77 FR 36591 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-19

... issuer or two or more issuers which the Fund controls and which are engaged in the same, similar, or... is the multiple or inverse multiple (i.e., 2Xs and 3Xs) of the Fund's broad-based securities market index (as defined in Form N-1A).\\18\\ The Fund will not invest in leveraged or inverse leveraged...

24 CFR 320.3 - Eligible issuers of securities.

Code of Federal Regulations, 2011 CFR

2011-04-01

... sex of a borrower; or (2) The issuer is not in compliance with any rules, regulations, or orders... regulator. (h) Failure to comply. In the event that an issuer subsequently fails to comply with any of the...

78 FR 44771 - Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-24

...We are adopting amendments to Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933 to implement Section 201(a) of the Jumpstart Our Business Startups Act. The amendment to Rule 506 permits an issuer to engage in general solicitation or general advertising in offering and selling securities pursuant to Rule 506, provided that all purchasers of the securities are accredited investors and the issuer takes reasonable steps to verify that such purchasers are accredited investors. The amendment to Rule 506 also includes a non-exclusive list of methods that issuers may use to satisfy the verification requirement for purchasers who are natural persons. The amendment to Rule 144A provides that securities may be offered pursuant to Rule 144A to persons other than qualified institutional buyers, provided that the securities are sold only to persons that the seller and any person acting on behalf of the seller reasonably believe are qualified institutional buyers. We are also revising Form D to require issuers to indicate whether they are relying on the provision that permits general solicitation or general advertising in a Rule 506 offering. Also today, in a separate release, to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, we are adopting amendments to Rule 506 to disqualify issuers and other market participants from relying on Rule 506 if ``felons and other `bad actors' '' are participating in the Rule 506 offering. We are also today, in a separate release, publishing for comment a number of proposed amendments to Regulation D, Form D and Rule 156 under the Securities Act that are intended to enhance the Commission's ability to evaluate the development of market practices in Rule 506 offerings and address certain comments made in connection with implementing Section 201(a)(1) of the Jumpstart Our Business Startups Act.

75 FR 70159 - Group Health Plans and Health Insurance Coverage Rules Relating to Status as a Grandfathered...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-17

... Group Health Plans and Health Insurance Coverage Rules Relating to Status as a Grandfathered Health Plan... contracts of insurance. The temporary regulations provide guidance to employers, group health plans, and health insurance issuers providing group health insurance coverage. The IRS is issuing the temporary...

78 FR 13405 - Patient Protection and Affordable Care Act; Health Insurance Market Rules; Rate Review

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-27

...This final rule implements provisions related to fair health insurance premiums, guaranteed availability, guaranteed renewability, single risk pools, and catastrophic plans, consistent with title I of the Patient Protection and Affordable Care Act, as amended by the Health Care and Education Reconciliation Act of 2010, referred to collectively as the Affordable Care Act. The final rule clarifies the approach used to enforce the applicable requirements of the Affordable Care Act with respect to health insurance issuers and group health plans that are non-federal governmental plans. This final rule also amends the standards for health insurance issuers and states regarding reporting, utilization, and collection of data under the federal rate review program, and revises the timeline for states to propose state- specific thresholds for review and approval by the Centers for Medicare & Medicaid Services (CMS).

76 FR 17466 - Self-Regulatory Organizations; International Securities Exchange, Inc. (n/k/a the International...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-29

... discrimination among customers, issuers, brokers, or dealers. \\9\\ Citadel argues that this proposal facilitates... rule change, the Commission has considered the proposed rule's impact on efficiency, competition, and... customers, issuers, brokers, or dealers.'' \\13\\ Section 6(b)(5) of the Act prohibits an exchange from...

45 CFR 150.301 - General rule regarding the imposition of civil money penalties.

Code of Federal Regulations, 2011 CFR

2011-10-01

... money penalties. 150.301 Section 150.301 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES... Enforcement With Respect to Issuers and Non-Federal Governmental Plans-Civil Money Penalties § 150.301 General rule regarding the imposition of civil money penalties. If any health insurance issuer that is subject...

45 CFR 150.301 - General rule regarding the imposition of civil money penalties.

Code of Federal Regulations, 2014 CFR

2014-10-01

... money penalties. 150.301 Section 150.301 Public Welfare Department of Health and Human Services... Enforcement With Respect to Issuers and Non-Federal Governmental Plans-Civil Money Penalties § 150.301 General rule regarding the imposition of civil money penalties. If any health insurance issuer that is subject...

17 CFR 230.405 - Definitions of terms.

Code of Federal Regulations, 2010 CFR

2010-04-01

... purchased for the account of plan participants, at prices not in excess of current market prices at the time...) Once an issuer qualifies as a foreign private issuer, it will immediately be able to use the forms and... foreign private issuer governs its eligibility to use the forms and rules designated for foreign private...

75 FR 6596 - Purchases of Certain Equity Securities by the Issuer and Others; Correction

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-10

... SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-61414A; File No. S7-04-10] RIN 3235-AK54 Purchases of Certain Equity Securities by the Issuer and Others; Correction AGENCY..., ``Purchases of Certain Equity Securities by the Issuer and Others.'' The proposed rule was published with an...

16 CFR 681.2 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 16 Commercial Practices 1 2011-01-01 2011-01-01 false Duties of card issuers regarding changes of address. 681.2 Section 681.2 Commercial Practices FEDERAL TRADE COMMISSION THE FAIR CREDIT REPORTING ACT IDENTITY THEFT RULES § 681.2 Duties of card issuers regarding changes of address. (a) Scope. This section...

78 FR 25818 - Truth in Lending (Regulation Z)

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-03

...The Bureau of Consumer Financial Protection (Bureau) issues this final rule to amend Regulation Z, which implements the Truth in Lending Act (TILA), and the official interpretations to the regulation. Regulation Z generally prohibits a card issuer from opening a credit card account for a consumer, or increasing the credit limit applicable to a credit card account, unless the card issuer considers the consumer's ability to make the required payments under the terms of such account. Regulation Z currently requires that issuers consider the consumer's independent ability to pay, regardless of the consumer's age; in contrast, TILA expressly requires consideration of an independent ability to pay only for applicants who are under the age of 21. The final rule amends Regulation Z to remove the requirement that issuers consider the consumer's independent ability to pay for applicants who are 21 or older, and permits issuers to consider income and assets to which such consumers have a reasonable expectation of access.

77 FR 73104 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-12-07

... Public Announcement When a Listed Issuer Fails To Make a Public Announcement December 3, 2012. I... give the Exchange the authority to issue a public announcement when a listed issuer fails to do so. The... Nasdaq Staff Determination should the issuer fail to do so within the time allotted or if the...

78 FR 36279 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-17

... Number of DMM Units an Issuer Must Interview From the Pool of DMM Units Eligible To Participate in the... units an issuer must interview from the pool of DMM units eligible to participate in the allocation. The... issuer must interview from the pool of DMM units eligible to participate in the allocation process. Rule...

75 FR 64182 - Issuer Review of Assets in Offerings of Asset-Backed Securities

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-19

... subject to Rule 13a-15, ABS issuers that also issue corporate securities are familiar with it. We... SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 230, 240, and 249 [Release Nos. 33-9150, 34-63091; File No. S7-26-10] RIN 3235-AK76 Issuer Review of Assets in Offerings of Asset-Backed Securities...

17 CFR 240.10b-18 - Purchases of certain equity securities by the issuer and others.

Code of Federal Regulations, 2010 CFR

2010-04-01

... authorize Rule 10b-18 purchases by or on behalf of the issuer. (4) Agent independent of the issuer has the... trading volume for that security or, in the event that trading volume data are unavailable, is at least 20... of the security, exclusive of any shares owned by any affiliate; Provided, however, That a block...

12 CFR Appendix E to Part 226 - Rules For Card Issuers That Bill on a Transaction-By-Transaction Basis

Code of Federal Regulations, 2010 CFR

2010-01-01

... provisions of Subpart B apply if credit cards are issued and (1) the card issuer and the seller are the same... 226.10. Section 226.11. This section applies when a card issuer receives a payment or other credit... Bill on a Transaction-by-Transaction Basis The following provisions of Subpart B apply if credit cards...

26 CFR 1.503(b)-1 - Prohibited transactions.

Code of Federal Regulations, 2010 CFR

2010-04-01

... otherwise disposed of in default of repayment of the loan, the value and liquidity of which security is such... to the issuer by the purchaser. For rules relating to loan of funds to, or investment of funds in...

Patient Protection and Affordable Care Act; annual eligibility redeterminations for exchange participation and insurance affordability programs; health insurance issuer standards under the Affordable Care Act, including standards related to exchanges. Final rule.

PubMed

2014-09-05

This final rule specifies additional options for annual eligibility redeterminations and renewal and re-enrollment notice requirements for qualified health plans offered through the Exchange, beginning with annual redeterminations for coverage for benefit year 2015. This final rule provides additional flexibility for Exchanges, including the ability to propose unique approaches that meet the specific needs of their state, while streamlining the consumer experience.

45 CFR 147.128 - Rules regarding rescissions.

Code of Federal Regulations, 2010 CFR

2010-10-01

... HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS § 147.128... insurance issuer offering group or individual health insurance coverage, must not rescind coverage under the... of the plan or coverage. A group health plan, or a health insurance issuer offering group or...

17 CFR 230.134 - Communications not deemed a prospectus.

Code of Federal Regulations, 2010 CFR

2010-04-01

... may include any one or more of the following items of information, which need not follow the numerical... price range otherwise required by rule: (1) Factual information about the legal identity and business... number, and e-mail address of the issuer's principal offices and contact for investors, the issuer's...

78 FR 63567 - Proposed Collection; Comment Request for Regulation Project

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-24

... health insurance portability for group health plans and group health insurance issuers under HIPAA Titles... Health Coverage Portability for Group Health Plans and Group Health Insurance Issuers Under HIPAA Titles... insurance coverage offered in connection with a group health plan. The rules contained in this document...

45 CFR 148.180 - Prohibition of discrimination based on genetic information.

Code of Federal Regulations, 2014 CFR

2014-10-01

...) Prohibition on genetic information as a condition of eligibility. (1) In general. An issuer offering health... eligibility) of any individual to enroll in individual health insurance coverage based on genetic information... genetic testing. (1) General rule. Except as otherwise provided in this paragraph (e), an issuer offering...

45 CFR 148.180 - Prohibition of discrimination based on genetic information.

Code of Federal Regulations, 2013 CFR

2013-10-01

...) Prohibition on genetic information as a condition of eligibility. (1) In general. An issuer offering health... eligibility) of any individual to enroll in individual health insurance coverage based on genetic information... genetic testing. (1) General rule. Except as otherwise provided in this paragraph (e), an issuer offering...

45 CFR 148.180 - Prohibition of discrimination based on genetic information.

Code of Federal Regulations, 2012 CFR

2012-10-01

...) Prohibition on genetic information as a condition of eligibility. (1) In general. An issuer offering health... eligibility) of any individual to enroll in individual health insurance coverage based on genetic information... genetic testing. (1) General rule. Except as otherwise provided in this paragraph (e), an issuer offering...

45 CFR 148.180 - Prohibition of discrimination based on genetic information.

Code of Federal Regulations, 2011 CFR

2011-10-01

...) Prohibition on genetic information as a condition of eligibility. (1) In general. An issuer offering health... eligibility) of any individual to enroll in individual health insurance coverage based on genetic information... genetic testing. (1) General rule. Except as otherwise provided in this paragraph (e), an issuer offering...

12 CFR 226.51 - Ability to Pay.

Code of Federal Regulations, 2012 CFR

2012-01-01

... LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End Credit Offered to... issuer must not open a credit card account for a consumer under an open-end (not home-secured) consumer credit plan, or increase any credit limit applicable to such account, unless the card issuer considers...

12 CFR 226.51 - Ability to Pay.

Code of Federal Regulations, 2011 CFR

2011-01-01

... LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End Credit Offered to... issuer must not open a credit card account for a consumer under an open-end (not home-secured) consumer credit plan, or increase any credit limit applicable to such account, unless the card issuer considers...

76 FR 11827 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-03

... account. Rule 27d-1(j) directs depositors and principal underwriters annually to make an accounting of... depositor or principal underwriter for an issuer of periodic payment plans to deposit funds into a... depositors or principal underwriters for the issuers of periodic payment plans. In order to comply with the...

45 CFR 146.143 - Preemption; State flexibility; construction.

Code of Federal Regulations, 2014 CFR

2014-10-01

....143 Section 146.143 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Preemption and Special Rules § 146... to health insurance issuers. Subject to paragraph (b) of this section and except as provided in...

45 CFR 146.143 - Preemption; State flexibility; construction.

Code of Federal Regulations, 2013 CFR

2013-10-01

....143 Section 146.143 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Preemption and Special Rules § 146... to health insurance issuers. Subject to paragraph (b) of this section and except as provided in...

45 CFR 146.143 - Preemption; State flexibility; construction.

Code of Federal Regulations, 2011 CFR

2011-10-01

....143 Section 146.143 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Preemption and Special Rules § 146... to health insurance issuers. Subject to paragraph (b) of this section and except as provided in...

45 CFR 146.143 - Preemption; State flexibility; construction.

Code of Federal Regulations, 2012 CFR

2012-10-01

....143 Section 146.143 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Preemption and Special Rules § 146... to health insurance issuers. Subject to paragraph (b) of this section and except as provided in...

Patient Protection and Affordable Care Act; standards related to reinsurance, risk corridors, and risk adjustment. Final rule.

PubMed

2012-03-23

This final rule implements standards for States related to reinsurance and risk adjustment, and for health insurance issuers related to reinsurance, risk corridors, and risk adjustment consistent with title I of the Patient Protection and Affordable Care Act as amended by the Health Care and Education Reconciliation Act of 2010, referred to collectively as the Affordable Care Act. These programs will mitigate the impact of potential adverse selection and stabilize premiums in the individual and small group markets as insurance reforms and the Affordable Insurance Exchanges ("Exchanges") are implemented, starting in 2014. The transitional State-based reinsurance program serves to reduce uncertainty by sharing risk in the individual market through making payments for high claims costs for enrollees. The temporary Federally administered risk corridors program serves to protect against uncertainty in rate setting by qualified health plans sharing risk in losses and gains with the Federal government. The permanent State-based risk adjustment program provides payments to health insurance issuers that disproportionately attract high-risk populations (such as individuals with chronic conditions).

Health insurance issuers implementing medical loss ratio (MLR) requirements under the Patient Protection and Affordable Care Act. Interim final rule with request for comments.

PubMed

2010-12-01

This document contains the interim final regulation implementing medical loss ratio (MLR) requirements for health insurance issuers under the Public Health Service Act, as added by the Patient Protection and Affordable Care Act (Affordable Care Act).

12 CFR 226.56 - Requirements for over-the-limit transactions.

Code of Federal Regulations, 2012 CFR

2012-01-01

... FEDERAL RESERVE SYSTEM TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts... extension of credit by a card issuer to complete a transaction that causes a consumer's credit card account balance to exceed the credit limit. (b) Opt-in requirement. (1) General. A card issuer shall not assess a...

12 CFR 226.56 - Requirements for over-the-limit transactions.

Code of Federal Regulations, 2011 CFR

2011-01-01

... FEDERAL RESERVE SYSTEM TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts... extension of credit by a card issuer to complete a transaction that causes a consumer's credit card account balance to exceed the credit limit. (b) Opt-in requirement. (1) General. A card issuer shall not assess a...

12 CFR 226.56 - Requirements for over-the-limit transactions.

Code of Federal Regulations, 2014 CFR

2014-01-01

... FEDERAL RESERVE SYSTEM (CONTINUED) TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card... extension of credit by a card issuer to complete a transaction that causes a consumer's credit card account balance to exceed the credit limit. (b) Opt-in requirement. (1) General. A card issuer shall not assess a...

12 CFR 226.56 - Requirements for over-the-limit transactions.

Code of Federal Regulations, 2013 CFR

2013-01-01

... FEDERAL RESERVE SYSTEM (CONTINUED) TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card... extension of credit by a card issuer to complete a transaction that causes a consumer's credit card account balance to exceed the credit limit. (b) Opt-in requirement. (1) General. A card issuer shall not assess a...

29 CFR 2590.715-2719 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2011 CFR

2011-07-01

... may not own or control, or be owned or controlled by a health insurance issuer, a group health plan... SECURITY ADMINISTRATION, DEPARTMENT OF LABOR GROUP HEALTH PLANS RULES AND REGULATIONS FOR GROUP HEALTH... for group health plans and health insurance issuers that are not grandfathered health plans under...

17 CFR 242.102 - Activities by issuers and selling security holders during a distribution.

Code of Federal Regulations, 2014 CFR

2014-04-01

... communications network; or (4) Exercises of securities. The exercise of any option, warrant, right, or any... communications network; or (7) Transactions in Rule 144A securities. Transactions in securities eligible for... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Activities by issuers and...

17 CFR 242.102 - Activities by issuers and selling security holders during a distribution.

Code of Federal Regulations, 2013 CFR

2013-04-01

... communications network; or (4) Exercises of securities. The exercise of any option, warrant, right, or any... communications network; or (7) Transactions in Rule 144A securities. Transactions in securities eligible for... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Activities by issuers and...

17 CFR 242.102 - Activities by issuers and selling security holders during a distribution.

Code of Federal Regulations, 2011 CFR

2011-04-01

... communications network; or (4) Exercises of securities. The exercise of any option, warrant, right, or any... communications network; or (7) Transactions in Rule 144A securities. Transactions in securities eligible for... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Activities by issuers and...

17 CFR 242.102 - Activities by issuers and selling security holders during a distribution.

Code of Federal Regulations, 2010 CFR

2010-04-01

... communications network; or (4) Exercises of securities. The exercise of any option, warrant, right, or any... communications network; or (7) Transactions in Rule 144A securities. Transactions in securities eligible for... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Activities by issuers and...

75 FR 2170 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-14

... addresses BX Rule 2240 entitled ``Disclosure of Control Relationship with Issuer'' and 2250 entitled... reference to NASD 2240 [sic] entitled ``Disclosure of Control Relationship with Issuer.'' The Commission... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61298; File No. SR-BX-2009-087] Self-Regulatory...

26 CFR 1.1092(d)-1 - Definitions and special rules.

Code of Federal Regulations, 2010 CFR

2010-04-01

... organized (such as the London International Financial Futures Exchange, the Marche a Terme International de... covenants relating to the issuer's performance with respect to the debt instrument are materially less... personal property of a type that is actively traded if contracts based on the same or substantially similar...

26 CFR 1.1092(d)-1 - Definitions and special rules.

Code of Federal Regulations, 2011 CFR

2011-04-01

... organized (such as the London International Financial Futures Exchange, the Marche a Terme International de... covenants relating to the issuer's performance with respect to the debt instrument are materially less... personal property of a type that is actively traded if contracts based on the same or substantially similar...

76 FR 46621 - Group Health Plans and Health Insurance Issuers Relating to Coverage of Preventive Services Under...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-03

...This document contains amendments to the interim final regulations implementing the rules for group health plans and health insurance coverage in the group and individual markets under provisions of the Patient Protection and Affordable Care Act regarding preventive health services.

29 CFR 2590.701-4 - Rules relating to creditable coverage.

Code of Federal Regulations, 2010 CFR

2010-07-01

... foreign country, or any political subdivision of a State, the U.S. government, or a foreign country that... Children's Health Insurance Program). (2) Excluded coverage. Creditable coverage does not include coverage... standard method described in paragraph (b) of this section. A plan or issuer may use the alternative method...

78 FR 46851 - Controlled Group Regulation Examples

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-02

.... Investment Company Z, which keeps its books and makes its returns on the basis of the calendar year, at the... that illustrate the controlled group rules related to regulated investment companies (RICs). These... Government securities or the securities of other regulated investment companies) of any one issuer, (ii) the...

Patient protection and Affordable Care Act; data collection to support standards related to essential health benefits; recognition of entities for the accreditation of qualified health plans. Final rule.

PubMed

2012-07-20

This final rule establishes data collection standards necessary to implement aspects of section 1302 of the Patient Protection and Affordable Care Act (Affordable Care Act), which directs the Secretary of Health and Human Services to define essential health benefits. This final rule outlines the data on applicable plans to be collected from certain issuers to support the definition of essential health benefits. This final rule also establishes a process for the recognition of accrediting entities for purposes of certification of qualified health plans.

17 CFR 230.134 - Communications not deemed a prospectus.

Code of Federal Regulations, 2011 CFR

2011-04-01

... in section 2(a)(10) of the Act or “free writing prospectus” as defined in Rule 405 (§ 230.405) shall... number, and e-mail address of the issuer's principal offices and contact for investors, the issuer's... name, address, phone number, and e-mail address of the sender of the communication and the fact that it...

12 CFR Rules for Card Issuers That... - by-Transaction Basis

Code of Federal Regulations, 2013 CFR

2013-01-01

... Credit Card Accounts and Open-End Credit Offered to College Students Reevaluation of rate increases. Pt... provisions of Subpart B apply if credit cards are issued and the card issuer and the seller are the same or... creditor have an agreement authorizing the seller to honor the creditor's credit card. 1. Section 226.6(a...

17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...

17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...

17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...

17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...

75 FR 3774 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-22

....] * * * * * 2262. Disclosure of Control Relationship with Issuer Nasdaq Members shall comply with FINRA Rule 2262... corresponding FINRA rules. This filing addresses NASDAQ Rule 2240 entitled ``Disclosure of Control Relationship... Distribution.'' NASDAQ Rule 2262 makes reference to NASD 2240 entitled ``Disclosure of Control Relationship...

26 CFR 1.1394-1 - Enterprise zone facility bonds.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 1397C (relating to satisfaction of the rules for qualified zone property) do not apply prior to the initial testing date (as defined in paragraph (c)(4) of this section) if— (i) The issuer and the principal... the period of compliance required under this section. The per-employee fraction (as defined in...

77 FR 51081 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-23

... third party at par at a specified date, and leveraged inverse floating rate instruments (``inverse..., master demand notes, fixed and variable rate loan participations and assignments, inverse floaters, and... securities of other regulated investment companies), (2) two or more issuers that the Fund controls and which...

77 FR 62572 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-15

... notes that Amendment No. 1 made clarifying descriptive changes in the Purpose section of the filing... to evaluate the independence of each director as it relates to the determination of executive... for Asset-backed Issuers and cooperatives. The Exchange will constantly evaluate the appropriateness...

17 CFR 240.3b-6 - Liability for certain statements by issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

... reporting requirements of Section 13(a) or 15(d) of the Act and has complied with the requirements of Rule...-F or Form 40-F; or if the issuer is not subject to the reporting requirements of Section 13(a) or 15... of changing prices on the business enterprise, presented voluntarily or pursuant to Item 303 of...

78 FR 27267 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-09

... Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products (``ETPs'') Listed on the Exchange May 3, 2013. On March 21... issuers of certain exchange-traded products (``ETPs'') listed on the Exchange. On April 5, 2013, the...

75 FR 41726 - Interim Final Rules for Group Health Plans and Health Insurance Issuers Relating to Coverage of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-19

... cessation, obesity, and other topics. Immunizations for routine use in children, adolescents, and adults... aspirin use, tobacco cessation, and obesity. 3. Estimated Number of Affected Entities For purposes of the... already chosen to cover these services. For example, most health plans cover most childhood and some adult...

Group health plans and health insurance issuers relating to coverage of preventive services under the Patient Protection and Affordable Care Act. Final rules.

PubMed

2012-02-15

These regulations finalize, without change, interim final regulations authorizing the exemption of group health plans and group health insurance coverage sponsored by certain religious employers from having to cover certain preventive health services under provisions of the Patient Protection and Affordable Care Act.

75 FR 43329 - Interim Final Rules for Group Health Plans and Health Insurance Issuers Relating to Internal...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-23

... circumstances and, in such cases, the State process must provide notice of the decision as expeditiously as... by the Secretary of Labor. Similarly, with respect to internal claims and appeals processes for... incorporate additional consumer protections so that the State process will continue to apply after the end of...

77 FR 69911 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-21

... Issuers Rather Than Only Foreign Private Issuers November 15, 2012. Pursuant to Section 19(b)(1) of the... primarily by the Exchange. Nasdaq filed the proposed rule change pursuant to Section 19(b)(3)(A) of the Act... Program \\5\\ (``DRS'') operated by a clearing agency registered under Section 17A of the Act.\\6\\ When this...

75 FR 9073 - Amendments to Rules Requiring Internet Availability of Proxy Materials

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-26

... Internet Availability of Proxy Materials; Final Rule #0;#0;Federal Register / Vol. 75 , No. 38 / Friday... to Rules Requiring Internet Availability of Proxy Materials AGENCY: Securities and Exchange... Notice of Internet Availability of Proxy Materials that is sent to shareholders and to permit issuers and...

12 CFR Appendix E - Rules for Card Issuers That Bill on a Transaction-by-Transaction Basis

Code of Federal Regulations, 2014 CFR

2014-01-01

... to Credit Card Accounts and Open-End Credit Offered to College Students Reevaluation of rate... The following provisions of Subpart B apply if credit cards are issued and the card issuer and the... credit card. 1. Section 226.6(a)(5) or § 226.6(b)(5)(iii). 2. Section 226.6(a)(2) or § 226.6(b)(3)(ii)(B...

76 FR 13012 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-09

... proposes to modify Rule 2251 to prohibit members from voting on the election of a member of the board of directors of an issuer (except for a vote with respect to the uncontested election of a member of the board... the election of a member of the board of directors of an issuer (except for a vote with respect to the...

Patient Protection and Affordable Care Act; exchange and insurance market standards for 2015 and beyond. Final rule.

PubMed

2014-05-27

This final rule addresses various requirements applicable to health insurance issuers, Affordable Insurance Exchanges (``Exchanges''), Navigators, non-Navigator assistance personnel, and other entities under the Patient Protection and Affordable Care Act and the Health Care and Education Reconciliation Act of 2010 (collectively referred to as the Affordable Care Act). Specifically, the rule establishes standards related to product discontinuation and renewal, quality reporting, non-discrimination standards, minimum certification standards and responsibilities of qualified health plan (QHP) issuers, the Small Business Health Options Program, and enforcement remedies in Federally-facilitated Exchanges. It also finalizes: A modification of HHS's allocation of reinsurance collections if those collections do not meet our projections; certain changes to allowable administrative expenses in the risk corridors calculation; modifications to the way we calculate the annual limit on cost sharing so that we round this parameter down to the nearest $50 increment; an approach to index the required contribution used to determine eligibility for an exemption from the shared responsibility payment under section 5000A of the Internal Revenue Code; grounds for imposing civil money penalties on persons who provide false or fraudulent information to the Exchange and on persons who improperly use or disclose information; updated standards for the consumer assistance programs; standards related to the opt-out provisions for self-funded, non-Federal governmental plans and related to the individual market provisions under the Health Insurance Portability and Accountability Act of 1996 including excepted benefits; standards regarding how enrollees may request access to non-formulary drugs under exigent circumstances; amendments to Exchange appeals standards and coverage enrollment and termination standards; and time-limited adjustments to the standards relating to the medical loss ratio (MLR) program. The majority of the provisions in this rule are being finalized as proposed.

78 FR 6365 - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-01-30

... stated in approving New York Stock Exchange (``NYSE'') rules prohibiting broker voting in the election of... voting uninstructed shares if the matter voted on relates to (i) the election of a member of the board of directors of an issuer (other than an uncontested election of a director of an investment company registered...

Patient Protection and Affordable Care Act; establishment of the Multi-State Plan Program for the Affordable Insurance Exchanges. Final rule.

PubMed

2014-02-24

The U.S. Office of Personnel Management (OPM) is issuing a final rule implementing modifications to the Multi-State Plan (MSP) Program based on the experience of the Program to date. OPM established the MSP Program pursuant to the Affordable Care Act. This rule clarifies the approach used to enforce the applicable standards of the Affordable Care Act with respect to health insurance issuers that contract with OPM to offer MSP options; amends MSP standards related to coverage area, benefits, and certain contracting provisions under section 1334 of the Affordable Care Act; and makes non-substantive technical changes.

76 FR 52997 - Public Company Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-24

... Accounting Oversight Board; Order Approving Proposed Board Funding Final Rules for Allocation of the Board's Accounting Support Fee Among Issuers, Brokers, and Dealers, and Other Amendments to the Board's Funding Rules August 18, 2011. I. Introduction On June 21, 2011, the Public Company Accounting Oversight Board (the...

Secondary Market Disclosure.

ERIC Educational Resources Information Center

Jones, Robert J.; Zehner, Mark R.

1996-01-01

In late 1994, the United States Securities and Exchange Commission (SEC) issued new rules applicable to issuers of municipal securities (including school districts) concerning disclosure to the investment community. Describes how SEC's existing Rule 15c2-12 has been implemented. Discusses its purpose, jurisdiction, obligated persons, written…

45 CFR 156.715 - Compliance reviews of QHP issuers in Federally-facilitated Exchanges.

Code of Federal Regulations, 2014 CFR

2014-10-01

...'s enrollees; (2) The QHP issuer's policies and procedures, protocols, standard operating procedures... REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Oversight and Financial Integrity Standards for Issuers of...

75 FR 27121 - Interim Final Rules for Group Health Plans and Health Insurance Issuers Relating to Dependent...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-13

... whom 3.1 million are uninsured) do not have a parent who has either ESI or non-group insurance, and... young adults whose parents are covered either by ESI or by non- group insurance: 3.44 million are currently uninsured, 2.42 million are covered by their own non-group insurance, 5.55 million are covered by...

77 FR 38116 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-26

...-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for...'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to create and implement, on a pilot basis, a...

17 CFR 249.220f - Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g...

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g), annual and transition reports pursuant to sections 13 and 15(d), and shell company reports required under Rule 13a-19 or 15d-19 (§ 240.13a-19 or § 240.15d-19 of this chapter). 24...

17 CFR 249.220f - Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g...

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g), annual and transition reports pursuant to sections 13 and 15(d), and shell company reports required under Rule 13a-19 or 15d-19 (§ 240.13a-19 or § 240.15d-19 of this chapter). 24...

17 CFR 249.220f - Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g...

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g), annual and transition reports pursuant to sections 13 and 15(d), and shell company reports required under Rule 13a-19 or 15d-19 (§ 240.13a-19 or § 240.15d-19 of this chapter). 24...

17 CFR 249.220f - Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g...

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g), annual and transition reports pursuant to sections 13 and 15(d), and shell company reports required under Rule 13a-19 or 15d-19 (§ 240.13a-19 or § 240.15d-19 of this chapter). 24...

17 CFR 249.220f - Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g...

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Form 20-F, registration of securities of foreign private issuers pursuant to section 12(b) or (g), annual and transition reports pursuant to sections 13 and 15(d), and shell company reports required under Rule 13a-19 or 15d-19 (§ 240.13a-19 or § 240.15d-19 of this chapter). 24...

76 FR 31518 - Disqualification of Felons and Other “Bad Actors” From Rule 506 Offerings

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-01

... their registration as a broker, dealer, municipal securities dealer, or investment adviser; Placing... the investment advisers of issuers, or the directors, officers, general partners, or managing members of such investment advisers. These persons are not currently covered under Rule 262 of Regulation A...

Patient Protection and Affordable Care Act; establishment of the multi-state plan program for the Affordable Insurance Exchanges.

PubMed

2013-03-11

The U.S. Office of Personnel Management (OPM) is issuing a final regulation establishing the Multi-State Plan Program (MSPP) pursuant to the Patient Protection and Affordable Care Act, as amended by the Health Care and Education Reconciliation Act of 2010, referred to collectively as the Affordable Care Act. Through contracts with OPM, health insurance issuers will offer at least two multi-State plans (MSPs) on each of the Affordable Insurance Exchanges (Exchanges). One of the issuers must be non-profit. Under the law, an MSPP issuer may phase in the States in which it offers coverage over 4 years, but it must offer MSPs on Exchanges in all States and the District of Columbia by the fourth year in which the MSPP issuer participates in the MSPP. This rule aims to balance adhering to the statutory goals of MSPP while aligning its standards to those applying to qualified health plans to promote a level playing field across health plans.

76 FR 43477 - Debit Card Interchange Fees and Routing

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-20

...The Board is adopting an interim final rule and requesting comment on provisions in Regulation II (Debit Card Interchange Fees and Routing) adopted in accordance with Section 920(a)(5) of the Electronic Fund Transfer Act, which governs adjustments to debit interchange transaction fees for fraud-prevention costs. The provisions allow an issuer to receive an adjustment of 1 cent to its interchange transaction fee if the issuer develops, implements, and updates policies and procedures reasonably designed to identify and prevent fraudulent electronic debit transactions; monitor the incidence of, reimbursements received for, and losses incurred from fraudulent electronic debit transactions; respond appropriately to suspicious electronic debit transactions so as to limit the fraud losses that may occur and prevent the occurrence of future fraudulent electronic debit transactions; and secure debit card and cardholder data. If an issuer meets these standards and wishes to receive the adjustment, it must certify its eligibility to receive the fraud-prevention adjustment to the payment card networks in which the issuer participates.

45 CFR 156.200 - QHP issuer participation standards.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Section 156.200 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.200 QHP issuer...

45 CFR 156.200 - QHP issuer participation standards.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 156.200 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.200 QHP issuer...

45 CFR 156.200 - QHP issuer participation standards.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Section 156.200 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.200 QHP issuer...

75 FR 31488 - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-03

... that control the handling of a large volume of customer and proprietary order flow. Given the...''). The agreement will authorize the NYSE-Only Vendor to provide NYSE BBO Information to its customers or... customers, issuers, brokers, or dealers. \\6\\ In approving this proposed rule change, the Commission has...

78 FR 55322 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-10

... issuer. See Rule 5131(e)(5). If the person responsible for making the allocation decision knows or has... is publishing this notice to solicit comments on the proposed rule change from interested persons. \\1... 5130(i)(9). Specifically, the spinning provision provides that no member or person associated with a...

78 FR 48736 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-09

...-cancelled orders. Phlx believes that this change will assist market participants in managing their orders...-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on NASDAQ OMX PSX in the Event of an Issuer...

26 CFR 54.9815-2712T - Rules regarding rescissions (temporary).

Code of Federal Regulations, 2012 CFR

2012-04-01

... history, which affects setting the group rate by the health insurance issuer. The questionnaire complies... psychologist on two occasions, six years previously. A is later diagnosed with breast cancer and seeks benefits...

26 CFR 54.9815-2712T - Rules regarding rescissions (temporary).

Code of Federal Regulations, 2014 CFR

2014-04-01

... history, which affects setting the group rate by the health insurance issuer. The questionnaire complies... psychologist on two occasions, six years previously. A is later diagnosed with breast cancer and seeks benefits...

26 CFR 54.9815-2712T - Rules regarding rescissions (temporary).

Code of Federal Regulations, 2013 CFR

2013-04-01

... history, which affects setting the group rate by the health insurance issuer. The questionnaire complies... psychologist on two occasions, six years previously. A is later diagnosed with breast cancer and seeks benefits...

76 FR 51048 - Notice of Submission of Proposed Information Collection to OMB Ginnie Mae Mortgage-Backed...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-17

...-Backed Securities programs and to monitor performance and compliance with established rules and... issuers/customers in its Mortgage-Backed Securities programs and to monitor performance and compliance...

78 FR 35330 - Order Granting a Limited Exemption from Rule 102 of Regulation M Concerning the NYSE Arca, Inc.'s...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-12

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69707] Order Granting a Limited Exemption from... Pilot Pursuant to Regulation M Rule 102(e) June 6, 2013. The Securities and Exchange Commission...'s securities would constitute an indirect attempt by the issuer to induce a bid for or a purchase of...

45 CFR 156.1230 - Direct enrollment with the QHP issuer in a manner considered to be through the Exchange.

Code of Federal Regulations, 2014 CFR

2014-10-01

... considered to be through the Exchange. 156.1230 Section 156.1230 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities...

45 CFR 156.1230 - Direct enrollment with the QHP issuer in a manner considered to be through the Exchange.

Code of Federal Regulations, 2013 CFR

2013-10-01

... considered to be through the Exchange. 156.1230 Section 156.1230 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities...

Patient Protection and Affordable Care Act; HHS notice of benefit and payment parameters for 2015. Final rule.

PubMed

2014-03-11

This final rule sets forth payment parameters and oversight provisions related to the risk adjustment, reinsurance, and risk corridors programs; cost sharing parameters and cost-sharing reductions; and user fees for Federally-facilitated Exchanges. It also provides additional standards with respect to composite premiums, privacy and security of personally identifiable information, the annual open enrollment period for 2015, the actuarial value calculator, the annual limitation in cost sharing for stand-alone dental plans, the meaningful difference standard for qualified health plans offered through a Federally-facilitated Exchange, patient safety standards for issuers of qualified health plans, and the Small Business Health Options Program.

76 FR 37037 - Requirements for Group Health Plans and Health Insurance Issuers Relating to Internal Claims and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-24

... Requirements for Group Health Plans and Health Insurance Issuers Relating to Internal Claims and Appeals and... interim final regulations published July 23, 2010 with respect to group health plans and health insurance..., group health plans, and health insurance issuers providing group health insurance coverage. The text of...

75 FR 81003 - Rate Increase Disclosure and Review

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-23

...This document contains proposed regulations implementing the rules for health insurance issuers regarding the disclosure and review of unreasonable premium increases under section 2794 of the Public Health Service Act. The proposed rule would establish a rate review program to ensure that all rate increases that meet or exceed an established threshold are reviewed by a State or HHS to determine whether the rate increases are unreasonable.

76 FR 56244 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-12

... Apply to Foreign Issuers September 6, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act... proposed rule change pursuant to Section 19(b)(3)(A)(iii) and Rule 19b-4(f)(6) thereunder so that the... to be book-entry only) must be eligible for a direct registration system (``DRS'') operated by a...

17 CFR 240.14d-102 - Schedule 14D-1F. Tender offer statement pursuant to rule 14d-1(b) under the Securities Exchange...

Code of Federal Regulations, 2011 CFR

2011-04-01

... the Office of EDGAR and Information Analysis at (202) 551-3610. (2) If filing the Schedule in paper... report or annual information form filed or submitted by the issuer with securities regulators of Ontario... Data Gathering, Analysis, and Retrieval (EDGAR) system in accordance with the EDGAR rules set forth in...

17 CFR 240.14d-102 - Schedule 14D-1F. Tender offer statement pursuant to rule 14d-1(b) under the Securities Exchange...

Code of Federal Regulations, 2014 CFR

2014-04-01

... the Office of EDGAR and Information Analysis at (202) 551-3610. (2) If filing the Schedule in paper... report or annual information form filed or submitted by the issuer with securities regulators of Ontario... Data Gathering, Analysis, and Retrieval (EDGAR) system in accordance with the EDGAR rules set forth in...

17 CFR 240.14d-102 - Schedule 14D-1F. Tender offer statement pursuant to rule 14d-1(b) under the Securities Exchange...

Code of Federal Regulations, 2012 CFR

2012-04-01

... the Office of EDGAR and Information Analysis at (202) 551-3610. (2) If filing the Schedule in paper... report or annual information form filed or submitted by the issuer with securities regulators of Ontario... Data Gathering, Analysis, and Retrieval (EDGAR) system in accordance with the EDGAR rules set forth in...

17 CFR 240.14d-102 - Schedule 14D-1F. Tender offer statement pursuant to rule 14d-1(b) under the Securities Exchange...

Code of Federal Regulations, 2013 CFR

2013-04-01

... the Office of EDGAR and Information Analysis at (202) 551-3610. (2) If filing the Schedule in paper... report or annual information form filed or submitted by the issuer with securities regulators of Ontario... Data Gathering, Analysis, and Retrieval (EDGAR) system in accordance with the EDGAR rules set forth in...

17 CFR 245.100 - Definitions.

Code of Federal Regulations, 2010 CFR

2010-04-01

... a management employee of the issuer. (d) The term derivative security has the meaning set forth in... security of the issuer means any equity security or derivative security relating to an issuer, whether or... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Definitions. 245.100 Section...

76 FR 65223 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2011-10-20

..., however, may impose a burden. For an issuer to establish a QLCC, the QLCC must adopt written procedures... establish a QLCC.\\2\\ Establishing the written procedures required by the rule should not impose a... SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request...

Patient Protection and Affordable Care Act; program integrity: Exchange, SHOP, and eligibility appeals. Final rule.

PubMed

2013-08-30

This final rule implements provisions of the Patient Protection and Affordable Care Act and the Health Care and Education Reconciliation Act of 2010 (collectively referred to as the Affordable Care Act). Specifically, this final rule outlines Exchange standards with respect to eligibility appeals, agents and brokers, privacy and security, issuer direct enrollment, and the handling of consumer cases. It also sets forth standards with respect to a State's operation of the Exchange and Small Business Health Options Program (SHOP). It generally is finalizing previously proposed policies without change.

Patient Protection and Affordable Care Act; third party payment of qualified health plan premiums. Interim final rule with comment period.

PubMed

2014-03-19

This interim final rule requires issuers of qualified health plans (QHPs), including stand-alone dental plans (SADPs), to accept premium and cost-sharing payments made on behalf of enrollees by the Ryan White HIV/AIDS Program, other Federal and State government programs that provide premium and cost sharing support for specific individuals, and Indian tribes, tribal organizations, and urban Indian organizations.

45 CFR 158.221 - Formula for calculating an issuer's medical loss ratio.

Code of Federal Regulations, 2011 CFR

2011-10-01

... defined in § 158.140 of this part, plus the issuer's expenditures for activities that improve health care... incurred claims and expenditures for activities that improve health care quality are then multiplied by a... RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Calculating...

45 CFR 156.1110 - Establishment of patient safety standards for QHP issuers.

Code of Federal Regulations, 2014 CFR

2014-10-01

... STANDARDS RELATED TO EXCHANGES Quality Standards § 156.1110 Establishment of patient safety standards for QHP issuers. (a) Patient safety standards. A QHP issuer that contracts with a hospital with greater... 45 Public Welfare 1 2014-10-01 2014-10-01 false Establishment of patient safety standards for QHP...

76 FR 53702 - Sunshine Act Meeting

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-29

... subject matter of the Open Meeting will be: Item 1: The Commission will consider whether to issue a..., the rule that provides certain asset-backed issuers with a conditional exclusion from the definition... what, if any, matters have been added, deleted or postponed, please contact: The Office of the...

29 CFR 2590.715-2712 - Rules regarding rescissions.

Code of Federal Regulations, 2010 CFR

2010-07-01

... complete a questionnaire regarding A's prior medical history, which affects setting the group rate by the health insurance issuer. The questionnaire complies with the other requirements of this part. The questionnaire includes the following question: “Is there anything else relevant to your health that we should...

17 CFR 250.103A - Liability for certain statements by issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

... made or reaffirmed, either the issuer is subject to the reporting requirements of section 13(a) or 15(d... issuer is not subject to the reporting requirements of section 13(a) or 15(d) of the Securities Exchange... Exchange Act of 1934 and which relates to: (i) The effects of changing prices on the business enterprise...

17 CFR 230.175 - Liability for certain statements by issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

..., either the issuer is subject to the reporting requirements of section 13(a) or 15(d) of the Securities..., Form 20-F, or Form 40-F; or if the issuer is not subject to the reporting requirements of Section 13(a... this chapter) and that relates to: (i) The effects of changing prices on the business enterprise...

17 CFR 240.10A-3 - Listing standards relating to audit committees.

Code of Federal Regulations, 2010 CFR

2010-04-01

... dates: (A) July 31, 2005 for foreign private issuers and smaller reporting companies (as defined in... companies. (ii) Independence requirements for non-investment company issuers. In order to be considered to... issuer that is not an investment company may not, other than in his or her capacity as a member of the...

17 CFR 200.80f - Appendix F-Records control schedule.

Code of Federal Regulations, 2013 CFR

2013-04-01

... Securities Investor Protection Corporation assessment payment or overpayments (Rule 17a-5). (Non-public) For...- Applications for exemption from section 13(f) 10 years. 28- Reports by institutional investment managers of... requirements, annual reports to shareholders, F-6 waiver, proxy 10 years. 89- Other waivers for foreign issuers...

17 CFR 200.80f - Appendix F-Records control schedule.

Code of Federal Regulations, 2012 CFR

2012-04-01

... Securities Investor Protection Corporation assessment payment or overpayments (Rule 17a-5). (Non-public) For...- Applications for exemption from section 13(f) 10 years. 28- Reports by institutional investment managers of... requirements, annual reports to shareholders, F-6 waiver, proxy 10 years. 89- Other waivers for foreign issuers...

17 CFR 200.80f - Appendix F-Records control schedule.

Code of Federal Regulations, 2014 CFR

2014-04-01

... Securities Investor Protection Corporation assessment payment or overpayments (Rule 17a-5). (Non-public) For...- Applications for exemption from section 13(f) 10 years. 28- Reports by institutional investment managers of... requirements, annual reports to shareholders, F-6 waiver, proxy 10 years. 89- Other waivers for foreign issuers...

12 CFR 226.51 - Ability to Pay.

Code of Federal Regulations, 2014 CFR

2014-01-01

...) TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End Credit... pay. A card issuer must not open a credit card account for a consumer under an open-end (not home-secured) consumer credit plan, or increase any credit limit applicable to such account, unless the card...

12 CFR 226.51 - Ability to Pay.

Code of Federal Regulations, 2013 CFR

2013-01-01

...) TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End Credit... pay. A card issuer must not open a credit card account for a consumer under an open-end (not home-secured) consumer credit plan, or increase any credit limit applicable to such account, unless the card...

77 FR 47482 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-08

... securities of companies located in developed countries. Other Investment Practices and Strategies To respond... and corporate actions. Depositary Receipts are alternatives to directly purchasing the underlying..., purchase securities of any issuer (except securities issued or guaranteed by the U.S. Government, its...

76 FR 80217 - Rural Business Investment Program

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-23

... to the Secretary stating that the non-rated debt instrument is equivalent in risk to the issuer's... provisions for Rural Business Investment Companies (RBIC) that wish to participate in a non-leveraged... exclusions for the RBIP for both leveraged and non- leveraged RBICs. DATES: Effective date. This rule will...

77 FR 52075 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-28

... all registered transfer agents to report to issuers and the appropriate regulatory agency in the event... certificates presented to the transfer agent for purchase, redemption or transfer. In addition, the rule requires transfer agents to report to the appropriate regulatory agency in the event of a failure to post...

45 CFR 156.1220 - Administrative appeals.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities § 156.1220 Administrative appeals. (a) Requests for reconsideration...

45 CFR 146.130 - Standards relating to benefits for mothers and newborns.

Code of Federal Regulations, 2010 CFR

2010-10-01

... RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Requirements Related to... insurance issuer offering group health insurance coverage, that provides benefits for a hospital length of... respect to mothers—(i) In general. A group health plan, and a health insurance issuer offering group...

45 CFR 156.255 - Rating variations.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.255 Rating variations. (a) Rating areas. A QHP issuer...

45 CFR 156.255 - Rating variations.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.255 Rating variations. (a) Rating areas. A QHP issuer...

45 CFR 156.1215 - Payment and collections processes.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 156.1215 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities § 156.1215 Payment and collections...

45 CFR 156.255 - Rating variations.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.255 Rating variations. (a) Rating areas. A QHP issuer...

45 CFR 156.1240 - Enrollment process for qualified individuals.

Code of Federal Regulations, 2013 CFR

2013-10-01

....1240 Section 156.1240 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities § 156.1240 Enrollment process for...

45 CFR 156.340 - Standards for downstream and delegated entities.

Code of Federal Regulations, 2013 CFR

2013-10-01

.... 156.340 Section 156.340 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Federally-Facilitated Exchange Qualified Health Plan Issuer Standards § 156...

45 CFR 156.1255 - Renewal and re-enrollment notices.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 156.1255 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities § 156.1255 Renewal and re-enrollment...

45 CFR 156.1240 - Enrollment process for qualified individuals.

Code of Federal Regulations, 2014 CFR

2014-10-01

....1240 Section 156.1240 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities § 156.1240 Enrollment process for...

45 CFR 156.340 - Standards for downstream and delegated entities.

Code of Federal Regulations, 2014 CFR

2014-10-01

.... 156.340 Section 156.340 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Federally-Facilitated Exchange Qualified Health Plan Issuer Standards § 156...

26 CFR 54.9802-2 - Special rules for certain church plans.

Code of Federal Regulations, 2010 CFR

2010-04-01

... provides health coverage to any employee (including ministers and lay workers) of any affiliated church....9802-1 solely because the plan requires evidence of good health for coverage of individuals under plan provisions described in paragraph (b)(2) or (3) of this section. (2) Health insurance issuers. See sections...

76 FR 5307 - Net Worth Standard for Accredited Investors

Federal Register 2010, 2011, 2012, 2013, 2014

2011-01-31

..., 11255 (Mar. 18, 1982)]. Issuers and investors should be able to use the commonly understood meaning of... under the accredited investor test and to use the proceeds to invest in what would otherwise be... investor net worth rules? If we define the term, should we use a definition under the federal income tax...

17 CFR 270.3a-2 - Transient investment companies.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Transient investment companies... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-2 Transient investment companies... which an issuer owns or proposes to acquire investment securities (as defined in section 3(a) of the Act...

75 FR 34490 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-17

... customer and proprietary order flow. Given the portability of order flow from one trading venue to another... designed to permit unfair discrimination between customers, issuers, brokers, or dealers. \\7\\ In approving... flow from market participants; and (ii) the availability to market participants of alternatives to...

17 CFR 270.3a-2 - Transient investment companies.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Transient investment companies... (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3a-2 Transient investment companies... which an issuer owns or proposes to acquire investment securities (as defined in section 3(a) of the Act...

17 CFR 243.100 - General rule regarding selective disclosure.

Code of Federal Regulations, 2010 CFR

2010-04-01

... a disclosure made: (i) To a person who owes a duty of trust or confidence to the issuer (such as an... disclosed information in confidence; (iii) To the following entities solely for the purpose of determining... prospectus used after filing of the registration statement for the offering or a communication falling within...

26 CFR 1.851-3 - Rules applicable to section 851(b)(4).

Code of Federal Regulations, 2012 CFR

2012-04-01

... TAX (CONTINUED) INCOME TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment... investment in the securities of any one issuer, for the purposes of subparagraph (B) of section 851(b)(4), there shall be included its proper proportion of the investment of any other corporation, a member of a...

26 CFR 1.851-3 - Rules applicable to section 851(b)(4).

Code of Federal Regulations, 2013 CFR

2013-04-01

... TAX (CONTINUED) INCOME TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment... investment in the securities of any one issuer, for the purposes of subparagraph (B) of section 851(b)(4), there shall be included its proper proportion of the investment of any other corporation, a member of a...

26 CFR 1.851-3 - Rules applicable to section 851(b)(4).

Code of Federal Regulations, 2011 CFR

2011-04-01

... TAX (CONTINUED) INCOME TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment... investment in the securities of any one issuer, for the purposes of subparagraph (B) of section 851(b)(4), there shall be included its proper proportion of the investment of any other corporation, a member of a...

26 CFR 1.851-3 - Rules applicable to section 851(b)(4).

Code of Federal Regulations, 2014 CFR

2014-04-01

... TAX (CONTINUED) INCOME TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment... investment in the securities of any one issuer, for the purposes of subparagraph (B) of section 851(b)(4), there shall be included its proper proportion of the investment of any other corporation, a member of a...

12 CFR 1026.56 - Requirements for over-the-limit transactions.

Code of Federal Regulations, 2014 CFR

2014-01-01

... (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End Credit Offered to College... section, the term “over-the-limit transaction” means any extension of credit by a card issuer to complete a transaction that causes a consumer's credit card account balance to exceed the credit limit. (b...

12 CFR 226.59 - Reevaluation of rate increases.

Code of Federal Regulations, 2011 CFR

2011-01-01

... SYSTEM TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End...) Evaluation of increased rate. If a card issuer increases an annual percentage rate that applies to a credit card account under an open-end (not home-secured) consumer credit plan, based on the credit risk of the...

12 CFR 1026.51 - Ability to pay.

Code of Federal Regulations, 2013 CFR

2013-01-01

... Applicable to Credit Card Accounts and Open-End Credit Offered to College Students § 1026.51 Ability to pay. (a) General rule. (1)(i) Consideration of ability to pay. A card issuer must not open a credit card... any information about a consumer's income, assets, or current obligations, or to issue a credit card...

12 CFR 226.52 - Limitations on fees.

Code of Federal Regulations, 2013 CFR

2013-01-01

... (CONTINUED) TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End...) of this section, the total amount of fees a consumer is required to pay with respect to a credit card... issuer must not impose a fee for violating the terms or other requirements of a credit card account under...

12 CFR 226.59 - Reevaluation of rate increases.

Code of Federal Regulations, 2012 CFR

2012-01-01

... SYSTEM TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End...) Evaluation of increased rate. If a card issuer increases an annual percentage rate that applies to a credit card account under an open-end (not home-secured) consumer credit plan, based on the credit risk of the...

12 CFR 1026.56 - Requirements for over-the-limit transactions.

Code of Federal Regulations, 2013 CFR

2013-01-01

... (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End Credit Offered to College... section, the term “over-the-limit transaction” means any extension of credit by a card issuer to complete a transaction that causes a consumer's credit card account balance to exceed the credit limit. (b...

12 CFR 226.52 - Limitations on fees.

Code of Federal Regulations, 2014 CFR

2014-01-01

... (CONTINUED) TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End...) of this section, the total amount of fees a consumer is required to pay with respect to a credit card... issuer must not impose a fee for violating the terms or other requirements of a credit card account under...

12 CFR 1026.56 - Requirements for over-the-limit transactions.

Code of Federal Regulations, 2012 CFR

2012-01-01

... (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End Credit Offered to College... section, the term “over-the-limit transaction” means any extension of credit by a card issuer to complete a transaction that causes a consumer's credit card account balance to exceed the credit limit. (b...

75 FR 63228 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-14

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63066; File No. SR-OCC-2010-13] Self-Regulatory... to the Settlement Price of Exchange-Designated Security Futures for All Cash Dividends or Distributions Paid by the Issuer of the Underlying Security October 8, 2010. I. Introduction On August 19, 2010...

78 FR 42815 - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-17

... the Securities Committee with respect to determinations of corporate issuers to accelerate or defer... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69977; File No. SR-OCC-2013-05] Self-Regulatory..., Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of...

29 CFR 2590.715-2719 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2012 CFR

2012-07-01

... SECURITY ADMINISTRATION, DEPARTMENT OF LABOR GROUP HEALTH PLANS RULES AND REGULATIONS FOR GROUP HEALTH... and appeals and external review processes for group health plans and health insurance issuers that are..., 2010. (b) Internal claims and appeals process—(1) In general. A group health plan and a health...

29 CFR 2590.715-2719 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2014 CFR

2014-07-01

... SECURITY ADMINISTRATION, DEPARTMENT OF LABOR GROUP HEALTH PLANS RULES AND REGULATIONS FOR GROUP HEALTH... and appeals and external review processes for group health plans and health insurance issuers that are..., 2010. (b) Internal claims and appeals process—(1) In general. A group health plan and a health...

29 CFR 2590.715-2719 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2013 CFR

2013-07-01

... SECURITY ADMINISTRATION, DEPARTMENT OF LABOR GROUP HEALTH PLANS RULES AND REGULATIONS FOR GROUP HEALTH... and appeals and external review processes for group health plans and health insurance issuers that are..., 2010. (b) Internal claims and appeals process—(1) In general. A group health plan and a health...

75 FR 66644 - Electronic Fund Transfers

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-29

... Gift Card Amendment requires that certain disclosures be made to the consumer through in-store signage... disclosures required by Sec. 205.20(h)(2). For example, it would be impracticable to provide in-store signage... the final gift card rule, that issuer would not then be required to make the in-store signage and...

17 CFR 210.6-03 - Special rules of general application to registered investment companies.

Code of Federal Regulations, 2012 CFR

2012-04-01

... investment companies, other than issuers of face-amount certificates, shall reflect all investments at value... Investment Company Act of 1940, qualified assets of face-amount certificate companies shall be valued in..., by applicable legal instruments, in respect of outstanding face-amount certificates. If the nature of...

17 CFR 210.6-03 - Special rules of general application to registered investment companies.

Code of Federal Regulations, 2014 CFR

2014-04-01

... investment companies, other than issuers of face-amount certificates, shall reflect all investments at value... Investment Company Act of 1940, qualified assets of face-amount certificate companies shall be valued in..., by applicable legal instruments, in respect of outstanding face-amount certificates. If the nature of...

17 CFR 210.6-03 - Special rules of general application to registered investment companies.

Code of Federal Regulations, 2011 CFR

2011-04-01

... of assets. The balance sheets of registered investment companies, other than issuers of face-amount.... As required by section 28(b) of the Investment Company Act of 1940, qualified assets of face-amount... outstanding face-amount certificates. If the nature of the qualifying assets and amount thereof are not...

17 CFR 210.6-03 - Special rules of general application to registered investment companies.

Code of Federal Regulations, 2013 CFR

2013-04-01

... investment companies, other than issuers of face-amount certificates, shall reflect all investments at value... Investment Company Act of 1940, qualified assets of face-amount certificate companies shall be valued in..., by applicable legal instruments, in respect of outstanding face-amount certificates. If the nature of...

75 FR 5157 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-01

.... 1, the Exchange: (1) Clarified the Form 19b-4 discussion regarding establishing strike prices for... rules of an exchange not be designed to permit unfair discrimination among customers, issuers, brokers... and among the options exchanges, resulting in better prices and executions for investors. This...

45 CFR 156.1250 - Acceptance of certain third party payments.

Code of Federal Regulations, 2014 CFR

2014-10-01

....1250 Section 156.1250 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities § 156.1250 Acceptance of certain third...

45 CFR 155.1020 - QHP issuer rate and benefit information.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Section 155.1020 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS EXCHANGE ESTABLISHMENT STANDARDS AND OTHER RELATED STANDARDS UNDER THE AFFORDABLE CARE ACT Exchange Functions: Certification of Qualified Health Plans § 155.1020 QHP issuer rate and benefit...

45 CFR 156.330 - Changes of ownership of issuers of Qualified Health Plans in Federally-facilitated Exchanges.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Health Plans in Federally-facilitated Exchanges. 156.330 Section 156.330 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Federally-Facilitated Exchange...

45 CFR 156.1210 - Confirmation of HHS payment and collections reports.

Code of Federal Regulations, 2014 CFR

2014-10-01

... reports. 156.1210 Section 156.1210 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Issuer Responsibilities § 156.1210 Confirmation of HHS...

78 FR 48746 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-09

... Corporate Action Related to a Dividend, Payment or Distribution August 5, 2013. Pursuant to Section 19(b)(1... orders in the event of an issuer corporate action related to a dividend, payment or distribution. NASDAQ... securities that are the subject of issuer corporate actions related to a dividend, payment or distribution...

17 CFR 230.430B - Prospectus in a registration statement after effective date.

Code of Federal Regulations, 2010 CFR

2010-04-01

... during the past three years neither the issuer nor any of its predecessors was: (A) A blank check company... purpose of section 5(b)(1) thereof. This provision shall not limit the information required to be... EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Form and Content of Prospectuses...

17 CFR 230.134 - Communications not deemed a prospectus.

Code of Federal Regulations, 2012 CFR

2012-04-01

... in section 2(a)(10) of the Act or “free writing prospectus” as defined in Rule 405 (§ 230.405) shall... limited to the following: the name of the issuer of the security, the address, phone number, and e-mail... of the filed registration statement; (8) The name, address, phone number, and e-mail address of the...

17 CFR 230.134 - Communications not deemed a prospectus.

Code of Federal Regulations, 2013 CFR

2013-04-01

... in section 2(a)(10) of the Act or “free writing prospectus” as defined in Rule 405 (§ 230.405) shall... limited to the following: the name of the issuer of the security, the address, phone number, and e-mail... of the filed registration statement; (8) The name, address, phone number, and e-mail address of the...

17 CFR 230.134 - Communications not deemed a prospectus.

Code of Federal Regulations, 2014 CFR

2014-04-01

... in section 2(a)(10) of the Act or “free writing prospectus” as defined in Rule 405 (§ 230.405) shall... limited to the following: the name of the issuer of the security, the address, phone number, and e-mail... of the filed registration statement; (8) The name, address, phone number, and e-mail address of the...

75 FR 11958 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-03-12

... the application, entry and annual fees currently charged to issuers listed on the Nasdaq Global and Nasdaq Global Select Markets, as well as the fee for written interpretations of Nasdaq listing rules. The.... Markham, Jr., Roger Myers, and Stephen Ryerson, Holme Roberts & Owen LLP (writing on behalf of Business...

78 FR 73223 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-05

... membership became effective. To the extent any retail communication is a free writing prospectus that has... Rule 482 and a free writing prospectus that has been filed with the Commission pursuant to Securities... issuer, to file with the Commission a free writing prospectus that is used or referred to by such...

12 CFR 1026.55 - Limitations on increasing annual percentage rates, fees, and charges.

Code of Federal Regulations, 2012 CFR

2012-01-01

... PROTECTION TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End...)(2)(iii), or (b)(2)(xii) on a credit card account under an open-end (not home-secured) consumer credit plan. (b) Exceptions. A card issuer may increase an annual percentage rate or a fee or charge...

12 CFR 1026.55 - Limitations on increasing annual percentage rates, fees, and charges.

Code of Federal Regulations, 2013 CFR

2013-01-01

... PROTECTION TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End...)(2)(iii), or (b)(2)(xii) on a credit card account under an open-end (not home-secured) consumer credit plan. (b) Exceptions. A card issuer may increase an annual percentage rate or a fee or charge...

12 CFR 1026.55 - Limitations on increasing annual percentage rates, fees, and charges.

Code of Federal Regulations, 2014 CFR

2014-01-01

... PROTECTION TRUTH IN LENDING (REGULATION Z) Special Rules Applicable to Credit Card Accounts and Open-End...)(2)(iii), or (b)(2)(xii) on a credit card account under an open-end (not home-secured) consumer credit plan. (b) Exceptions. A card issuer may increase an annual percentage rate or a fee or charge...

76 FR 11825 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-03

... 27d-1 (17 CFR 270.27d-1) is entitled ``Reserve Requirements for Principal Underwriters and Depositors....'' Form N-27D-1 (17 CFR 274.127d-1) is entitled ``Accounting of Segregated Trust Account.'' Rule 27d-1 requires the depositor or principal underwriter for an issuer of a periodic payment plan to deposit funds...

75 FR 57385 - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-21

... attestation report of its registered public accounting firm on internal control over financial reporting in... definition of either an ``accelerated filer'' or a ``large accelerated filer'' under Exchange Act Rule 12b-2..., for both definitions, the issuer needs to have been subject to reporting requirements for at least...

77 FR 61462 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-09

...-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Proposing a Pilot Program To... change to create and implement, on a pilot basis, a Lead Market Maker (``LMM'') Issuer Incentive Program...

17 CFR 230.405 - Definitions of terms.

Code of Federal Regulations, 2011 CFR

2011-04-01

... the estimated public offering price of the shares; or (3) In the case of an issuer whose public float... shares sold. (iii) Once an issuer fails to qualify for smaller reporting company status, it will remain... indebtedness, the number of shares if relating to shares, and the number of units if relating to any other kind...

45 CFR 156.120 - Collection of data from certain issuers to define essential health benefits.

Code of Federal Regulations, 2012 CFR

2012-10-01

... essential health benefits. 156.120 Section 156.120 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Standards for Essential Health Benefits, Actuarial Value, and Cost...

75 FR 43109 - Requirements for Group Health Plans and Health Insurance Issuers Relating to Internal Claims and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-23

... Requirements for Group Health Plans and Health Insurance Issuers Relating to Internal Claims and Appeals and... the Office of Consumer Information and Insurance Oversight of the U.S. Department of Health and Human... health insurance coverage offered in connection with a group health plan under the Employee Retirement...

45 CFR 800.301 - Application process.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Public Welfare Regulations Relating to Public Welfare (Continued) OFFICE OF PERSONNEL MANAGEMENT MULTI... statute requiring competitive bidding, OPM may consider annually applications from health insurance issuers, including groups of health insurance issuers as defined in § 800.20, to participate in the MSPP...

78 FR 35340 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-12

... time frame and can also take advantage of predefined symbol sets based on type of ETP or issuer. Users... marketplace and have an opportunity to receive adequate support from the market making community, as the... fairly easy for either the Exchange or the Commission to alter or terminate with little or no negative...

78 FR 73214 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-05

... became effective. To the extent any retail communication is a free writing prospectus that has been filed... published pursuant to Securities Act Rule 482 and a free writing prospectus that has been filed with the... than the issuer, to file with the Commission a free writing prospectus that is used or referred to by...

12 CFR 226.55 - Limitations on increasing annual percentage rates, fees, and charges.

Code of Federal Regulations, 2013 CFR

2013-01-01

... Rules Applicable to Credit Card Accounts and Open-End Credit Offered to College Students § 226.55... required to be disclosed under § 226.6(b)(2)(ii), (b)(2)(iii), or (b)(2)(xii) on a credit card account under an open-end (not home-secured) consumer credit plan. (b) Exceptions. A card issuer may increase an...

12 CFR 226.55 - Limitations on increasing annual percentage rates, fees, and charges.

Code of Federal Regulations, 2014 CFR

2014-01-01

... Rules Applicable to Credit Card Accounts and Open-End Credit Offered to College Students § 226.55... required to be disclosed under § 226.6(b)(2)(ii), (b)(2)(iii), or (b)(2)(xii) on a credit card account under an open-end (not home-secured) consumer credit plan. (b) Exceptions. A card issuer may increase an...

76 FR 21086 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-04-14

... other things, the issuer of the debt security must have at least one class of common or preferred equity... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64287; File No. SR-NYSE-2011-15] Self... 1401 To Modify the Initial Trading Market Value for Debt Securities April 8, 2011. Pursuant to Section...

75 FR 60844 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-01

...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated... Rule 19b-4 thereunder,\\2\\ notice is hereby given that on September 14, 2010, The NASDAQ Stock Market... voting on the election of a member of the board of directors of an issuer (except for a vote with respect...

45 CFR 148.126 - Determination of an eligible individual.

Code of Federal Regulations, 2011 CFR

2011-10-01

... CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Requirements Relating to Access and... offering health insurance coverage in the individual market is responsible for determining whether an... issuer must exercise reasonable diligence in making this determination. (2) The issuer must promptly...

45 CFR 148.126 - Determination of an eligible individual.

Code of Federal Regulations, 2012 CFR

2012-10-01

... CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Requirements Relating to Access and... offering health insurance coverage in the individual market is responsible for determining whether an... issuer must exercise reasonable diligence in making this determination. (2) The issuer must promptly...

45 CFR 148.126 - Determination of an eligible individual.

Code of Federal Regulations, 2010 CFR

2010-10-01

... CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Requirements Relating to Access and... offering health insurance coverage in the individual market is responsible for determining whether an... issuer must exercise reasonable diligence in making this determination. (2) The issuer must promptly...

45 CFR 148.126 - Determination of an eligible individual.

Code of Federal Regulations, 2013 CFR

2013-10-01

... CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Requirements Relating to Access and... offering health insurance coverage in the individual market is responsible for determining whether an... issuer must exercise reasonable diligence in making this determination. (2) The issuer must promptly...

17 CFR 230.605 - Filing and use of the offering circular.

Code of Federal Regulations, 2010 CFR

2010-04-01

... run along the left hand margin of the page and printed perpendicular to the text, in boldface type at... paragraphs (b) or (f) of this rule and in § 230.606: (1) No written offer of securities of any issuer shall... would normally have been received by him at or prior to the time of such written offer; and (2) No...

77 FR 24549 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 1...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-04-24

... stock'' if the issuer fails the net tangible assets and revenue tests after listing and does not satisfy... assets or revenue tests, nor any other exclusions from being a penny stock under Rule 3a51-1. Moreover... tangible assets and average revenue tests contained in the alternative penny stock exclusion set forth in...

78 FR 68126 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-13

... same price on the Exchange's limit order book and (ii) the price is at or between the National Best Bid... shares of the same issuer, or involve the securities of participants in mergers or with intentions to...) no Customer Orders are at the same price on the Exchange's limit order book and (ii) the price is at...

77 FR 29419 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-17

...,000.\\3\\ ETP issuers also pay a graduated Annual Fee based on the number of shares of the ETP that are..., and the ETP therefore trades without an LMM assigned to it. The Exchange operates under the price-time... may be higher for certain ETPs with low volume and low shares outstanding because there are fewer...

45 CFR 158.613 - Notice of proposed penalty.

Code of Federal Regulations, 2012 CFR

2012-10-01

....613 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Federal Civil Penalties § 158.613 Notice... determining the amount of the proposed penalty. (5) A specific statement of the issuer's right to a hearing...

45 CFR 158.613 - Notice of proposed penalty.

Code of Federal Regulations, 2013 CFR

2013-10-01

....613 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Federal Civil Penalties § 158.613 Notice... determining the amount of the proposed penalty. (5) A specific statement of the issuer's right to a hearing...

45 CFR 146.150 - Guaranteed availability of coverage for employers in the small group market.

Code of Federal Regulations, 2010 CFR

2010-10-01

... SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Provisions Applicable to Only Health Insurance Issuers § 146.150 Guaranteed availability of coverage for... paragraphs (c) through (f) of this section, each health insurance issuer that offers health insurance...

45 CFR 147.136 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2010 CFR

2010-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group or individual health...

45 CFR 147.136 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2013 CFR

2013-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group or individual health...

45 CFR 147.136 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2012 CFR

2012-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group or individual health...

45 CFR 147.136 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2014 CFR

2014-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group or individual health...

45 CFR 147.136 - Internal claims and appeals and external review processes.

Code of Federal Regulations, 2011 CFR

2011-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group or individual health...

45 CFR 153.420 - Data collection.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 45 Public Welfare 1 2013-10-01 2013-10-01 false Data collection. 153.420 Section 153.420 Public... Issuer and Group Health Plan Standards Related to the Reinsurance Program § 153.420 Data collection. (a) Data requirement. To be eligible for reinsurance payments, an issuer of a reinsurance-eligible plan...

45 CFR 153.420 - Data collection.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false Data collection. 153.420 Section 153.420 Public... Issuer and Group Health Plan Standards Related to the Reinsurance Program § 153.420 Data collection. (a) Data requirement. To be eligible for reinsurance payments, an issuer of a reinsurance-eligible plan...

45 CFR 144.101 - Basis and purpose.

Code of Federal Regulations, 2010 CFR

2010-10-01

... RELATING TO HEALTH INSURANCE COVERAGE General Provisions § 144.101 Basis and purpose. (a) Part 146 of this..., et seq.) that apply to group health plans and group health insurance issuers. (b) Part 147 of this... group health plans and health insurance issuers in the Group and Individual Markets. (c) Part 148 of...

45 CFR 146.152 - Guaranteed renewability of coverage for employers in the group market.

Code of Federal Regulations, 2010 CFR

2010-10-01

... REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Provisions Applicable to Only Health Insurance Issuers § 146.152 Guaranteed renewability of coverage for employers in... insurance issuer offering health insurance coverage in the small or large group market is required to renew...

78 FR 65045 - Patient Protection and Affordable Care Act; Program Integrity: Exchange, Premium Stabilization...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-30

.... Definitions (Sec. 144.103) B. Part 147--Health Insurance Reform Requirements for the Group and Individual... Risk Adjustment Methodology 5. Subpart E--Health Insurance Issuer and Group Health Plan Standards... (PHS Act) relating to health insurance issuers in the group and individual markets and to group health...

77 FR 61453 - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-09

... Investment Adviser.\\10\\ Subsequent to its purchase by the Fund, a rated security may cease to be rated or its..., long-term variable and floating rate bonds where the Fund obtains at the time of purchase the right to... obtains at the time of purchase the right to put the bond back to the issuer or a third party at par at a...

26 CFR 1.1234-3 - Special rules for the treatment of grantors of certain options granted after September 1, 1976.

Code of Federal Regulations, 2010 CFR

2010-04-01

... termination of a grantor's obligation under an option to buy property (a call) or an option to sell property...), commodities, and commodity futures. (3) The term grantor means the writer or issuer of an option. (4) The term straddle means a simultaneously granted combination of an option to buy and an option to sell the same...

17 CFR 205.3 - Issuer as client.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Issuer as client. 205.3... ISSUER § 205.3 Issuer as client. (a) Representing an issuer. An attorney appearing and practicing before...'s clients. (b) Duty to report evidence of a material violation. (1) If an attorney, appearing and...

12 CFR 563g.5 - Filing and signature requirements.

Code of Federal Regulations, 2010 CFR

2010-01-01

... been signed by: (i) The issuer, by its duly authorized representative; (ii) The issuer's principal executive officer; (iii) The issuer's principal financial officer; (iv) The issuer's principal accounting...

75 FR 58421 - Notice of Submission of Proposed Information Collection to OMB Ginnie Mae Mortgage-Backed...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-24

...The proposed information collection requirement described below has been submitted to the Office of Management and Budget (OMB) for review, as required by the Paperwork Reduction Act. The Department is soliciting public comments on the subject proposal. This information is collected by Ginnie Mae from issuers/customers that participate in its Mortgage-Backed Securities programs to monitor performance and compliance with established rules and regulations.

12 CFR 563d.3b-6 - Liability for certain statements by savings associations.

Code of Federal Regulations, 2011 CFR

2011-01-01

... the time such statements are made or reaffirmed, either: (A) The issuer is subject to the reporting... issuer is not subject to the reporting requirements of section 13(a) or 15(d) of the Act, the statements... under the Investment Company Act of 1940; (2) Information (i) relating to the effects of changing prices...

12 CFR 563d.3b-6 - Liability for certain statements by savings associations.

Code of Federal Regulations, 2010 CFR

2010-01-01

... the time such statements are made or reaffirmed, either: (A) The issuer is subject to the reporting... issuer is not subject to the reporting requirements of section 13(a) or 15(d) of the Act, the statements... under the Investment Company Act of 1940; (2) Information (i) relating to the effects of changing prices...

76 FR 77865 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-14

.../Conflicts of Interest; (3) Representations to Issuers; (4) Required Disclosures to Issuers; (5) Underwriter Duties in Connection with Issuer Disclosure Documents; (5) Underwriter Compensation and New Issue Pricing... underwriter to make certain disclosures to the issuer of municipal securities to clarify the underwriter's...

45 CFR 153.610 - Risk adjustment issuer requirements.

Code of Federal Regulations, 2014 CFR

2014-10-01

... HHS on behalf of the State. (b) Risk adjustment data storage. An issuer that offers risk adjustment... adjustment issuer requirements. (a) Data requirements. An issuer that offers risk adjustment covered plans must submit or make accessible all required risk adjustment data for those risk adjustment covered...

45 CFR 153.610 - Risk adjustment issuer requirements.

Code of Federal Regulations, 2012 CFR

2012-10-01

... HHS on behalf of the State. (b) Risk adjustment data storage. An issuer that offers risk adjustment... adjustment issuer requirements. (a) Data requirements. An issuer that offers risk adjustment covered plans must submit or make accessible all required risk adjustment data for those risk adjustment covered...

45 CFR 153.610 - Risk adjustment issuer requirements.

Code of Federal Regulations, 2013 CFR

2013-10-01

... HHS on behalf of the State. (b) Risk adjustment data storage. An issuer that offers risk adjustment... adjustment issuer requirements. (a) Data requirements. An issuer that offers risk adjustment covered plans must submit or make accessible all required risk adjustment data for those risk adjustment covered...

75 FR 82277 - Health Insurance Issuers Implementing Medical Loss Ratio (MLR) Requirements Under the Patient...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-30

...-AA06 Health Insurance Issuers Implementing Medical Loss Ratio (MLR) Requirements Under the Patient... Register (FR Doc 2010-29596 (75 FR 74864)) entitled ``Health Insurance Issuers Implementing Medical Loss... request for comments entitled ``Health Insurance Issuers Implementing Medical Loss Ratio (MLR...

28 CFR 80.4 - Issuer or domestic concern.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 28 Judicial Administration 2 2010-07-01 2010-07-01 false Issuer or domestic concern. 80.4 Section 80.4 Judicial Administration DEPARTMENT OF JUSTICE (CONTINUED) FOREIGN CORRUPT PRACTICES ACT OPINION PROCEDURE § 80.4 Issuer or domestic concern. The request must be submitted by an issuer or domestic concern...

77 FR 20023 - Agency Information Collection Activities: Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-04-03

... issue not included in issuers' reporting obligations (disbursement of rebates by non-federal... which the issuer conducts business. Each issuer is also required to provide a rebate notice to each enrollee that is due a rebate payment for any given MLR reporting year. Additionally, each issuer is...

24 CFR 1000.414 - How is an issuer's financial capacity demonstrated?

Code of Federal Regulations, 2010 CFR

2010-04-01

... 24 Housing and Urban Development 4 2010-04-01 2010-04-01 false How is an issuer's financial... Financing of Tribal Housing Activities § 1000.414 How is an issuer's financial capacity demonstrated? An issuer must demonstrate its financial capacity to: (a) Meet its obligations; and (b) Protect and maintain...

77 FR 28788 - Health Insurance Issuers Implementing Medical Loss Ratio (MLR) Under the Patient Protection and...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-16

... DEPARTMENT OF HEALTH AND HUMAN SERVICES 45 CFR Part 158 [CMS-9998-IFC3] Health Insurance Issuers..., entitled ``Health Insurance Issuers Implementing Medical Loss Ratio (MLR) Requirements Under the Patient...) requirements for health insurance issuers under section 2718 of the Public Health Service Act, as added by the...

12 CFR 41.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2010 CFR

2010-01-01

... FAIR CREDIT REPORTING Identity Theft Red Flags § 41.91 Duties of card issuers regarding changes of address. (a) Scope. This section applies to an issuer of a debit or credit card (card issuer) that is a... means a consumer who has been issued a credit or debit card. (2) Clear and conspicuous means reasonably...

12 CFR 571.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2010 CFR

2010-01-01

... FAIR CREDIT REPORTING Identity Theft Red Flags § 571.91 Duties of card issuers regarding changes of address. (a) Scope. This section applies to an issuer of a debit or credit card (card issuer) that is a... consumer who has been issued a credit or debit card. (2) Clear and conspicuous means reasonably...

17 CFR 210.6-06 - Special provisions applicable to the balance sheets of issuers of face-amount certificates.

Code of Federal Regulations, 2011 CFR

2011-04-01

... to the balance sheets of issuers of face-amount certificates. 210.6-06 Section 210.6-06 Commodity and... balance sheets of issuers of face-amount certificates. Balance sheets filed by issuers of face-amount... balances. 3. Receivables. (a) State separately amounts receivable from (1) sales of investments; (2...

17 CFR 210.6-06 - Special provisions applicable to the balance sheets of issuers of face-amount certificates.

Code of Federal Regulations, 2010 CFR

2010-04-01

... to the balance sheets of issuers of face-amount certificates. 210.6-06 Section 210.6-06 Commodity and... balance sheets of issuers of face-amount certificates. Balance sheets filed by issuers of face-amount... balances. 3. Receivables. (a) State separately amounts receivable from (1) sales of investments; (2...

17 CFR 210.6-08 - Special provisions applicable to the statements of operations of issuers of face-amount...

Code of Federal Regulations, 2010 CFR

2010-04-01

... to the statements of operations of issuers of face-amount certificates. 210.6-08 Section 210.6-08... applicable to the statements of operations of issuers of face-amount certificates. Statements of operations filed by issuers of face-amount certificates shall comply with the following provisions: Statements of...

17 CFR 210.6-08 - Special provisions applicable to the statements of operations of issuers of face-amount...

Code of Federal Regulations, 2011 CFR

2011-04-01

... to the statements of operations of issuers of face-amount certificates. 210.6-08 Section 210.6-08... applicable to the statements of operations of issuers of face-amount certificates. Statements of operations filed by issuers of face-amount certificates shall comply with the following provisions: Statements of...

17 CFR 210.6-08 - Special provisions applicable to the statements of operations of issuers of face-amount...

Code of Federal Regulations, 2014 CFR

2014-04-01

... to the statements of operations of issuers of face-amount certificates. 210.6-08 Section 210.6-08... issuers of face-amount certificates. Statements of operations filed by issuers of face-amount certificates... included in income, the bases of recognition and measurement used in respect to such amounts shall be...

17 CFR 210.6-08 - Special provisions applicable to the statements of operations of issuers of face-amount...

Code of Federal Regulations, 2012 CFR

2012-04-01

... to the statements of operations of issuers of face-amount certificates. 210.6-08 Section 210.6-08... issuers of face-amount certificates. Statements of operations filed by issuers of face-amount certificates... included in income, the bases of recognition and measurement used in respect to such amounts shall be...

17 CFR 210.6-08 - Special provisions applicable to the statements of operations of issuers of face-amount...

Code of Federal Regulations, 2013 CFR

2013-04-01

... to the statements of operations of issuers of face-amount certificates. 210.6-08 Section 210.6-08... issuers of face-amount certificates. Statements of operations filed by issuers of face-amount certificates... included in income, the bases of recognition and measurement used in respect to such amounts shall be...

24 CFR 320.3 - Eligible issuers of securities.

Code of Federal Regulations, 2014 CFR

2014-04-01

... policies of the issuer permit any discrimination based on race, religion, color, national origin, age, or...) Ethics and standards. A mortgage lender shall qualify as an eligible issuer only so long as it conducts its business operations in accordance with accepted mortgage banking practices, ethics, and standards...

24 CFR 320.3 - Eligible issuers of securities.

Code of Federal Regulations, 2012 CFR

2012-04-01

... policies of the issuer permit any discrimination based on race, religion, color, national origin, age, or...) Ethics and standards. A mortgage lender shall qualify as an eligible issuer only so long as it conducts its business operations in accordance with accepted mortgage banking practices, ethics, and standards...

24 CFR 320.3 - Eligible issuers of securities.

Code of Federal Regulations, 2013 CFR

2013-04-01

... policies of the issuer permit any discrimination based on race, religion, color, national origin, age, or...) Ethics and standards. A mortgage lender shall qualify as an eligible issuer only so long as it conducts its business operations in accordance with accepted mortgage banking practices, ethics, and standards...

17 CFR 230.414 - Registration by certain successor issuers.

Code of Federal Regulations, 2010 CFR

2010-04-01

... succession the successor issuer had no assets or liabilities other than nominal assets or liabilities; (b) The succession was effected by a merger or similar succession pursuant to statutory provisions or the... all of the liabilities and obligations of the predecessor issuer; (c) The succession was approved by...

17 CFR 230.414 - Registration by certain successor issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

... succession the successor issuer had no assets or liabilities other than nominal assets or liabilities; (b) The succession was effected by a merger or similar succession pursuant to statutory provisions or the... all of the liabilities and obligations of the predecessor issuer; (c) The succession was approved by...

17 CFR 230.414 - Registration by certain successor issuers.

Code of Federal Regulations, 2012 CFR

2012-04-01

... succession the successor issuer had no assets or liabilities other than nominal assets or liabilities; (b) The succession was effected by a merger or similar succession pursuant to statutory provisions or the... all of the liabilities and obligations of the predecessor issuer; (c) The succession was approved by...

17 CFR 230.414 - Registration by certain successor issuers.

Code of Federal Regulations, 2013 CFR

2013-04-01

... succession the successor issuer had no assets or liabilities other than nominal assets or liabilities; (b) The succession was effected by a merger or similar succession pursuant to statutory provisions or the... all of the liabilities and obligations of the predecessor issuer; (c) The succession was approved by...

17 CFR 230.414 - Registration by certain successor issuers.

Code of Federal Regulations, 2014 CFR

2014-04-01

... succession the successor issuer had no assets or liabilities other than nominal assets or liabilities; (b) The succession was effected by a merger or similar succession pursuant to statutory provisions or the... all of the liabilities and obligations of the predecessor issuer; (c) The succession was approved by...

45 CFR 800.104 - Phased expansion.

Code of Federal Regulations, 2014 CFR

2014-10-01

... subpart E of this part. (c) Participation in SHOPs. (1) An MSPP issuer's participation in the Federally-facilitated SHOP must be consistent with the requirements for QHP issuers specified in 45 CFR 156.200(g). (2) An MSPP issuer must comply with State standards governing participation in State-based SHOPs...

45 CFR 800.104 - Phased expansion.

Code of Federal Regulations, 2013 CFR

2013-10-01

... subpart E of this part. (c) Participation in SHOPs. (1) An MSPP issuer's participation in the Federally-facilitated SHOP must be consistent with the requirements for QHP issuers specified in 45 CFR 156.200(g). (2) An MSPP issuer must comply with State standards governing participation in State-based SHOPs...

29 CFR 2590.715-2711 - No lifetime or annual limits.

Code of Federal Regulations, 2010 CFR

2010-07-01

... paragraph (b) of this section, a group health plan, or a health insurance issuer offering group health... section, a group health plan, or a health insurance issuer offering group health insurance coverage, may... do not prevent a group health plan, or a health insurance issuer offering group health insurance...

5 CFR 1315.12 - Payments to governmentwide commercial purchase card issuers.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 5 Administrative Personnel 3 2010-01-01 2010-01-01 false Payments to governmentwide commercial purchase card issuers. 1315.12 Section 1315.12 Administrative Personnel OFFICE OF MANAGEMENT AND BUDGET OMB DIRECTIVES PROMPT PAYMENT § 1315.12 Payments to governmentwide commercial purchase card issuers. Standards...

75 FR 30876 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-02

... completeness of the annual financial information or of the financial health of the issuer or obligated person... or obligated person's annual financial information or of the financial health of the issuer or... financial information or of the financial health of the issuer.\\88\\ Thus, the MSRB noted, the voluntary...

17 CFR 240.12b-2 - Definitions.

Code of Federal Regulations, 2012 CFR

2012-04-01

... the end of its fiscal year: (i) The issuer had an aggregate worldwide market value of the voting and... following conditions as of the end of its fiscal year: (i) The issuer had an aggregate worldwide market... worldwide market value of the voting and non-voting common equity held by non-affiliates of the issuer was...

75 FR 37242 - Requirements for Group Health Plans and Health Insurance Issuers Under the Patient Protection and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-28

... Requirements for Group Health Plans and Health Insurance Issuers Under the Patient Protection and Affordable... Labor and the Office of Consumer Information and Insurance Oversight of the U.S. Department of Health... guidance to employers, group health plans, and health insurance issuers providing group health insurance...

12 CFR 717.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 12 Banks and Banking 6 2011-01-01 2011-01-01 false Duties of card issuers regarding changes of address. 717.91 Section 717.91 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING CREDIT UNIONS FAIR CREDIT REPORTING Identity Theft Red Flags § 717.91 Duties of card issuers...

16 CFR 802.4 - Acquisitions of voting securities of issuers or non-corporate interests in unincorporated...

Code of Federal Regulations, 2011 CFR

2011-01-01

... § 802.4 Acquisitions of voting securities of issuers or non-corporate interests in unincorporated... 16 Commercial Practices 1 2011-01-01 2011-01-01 false Acquisitions of voting securities of issuers or non-corporate interests in unincorporated entities holding certain assets the acquisition of which...

16 CFR 802.4 - Acquisitions of voting securities of issuers or non-corporate interests in unincorporated...

Code of Federal Regulations, 2010 CFR

2010-01-01

... § 802.4 Acquisitions of voting securities of issuers or non-corporate interests in unincorporated... 16 Commercial Practices 1 2010-01-01 2010-01-01 false Acquisitions of voting securities of issuers or non-corporate interests in unincorporated entities holding certain assets the acquisition of which...

16 CFR 802.4 - Acquisitions of voting securities of issuers or non-corporate interests in unincorporated...

Code of Federal Regulations, 2012 CFR

2012-01-01

... § 802.4 Acquisitions of voting securities of issuers or non-corporate interests in unincorporated... voting securities or an unincorporated entity whose non-corporate interests are being acquired pursuant... 16 Commercial Practices 1 2012-01-01 2012-01-01 false Acquisitions of voting securities of issuers...

16 CFR 802.4 - Acquisitions of voting securities of issuers or non-corporate interests in unincorporated...

Code of Federal Regulations, 2013 CFR

2013-01-01

... § 802.4 Acquisitions of voting securities of issuers or non-corporate interests in unincorporated... voting securities or an unincorporated entity whose non-corporate interests are being acquired pursuant... 16 Commercial Practices 1 2013-01-01 2013-01-01 false Acquisitions of voting securities of issuers...

16 CFR 802.4 - Acquisitions of voting securities of issuers or non-corporate interests in unincorporated...

Code of Federal Regulations, 2014 CFR

2014-01-01

... § 802.4 Acquisitions of voting securities of issuers or non-corporate interests in unincorporated... voting securities or an unincorporated entity whose non-corporate interests are being acquired pursuant... 16 Commercial Practices 1 2014-01-01 2014-01-01 false Acquisitions of voting securities of issuers...

26 CFR 54.9815-2719T - Internal claims and appeals and external review processes (temporary).

Code of Federal Regulations, 2012 CFR

2012-04-01

... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group health insurance...). (2) Requirements for group health plans and group health insurance issuers. A group health plan and a...

26 CFR 54.9815-2719T - Internal claims and appeals and external review processes (temporary).

Code of Federal Regulations, 2011 CFR

2011-04-01

... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group health insurance...). (2) Requirements for group health plans and group health insurance issuers. A group health plan and a...

26 CFR 54.9815-2719T - Internal claims and appeals and external review processes (temporary).

Code of Federal Regulations, 2014 CFR

2014-04-01

... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group health insurance...). (2) Requirements for group health plans and group health insurance issuers. A group health plan and a...

26 CFR 54.9815-2719T - Internal claims and appeals and external review processes (temporary).

Code of Federal Regulations, 2013 CFR

2013-04-01

... external review processes for group health plans and health insurance issuers that are not grandfathered...) In general. A group health plan and a health insurance issuer offering group health insurance...). (2) Requirements for group health plans and group health insurance issuers. A group health plan and a...

12 CFR 7.1011 - National bank acting as payroll issuer.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 12 Banks and Banking 1 2011-01-01 2011-01-01 false National bank acting as payroll issuer. 7.1011 Section 7.1011 Banks and Banking COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY BANK ACTIVITIES AND OPERATIONS Bank Powers § 7.1011 National bank acting as payroll issuer. A national bank may...

12 CFR 335.221 - Forms for registration of securities; optional forms for small business issuers; and...

Code of Federal Regulations, 2010 CFR

2010-01-01

... forms for small business issuers; and incorporation of Regulation FD (Fair Disclosure). 335.221 Section... forms for small business issuers; and incorporation of Regulation FD (Fair Disclosure). (a) The.... Industry Guide 3, Statistical Disclosure by Bank Holding Companies, is codified at 17 CFR 229.802. (c) A...

17 CFR 270.2a-46 - Certain issuers as eligible portfolio companies.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Certain issuers as eligible portfolio companies. 270.2a-46 Section 270.2a-46 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... eligible portfolio companies. The term eligible portfolio company shall include any issuer that meets the...

12 CFR 7.1011 - National bank acting as payroll issuer.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 12 Banks and Banking 1 2010-01-01 2010-01-01 false National bank acting as payroll issuer. 7.1011... AND OPERATIONS Bank Powers § 7.1011 National bank acting as payroll issuer. A national bank may disburse to an employee of a customer payroll funds deposited with the bank by that customer. The bank may...

17 CFR 240.3a4-1 - Associated persons of an issuer deemed not to be brokers.

Code of Federal Regulations, 2010 CFR

2010-04-01

... compensated in connection with his participation by the payment of commissions or other remuneration based... communication is approved by a partner, officer or director of the issuer; (B) Responding to inquiries of a... who is a partner, officer, director, or employee of: (i) The issuer; (ii) A corporate general partner...

17 CFR 240.15d-5 - Reporting by successor issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

....15d-5 Reporting by successor issuers. (a) Where in connection with a succession by merger... securities so issued. The successor issuer shall, after the consummation of the succession, file reports in... connection with a succession that was registered on Form F-8 (§ 239.38 of this chapter), Form F-10 (§ 239.40...

17 CFR 240.15d-5 - Reporting by successor issuers.

Code of Federal Regulations, 2012 CFR

2012-04-01

....15d-5 Reporting by successor issuers. (a) Where in connection with a succession by merger... securities so issued. The successor issuer shall, after the consummation of the succession, file reports in... connection with a succession that was registered on Form F-8 (§ 239.38 of this chapter), Form F-10 (§ 239.40...

17 CFR 240.15d-5 - Reporting by successor issuers.

Code of Federal Regulations, 2014 CFR

2014-04-01

....15d-5 Reporting by successor issuers. (a) Where in connection with a succession by merger... securities so issued. The successor issuer shall, after the consummation of the succession, file reports in... connection with a succession that was registered on Form F-8 (§ 239.38 of this chapter), Form F-10 (§ 239.40...

17 CFR 240.15d-5 - Reporting by successor issuers.

Code of Federal Regulations, 2010 CFR

2010-04-01

....15d-5 Reporting by successor issuers. (a) Where in connection with a succession by merger... securities so issued. The successor issuer shall, after the consummation of the succession, file reports in... connection with a succession that was registered on Form F-8 (§ 239.38 of this chapter), Form F-10 (§ 239.40...

17 CFR 240.15d-5 - Reporting by successor issuers.

Code of Federal Regulations, 2013 CFR

2013-04-01

....15d-5 Reporting by successor issuers. (a) Where in connection with a succession by merger... securities so issued. The successor issuer shall, after the consummation of the succession, file reports in... connection with a succession that was registered on Form F-8 (§ 239.38 of this chapter), Form F-10 (§ 239.40...

12 CFR 334.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2010 CFR

2010-01-01

... STATEMENTS OF GENERAL POLICY FAIR CREDIT REPORTING Identity Theft Red Flags § 334.91 Duties of card issuers regarding changes of address. (a) Scope. This section applies to an issuer of a debit or credit card (card... been issued a credit or debit card. (2) Clear and conspicuous means reasonably understandable and...

12 CFR 717.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2010 CFR

2010-01-01

... AFFECTING CREDIT UNIONS FAIR CREDIT REPORTING Identity Theft Red Flags § 717.91 Duties of card issuers regarding changes of address. (a) Scope. This section applies to an issuer of a debit or credit card (card... means a member who has been issued a credit or debit card. (2) Clear and conspicuous means reasonably...

12 CFR 41.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 12 Banks and Banking 1 2011-01-01 2011-01-01 false Duties of card issuers regarding changes of address. 41.91 Section 41.91 Banks and Banking COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY FAIR CREDIT REPORTING Identity Theft Red Flags § 41.91 Duties of card issuers regarding changes of...

12 CFR 571.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 12 Banks and Banking 5 2011-01-01 2011-01-01 false Duties of card issuers regarding changes of address. 571.91 Section 571.91 Banks and Banking OFFICE OF THRIFT SUPERVISION, DEPARTMENT OF THE TREASURY FAIR CREDIT REPORTING Identity Theft Red Flags § 571.91 Duties of card issuers regarding changes of...

12 CFR 334.91 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 12 Banks and Banking 4 2011-01-01 2011-01-01 false Duties of card issuers regarding changes of address. 334.91 Section 334.91 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS OF GENERAL POLICY FAIR CREDIT REPORTING Identity Theft Red Flags § 334.91 Duties of card issuers...

76 FR 4231 - Issuer Review of Assets in Offerings of Asset-Backed Securities

Federal Register 2010, 2011, 2012, 2013, 2014

2011-01-25

... issuers that also issue corporate securities are familiar with it. We previously have recognized that... SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 230 [Release Nos. 33-9176, 34-63742; File No. S7-26-10] RIN 3235-AK76 Issuer Review of Assets in Offerings of Asset-Backed Securities AGENCY...

29 CFR 2590.715-2719A - Patient protections.

Code of Federal Regulations, 2010 CFR

2010-07-01

... participating primary care provider for a child by a participant or beneficiary, the plan or issuer must permit... pediatrics as the child's primary care provider if the provider participates in the network of the plan or issuer and is available to accept the child. In such a case, the plan or issuer must comply with the...

77 FR 67053 - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-08

... Tier Two, at each such issuer's election, the Exchange offers either market analytics or Web-hosting... One, the Exchange offers market surveillance and Web-hosting products and services to U.S. issuers... Tier One offerings, the Exchange proposes to permit a Tier One issuer to choose market analytics...

17 CFR 230.610a - Schedule A: Contents of offering circular for small business investment companies; Schedule B...

Code of Federal Regulations, 2010 CFR

2010-04-01

... remuneration of each of the three highest-paid persons who are officers or directors of the issuer and all... relationship between the finder and the issuer, its officers, directors, promoters, principal stockholders and... directors, officers, members of any advisory board of the issuer and any person who owns more than 5 percent...

17 CFR 229.503 - (Item 503) Prospectus summary, risk factors, and ratio of earnings to fixed charges.

Code of Federal Regulations, 2014 CFR

2014-04-01

... provide a brief overview of the key aspects of the offering. Carefully consider and identify those aspects...) Foreign private issuers. A foreign private issuer must show the ratio based on the figures in the primary financial statement. A foreign private issuer must show the ratio based on the figures resulting from the...

17 CFR 229.503 - (Item 503) Prospectus summary, risk factors, and ratio of earnings to fixed charges.

Code of Federal Regulations, 2012 CFR

2012-04-01

... provide a brief overview of the key aspects of the offering. Carefully consider and identify those aspects...) Foreign private issuers. A foreign private issuer must show the ratio based on the figures in the primary financial statement. A foreign private issuer must show the ratio based on the figures resulting from the...

16 CFR 681.2 - Duties of card issuers regarding changes of address.

Code of Federal Regulations, 2010 CFR

2010-01-01

... applies to a person described in § 681.1(a) that issues a debit or credit card (card issuer). (b... of address if it receives notification of a change of address for a consumer's debit or credit card... 16 Commercial Practices 1 2010-01-01 2010-01-01 false Duties of card issuers regarding changes of...

49 CFR Appendix B to Part 544 - Issuers of Motor Vehicle Insurance Policies Subject to the Reporting Requirements Only in...

Code of Federal Regulations, 2011 CFR

2011-10-01

... 49 Transportation 6 2011-10-01 2011-10-01 false Issuers of Motor Vehicle Insurance Policies Subject to the Reporting Requirements Only in Designated States B Appendix B to Part 544 Transportation..., DEPARTMENT OF TRANSPORTATION INSURER REPORTING REQUIREMENTS Pt. 544, App. B Appendix B to Part 544—Issuers of...

17 CFR 240.17Ad-11 - Reports regarding aged record differences, buy-ins and failure to post certificate detail to...

Code of Federal Regulations, 2010 CFR

2010-04-01

... behalf of that issuer, determined by reference to the control book and current market prices. (2) An aged... the chief financial officer of the issuer of the securities for which the aged record difference...) With respect to an issue of municipal securities, to the chief financial officer of the issuer of the...

17 CFR 240.17Ad-11 - Reports regarding aged record differences, buy-ins and failure to post certificate detail to...

Code of Federal Regulations, 2011 CFR

2011-04-01

... behalf of that issuer, determined by reference to the control book and current market prices. (2) An aged... the chief financial officer of the issuer of the securities for which the aged record difference...) With respect to an issue of municipal securities, to the chief financial officer of the issuer of the...

45 CFR 156.1105 - Establishment of standards for HHS-approved enrollee satisfaction survey vendors for use by QHP...

Code of Federal Regulations, 2014 CFR

2014-10-01

... Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Quality...

17 CFR 269.5 - Form F-X, for appointment of agent for service of process by issuers registering securities on...

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Form F-X, for appointment of... INDENTURE ACT OF 1939 § 269.5 Form F-X, for appointment of agent for service of process by issuers..., F-10 or F-80. Form F-X shall be filed with the Commission: (a) By any issuer registering securities...

17 CFR 269.5 - Form F-X, for appointment of agent for service of process by issuers registering securities on...

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form F-X, for appointment of... INDENTURE ACT OF 1939 § 269.5 Form F-X, for appointment of agent for service of process by issuers..., F-10 or F-80. Form F-X shall be filed with the Commission: (a) By any issuer registering securities...

45 CFR 153.530 - Risk corridors data requirements.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 153.530 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153.530 Risk corridors...

45 CFR 153.530 - Risk corridors data requirements.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 153.530 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153.530 Risk corridors...

45 CFR 153.530 - Risk corridors data requirements.

Code of Federal Regulations, 2012 CFR

2012-10-01

... 153.530 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153.530 Risk corridors...

45 CFR 158.151 - Expenditures related to Health Information Technology and meaningful use requirements.

Code of Federal Regulations, 2011 CFR

2011-10-01

... 45 Public Welfare 1 2011-10-01 2011-10-01 false Expenditures related to Health Information... HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.151 Expenditures related to Health Information...

45 CFR 158.151 - Expenditures related to Health Information Technology and meaningful use requirements.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 45 Public Welfare 1 2013-10-01 2013-10-01 false Expenditures related to Health Information... HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.151 Expenditures related to Health Information...

45 CFR 158.151 - Expenditures related to Health Information Technology and meaningful use requirements.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false Expenditures related to Health Information... Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.151 Expenditures related to Health Information...

45 CFR 158.151 - Expenditures related to Health Information Technology and meaningful use requirements.

Code of Federal Regulations, 2012 CFR

2012-10-01

... 45 Public Welfare 1 2012-10-01 2012-10-01 false Expenditures related to Health Information... HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.151 Expenditures related to Health Information...

45 CFR 158.110 - Reporting requirements related to premiums and expenditures.

Code of Federal Regulations, 2011 CFR

2011-10-01

... expenditures. 158.110 Section 158.110 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.110 Reporting requirements related to premiums and expenditures. (a) General...

45 CFR 158.110 - Reporting requirements related to premiums and expenditures.

Code of Federal Regulations, 2014 CFR

2014-10-01

... expenditures. 158.110 Section 158.110 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.110 Reporting requirements related to premiums and expenditures. (a) General...

45 CFR 158.110 - Reporting requirements related to premiums and expenditures.

Code of Federal Regulations, 2013 CFR

2013-10-01

... expenditures. 158.110 Section 158.110 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.110 Reporting requirements related to premiums and expenditures. (a) General...

45 CFR 158.110 - Reporting requirements related to premiums and expenditures.

Code of Federal Regulations, 2012 CFR

2012-10-01

... expenditures. 158.110 Section 158.110 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS ISSUER USE OF PREMIUM REVENUE: REPORTING AND REBATE REQUIREMENTS Disclosure and Reporting § 158.110 Reporting requirements related to premiums and expenditures. (a) General...

45 CFR 153.540 - Compliance with risk corridors standards.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 153.540 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153.540 Compliance...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2010 CFR

2010-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

45 CFR 156.285 - Additional standards specific to SHOP.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Section 156.285 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.285 Additional standards...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2012 CFR

2012-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

45 CFR 153.500 - Definitions.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance... indirect remuneration), expenditures by the QHP issuer for the QHP for activities that improve health care...

45 CFR 156.220 - Transparency in coverage.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.220 Transparency in coverage. (a) Required information...

45 CFR 156.285 - Additional standards specific to SHOP.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Section 156.285 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.285 Additional standards...

45 CFR 156.220 - Transparency in coverage.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.220 Transparency in coverage. (a) Required information...

45 CFR 156.230 - Network adequacy standards.

Code of Federal Regulations, 2014 CFR

2014-10-01

....230 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.230 Network adequacy standards. (a) General...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

45 CFR 156.110 - EHB-benchmark plan standards.

Code of Federal Regulations, 2013 CFR

2013-10-01

....110 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES... newborn care. (5) Mental health and substance use disorder services, including behavioral health treatment...

45 CFR 156.220 - Transparency in coverage.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.220 Transparency in coverage. (a) Required information...

45 CFR 156.230 - Network adequacy standards.

Code of Federal Regulations, 2013 CFR

2013-10-01

....230 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.230 Network adequacy standards. (a) General...

45 CFR 156.285 - Additional standards specific to SHOP.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 156.285 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.285 Additional standards...

45 CFR 156.110 - EHB-benchmark plan standards.

Code of Federal Regulations, 2014 CFR

2014-10-01

....110 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES... newborn care. (5) Mental health and substance use disorder services, including behavioral health treatment...

45 CFR 156.230 - Network adequacy standards.

Code of Federal Regulations, 2012 CFR

2012-10-01

....230 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.230 Network adequacy standards. (a) General...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2013 CFR

2013-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

45 CFR 153.520 - Attribution and allocation of revenue and expense items.

Code of Federal Regulations, 2012 CFR

2012-10-01

... items. 153.520 Section 153.520 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153...

45 CFR 153.510 - Risk corridors establishment and payment methodology.

Code of Federal Regulations, 2012 CFR

2012-10-01

... methodology. 153.510 Section 153.510 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153...

45 CFR 153.510 - Risk corridors establishment and payment methodology.

Code of Federal Regulations, 2014 CFR

2014-10-01

... methodology. 153.510 Section 153.510 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153...

45 CFR 153.520 - Attribution and allocation of revenue and expense items.

Code of Federal Regulations, 2014 CFR

2014-10-01

... items. 153.520 Section 153.520 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153...

45 CFR 153.520 - Attribution and allocation of revenue and expense items.

Code of Federal Regulations, 2013 CFR

2013-10-01

... items. 153.520 Section 153.520 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer Standards Related to the Risk Corridors Program § 153...

77 FR 42658 - Patient Protection and Affordable Care Act; Data Collection To Support Standards Related to...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-07-20

... nonquantitative treatment limits, stating that the data elements are related to product design as opposed to... benchmarks publicly available as soon as possible so that issuers can use it for benefit design and rate... [[Page 42662

45 CFR 156.260 - Enrollment periods for qualified individuals.

Code of Federal Regulations, 2014 CFR

2014-10-01

....260 Section 156.260 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.260 Enrollment periods...

45 CFR 156.130 - Cost-sharing requirements.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.130 Cost-sharing requirements. (a) Annual limitation on cost sharing. (1...

45 CFR 156.265 - Enrollment process for qualified individuals.

Code of Federal Regulations, 2014 CFR

2014-10-01

....265 Section 156.265 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.265 Enrollment process...

45 CFR 156.290 - Non-renewal and decertification of QHPs.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Section 156.290 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.290 Non-renewal and...

45 CFR 156.140 - Levels of coverage.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.140 Levels of coverage. (a) General requirement for levels of coverage. AV...

45 CFR 156.225 - Marketing and Benefit Design of QHPs.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Section 156.225 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.225 Marketing and Benefit...

45 CFR 156.265 - Enrollment process for qualified individuals.

Code of Federal Regulations, 2012 CFR

2012-10-01

....265 Section 156.265 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.265 Enrollment process...

45 CFR 156.210 - QHP rate and benefit information.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 156.210 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.210 QHP rate and benefit information...

45 CFR 156.155 - Enrollment in catastrophic plans.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 156.155 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO...(d) of the Affordable Care Act. (3) Provides coverage of the essential health benefits under section...

45 CFR 156.225 - Marketing and Benefit Design of QHPs.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Section 156.225 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.225 Marketing and Benefit...

45 CFR 153.600 - [Reserved

Code of Federal Regulations, 2013 CFR

2013-10-01

... 45 Public Welfare 1 2013-10-01 2013-10-01 false [Reserved] 153.600 Section 153.600 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer...

45 CFR 156.210 - QHP rate and benefit information.

Code of Federal Regulations, 2012 CFR

2012-10-01

... 156.210 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.210 QHP rate and benefit information...

45 CFR 153.600 - [Reserved

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false [Reserved] 153.600 Section 153.600 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer...

45 CFR 156.270 - Termination of coverage for qualified individuals.

Code of Federal Regulations, 2014 CFR

2014-10-01

.... 156.270 Section 156.270 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.270 Termination...

45 CFR 156.270 - Termination of coverage for qualified individuals.

Code of Federal Regulations, 2012 CFR

2012-10-01

.... 156.270 Section 156.270 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.270 Termination...

45 CFR 156.210 - QHP rate and benefit information.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 156.210 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.210 QHP rate and benefit information...

45 CFR 156.130 - Cost-sharing requirements.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.130 Cost-sharing requirements. (a) Annual limitation on cost sharing. (1...

45 CFR 156.270 - Termination of coverage for qualified individuals.

Code of Federal Regulations, 2013 CFR

2013-10-01

.... 156.270 Section 156.270 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.270 Termination...

45 CFR 156.260 - Enrollment periods for qualified individuals.

Code of Federal Regulations, 2013 CFR

2013-10-01

....260 Section 156.260 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.260 Enrollment periods...

45 CFR 156.115 - Provision of EHB.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.115 Provision of EHB. (a) Provision of EHB means that a health plan...

45 CFR 153.600 - [Reserved

Code of Federal Regulations, 2012 CFR

2012-10-01

... 45 Public Welfare 1 2012-10-01 2012-10-01 false [Reserved] 153.600 Section 153.600 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance Issuer...

45 CFR 156.225 - Marketing and Benefit Design of QHPs.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 156.225 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.225 Marketing and Benefit...

45 CFR 156.290 - Non-renewal and decertification of QHPs.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 156.290 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.290 Non-renewal and...

45 CFR 156.290 - Non-renewal and decertification of QHPs.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Section 156.290 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.290 Non-renewal and...

45 CFR 156.155 - Enrollment in catastrophic plans.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 156.155 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO...(d) of the Affordable Care Act. (3) Provides coverage of the essential health benefits under section...

45 CFR 156.115 - Provision of EHB.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.115 Provision of EHB. (a) Provision of EHB means that a health plan...

45 CFR 156.265 - Enrollment process for qualified individuals.

Code of Federal Regulations, 2013 CFR

2013-10-01

....265 Section 156.265 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.265 Enrollment process...

45 CFR 156.140 - Levels of coverage.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.140 Levels of coverage. (a) General requirement for levels of coverage. AV...

45 CFR 156.260 - Enrollment periods for qualified individuals.

Code of Federal Regulations, 2012 CFR

2012-10-01

....260 Section 156.260 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification Standards § 156.260 Enrollment periods...

45 CFR 156.275 - Accreditation of QHP issuers.

Code of Federal Regulations, 2012 CFR

2012-10-01

... QHP issuers codified in § 156.230(a)(2) and (a)(3). (3) Methodological and scoring criteria for accreditation. Recognized accrediting entities must use transparent and rigorous methodological and scoring...

45 CFR 156.275 - Accreditation of QHP issuers.

Code of Federal Regulations, 2013 CFR

2013-10-01

... issuers codified in § 156.230(a)(2) and (a)(3). (3) Methodological and scoring criteria for accreditation. Recognized accrediting entities must use transparent and rigorous methodological and scoring criteria. (4...

45 CFR 156.275 - Accreditation of QHP issuers.

Code of Federal Regulations, 2014 CFR

2014-10-01

... issuers codified in § 156.230(a)(2) and (a)(3). (3) Methodological and scoring criteria for accreditation. Recognized accrediting entities must use transparent and rigorous methodological and scoring criteria. (4...

The impact of competition among health care financing authorities on market yields and issuer interest expenses.

PubMed

Bernet, Patrick M; Carpenter, Caryl E; Saunders, Warren

2011-01-01

The main source of capital for non-for-profit health care organizations is tax-exempt municipal bonds. The tax-exempt nature of this debt requires that they be issued through financing authorities, which are run by, or affiliated with, state or local government agencies. In some states, all tax-exempt health care bonds must be issued through a single financing authority, but in other states the issuing health care organization has a choice of multiple authorities. Using a Herfindahl index of issuer concentration, prior research has found that greater competition among authorities results in lower interest costs to the issuing health care organization. We pick up where this earlier study left off, examining the links between authority competition, the interest expenses to the issuer, and the yield to the market investor. Although our analysis of all hospital bonds issued between 1994 and 2002 corroborates earlier findings with regard to interest expenses to the issuing health care organization, we also find market yield is lower for statewide authorities where issuer concentration is lower. Thus, authority competition is good from the issuers' point of view, but holds no favor in the investors' eyes. On the other hand, the lower market yield associated with statewide authorities does not make its way down to the issuer in the form of lower interest costs. To help sort through this paradox, we explore our findings through interviews of executives in state issuing authorities.

Approval of information collection requirements for the joint interim rules for health insurance portability for group health plans, and the individual market health insurance reform: portability from group to individual coverage; federal rules for access in the individual market; state alternative mechanisms to federal rules--IRS, DOL, HCFA. Interim rules with request for comments; approval of information collection requirements.

PubMed

1997-07-02

On April 8, 1997, the Department of the Treasury, the Department of Labor, and the Department of Health and Human Services (Departments) published joint interim rules governing the access, portability and renewability requirements for group health plans and issuers offering group health insurance coverage in connection with a group health plan. The rules implemented changes made to certain provisions of the Internal Revenue Code of 1986 (Code), the Employee Retirement Income Security Act of 1974 (ERISA), and the Public Health Service Act (PHS Act) enacted as part of the Health Insurance Portability and Accountability Act of 1996 (HIPAA). In the April 8 publication, the Departments submitted the group market information collection requirements, for, among other things, establishing creditable coverage, notice of special enrollment rights, and notice of pre-existing condition exclusion periods, to be Office of Management and Budget (OMB) for emergency review under the Paperwork Reduction Act of 1995 (PRA 95). In addition, on April 8, 1997 the Department of Health and Human Services submitted the HIPAA individual market information collection requirements to OMB for emergency review under the PRA 1995. This document amends the April 8 Federal Register documents to properly display the OMB control numbers.

45 CFR 153.500 - Definitions.

Code of Federal Regulations, 2012 CFR

2012-10-01

... health care quality as set forth in § 158.150 of this subchapter; expenditures by the QHP issuer for the... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS STANDARDS RELATED TO REINSURANCE, RISK CORRIDORS, AND RISK ADJUSTMENT UNDER THE AFFORDABLE CARE ACT Health Insurance...

45 CFR 156.1120 - Quality rating system.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false Quality rating system. 156.1120 Section 156.1120 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Quality...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2011 CFR

2011-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Source: § 144.200 Basis. This subpart implements— (a) Section 1917(b)(1)(C) (iii)(VI) of the Social Security Act, (Act) which requires the issuer of a long-term care insurance...

45 CFR 156.100 - State selection of benchmark.

Code of Federal Regulations, 2014 CFR

2014-10-01

....100 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.100 State selection of benchmark. Each State may identify a single...

45 CFR 156.145 - Determination of minimum value.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 156.145 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO... the expected spending for health care costs in a benefit year so that: (i) Any current year HSA...

45 CFR 156.100 - State selection of benchmark.

Code of Federal Regulations, 2013 CFR

2013-10-01

....100 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.100 State selection of benchmark. Each State may identify a single...

45 CFR 156.145 - Determination of minimum value.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 156.145 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO... the expected spending for health care costs in a benefit year so that: (i) Any current year HSA...

17 CFR 210.2-06 - Retention of audit and review records.

Code of Federal Regulations, 2010 CFR

2010-04-01

... Commission or by the Public Company Accounting Oversight Board. (c) Memoranda, correspondence, communications... professional judgment. (d) For the purposes of paragraph (a) of this section, the term issuer means an issuer...

17 CFR 210.2-06 - Retention of audit and review records.

Code of Federal Regulations, 2011 CFR

2011-04-01

... Commission or by the Public Company Accounting Oversight Board. (c) Memoranda, correspondence, communications... professional judgment. (d) For the purposes of paragraph (a) of this section, the term issuer means an issuer...

75 FR 4713 - Purchases of Certain Equity Securities by the Issuer and Others

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-29

... Stock Repurchases?,'' 13 Journal of Applied Corporate Finance, pp. 31-51 (2000) (noting issuers... Price Discovery,'' Journal of Empirical Finance 15, 839-849 (2008). \\45\\ See, e.g., Security Traders...

12 CFR 1808.500 - Evaluation of Qualified Issuer Applications.

Code of Federal Regulations, 2014 CFR

2014-01-01

... evaluation process will be based on established standard operating procedures, which may include interviews... Qualified Issuer over the life of the Bond to ensure it meets the performance standards over the life of the...

A Hybrid Data Mining Approach for Credit Card Usage Behavior Analysis

NASA Astrophysics Data System (ADS)

Tsai, Chieh-Yuan

Credit card is one of the most popular e-payment approaches in current online e-commerce. To consolidate valuable customers, card issuers invest a lot of money to maintain good relationship with their customers. Although several efforts have been done in studying card usage motivation, few researches emphasize on credit card usage behavior analysis when time periods change from t to t+1. To address this issue, an integrated data mining approach is proposed in this paper. First, the customer profile and their transaction data at time period t are retrieved from databases. Second, a LabelSOM neural network groups customers into segments and identify critical characteristics for each group. Third, a fuzzy decision tree algorithm is used to construct usage behavior rules of interesting customer groups. Finally, these rules are used to analysis the behavior changes between time periods t and t+1. An implementation case using a practical credit card database provided by a commercial bank in Taiwan is illustrated to show the benefits of the proposed framework.

45 CFR 156.215 - Advance payments of the premium tax credit and cost-sharing reduction standards.

Code of Federal Regulations, 2014 CFR

2014-10-01

... cost-sharing reduction standards. 156.215 Section 156.215 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification...

45 CFR 156.105 - Determination of EHB for multi-state plans.

Code of Federal Regulations, 2014 CFR

2014-10-01

....105 Section 156.105 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.105 Determination of EHB for multi-state...

45 CFR 156.215 - Advance payments of the premium tax credit and cost-sharing reduction standards.

Code of Federal Regulations, 2013 CFR

2013-10-01

... cost-sharing reduction standards. 156.215 Section 156.215 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum Certification...

45 CFR 156.235 - Essential community providers.

Code of Federal Regulations, 2013 CFR

2013-10-01

....235 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES... result of violating Federal law: (1) Health care providers defined in section 340B(a)(4) of the PHS Act...

45 CFR 156.235 - Essential community providers.

Code of Federal Regulations, 2012 CFR

2012-10-01

....235 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES... result of violating Federal law: (1) Health care providers defined in section 340B(a)(4) of the PHS Act...

45 CFR 156.235 - Essential community providers.

Code of Federal Regulations, 2014 CFR

2014-10-01

....235 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES... result of violating Federal law: (1) Health care providers defined in section 340B(a)(4) of the PHS Act...

45 CFR 155.415 - Allowing issuer application assisters to assist with eligibility applications.

Code of Federal Regulations, 2013 CFR

2013-10-01

... with eligibility applications. 155.415 Section 155.415 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS EXCHANGE ESTABLISHMENT STANDARDS AND OTHER RELATED STANDARDS UNDER THE AFFORDABLE CARE ACT Exchange Functions in the Individual Market: Enrollment in Qualified...

45 CFR 156.105 - Determination of EHB for multi-state plans.

Code of Federal Regulations, 2013 CFR

2013-10-01

....105 Section 156.105 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Essential Health Benefits Package § 156.105 Determination of EHB for multi-state...

26 CFR 54.9801-5 - Evidence of creditable coverage.

Code of Federal Regulations, 2010 CFR

2010-04-01

... under paragraph (b)(2) of this section (relating to the alternative method of counting creditable... in § 54.9801-4(c) (relating to the alternative method of counting creditable coverage). However, if... Act. (b) Disclosure of coverage to a plan or issuer using the alternative method of counting...

45 CFR 158.244 - Unclaimed rebates.

Code of Federal Regulations, 2011 CFR

2011-10-01

... Unclaimed rebates. An issuer must make a good faith effort to locate and deliver to an enrollee any rebate required under this Part. If, after making a good faith effort, an issuer is unable to locate a former...

45 CFR 158.244 - Unclaimed rebates.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Unclaimed rebates. An issuer must make a good faith effort to locate and deliver to an enrollee any rebate required under this Part. If, after making a good faith effort, an issuer is unable to locate a former...

45 CFR 158.244 - Unclaimed rebates.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Unclaimed rebates. An issuer must make a good faith effort to locate and deliver to an enrollee any rebate required under this Part. If, after making a good faith effort, an issuer is unable to locate a former...

45 CFR 158.244 - Unclaimed rebates.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Unclaimed rebates. An issuer must make a good faith effort to locate and deliver to an enrollee any rebate required under this Part. If, after making a good faith effort, an issuer is unable to locate a former...

75 FR 56601 - Privacy Act of 1974: New System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-16

...The Patient Protection and Affordable Care Act (the Affordable Care Act), Public Law 111-148, was enacted on March 23, 2010; the Health Care and Education Reconciliation Act (the Reconciliation Act), Public Law 111-152, was enacted on March 30, 2010. The Affordable Care Act and implementing regulations (codified in HHS interim final rules (IFR) at 45 CFR Part 147) require that non-grandfathered health insurance plans and issuers offering group and individual coverage have effective internal claims and appeals and external review processes. The effective date for these requirements is plan or policy years beginning on or after September 23, 2010. Regarding external review, the statute requires that health plans and issuers must comply with either a state external review process or a process meeting standards issued by the Secretary of Health and Human Services (HHS) that is ``similar to'' a state process meeting requirements in section 2719 (a ``federal external review process''). The IFR includes a transition period prior to July 1, 2011, during which time HHS will work with states to assist in making any necessary changes so that the state process will meet the minimum consumer protections identified in 45 CFR 147.136 that must be met in order for the state process to apply. During this interim period, health insurance issuers in states with external review laws in effect prior to September 23, 2010 will follow that state's external review law to the extent applicable. In states that have not passed an external review law that is in effect on September 23, 2010, a health insurance issuer must follow an interim federal external review process that will be administered by the Office of Personnel Management (OPM). The system of records will be created as OPM assists HHS by providing external reviews of adverse benefit determinations and final internal adverse benefit determinations as requested by eligible claimants and their authorized representatives (``claimants''). The system of records will include any data relevant to these external reviews, and OPM proposes to add this new system of records to its inventory of records systems subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended. This action is necessary to meet the requirements of the Privacy Act to publish in the Federal Register notice of the existence and character of records maintained by the agency (5 U.S.C. 552a(e)(4)).

Patient Protection and Affordable Care Act; Exchange functions: standards for Navigators and non-Navigator assistance personnel; consumer assistance tools and programs of an Exchange and certified application counselors. Final rule.

PubMed

2013-07-17

This final rule addresses various requirements applicable to Navigators and non-Navigator assistance personnel in Federally-facilitated Exchanges, including State Partnership Exchanges, and to non-Navigator assistance personnel in State Exchanges that are funded through federal Exchange Establishment grants. It finalizes the requirement that Exchanges must have a certified application counselor program. It creates conflict-of-interest, training and certification, and meaningful access standards; clarifies that any licensing, certification, or other standards prescribed by a state or Exchange must not prevent application of the provisions of title I of the Affordable Care Act; adds entities with relationships to issuers of stop loss insurance to the list of entities that are ineligible to become Navigators; and clarifies that the same ineligibility criteria that apply to Navigators apply to certain non-Navigator assistance personnel. The final rule also directs that each Exchange designate organizations which will then certify their staff members and volunteers to be application counselors that assist consumers and facilitate enrollment in qualified health plans and insurance affordability programs, and provides standards for that designation.

17 CFR 210.3-20 - Currency for financial statements of foreign private issuers.

Code of Federal Regulations, 2010 CFR

2010-04-01

... in the issuer's consolidated financial statements and not located in a hyperinflationary environment..., Oct. 5, 1999] Consolidated and Combined Financial Statements ... SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES...

76 FR 46677 - Requirements for Group Health Plans and Health Insurance Issuers Relating to Coverage of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-03

... Care Act) relating to coverage of preventive services without any participant cost sharing. The IRS is issuing the temporary regulations at the same time that the Employee Benefits Security Administration of... the Public Health Service Act. The temporary regulations provide guidance to employers, group health...

45 CFR 156.298 - Meaningful difference standard for Qualified Health Plans in the Federally-facilitated Exchanges.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Health Plans in the Federally-facilitated Exchanges. 156.298 Section 156.298 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS RELATED TO EXCHANGES Qualified Health Plan Minimum...

24 CFR 320.3 - Eligible issuers of securities.

Code of Federal Regulations, 2010 CFR

2010-04-01

...) Have management with adequate experience, and access to adequate facilities to issue or service... policies of the issuer permit any discrimination based on race, religion, color, national origin, age, or... its business operations in accordance with accepted mortgage banking practices, ethics, and standards...

12 CFR 235.5 - Exemptions.

Code of Federal Regulations, 2014 CFR

2014-01-01

... Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (CONTINUED... rely on lists published by the Board to determine whether an issuer, together with its affiliates, has... calendar month from an ATM that is part of the issuer's designated ATM network. ...

12 CFR 235.5 - Exemptions.

Code of Federal Regulations, 2013 CFR

2013-01-01

... Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (CONTINUED... rely on lists published by the Board to determine whether an issuer, together with its affiliates, has... calendar month from an ATM that is part of the issuer's designated ATM network. ...

12 CFR 235.5 - Exemptions.

Code of Federal Regulations, 2012 CFR

2012-01-01

... Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (CONTINUED... rely on lists published by the Board to determine whether an issuer, together with its affiliates, has... calendar month from an ATM that is part of the issuer's designated ATM network. ...

45 CFR 159.120 - Data submission for the individual and small group markets.

Code of Federal Regulations, 2012 CFR

2012-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH CARE REFORM INSURANCE WEB PORTAL § 159.120 Data submission for the... reopened for enrollment within 30 days of opening for enrollment. (e) Issuers must annually verify the data...

45 CFR 159.120 - Data submission for the individual and small group markets.

Code of Federal Regulations, 2013 CFR

2013-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH CARE REFORM INSURANCE WEB PORTAL § 159.120 Data submission for the... reopened for enrollment within 30 days of opening for enrollment. (e) Issuers must annually verify the data...

45 CFR 159.120 - Data submission for the individual and small group markets.

Code of Federal Regulations, 2014 CFR

2014-10-01

... RELATING TO HEALTH CARE ACCESS HEALTH CARE REFORM INSURANCE WEB PORTAL § 159.120 Data submission for the... reopened for enrollment within 30 days of opening for enrollment. (e) Issuers must annually verify the data...

45 CFR 150.311 - Responses to allegations of noncompliance.

Code of Federal Regulations, 2011 CFR

2011-10-01

...) Evidence documenting the development and implementation of internal policies and procedures by an issuer... Section 150.311 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH... policy, group policy, certificate of insurance, application, rider, amendment, endorsement, certificate...

45 CFR 150.311 - Responses to allegations of noncompliance.

Code of Federal Regulations, 2010 CFR

2010-10-01

...) Evidence documenting the development and implementation of internal policies and procedures by an issuer... Section 150.311 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH... policy, group policy, certificate of insurance, application, rider, amendment, endorsement, certificate...

17 CFR 230.138 - Publications or distributions of research reports by brokers or dealers about securities other...

Code of Federal Regulations, 2010 CFR

2010-04-01

... dealer publishes or distributes research reports on the types of securities in question in the regular course of its business; and (4) The issuer is not, and during the past three years neither the issuer nor...

75 FR 80977 - Disclosure of Payments by Resource Extraction Issuers

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-23

...: Tamara Brightwell, Senior Special Counsel, Division of Corporation Finance, or Elliot Staffin, Special Counsel in the Office of International Corporate Finance, Division of Corporation Finance, at (202) 551... issuers would be required to disclose taxes on corporate profits, corporate income, and production and...

16 CFR 803.5 - Affidavits required.

Code of Federal Regulations, 2012 CFR

2012-01-01

... entity whose voting securities or non-corporate interests are to be acquired has received notice in... acquire voting securities or non-corporate interests of the issuer or unincorporated entity; (iii) The specific classes of voting securities or non-corporate interests of the issuer or unincorporated entity...

45 CFR 146.115 - Certification and disclosure of previous coverage.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Access and Renewability of Coverage, and Limitations on Preexisting Condition Exclusion Periods § 146.115... health plan funded through an insurance policy, the issuer satisfies the certification requirement with.... If an individual's coverage under an issuer's policy or contract ceases before the individual's...

12 CFR 32.2 - Definitions.

Code of Federal Regulations, 2014 CFR

2014-01-01

... paper relating to automobiles, mobile homes, residences, office equipment, household items, tuition fees..., commercial paper, negotiable certificates of deposit, bankers' acceptances, and shares in money market and... represents an obligation to the beneficiary on the part of the issuer: (1) To repay money borrowed by or...

45 CFR 148.210 - Preemption.

Code of Federal Regulations, 2010 CFR

2010-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Preemption; Excepted Benefits § 148.210 Preemption. (a) Scope. (1) This... to regulate health insurance issuers in the individual market. This section makes clear that States...

45 CFR 154.101 - Basis and scope.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH... scope. (a) Basis. This part implements section 2794 of the Public Health Service (PHS) Act. (b) Scope. This part establishes the requirements for health insurance issuers offering health insurance coverage...

45 CFR 154.101 - Basis and scope.

Code of Federal Regulations, 2011 CFR

2011-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH... scope. (a) Basis. This part implements section 2794 of the Public Health Service (PHS) Act. (b) Scope. This part establishes the requirements for health insurance issuers offering health insurance coverage...

45 CFR 148.210 - Preemption.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Preemption; Excepted Benefits § 148.210 Preemption. (a) Scope. (1) This... to regulate health insurance issuers in the individual market. This section makes clear that States...

45 CFR 148.210 - Preemption.

Code of Federal Regulations, 2011 CFR

2011-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Preemption; Excepted Benefits § 148.210 Preemption. (a) Scope. (1) This... to regulate health insurance issuers in the individual market. This section makes clear that States...

45 CFR 148.210 - Preemption.

Code of Federal Regulations, 2012 CFR

2012-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Preemption; Excepted Benefits § 148.210 Preemption. (a) Scope. (1) This... to regulate health insurance issuers in the individual market. This section makes clear that States...

45 CFR 148.210 - Preemption.

Code of Federal Regulations, 2013 CFR

2013-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS FOR THE INDIVIDUAL HEALTH INSURANCE MARKET Preemption; Excepted Benefits § 148.210 Preemption. (a) Scope. (1) This... to regulate health insurance issuers in the individual market. This section makes clear that States...

45 CFR 154.101 - Basis and scope.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH... scope. (a) Basis. This part implements section 2794 of the Public Health Service (PHS) Act. (b) Scope. This part establishes the requirements for health insurance issuers offering health insurance coverage...

45 CFR 154.101 - Basis and scope.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH... scope. (a) Basis. This part implements section 2794 of the Public Health Service (PHS) Act. (b) Scope. This part establishes the requirements for health insurance issuers offering health insurance coverage...

75 FR 13147 - Integrity Life Insurance Company, et al.;

Federal Register 2010, 2011, 2012, 2013, 2014

2010-03-18

... Management, at (202) 551-6795. SUPPLEMENTARY INFORMATION: The following is a summary of the application. The... Insurance Products Fund III, Variable Insurance Products Fund II, nor Fidelity Management and Research... both--of stocks or both--of domestic and domestic and foreign issuers foreign issuers using fundamental...

76 FR 38431 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-30

... Commission's minimum performance standards regarding registered transfer agents, and (2) to assure that issuers are aware of certain problems and poor performances with respect to the transfer agents that are... failure to comply with the Commission's minimum performance standards then the issuer will be unable to...

45 CFR 146.160 - Disclosure of information.

Code of Federal Regulations, 2010 CFR

2010-10-01

... REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Provisions Applicable to Only Health Insurance Issuers § 146... insurance coverage to a small employer, a health insurance issuer is required to— (1) Make a reasonable... premiums available under all health insurance coverage for which the employer is qualified, under...

75 FR 80374 - Mine Safety Disclosure

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-22

... cases deal with civil penalties proposed by MSHA to be assessed against mine operators and address... the same disclosure requirements as those proposed for issuers that are not foreign private issuers... implementing the requirements of the Act and, therefore, do not extend to foreign mines, to the extent mine...

75 FR 80947 - Conflict Minerals

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-23

... require any issuer for which conflict minerals are necessary to the functionality or production of a... measures would include, but would not be limited to, an independent private sector audit of the issuer's... obtained an independent private sector audit of its report, provide the audit report, and make its reports...

45 CFR 800.105 - Benefits.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 3 2014-10-01 2014-10-01 false Benefits. 800.105 Section 800.105 Public Welfare... Multi-State Plan Program Issuer Requirements § 800.105 Benefits. (a) Benefits package. (1) An MSPP issuer must offer a uniform benefits package, including the essential health benefits (EHB) described in...

45 CFR 800.105 - Benefits.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 45 Public Welfare 3 2013-10-01 2013-10-01 false Benefits. 800.105 Section 800.105 Public Welfare... Multi-State Plan Program Issuer Requirements § 800.105 Benefits. (a) Benefits package. (1) An MSPP issuer must offer a uniform benefits package, including the essential health benefits (EHB) described in...

12 CFR 235.4 - Fraud-prevention adjustment.

Code of Federal Regulations, 2014 CFR

2014-01-01

....4 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE... own experience or information; (B) Information provided to the issuer by its payment card networks... adjustment, an issuer must annually notify its payment card networks that it complies with the standards in...

12 CFR 235.4 - Fraud-prevention adjustment.

Code of Federal Regulations, 2013 CFR

2013-01-01

....4 Banks and Banking FEDERAL RESERVE SYSTEM (CONTINUED) BOARD OF GOVERNORS OF THE FEDERAL RESERVE... own experience or information; (B) Information provided to the issuer by its payment card networks... adjustment, an issuer must annually notify its payment card networks that it complies with the standards in...

78 FR 39793 - ETF Issuer Solutions Inc., et al.; Notice of Application

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-02

... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30568; 812-14080] ETF... sections 12(d)(1)(A) and (B) of the Act. Applicants: ETF Issuer Solutions Inc. (``ETFis''), ETF Actively Managed Trust (``Trust) and ETF Distributors LLC (``Distributor''). Summary of Application: Applicants...

24 CFR 320.5 - Securities.

Code of Federal Regulations, 2010 CFR

2010-04-01

... balance, with all prepayments and other unscheduled recoveries of principal being passed through to the... mortgage, the issuer may repurchase such mortgage for an amount equal to the unpaid principal balance of... principal balances of the mortgages in the pool. The Association may provide for issuers to submit packages...

75 FR 28825 - Order Granting Temporary Conditional Exemption for Nationally Recognized Statistical Rating...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-24

.... These conditions are designed to confine the exemption's application to credit ratings of structured... designed to suit the nature of the structured finance issuers. Many structured finance product issuers are... pool or as part of any asset-backed or mortgage-backed securities transaction (a ``structured finance...

77 FR 71801 - Agency Information Collection Activities: Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-12-04

... issuers' reporting obligations (disbursement of rebates by non-federal governmental plans) was also... conducts business. Each issuer is also required to provide a rebate notice to each policyholder that is owed a rebate and each subscriber of policyholders that are owed a rebate for any given MLR reporting...

45 CFR 147.126 - No lifetime or annual limits.

Code of Federal Regulations, 2010 CFR

2010-10-01

... HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS § 147.126 No... section, a group health plan, or a health insurance issuer offering group or individual health insurance..., a group health plan, or a health insurance issuer offering group or individual health insurance...

7 CFR 274.8 - Responsibilities of coupon issuers, and bulk storage and claims collection points.

Code of Federal Regulations, 2010 CFR

2010-01-01

... Agriculture (Continued) FOOD AND NUTRITION SERVICE, DEPARTMENT OF AGRICULTURE FOOD STAMP AND FOOD DISTRIBUTION...) Supporting documentation. Coupon issuers and bulk storage points shall submit to the State agency supporting... documentation shall include documents supporting coupon shipments, transfers, and issuances. In those States...

17 CFR 210.12-12 - Investments in securities of unaffiliated issuers.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Investments in securities of unaffiliated issuers. 210.12-12 Section 210.12-12 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

45 CFR 147.138 - Patient protections.

Code of Federal Regulations, 2010 CFR

2010-10-01

... participating primary care provider for a child by a participant, beneficiary, or enrollee, the plan or issuer... osteopathic) who specializes in pediatrics as the child's primary care provider if the provider participates in the network of the plan or issuer and is available to accept the child. In such a case, the plan...

76 FR 55308 - Treatment of Asset-Backed Issuers Under the Investment Company Act

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-07

... forth in the issuer's organizational documents.\\45\\ In addition, any acquisition or disposition of... commenters to provide both thoughts about the types of investor protection concerns under the Investment... organization and operations be set forth in its organizational documents, with the goal of mitigating potential...

75 FR 81662 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Affordable...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-28

.... SUMMARY: The Department of Labor (DOL) hereby announces the submission of the Employee Benefits Security... coverage for group health plans and health insurance issuers offering group or individual health insurance... health insurance issuer offering group or individual health insurance coverage generally must not rescind...

77 FR 37098 - Proposed Collection; Comment Request for Form 8038-CP

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-20

... 8038-CP AGENCY: Internal Revenue Service (IRS), Treasury. ACTION: Notice and request for comments... Form 8038-CP, Return for Credit Payments to Issuers of Qualified Bonds. DATES: Written comments should... Issuers of Qualified Bonds. OMB Number: 1545-2142. Form Number: Form 8038-CP. Abstract: Form 8038-CP...

17 CFR 245.100 - Definitions.

Code of Federal Regulations, 2012 CFR

2012-04-01

... BLACKOUT TRADING RESTRICTION § 245.100 Definitions. As used in Regulation BTR (§§ 245.100 through 245.104... blackout period: (1) With respect to the equity securities of any issuer (other than a foreign private... temporary suspension exceeds 15% of the total number of employees of the issuer and its consolidated...

17 CFR 270.2a-7 - Money market funds.

Code of Federal Regulations, 2012 CFR

2012-04-01

... Security) issued by a Special Purpose Entity (as defined in this paragraph), substantially all of the...) Conduit security means a security issued by a Municipal Issuer (as defined in this paragraph) involving an..., which arrangement or agreement provides for or secures repayment of the security. Municipal issuer means...

17 CFR 270.2a-7 - Money market funds.

Code of Federal Regulations, 2013 CFR

2013-04-01

... Security) issued by a Special Purpose Entity (as defined in this paragraph), substantially all of the...) Conduit security means a security issued by a Municipal Issuer (as defined in this paragraph) involving an..., which arrangement or agreement provides for or secures repayment of the security. Municipal issuer means...

17 CFR 270.2a-7 - Money market funds.

Code of Federal Regulations, 2011 CFR

2011-04-01

... Security) issued by a Special Purpose Entity (as defined in this paragraph), substantially all of the...) Conduit Security means a security issued by a Municipal Issuer (as defined in this paragraph) involving an..., which arrangement or agreement provides for or secures repayment of the security. Municipal Issuer means...

17 CFR 270.2a-7 - Money market funds.

Code of Federal Regulations, 2014 CFR

2014-04-01

... Security) issued by a Special Purpose Entity (as defined in this paragraph), substantially all of the...) Conduit security means a security issued by a Municipal Issuer (as defined in this paragraph) involving an..., which arrangement or agreement provides for or secures repayment of the security. Municipal issuer means...

75 FR 81721 - Debit Card Interchange Fees and Routing

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-28

... may be processed and from inhibiting the ability of a merchant to direct the routing of an electronic... alternatives, the issuers and networks would be prohibited from inhibiting a merchant's ability to direct the... restrictions, card-issuing arrangements, and incentive programs for both merchants and issuers. Interested...

45 CFR 153.620 - Compliance with risk adjustment standards.

Code of Federal Regulations, 2013 CFR

2013-10-01

... with risk adjustment standards. (a) Issuer support of data validation. An issuer that offers risk adjustment covered plans must comply with any data validation requests by the State or HHS on behalf of the... must retain any information requested to support risk adjustment data validation for a period of at...

45 CFR 153.620 - Compliance with risk adjustment standards.

Code of Federal Regulations, 2012 CFR

2012-10-01

... with risk adjustment standards. (a) Issuer support of data validation. An issuer that offers risk adjustment covered plans must comply with any data validation requests by the State or HHS on behalf of the... must retain any information requested to support risk adjustment data validation for a period of at...

45 CFR 147.104 - Guaranteed availability of coverage.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Section 147.104 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS... and group market. Subject to paragraphs (b) through (d) of this section, a health insurance issuer...

45 CFR 147.104 - Guaranteed availability of coverage.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Section 147.104 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS... and group market. Subject to paragraphs (b) through (d) of this section, a health insurance issuer...

29 CFR 2590.731 - Preemption; State flexibility; construction.

Code of Federal Regulations, 2010 CFR

2010-07-01

... continues in effect any standard or requirement solely relating to health insurance issuers in connection with group health insurance coverage except to the extent that such standard or requirement prevents... establishes, implements, or continues in effect a standard or requirement applicable to imposition of a...

45 CFR 146.117 - Special enrollment periods.

Code of Federal Regulations, 2010 CFR

2010-10-01

... coverage under any group health plan or health insurance coverage; and (C) The employee satisfies the... REQUIREMENTS FOR THE GROUP HEALTH INSURANCE MARKET Requirements Relating to Access and Renewability of Coverage... health insurance issuer offering health insurance coverage in connection with a group health plan, is...

45 CFR 147.106 - Guaranteed renewability of coverage.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Section 147.106 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS...) of this section, a health insurance issuer offering health insurance coverage in the individual or...

77 FR 66207 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-02

... provides a simple, objective, and efficient metric to take into account the relative size of issuers so... such an environment, the Exchange must continually review, and consider adjusting, its fees and... that the proposed [[Page 66209

Procedures for the handling of retaliation complaints under section 1558 of the Affordable Care Act. Interim final rule; request for comments.

PubMed

2013-02-27

This document provides the interim final regulations governing the employee protection (whistleblower) provision of section 1558 of the Affordable Care Act, which added section 18C of the Fair Labor Standards Act, to provide protections to employees of health insurance issuers or other employers who may have been subject to retaliation for reporting potential violations of the law's consumer protections (e.g., the prohibition on denials of insurance due to pre-existing conditions) or affordability assistance provisions (e.g., access to health insurance premium tax credits). This interim rule establishes procedures and time frames for the handling of retaliation complaints under section 18C, including procedures and time frames for employee complaints to the Occupational Safety and Health Administration (OSHA), investigations by OSHA, appeals of OSHA determinations to an administrative law judge (ALJ) for a hearing de novo, hearings by ALJs, review of ALJ decisions by the Administrative Review Board (ARB) (acting on behalf of the Secretary of Labor), and judicial review of the Secretary's final decision.

78 FR 42823 - Patient Protection and Affordable Care Act; Exchange Functions: Standards for Navigators and Non...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-17

...This final rule addresses various requirements applicable to Navigators and non-Navigator assistance personnel in Federally- facilitated Exchanges, including State Partnership Exchanges, and to non-Navigator assistance personnel in State Exchanges that are funded through federal Exchange Establishment grants. It finalizes the requirement that Exchanges must have a certified application counselor program. It creates conflict-of-interest, training and certification, and meaningful access standards; clarifies that any licensing, certification, or other standards prescribed by a state or Exchange must not prevent application of the provisions of title I of the Affordable Care Act; adds entities with relationships to issuers of stop loss insurance to the list of entities that are ineligible to become Navigators; and clarifies that the same ineligibility criteria that apply to Navigators apply to certain non-Navigator assistance personnel. The final rule also directs that each Exchange designate organizations which will then certify their staff members and volunteers to be application counselors that assist consumers and facilitate enrollment in qualified health plans and insurance affordability programs, and provides standards for that designation.

17 CFR 260.0-11 - Liability for certain statements by issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

... (loss), earnings (loss) per share, capital expenditures, dividends, capital structure or other financial...) At the time such statements are made or reaffirmed, either the issuer is subject to the reporting... subject to the reporting requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934...

17 CFR 260.0-11 - Liability for certain statements by issuers.

Code of Federal Regulations, 2010 CFR

2010-04-01

... (loss), earnings (loss) per share, capital expenditures, dividends, capital structure or other financial...) At the time such statements are made or reaffirmed, either the issuer is subject to the reporting... subject to the reporting requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934...

45 CFR 158.221 - Formula for calculating an issuer's medical loss ratio.

Code of Federal Regulations, 2013 CFR

2013-10-01

... defined in § 158.140 of this part, plus the issuer's expenditures for activities that improve health care... reporting year, the total of the incurred claims and expenditures for activities that improve health care... incurred claims and expenditures for activities that improve health care quality are then multiplied by a...

45 CFR 158.221 - Formula for calculating an issuer's medical loss ratio.

Code of Federal Regulations, 2012 CFR

2012-10-01

... defined in § 158.140 of this part, plus the issuer's expenditures for activities that improve health care... reporting year, the total of the incurred claims and expenditures for activities that improve health care... incurred claims and expenditures for activities that improve health care quality are then multiplied by a...

45 CFR 158.221 - Formula for calculating an issuer's medical loss ratio.

Code of Federal Regulations, 2014 CFR

2014-10-01

... defined in § 158.140 of this part, plus the issuer's expenditures for activities that improve health care... reporting year, the total of the incurred claims and expenditures for activities that improve health care... incurred claims and expenditures for activities that improve health care quality are then multiplied by a...

75 FR 41787 - Requirement for Group Health Plans and Health Insurance Issuers To Provide Coverage of Preventive...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-19

... Requirement for Group Health Plans and Health Insurance Issuers To Provide Coverage of Preventive Services... Insurance Oversight of the U.S. Department of Health and Human Services are issuing substantially similar interim final regulations with respect to group health plans and health insurance coverage offered in...

17 CFR 270.19b-1 - Frequency of distribution of capital gains.

Code of Federal Regulations, 2010 CFR

2010-04-01

... eligible trust security which adversely affects the ability of such issuer to continue payment of principal... which adversely affects the ability of such issuer to continue payment of principal or interest on its... request as not being necessary or appropriate in the public interest or for the protection of investors...

17 CFR 210.3-10 - Financial statements of guarantors and issuers of guaranteed securities registered or being...

Code of Federal Regulations, 2010 CFR

2010-04-01

..., no independent assets or operations, minor, finance subsidiary and operating subsidiary. Paragraph (i....220f of this chapter). (b) Finance subsidiary issuer of securities guaranteed by its parent company. When a finance subsidiary issues securities and its parent company guarantees those securities, the...

45 CFR 800.102 - Compliance with Federal law.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 45 Public Welfare 3 2013-10-01 2013-10-01 false Compliance with Federal law. 800.102 Section 800... MULTI-STATE PLAN PROGRAM Multi-State Plan Program Issuer Requirements § 800.102 Compliance with Federal law. (a) Public Health Service Act. As a condition of participation in the MSPP, an MSPP issuer must...

45 CFR 800.102 - Compliance with Federal law.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 3 2014-10-01 2014-10-01 false Compliance with Federal law. 800.102 Section 800... MULTI-STATE PLAN PROGRAM Multi-State Plan Program Issuer Requirements § 800.102 Compliance with Federal law. (a) Public Health Service Act. As a condition of participation in the MSPP, an MSPP issuer must...

16 CFR 433.1 - Definitions.

Code of Federal Regulations, 2014 CFR

2014-01-01

..., for the purposes of a particular transaction, in the capacity of a credit card issuer. (d) Purchase... card issuer. A person who extends to cardholders the right to use a credit card in connection with... credit to a consumer in connection with a “Credit Sale” within the meaning of the Truth in Lending Act...

16 CFR 433.1 - Definitions.

Code of Federal Regulations, 2013 CFR

2013-01-01

..., for the purposes of a particular transaction, in the capacity of a credit card issuer. (d) Purchase... card issuer. A person who extends to cardholders the right to use a credit card in connection with... credit to a consumer in connection with a “Credit Sale” within the meaning of the Truth in Lending Act...

45 CFR 156.280 - Segregation of funds for abortion services.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false Segregation of funds for abortion services. 156... for abortion services. (a) State opt-out of abortion coverage. A QHP issuer must comply with a State law that prohibits abortion coverage in QHPs. (b) Termination of opt out. A QHP issuer may provide...

17 CFR 210.3-20 - Currency for financial statements of foreign private issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Currency for financial statements of foreign private issuers. 210.3-20 Section 210.3-20 Commodity and Securities Exchanges... General Instructions As to Financial Statements § 210.3-20 Currency for financial statements of foreign...

17 CFR 230.502 - General conditions to be met.

Code of Federal Regulations, 2011 CFR

2011-04-01

... the same general purpose. See Release 33-4552 (November 6, 1962) [27 FR 11316]. (b) Information requirements—(1) When information must be furnished. If the issuer sells securities under § 230.505 or § 230.506 to any purchaser that is not an accredited investor, the issuer shall furnish the information...

17 CFR 230.502 - General conditions to be met.

Code of Federal Regulations, 2013 CFR

2013-04-01

... the same general purpose. See Release 33-4552 (November 6, 1962) [27 FR 11316]. (b) Information requirements—(1) When information must be furnished. If the issuer sells securities under § 230.505 or § 230.506 to any purchaser that is not an accredited investor, the issuer shall furnish the information...

17 CFR 230.502 - General conditions to be met.

Code of Federal Regulations, 2012 CFR

2012-04-01

... the same general purpose. See Release 33-4552 (November 6, 1962) [27 FR 11316]. (b) Information requirements—(1) When information must be furnished. If the issuer sells securities under § 230.505 or § 230.506 to any purchaser that is not an accredited investor, the issuer shall furnish the information...

76 FR 55989 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-09

... financings and the required disclosures of business relationships and methods of doing business, including... written disclosure to the issuer from the earliest stages of its relationship with the issuer that it is... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65263; File No. SR-MSRB-2011-09] Self...

45 CFR 155.1020 - QHP issuer rate and benefit information.

Code of Federal Regulations, 2013 CFR

2013-10-01

... Management will provide a process for rate increase consideration. (c) Benefit and rate information. The... provided in a form and manner determined by the U.S. Office of Personnel Management. The information... 45 Public Welfare 1 2013-10-01 2013-10-01 false QHP issuer rate and benefit information. 155.1020...

45 CFR 155.1020 - QHP issuer rate and benefit information.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Management will provide a process for rate increase consideration. (c) Benefit and rate information. The... provided in a form and manner determined by the U.S. Office of Personnel Management. The information... 45 Public Welfare 1 2014-10-01 2014-10-01 false QHP issuer rate and benefit information. 155.1020...

Bonds with index-linked stochastic coupons in quantum finance

NASA Astrophysics Data System (ADS)

Baaquie, Belal Ehsan

2018-06-01

An index-linked coupon bond is defined that pays coupons whose values are stochastic, depending on a market defined index. This is an asset class distinct from the existing coupon bonds. The index-linked coupon bond is an example of a sukuk, which is an instrument that implements one of the cornerstones of Islamic finance (Askari et al., 2012): that an investor must share in the risk of the issuer in order to earn profits from the investment. The index-linked coupon bond is defined using the mathematical framework of quantum finance (Baaquie, 2004, 2010). The coupons are stochastic, with the quantum of coupon payments depending on a publicly traded index that is chosen to reflect the primary drivers of the revenues of the issuer of the bond. The index ensures there is information symmetry - regarding the quantum of coupon being paid - between issuer and investor. The dependence of the coupon on the index is designed so that the variation of the index mirrors the changing fortunes of the issuer, with the coupon's quantum increasing for increasing values of the index and conversely, decreasing with a fall of the index.

45 CFR 156.1125 - Enrollee satisfaction survey system.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false Enrollee satisfaction survey system. 156.1125... RELATED TO EXCHANGES Quality Standards § 156.1125 Enrollee satisfaction survey system. (a) General requirement. A QHP issuer must contract with an HHS-approved enrollee satisfaction survey (ESS) vendor, as...

45 CFR 156.250 - Health plan applications and notices.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 45 Public Welfare 1 2013-10-01 2013-10-01 false Health plan applications and notices. 156.250 Section 156.250 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS...

45 CFR 156.250 - Health plan applications and notices.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false Health plan applications and notices. 156.250 Section 156.250 Public Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE ISSUER STANDARDS UNDER THE AFFORDABLE CARE ACT, INCLUDING STANDARDS...

45 CFR 144.103 - Definitions.

Code of Federal Regulations, 2010 CFR

2010-10-01

... RELATING TO HEALTH INSURANCE COVERAGE General Provisions § 144.103 Definitions. For purposes of parts 146... health insurance coverage provided by an HMO becomes effective, and during which the HMO is not required to provide benefits. Applicable State authority means, with respect to a health insurance issuer in a...

45 CFR 147.100 - Basis and scope.

Code of Federal Regulations, 2010 CFR

2010-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS § 147.100 Basis and... Care Act that apply to group health plans and health insurance issuers in the Group and Individual...

29 CFR 2590.701-1 - Basis and scope.

Code of Federal Regulations, 2010 CFR

2010-07-01

... Regulations Relating to Labor (Continued) EMPLOYEE BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR GROUP... (hereinafter ERISA or the Act). (b) Scope. A group health plan or health insurance issuer offering group health... Subpart B. This Subpart B sets forth minimum requirements for group health plans and health insurance...

45 CFR 147.100 - Basis and scope.

Code of Federal Regulations, 2011 CFR

2011-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS § 147.100 Basis and... Care Act that apply to group health plans and health insurance issuers in the Group and Individual...

45 CFR 159.100 - Basis and scope.

Code of Federal Regulations, 2012 CFR

2012-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH CARE... portal that will provide information on health insurance coverage options in each of the 50 States and the District of Columbia. It sets forth data submission requirements for health insurance issuers. It...

45 CFR 147.100 - Basis and scope.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Welfare Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH INSURANCE REFORM REQUIREMENTS FOR THE GROUP AND INDIVIDUAL HEALTH INSURANCE MARKETS § 147.100 Basis and... Care Act that apply to group health plans and health insurance issuers in the Group and Individual...

45 CFR 159.100 - Basis and scope.

Code of Federal Regulations, 2011 CFR

2011-10-01

... Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS HEALTH CARE... portal that will provide information on health insurance coverage options in each of the 50 States and the District of Columbia. It sets forth data submission requirements for health insurance issuers. It...