Sample records for order effective immediately

  1. 78 FR 58356 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70425; File No. SR-NYSEArca-2013-90] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Complex Orders and Complex Order Auction Eligible Orders in Accordance With the Guaranteed Participation...

  2. 78 FR 48736 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-09

    ...-cancelled orders. Phlx believes that this change will assist market participants in managing their orders...-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Rule Governing Modification of Orders on NASDAQ OMX PSX in the Event of an Issuer...

  3. A Cost-Utility Analysis of 5 Strategies for the Management of Acute Otitis Media in Children.

    PubMed

    Shaikh, Nader; Dando, Emily E; Dunleavy, Mark L; Curran, Dorothy L; Martin, Judith M; Hoberman, Alejandro; Smith, Kenneth J

    2017-10-01

    To assess whether antimicrobial therapy in young children with acute otitis media reduces time to resolution of symptoms, overall symptom burden, and persistence of otoscopic evidence of infection. We used a cost-utility model to evaluate whether immediate antimicrobial treatment seems to be worthwhile, and if so, which antimicrobial agent is most cost effective. We compared the cost per quality-adjusted life-day of 5 treatment regimens in children younger than 2 years of age with acute otitis media: immediate amoxicillin/clavulanate, immediate amoxicillin, immediate cefdinir, watchful waiting, and delayed prescription (DP) for antibiotic. The 5 treatment regimens, listed in order from least effective to most effective were DP, watchful waiting, immediate cefdinir, immediate amoxicillin, and immediate amoxicillin/clavulanate. Listed in order from least costly to most costly, the regimens were DP, immediate amoxicillin, watchful waiting, immediate amoxicillin/clavulanate, and immediate cefdinir. The incremental cost-utility ratio of immediate amoxicillin compared with DP was $101.07 per quality-adjusted life-day gained. The incremental cost-utility ratio of immediate amoxicillin/clavulanate compared with amoxicillin was $2331.28 per quality-adjusted life-day gained. In children younger than 2 years of age with acute otitis media and no recent antibiotic exposure, immediate amoxicillin seems to be the most cost-effective initial treatment. Copyright © 2017 Elsevier Inc. All rights reserved.

  4. 75 FR 52558 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-26

    ...-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed... costs associated with system issues that are attributable to cancelled AON orders. A Professional order... organization in order for a member organization to be assessed the Cancellation Fee (``500 Threshold''). The...

  5. 75 FR 52560 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-26

    ...-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed... and then cancelled totals 500 orders or more in a particular calendar month (the ``500 Order Threshold''). The Exchange proposes to modify the calculation of the 500 Order Threshold by creating two separate...

  6. 76 FR 20396 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-12

    ...-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Defray the Costs of Routing Orders to Away Markets April 6, 2011. Pursuant to Section 19(b)(1) of the... routing fees to defray the costs of routing orders to away markets. The text of the proposed rule change...

  7. 75 FR 16543 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-01

    ... transaction fees for the execution of orders routed to away exchanges. The Exchange will not assess a Routing Surcharge on Customer orders that do not incur a transaction charge at the away exchange. The Exchange... executable on NYSE Amex, immediately upon receipt, to the away market(s) at the NBBO. For any order executed...

  8. 77 FR 57635 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67841; File No. SR-NYSEArca-2012-99] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(d) To Provide That an Inside Limit Order Designated as a Primary Until 9:45 Order or a Primary After 3:5...

  9. 77 FR 69673 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-20

    ... Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... costs and burdens associated with handling and recording orders that were rarely executed. \\5\\ The... actually exacerbated the operational costs which the Exchange sought to avoid by creating the order...

  10. Immediate Feedback on Accuracy and Performance: The Effects of Wireless Technology on Food Safety Tracking at a Distribution Center

    ERIC Educational Resources Information Center

    Goomas, David T.

    2012-01-01

    The effects of wireless ring scanners, which provided immediate auditory and visual feedback, were evaluated to increase the performance and accuracy of order selectors at a meat distribution center. The scanners not only increased performance and accuracy compared to paper pick sheets, but were also instrumental in immediate and accurate data…

  11. 77 FR 33256 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-05

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of... is hereby given that on May 22, 2012, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange'') filed... Order Fee,\\3\\ aimed at reducing inefficient order entry practices of certain market participants that...

  12. 76 FR 27134 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-10

    ... introduce a new order type to assist Market Makers with their market making requirements under NOM rules..., Market Makers will continue to be able to submit orders to fulfill their two-sided market making...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of...

  13. 77 FR 20658 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-05

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of... 19b-4 thereunder,\\2\\ notice is hereby given that on March 23, 2012, The NASDAQ Stock Market LLC...-market price stability. Pegged Orders are orders that, once entered, adjust in price automatically, in...

  14. 76 FR 9841 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63916; File No. SR-BATS-2011-005] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled ``Order Execution'' February 15, 2011. Pursuant to Section 19(b...

  15. 78 FR 7826 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68752; File No. SR-BATS-2013-003] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules in Connection With the Elimination of Discretionary Orders for BATS Options...

  16. 78 FR 16750 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69121; File No. SR-BATS-2013-014] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Operation of Market Orders for BATS Options March 12, 2013. Pursuant to Section 19(b...

  17. 76 FR 27370 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-11

    ... equitable in that it is designed to incentivize Members to use the RDOT or RDOX routing strategies to... pricing structure designed to incent market participants to direct their order flow to the Exchange. The...-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule...

  18. A method for simultaneously counterbalancing condition order and assignment of stimulus materials to conditions.

    PubMed

    Zeelenberg, René; Pecher, Diane

    2015-03-01

    Counterbalanced designs are frequently used in the behavioral sciences. Studies often counterbalance either the order in which conditions are presented in the experiment or the assignment of stimulus materials to conditions. Occasionally, researchers need to simultaneously counterbalance both condition order and stimulus assignment to conditions. Lewis (1989; Behavior Research Methods, Instruments, & Computers 25:414-415, 1993) presented a method for constructing Latin squares that fulfill these requirements. The resulting Latin squares counterbalance immediate sequential effects, but not remote sequential effects. Here, we present a new method for generating Latin squares that simultaneously counterbalance both immediate and remote sequential effects and assignment of stimuli to conditions. An Appendix is provided to facilitate implementation of these Latin square designs.

  19. 77 FR 51839 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-27

    ...-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Client Information About Agency Orders of Floor Brokers August 21, 2012. Pursuant...). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the...

  20. 77 FR 3026 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66062; File No. SR-NYSEArca-2011-98] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 7.31(w)(1) To Remove the PNP Plus Order Type December 28, 2011...

  1. 78 FR 79718 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71181; File No. SR-Topaz-2013-19] Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to More Specifically Address the Number and Size of Contra-parties to a Qualified Contingent Cross Order December 24, 2014. Pursuant to...

  2. 78 FR 48748 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-09

    ... Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To...-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange... managing their orders in the event of symbol changes and changes in listing venue, by cancelling open...

  3. 78 FR 28669 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-15

    ... ``Options Pricing'' section of its fee schedule effective immediately, in order to (i) increase fees for any...'') thresholds. The Exchange offers a bulk-quoting interface which allows Users \\6\\ of BATS Options to submit and... receipt. The bulk-quoting application for BATS Options is a particularly useful feature for Users that...

  4. 77 FR 24750 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-25

    ... Change Amending NYSE Arca Equities Rule 7.31 To Specify How the Immediate-or-Cancel Time-in-Force... Change The Exchange proposes to amend NYSE Arca Equities Rule 7.31 to specify how the immediate-or-cancel... part as soon as such order is received, and the portion not so executed is to be treated as cancelled...

  5. Effects of amphetamine on delay discounting in rats depend upon the manner in which delay is varied

    PubMed Central

    Maguire, David R; Henson, Cedric; France, Charles P

    2014-01-01

    Whether stimulant drugs like amphetamine increase or decrease choice of larger delayed reinforcers over smaller immediately available reinforcers under delay discounting procedures can depend on several factors, including the order in which delay is presented. This study examined whether the order of delay presentation impacts drug effects on discounting in rats (n=8) trained and tested under an ascending order, a descending order, as well as under a fixed delay condition. Responses on one lever delivered 1 food pellet immediately and responses on the other lever delivered 3 food pellets immediately or after a delay (4–32 s). In Experiment 1, the delay to the larger reinforcer varied within session and the order of delay presentation (ascending or descending) varied across conditions. In Experiment 2, the same delay value was presented in all blocks of the session (i.e., delay was fixed), and delay varied across phases. Under the ascending order of delay, amphetamine (0.32–1.78 mg/kg) increased choice of the larger reinforcer in some rats and decreased choice in others. In the same rats responding under the descending and fixed delay conditions, amphetamine markedly decreased choice of the larger reinforcer even in the component associated with no delay. In some subjects, the effects of amphetamine differed depending on the manner in which delay was presented, indicating that drug-induced changes in performance were due, in part, to mechanisms other than altered sensitivity to reinforcer delay. These results also suggest that a history of responding under both orders of delay presentation can modulate drug effects. PMID:24780379

  6. 78 FR 40237 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-03

    ...-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 980NY To Modify the Information Disseminated at the Initiation of a Complex Order.... \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the...

  7. 75 FR 1094 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61265; File No. SR-NYSEAmex-2009-96) Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 123C(8)(a)(1) To Extend the Operation of the Extreme Order Imbalances Pilot December 31, 2009. Pursuant to...

  8. 76 FR 62111 - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65447; File No. SR-BX-2011-067] Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide an Optional Functionality for a BOX Options Participant To Prevent Its Market Maker or Proprietary Broker-Dealer Orders Entered in BOX...

  9. 77 FR 74520 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68393; File No. SR-Phlx-2012-134] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposal with Respect to the Authority of the Exchange or Nasdaq Options Services LLC (``NOS'') To Cancel Options Orders when a Technical or System Issue Occurs...

  10. 77 FR 65030 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68066; File No. SR-NYSEMKT-2012-52] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-- Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders...

  11. 77 FR 74524 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68394; File No. SR-BX-2012-073] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to the Authority of the Exchange or Nasdaq Options Services LLC (``NOS'') To Cancel Options Orders When a Technical or System Issu...

  12. 75 FR 28670 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62102; File No. SR-BATS-2010-011] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled ``Orders and Modifiers'' May 13, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ...

  13. 77 FR 33798 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67093; File No. SR-BATS-2012-018] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality June 1, 2012. Pursuant to...

  14. 78 FR 62762 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To... Rule 19b-4 thereunder,\\2\\ notice is hereby given that on September 24, 2013, ICE Clear Credit LLC... removed and replaced with ``ICE Clear Credit'' in order to remain consistent with the Rules. In Rules...

  15. 78 FR 77538 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... (c), Rule 1034 and Rule 1038 do not apply to orders placed in the cabinet. Cabinet transactions are... Exchange filed an immediately effective proposal that extended the pilot program until December 1, 2012.\\10... procedures were limited to options classes traded in $0.05 or $0.10 standard increments. The $1 cabinet...

  16. 78 FR 79049 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71163; File No. SR-NYSEMKT-2013-104] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes to Amend Commentary .02 to NYSE Amex Options Rule 960NY in order to Extend the Penny Pilot in Options Classes in Certain Issues...

  17. 76 FR 18276 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64133; File No. SR-NYSEAmex-2011-19] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rule 440B To Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale...

  18. 76 FR 30417 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-25

    ... Change Amending Rule 7.31(h)(5) To Reduce the Minimum Order Entry Size of a Mid-Point Passive Liquidity... order entry size of a Mid-Point Passive Liquidity Order (``MPL Order'') from 100 shares to one share...

  19. From "Hello" to Higher-Order Thinking: The Effect of Coaching and Feedback on Online Chats

    ERIC Educational Resources Information Center

    Stein, David S.; Wanstreet, Constance E.; Slagle, Paula; Trinko, Lynn A.; Lutz, Michelle

    2013-01-01

    This exploratory study examined the effect of a coaching and feedback intervention in teaching presence and social presence on higher-order thinking in an online community of inquiry. Coaching occurred before each chat, and feedback was provided immediately afterwards. The findings suggest that over time, the frequency of higher-order thinking…

  20. 75 FR 34504 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-17

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62281; File No. SR-NYSEARCA-2010-52] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on...

  1. 77 FR 35101 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67147; File No. SR-Phlx-2012-72] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee June 6, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (`...

  2. 75 FR 25013 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-06

    ... Change Amending Its Mid- Point Passive Liquidity Order April 29, 2010. Pursuant to Section 19(b)(1) \\1...-Point Passive Liquidity Order (``MPL Order''). The text of the proposed rule change is available on the...

  3. Short-term effects of instillation of a rebamipide suspension on visual function.

    PubMed

    Kaido, Minako; Ishida, Reiko; Dogru, Murat; Tsubota, Kazuo

    2014-05-01

    To investigate the short-term adverse effects of using rebamipide for the treatment of dry eye by assessing visual function and optical quality. This interventional noncomparative study included 14 right eyes of 14 healthy volunteers. Serial measurements of visual acuity (VA) and higher-order aberrations were obtained prior to instillation of the rebamipide suspension (baseline) and immediately after and at 5, 10, 20, and 30 min after instillation. Functional VA measurement was performed over a 60-s period with the subject blinking naturally. Ocular aberrations were measured for 10 s while the subject was told not to blink, but no topical anesthesia was applied. Each patient also filled out a questionnaire exploring the rebamipide-associated adverse effects. There was no significant difference between functional VA measured at baseline and at each time point after the instillation of rebamipide. In contrast, the root mean square of third-order and total higher-order aberrations increased significantly immediately after drug instillation (P<0.05). The severity of higher-order aberrations at baseline was similar to that observed at 5, 10, 20, and 30 min after instillation (P>0.05). The transient reduction in optical quality immediately after administration of rebamipide is corrected by the patient's natural blink reflex. The adverse effects observed in this study do not outweigh the benefits of rebamipide treatment.

  4. 76 FR 25732 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64312; File No. SR-NASDAQ-2011-053] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Order Price Protection Feature Correction In notice document 2011-9971...

  5. 78 FR 69734 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70881; File No. SR-NSX-2013-20] Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 11.11 Regarding the Entry and Execution of Zero Display Reserve Orders...

  6. 78 FR 72731 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70948; File No. SR-CHX-2013-20] Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Match Trade Prevention Modifier for Limit and Market Orders Submitted to the Exchange...

  7. 76 FR 75924 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-05

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of... November 22, 2011, The NASDAQ Stock Market LLC (``Exchange''), filed with the Securities and Exchange... open orders, use of routing strategies and liquidity code designation. The data provided by QView will...

  8. Examining the relationship between free recall and immediate serial recall: the effects of list length and output order.

    PubMed

    Ward, Geoff; Tan, Lydia; Grenfell-Essam, Rachel

    2010-09-01

    In 4 experiments, participants were presented with lists of between 1 and 15 words for tests of immediate memory. For all tasks, participants tended to initiate recall with the first word on the list for short lists. As the list length was increased, so there was a decreased tendency to start with the first list item; and, when free to do so, participants showed an increased tendency to start with one of the last 4 list items. In all tasks, the start position strongly influenced the shape of the resultant serial position curves: When recall started at Serial Position 1, elevated recall of early list items was observed; when recall started toward the end of the list, there were extended recency effects. These results occurred under immediate free recall (IFR) and different variants of immediate serial recall (ISR) and reconstruction of order (RoO) tasks. We argue that these findings have implications for the relationship between IFR and ISR and between rehearsal and recall. (c) 2010 APA, all rights reserved).

  9. 76 FR 34788 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-14

    ... routing fee applies as noted in the table. The Primary Sweep Order (PSO) is a market or limit order that... a PSO designation should be marketable. Non-marketable orders will function as regular limit orders... Primary Sweep Order (PSO) is a market or limit order that sweeps the NYSE Arca Book and routes any...

  10. 76 FR 2183 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-12

    ... Electronic Complex Orders entered to the NYSE Arca System must comply with the order exposure requirements of... Complex Order, a Stock/ Option Order, or a Stock/Complex Order must be entered into the NYSE Arca System... Change Amending NYSE Arca Options Rule 6.62(h) to Define Stock/Complex Orders, Amending NYSE Arca Options...

  11. 75 FR 20647 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-20

    ... Relating to Chapter V, Section 7 (Customer Orders and Order Flow Providers) Date: April 13, 2010. Pursuant... 17 (Customer Orders and Order Flow Providers) of the Rules of the Boston Options Exchange Group, LLC... Exchange is proposing to amend Chapter V, Section 17 (Customer Orders and Order Flow Providers) of the BOX...

  12. 77 FR 74719 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-17

    ... for Electronic Complex Order executions, and (vii) include days when the Exchange closes early in the... combined thresholds in contracts from Customer posted orders in Penny Pilot issues and Electronic Complex Orders.\\5\\ The Exchange proposes not to count Electronic Complex Orders toward the Customer monthly...

  13. 76 FR 72744 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-25

    ... equity options transaction fees for members executing facilitation orders pursuant to Exchange Rule 1064... waiver to members executing facilitation orders pursuant to Exchange Rule 1064 to cabinet trade equity...

  14. 78 FR 2469 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-11

    ... Turnaround Deliver Order; 10. Municipal Bearer hold/release of pending Deliver Order recycling for... take effect on January 2, 2013. Statutory Basis DTC believes the proposed rule changes are consistent...

  15. Advancing investigation and physical modeling of first-order fire effects on soils

    Treesearch

    William J. Massman; John M. Frank; Sacha J. Mooney

    2010-01-01

    Heating soil during intense wildland fires or slash-pile burns can alter the soil irreversibly, resulting in many significant long-term biological, chemical, physical, and hydrological effects. To better understand these long-term effects, it is necessary to improve modeling capability and prediction of the more immediate, or first-order, effects that fire can have on...

  16. The primacy model: a new model of immediate serial recall.

    PubMed

    Page, M P; Norris, D

    1998-10-01

    A new model of immediate serial recall is presented: the primacy model. The primacy model stores order information by means of the assumption that the strength of activation of successive list items decreases across list position to form a primacy gradient. Ordered recall is supported by a repeated cycle of operations involving a noisy choice of the most active item followed by suppression of the chosen item. Word-length and list-length effects are attributed to a decay process that occurs both during input, when effective rehearsal is prevented, and during output. The phonological similarity effect is attributed to a second stage of processing at which phonological confusions occur. The primacy model produces accurate simulations of the effects of word length, list length, and phonological similarity.

  17. 77 FR 46141 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-02

    ... Orders, Complex Orders, Remote Specialists, and price improvement. 2. Statutory Basis The Exchange... viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on...

  18. 77 FR 50189 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-20

    ... Change Amending NYSE Arca Equities Rule 7.31 To Specify How MPL Orders With ALO Order Instructions May... Proposed Rule Change The Exchange proposes to amend NYSE Arca Equities Rule 7.31 to specify how MPL Orders... amend NYSE Arca Equities Rule 7.31 to specify how MPL Orders with ALO Order instructions may interact...

  19. 76 FR 76786 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-08

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of... 29, 2011, The NASDAQ Stock Market LLC (the ``Exchange'' or ``NASDAQ'') filed with the Securities and... Options Market (``NOM'') to eliminate from its rules two order types and two data feeds that are not in...

  20. 77 FR 71647 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-03

    ... not be cancelled and shall remain active in the BOX market if the order is in one of the following BOX... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68294; File No. SR-BOX-2012-019] Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed...

  1. 75 FR 18250 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-09

    ...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing for Option Orders Routed to Away Markets April 1, 2010. Pursuant...\\ notice is hereby given that on March 25, 2010, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange...

  2. 78 FR 49578 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-14

    ... market center. LIST is a routing strategy that is used by firms that wish for their orders to participate...-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a... hereby given that on August 5, 2013, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange'') filed with...

  3. 78 FR 19037 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-28

    ... and Immediate Effectiveness of the Second Amendment to the National Market System Plan to Address... 6, 2012) (File No. 4-631) (Order Approving, on a Pilot Basis, the National Market System Plan To... with Trading Pauses to accommodate more fundamental price moves (as opposed to erroneous trades or...

  4. 78 FR 4502 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-22

    ... Exchange currently charges $0.11 per contract for Customer orders executed at NYSE MKT LLC (``AMEX''), BOX... Customer orders executed at MIAX and $0.57 per contract for Professional, Firm, and Market Maker orders executed at MIAX. As noted above, the Exchange currently charges $0.11 per contract for Customer orders and...

  5. 78 FR 21447 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    ... Maker Peg Order to more closely resemble analogous order types offered by NASDAQ Stock Market LLC...\\ The Exchange notes that EDGA Exchange, Inc. also has an order type identical to that of EDGX, however, for the purposes of this filing, the Exchange is referring only to the order type functionality...

  6. 76 FR 76204 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-06

    ... Proposed Rule Change To Eliminate Exchange Direct Orders November 30, 2011. Pursuant to Section 19(b)(1) of... (``Commission'') a proposal for the NASDAQ Options Market (``NOM'') to eliminate Exchange Direct Orders... Direct Orders from its rules. The Exchange proposes to eliminate this order type, effective November 30...

  7. 77 FR 30038 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-21

    ..., but rather is displayed at the most aggressive price possible, one minimum price increment worse than... Order at an aggressive price that it anticipates will be at the NBBO. Often such an order is not... order price. In these cases, the member firm will typically submit additional aggressive orders, which...

  8. 77 FR 20657 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-05

    ... for non-display of Primary Pegged Orders with an offset amount. The text of the proposed rule change... Exchange's current rule, Midpoint Pegged Orders are not displayed, while Primary and Market Pegged Orders... ``quote flickering.'' A rule change to eliminate display of Primary Pegged Orders with an offset amount...

  9. Delayed, but not immediate, feedback after multiple-choice questions increases performance on a subsequent short-answer, but not multiple-choice, exam: evidence for the dual-process theory of memory.

    PubMed

    Sinha, Neha; Glass, Arnold Lewis

    2015-01-01

    Three experiments, two performed in the laboratory and one embedded in a college psychology lecture course, investigated the effects of immediate versus delayed feedback following a multiple-choice exam on subsequent short answer and multiple-choice exams. Performance on the subsequent multiple-choice exam was not affected by the timing of the feedback on the prior exam; however, performance on the subsequent short answer exam was better following delayed than following immediate feedback. This was true regardless of the order in which immediate versus delayed feedback was given. Furthermore, delayed feedback only had a greater effect than immediate feedback on subsequent short answer performance following correct, confident responses on the prior exam. These results indicate that delayed feedback cues a student's prior response and increases subsequent recollection of that response. The practical implication is that delayed feedback is better than immediate feedback during academic testing.

  10. 75 FR 55622 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-13

    ....3NY(d)(3). Under the proposed interpretation, after entering a Reserve Order, an ATP Holder may enter... provide ATP Holders with certainty with respect to the applicable exposure requirements for reserve orders...

  11. 78 FR 15777 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... equitable because these rates represent a blended or hybrid rate between the rates the Exchange assesses for... traditional Non-Displayed Order, which is hidden on the order book. The Exchange notes that its proposal...

  12. 78 FR 31621 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-24

    ... the book solely for the purpose of modifying the marking of a sell order as long, short, or short... not affect the priority of the order on the book. All other modifications of orders will result in the... size of the order) does not cause the order to lose priority on the PSX book. Phlx believes that it is...

  13. 77 FR 23536 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-19

    ... Orders (``MOO Orders''). The text of the proposed rule change is available at the Exchange, www.nyse.com.... Purpose The Exchange proposes to amend NYSE Arca Equities Rule 7.31(t) to provide for LOO and MOO Orders... orders that are only executed within an auction.\\4\\ As proposed, LOO and MOO Orders would be defined...

  14. 76 FR 49517 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-10

    ... rules), BOX's proposed rule change does not address or impact any priority relationship for Professional... any priority relationship for Professional orders as opposed to other BOX orders, nor does it impact... Options Participants representing as agent Customer Orders on BOX and those non-Market Maker Participants...

  15. 78 FR 51242 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-20

    ..., firms internalizing customer orders are also able to generate payment for order flow (``PFOF'') fees of... provide incentives for market participants to submit customer order flow to the Exchange and thus, creates... to the following class of market participants: (i) Customer, (ii) Professional, (iii) Firm, (iv) Non...

  16. 76 FR 57793 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-16

    ...). The Exchange had been informed by several Order Flow Providers that the absence of marketing charges for Customer executions in the complex order book was hindering their ability to route complex order flow to the Exchange, particularly since competing exchanges do allow for the collection of marketing...

  17. 78 FR 16556 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-15

    ... together with the Retail Orders as part of the riskless principal transaction. The text of the proposed... orders together with the Retail Orders as part of the riskless principal transaction.\\3\\ Under current.... 4, 2013). Riskless principal transactions permitted by this amendment would be considered ``Retail...

  18. 78 FR 62923 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Change Adding a New Rule To Adopt Price Protection Filters for Electronic Complex Orders October 11, 2013... a new rule to adopt price protection filters for Electronic Complex Orders. The text of the proposed... Commentary .04 [sic] governing price protections filters applicable to electronically entered Complex Orders...

  19. 78 FR 62917 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Adding a New Rule To Adopt Price Protection Filters for Electronic Complex Orders October 11, 2013... to adopt price protection filters for Electronic Complex Orders. The text of the proposed rule change... Commentary .05 governing price protections filters applicable to electronically entered Complex Orders.\\4\\ \\4...

  20. 75 FR 50787 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-17

    ... to Rule 15(c), Exchange systems disseminate a data feed of real-time order imbalances that accumulate... in the opening transaction may be executed in full (``Order Imbalance Information'').\\6\\ The Order Imbalance Information data feed includes all interest eligible for execution in the opening transaction of...

  1. 78 FR 39420 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-01

    ... state that ``[t]he Member's supervisory procedures must be reasonably designed to assure that the orders... by the Exchange, and (ii) monitor whether its broker-dealer customer's Retail Order flow continues to... the retail order flow submitted to the Exchange, the Financial Industry Regulatory Authority (``FINRA...

  2. 75 FR 501 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61258; File No. SR-Phlx-2009-107] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Change to the Exchange's Complex Order Program December 30, 2009. Pursuant to Section 19(b)(1) of the Securities...

  3. 76 FR 57094 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65311; File No. SR-C2-2011-018] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features September 9, 2011. Pursuant to Section 19(b)(1) of the...

  4. 76 FR 18278 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-01

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64136; File No. SR-NYSE-2011-11] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 440B to Modify the Exchange's Procedures for Handling Short Sale Orders During a Period When the Short Sale Price...

  5. 75 FR 69729 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-15

    ... Change To Amend Arca Equities Rule 7.31(f) To Modify the Functionality of Tracking Orders November 8... proposes to amend NYSE Arca Equities Rule 7.31(f) to modify the functionality of Tracking Orders. The text... amend NYSE Arca Equities Rule 7.31(f) to modify the functionality of Tracking Orders. A Tracking Order...

  6. 77 FR 56896 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    ... the relevant flags, as described below, for orders that add liquidity to the EDGA book. Specifically... the following flags: Flag B for orders that add liquidity to the EDGA book in Tape B securities; Flag V for orders that add liquidity to the EDGA book in Tape A securities; Flag Y for orders that add...

  7. 77 FR 66888 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-07

    ... resting orders in the Cabinet (those orders held by the Trading Official, and which resting cabinet orders may be closing only). So long as both the buyer and the seller yield to orders resting in the cabinet..., the Exchange therefore proposes to delete the language from Rule 968NY(b)(3) that states that the...

  8. 78 FR 8617 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... order upon entry and in certain cases again re-prices and re-displays an order at a more aggressive... extent it achieves a more aggressive price. However, the Exchange proposes to re-rank an order at the same price as the displayed price (i.e., a less aggressive price) in the event such order's displayed...

  9. 76 FR 41546 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-14

    ... NBBO Setter Rebate for BYX). An order that is entered at the most aggressive price both on the Exchange... Setter Program without regard to whether a more aggressive order is entered prior to the original order...-displayed orders that are not executable at their most aggressive price to be executed at one-half minimum...

  10. 78 FR 39426 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-01

    ... Order in a Simple or Complex Order that executes against non-Initiating Order interest and will also pay... to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2... paid to members executing electronically- delivered Customer Simple Orders in Penny Pilot Options and...

  11. 76 FR 40976 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-12

    ... Exchange proposes to correct Rule 1080(m) to reflect the priority of routed orders that are not executed on... routed orders in Rule 1080. Currently, Rule 1080(m) governs the routing of orders on the Exchange and... or not available for routing. Customer FIND and SRCH Orders, as defined in Rule 1080(m)(iv...

  12. 76 FR 80442 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-23

    ... 1014(b)(i) and (ii). \\7\\ A contingency order is a limit or market order to buy or sell that is contingent upon a condition being satisfied while the order is at the post. For certain options contingency orders, the contingency involves buying or selling the underlying security (generally called ``stock'' in...

  13. 76 FR 61469 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Amending Commentary .06 to Rule 903 in Order To Simplify the $1 Strike Price Program September 28, 2011... to Rule 903 in order to simplify the $1 Strike Price Program. The text of the proposed rule change is... order to simplify the $1 Strike Price Program (``Program''). In 2003, the Commission issued an order...

  14. 78 FR 60939 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-02

    ... Calculation of the Mid-Point Passive Liquidity Order Tier September 26, 2013. Pursuant to Section 19(b)(1) \\1...'') regarding calculation of the Mid-Point Passive Liquidity (``MPL'') Order Tier. The Exchange proposes to...), 78 FR 41154 (July 9, 2013) (SR-NYSEArca-2013-67). A Passive Liquidity (``PL'') Order is an order to...

  15. 78 FR 16025 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-13

    ... Exchange believes the Program provides incentives for market participants to submit customer order flow to... incentives for Participants to submit their customer order flow to BOX, and the PIP in particular. BOX makes... effective spread.\\9\\ This data will allow the Commission to further evaluate the effect of the fee structure...

  16. 77 FR 23303 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-18

    ... the Order Audit Trail System Information Barriers Put Into Place by the ETP Holder in Reliance on... report to the Order Audit Trail System (``OATS'') information barriers put into place by the ETP Holder... uses an effective system of internal controls--such as appropriate information barriers--that operate...

  17. 77 FR 23298 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-18

    ... Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member... Amex Equities Rule 5320 to require that member organizations report to the Order Audit Trail System... Amex Equities Rule 5320 provides that if a member organization implements and uses an effective system...

  18. Visual and Phonological Similarity Effects in Verbal Immediate Serial Recall: A Test with Kanji Materials

    ERIC Educational Resources Information Center

    Saito, Satoru; Logie, Robert H.; Morita, Aiko; Law, Anna

    2008-01-01

    In a series of three experiments, native speakers of Japanese performed serial ordered written recall of visually presented Japanese kanji characters that varied systematically in visual and phonological similarity. Overall effects of phonological similarity were observed for retention of serial order under silent reading in Experiments 1 and 3…

  19. Can the effects of temporal grouping explain the similarities and differences between free recall and serial recall?

    PubMed

    Spurgeon, Jessica; Ward, Geoff; Matthews, William J; Farrell, Simon

    2015-04-01

    Temporal grouping can provide a principled explanation for changes in the serial position curves and output orders that occur with increasing list length in immediate free recall (IFR) and immediate serial recall (ISR). To test these claims, we examined the effects of temporal grouping on the order of recall in IFR and ISR of lists of between one and 12 words. Consistent with prior research, there were significant effects of temporal grouping in the ISR task with mid-length lists using serial recall scoring, and no overall grouping advantage in the IFR task with longer list lengths using free recall scoring. In all conditions, there was a general tendency to initiate recall with either the first list item or with one of the last four items, and then to recall in a forward serial order. In the grouped IFR conditions, when participants started with one of the last four words, there were particularly heightened tendencies to initiate recall with the first item of the most recent group. Moreover, there was an increased degree of forward-ordered transitions within groups than across groups in IFR. These findings are broadly consistent with Farrell's model, in which lists of items in immediate memory are parsed into distinct groups and participants initiate recall with the first item of a chosen cluster, but also highlight shortcomings of that model. The data support the claim that grouping may offer an important element in the theoretical integration of IFR and ISR.

  20. 76 FR 34284 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-13

    ... participant entered a Post-Only Order to buy at $10.05, the order would be re-priced and displayed at $10.04... at $10 and a Post-Only Order to buy at $10.01 is entered, the order will execute at $10. This aspect...). Accordingly, the rule is being amended to provide a complete description of the order's current behavior when...

  1. 76 FR 32255 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-03

    ... book were $10.00 x $10.05, and a market participant entered a Post-Only Order to buy at $10.05, the.... Thus, if a sell order is on the book at $10 and a Post-Only Order to buy at $10.01 is entered, the... order's current behavior when crossing an existing order on the System. PHLX also notes that NASDAQ has...

  2. 78 FR 24263 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-24

    ... assesses Non-Customers a flat rate of $0.95 per contract on all Non-Customer orders routed to any away market and the Exchange assesses Customer orders a fixed fee plus the actual transaction fee dependent on the away market. Specifically, the Exchange assesses Customer orders routed to NASDAQ Options Market...

  3. 77 FR 22034 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-12

    ... Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to further incentivize Customers who transact Complex Orders in SPY. The Exchange currently pays a Customer Complex Order Rebate for Adding Liquidity of $0.32 per contract and a Customer Complex Order Rebate for Removing Liquidity of $0...

  4. 77 FR 71860 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-04

    ... RLP Approval Order, which account for the difference of assumed information and sophistication level... Members that utilize Retail Orders. Flag ZA is proposed to be yielded for those Members that use Retail... is proposed to be yielded for those Members that use Retail Orders that remove liquidity from EDGX...

  5. 78 FR 69472 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-19

    ... a Customer order is resting on the Exchange book at the same price. A QCC Order shall only be... unreasonably discriminatory.\\15\\ NASDAQ [sic] believes that the analytical framework adopted in the ArcaBook...), 73 FR 74770 (December 9, 2008) (SR-NYSEArca-2006-21) (``ArcaBook Order''), vacated on other grounds...

  6. 76 FR 33015 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-07

    ..., specifically a Complex Order Live Auction (``COLA'').\\5\\ The Exchange is not amending the Rebate for Adding... (collectively ``Other Auctions''). \\5\\ COLA is the automated Complex Order Live Auction process. A COLA may take place upon identification of the existence of a COLA- eligible order either: (1) Following a COOP, or (2...

  7. 75 FR 76759 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-09

    ... To Eliminate Market and Stop Orders in Nasdaq-Listed Securities Traded on the Exchange December 2...--NYSE Amex Equities to eliminate Market and Stop Orders in Nasdaq-listed securities traded on the... eliminate Market and Stop Orders in Nasdaq-listed securities traded on the Exchange. Background Rules 500...

  8. 76 FR 36161 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-21

    ... price at which the Exchange will route opening orders to away markets in certain circumstances. Specifically, the Exchange will route orders on the open to away markets at prices other than the Exchange's opening price when such order's limit price is marketable against an away market but not marketable...

  9. 76 FR 30412 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-25

    ... marketing charges for Customer executions in the complex order book is hindering their ability to route and...\\ The standard marketing charges are $0.25 per contract for any electronic Customer order in a Penny...-imposition of marketing charges on market makers who trade with electronic Customer orders in the complex...

  10. 78 FR 23617 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-19

    ... Exchange introduced new Flags ZA (Retail Order, adds liquidity) and ZR (Retail Order, removes liquidity... will enable Members, and in turn, their retail customers, to benefit from the enhanced rebate (Flag ZA... able to benefit from the rebate (Flag ZA) for utilizing Retail Orders without regards to whether the...

  11. 75 FR 10530 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-08

    ... requirements at the close when extreme order imbalances may cause significant dislocation to the closing price. The rule has operated on a pilot basis since April 2009 (``Extreme Order Imbalances Pilot'' or ``Pilot... suspend NYSE Amex Equities Rules 52 (Hours of Operation) to resolve an extreme order imbalance that may...

  12. 75 FR 33872 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-15

    ... certain rule requirements at the close when extreme order imbalances may cause significant dislocation to the closing price (``Extreme Order Imbalances Pilot'' or ``Pilot'') \\4\\ until December 1, 2010.\\5\\ \\4... an extreme order imbalance that may result in a price dislocation at the close as a result of an...

  13. 76 FR 609 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-05

    ... suspend certain rule requirements at the close when extreme order imbalances may cause significant dislocation to the closing price (``Extreme Order Imbalances Pilot'' or ``Pilot'').\\5\\ The Pilot has recently... resolve an extreme order imbalance that may result in a price dislocation at the close as a result of an...

  14. 76 FR 22158 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-20

    ... ``Complex Order'' to: (i) Pay a Customer Complex Order Rebate for Adding Liquidity of $0.25 per contract for...'') \\4\\; the PowerShares QQQ Trust (``QQQ'')[supreg]; and Apple, Inc. (``AAPL'') [sic]. The Exchange is... Exchange pays the following Complex Order Rebates for Adding Liquidity in the Select Symbols: Specialist...

  15. 75 FR 36736 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-28

    ... Amending NYSE Amex Equities Rule 1000 Regarding Order Size Eligible for Automatic Execution June 22, 2010... Equities Rule 1000 regarding order size eligible for automatic execution. The text of the proposed rule... 1. Purpose The Exchange proposes to amend Rule 1000 to state that the order size eligible for...

  16. 76 FR 20773 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-13

    ... provided that (i) no Customer Orders are at the same price on the Exchange's limit order book and (ii) the... maintain books and records demonstrating that each Qualified Contingent Cross Order was routed to the... of participants in mergers or with intentions to merge that have been announced or cancelled; and (f...

  17. 77 FR 9279 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-16

    ...-032). Specifically, the Exchange proposes to amend several portions of Rule 11.23 to allow MOO, LOO, and LLOO orders to participate in IPO Auctions. Under the proposal, MOO orders would behave like... modifications to the definitions of MOO, LOO, and LLOO orders and to make clear that these Opening Auction...

  18. 78 FR 8633 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... quote that arrives into the trading system first in time is considered the order or quote adding... trading system. The Exchange proposes to clarify that, with respect to Section I of the Pricing Schedule, the order that is received by the trading system first in time is considered the order adding...

  19. 77 FR 74723 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-17

    ... that executes in part against an electronic order or quote resting on the Consolidated Book prior to... interact with orders in the Consolidated Book, then the Floor Broker is charged the electronic execution...-2011-91). Currently, electronic orders and quotes resting on the Consolidated Book have priority over...

  20. 78 FR 62778 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ...'') to add orders yielding Flag AA to the calculation of the average daily trading (``ADV'') threshold... AA to the calculation of the ADV threshold required to meet the MidPoint Match Volume Tier. Footnote... Match using MidPoint Match order type). The Exchange proposes to add orders yielding Flag AA (MidPoint...

  1. 76 FR 78712 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-19

    ...\\ of the Fee Schedule. Currently, the Exchange pays a rebate of $0.05 per contract for all executed eQCC Orders. Today, the Exchange does not pay a rebate for Floor QCC Orders. The Exchange proposes to pay a rebate of $0.07 per contract for all executed eQCC Orders and Floor QCC Orders with some...

  2. 77 FR 46139 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-02

    ... Modify the Post-Only Order Type on BX Options July 27, 2012. Pursuant to Section 19(b)(1) of the... proposal for the BX Options market (``BX Options'') to add an additional feature to the Post-Only Order..., the Proposed Rule Change 1. Purpose A Post-Only Order is an order that will not remove liquidity from...

  3. 76 FR 60102 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65380; File No. SR-C2-2011-017] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order September 22, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

  4. 76 FR 37872 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64724; File No. SR-NASDAQ-2011-085] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Market Order Timer June 22, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and...

  5. 75 FR 44042 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-27

    ... submit order execution reports to the Exchange's Front End Systemic Capture (``FESC'') database linking... that would apply across their respective marketplaces, including a harmonized approach to riskless... approach to customer order protection rules, including how riskless principal transactions should be...

  6. 77 FR 40107 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-06

    ... Amending Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes in Certain... Change The Exchange proposes to amend Commentary .02 to Rule 960NY in order to extend the Penny Pilot in...

  7. 78 FR 70388 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-25

    ...-Only Orders may not have a time-in-force designation of Good Til Cancelled or Immediate or Cancel. (f... designation of Good Til Cancelled or Immediate or Cancel.\\8\\ Post-Only Orders received prior to the opening...

  8. 76 FR 34785 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-14

    ... receive the waiver of the installation fee: 1. The new cabinet order must be placed in the CoLo Console \\4\\ during the designated period; and \\4\\ The ``CoLo Console'' is a Web-based ordering tool that is utilized...

  9. 77 FR 20671 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-05

    ... Primary Pegged Orders with an offset amount will never be displayed. The text of the proposed rule change.... Under the Exchange's current rule, Midpoint Pegged Orders are not displayed, while Primary and Market... messaging and ``quote flickering.'' A [[Page 20672

  10. Examining the relationship between immediate serial recall and immediate free recall: common effects of phonological loop variables but only limited evidence for the phonological loop.

    PubMed

    Spurgeon, Jessica; Ward, Geoff; Matthews, William J

    2014-07-01

    We examined the contribution of the phonological loop to immediate free recall (IFR) and immediate serial recall (ISR) of lists of between one and 15 words. Following Baddeley (1986, 2000, 2007, 2012), we assumed that visual words could be recoded into the phonological store when presented silently but that recoding would be prevented by concurrent articulation (CA; Experiment 1). We further assumed that the use of the phonological loop would be evidenced by greater serial recall for lists of phonologically dissimilar words relative to lists of phonologically similar words (Experiments 2A and 2B). We found that in both tasks, (a) CA reduced recall; (b) participants recalled short lists from the start of the list, leading to enhanced forward-ordered recall; (c) participants were increasingly likely to recall longer lists from the end of the list, leading to extended recency effects; (d) there were significant phonological similarity effects in ISR and IFR when both were analyzed using serial recall scoring; (e) these were reduced by free recall scoring and eliminated by CA; and (f) CA but not phonological similarity affected the tendency to initiate recall with the first list item. We conclude that similar mechanisms underpin ISR and IFR. Critically, the phonological loop is not strictly necessary for the forward-ordered recall of short lists on both tasks but may augment recall by increasing the accessibility of the list items (relative to CA), and in so doing, the order of later items is preserved better in phonologically dissimilar than in phonologically similar lists. PsycINFO Database Record (c) 2014 APA, all rights reserved.

  11. 75 FR 4123 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-26

    ... 28, 2009), 74 FR 26750 (June 3, 2009) (SR-Phlx-2009-32). The instant proposed fees will apply only to... that this fee would enable it to recoup the majority of costs associated with routing customer orders... customer orders to NYSE Arca for execution. The Exchange's system will continue to route customer orders to...

  12. 76 FR 72480 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-23

    ..., 2009) (SR-Phlx-2009-32). The instant proposed fees will apply only to option orders entered into, and... includes Routing Fees for routing and executing Customer and Professional orders to away markets. The... assesses a Customer Routing Fee of $0.36 per contract for option orders that are routed to BATS. This fee...

  13. 75 FR 76500 - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-08

    ... routing certain equity and index option Customer orders to away markets for execution. \\3\\ For a complete..., 2009) (SR-Phlx-2009-32). The instant proposed fees will apply only to option orders entered into, and... and executing certain Customer orders in equity and index options to away markets. In May 2009, the...

  14. 77 FR 2108 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-13

    ... Professional,\\9\\ Firm and Market Maker \\10\\ orders that remove liquidity from the BATS Options order book. The Exchange proposes to raise the fee to $0.44 per contract for Professional, Firm and Market Maker orders... ``Professional'' means any person or entity that (i) is not a broker or dealer in securities, and (ii) places...

  15. 78 FR 36807 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ...)(iii).\\4\\ \\4\\ 17 CFR 240.19b-4(f)(6)(iii). The text of the proposed rule change is below. Proposed... term ``Order Type'' shall mean the unique processing prescribed for designated orders that are eligible... responsible single plan processor in order to comply with the quotation requirements for Market Makers set...

  16. 77 FR 31410 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-25

    .... Eastern Time. As proposed the order type would be renamed the ``Primary After 3:55 Order.'' Other than the time change, the Exchange does not propose any changes to the order type. The Exchange is proposing... type to obtain an Exchange execution before it is routed to the primary market. In particular, because...

  17. 76 FR 9067 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-16

    ... pay a rebate solely for Customer complex orders that add liquidity in order to continue to attract... because this Customer rebate would attract Customer order flow to the Exchange for the benefit of all..., priced at a net debit or credit based on the relative prices of the individual components, for the same...

  18. 77 FR 47905 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-10

    ...-or-Cancel orders, and (3) maintain a ratio of executed liquidity adding volume-to-total volume of... of CADV, ratio of cancelled orders to total orders and ratio of executed liquidity adding volume-to... ratio of executed liquidity adding volume to total volume of greater than 80%, which is the same ratio...

  19. 78 FR 67432 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-12

    ...) Increase the fee for orders yielding Flag K, which routes to NASDAQ OMX PSX (``PSX'') using ROUC or ROUE... for orders yielding Flag K, which routes to PSX using ROUC or ROUE routing strategies; and (ii) decrease the fee for orders yielding Flag RW, which routes to CBSX and adds liquidity. Flag K In securities...

  20. 78 FR 33869 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-05

    ... systems to execute Stock/Option Orders,\\7\\ Stock/Complex Orders,\\8\\ and the option components of such... Change Amending Exchange Rule 6.91 To Remove Provisions Governing How the Complex Matching Engine Handles Electronic Complex Orders That Contain a Stock Leg May 30, 2013. Pursuant to Section 19(b)(1) \\1\\ of the...

  1. 77 FR 38113 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-26

    ...'') proposes to amend Exchange Rule 11.5(c) to add a new order type, the Mid-Point Discretionary Order, to the... functionality to its System \\3\\ and its Users,\\4\\ the Exchange proposes to add a new order type, the Mid-Point Discretionary Order (the ``MDO''), to Rule 11.5(c)(17). MDOs to buy would be displayed at and pegged to the...

  2. 77 FR 313 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-04

    ... Change Deleting NYSE Arca Equities Rule 7.31(w)(1) to Remove the PNP Plus Order Type December 28, 2011... Equities Rule 7.31(w)(1) to remove the PNP Plus Order type. The text of the proposed rule change is...(w)(1) to remove the PNP (Post No Preference) Plus order type. By its terms, a PNP Order is a limit...

  3. Grapheme-color synesthesia can enhance immediate memory without disrupting the encoding of relational cues.

    PubMed

    Gibson, Bradley S; Radvansky, Gabriel A; Johnson, Ann C; McNerney, M Windy

    2012-12-01

    Previous evidence has suggested that grapheme-color synesthesia can enhance memory for words, but little is known about how these photisms cue retrieval. Often, the encoding of specific features of individual words can disrupt the encoding of ordered relations between words, resulting in an overall decrease in recall accuracy. Here we show that the photisms arising from grapheme-color synesthesia do not function like these item-specific cues. The influences of high and low word frequency on the encoding of ordered relations and the accuracy of immediate free recall were compared across a group of 10 synesthetes and 48 nonsynesthetes. The main findings of Experiment 1 showed that the experience of synesthesia had no adverse effect on the encoding of ordered relations (as measured by input-output correspondence); furthermore, it enhanced recall accuracy in a strictly additive fashion across the two word frequency conditions. Experiment 2 corroborated these findings by showing that the synesthetes only outperformed the nonsynesthetes when the materials involved words and letters, not when they involved digits and spatial locations. Altogether, the present findings suggest that synesthesia can boost immediate memory performance without disrupting the encoding of ordered relations.

  4. A multigenerational effect of parental age on offspring size but not fitness in common duckweed (Lemna minor).

    PubMed

    Barks, P M; Laird, R A

    2016-04-01

    Classic theories on the evolution of senescence make the simplifying assumption that all offspring are of equal quality, so that demographic senescence only manifests through declining rates of survival or fecundity. However, there is now evidence that, in addition to declining rates of survival and fecundity, many organisms are subject to age-related declines in the quality of offspring produced (i.e. parental age effects). Recent modelling approaches allow for the incorporation of parental age effects into classic demographic analyses, assuming that such effects are limited to a single generation. Does this 'single-generation' assumption hold? To find out, we conducted a laboratory study with the aquatic plant Lemna minor, a species for which parental age effects have been demonstrated previously. We compared the size and fitness of 423 laboratory-cultured plants (asexually derived ramets) representing various birth orders, and ancestral 'birth-order genealogies'. We found that offspring size and fitness both declined with increasing 'immediate' birth order (i.e. birth order with respect to the immediate parent), but only offspring size was affected by ancestral birth order. Thus, the assumption that parental age effects on offspring fitness are limited to a single generation does in fact hold for L. minor. This result will guide theorists aiming to refine and generalize modelling approaches that incorporate parental age effects into evolutionary theory on senescence. © 2016 European Society For Evolutionary Biology. Journal of Evolutionary Biology © 2016 European Society For Evolutionary Biology.

  5. Factors affecting feeling-of-knowing in a medical intelligent tutoring system: the role of immediate feedback as a metacognitive scaffold.

    PubMed

    El Saadawi, Gilan M; Azevedo, Roger; Castine, Melissa; Payne, Velma; Medvedeva, Olga; Tseytlin, Eugene; Legowski, Elizabeth; Jukic, Drazen; Crowley, Rebecca S

    2010-03-01

    Previous studies in our laboratory have shown the benefits of immediate feedback on cognitive performance for pathology residents using an intelligent tutoring system (ITS) in pathology. In this study, we examined the effect of immediate feedback on metacognitive performance, and investigated whether other metacognitive scaffolds will support metacognitive gains when immediate feedback is faded. Twenty-three participants were randomized into intervention and control groups. For both groups, periods working with the ITS under varying conditions were alternated with independent computer-based assessments. On day 1, a within-subjects design was used to evaluate the effect of immediate feedback on cognitive and metacognitive performance. On day 2, a between-subjects design was used to compare the use of other metacognitive scaffolds (intervention group) against no metacognitive scaffolds (control group) on cognitive and metacognitive performance, as immediate feedback was faded. Measurements included learning gains (a measure of cognitive performance), as well as several measures of metacognitive performance, including Goodman-Kruskal gamma correlation (G), bias, and discrimination. For the intervention group, we also computed metacognitive measures during tutoring sessions. Results showed that immediate feedback in an intelligent tutoring system had a statistically significant positive effect on learning gains, G and discrimination. Removal of immediate feedback was associated with decreasing metacognitive performance, and this decline was not prevented when students used a version of the tutoring system that provided other metacognitive scaffolds. Results obtained directly from the ITS suggest that other metacognitive scaffolds do have a positive effect on G and discrimination, as immediate feedback is faded. We conclude that immediate feedback had a positive effect on both metacognitive and cognitive gains in a medical tutoring system. Other metacognitive scaffolds were not sufficient to replace immediate feedback in this study. However, results obtained directly from the tutoring system are not consistent with results obtained from assessments. In order to facilitate transfer to real-world tasks, further research will be needed to determine the optimum methods for supporting metacognition as immediate feedback is faded.

  6. Factors Affecting Feeling-of-knowing in a Medical Intelligent Tutoring System – the role of Immediate Feedback as a Metacognitive Scaffold

    PubMed Central

    El Saadawi, Gilan M.; Azevedo, Roger; Castine, Melissa; Payne, Velma; Medvedeva, Olga; Tseytlin, Eugene; Legowski, Elizabeth; Jukic, Drazen; Crowley, Rebecca S.

    2009-01-01

    Objective Previous studies in our laboratory have shown the benefits of immediate feedback on cognitive performance for pathology residents using an Intelligent Tutoring System in Pathology. In this study, we examined the effect of immediate feedback on metacognitive performance, and investigated whether other metacognitive scaffolds will support metacognitive gains when immediate feedback is faded. Methods Twenty-three (23) participants were randomized into intervention and control groups. For both groups, periods working with the ITS under varying conditions were alternated with independent computer-based assessments. On day 1, a within-subjects design was used to evaluate the effect of immediate feedback on cognitive and metacognitive performance. On day 2, a between-subjects design was used to compare the use of other metacognitive scaffolds (intervention group) against no metacognitive scaffolds (control group) on cognitive and metacognitive performance, as immediate feedback was faded. Measurements included learning gains (a measure of cognitive performance), as well as several measures of metacognitive performance, including Goodman-Kruskal Gamma correlation (G), Bias, and Discrimination. For the intervention group, we also computed metacognitive measures during tutoring sessions. Results Results showed that immediate feedback in an intelligent tutoring system had a statistically significant positive effect on learning gains, G and discrimination. Removal of immediate feedback was associated with decreasing metacognitive performance, and this decline was not prevented when students used a version of the tutoring system that provided other metacognitive scaffolds. Results obtained directly from the ITS suggest that other metacognitive scaffolds do have a positive effect on G and Discrimination, as immediate feedback is faded. Conclusions Immediate feedback had a positive effect on both metacognitive and cognitive gains in a medical tutoring system. Other metacognitive scaffolds were not sufficient to replace immediate feedback in this study. However, results obtained directly from the tutoring system are not consistent with results obtained from assessments. In order to facilitate transfer to real-world tasks, further research will be needed to determine the optimum methods for supporting metacognition as immediate feedback is faded. PMID:19434508

  7. 50 CFR 21.47 - Depredation order for double-crested cormorants at aquaculture facilities.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... order. Persons operating under this order must immediately report the take of a migratory bird species... Species Act. Persons operating under this order must immediately report the take of species protected... by that Agency or individual or if the long-term sustainability of double-crested cormorant...

  8. Alprazolam absorption kinetics affects abuse liability.

    PubMed

    Mumford, G K; Evans, S M; Fleishaker, J C; Griffiths, R R

    1995-03-01

    To evaluate the behavioral, subjective, and reinforcing effects of immediate-release (IR) alprazolam and extended-release (XR) alprazolam to assess the effect of release rate on laboratory measures of abuse liability. Fourteen healthy men with histories of sedative abuse participated as subjects in a double-blind crossover study. All subjects received placebo, 1 and 2 mg immediate-release alprazolam, and 2 and 3 mg extended-release alprazolam in random order. Behavioral performance, subjective effects, and alprazolam plasma concentrations were assessed repeatedly 1/2 hour before and 1/2, 1, 3, 5, 7, 9, 12, and 24 hours after drug administration. Mean peak alprazolam plasma concentrations occurred 1.7 and 9.2 hours after immediate-release alprazolam and extended-release alprazolam, respectively. Compared to placebo, 2 mg immediate-release alprazolam impaired all measures of psychomotor and cognitive performance (Digit Symbol Substitution Test), motor coordination (circular lights and balance), and memory (digit entry and recall); 2 mg extended-release alprazolam did not affect any of these measures and 3 mg extended-release alprazolam impaired circular lights only. Immediate-release alprazolam, 2 mg, increased all six measures of positive drug effects (e.g., ratings of liking or good effects); none of these measures were increased by 2 mg extended-release alprazolam and only three of the six measures were increased by 3 mg extended-release alprazolam. A drug versus money multiple-choice procedure designed to assess the relative reinforcing effects of each condition was administered 24 hour after the drug. The amount of money subjects were willing to "pay" to take the drug was significantly greater than placebo for both doses of immediate-release alprazolam but for neither dose of extended-release alprazolam. These data indicate that extended-release alprazolam has less potential for abuse than immediate-release alprazolam.

  9. 77 FR 23534 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-19

    ... NYSE Arca Equities Rule 7.31(h)(4) to make Passive Liquidity Orders (``PL Orders'') in Exchange-listed.... Purpose The Exchange proposes to amend NYSE Arca Equities Rule 7.31(h)(4) to make PL Orders in Exchange-listed securities available to all Users, regardless of whether an LMM is assigned to the security. A PL...

  10. 77 FR 61449 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-09

    ...) to add a new order type, the NBBO Offset Peg Order, to the rule. The text of the proposed rule change... Change Relating to EDGX Rule 11.5 To Add a New Order Type October 2, 2012. Pursuant to Section 19(b)(1... and discussed any comments it received on the proposed rule change. The text of these statements may...

  11. 77 FR 61463 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-09

    ...) to add a new order type, the NBBO Offset Peg Order, to the rule. The text of the proposed rule change... Change Relating to EDGA Rule 11.5 To Add a New Order Type October 2, 2012. Pursuant to Section 19(b)(1... and discussed any comments it received on the proposed rule change. The text of these statements may...

  12. 77 FR 21815 - South Carolina Electric And Gas Company (Virgil C. Summer Nuclear Station Units 2 and 3); Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-11

    ... (Effective Immediately) I The Licensee identified in this Order holds licenses issued by the U.S. Nuclear... fuel pool. This caused concerns that the pool may have boiled dry, resulting in fuel damage.\\1... shall be whether this Order should be sustained. Pursuant to 10 CFR 2.202(c)(2)(i), the Licensee, or any...

  13. 76 FR 21784 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-18

    ... solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR..., all tied hedge transactions (regardless of whether the option order is a simple or complex order) are... simple order the execution of the option leg of a tied hedge transaction does not qualify it for any NBBO...

  14. 75 FR 68657 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-08

    ... LLC To Increase the Maximum Order Size Accepted by Floor Broker Systems From 25,000,000 Shares to 99... order size accepted by Floor broker systems from 25,000,000 shares to 99,000,000 shares. The text of the... systems shall accept a maximum order size of 99,000,000, an increase from the current 25,000,000 share...

  15. 76 FR 62486 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-07

    ... Rule, these tests are designed to reject orders that NES deems to be erroneous or duplicative, would... returning to the PSX book, a PSTG order will subsequently route out to another market center if it posts a... PSCN order will not subsequently route out to another market center if it posts a bid or offer that...

  16. 77 FR 31413 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-25

    ... Non-Displayed Order would be cancelled by the NASDAQ system if the market moved through the price of... 4751(f)(7) Concerning the Processing of the Price To Comply Order May 18, 2012. Pursuant to Section 19... Change The Exchange proposes to clarify how the processing of a Price to Comply Order under Rule 4751(f...

  17. 76 FR 45896 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing And Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-01

    ... Change To Amend EDGA Rule 11.5(c)(8) Regarding the Description of the Non-Displayed Order Type July 26... description of the Non-Displayed order type. The text of the proposed rule change is available on the Exchange... Rule 11.5(c)(8) states, in part, that for a Non-Displayed order, ``the System \\3\\ shall not accept a...

  18. 77 FR 40922 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-11

    ..., clearing, settling, processing information with respect to, and facilitating transactions in securities, to... modify the repricing behavior of its Post-Only Order, and added rule language to clarify the existing... repricing behavior of its Post-Only Order, it was assumed that a corresponding change to describe price...

  19. 75 FR 69486 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ... evaluate the customer Cancellation Fee for non-Select Symbols as well to determine if the volume from... on BKX; (iv) delete the Cancellation Fee for electronically delivered customer orders from Section I... Exchange assesses a Cancellation Fee on electronically delivered customer and Professional AON orders that...

  20. 77 FR 63903 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-17

    ... a fully automated, price/time priority execution system built on the core functionality of the... orders in price/time priority without regard to the status of the entities that are entering orders. The BX Options market closely resembles NOM, including, most prominently, by offering true price/time...

  1. 75 FR 43590 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... PHLX, Inc. Relating to Order Re-Entry July 20, 2010. Pursuant to section 19(b)(1) of the Securities... a system enhancement that automatically re-enters unexecuted contracts when, after trading at the..., upon the written instruction of the member that initially submitted the order, re-submit unexecuted...

  2. 77 FR 23305 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-18

    ... Organizations Report to the Order Audit Trail System Information Barriers Put Into Place by the Member... Rule 5320 to require that member organizations report to the Order Audit Trail System (``OATS... implements and uses an effective system of internal controls--such as appropriate information barriers--that...

  3. 77 FR 1545 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-10

    ... Equities Rule 7400 Series, the Order Audit Trail System (``OATS'') Rules, for Equity Trading Permit (``ETP... Change Extending the Implementation Date of the NYSE Arca Equities Rule 7400 Series, the Order Audit Trail System Rules, for Equity Trading Permit Holders That Are Not Financial Industry Regulatory...

  4. 75 FR 48733 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-11

    ... competitive pricing structure designed to incent market participants to direct their order flow to the... highly competitive market in which market participants can readily direct order flow to competing venues... to all Members. The Exchange believes the fees and credits remain competitive with those charged by...

  5. 76 FR 47285 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-04

    ... competitive pricing structure designed to incent market participants to direct their order flow to the... a highly competitive market in which market participants can readily direct order flow to competing... uniformly to all Members. The Exchange believes the fees and credits remain competitive with those charged...

  6. 77 FR 22008 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-12

    ... reflects a competitive pricing structure designed to incent market participants to direct their order flow... on the flag Q are reasonable when compared to competitive strategies on BATS, the DRT strategy \\12... in a highly-competitive market in which market participants can readily direct order flow to...

  7. 75 FR 39307 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-08

    ... rule change reflects a competitive pricing structure designed to incent market participants to direct..., and is similar to existing pricing for this order type on the International Securities Exchange, LLC... that it operates in a highly competitive market in which market participants can readily direct order...

  8. 75 FR 50785 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-17

    ... imbalances that accumulate prior to the opening transaction on the Exchange and the price at which interest eligible to participate in the opening transaction may be executed in full (``Order Imbalance Information'').\\6\\ The Order Imbalance Information data feed includes all interest eligible for execution in the...

  9. 75 FR 10535 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-08

    ... imbalances by including d-Quotes \\6\\ and all other e-Quotes \\7\\ containing pegging instructions eligible to participate in the closing transaction in the NYSE Amex Order Imbalance Information datafeed.\\8\\ \\6\\ See... participate in the closing transaction NYSE Amex Order Imbalance Information datafeed). In addition, on...

  10. 75 FR 10533 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-08

    ... data feed for imbalances by including d-Quotes \\6\\ and all other e-Quotes \\7\\ containing pegging instructions eligible to participate in the closing transaction in the NYSE Order Imbalance Information... participate in the closing transaction NYSE Order Imbalance Information datafeed). In addition, on December 23...

  11. 78 FR 65736 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-01

    ... exceptions. Exchange systems currently provide the Specialist Pool with such guaranteed participations when.... However, Exchange systems do apply the Specialist Pool guaranteed participation afforded in Rule 964NY(c... must be delivered electronically to the System.'' An incoming order marked as a ``Directed Order'' is...

  12. 77 FR 2331 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-17

    ... trading systems (``ATSs''), including dark pools and electronic communication networks (``ECNs''). Each... data at no charge on its Web site in order to attract more order flow, and it uses market data revenue... users.\\19\\ A proliferation of dark pools and other [[Page 2335

  13. 76 FR 65555 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65583; File No. SR-ISE-2011-68] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed...

  14. 76 FR 77279 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65898; File No. SR-ISE-2011-78] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed...

  15. Examining the Relationship between Free Recall and Immediate Serial Recall: The Effects of List Length and Output Order

    ERIC Educational Resources Information Center

    Ward, Geoff; Tan, Lydia; Grenfell-Essam, Rachel

    2010-01-01

    In 4 experiments, participants were presented with lists of between 1 and 15 words for tests of immediate memory. For all tasks, participants tended to initiate recall with the first word on the list for short lists. As the list length was increased, so there was a decreased tendency to start with the first list item; and, when free to do so,…

  16. Examining the relationship between free recall and immediate serial recall: the serial nature of recall and the effect of test expectancy.

    PubMed

    Bhatarah, Parveen; Ward, Geoff; Tan, Lydia

    2008-01-01

    In two experiments, we examined the relationship between free recall and immediate serial recall (ISR), using a within-subjects (Experiment 1) and a between-subjects (Experiment 2) design. In both experiments, participants read aloud lists of eight words and were precued or postcued to respond using free recall or ISR. The serial position curves were U-shaped for free recall and showed extended primacy effects with little or no recency for ISR, and there was little or no difference between recall for the precued and the postcued conditions. Critically, analyses of the output order showed that although the participants started their recall from different list positions in the two tasks, the degree to which subsequent recall was serial in a forward order was strikingly similar. We argue that recalling in a serial forward order is a general characteristic of memory and that performance on ISR and free recall is underpinned by common memory mechanisms.

  17. 14 CFR 13.81 - Order of immediate compliance.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 14 Aeronautics and Space 1 2014-01-01 2014-01-01 false Order of immediate compliance. 13.81 Section 13.81 Aeronautics and Space FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION PROCEDURAL RULES INVESTIGATIVE AND ENFORCEMENT PROCEDURES Orders of Compliance Under the Hazardous Materials...

  18. 14 CFR 13.81 - Order of immediate compliance.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 14 Aeronautics and Space 1 2010-01-01 2010-01-01 false Order of immediate compliance. 13.81 Section 13.81 Aeronautics and Space FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION PROCEDURAL RULES INVESTIGATIVE AND ENFORCEMENT PROCEDURES Orders of Compliance Under the Hazardous Materials...

  19. 14 CFR 13.81 - Order of immediate compliance.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 14 Aeronautics and Space 1 2012-01-01 2012-01-01 false Order of immediate compliance. 13.81 Section 13.81 Aeronautics and Space FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION PROCEDURAL RULES INVESTIGATIVE AND ENFORCEMENT PROCEDURES Orders of Compliance Under the Hazardous Materials...

  20. 14 CFR 13.81 - Order of immediate compliance.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 14 Aeronautics and Space 1 2013-01-01 2013-01-01 false Order of immediate compliance. 13.81 Section 13.81 Aeronautics and Space FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION PROCEDURAL RULES INVESTIGATIVE AND ENFORCEMENT PROCEDURES Orders of Compliance Under the Hazardous Materials...

  1. 14 CFR 13.81 - Order of immediate compliance.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 14 Aeronautics and Space 1 2011-01-01 2011-01-01 false Order of immediate compliance. 13.81 Section 13.81 Aeronautics and Space FEDERAL AVIATION ADMINISTRATION, DEPARTMENT OF TRANSPORTATION PROCEDURAL RULES INVESTIGATIVE AND ENFORCEMENT PROCEDURES Orders of Compliance Under the Hazardous Materials...

  2. 50 CFR 21.48 - Depredation order for double-crested cormorants to protect public resources.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... depredation order. Persons operating under this order must immediately report the take of a migratory bird... Endangered Species Act. Persons operating under this order must immediately report the take of species... Director deems the activity a threat to the long-term sustainability of double-crested cormorants or any...

  3. 77 FR 16283 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-20

    ... comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4... proposes to increase this rebate to $0.07 per contract and apply the rebate to all Customer orders (simple..., or any other entity (``PIXL Order'') against principal interest or against any other order (except as...

  4. 78 FR 966 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-07

    ... the HP-API order entry protocol (HP-API) in order to qualify for the rates on Flags ZA and ZR. The... via FIX in order to qualify for the rates on Flags ZA (rebate of $0.0032 per share) and ZR (fee of $0... qualify for the rates on Flags ZA and ZR. The attestation requirement, as described above and in SR-EDGX...

  5. 78 FR 54504 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-04

    ... Change To Amend the Commentary to Rule 1080 To Add a New PIXL ISO Order Type August 28, 2013. Pursuant to... 1080 to add a new PIXL ISO order type. The text of the proposed rule change is available on the... Exchange proposes to amend the Commentary to Rule 1080 to add a new PIXL ISO order type. PIXL The price...

  6. Causal Networks with Selectively Influenced Components

    DTIC Science & Technology

    2012-02-29

    influences a different vertex. If so, the form of a processing tree accounting for the data can determined. Prior to the work on the grant, processing...their order. Processing trees were found to account well for data in the literature on immediate ordered recall and on effects of sleep and...ordered in the network) or concurrent (unordered). Ordinarily for a given data set, if one directed acyclic network can account for the data

  7. 75 FR 18556 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-12

    ... attracting order flow to the Exchange. The Exchange further believes that this change benefits customers by... by the Exchange on all electronically executed customer orders where a market maker is on the contra... flow providers) at the direction of the Specialist, e-Specialist, or Directed Market Maker.\\6\\ \\6\\ See...

  8. 76 FR 34792 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-14

    ... internalization, which occurs when two orders presented to the Exchange from the same Member (i.e., MPID) are... customer internalization. \\4\\ Members are advised to consult Rule 12.2 respecting fictitious trading. In SR... internalization fee is no more favorable than each prevailing maker/taker spread.'' In order to ensure that the...

  9. 77 FR 74039 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-12

    ... The Exchange proposes to amend Section I, Part B of the Exchange's Pricing Schedule entitled ``Rebates... Order, to reinstate the Complex Order pricing differential that was suspended on April 30, 2012. In SR... amendments to Section I of its Pricing Schedule which amended certain fees and also the categories of market...

  10. 78 FR 16329 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-14

    ... would record orders in a hand written format that in turn could be transmitted to a Floor Broker's EOC... the Exchange. Floor Brokers could hand write order information into the Electronic Tablet upon receipt... and hand held applications. The EOC was developed by the Exchange to fulfill one of the undertakings...

  11. 78 FR 16332 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-14

    ... hand written format that in turn could be transmitted to a Floor Broker's EOC workstation for... Brokers could hand write order information into the Electronic Tablet upon receipt of an order, route the... communications interface between booth terminals and the Floor Broker work stations and hand held applications...

  12. 76 FR 2733 - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-14

    ... system,\\3\\ for routing standardized equity and index option Customer and Professional orders to away... No. 59995 (May 28, 2009), 74 FR 26750 (June 3, 2009) (SR-Phlx-2009-32). The instant proposed fees... costs that the Exchange incurs for routing and executing Customer and Professional orders in equity and...

  13. 78 FR 8650 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... Members. The text of the proposed rule change is available on the Exchange's Internet Web site at www... proposed rule change. The text of these statements may be examined at the places specified in Item IV below... all historical order information for orders routed to away destinations by the Exchange. The Filing...

  14. 78 FR 8657 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... changes described herein are applicable to EDGA Members. The text of the proposed rule change is available... change and discussed any comments it received on the proposed rule change. The text of these statements... Liquidity Report is a data feed that contains all historical order information for orders routed to away...

  15. 77 FR 68163 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-15

    ... against a resting order or quote in the Consolidated Book (i.e., taking liquidity), or, alternatively, a resting electronic order or quote in the Consolidated Book (i.e., posted liquidity) generally receives a..., although not identical because of differing levels of obligations. The proposed rates also provide for...

  16. 76 FR 77046 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-09

    ... Change Relating to the Firm Related Equity Option Cap December 5, 2011. Pursuant to Section 19(b)(1) of... ``Equity Options Fees'' to apply the Firm Related Equity Option Cap to certain proprietary orders of... Equity Option Cap to proprietary orders of certain affiliates of member organizations. Currently, Firms...

  17. 75 FR 62441 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-08

    ... SQF 6.0 for convenience purposes so that market participants utilizing SQF 6.0 have an additional... provided on SQF 5.0); (3) System Event Messages (e.g., start of messages, start of system hours, start of quoting, start of opening); (4) Complex Order Strategy Auction Notifications (COLA); (5) Complex Order...

  18. 75 FR 49544 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-13

    ... clearly identify orders that are not subject to the Firm Related Equity Option Cap in order to ensure that... requirements to dispute Exchange dues and fees to reduce the Exchange's operational costs. The Exchange... certain trades which are not subject to the Firm Related Equity Option Cap and to set concrete timelines...

  19. 76 FR 78066 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-15

    ... the order executed against the Consolidated Book an electronic transaction fee and charges any remaining order size that trades against interest in the Trading Crowd a manual transaction fee.\\4\\ \\3\\ See... time of the adoption of Post-Take pricing for electronic executions in Penny Pilot classes, the...

  20. 75 FR 56150 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-15

    ...-settled foreign currency options \\5\\ orders represented by Floor Brokers \\6\\ on the Exchange.\\7\\ The.... dollar-settled foreign currency options orders to the Exchange trading floor. \\5\\ U.S. dollar-settled foreign currency options traded on the Exchange are also known as World Currency Options (``WCO'') or...

  1. 77 FR 57633 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-18

    ... liquidity'' ratio.\\11\\ The Exchange believes this amendment to Footnotes 12 and 13 supports the Exchange's... transparency for its Members. \\11\\ The ``add liquidity'' ratio is the ratio of the ``added'' flags/(``added... Exchange's fee schedule for Non-Displayed Orders that add liquidity using the Route Peg Order type.\\4\\ The...

  2. 77 FR 9278 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-16

    ...-Cancel orders, which are liquidity removing in nature. Maintain a ratio of executed liquidity adding... and promote liquidity on the Exchange. The Exchange does not propose to make any changes to the... share for executed orders that provide liquidity to the Book for Tape A, Tape B and Tape C securities...

  3. 77 FR 47152 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-07

    ... Making rules, traditional market making on the floor of an exchange, and existing rules of the Exchange's...Book Attributed\\SM\\, that will allow Recipients the option to view the market participant identifier (``MPID'') of such Members of the Exchange, including Market Makers,\\7\\ on an order-by-order basis...

  4. 77 FR 47150 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-07

    ... Making rules, traditional market making on the floor of an exchange, and existing rules of the Exchange's...Book Attributed\\SM\\, that will allow Recipients the option to view the market participant identifier (``MPID'') of such Members of the Exchange, including Market Makers,\\7\\ on an order-by-order basis...

  5. 76 FR 52032 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-19

    ... purpose of making markets in options contracts traded on the Exchange and that is vested with the rights... Exchange currently offers an order-based market making interface for the BATS Options trading platform... to introduce a bulk-quoting interface for market makers in order to offer an additional market making...

  6. 77 FR 69530 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-19

    ... when routing to various away markets. The Exchange also proposes to amend Section VII, Section D to... orders in equity options to various away markets. The Exchange's Pricing Schedule at Section V currently... Maker \\4\\ and Specialist \\5\\ orders to away markets: \\3\\ The term ``professional'' means any person or...

  7. 78 FR 67430 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-12

    ... yield Flag K would increase intermarket competition because it offers customers an alternative means to...) Increase the fee for orders yielding Flag K, which routes to NASDAQ OMX PSX (``PSX'') using ROUC or ROUE... for orders yielding Flag K, which routes to PSX using ROUC or ROUE routing strategies; and (ii...

  8. 75 FR 47333 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-05

    ... 100 shares) orders in a separate, dedicated system, but will trade them on the Display Book system... Rule 501(a)--NYSE Amex Equities, the Exchange proposes to amend the definition of the term ``Closing... proposes to add language to conform the definition of a ``Stop Order'' for Nasdaq Securities with that for...

  9. 76 FR 71102 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-16

    ... floor brokerage business has a different business model as compared to members conducting an electronic business.\\17\\ The Exchange believes that it is reasonable to pay a rebate for only eQCC Orders in an... QCC Orders is reasonable because of the different business models, described herein, that apply to a...

  10. 77 FR 74710 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-17

    ....nyse.com , at the principal office of the Exchange, and at the Commission's Public Reference Room. II... trades against a posted bid or offer in the Exchange's Consolidated Order Book. When a Professional Customer or Broker Dealer is resting a bid or offer in the Exchange's Consolidated Order Book, it is...

  11. 77 FR 67699 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-13

    ... particular venue to be excessive. The proposed rule change reflects a competitive pricing structure designed... affiliated routing broker dealer, is charged for routing orders to NYSE, in response to the pricing changes... routing orders to PSX, in response to recent pricing changes in PSX's filing with the SEC.\\9\\ \\8\\ The...

  12. 76 FR 34794 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-14

    ... competitive market in which market participants can readily direct order flow to competing venues if they deem fee levels at a particular venue to be excessive. The proposed rule change reflects a competitive pricing structure designed to incent market participants to direct their order flow to the Exchange. The...

  13. 75 FR 78334 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ... competitive market in which market participants can readily direct order flow to competing venues if they deem fee levels at a particular venue to be excessive. The proposed rule change reflects a competitive pricing structure designed to incent market participants to direct their order flow to the Exchange. The...

  14. 76 FR 8389 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-14

    ... competitive market in which market participants can readily direct order flow to competing venues if they deem fee levels at a particular venue to be excessive. The proposed rule change reflects a competitive pricing structure designed to incent market participants to direct their order flow to the Exchange. The...

  15. 75 FR 69722 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-15

    ... premises controlled by the Exchange in order that they may locate their electronic servers in close... the Exchange's trading and execution systems through the same order gateway regardless of whether the... weekends if NOT scheduled at least 1 day in advance. Rack and Stack Installation of one $200 per server...

  16. 75 FR 10543 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-08

    ... suspend certain rule requirements at the close when extreme order imbalances may cause significant... Imbalances Pilot'' or ``Pilot'').\\4\\ Through this filing, NYSE proposes to extend the Pilot until the earlier... suspend NYSE Rules 52 (Hours of Operation) to resolve an extreme order imbalance that may result in a...

  17. 76 FR 71089 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-16

    ... Receipts/SPDRs (``SPY''); (ii) the PowerShares QQQ Trust (``QQQ'') [reg]; (iii) Apple, Inc. (``AAPL''); (iv... initially filed a proposed rule change \\6\\ to pay a different Customer Complex Order Rebate to Add Liquidity... the Exchange from continuing to increase its order flow. Currently, the Exchange pays a Customer...

  18. 78 FR 33866 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-05

    ... Amending NYSE MKT Rule 980NY, To Remove Provisions Governing How the Complex Matching Engine Handles Electronic Complex Orders That Contain a Stock Leg May 30, 2013. Pursuant to Section 19(b)(1)\\1\\ of the... governing how the Complex Matching Engine (``CME'') handles Electronic Complex Orders that contain a stock...

  19. 78 FR 28269 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-14

    ... other charges because it incentivizes Members to add liquidity to the EDGX Book \\6\\ as well as remove... applicable routing table. If shares remain un-executed after routing, they are posted on the Nasdaq book). Because retail orders are more likely to reflect long-term investment intentions than the orders of...

  20. 77 FR 74699 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-17

    ... Change Relating to Rebates and Fees for Adding and Removing Liquidity December 11, 2012. Pursuant to... Schedule entitled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols'' in order to... Adding Liquidity from $0.30 to $0.32 per contract, (2) create a new Complex Order Rebate for Removing...

  1. 75 FR 54935 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-09

    ... Rules 104 and 1000. In addition, the Exchange implemented a system change that allowed DMMs to create a... with interest and provide price improvement to orders in the Exchange's system. This schedule is known.... \\12\\ The Display Book system is an order management and execution facility. The Display Book system...

  2. 78 FR 51775 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ... change is available on the Exchange's Web site at www.nyse.com , at the principal office of the Exchange... (``ATSs''), including dark pools and electronic communication networks (``ECNs''). Competition among... at no charge on their Web sites in order to attract more order flow, and use revenue rebates from...

  3. 77 FR 9277 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-16

    ... Change Amending the NYSE Arca Equities Fee Schedule Increasing the Indication of Interest Tier 1 Credit and the Tracking Order Tier 1 Credit for ETP Holders and Market Makers February 10, 2012. Pursuant to... Schedule'') to increase the indication of interest (``IOI'') Tier 1 credit and the Tracking Order Tier 1...

  4. 78 FR 27274 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-09

    ...' orders that yield Flag BY. When Direct Edge ECN LLC (d/b/a DE Route) (``DE Route''), the Exchange's... for removing liquidity from the BYX order book for executions by members that add a daily average... competing venues to maintain their competitive standing in the financial markets. The Exchange believes that...

  5. 77 FR 62285 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-12

    ... other markets and thereby allows market participants to react to the execution (an effect known as... BX available shares and routing to other venues' shares will avoid the deleterious effect of market... Orders To Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for...

  6. [Comparison of antibacterial effects of different antiseptics after hand washing].

    PubMed

    Buluş, Nesrin; Kaleli, Ilknur

    2004-01-01

    The aim of this study was to compare 4% chlorhexidine gluconate, 7.5% povidone iodine and liquid soap, which are used as hand washing solutions for the immediate, cumulative and residual effects in bacterial growth. For this purpose, 18 volunteers washed their hands with 7.5% povidone iodine, 4% chlorhexidine gluconate and liquid soap by applying standard hygienic hand washing technique. In order to find out the bacterial amount in the hands of study group, glove liquid test was used. For the evaluation of immediate effects, samples were collected just after the washing procedure, for the residual effects samples were collected from gloved hands after 3 hours, and for the cumulative effects, samples were collected after 5 days with daily hand washings. It is found that the immediate effects of 4% chlorhexidine gluconate was superior than others, and 7.5% povidone iodine was superior to liquid soap. There was no difference between 4% chlorhexidine gluconate and 7.5% povidone iodine for residual effects. The cumulative effects were observed for 4% chlorhexidine gluconate and 7.5% povidone iodine, while there was no cumulative effect for liquid soap. According to these results, it can be suggested that 4% chlorhexidine gluconate can be used as a reliable antiseptic agent in the hospitals, especially for laboratories, intensive care units and operating rooms, owing to its favourable immediate, residual and cumulative effects.

  7. 78 FR 77545 - Self-Regulatory Organizations; Topaz Exchange LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    .... The Top Quote Feed provides real-time aggregated volume of all quotes and orders at the top price... aggregated volume of all quotes and orders available at each of the top five price levels on the Exchange... information that can help subscribers make informed investment decisions, and operate in the same manner as...

  8. 76 FR 77030 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-09

    ... the NYSE Amex System, orders from the same ATP Holder may inadvertently execute against each other as a result of being entered by different persons and/or systems at the same ATP Holder. Therefore... of orders from the same ATP Holder within one second to be a violation of the exposure requirement...

  9. 75 FR 67798 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-03

    ...,\\3\\ for routing standardized equity and index option Customer and Professional orders to away markets.... 59995 (May 28, 2009), 74 FR 26750 (June 3, 2009) (SR-Phlx-2009-32). The instant proposed fees will apply... Customer and Professional orders in equity and index options to away markets. In May 2009, the Exchange...

  10. 76 FR 54279 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-31

    ... Change Relating to the Active SQF Port Fee and the Order Entry Port Fee August 25, 2011. Pursuant to... that the Exchange will not assess a charge for the use of additional Active Specialized Quote Feed... proposed rule change is to allow member organizations to utilize additional Active SQF Ports and Order...

  11. 77 FR 22053 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-12

    ... reference to orders routed to the PSX to include the ROUE \\7\\ routing strategy in addition to the ROUC routing strategy. The Exchange proposes to continue to assess a charge of $0.0025 per share. \\7\\ See... to orders routed to the BATS BYX Exchange to include the ROUE routing strategy in addition to the...

  12. 77 FR 29438 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-17

    ... ``added liquidity'' to ``removed liquidity'' ratio of at least 70% where added flags are defined as B, HA..., Flag N is yielded when an order removes liquidity from the EDGX book in Tapes B or C securities. In... Members, the Exchange proposes to amend Flag N so that it only applies to orders that remove liquidity...

  13. 78 FR 5530 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-25

    ... costs that the Exchange incurs for routing and executing orders in equity options to various away... routing orders to away markets plus the away market's transaction fee. The Exchange assesses a $0.04 per... addition to the actual transaction fee or rebate paid by the away market. The fixed Routing Fee is based on...

  14. 77 FR 2579 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-18

    ... not be, for example, two 500- contract orders or two 500-contract legs. See Rule 1064(e). See also...), and Floor QCC Orders, as defined in 1064(e). The Exchange proposes to offer a tiered rebate structure... 1064 when such members are trading in their own proprietary account. QCC Transaction Fees are included...

  15. 78 FR 76677 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1...) The Customer \\3\\ Rebate Program in Section B; (ii) Simple Order pricing in Section I entitled Rebates... Exchange proposes to amend the Simple Order Fees for Removing Liquidity in Section I which are applicable...

  16. 77 FR 41847 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-16

    ... the Exchange's rate for routing orders to PSX, in response to the proposed pricing changes in PSX's... that add liquidity. The Exchange proposes to amend the pricing for Flag RS from a rebate of $0.0024 per...-competitive market in which market participants can readily direct order flow to competing venues if they deem...

  17. 75 FR 70048 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-16

    ... the Exchange in order that they may locate their electronic servers in close physical proximity to the... execution systems through the same order gateway regardless of whether the sender is co-located in the... scheduled at least 1 day in advance. Rack and Stack Installation of one $200 per server. server in User's...

  18. 78 FR 76884 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-19

    ..., based on current fee levels, the Exchange will charge a fee of $0.48 per contract in Penny Symbols and... Member are assessed fees and rebates at the same level as Market Maker orders. See footnote 2, Schedule... rotation in order to avoid the negative economics associated with paying a rebate on both sides of each...

  19. 21 CFR 1309.44 - Suspension of registration pending final order.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... revoked or suspended, in any case where he finds that there is an imminent danger to the public health or... danger to public health or safety. (b) Upon service of the order of immediate suspension, the registrant... described in section 304(f) of the Act (21 U.S.C. 824(f)). (c) Any suspension shall continue in effect until...

  20. 77 FR 42022 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-17

    ... prioritized among non-displayed orders at the locking price based on its time of entry. Upon the second... Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price To Comply Order July 11, 2012... of the Proposed Rule Change The Exchange proposes to clarify how the processing of a Price to Comply...

  1. What does a patient with semantic dementia remember in verbal short-term memory? Order and sound but not words.

    PubMed

    Majerus, Steve; Norris, Dennis; Patterson, Karalyn

    2007-03-01

    In this study, we explored capacities for three different aspects of short-term verbal memory in patients with semantic dementia. As expected, the two patients had poor recall for lexico-semantic item information, as assessed by immediate serial recall of word lists. In contrast, their short-term memory for phonological information was preserved, as evidenced by normal performance for immediate serial recall of nonword lists, with normal or increased nonword phonotactic-frequency effects, and increased sensitivity to phonological lures in a delayed probe recognition task. Furthermore, the patients appeared to have excellent memory for the serial order of the words in a list. These data provide further support for the proposal that language knowledge is a major determining factor of verbal STM capacity, but they also highlight the necessary distinction of processes involved in item and order recall, as proposed by recent models of STM.

  2. 77 FR 62287 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-12

    ... other markets and thereby allows market participants to react to the execution (an effect known as... effect of market impact discussed above and result in overall faster and better executions of its members... Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for...

  3. 77 FR 22020 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-12

    ... which they are acting (principal, agent, or riskless principal) into the System, the order will be... assist the Exchange in surveilling the markets for abusive or otherwise violative trading activity. \\7...

  4. 77 FR 40935 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-11

    ... and marketing purposes, the Exchange proposes to rename the ``Add Liquidity Order'' to the ``Add... fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, to foster...

  5. 78 FR 69483 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-19

    ...) PIXL order for just a few contracts is more appropriate for exposure to aggressive price competition... other participants in PIXL. Accordingly, Phlx participants will be motivated to be more aggressive and...

  6. 77 FR 39783 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ...-EDGA-2012-22, MDOs represent a combination of two existing order types: The MDO has two discrete... excessive. The proposed rule change reflects a competitive pricing structure designed to incent market...

  7. Representation of Item Position in Immediate Serial Recall: Evidence from Intrusion Errors

    ERIC Educational Resources Information Center

    Fischer-Baum, Simon; McCloskey, Michael

    2015-01-01

    In immediate serial recall, participants are asked to recall novel sequences of items in the correct order. Theories of the representations and processes required for this task differ in how order information is maintained; some have argued that order is represented through item-to-item associations, while others have argued that each item is…

  8. 78 FR 21993 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-12

    ... greater than $0.01 (i.e., all non-Penny Pilot Classes, and Penny Pilot Classes where the trade price is... intense competition on price (and other dimensions of competition) to attract order flow from order flow... II (Liquidity Fees and Credits) that when a non-immediately marketable order executes against a PIP...

  9. 75 FR 42801 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-22

    ... Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... at or under the threshold are charged the constituent's prescribed execution fee. This waiver applies... members to execute large-sized FX options orders on the Exchange in a manner that is cost effective. The...

  10. 78 FR 6368 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-30

    ... fees for routing options to away markets. While these amendments are effective upon filing, the... recoup costs the Exchange incurs for routing and executing certain orders in equity options to away... plus the away market transaction fee as noted below. Today, the Exchange calculates Routing Fees by...

  11. 77 FR 55251 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-07

    ... nature of any liquidity the originating routing strategy seeks. Purchasers of Edge Routed Liquidity... market participants to improve their trading and order routing strategies by being able to discern missed... market research and analysis as well as back-testing of new trading strategies to gauge effectiveness...

  12. 77 FR 55248 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-07

    ... nature of any liquidity the originating routing strategy seeks. Purchasers of Edge Routed Liquidity... participants to improve their trading and order routing strategies by being able to discern missed trading... research and analysis as well as back-testing of new trading strategies to gauge effectiveness. The [[Page...

  13. 78 FR 19054 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-28

    ... Effectiveness of the Second Amendment to the National Market System Plan to Address Extraordinary Market...-631) (Order Approving, on a Pilot Basis, the National Market System Plan To Address Extraordinary... accommodate more fundamental price moves (as opposed to erroneous trades or momentary gaps in liquidity). All...

  14. 77 FR 26591 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-04

    ... Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols April 30, 2012. Pursuant... Pricing Schedule titled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols,'' with... Participant and Market Maker Fees for Removing Liquidity in Select Symbols. Those fees became effective on...

  15. 76 FR 41844 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-15

    ... Change Relating To Amend NYSE Arca Equities Rule 7.31(b) To Add Text Describing How Limit Orders Priced a... NYSE Arca Equities Rule 7.31(b) to add text describing how limit orders priced a specified percentage away from the national best bid or offer will be rejected by Exchange systems. The text of the proposed...

  16. 78 FR 40257 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-03

    ... EDGA Members. The text of the proposed rule change is available on the Exchange's Internet Web site at... received on the proposed rule change. The text of these statements may be examined at the places specified... proposes to amend Rule 11.5(c)(15), the NBBO Offset Peg Order, to state that the order type will: (1) Only...

  17. 78 FR 40227 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-03

    ... EDGX Members. The text of the proposed rule change is available on the Exchange's Internet Web site at... received on the proposed rule change. The text of these statements may be examined at the places specified... proposes to amend Rule 11.5(c)(15), the NBBO Offset Peg Order, to state that the order type will: (1) Only...

  18. 78 FR 16731 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ... International Securities Exchange offers PRECISE TRADE as a means for users to enter orders and Chicago Board... users to develop their own internal front-end order entry systems and may provide savings to users in.../NASDAQOMXPHLXTools/PlatformViewer.asp?selectednode=chp%5F1%5F4&manual=%2Fnasdaqomxphlx%2Fphlx%2Fphlx%2Drulesbrd%2F...

  19. 78 FR 14380 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-05

    ... original price at which it was posted to the EDGX Book. Example 1: EDGX Only/Post Only Order is entered.... Example 2: Price Band Moves Higher Than EDGX Only/Post Only Buy Order on the EDGX Book Assume the same... Price Band and a short sale price test restriction under Rule 201 of Regulation SHO (``short sale price...

  20. 78 FR 18652 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-27

    ... solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR.... Purpose The purpose of the proposed rule change is to increase certain Simple Order Fees for Removing... market. Section I Amendments The Exchange proposes to amend the Simple Order fees in Section I, Part A of...

  1. 78 FR 13925 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-01

    ... to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2... recently filed a rule change to amend its transaction fees and rebates for simple,\\6\\ non-complex orders.... \\6\\ C2 defines simple orders to exclude ETFs and indexes. \\7\\ See Securities Exchange Act Release No...

  2. 77 FR 41864 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-16

    ... on EDGX if they post greater than or equal to 0.50% of the Total Consolidated Volume in Average Daily Volume on EDGX in total, where at least 2 million shares are Non-Displayed Orders that yield Flag HA. The... thereby potentially increases volume on EDGX to the extent the order executes on EDGX. The Exchange also...

  3. 75 FR 80087 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-21

    ..., cancellation of such orders and the calculation and publication of imbalances. In particular, Rule 123C(2)(b... Imbalance Publication. The rule therefore suggests that members or member organizations entering MOC or LOC... would join the same side of a published MOC/LOC imbalance and the entry of MOC/LOC orders after 3:45 p.m...

  4. 78 FR 21452 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-10

    .... First, the Exchange proposes to eliminate the first and third qualification requirements for Tier 4... Pilot Issues, plus executed ADV of Retail Orders of 0.3% of U.S. Equity Market Share Posted and Executed... and Non-Penny Pilot Issues Plus executed ADV of Retail Orders of 0.3% ADV of U.S. Equity Market Share...

  5. 78 FR 77514 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... cancels a Vertical Spread or a Time Spread rather than placing it on the CBOOK where a sell (buy) order would execute at a price outside of the SPP limit on the sell (buy) side. The Exchange proposes to... at a price outside of the SPP limit on the offer side, and similarly cancels a buy order that would...

  6. Effects of Prenominal Adjective Ordering on Children's Latencies and Errors in an Immediate Sentence Recall Task.

    ERIC Educational Resources Information Center

    Freedle, Roy; Hall, William S.

    A total of 34 children, ages 2 and a half to 6, were presented with sentences for imitation that either violated or honored a prenominal adjective ordering rule, which requires that size adjectives must precede color adjectives. Two response measures were evaluated in terms of these sentence types: latency to begin a sentence imitation and recall…

  7. 77 FR 16579 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-21

    ... from ``Phlx XL II'' to ``PHLX XL'' for branding purposes. The text of the proposed rule change is..., for the purpose of executing a particular investment strategy. A Complex Order can also be a stock... set at 10%, and a PHLX XL participant submits a Complex Order with a strategy to buy Series A and buy...

  8. 77 FR 47886 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-10

    ... routing strategies \\4\\ (the same fee charged for routing to all venues other than the New York Stock Exchange (``NYSE'')), $0.0035 per share executed for orders that use the BMOP routing strategy (the same... charged by PSX for orders that use the BTFY or BCRT routing strategies. \\3\\ See SR-Phlx-2012-102 (July 31...

  9. 77 FR 61795 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-11

    ... Fees Charged for Routing Orders to the New York Stock Exchange LLC October 4, 2012. Pursuant to Section...'') to modify the fees that it charges for routing orders to the New York Stock Exchange LLC (``NYSE... existing relationship to the new fees in place at the NYSE. \\5\\ See SR-NYSE-2012-50 (Sept. 26, 2012) (the...

  10. 76 FR 2176 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-12

    ... for routing orders to the New York Stock Exchange LLC and NYSE Amex LLC for execution on those markets... for routing orders to the New York Stock Exchange LLC (``NYSE'') and NYSE Amex LLC (``NYSE Amex'') for... to the new fees in place at the NYSE and NYSE Amex. \\6\\ See SR-NYSE-2010-87 (the ``NYSE Fee Filing...

  11. 75 FR 47051 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-04

    ... Change Amending Rule 7.31(x) July 29, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange... Exchange proposes to amend Rule 7.31(x). The text of the proposed rule change is available on the Exchange....31(x) defines the Primary Only (``PO'') Order, which allows ETP Holders to direct an order to the...

  12. 76 FR 45636 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-29

    ... aggressive quoting and shift economics associated with non-transparent payment for order flow arrangements to... with Section 6(b)(5) of the Act,\\9\\ because it would promote just and equitable principles of trade...

  13. 78 FR 140 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-02

    ...\\ thereunder so that the proposal was effective upon filing with the Commission. The Commission is publishing... initial Delivery Orders (``DO'') for a variety of reasons (e.g., DK, wrong quantity, wrong security, wrong...

  14. The application of Reiki in nurses diagnosed with Burnout Syndrome has beneficial effects on concentration of salivary IgA and blood pressure.

    PubMed

    Díaz-Rodríguez, Lourdes; Arroyo-Morales, Manuel; Cantarero-Villanueva, Irene; Férnandez-Lao, Carolina; Polley, Marie; Fernández-de-las-Peñas, César

    2011-01-01

    This study aimed to investigate the immediate effects of the secretory immunoglobulin A (sIgA), α-amylase activity and blood pressure levels after the application of a Reiki session in nurses with Burnout Syndrome. A randomized, double-blind, placebo-controlled, crossover design was conducted to compare the immediate effects of Reiki versus control intervention (Hand-off sham intervention) in nurses with Burnout Syndrome. Sample was composed of eighteen nurses (aged 34-56 years) with burnout syndrome. Participants were randomly assigned to receive either a Reiki treatment or a placebo (sham Reiki) treatment, according to the established order in two different days. The ANOVA showed a significant interaction time x intervention for diastolic blood pressure (F=4.92, P=0.04) and sIgA concentration (F=4.71, P=0.04). A Reiki session can produce an immediate and statistically significant improvement in sIgA concentration and diastolic blood pressure in nurses with Burnout Syndrome.

  15. Overt vs. covert speed cameras in combination with delayed vs. immediate feedback to the offender.

    PubMed

    Marciano, Hadas; Setter, Pe'erly; Norman, Joel

    2015-06-01

    Speeding is a major problem in road safety because it increases both the probability of accidents and the severity of injuries if an accident occurs. Speed cameras are one of the most common speed enforcement tools. Most of the speed cameras around the world are overt, but there is evidence that this can cause a "kangaroo effect" in driving patterns. One suggested alternative to prevent this kangaroo effect is the use of covert cameras. Another issue relevant to the effect of enforcement countermeasures on speeding is the timing of the fine. There is general agreement on the importance of the immediacy of the punishment, however, in the context of speed limit enforcement, implementing such immediate punishment is difficult. An immediate feedback that mediates the delay between the speed violation and getting a ticket is one possible solution. This study examines combinations of concealment and the timing of the fine in operating speed cameras in order to evaluate the most effective one in terms of enforcing speed limits. Using a driving simulator, the driving performance of the following four experimental groups was tested: (1) overt cameras with delayed feedback, (2) overt cameras with immediate feedback, (3) covert cameras with delayed feedback, and (4) covert cameras with immediate feedback. Each of the 58 participants drove in the same scenario on three different days. The results showed that both median speed and speed variance were higher with overt than with covert cameras. Moreover, implementing a covert camera system along with immediate feedback was more conducive to drivers maintaining steady speeds at the permitted levels from the very beginning. Finally, both 'overt cameras' groups exhibit a kangaroo effect throughout the entire experiment. It can be concluded that an implementation strategy consisting of covert speed cameras combined with immediate feedback to the offender is potentially an optimal way to motivate drivers to maintain speeds at the speed limit. Copyright © 2015 Elsevier Ltd. All rights reserved.

  16. 77 FR 57175 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-17

    ... routing and executing certain orders in equity options to NOM, specifically, options on Facebook, Inc... Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00...

  17. 75 FR 77675 - AREVA NP, Inc.; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-13

    ..., appropriate notification of regulatory authorities, safety culture and safety conscious work environment...., outside the global AREVA organization), safety culture assessment in accordance with an accepted nuclear....e., outside the global AREVA organization), safety culture assessment in accordance with an accepted...

  18. 75 FR 54928 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-09

    ... (``LOC'') orders executed in the NYSE Closing Auction. For stocks with a per share stock price of $1.00... stocks with a per share stock price less than $1.00 per share, the fee will change from (A) the lesser of... LOC orders executed in the NYSE Closing Auction. For stocks with a per share stock price of $1.00 or...

  19. 77 FR 77134 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-31

    ... routing orders to away markets in Rule 1080(m). \\3\\ This proposal refers to ``PHLX XL[supreg]'' as the... inferior to the away best bid or offer (``ABBO'') the Phlx XL II system will route FIND \\4\\ and SRCH \\5... crossed by an away market. See Rule 1080 (m)(C). \\6\\ A DNR order will never be routed outside of Phlx...

  20. 76 FR 61411 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-04

    ... Change Amending Commentary .04 to Rule 6.4 in Order To Simplify the $1 Strike Price Program September 28... interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's... .04 to Rule 6.4 in order to simplify the $1 Strike Price Program. The text of the proposed rule change...

  1. 76 FR 62489 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-07

    ... market access. Consistent with the requirements of the Market Access Rule, these tests are designed to... another market center if it posts a bid or offer that locks or crosses the BSTG order.\\9\\ BSKN is a form... it posts a bid or offer that locks or crosses the BSCN order.\\11\\ BSKP is a form of BSCN in which the...

  2. Effects of cell-attachment and extracellular matrix on bone formation in vivo in collagen-hydroxyapatite scaffolds.

    PubMed

    Villa, Max M; Wang, Liping; Rowe, David W; Wei, Mei

    2014-01-01

    Cell-based tissue engineering can be used to replace missing or damaged bone, but the optimal methods for delivering therapeutic cells to a bony defect have not yet been established. Using transgenic reporter cells as a donor source, two different collagen-hydroxyapatite (HA) scaffolds, and a critical-size calvarial defect model, we investigated the effect of a cell-attachment period prior to implantation, with or without an extracellular matrix-based seeding suspension, on cell engraftment and osteogenesis. When quantitatively compared, the in-house scaffold implanted immediately had a higher mean radiopacity than in-house scaffolds incubated overnight. Both scaffold types implanted immediately had significantly higher area fractions of donor cells, while the in-house collagen-HA scaffolds implanted immediately had higher area fractions of the mineralization label compared with groups incubated overnight. When the cell loading was compared in vitro for each delivery method using the in-house scaffold, immediate loading led to higher numbers of delivered cells. Immediate loading may be preferable in order to ensure robust bone formation in vivo. The use of a secondary ECM carrier improved the distribution of donor cells only when a pre-attachment period was applied. These results have improved our understanding of cell delivery to bony defects in the context of in vivo outcomes.

  3. Immediate and long-term consequences of vascular toxicity during zebrafish development

    EPA Science Inventory

    Proper formation of the vascular system is necessary for embryogenesis, and chemical disruption of vascular development may be a key event driving developmental toxicity. In order to test the effect of environmental chemicals on this critical process, we developed a quantitative ...

  4. 78 FR 3924 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-17

    ... ordered by customers using the CoLo Console \\3\\ during the months of January and February of 2013... number of cabinets continues to exceed the Baseline Number. \\3\\ The ``CoLo Console'' is BX's web-based...

  5. 78 FR 4184 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-18

    ... the CoLo Console \\3\\ during the months of January and February of 2013, provided that such cabinets... exceed the Baseline Number. \\3\\ The ``CoLo Console'' is Phlx's web-based ordering tool, and it is the...

  6. Effects of Immediate Feedback and Pacing of Item Presentation on Ability Test Performance and Psychological Reactions to Testing.

    DTIC Science & Technology

    1981-02-01

    3 Design ..................................................................... 3 Independent Variables...Prestwood & Weiss, 1978), which were designed to assess the effects of KR, the provision of "KR wa ; onf.,tidod with paring of item presentation...ach Item. -3- The present study was designed to separately examine the effects of KR and of computer- versus self-pacing of item presentation in order

  7. 76 FR 16844 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-25

    ...)(4). ix. Exchange Rule 4751(h)(8) to reflect that ``good-til-market close'' \\6\\ orders must be available for entry and potential execution from 7 a.m. ET instead of 8 ET. \\6\\ ``Good-til-market close...

  8. 77 FR 69682 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-20

    ..., and that in some cases its port fees are less expensive than many of its primary competitors.\\11\\ The... differences between a drop copy port and an order/quote entry port (e.g., that configuration and monitoring of...

  9. 77 FR 73106 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-07

    ... Amending Rule 123C(9)(a)(1)(ii)--Equities To Delete the Requirement That the Order Acceptance Cut-Off Time... order acceptance cut-off time cannot be past 4:30 p.m. The text of the proposed rule change is available... acceptance cut-off time cannot be past 4:30 p.m. (or 30 minutes after the scheduled close in the case of an...

  10. 78 FR 52802 - Tin T. Win, M.D., Dismissal of Proceeding

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-26

    ... DEPARTMENT OF JUSTICE Drug Enforcement Administration Tin T. Win, M.D., Dismissal of Proceeding On... Cause and Immediate Suspension of Registration to Tin T. Win, M.D. (hereinafter, Registrant), of Lake... order that the Order to Show Cause and Immediate Suspension of Registration issued to Tin T. Win, M.D...

  11. Time Ordering in Frontal Lobe Patients: A Stochastic Model Approach

    ERIC Educational Resources Information Center

    Magherini, Anna; Saetti, Maria Cristina; Berta, Emilia; Botti, Claudio; Faglioni, Pietro

    2005-01-01

    Frontal lobe patients reproduced a sequence of capital letters or abstract shapes. Immediate and delayed reproduction trials allowed the analysis of short- and long-term memory for time order by means of suitable Markov chain stochastic models. Patients were as proficient as healthy subjects on the immediate reproduction trial, thus showing spared…

  12. 78 FR 59076 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-25

    ... contracts (Rule 1057) and PHLX FOREX option contracts (Rules 1000C-1009C). Standard expiration contracts... apply only to series of option contracts opened for trading after the effective date of the OCC rule... trading of options in order to change the expiration date for most option contracts to the third Friday of...

  13. 77 FR 15169 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-14

    ... Exchange, including a 10Gb fiber connection, a 1Gb copper connection, and a 100 MB connection.\\4\\ In... enable its clients a more efficient connection to the Exchange. The Exchange proposes a 40G [sic] fiber... orders of 10Gb and 40Gb fiber connectivity to the Exchange completed between the effectiveness of this...

  14. Ceramics Derived from Organo-Metallic Precursors

    DTIC Science & Technology

    1991-10-01

    spraying, and roller-coating may also be used to good effect . The films deposited by any of these techniques are ready to be fired immediately...films. The wet chemical route offers great potential for highly cost- effective processing; and the critical issue for its wide-scale implementation is...glasses and subsequently to crystallize single phase HTSC materials. The fourth composition, 4223, was made in order to test the effect of Bi on glass

  15. East Europe Report, Political, Sociological and Military Affairs

    DTIC Science & Technology

    1984-09-06

    intensifying the national economy, raising the effectiveness of production, improving the production structures of the branches of industry, rapidly...recent proposals submitted by the Soviet Government to the effect that immediate negotiations should be started on a complex of issues whose...ever before that it is necessary to strengthen our unity and strength in order to be able to effectively repulse the attacks of the class enemy and to

  16. Effects of High-Intensity Interval and Moderate-Intensity Continuous Exercise on Inflammatory, Leptin, IgA, and Lipid Peroxidation Responses in Obese Males.

    PubMed

    de Souza, Daniel C; Matos, Victor A F; Dos Santos, Victor O A; Medeiros, Italo F; Marinho, Cristiane S R; Nascimento, Paulo R P; Dorneles, Gilson P; Peres, Alessandra; Müller, Carlos H; Krause, Maurício; Costa, Eduardo C; Fayh, Ana P T

    2018-01-01

    Purpose: To compare the effects of a single high-intensity interval exercise session (HIIE) with a moderate-intensity continuous exercise session (MICE) on the inflammatory profile, IgA levels, and lipid peroxidation in sedentary obese males. Methods: Ten sedentary obese men (age 28.5 ± 2.7 years; BMI 35.9 ± 4.9 kg/m 2 ; body fat 40.6 ± 2.0%) performed three experimental sessions, on separate days with 1 week wash-out period between interventions, according to a randomized order: (1) HIIE: 10 × 60 s at 90% of the HR max alternated by 60 s of active recovery; (2) MICE: 20 min at 70% of the HR max; (3) Rest-control. Blood and saliva samples were collected before, immediately after and 60 min after the end of each session in order to analyse serum levels of cytokines, IgA, and lipoperoxidation markers. Results: Leptin levels decreased immediately after HIIE ( P = 0.033) and was different from the MICE ( P = 0.025). IFN-γ levels were reduced immediately after ( P = 0.032) and 60 min after HIIE ( P = 0.003) compared to baseline, and it also increased IL-4 levels immediately after exercise ( P = 0.007) compared to resting values. MICE promoted an increase in IFN-γ levels immediately after exercise ( P = 0.025) and 60 min after exercise ( P = 0.004) in relation to baseline. Both exercise conditions increased IL-6 levels up to 60 min after exercise ( P < 0.05). The IFN-γ/IL-4 ratio decreased immediately after ( P = 0.002) and 60 min after HIIE ( P = 0.005) in relation to pre-exercise. No changes were found for IgA-S and TBARS for any of the conditions. Conclusion: A single HIIE session is able to decrease IFN-γ/IL-4 ratio, indicating an anti-inflammatory response, without alterations in the function of the mucosal immune system and lipoperoxidation. On the other hand, a brief session of MICE induced changes in the pattern of cytokines associated with increased cellular immune function.

  17. Effects of High-Intensity Interval and Moderate-Intensity Continuous Exercise on Inflammatory, Leptin, IgA, and Lipid Peroxidation Responses in Obese Males

    PubMed Central

    de Souza, Daniel C.; Matos, Victor A. F.; dos Santos, Victor O. A.; Medeiros, Italo F.; Marinho, Cristiane S. R.; Nascimento, Paulo R. P.; Dorneles, Gilson P.; Peres, Alessandra; Müller, Carlos H.; Krause, Maurício; Costa, Eduardo C.; Fayh, Ana P. T.

    2018-01-01

    Purpose: To compare the effects of a single high-intensity interval exercise session (HIIE) with a moderate-intensity continuous exercise session (MICE) on the inflammatory profile, IgA levels, and lipid peroxidation in sedentary obese males. Methods: Ten sedentary obese men (age 28.5 ± 2.7 years; BMI 35.9 ± 4.9 kg/m2; body fat 40.6 ± 2.0%) performed three experimental sessions, on separate days with 1 week wash-out period between interventions, according to a randomized order: (1) HIIE: 10 × 60 s at 90% of the HRmax alternated by 60 s of active recovery; (2) MICE: 20 min at 70% of the HRmax; (3) Rest—control. Blood and saliva samples were collected before, immediately after and 60 min after the end of each session in order to analyse serum levels of cytokines, IgA, and lipoperoxidation markers. Results: Leptin levels decreased immediately after HIIE (P = 0.033) and was different from the MICE (P = 0.025). IFN-γ levels were reduced immediately after (P = 0.032) and 60 min after HIIE (P = 0.003) compared to baseline, and it also increased IL-4 levels immediately after exercise (P = 0.007) compared to resting values. MICE promoted an increase in IFN-γ levels immediately after exercise (P = 0.025) and 60 min after exercise (P = 0.004) in relation to baseline. Both exercise conditions increased IL-6 levels up to 60 min after exercise (P < 0.05). The IFN-γ/IL-4 ratio decreased immediately after (P = 0.002) and 60 min after HIIE (P = 0.005) in relation to pre-exercise. No changes were found for IgA-S and TBARS for any of the conditions. Conclusion: A single HIIE session is able to decrease IFN-γ/IL-4 ratio, indicating an anti-inflammatory response, without alterations in the function of the mucosal immune system and lipoperoxidation. On the other hand, a brief session of MICE induced changes in the pattern of cytokines associated with increased cellular immune function. PMID:29875681

  18. 76 FR 64402 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65379; File No. SR-CBOE-2011-079] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order September 22, 2011...

  19. 75 FR 26832 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-12

    ..., Inc. to Clarify, Eliminate, Revise, or Delete Certain Out-Dated or Obsolete Rules May 6, 2010... its rules by clarifying existing provisions, eliminating superfluous provisions, and revising or... rules in order to clarify existing provisions, eliminate superfluous provisions, delete certain out...

  20. 75 FR 70042 - In the Matter of All Power Reactor Licensees and Research Reactor Licensees Who Transport Spent...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-16

    ... NUCLEAR REGULATORY COMMISSION [Docket Nos (Redacted), License Nos (Redacted), EA (Redacted); NRC- 2010-0351] In the Matter of All Power Reactor Licensees and Research Reactor Licensees Who Transport Spent Nuclear Fuel; Order Modifying License (Effective Immediately) I. The licensees identified in...

  1. 75 FR 79423 - In the Matter of All Power Reactor Licensees and Research Reactor Licensees Who Transport Spent...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-20

    ... NUCLEAR REGULATORY COMMISSION [Docket Nos. (Redacted), License Nos.: (Redacted), EA (Redacted); NRC- 2010-0351] In the Matter of All Power Reactor Licensees and Research Reactor Licensees Who Transport Spent Nuclear Fuel; Order Modifying License (Effective Immediately) I The licensees identified in...

  2. 76 FR 28113 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-13

    ... enter eligible contracts into the Exchange's Floor Broker Management System (``FBMS'').\\3\\ To qualify... brokers and/or their employees to enter, route, and report transactions stemming from options orders... the Exchange. The Exchange believes that rewarding members that contribute the most liquidity or...

  3. Advanced Seal Delivery System: Perspectives and Options

    DTIC Science & Technology

    2006-01-01

    in that order of importance. Once cracked by whatever mechanism, alloy 6-4 titanium (unlike some other titani - um materials) will fail immediately...NGC and its potential subcontractors is not as effective as it could be. Given the early history of the ASDS program, it does not surprise us that

  4. 75 FR 78296 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    .... See PSX Rule 3301(h)(4). vi. PSX Rule 3301(h)(8) to reflect that ``good-til-market close'' \\6\\ orders must be available for entry and potential execution from 8 a.m. ET instead of 9 a.m. ET. \\6\\ ``Good-til...

  5. 75 FR 57532 - In the Matter of: Stone & Webster Construction, Inc.; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-21

    ... to working in the nuclear industry for workers coming in without nuclear experience; New Hire... employees in its Nuclear Services (i.e., construction) and Nuclear Maintenance Divisions working at nuclear... (i.e., construction) and Nuclear Maintenance Divisions working at nuclear facilities addressing: (a...

  6. Interstimulus interval as it affects temporary threshold shift in serial presentations of loud tones.

    DOT National Transportation Integrated Search

    1979-06-01

    Temporary threshold shifts were measured repeatedly during a session in order to determine effects of interstimulus interval (ISI) on the shift. The fatiguing sound was a 3-minute, 110-dB-SPL, 4,000-Hz tone. Immediately following the 3-minute stimula...

  7. 24 CFR 901.5 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... otherwise indicated, the assessed fiscal year is the immediate past fiscal year of a PHA. Assistant... the vacancy rate in the PHMAP assessment year (the immediate past fiscal year) with the vacancy rate... time it took to complete non-emergency work orders in the PHMAP assessment year (the immediate past...

  8. Comparative clinical evaluation of the immediate and late analgesic effect of GaAlAs diode lasers of 830 and 660 nm in the treatment of dentine pain: preliminary results

    NASA Astrophysics Data System (ADS)

    Ladalardo, Thereza C.; Mangabeira Albernaz, Pedro L.; Brugnera, Aldo, Jr.; Zanin, Fatima A. A.; Siqueira, Jose T.; Pinheiro, Antonio L. B.

    2002-06-01

    In this comparative clinical study, we aimed at evaluating the immediate and late analgesic effect of GaAlAs diode lasers of 660 nm and 830 nm in treatment of dentine pain. We used GaAlAs diode lasers of 660 nm and 830 nm with 35 mW, continuous wave emission, spot size 1 mm2 and a dosage of 4 joules/cm2 applied to the cervical dentine surface. In total 4 treatment sessions were performed at intervals of 7 days in a period of 4 consecutive weeks. A total of 40 teeth treated were divided into two groups comprising 20 teeth each: one group irradiated with a 660 nm wavelength laser, and the other one with a 830 nm wavelength laser. By means of a quantitative visual analogue scale (V.A.S.), we measured the sensitive responses to cold stimulus pre- treatment, and at a follow-up period of 15 and 30 minutes post-treatment in both groups in order to evaluate the immediate analgesic effect. The late effect was evaluated at a follow-up period of 15 and 30 days. Using the GaAlAs diode laser of 660 nm wavelength resulted in better levels of dentine desensitization, at both immediate and late analgesic effect analysis compared with the use of the GaAlAs diode laser of 830 nm wavelength.

  9. Serial-position effects for items and relations in short-term memory.

    PubMed

    Jones, Tim; Oberauer, Klaus

    2013-04-01

    Two experiments used immediate probed recall of words to investigate serial-position effects. Item memory was tested through probing with a semantic category. Relation memory was tested through probing with the word's spatial location of presentation. Input order and output order were deconfounded by presenting and probing items in different orders. Primacy and recency effects over input position were found for both item memory and relation memory. Both item and relation memory declined over output position. The finding of a U-shaped input position function for item memory rules out an explanation purely in terms of positional confusions (e.g., edge effects). Either these serial-position effects arise from variations in the intrinsic memory strength of the items, or they arise from variations in the strength of item-position bindings, together with retrieval by scanning.

  10. 77 FR 34448 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-11

    ... Rules and Procedures in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing... Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. (``Apex Clearing'') as an NSX... regarding the application process for ETP Holders in order to immediately approve Apex Clearing as an NSX...

  11. 77 FR 68871 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-16

    ... this Rule. Also, the provisions of Rule 1033(b) and (c), Rule 1034 and Rule 1038 do not apply to orders... effective proposal that extended the pilot program until December 1, 2012.\\10\\ The Exchange now proposes an... trading procedures were limited to options classes traded in $0.05 or $0.10 standard increments. The $1...

  12. 77 FR 68876 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-16

    ... this Rule. Also, the provisions of Rule 1033(b) and (c), Rule 1034 and Rule 1038 do not apply to orders... effective proposal that extended the pilot program until December 1, 2012.\\10\\ The Exchange now proposes an... trading procedures were limited to options classes traded in $0.05 or $0.10 standard increments. The $1...

  13. 78 FR 8680 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-06

    ... changes to the market- wide circuit breaker on a pilot basis for a period scheduled to start on February 4... circuit breaker pilot to April 8, 2013 in order for the implementation date for the market-wide circuit..., SR-NASD-98-27, and SR-Phlx-98-15). Once a Rule 11.18 circuit breaker is in effect, trading in all...

  14. The effect of session order on the physiological, neuromuscular, and endocrine responses to maximal speed and weight training sessions over a 24-h period.

    PubMed

    Johnston, Michael; Johnston, Julia; Cook, Christian J; Costley, Lisa; Kilgallon, Mark; Kilduff, Liam P

    2017-05-01

    Athletes are often required to undertake multiple training sessions on the same day with these sessions needing to be sequenced correctly to allow the athlete to maximize the responses of each session. We examined the acute effect of strength and speed training sequence on neuromuscular, endocrine, and physiological responses over 24h. 15 academy rugby union players completed this randomized crossover study. Players performed a weight training session followed 2h later by a speed training session (weights speed) and on a separate day reversed the order (speed weights). Countermovement jumps, perceived muscle soreness, and blood samples were collected immediately prior, immediately post, and 24h post-sessions one and two respectively. Jumps were analyzed for power, jump height, rate of force development, and velocity. Blood was analyzed for testosterone, cortisol, lactate and creatine kinase. There were no differences between countermovement jump variables at any of the post-training time points (p>0.05). Likewise, creatine kinase, testosterone, cortisol, and muscle soreness were unaffected by session order (p>0.05). However, 10m sprint time was significantly faster (mean±standard deviation; speed weights 1.80±0.11s versus weights speed 1.76±0.08s; p>0.05) when speed was sequenced second. Lactate levels were significantly higher immediately post-speed sessions versus weight training sessions at both time points (p<0.05). The sequencing of strength and speed training does not affect the neuromuscular, endocrine, and physiological recovery over 24h. However, speed may be enhanced when performed as the second session. Copyright © 2016 Sports Medicine Australia. Published by Elsevier Ltd. All rights reserved.

  15. 20 CFR 1002.74 - Must the employee begin service in the uniformed services immediately after leaving his or her...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... from the civilian job to put his or her personal affairs in order, before beginning the service. Taking... 20 Employees' Benefits 4 2012-04-01 2012-04-01 false Must the employee begin service in the uniformed services immediately after leaving his or her employment position in order to have USERRA...

  16. 20 CFR 1002.74 - Must the employee begin service in the uniformed services immediately after leaving his or her...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... from the civilian job to put his or her personal affairs in order, before beginning the service. Taking... 20 Employees' Benefits 3 2011-04-01 2011-04-01 false Must the employee begin service in the uniformed services immediately after leaving his or her employment position in order to have USERRA...

  17. 20 CFR 1002.74 - Must the employee begin service in the uniformed services immediately after leaving his or her...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... from the civilian job to put his or her personal affairs in order, before beginning the service. Taking... 20 Employees' Benefits 3 2010-04-01 2010-04-01 false Must the employee begin service in the uniformed services immediately after leaving his or her employment position in order to have USERRA...

  18. 20 CFR 1002.74 - Must the employee begin service in the uniformed services immediately after leaving his or her...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... from the civilian job to put his or her personal affairs in order, before beginning the service. Taking... 20 Employees' Benefits 4 2014-04-01 2014-04-01 false Must the employee begin service in the uniformed services immediately after leaving his or her employment position in order to have USERRA...

  19. 20 CFR 1002.74 - Must the employee begin service in the uniformed services immediately after leaving his or her...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... from the civilian job to put his or her personal affairs in order, before beginning the service. Taking... 20 Employees' Benefits 4 2013-04-01 2013-04-01 false Must the employee begin service in the uniformed services immediately after leaving his or her employment position in order to have USERRA...

  20. 75 FR 10853 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-09

    ...-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Multi-Class Broad Based Index Option Spread Orders March 2... thereunder,\\2\\ notice is hereby given that on February 18, 2010, the Chicago Board Options Exchange...

  1. 78 FR 16895 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-19

    ...-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Orders and Mini-Options March 13, 2013. Pursuant to...\\ notice is hereby given that on March 7, 2013, Chicago Board Options Exchange, Incorporated (the...

  2. 76 FR 63686 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-13

    ... Exchange's proposal does not address or impact any priority relationship for Professional as opposed to... traded by Options Members (which may include trades on behalf of Public Customers) \\8\\ on BATS Options, a... Members representing as agent Customer Orders on BATS Options and those non- Market Maker Members...

  3. 75 FR 63225 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-14

    ... Change Regarding Anti-Internalization Functionality for NASDAQ OMX PSX October 6, 2010. Pursuant to...-internalization functionality on NASDAQ OMX PSX (``PSX''). The text of the proposed rule change is available from...- internalization function for the PSX System. Under the proposal, market participants entering orders under a...

  4. 75 FR 69505 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ... routing standardized equity and index options. Specifically, the Exchange proposes to adopt a tiered fee... in connection with the use of other trading telecommunication protocols: [ $500 per month for each... is a protocol used by NOM market participants for order entry, modification and cancellation and...

  5. 78 FR 57913 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-20

    ... Options Transaction Charge (including the Cabinet Options Transaction Charge) as well as the Broker-Dealer FLEX transaction fee, for members executing facilitation orders pursuant to Exchange Rule 1064 when... average daily volume (including both FLEX and non-FLEX transactions) exceeds 10,000 contracts per day in a...

  6. 75 FR 55366 - In the Matter of Mark M. Ficek; Order Prohibiting Involvement in NRC-Licensed Activities...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-10

    ... (Effective Immediately) Mr. Mark M. Ficek is the President, owner, and former radiation safety officer (RSO... new radiation safety officer, and due to expire on February 28, 2016. The license authorizes Mattingly... assessing Mattingly's entire radiation safety program, providing radiation safety training to the Mattingly...

  7. 75 FR 65683 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... does not significantly affect the protection of investors or the public interest, does not impose any... this proposed rule change is to expand the $.50 Strike Program in order to provide investors with... proposal would expand $.50 strike offerings to market participants, such as traders and retail investors...

  8. 75 FR 65689 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... does not significantly affect the protection of investors or the public interest, does not impose any... rule change is to expand the $.50 Strike Program in order to provide investors with opportunities and... proposal would expand $.50 strike offerings to market participants, such as traders and retail investors...

  9. 76 FR 2172 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-12

    ...),\\5\\ in particular, as it is designed to provide for the equitable allocation of reasonable dues, fees... reflects a competitive pricing structure designed to incent market participants to direct their order flow... one method. The Commission will post all comments on the Commission's Internet website ( http://www...

  10. 78 FR 73577 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-06

    ...)(ii). Overview Currently, the Exchange's Risk Monitor Mechanism operates by the System maintaining a... Makers and other Users with greater control and flexibility with respect to managing risk and the manner...'', in order to modify the risk monitoring functionality offered to all Users \\5\\ of the BATS equity...

  11. 77 FR 13162 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-05

    ... (``PFOF'') program that helps its Specialists \\5\\ and Directed Registered Options Traders [[Page 13163... flow provider directing some or all of its order flow to that Specialist or Directed ROT. This program is funded through fees paid by Registered Options Traders (``ROTs''), Specialists and Directed ROTs...

  12. 78 FR 61418 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-03

    ... making activities at the Exchange which results in tighter markets and order interaction and benefits all... Participant commits himself to various obligations. Transactions of a Market Maker in its market making... The Exchange proposes to amend BX Options Rules, Chapter XV, Section 2 entitled ``BX Options Market...

  13. 78 FR 58583 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-24

    ... optionally created a quotation for display to comply with market making obligations. Compliant displayed... meeting their Exchange market making obligations. Retirement of the Market Maker Quoter At the time of... Proposed Rule Change The Exchange filed a proposal to eliminate reference to a Market Maker order...

  14. 77 FR 41824 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-16

    ... not include the solicitation of sales through the mailing of written marketing materials, when the... by customers in response to the marketing materials and during those calls takes orders only without... same marketing materials that prompted the customer's call. See proposed Rule 429(m)(11), (14), (16...

  15. 77 FR 41859 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-16

    ... not include the solicitation of sales through the mailing of written marketing materials, when the... by customers in response to the marketing materials and during those calls takes orders only without... same marketing materials that prompted the customer's call. See proposed Rule 3230(m)(11), (14), (16...

  16. 75 FR 24991 - In the Matter of AREVA NP, Inc.; Confirmatory Order (Effective Immediately) [NRC-2010-0172

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-06

    ... to work by using tape. These actions violated Standard Operating Procedure (SOP) 40486, ``Richland..., or adjusted by anyone except for a defined purpose and in accordance with an approved procedure.'' As... observation program at Richland for the purpose of reinforcing task performance standards and work practices...

  17. 77 FR 40930 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-11

    ... upon their business models. For example, vendors such as Bloomberg and Thomson Reuters that assess a... trading and generates sufficient commission revenue. Although the business models may differ, these... understand and respond to these varying business models and pricing disciplines in order to market...

  18. 77 FR 56900 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-14

    ... to manage their order and message flow consistently with their business models. In addition, the... pricing models that are designed to incentivize customers to increase liquidity, without any restriction... Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10 a...

  19. 77 FR 43629 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-25

    ... upon their business models. For example, vendors such as Bloomberg and Thomson Reuters that assess a... if it promotes trading and generates sufficient commission revenue. Although the business models may... products must understand and respond to these varying business models and pricing disciplines in order to...

  20. 77 FR 31651 - Texas Gamma Ray, LLC, Pasadena, TX; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-29

    ... Conflict Resolution. ADR is a process in which a neutral mediator with no decision-making authority assists... NRC's offer, Texas Gamma Ray, LLC (TGR), requested use of the NRC ADR process to resolve differences... elements of that preliminary agreement are described below, except for those portions of the agreement that...

  1. 12 CFR 390.74 - Civil money penalties.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 12 Banks and Banking 5 2014-01-01 2014-01-01 false Civil money penalties. 390.74 Section 390.74... Proceedings § 390.74 Civil money penalties. (a) Assessment. In the event of consent, or if upon the record... civil money penalty upon the party concerned. The assessment order shall be effective immediately upon...

  2. 75 FR 63880 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-18

    ... strategy. (i) Adoption of Definitions The Exchange proposes to distinguish pricing for routed orders that... Exchange proposes to modify the ``Options Pricing'' section of its fee schedule to: (i) Adopt definitions of ``Customer,'' ``Firm,'' and ``Market Maker'' for purposes of routing pricing; (ii) modify its...

  3. 77 FR 42345 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-18

    ..., and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the... Book, it will be viewed as taking liquidity. Conversely, whenever a participant posts a bid or offer... economic advantage relative to a NYSE Amex Options Market Maker's cost when trading with Customer order...

  4. 77 FR 69679 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-20

    ... Sponsoring ETP Holder for the Sponsored Participant, including, among other things, criteria related to order... surrounding ports or port fees and that the Exchange is not aware of any problems that port users would have... gateway software and hardware enhancements and resources dedicated to gateway development, quality...

  5. 76 FR 13688 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-14

    ... class-by-class basis which electronic allocation algorithm \\6\\ would apply for rotations. Currently Rule... opening price (with multiple quotes and orders being ranked in accordance with the allocation algorithm in... and quotes ranked in accordance with the allocation algorithm in effect for the class). Any remaining...

  6. 77 FR 63893 - In the Matter of Timothy M. Goold; IA-12-014; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-17

    ... NUCLEAR REGULATORY COMMISSION [NRC-2012-0242] In the Matter of Timothy M. Goold; IA-12-014... the U.S. Nuclear Regulatory Commission (NRC or Commission's) Materials License No. 21-16560-01 which authorized, at the time, specific activities involving byproduct, source, and/or special nuclear material...

  7. 75 FR 66183 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-27

    ... technological changes for one or more of the new routing strategies in place to support the proposed rule change... ``Order Execution,'' to add certain new routing strategies and to modify the description of certain existing Exchange routing strategies. II. Self-Regulatory Organization's Statement of the Purpose of, and...

  8. 77 FR 48576 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-14

    ... the Exchange's ``TRIM'' routing strategy; and (ii) commence charging for certain physical ports used... described in further detail below. (i) TRIM Routing Strategy The Exchange proposes to modify its fee schedule in order to remove a specific venue from the Exchange's ``TRIM'' routing strategy. As defined in...

  9. 77 FR 58587 - Mr. James Chaisson; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-21

    ... an area supervisor and lead radiographer for the Wyoming operations of Texas Gamma Ray, LLC (TGR or.... Chaisson engaged in deliberate misconduct that caused Texas Gamma Ray, LLC (TGR), at the time an NRC... Texas Gamma Ray LLC (TGR), and the Nuclear Regulatory Commission (NRC) relating to the 3-year ban...

  10. 76 FR 28106 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-13

    ... PHLX LLC Relating to Rebates and Fees for Adding and Removing Liquidity May 9, 2011. Pursuant to... its Fee Schedule titled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols. \\3\\ A... the Exchange's Fee Schedule, entitled ``Complex Order.'' Currently, the Fees for Removing Liquidity...

  11. 77 FR 6595 - In the Matter of Edward G. Johnson; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-08

    ... operator and receive a favorable recommendation from each Shift Manager; and, (d) Participate in a... learned from this event by authoring and submitting an article to the Communicator (the publication of the Professional Reactor Operator Society) requesting publication therein. Mr. Johnson agreed that the article will...

  12. 78 FR 6152 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68710; File No. SR-NYSEMKT-2013-02] Self... Amending Rule 107C-- Equities To Allow Retail Liquidity Providers To Enter Retail Price Improvement Orders... I and II below, which Items have been prepared by the self-regulatory organization. The Commission...

  13. 12 CFR 390.74 - Civil money penalties.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 12 Banks and Banking 5 2013-01-01 2013-01-01 false Civil money penalties. 390.74 Section 390.74... Proceedings § 390.74 Civil money penalties. (a) Assessment. In the event of consent, or if upon the record... civil money penalty upon the party concerned. The assessment order shall be effective immediately upon...

  14. 77 FR 49040 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-15

    ... Change Relating to Pricing in Select Symbols and Multiply Listed Options August 9, 2012. Pursuant to... Schedule titled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols,'' to amend various Select Symbols,\\3\\ increase certain Complex Order \\4\\ Rebates for Adding Liquidity, eliminate the Complex...

  15. Melt-processed polymeric cellular dosage forms for immediate drug release.

    PubMed

    Blaesi, Aron H; Saka, Nannaji

    2015-12-28

    The present immediate-release solid dosage forms, such as the oral tablets and capsules, comprise granular matrices. While effective in releasing the drug rapidly, they are fraught with difficulties inherent in processing particulate matter. By contrast, liquid-based processes would be far more predictable; but the standard cast microstructures are unsuited for immediate-release because they resist fluid percolation and penetration. In this article, we introduce cellular dosage forms that can be readily prepared from polymeric melts by incorporating the nucleation, growth, and coalescence of microscopic gas bubbles in a molding process. We show that the cell topology and formulation of such cellular structures can be engineered to reduce the length-scale of the mass-transfer step, which determines the time of drug release, from as large as the dosage form itself to as small as the thickness of the cell wall. This allows the cellular dosage forms to achieve drug release rates over an order of magnitude faster compared with those of cast matrices, spanning the entire spectrum of immediate-release and beyond. The melt-processed polymeric cellular dosage forms enable predictive design of immediate-release solid dosage forms by tailoring microstructures, and could be manufactured efficiently in a single step.

  16. Laser welding in penetrating keratoplasty and cataract surgery of pediatric patients: early results

    NASA Astrophysics Data System (ADS)

    Rossi, Francesca; Pini, Roberto; Menabuoni, Luca; Malandrini, Alex; Canovetti, Annalisa; Lenzetti, Ivo; Capozzi, Paolo; Valente, Paola; Buzzonetti, Luca

    2013-03-01

    Diode laser welding of ocular tissues is a procedure that enables minimally invasive closure of a corneal wound. This procedure is based on a photothermal effect: a water solution of Indocyanine Green (ICG) is inserted in the surgical wound, in order to stain the corneal tissue walls. The stained tissue is then irradiated with a low power infrared diode laser, delivering laser light through a 300-μm core diameter optical fiber. This procedure enables an immediate closure of the wounds: it is thus possible to reduce or to substitute the use of surgical threads. This is of particular interest in children, because the immediate closure improves refractive outcome and anti-amblyopic effect; moreover this procedure avoids several general anaesthesia for suture management. In this work, we present the first use of diode laser welding procedure in paediatric patients. 5 selected patients underwent cataract surgery (Group 1), while 4 underwent fs-laserassisted penetrating keratoplasty (Group 2). In Group 1 the conventional surgery procedure was performed, while no stitches were used for the closure of the surgical wounds: these were laser welded and immediately closed. In Group 2 the donor button was sutured upon the recipient by 8 single stitches, instead of 16 single stitches or a running suture. The laser welding procedure was performed in order to join the donor tissue to the recipient bed. Objective observations in the follow up study evidenced a perfect adhesion of the laser welded tissues, no collateral effects and an optimal restoration of the treated tissues.

  17. Feasibility study of a combined treatment of electromyography-triggered neuromuscular stimulation and mirror therapy in stroke patients: a randomized crossover trial.

    PubMed

    Kojima, Kosuke; Ikuno, Koki; Morii, Yuta; Tokuhisa, Kentaro; Morimoto, Shigeru; Shomoto, Koji

    2014-01-01

    Mirror therapy (MT) and electromyography-triggered neuromuscular stimulation (ETMS) are both effective treatments for impaired upper limbs following stroke. A combination of these two treatments (ETMS-MT) may result in greater gain than either treatment alone. The feasibility and possible effects of ETMS-MT upon upper extremity function were investigated in stroke patients. Thirteen post-acute stroke patients were randomly assigned to an immediate ETMS-MT group or a delayed ETMS-MT group and then underwent an 8-week training program. The immediate ETMS-MT group received ETMS-MT in addition to physical and occupational therapy (PT+OT) for 4 weeks. They then received only PT+OT for the next 4 weeks. In the delayed ETMS-MT group, interventions were provided in the reverse order. The main outcome measure was the Fugl-Meyer Assessment (FMA). The immediate ETMS-MT group showed significantly greater gain in FMA in the first 4 weeks. The delayed ETMS-MT group showed significantly greater gain in active range of motion during the latter 4 weeks. No adverse effects were reported following ETMS-MT. ETMS-MT might be as effective as independent MT or ETMS without causing any side effects. Future research should focus upon the direct comparisons between independent and combined interventions.

  18. Eye movements and serial memory for visual-spatial information: does time spent fixating contribute to recall?

    PubMed

    Saint-Aubin, Jean; Tremblay, Sébastien; Jalbert, Annie

    2007-01-01

    This research investigated the nature of encoding and its contribution to serial recall for visual-spatial information. In order to do so, we examined the relationship between fixation duration and recall performance. Using the dot task--a series of seven dots spatially distributed on a monitor screen is presented sequentially for immediate recall--performance and eye-tracking data were recorded during the presentation of the to-be-remembered items. When participants were free to move their eyes at their will, both fixation durations and probability of correct recall decreased as a function of serial position. Furthermore, imposing constant durations of fixation across all serial positions had a beneficial impact (though relatively small) on item but not order recall. Great care was taken to isolate the effect of fixation duration from that of presentation duration. Although eye movement at encoding contributes to immediate memory, it is not decisive in shaping serial recall performance. Our results also provide further evidence that the distinction between item and order information, well-established in the verbal domain, extends to visual-spatial information.

  19. Escaping the impulse to immediate gratification: the prospect concept promotes a future-oriented mindset, prompting an inclination towards delayed gratification.

    PubMed

    Cheng, Ying-Yao; Shein, Paichi Pat; Chiou, Wen-Bin

    2012-02-01

    People's willingness to postpone receiving an immediate reward in order to gain additional benefits in the future, that is, a tendency to shallow delay discounting, is closely related to one's health, wealth, and happiness. We conducted two experiments investigating how the prospect concept can induce a future-oriented mindset and induce people to behave accordingly. We found that engaging in prospective imagery led the participants to focus on delayed utility over immediate utility in financial decisions (Experiment 1). Participants who received the prospect prime via a scrambled-sentence task decreased their desire to pursue hedonic activities for instant gratification (Experiment 2). Moreover, a state of future orientation mediated the effect of the prospect prime on measures of delayed gratification (Experiments 1 and 2). Thus, reminders of prospect may activate a mindset for future orientation by which delayed gratification is strengthened. ©2011 The British Psychological Society.

  20. The effects of 7-dehydrocholesterol on the structural properties of membranes

    NASA Astrophysics Data System (ADS)

    Liu, Yingzhe; Chipot, Christophe; Shao, Xueguang; Cai, Wensheng

    2011-10-01

    Smith-Lemli-Opitz syndrome, a congenital and developmental malformation disease, is typified by abnormal accumulation of 7-dehydrocholesterol (7DHC), the immediate precursor of cholesterol (CHOL), and depletion thereof. Knowledge of the effect of 7DHC on the biological membrane is, however, still fragmentary. In this study, large-scale atomistic molecular dynamics simulations, employing two distinct force fields, have been conducted to elucidate differences in the structural properties of a hydrated dimyristoylphosphatidylcholine bilayer due to CHOL and 7DHC. The present series of results indicate that CHOL and 7DHC possess virtually the same ability to condense and order membranes. Furthermore, the condensing and ordering effects are shown to be strengthened at increasing sterol concentrations.

  1. A model linking immediate serial recall, the Hebb repetition effect and the learning of phonological word forms

    PubMed Central

    Page, M. P. A.; Norris, D.

    2009-01-01

    We briefly review the considerable evidence for a common ordering mechanism underlying both immediate serial recall (ISR) tasks (e.g. digit span, non-word repetition) and the learning of phonological word forms. In addition, we discuss how recent work on the Hebb repetition effect is consistent with the idea that learning in this task is itself a laboratory analogue of the sequence-learning component of phonological word-form learning. In this light, we present a unifying modelling framework that seeks to account for ISR and Hebb repetition effects, while being extensible to word-form learning. Because word-form learning is performed in the service of later word recognition, our modelling framework also subsumes a mechanism for word recognition from continuous speech. Simulations of a computational implementation of the modelling framework are presented and are shown to be in accordance with data from the Hebb repetition paradigm. PMID:19933143

  2. A preliminary investigation into the effects of ocular lubricants on higher order aberrations in normal and dry eye subjects.

    PubMed

    McGinnigle, Samantha; Eperjesi, Frank; Naroo, Shehzad A

    2014-04-01

    To study the effects of ocular lubricants on higher order aberrations in normal and self-diagnosed dry eyes. Unpreserved hypromellose drops, Tears Again™ liposome spray and a combination of both were administered to the right eye of 24 normal and 24 dry eye subjects following classification according to a 5 point questionnaire. Total ocular higher order aberrations, coma, spherical aberration and Strehl ratios for higher order aberrations were measured using the Nidek OPD-Scan III (Nidek Technologies, Gamagori, Japan) at baseline, immediately after application and after 60 min. The aberration data were analyzed over a 5mm natural pupil using Zernike polynomials. Each intervention was assessed on a separate day and comfort levels were recorded before and after application. Corneal staining was assessed and product preference recorded after the final measurement for each intervention. Hypromellose drops caused an increase in total higher order aberrations (p=<0.01 in normal and dry eyes) and a reduction in Strehl ratio (normal eyes: p=<0.01, dry eyes p=0.01) immediately after instillation. There were no significant differences between normal and self-diagnosed dry eyes for response to intervention and no improvement in visual quality or reduction in higher order aberrations after 60 min. Differences in comfort levels failed to reach statistical significance. Combining treatments does not offer any benefit over individual treatments in self-diagnosed dry eyes and no individual intervention reached statistical significance. Symptomatic subjects with dry eye and no corneal staining reported an improvement in comfort after using lubricants. Copyright © 2013 British Contact Lens Association. Published by Elsevier Ltd. All rights reserved.

  3. The effect of attribute order on judgment in Chinese and English.

    PubMed

    Tavassoli, Nader T; Lee, Yih Hwai

    2004-12-01

    The authors found that the order of attribute presentation had a stronger effect on judgment in English than in Chinese. In Experiment 1, with a sample of 102 female and 63 male bilingual Singaporeans, the authors found that participants' memory-based judgments showed a stronger primacy effect in English than in Chinese that was mediated by recall from long-term memory. In contrast, participants' online (immediate) judgments showed a primacy effect in both languages that was unmediated by recall from short-term memory. In Experiment 2, with a sample of 67 female and 53 male bilingual Singaporeans, the authors found that participants' online judgments were more influenced by the attribute order of a previously seen competitive advertisement in English than in Chinese. A cross-cultural field study in Mainland China and the United Kingdom provided external validity for the experimental results. copyright (c) 2004 APA, all rights reserved.

  4. 75 FR 8763 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-25

    ... at http://www.sec.gov and also on the Exchange's Internet Web site at http://nasdaqomxbx... Options Order Protection and Locked/Crossed Market Plan (``Decentralized Plan'').\\6\\ \\5\\ See Securities... mechanisms to remain fully compliant with the Decentralized Plan and BOX Rules and to no longer rely upon a...

  5. 77 FR 47894 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-10

    ... Change To Modify Phlx's Fee Schedule Governing Order Execution on its NASDAQ OMX PSX Facility August 6...'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change as described... publishing this notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C...

  6. 78 FR 52810 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-26

    ... program should be tailored as well. At the same time, if an individual would like to retain a Series 7... Qualification Examination (``Series 56'') among the applicable qualification examinations as determined by the... proprietary trading to obtain the Series 56 license in order to effect transactions on the Exchange. \\5\\ An...

  7. 77 FR 50199 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-20

    ... will be no change to existing Users of short sale price sliding due to the proposed introduction of... short sale price sliding in connection with the handling of the order by the Exchange. The Exchange also...-paragraphs. BATS Equities--Short Sale Price Sliding With respect to price sliding offered to ensure...

  8. 77 FR 40924 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-11

    ... execution, order or cancel information, which can be exported into a spreadsheet for review. TradeInfo.... This is the same fee assessed to NOM Participants and PHLX members for this service. Use of TradeInfo... allocate trades to the appropriate accounts and sub- accounts for clearing. The Options Clearing...

  9. 77 FR 11175 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-24

    ... support the Request. In order to facilitate this automation, DTC will create a function that will provide... automation, DTC will be able to reduce the notification time frame on full call MMIs so that effective April... automation input mechanism. Additionally, at the request of the Options Clearing Corporation (``OCC''), DTC...

  10. 76 FR 28110 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-13

    ... Proposed Rule Change 1. Purpose For customer internalization (i.e., same MPID),\\4\\ currently there is no... execution for customer internalization. \\4\\ This occurs when two orders presented to the Exchange from the... U.S.C. 78f(b)(4). The Exchange believes that the increased fee for customer internalization of $0...

  11. 78 FR 2310 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-10

    ... Change Relating to Strategy Caps January 4, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange... Exchange proposes to amend rule text related to fee caps applicable to certain strategies on Multiply...\\ merger,\\5\\ short stock interest \\6\\ and reversal \\7\\ and conversion \\8\\ strategies in order to clarify...

  12. 77 FR 61039 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-05

    ... adopt the new QView service. QView is a web-based, front-end application, which provides a subscribing... orders and executions provided in the QView dashboard interface. The dashboard also allows a QView... trading activity.\\5\\ \\4\\ TradeInfo PSX is a web-based tool that, among other things, allows users access...

  13. 77 FR 61041 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-05

    .... Purpose The Exchange is proposing to adopt the new QView service. QView is a web-based, front-end... dashboard interface. The dashboard also allows a QView subscriber to track his/her executions and open...-based tool that, among other things, allows users access to all of the BX order and execution...

  14. 76 FR 71395 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-17

    ... Exchange proposes to amend its Customer and Professional Routing Fees governing pricing for Exchange members using the Phlx XL II system,\\3\\ for routing standardized equity and index option Customer and...) (SR-Phlx-2009-32). The instant proposed fees will apply only to option orders entered into, and routed...

  15. 77 FR 3026 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-20

    ... proposes to amend its Customer and Professional Routing Fees governing pricing for Exchange members using the Phlx XL II system,\\3\\ for routing standardized equity and index option Customer and Professional...-32). The instant proposed fees will apply only to option orders entered into, and routed by, the Phlx...

  16. 75 FR 51145 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-18

    ... Change To Amend BATS Rule 23.1, Entitled ``Exercise of Options Contracts'' August 12, 2010. Pursuant to... Change The Exchange is proposing to amend BATS 23.1, entitled ``Exercise of Options Contracts,'' in order to extend the cut-off time to submit contrary exercise advices. The text of the proposed rule change...

  17. 75 FR 48388 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-10

    ... 1094. The current pilot expires on September 15, 2010. The text of the proposed rule change is..., enumerated in full in Rule 1094(b)(ii): (i) The orders of the Sponsored Participant are binding in all... rules accordingly. In the interim, the Exchange believes that making its Rule 1094 permanent sends a...

  18. 77 FR 47158 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-07

    ... not be displayed,\\3\\ a change that will improve system and inter-market price stability. The display... Delay the Implementation Date of Non-Display of Primary Pegged Orders With an Offset Amount August 1... Proposed Rule Change The Exchange proposes a rule change to delay the implementation date for its rule...

  19. 75 FR 49546 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-13

    ... filing is to amend the Schedule to reflect new transaction pricing that will become operative on August 4... customer order flow. Currently, all Firm proprietary manual transactions are charged $0.18 per contract and... transaction involving a Firm's proprietary trading account that has a customer of that same Firm on the contra...

  20. 75 FR 65693 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-26

    ... to expand the $.50 Strike Program in order to provide investors with opportunities and strategies to... participants, such as traders and retail investors, and thereby enhance their ability to tailor investing and hedging strategies and opportunities in a volatile market place. By way of example, if an investor wants...

  1. 76 FR 68798 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-07

    ... SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order on CBOE Stock Exchange November 1, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the `...

  2. 76 FR 57097 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-15

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65310; File No. SR-CBOE-2011-082] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Opening and Complex Order Price Check Parameter Features September 9, 2011. Pursuant to Section 19(b)(1)...

  3. 77 FR 4073 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66207; File No. SR-CBOE-2012-004] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Automatic Execution and Complex Order Price Check Parameter Features January 20, 2012. Pursuant to Sectio...

  4. 76 FR 62872 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-11

    ... the calculation of the SQT Fees to incentivize trading in equity options, excluding currencies and... the Exchange's options floor and thereby provide liquidity for floor-brokered orders traded in-crowd... Fee based on the aggregate amount of equity options and index options traded by the SQTs in that...

  5. 75 FR 55386 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-10

    ...,\\4\\ in general, and furthers the objectives of Section 6(b)(4),\\5\\ in particular, as it is designed... structure designed to incent market participants to direct their order flow to the Exchange. Finally, the....C. 552, will be available for website viewing and printing in the Commission's Public Reference Room...

  6. 78 FR 26841 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-08

    ... Application and Initiation Fees, for a defined period of time, in order that certain market making firms may... Exchange at the request of such traders, unless specifically exempted from such quoting (market-making... on market making firms. The Exchange operates in a highly competitive market, comprised of eleven...

  7. 78 FR 3053 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-15

    ... options to away markets. The text of the proposed rule change is provided in Exhibit 5. The text of the... routing and executing certain orders in equity options to away markets. The Exchange proposes to amend Routing Fees for the following away markets: BATS Exchange, Inc. (``BATS''), BOX Options Exchange LLC...

  8. 78 FR 79721 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-31

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71182; File No. SR-ISE-2013-71] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To More Specifically Address the Number and Size of Contra- Parties to a Qualified Contingent Cross Order December 24, 2013....

  9. 77 FR 41849 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-16

    ... not include the solicitation of sales through the mailing of written marketing materials, when the... by customers in response to the marketing materials and during those calls takes orders only without... same marketing materials that prompted the customer's call. See proposed NYSE Arca Rule 9.20(b)(13)(K...

  10. The Effect of Extraversion and Presentation Order on Learning from Picture-Commentary Sequences by Children.

    ERIC Educational Resources Information Center

    Riding, R. J.; Wicks, B. J.

    1978-01-01

    Groups of extrovert, ambivert, and introvert children, aged 8, saw pictures with a taped commentary about each. On an immediate recall test, extroverts recalled most if given the commentary before the picture, introverts did best when the picture came first, and ambiverts performed similarly in both conditions. (Author/SJL)

  11. 77 FR 72894 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-06

    ... Change To Expand the Availability of Risk Management Tools November 30, 2012. Pursuant to Section 19(b)(1... Exchange's Risk Management Tool (the ``Tool'') to all Exchange Members.\\3\\ The Tool is currently available... Access Risk Management Tool.\\6\\ This optional service acts as a risk filter by causing the orders of...

  12. 77 FR 65019 - DBI, Inc., Casper, WY; Confirmatory Order Modifying License (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... Investigations (OI), Region IV, began an investigation (OI Case No. 4-2011-060) to determine if the Licensee... participants to submit and serve all adjudicatory documents over the internet, or in some cases to mail copies on electronic storage media. Participants may not submit paper copies of their filings unless they...

  13. 75 FR 6428 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-09

    ..., the Exchange has designated this proposal to be operative for trades settling on or after February 1... system receives a Complex Order that improves the cPBBO. See Exchange Rule 1080. \\17\\ Market Exhaust... circumstance, the Phlx XL II system, using Market Exhaust, will initiate a Market Exhaust auction for the...

  14. 76 FR 72231 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-22

    ... prefer not to advertise their order but are willing to provide price improvement. 2. Statutory Basis The... interest of investors because it will expedite the introduction of new features to the BX equities market... their introduction at the Exchange. Therefore, the Commission designates the proposal to be operative...

  15. 76 FR 72233 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-22

    ... prefer not to advertise their order but are willing to provide price improvement. 2. Statutory Basis The... in the interest of investors because it will expedite the introduction of new features to the PHLX... to delay their introduction at the Exchange. Therefore, the Commission designates the proposal to be...

  16. 78 FR 9749 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-11

    ... physical port that connects to the Exchange's System via 1 gigabyte Fiber circuits; and $1,000 per physical port that connects to the Exchange's System via 10 gigabyte Fiber circuits. In addition, the Exchange...-Members to connect to the Exchange's System \\5\\ for order entry and the receipt of Exchange data, among...

  17. 78 FR 9763 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-11

    ... physical port that connects to the Exchange's System via 1 gigabyte Fiber circuits; and $1,000 per physical port that connects to the Exchange's System via 10 gigabyte Fiber circuits. In addition, the Exchange...-Members to connect to the Exchange's System \\5\\ for order entry and the receipt of Exchange data, among...

  18. 78 FR 14597 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-06

    ... assessed different fees than other indexes.\\21\\ In addition, the concept of offering a volume discount to.... This volume discount on trading Options on Treasury Securities will serve to increase order flow, which... options transaction charge. It is also reasonable and equitable to offer a floor volume discount on...

  19. 78 FR 49569 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-14

    ... competitive pricing structure designed to incent market participants to direct their order flow to the... reasonable because it accounts for the pricing changes on BYX. In addition, the proposal allows the Exchange... accounts for the pricing changes on BYX. In addition, the proposal allows the Exchange to continue to...

  20. 77 FR 61800 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-11

    ... reflects a competitive pricing structure designed to incent market participants to direct their order flow... ROUC \\5\\ routing strategy and executes at non-exchange destinations. The pricing of Flag Q is also... qualifying for additional volume tiered pricing. The Exchange offered Members a rebate of $0.0014 per share...

  1. 76 FR 13246 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-10

    ... infrastructure and administrative expenses. In addition, the rebate is competitive with rebates offered by Nasdaq... continue to offer a ``one under'' pricing model). The Exchange believes that adding an additional way to... competitive market in which market participants can readily direct order flow to competing venues if they deem...

  2. 77 FR 15407 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... reflects a competitive pricing structure designed to incent market participants to direct their order flow... OMX BX fee schedule at: http://www.nasdaqtrader.com/Trader.aspx?id=bx_pricing . \\15\\ See BATS BYX fee... rest of the trading session. See NASDAQ Rule 4758 and NASDAQ Pricing List at: http://www.nasdaqtrader...

  3. 78 FR 77750 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-24

    ... electronic servers in close physical proximity to the Exchange's trading and execution system. See id. at 59299. Partial Cabinets A User is able to request a physical cabinet to house its servers and other... Exchange enter the Exchange's trading and execution systems through the same order gateway, regardless of...

  4. 76 FR 27105 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-10

    ... participants (including, for purposes of this rule only, Floor Brokers) over Remote Specialists,\\3\\ Remote... order book. \\3\\ A Remote Specialist is a qualified RSQT approved by the Exchange to function as a... floor based specialist. A Remote Specialist has all the rights and obligations of a specialist, unless...

  5. 77 FR 29440 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-17

    ... of Market is a data feed that will include full depth of quotes and orders, imbalance information and... Imbalance Message, as described below. The Imbalance Message includes the symbol, side of the market, size of matched contracts, size of the imbalance, and price of the affected series.\\3\\ The Imbalance...

  6. 75 FR 23825 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-04

    ...(b) of Chapter VI permits the Opening Cross to occur at or after 9:30 if there is no Imbalance \\3... have disseminated a firm quote on the Options Price Reporting Authority (``OPRA'').\\5\\ \\3\\ ``Imbalance... is an Imbalance, Section 8(b)(5) requires one additional Order Imbalance Indicator message to be...

  7. 75 FR 1678 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-12

    ... Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity... Substance of the Proposed Rule Change The Exchange proposes to modify the amounts that Direct Edge ECN... immediate effectiveness a proposed rule change to amend Direct Edge ECN's (``DECN'') fee schedule for ISE...

  8. 75 FR 32528 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-08

    ... to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an... Rule Change The Exchange proposes to modify the amounts that Direct Edge ECN (``DECN''), in its... immediate effectiveness a proposed rule change to amend Direct Edge ECN's (``DECN'') fee schedule for ISE...

  9. 78 FR 59068 - Chicago Bridge and Iron; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-25

    ... above conditions upon demonstration by CB&I of good cause. V In accordance with 10 CFR 2.202, CB&I must... Register. Where good cause is shown, consideration will be given to extending the time to answer or request..., U.S. Nuclear Regulatory Commission, and include a statement of good cause for the extension. All...

  10. 75 FR 33358 - Duke Energy Carolinas, LLC; McGuire Nuclear Station; Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-11

    ... writing, any of the above conditions upon a showing by Duke Energy of good cause. VI Any person adversely... date of its publication in the Federal Register. Where good cause is shown, consideration will be given... a statement of good cause for the extension. All documents filed in NRC adjudicatory proceedings...

  11. 77 FR 59441 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-27

    ... is available on the Exchange's Web site at www.directedge.com , at the Exchange's principal office... dark pools for low-cost, low impact executions, which takes a greater amount of time to fill an order... on the Commission's Internet Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of the...

  12. 77 FR 59429 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-27

    ... is available on the Exchange's Web site at www.directedge.com , at the Exchange's principal office... dark pools for low-cost, low impact executions, which takes a greater amount of time to fill an order... Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of the submission, all subsequent amendments...

  13. 78 FR 77523 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... close-out the position even at the $1 cabinet price (e.g., the series might be quoted no bid). \\5... Rule 968NY the transactions will be exempt from the Consolidated Options Audit Trail (``COATS... maintain quotation, order and transaction information for the transactions in the same format as the COATS...

  14. 78 FR 77536 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-23

    ... close-out the position even at the $1 cabinet price (e.g., the series might be quoted no bid). \\5... 6.80, the transactions will be exempt from the Consolidated Options Audit Trail (``COATS... maintain quotation, order and transaction information for the transactions in the same format as the COATS...

  15. 75 FR 14234 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-24

    ... even at the $1 cabinet price (e.g., the series might be quoted no bid). \\4\\ Currently the $1 cabinet... Rule 968NY, the transactions will be exempt from the Consolidated Options Audit Trail (``COATS... maintain quotation, order and transaction information for the transactions in the same format as the COATS...

  16. 77 FR 30572 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... close-out the position even at the $1 cabinet price (e.g., the series might be quoted no bid). \\5... Rule 968NY the transactions will be exempt from the Consolidated Options Audit Trail (``COATS... maintain quotation, order and transaction information for the transactions in the same format as the COATS...

  17. 78 FR 34689 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-10

    ... the position even at the $1 cabinet price (e.g., the series might be quoted no bid). \\5\\ Currently the... Rule 968NY the transactions will be exempt from the Consolidated Options Audit Trail (``COATS... maintain quotation, order and transaction information for the transactions in the same format as the COATS...

  18. 77 FR 30043 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-21

    ... the individual components, for the same account, for the purpose of executing a particular investment strategy. See Exchange Rule 1080.08(a)(i). \\5\\ See Exchange Rule 1080.08(e). The Exchange believes that... strategies. The Exchange believes that PHLX Orders is a valuable tool that subscribers can use to gain...

  19. 76 FR 49812 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-11

    ... the Exchange's Consolidated Book. \\5\\ See Securities Exchange Act Release No. 64688 (June 16, 2011... least equal to the NBBO and if there are no Customer Orders in the Exchange's Consolidated Book at the... of participants in mergers or with intentions to merge that have been announced or cancelled; and (f...

  20. 77 FR 39749 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ... Rule 11.9(b) are already written broadly enough to allow for both sequential or simultaneous routing of... or sequential routing as to these strategies. \\4\\ Regarding simultaneous routing, the Exchange may.... Simultaneous routing is an improvement on the current sequential manner in which orders are filled because it...

  1. 77 FR 39787 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ... simultaneous or sequential routing as to these strategies. \\4\\ Regarding simultaneous routing, the Exchange may.... Simultaneous routing is an improvement on the current sequential manner in which orders are filled because it... simultaneous or sequential). \\5\\ 15 U.S.C. 78f(b)(5). B. Self-Regulatory Organization's Statement on Burden on...

  2. 78 FR 11935 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-20

    ... changes to these fees: Modifying the pricing tier that currently requires providing an average daily... more shares of liquidity would be required; Instituting a new pricing tier under which a member would..., including use of routable orders, will remain unchanged. Moreover, a new pricing tier is being created so...

  3. 77 FR 15405 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... strategy. In connection with the introduction of the subject routing strategy, the Exchange also proposes... functionality of this new routing strategy. In particular, the Exchange proposes to add the RMPT routing strategy in Rule 11.9(b)(3)(t) to allow an order to access additional sources of liquidity. RMPT is a...

  4. 78 FR 22353 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-15

    ... strategy executions (as defined in this Section II) will be excluded from the Monthly Market Maker Cap. In... QCC'', both of which will apply in the Customer, Professional, Specialist and Market Maker, Broker... calculates Routing Fees by assessing certain Exchange costs related to routing orders to away markets plus...

  5. 78 FR 28688 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-15

    ... Maker has reached the Monthly Market Maker Cap, except for reversal and conversion strategies executed... reversal or conversion strategy \\8\\ execution. Today, the maximum rebate the Exchange will pay in a given month for QCC Orders is $275,000. Today, QCC Transaction Fees for a Specialist,\\9\\ Market Maker,\\10...

  6. 75 FR 2573 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-15

    ... matters concerning its previously assigned SLP securities upon termination of this 30-day period. Quoting... liquidity (e.g., reserve and dark orders), the 5% average quoting requirement can only be satisfied when an... determinations by the SLP Panel will constitute final action by the Exchange on the disputed matter. Regulatory...

  7. 78 FR 16344 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-14

    ... within the meaning of Regulation NMS (i.e. ``dark venues'' or ``dark pools''). XCST orders, pursuant to Rule 3315(a)(1)(A)(ix), check the System for available shares and simultaneously route to select dark... Web site ( http://www.sec.gov/rules/sro.shtml ). Copies of the submission, all subsequent amendments...

  8. 75 FR 33875 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-15

    ... membership in the Exchange. The text of the proposed rule change is available at the Exchange's Web site at http://www.batstrading.com , on the Commission's Web site at http://www.sec.gov , at the principal... for its equity securities market with respect to Modified Destination Specific Orders routed to a dark...

  9. 75 FR 17985 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-08

    ....'' The text of the proposed rule change is available at the Exchange's Web site at http://www.batstrading.com , on the Commission's Web site at http://www.sec.gov , at the principal office of the Exchange... a ``Dark Scan'' order). Although the identity of the Alternative Trading Systems to which a Dark...

  10. 75 FR 77687 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-13

    ... and member organizations to make certain changes to their trading and order management systems, the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63455; File No. SR-NYSE-2010-76] Self..., 2011 December 7, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the...

  11. 75 FR 482 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-05

    ... and member organizations to make certain changes to their trading and order management systems, the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61251; File No. SR-NYSE-2009-129] Self..., 2010 December 29, 2009. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the...

  12. 76 FR 42147 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-18

    ... and member organizations to make certain changes to their trading and order management systems, the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64859; File No. SR-NYSEAmex-2011-47) Self... July 12, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2...

  13. 75 FR 77685 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-13

    ... changes to their trading and order management systems, the NYSE filed to delay to May 14, 2008 the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63454; File No. SR-NYSEAmex-2010-111] Self... 1, 2011 December 7, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934...

  14. 77 FR 24742 - In the Matter of ABSG Consulting Inc. Confirmatory Order (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-25

    ... Compliance to draft an expanded anti-retaliation policy for inclusion in the Company's Code of Ethics. During... following additional actions: 1. The President of ABSG shall issue a communication in writing to those... communication shall also be provided to all new hire employees within thirty days of their assumption of duties...

  15. 77 FR 15400 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-15

    ... Change Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols...'s Fee Schedule titled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols,'' by... Schedule, entitled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols.'' \\4\\ \\3\\ A...

  16. 77 FR 29425 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-17

    ... Change Relating to Complex Order Fees for Removing Liquidity in Select Symbols May 11, 2012. Pursuant to... Schedule entitled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols.'' The Exchange... Removing Liquidity in Select Symbols.'' \\7\\ The proposed amendments will enable the Exchange to continue to...

  17. 77 FR 13377 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-06

    ... Change Relating to Fees and Rebates for Adding and Removing Liquidity in Select Symbols February 29, 2012...'s Fee Schedule titled ``Rebates and Fees for Adding and Removing Liquidity in Select Symbols,'' specifically to amend the Select Symbols \\3\\ and transaction fees for Single contra-side orders. \\3\\ The term...

  18. 77 FR 57169 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-17

    ... Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols September 11... Select Symbols.'' \\3\\ Specifically, the Exchange proposes to amend certain Simple Order Fees for Removing... and fees in Section I apply to certain Select Symbols which are listed in Section I of the Pricing...

  19. The Effectiveness of Reason Racer, a Game Designed to Engage Middle School Students in Scientific Argumentation

    ERIC Educational Resources Information Center

    Ault, Marilyn; Craig-Hare, Jana; Frey, Bruce; Ellis, James D.; Bulgren, Janis

    2015-01-01

    Reason Racer is an online, rate-based, multiplayer game that applies specific game features in order to engage middle school students in introductory knowledge of and thinking related to scientific argumentation. Game features include rapid and competitive play, timed performance, immediate feedback, and high rates of response across many…

  20. 76 FR 41536 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-14

    .... Section X(a): Installation fees for new cabinets with power. 2. Section X(b): Installation fees for... period than the install timeframes. 3. Section X(c): Installation fees for cabinet power related to an order for a new cabinet. 4. Section X(d): Installation fees for cooling fans, perforated floor tiles and...

  1. 77 FR 1103 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66084; File No. SR-ISE-2011-84] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange January 3, 2012. Pursuant to Section 19(b)(1) of the...

  2. 77 FR 70522 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-26

    ... below, which Items have been prepared by the Exchange. The Commission is publishing this notice to... the Exchange's Risk Management Gateway service (``RMG'') would not be charged for order/quote entry... Gateway.\\7\\ \\5\\ The Exchange stated in the Adopting Release that the port fee is charged per participant...

  3. 78 FR 42807 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-17

    ... I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing..., 2013.\\4\\ \\3\\ The Exchange has a Common Customer Gateway (``CCG'') that accesses the equity trading... of the Exchange's Risk Management Gateway service (``RMG'') are not charged for order/ quote entry...

  4. 78 FR 39386 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-01

    ... data (``Logical Ports''). Each Logical Port is assigned an access gateway that performs order... Change to Offer and Establish Fees for a New Exchange Service, EdgeRisk Gateways June 25, 2013. Pursuant... Exchange has designated the proposed rule change as it pertains to the fees for EdgeRisk Gateway SM (the...

  5. 78 FR 54710 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-05

    ... via the Common Customer Gateway (``CCG'') and to the Exchanges' proprietary market data products.\\5... the same order gateway, regardless of whether the sender is co-located in the data center or not. In... Fees for a 40 Gigabit Liquidity Center Network Connection in the Exchange Data Center August 29, 2013...

  6. 78 FR 54697 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-05

    ... execution systems through the same order gateway, regardless of whether the sender is co-located in the data... a 40 Gigabit Liquidity Center Network Connection in the Exchange Data Center August 29, 2013.... The Commission is publishing this notice to solicit comments on the proposed rule change from...

  7. 78 FR 39395 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-01

    ... data (``Logical Ports''). Each Logical Port is assigned an access gateway that performs order... Change to Offer and Establish Fees for a New Exchange Service, EdgeRisk Gateways June 25, 2013. Pursuant... Exchange has designated the proposed rule change as it pertains to the fees for EdgeRisk Gateway\\SM\\ (the...

  8. Cancer inpatients morphine usage: a new England area survey.

    PubMed

    Trollor, John

    2003-08-01

    This is a one year study of the use of morphine in cancer patients in 10 inpatient facilities in the New England Area Health Service in the north-west of New South Wales. The study explored 170 admissions relating to 122 patients, most of whom were cared for by their general practitioners. The use of morphine in these cancer patients was compared with the recommendations made by the expert working group of the European Association of Palliative Care.1 Those items which matched the recommendations included the initial doses for new users of morphine and the subcutaneous route being the preferred parenteral route. The data in this study differed from the recommendations in that only half of the patients received the immediate release morphine when first given oral morphine, only 43% had orders for immediate release oral morphine for breakthrough pain (with a variable frequency) and a significant number of orders for parenteral and immediate release oral morphine for breakthrough pain were outside the recommended doses (100% and 86.2%, respectively). Written orders for immediate release oral and parenteral morphine involved a dose range in significant numbers while only 30% of patients had orders for parenteral morphine for breakthrough pain. There was a low use of fixed interval variable dose (FIVD) morphine charts despite these being available in most facilities.

  9. Hippocampal, amygdala, and neocortical synchronization of theta rhythms is related to an immediate recall during rey auditory verbal learning test.

    PubMed

    Babiloni, Claudio; Vecchio, Fabrizio; Mirabella, Giovanni; Buttiglione, Maura; Sebastiano, Fabio; Picardi, Angelo; Di Gennaro, Giancarlo; Quarato, Pier P; Grammaldo, Liliana G; Buffo, Paola; Esposito, Vincenzo; Manfredi, Mario; Cantore, Giampaolo; Eusebi, Fabrizio

    2009-07-01

    It is well known that theta rhythms (3-8 Hz) are the fingerprint of hippocampus, and that neural activity accompanying encoding of words differs according to whether the items are later remembered or forgotten ["subsequent memory effect" (SME)]. Here, we tested the hypothesis that temporal synchronization of theta rhythms among hippocampus, amygdala, and neocortex is related to immediate memorization of repeated words. To address this issue, intracerebral electroencephalographic (EEG) activity was recorded in five subjects with drug-resistant temporal lobe epilepsy (TLE), under presurgical monitoring routine. During the recording of the intracerebral EEG activity, the subjects performed a computerized version of Rey auditory verbal learning test (RAVLT), a popular test for the clinical evaluation of the immediate and delayed memory. They heard the same list of 15 common words for five times. Each time, immediately after listening the list, the subjects were required to repeat as many words as they could recall. Spectral coherence of the intracerebral EEG activity was computed in order to assess the temporal synchronization of the theta (about 3-8 Hz) rhythms among hippocampus, amygdala, and temporal-occipital neocortex. We found that theta coherence values between amygdala and hippocampus, and between hippocampus and occipital-temporal cortex, were higher in amplitude during successful than unsuccessful immediate recall. A control analysis showed that this was true also for a gamma band (40-45 Hz). Furthermore, these theta and gamma effects were not observed in an additional (control) subject with drug-resistant TLE and a wide lesion to hippocampus. In conclusion, a successful immediate recall to the RAVLT was associated to the enhancement of temporal synchronization of the theta (gamma) rhythms within a cerebral network including hippocampus, amygdala, and temporal-occipital neocortex. Copyright 2009 Wiley-Liss, Inc

  10. The SARS-CoV Fusion Peptide Forms an Extended Bipartite Fusion Platform that Perturbs Membrane Order in a Calcium-Dependent Manner.

    PubMed

    Lai, Alex L; Millet, Jean K; Daniel, Susan; Freed, Jack H; Whittaker, Gary R

    2017-12-08

    Coronaviruses (CoVs) are a major infectious disease threat and include the pathogenic human pathogens of zoonotic origin: severe acute respiratory syndrome CoV (SARS-CoV) and Middle East respiratory syndrome CoV (MERS-CoV). Entry of CoVs into host cells is mediated by the viral spike (S) protein, which is structurally categorized as a class I viral fusion protein, within the same group as influenza virus and HIV. However, S proteins have two distinct cleavage sites that can be activated by a much wider range of proteases. The exact location of the CoV fusion peptide (FP) has been disputed. However, most evidence suggests that the domain immediately downstream of the S2' cleavage site is the FP (amino acids 798-818 SFIEDLLFNKVTLADAGFMKQY for SARS-CoV, FP1). In our previous electron spin resonance spectroscopic studies, the membrane-ordering effect of influenza virus, HIV, and Dengue virus FPs has been consistently observed. In this study, we used this effect as a criterion to identify and characterize the bona fide SARS-CoV FP. Our results indicate that both FP1 and the region immediately downstream (amino acids 816-835 KQYGECLGDINARDLICAQKF, FP2) induce significant membrane ordering. Furthermore, their effects are calcium dependent, which is consistent with in vivo data showing that calcium is required for SARS-CoV S-mediated fusion. Isothermal titration calorimetry showed a direct interaction between calcium cations and both FPs. This Ca 2+ -dependency membrane ordering was not observed with influenza FP, indicating that the CoV FP exhibits a mechanistically different behavior. Membrane-ordering effects are greater and penetrate deeper into membranes when FP1 and FP2 act in a concerted manner, suggesting that they form an extended fusion "platform." Copyright © 2017 Elsevier Ltd. All rights reserved.

  11. List blocking and longer retention intervals reveal an influence of gist processing for lexically ambiguous critical lures

    PubMed Central

    McNabb, Jaimie; Hutchison, Keith A.

    2016-01-01

    In two experiments, we examined veridical and false memory for lists of associates from two meanings (e.g., stumble, trip, harvest, pumpkin, etc.) that converged upon a single, lexically ambiguous critical lure (e.g., fall), in order to compare the activation-monitoring and fuzzy-trace false memory accounts. In Experiment 1, we presented study lists that were blocked or alternated by meaning (within subjects), followed by a free recall test completed immediately or after a 2.5-min delay. Correct recall was greater for blocked than for alternated lists. Critical-lure false recall was greater for blocked lists on an immediate test, whereas both list types produced equivalent false recall on a delayed test. In Experiment 2, lists blocked and alternated by meaning were presented via a between-subjects design, in order to eliminate possible list-type carryover effects. Correct recall replicated the result from Experiment 1; however, blocking lists increased false recall on delayed, but not on immediate, tests. Across the experiments, clustering correct recall by meaning increased across the delay selectively for the alternated lists. Our results suggest that thematic (i.e., gist) processes are influential for false recall, especially following a delay, a pattern consistent with fuzzy-trace theory. PMID:26105976

  12. Tactile Ranschburg effects: facilitation and inhibitory repetition effects analogous to verbal memory.

    PubMed

    Roe, Daisy; Miles, Christopher; Johnson, Andrew J

    2017-07-01

    The present paper examines the effect of within-sequence item repetitions in tactile order memory. Employing an immediate serial recall procedure, participants reconstructed a six-item sequence tapped upon their fingers by moving those fingers in the order of original stimulation. In Experiment 1a, within-sequence repetition of an item separated by two-intervening items resulted in a significant reduction in recall accuracy for that repeated item (i.e., the Ranschburg effect). In Experiment 1b, within-sequence repetition of an adjacent item resulted in significant recall facilitation for that repeated item. These effects mirror those reported for verbal stimuli (e.g., Henson, 1998a . Item repetition in short-term memory: Ranschburg repeated. Journal of Experimental Psychology: Learning, Memory, and Cognition, 24(5), 1162-1181. doi:doi.org/10.1037/0278-7393.24.5.1162). These data are the first to demonstrate the Ranschburg effect with non-verbal stimuli and suggest further cross-modal similarities in order memory.

  13. Forgetting in immediate serial recall: decay, temporal distinctiveness, or interference?

    PubMed

    Oberauer, Klaus; Lewandowsky, Stephan

    2008-07-01

    Three hypotheses of forgetting from immediate memory were tested: time-based decay, decreasing temporal distinctiveness, and interference. The hypotheses were represented by 3 models of serial recall: the primacy model, the SIMPLE (scale-independent memory, perception, and learning) model, and the SOB (serial order in a box) model, respectively. The models were fit to 2 experiments investigating the effect of filled delays between items at encoding or at recall. Short delays between items, filled with articulatory suppression, led to massive impairment of memory relative to a no-delay baseline. Extending the delays had little additional effect, suggesting that the passage of time alone does not cause forgetting. Adding a choice reaction task in the delay periods to block attention-based rehearsal did not change these results. The interference-based SOB fit the data best; the primacy model overpredicted the effect of lengthening delays, and SIMPLE was unable to explain the effect of delays at encoding. The authors conclude that purely temporal views of forgetting are inadequate. Copyright (c) 2008 APA, all rights reserved.

  14. Differentiating aversive conditioning in bistable perception: Avoidance of a percept vs. salience of a stimulus.

    PubMed

    Wilbertz, Gregor; Sterzer, Philipp

    2018-05-01

    Alternating conscious visual perception of bistable stimuli is influenced by several factors. In order to understand the effect of negative valence, we tested the effect of two types of aversive conditioning on dominance durations in binocular rivalry. Participants received either aversive classical conditioning of the stimuli shown alone between rivalry blocks, or aversive percept conditioning of one of the two possible perceptual choices during rivalry. Both groups showed successful aversive conditioning according to skin conductance responses and affective valence ratings. However, while classical conditioning led to an immediate but short-lived increase in dominance durations of the conditioned stimulus, percept conditioning yielded no significant immediate effect but tended to decrease durations of the conditioned percept during extinction. These results show dissociable effects of value learning on perceptual inference in situations of perceptual conflict, depending on whether learning relates to the decision between conflicting perceptual choices or the sensory stimuli per se. Copyright © 2018 Elsevier Inc. All rights reserved.

  15. Explanations of grouping in immediate ordered recall.

    PubMed

    Frick, R W

    1989-09-01

    This article is about grouping in immediate ordered recall. The following findings are reported: (1) grouping a presentation improves recall, even when steps are taken to prevent rehearsal; (2) grouping primarily improves recall of the items adjoining the grouping, creating primacy and recency within groups; and (3) this primacy and recency are found even when single, isolated errors in recall are considered. These results suggest that the effects of grouping cannot be fully explained by rehearsal, chunking, or the number of directions in which an item can be transposed. It is suggested instead that (1) the auditory short-term store contains an unparsed and uncategorized representation that must be parsed and categorized just prior to recall, in a process of recovery; (2) items adjoining the boundary of a presentation are more easily recovered; and (3) grouping creates a boundary within the presentation. To support this explanation, a final experiment demonstrates an interaction between type of stimuli and serial position, with grouping most improving recall of adjoining phonemes.

  16. 76 FR 38240 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-29

    ... To Include Text in Its Options Rules Governing the Use of Its Affiliate Broker-Dealer, Archipelago Securities LLC for Outbound Routing of Option Orders, and To Adopt Text in Its Options Rules To Permit the... Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes (1) To include text in...

  17. 76 FR 53009 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-24

    ... Deleting the Text of NYSE Amex Equities Rules 92, 513, 514 and Adopting New NYSE Amex Equities Rule 5320... the text of NYSE Amex Equities Rules 92, 513, and 514, which limit trading ahead of customer orders... Regulatory Authority (``FINRA'') Rule 5320. The text of the proposed rule change is available at the Exchange...

  18. 76 FR 64406 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-18

    ... Change Adopting the Text of the FINRA Rule 7400 Series, the Order Audit Trail System (``OATS'') Rules... of the Terms of Substance of the Proposed Rule Change The Exchange proposes to adopt the text of the... changes. The text of the proposed rule change is available at the Exchange, the Commission's Public...

  19. 76 FR 38237 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-29

    ... Change To Include Text in Its Options Rules Governing the Use of Its Affiliate Broker-Dealer, Archipelago Securities LLC for Outbound Routing of Option Orders, and To Adopt Text in Its Options Rules To Permit the... include text in its options rules governing the use of its affiliate broker-dealer, Archipelago Securities...

  20. 76 FR 12206 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63967; File No. SR-Phlx-2011-27] Self... PHLX LLC Relating to Amendments to Rules 200(g) and 201 of Regulation SHO Applicable to Complex Orders... change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory...

  1. 77 FR 74258 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-13

    ... Amending Exchange Rule 952NY With Respect to Opening Trading in an Options Series December 7, 2012... 952NY (Trading Auctions) with respect to opening trading in an options series. The text of the proposed... series for trading when there are no executable orders and/or quotes and the bid-ask differential of the...

  2. 77 FR 68862 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-16

    ... order book in Penny Pilot Securities. The Exchange proposes to decrease the lower volume tier level from... average TCV. The Exchange also proposes to lower the upper volume tier level from an ADV equal to or... Exchange proposes to add an additional volume tier level at an ADV equal to or greater than 1.25% of...

  3. 78 FR 36281 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-17

    ... change effective June 1, 2013. An SLP is a member organization that electronically enters orders or... quoting requirement'').\\3\\ In addition, for all assigned SLP securities, an SLP is required to satisfy a... forth in the Exchange's Price List.\\4\\ \\3\\ See Rule 107B(a). An SLP can either be a proprietary trading...

  4. 77 FR 1095 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-09

    ... of the Substance of the Proposed Rule Change The Exchange proposes to amend Exchange Rule 1082, Firm Quotations, by modifying Exchange Rule 1082(a)(ii)(B)(4), Market Exhaust, to reflect the Exchange's... submitted as a new order. \\12\\ See Exchange Rule 1082(a)(ii)(B)(4). Discontinuation of Market Exhaust The...

  5. 77 FR 14579 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-12

    ... Reserve Floor Market Maker Amex Trading Permits (``Reserve ATPs''). The text of the proposed rule change... Reserve ATPs. Under the current Fee Schedule, an ATP Holder \\3\\ acting as a Market Maker must pay $5,000 per month per Amex Trading Permit (``ATP'').\\4\\ In order to act as a Floor Market Maker, an individual...

  6. 75 FR 4879 - Juan E. Pérez Monté, M.D.; Confirmatory Order Modifying License (Effective Immediately)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-29

    ... the Health Physics Society, and the Journal of Nuclear Medicine; and, 2. Dr. P[eacute]rez will also... national meetings of the Health Physics Society and the Society of Nuclear Medicine. If the request to make... following: Galenus (Puerto Rico), the Journal of the Health Physics Society, and the Journal of Nuclear...

  7. 76 FR 35256 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-16

    ... Exchange proposes to amend its Customer Routing Fee governing pricing for Exchange members using the Phlx XL II system,\\3\\ for routing standardized equity and index option Customer orders to the C2 Options... Exchange Act Release No. 59995 (May 28, 2009), 74 FR 26750 (June 3, 2009) (SR-Phlx-2009-32). The instant...

  8. 75 FR 51322 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-19

    ... LLC Amending Rule 980-Exercise of Options Contracts August 12, 2010. Pursuant to Section 19(b)(1) \\1... Terms of the Substance of the Proposed Rule Change The Exchange proposes to amend Rule 980-Exercise of... change is to amend Rule 980 in order to extend the cut-off time to submit Contrary Exercise Advices...

  9. 78 FR 23965 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-23

    ... Rule Change To Adopt a Market Order Collar for BATS Options April 17, 2013. Pursuant to Section 19(b)(1... participant with access to the Exchange. Accordingly, the Exchange is proposing to adopt a mechanism that will... breaking of trades meeting the definition of an obvious error \\10\\ as well as a recently adopted change to...

  10. 76 FR 16024 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-22

    ... Adopting Rules Related to Qualified Contingent Cross Orders March 17, 2011. Pursuant to Section 19(b)(1) \\1... Terms of Substance of the Proposed Rule Change The Exchange proposes to adopt rules related to Qualified... 1. Purpose The purpose of this filing is to adopt rules related to QCCs. The proposed rule change is...

  11. 76 FR 16021 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-22

    ... Change Adopting Rules Related to Qualified Contingent Cross Orders March 17, 2011. Pursuant to Section 19... Statement of the Terms of the Substance of the Proposed Rule Change The Exchange proposes to adopt rules..., the Proposed Rule Change 1. Purpose The purpose of this filing is to adopt rules related to QCCs. The...

  12. 78 FR 56249 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-12

    ... executing certain trades that either add liquidity to or remove liquidity from the Exchange's order book in... adopted its fees, it set its fee levels appropriate to the start-up nature of the Exchange's new equities... to perform at a high level of responsiveness and efficiency. \\5\\ Securities Exchange Act Release No...

  13. 75 FR 77031 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-10

    ... interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63440; File No. SR-NYSEArca-2010-112] Self... Q Order and Clarify the Interest Eligible for Satisfaction of a Market Maker's Two-Sided Obligation...

  14. 77 FR 47159 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-07

    ... offset amount will not be displayed,\\3\\ a change to improve system and inter-market price stability. The... Change To Delay the Implementation of Non-Display of Primary Pegged Orders With an Offset Amount August 1... Proposed Rule Change The Exchange proposes a rule change to delay the implementation date for its rule...

  15. 76 FR 77859 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-14

    ... only be applicable to PSOs that remove liquidity from the NYSE and that a PSO that provides liquidity...(kk). A PSO is a Primary Only (``PO'') Order that initially sweeps the Exchange's Book before being routed to the security's primary market. \\11\\ In limited circumstances where a PSO in a Tape A security...

  16. 76 FR 60108 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-28

    ... SECURITIES AND EXCHANGE COMMISSION Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order September 22, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19...

  17. 77 FR 52098 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-28

    ... Change Amending NYSE Arca Options Rule 6.40 To Expand the Existing Market Maker Risk Limitation Mechanism Making It Available for Orders From Market Makers as Well as Non-Market Maker OTP Firms and OTP Holders... that conducts both an agency and a market making business would have a unique TPID that could only be...

  18. 78 FR 76353 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-17

    ... fees for routing options to away markets. The text of the proposed rule change is available on the... Exchange incurs for routing and executing certain orders in equity options to away markets. Today, the... assessed. If the away market pays a rebate, the Routing Fee is $0.00 per contract.\\4\\ \\3\\ Including BATS...

  19. 78 FR 14141 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-04

    ... The Exchange proposes to amend fees for routing options to away markets in Chapter XV, entitled... related to routing orders to away markets plus the away market's transaction fee. The Exchange assesses a... exchanges in addition to the actual transaction fee or rebate paid by the away market.\\3\\ \\3\\ Today, the...

  20. 77 FR 12624 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-01

    ... Exchange in routing to away markets. While changes to the Fee Schedule pursuant to this proposal are... orders to away markets. The Exchange currently assesses the following Routing Fees: Exchange Customer.... Each time NOS routes to away markets NOS is charged a $0.06 clearing fee and, in the case of certain...

  1. 78 FR 19777 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-02

    ... executions Electronic complex order QCC executions executions Marketing Marketing Fee/rebate Marketing charge Fee/rebate charge Fee/rebate Marketing charge Fee/rebate charge Customer $0.00 N/A $0.00 N/A $0.00 N/A... cleared by The Options Clearing Corporation (``OCC'') in the customer range, regardless of the exchange on...

  2. 77 FR 30581 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ..., and in fact may create investor confusion about the extent of trading interest in a stock. In extreme... orders at different price levels to move the price of a stock. While Phlx has an active program to detect... market manipulation. The fee will be imposed on market participant identifiers (``MPID'') that have...

  3. 77 FR 30579 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... discovery, and in fact may create investor confusion about the extent of trading interest in a stock. In... multiple orders at different price levels to move the price of a stock. While BX has an active program to... manipulation. The fee will be imposed on market participant identifiers (``MPID'') that have characteristics...

  4. 76 FR 40417 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-08

    .... See Rule 1064(e). See also Securities Exchange Act Release No. 64688 (June 16, 2011) (SR-Phlx- 2011-56... permitted to enter Floor QCC Orders. See Exchange Rule 1064. Exchange Rule 1064(e)(2) prohibits Options... pursuant to Exchange Rule 1064 when such members are trading in their own proprietary account. Firms that...

  5. 76 FR 18587 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-04

    ... purpose of Exchange Rule 1090. Pursuant to By-Law Article X, Section 12-10, to be eligible as an Inactive... purposes of Exchange Rule 1090.\\6\\ Rule 1090 was enacted to identify categories of persons that are not... trading floor. In order for Rule 1090 to apply to all categories of registered persons located on the...

  6. 78 FR 76355 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-17

    ... solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR... PHLX. Also, in order to continue to maintain a relatively simple routing table and fee schedule, the... routed to PHLX while also maintaining a simple pricing structure. As it has done before, despite...

  7. 77 FR 64173 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-18

    ... interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's... ownership between the member organizations. All dividend, merger, short stock interest and reversal and...'') against principal interest or against any other order (except as provided in Rule 1080(n)(i)(E)) it...

  8. Value and challenges of conducting rapid response research on wildland fires

    Treesearch

    L. Lentile; P. Morgan; C. Hardy; A. Hudak; R. Means; R. Ottmar; P. Robichaud; E. Kennedy Sutherland; J. Szymoniak; F. Way; J. Fites-Kaufman; S. Lewis; E. Mathews; H. Shovik; K. Ryan

    2007-01-01

    Rapid Response Research is conducted during and immediately after wildland fires, in coordination with fire management teams, in order to collect information that can best be garnered in situ and in real-time. This information often includes fire behavior and fire effects data, which can be used to generate practical tools such as predictive fire models for managers....

  9. 75 FR 4884 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-29

    ... designated this proposal to be operative for trades settling on or after January 4, 2010. The proposed...) during normal trading if the Phlx XL system receives a Complex Order that improves the cPBBO. See... in the series is received. In such a circumstance, the Phlx XL II system, using Market Exhaust, will...

  10. 77 FR 67695 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-13

    ... the more favorable of two rates is a reasonable pricing strategy because it is similar to the pricing... routed using the SWPA, SWPB or SWPC routing strategies \\5\\ and remove liquidity from the New York Stock... charged for routing orders to NYSE, in response to the pricing changes in NYSE's filing with the...

  11. 78 FR 1886 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-09

    ... amend its fee schedule for the four direct data feed products. While changes to the Pricing Schedule... account, for the purpose of executing a particular investment strategy. See Exchange Rule 1080.08(a)(i... TOPO, PHLX Orders, or PHLX Depth of Market.\\7\\ \\7\\ PHLX proposes to move the definitions in the rule...

  12. 76 FR 5848 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-02

    ... component is the underlying stock or ETF to the functionality on its electronic trading platform for options... or sell a stated number of units of an underlying stock or ETF coupled with the purchase or sale of... underlying stock or Exchange Traded Fund Share (``ETF'') is also referred to as a stock-option order. 2...

  13. 77 FR 34108 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-08

    ...(b) and (c), Rule 1034 and Rule 1038 do not apply to orders placed in the cabinet. Cabinet... June 1, 2012.\\10\\ On April 27, 2012, the Exchange filed for permanent approval of the temporary... limited to options classes traded in $0.05 or $0.10 standard increments. The $1 cabinet trading procedures...

  14. 78 FR 41163 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-09

    ... Parameter (``ACE Parameter'') in Rule 1080.08(i), which is the price range outside of which a Complex Order.... Proposed new language is italicized; deleted text is in brackets. * * * * * Rule 1080. Phlx XL and Phlx XL...\\ See Rule 1080.08(a). Currently, the ACE Parameter is always a percentage, not less than 3 percent. The...

  15. 78 FR 36286 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-17

    ... Change in Order To Disseminate a Spot Price for Treasury Options June 11, 2013. Pursuant to Section 19(b... Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in Items... notice to solicit comments on the proposed rule change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1...

  16. 77 FR 46684 - In the Matter of: Universal Industries Limited, Inc., 3050 SW 14th Place Unit 3, Boynton Beach...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-06

    ... export from the United States to Singapore military aircraft parts, that is approximately 200 J-85 Stage... owned, possessed or controlled by the Denied Person, or service any item, of whatever origin, that is... the foreign-produced direct product of U.S.-origin technology. V. This Order is effective immediately...

  17. 77 FR 30574 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ... otherwise be a market for that person to close-out the position even at the $1 cabinet price (e.g., the... Options Audit Trail (``COATS'') requirements of Exchange Rule 6.67 Order Format and System Entry... transactions in the same format as the COATS data is maintained. In this regard, all transactions for less than...

  18. 76 FR 27122 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-10

    ... be a market for that person to close-out the position even at the $1 cabinet price (e.g., the series... Trail (``COATS'') requirements of Exchange Rule 6.67 Order Format and System Entry Requirements. However... same format as the COATS data is maintained. In this regard, all transactions for less than $1 must be...

  19. 75 FR 77932 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-14

    ... the position even at the $1 cabinet price (e.g., the series might be quoted no bid). \\5\\ Currently the... (``COATS'') requirements of Exchange Rule 955NY. Order Format and System Entry Requirements. However, the... as the COATS data is maintained. In this regard, all transactions for less than $1 must be reported...

  20. 76 FR 27136 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-10

    ... be a market for that person to close-out the position even at the $1 cabinet price (e.g., the series... Trail (``COATS'') requirements of Exchange Rule 955NY Order Format and System Entry Requirements... the same format as the COATS data is maintained. In this regard, all transactions for less than $1...

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