I. Self-Regulatory Organization's Statement of Terms of Substance of the... Service. II. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed...

  16. 75 FR 2170 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-14

    ... addresses BX Rule 2240 entitled ``Disclosure of Control Relationship with Issuer'' and 2250 entitled... reference to NASD 2240 [sic] entitled ``Disclosure of Control Relationship with Issuer.'' The Commission... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61298; File No. SR-BX-2009-087] Self-Regulatory...

  17. 76 FR 37388 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-27

    ... where Item 407(a)(3) of Regulation S-K requires specific disclosures of any transactions, relationships... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64713; File No. SR-NASDAQ-2011-082] Self... Proposed Rule Change to Align Certain Disclosure Requirements in Nasdaq's Corporate Governance Rules with...

  18. 76 FR 24936 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64357; File No. SR-NYSEArca-2011-18] Self.... Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The... Exchange, the Commission's Public Reference Room, and http://www.nyse.com . II. Self-Regulatory...

  19. 78 FR 4494 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment Nos. 2 and 3...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-22

    ... designed to prevent conflicts of interest; (iv) any business or personal relationship of the compensation... personal relationship of the compensation consultant, legal counsel, other adviser or the person employing... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68643; File No. SR-BATS-2012-039] Self...

  20. 76 FR 72018 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-21

    ... to ascertain other business relationships of an officer or director from disclosures made by members... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65745; File No. SR-Phlx-2011-149] Self.... I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change...

  1. 78 FR 27261 - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting Approval...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-09

    ... management systems and routing networks, such member organizations may not be able to fully segregate Retail... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69513; File Nos. SR-NYSE-2013-08; SR-NYSEMKT... with NYSE, the ``Exchanges'') each filed with the Securities and Exchange Commission (``Commission...

  2. 78 FR 19031 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-28

    ... Amendment to the National Market System Plan to Address Extraordinary Market Volatility, File No. 4-631... Market System Plan To Address Extraordinary Market Volatility). \\7\\ See Securities Exchange Act Release... requirements of the Plan are coupled with Trading Pauses to accommodate more fundamental price moves (as...

  3. EnergyPlus™

    DOE Office of Scientific and Technical Information (OSTI.GOV)

    Originally developed in 1999, an updated version 8.8.0 with bug fixes was released on September 30th, 2017. EnergyPlus™ is a whole building energy simulation program that engineers, architects, and researchers use to model both energy consumption—for heating, cooling, ventilation, lighting and plug and process loads—and water use in buildings. EnergyPlus is a console-based program that reads input and writes output to text files. It ships with a number of utilities including IDF-Editor for creating input files using a simple spreadsheet-like interface, EP-Launch for managing input and output files and performing batch simulations, and EP-Compare for graphically comparing the results ofmore » two or more simulations. Several comprehensive graphical interfaces for EnergyPlus are also available. DOE does most of its work with EnergyPlus using the OpenStudio® software development kit and suite of applications. DOE releases major updates to EnergyPlus twice annually.« less

  4. 49 CFR 1244.9 - Procedures for the release of waybill data.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... Director of the Office of Economics, Environmental Analysis, and Administration shall be responsible for... Board's Office of Economics, Environmental Analysis, and Administration. (3) Objections to release. (i... copies of each objection shall be filed with the Director, Office of Economics, Environmental Analysis...

  5. 49 CFR 1244.9 - Procedures for the release of waybill data.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... Director of the Office of Economics, Environmental Analysis, and Administration shall be responsible for... Board's Office of Economics, Environmental Analysis, and Administration. (3) Objections to release. (i... copies of each objection shall be filed with the Director, Office of Economics, Environmental Analysis...

  6. 49 CFR 1244.9 - Procedures for the release of waybill data.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... Director of the Office of Economics, Environmental Analysis, and Administration shall be responsible for... Board's Office of Economics, Environmental Analysis, and Administration. (3) Objections to release. (i... copies of each objection shall be filed with the Director, Office of Economics, Environmental Analysis...

  7. 49 CFR 1244.9 - Procedures for the release of waybill data.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... Director of the Office of Economics, Environmental Analysis, and Administration shall be responsible for... Board's Office of Economics, Environmental Analysis, and Administration. (3) Objections to release. (i... copies of each objection shall be filed with the Director, Office of Economics, Environmental Analysis...

  8. 49 CFR 1244.9 - Procedures for the release of waybill data.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... Director of the Office of Economics, Environmental Analysis, and Administration shall be responsible for... Board's Office of Economics, Environmental Analysis, and Administration. (3) Objections to release. (i... copies of each objection shall be filed with the Director, Office of Economics, Environmental Analysis...

  9. BLT-EC (Breach, Leach and Transport-Equilibrium Chemistry) data input guide. A computer model for simulating release and coupled geochemical transport of contaminants from a subsurface disposal facility

    DOE Office of Scientific and Technical Information (OSTI.GOV)

    MacKinnon, R.J.; Sullivan, T.M.; Kinsey, R.R.

    1997-05-01

    The BLT-EC computer code has been developed, implemented, and tested. BLT-EC is a two-dimensional finite element computer code capable of simulating the time-dependent release and reactive transport of aqueous phase species in a subsurface soil system. BLT-EC contains models to simulate the processes (container degradation, waste-form performance, transport, chemical reactions, and radioactive production and decay) most relevant to estimating the release and transport of contaminants from a subsurface disposal system. Water flow is provided through tabular input or auxiliary files. Container degradation considers localized failure due to pitting corrosion and general failure due to uniform surface degradation processes. Waste-form performancemore » considers release to be limited by one of four mechanisms: rinse with partitioning, diffusion, uniform surface degradation, and solubility. Transport considers the processes of advection, dispersion, diffusion, chemical reaction, radioactive production and decay, and sources (waste form releases). Chemical reactions accounted for include complexation, sorption, dissolution-precipitation, oxidation-reduction, and ion exchange. Radioactive production and decay in the waste form is simulated. To improve the usefulness of BLT-EC, a pre-processor, ECIN, which assists in the creation of chemistry input files, and a post-processor, BLTPLOT, which provides a visual display of the data have been developed. BLT-EC also includes an extensive database of thermodynamic data that is also accessible to ECIN. This document reviews the models implemented in BLT-EC and serves as a guide to creating input files and applying BLT-EC.« less

  10. WFC3/UVIS Dark Calibration: Monitoring Results and Improvements to Dark Reference Files

    NASA Astrophysics Data System (ADS)

    Bourque, M.; Baggett, S.

    2016-04-01

    The Wide Field Camera 3 (WFC3) UVIS detector possesses an intrinsic signal during exposures, even in the absence of light, known as dark current. A daily monitor program is employed every HST cycle to characterize and measure this current as well as to create calibration files which serve to subtract the dark current from science data. We summarize the results of the daily monitor program for all on-orbit data. We also introduce a new algorithm for generating the dark reference files that provides several improvements to their overall quality. Key features to the new algorithm include correcting the dark frames for Charge Transfer Efficiency (CTE) losses, using an anneal-cycle average value to measure the dark current, and generating reference files on a daily basis. This new algorithm is part of the release of the CALWF3 v3.3 calibration pipeline on February 23, 2016 (also known as "UVIS 2.0"). Improved dark reference files have been regenerated and re-delivered to the Calibration Reference Data System (CRDS) for all on-orbit data. Observers with science data taken prior to the release of CALWF3 v3.3 may request their data through the Mikulski Archive for Space Telescopes (MAST) to obtain the improved products.

  11. Documentation to the NCES Common Core of Data Local Education Agency Universe Survey: School Year 2009-10, Version Provisional 2a. NCES 2011-349rev

    ERIC Educational Resources Information Center

    Keaton, Patrick; Sable, Jennifer; Liu, Fei

    2012-01-01

    This revised data file includes corrections that were provided to NCES as a result of a special collection effort designed to address data quality issues found in the 1a release of this file. In May 2012, NCES became aware of data errors for key data items for several schools on the published version of the SY 2009-10 school file; in some cases…

  12. VizieR Online Data Catalog: The SDSS Photometric Catalogue, Release 12 (Alam+, 2015)

    NASA Astrophysics Data System (ADS)

    Alam, S.; et al.

    2016-03-01

    Data Release 12 (DR12) is the final data release of the SDSS-III, containing all SDSS observations through July 2014. It includes the complete dataset of the BOSS and APOGEE surveys, and also newly includes stellar radial velocity measurements from MARVELS. The principal changes from previous versions are summarized at http://www.sdss.org/dr12/whatsnew/ (1 data file).

  13. Report: Public Release of Rumple Report on Preliminary Investigation of EPA Cleanup of Amphibole Asbestos in Libby, Montana

    EPA Pesticide Factsheets

    Report #09-N-0146, April 28, 2009. On April 21, 2009, Public Employees for Environmental Responsibility (PEER) filed a lawsuit against the Office of Inspector General (OIG) seeking the release of the “Rumple Report.”

  14. Rapid-Prototyping of Application Specific Signal Processors (RASSP) Education and Facilitation

    DTIC Science & Technology

    2000-12-01

    Digest 4. User/ passwd /deskey authentication required. o single point RASSP contractor release o phone call authentication required...o user/ passwd /deskey assign over phone 5. WWW user/ passwd used to access release for in component datasheet. o single file for each model

  15. Reference News Release: U.S. Files Complaint, Announces Settlement to Address Alleged Renewable Fuel Standard Violations by NGL Crude Logistics and Western Dubuque Biodiesel

    EPA Pesticide Factsheets

    Reference news release on the complaint against NGL Crude Logistics, LLC and Western Dubuque Biodiesel, LLC and a settlement with Western Dubuque to address alleged violations of the Renewable Fuel Standard.

  16. 77 FR 322 - Release of Waybill Data

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-04

    ... DEPARTMENT OF TRANSPORTATION Surface Transportation Board Release of Waybill Data The Surface... permission to use certain data from the Board's 2010 Carload Waybill Sample. A copy of this request may be... shipper data; therefore, if any parties object to these requests, they should file their objections with...

  17. 76 FR 13447 - Release of Waybill Data

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-11

    ... DEPARTMENT OF TRANSPORTATION Surface Transportation Board Release of Waybill Data The Surface... (WB468-12-- 3/2/11), for permission to use certain data from the Board's 2009 Carload Waybill Sample. A... confidential railroad and shipper data; therefore, if any parties object to these requests, they should file...

  18. 75 FR 11603 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61647; File No. SR-MSRB-2010-01] Self... of the self- regulatory organization pursuant to Section 19(b)(3)(A)(i) of the Act,\\3\\ and Rule 19b-4...)(1). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule...

  19. 76 FR 12157 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63971; File No. SR-NYSEARCA-2011-05] Self... 201 of Regulation SHO Under the Securities Exchange Act of 1934 February 25, 2011. Pursuant to Section... described in Items I and II below, which Items have been substantially prepared by the self- regulatory...

  20. 75 FR 65041 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63116; File No. SR-NYSEArca-2010-89] Self... Arca To Bypass Non-Regulation NMS Protected Market Centers When Routing Away October 15, 2010. Pursuant... as described in Items I and II below, which Items have been prepared by the self-regulatory...

  1. 78 FR 8677 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68804; File No. SR-NYSE-2013-11] Self... Rule 608 of Regulation NMS Under the Act February 1, 2013. Pursuant to Section 19(b)(1) \\1\\ of the..., which Items have been prepared by the self-regulatory organization. The Commission is publishing this...

  2. 76 FR 12165 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63977; File No. SR-NYSE-2011-05] Self... of Regulation SHO Under the Securities Exchange Act of 1934 February 25, 2011. Pursuant to Section 19... change as described in Items I and II below, which Items have been substantially prepared by the self...

  3. 76 FR 12198 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63974; File No. SR-NYSEAMEX-2011-08] Self... Regulation SHO Under the Securities Exchange Act of 1934 February 25, 2011. Pursuant to Section 19(b)(1) \\1... II below, which Items have been substantially prepared by the self- regulatory organization. The...

  4. 78 FR 8630 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68801; File No. SR-NYSEMKT-2013-11] Self... of Regulation NMS Under the Act February 1, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities... have been prepared by the self-regulatory organization. The Commission is publishing this notice to...

  5. 77 FR 70866 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68267; File No. SR-Phlx-2012-133] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby... Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II...

  6. 75 FR 78312 - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63499; File No. SR-BX-2010-087] Self-Regulatory... Quote Management Procedures December 9, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange...-4(f)(6). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule...

  7. 78 FR 17975 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-25

    ...-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information... interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's...

  8. 78 FR 17972 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-25

    ... same underlying security would be detrimental to the success of this new product offering and would... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69161; File No. SR-NYSEArca-2013-26] Self... Certain Securities March 18, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934...

  9. 77 FR 38350 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-27

    ... Act because it helps to assure the safeguarding of securities and funds which are in its custody or... designated clearing organization; and (iii) the activity relating to the non-security clearing operations of... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67232; File No. SR-CME-2012-24] Self-Regulatory...

  10. 77 FR 29718 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-18

    ... (``PIP'') from one second to one hundred milliseconds. The PIP allows BOX Options Participants to... the BOX Book at the NBBO for a period of one second. If the order is not executed during the one... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66982; File No. SR-BOX-2012-001] Self...

  11. 76 FR 70198 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65690; File No. SR-CBOE-2011-103] Self... Effectiveness of a Proposed Rule Change To Clarify the Process for the Qualification of the Customer Large Trade Discount November 4, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act...

  12. 78 FR 57186 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70372; File No. SR-NYSEARCA-2013-88] Self... have been prepared by the self-regulatory organization. The Commission is publishing this notice to.... 78a. \\3\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of...

  13. 77 FR 14052 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66508; File No. SR-FINRA-2012-018] Self...\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the....finra.org , at the principal office of FINRA and at the Commission's Public Reference Room. II. Self...

  14. 75 FR 21686 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61938; File No. SR-FINRA-2010-014] Self... rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory... office of FINRA and at the Commission's Public Reference Room. [[Page 21687

  15. 77 FR 4599 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-30

    ...-interest positions by members. \\9\\ 15 U.S.C. 78o-3(b)(6). B. Self-Regulatory Organization's Statement on... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66220; File No. SR-FINRA-2012-001] Self... Change and Partial Amendment No. 1 To Amend FINRA Rule 4560 (Short-Interest Reporting) January 24, 2012...

  16. 77 FR 15447 - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66554; File No. SR-CME-2012-04] Self-Regulatory... Change To Amend the Fee Schedule Applicable to Its OTC Interest Rate Swap Clearing Offering March 9, 2012.... Self-Regulatory Organization's Statement of Terms of Substance of the Proposed Rule Change CME is...

  17. 76 FR 5225 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-28

    ... change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63758; File No. SR-ISE-2011-05] Self-Regulatory... Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC...

  18. 76 FR 24074 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64335; File No. SR-NYSEAmex-2011-25] Self...). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the....nyse.com , at the Commission's Public Reference Room, and at http://www.sec.gov . II. Self-Regulatory...

  19. 78 FR 58352 - Joint Industry Plan; Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70429; File No. S7-24-89] Joint Industry Plan... Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed... Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. September 17, 2013. Pursuant...

  20. 78 FR 71014 - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Withdrawal of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70918; File No. SR-NYSEArca-2013-42] Self... August 20, 2013, NYSEArca, Inc. (``NYSEArca'' or the ``Exchange'') filed with the Securities and Exchange...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to amend NYSEArca Rule 6.72 to make permanent the...

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