How strong are passwords used to protect personal health information in clinical trials?

PubMed

El Emam, Khaled; Moreau, Katherine; Jonker, Elizabeth

2011-02-11

Findings and statements about how securely personal health information is managed in clinical research are mixed. The objective of our study was to evaluate the security of practices used to transfer and share sensitive files in clinical trials. Two studies were performed. First, 15 password-protected files that were transmitted by email during regulated Canadian clinical trials were obtained. Commercial password recovery tools were used on these files to try to crack their passwords. Second, interviews with 20 study coordinators were conducted to understand file-sharing practices in clinical trials for files containing personal health information. We were able to crack the passwords for 93% of the files (14/15). Among these, 13 files contained thousands of records with sensitive health information on trial participants. The passwords tended to be relatively weak, using common names of locations, animals, car brands, and obvious numeric sequences. Patient information is commonly shared by email in the context of query resolution. Files containing personal health information are shared by email and, by posting them on shared drives with common passwords, to facilitate collaboration. If files containing sensitive patient information must be transferred by email, mechanisms to encrypt them and to ensure that password strength is high are necessary. More sophisticated collaboration tools are required to allow file sharing without password sharing. We provide recommendations to implement these practices.

How Strong are Passwords Used to Protect Personal Health Information in Clinical Trials?

PubMed Central

Moreau, Katherine; Jonker, Elizabeth

2011-01-01

Background Findings and statements about how securely personal health information is managed in clinical research are mixed. Objective The objective of our study was to evaluate the security of practices used to transfer and share sensitive files in clinical trials. Methods Two studies were performed. First, 15 password-protected files that were transmitted by email during regulated Canadian clinical trials were obtained. Commercial password recovery tools were used on these files to try to crack their passwords. Second, interviews with 20 study coordinators were conducted to understand file-sharing practices in clinical trials for files containing personal health information. Results We were able to crack the passwords for 93% of the files (14/15). Among these, 13 files contained thousands of records with sensitive health information on trial participants. The passwords tended to be relatively weak, using common names of locations, animals, car brands, and obvious numeric sequences. Patient information is commonly shared by email in the context of query resolution. Files containing personal health information are shared by email and, by posting them on shared drives with common passwords, to facilitate collaboration. Conclusion If files containing sensitive patient information must be transferred by email, mechanisms to encrypt them and to ensure that password strength is high are necessary. More sophisticated collaboration tools are required to allow file sharing without password sharing. We provide recommendations to implement these practices. PMID:21317106

42 CFR 37.60 - Submitting required chest roentgenograms and miner identification documents.

Code of Federal Regulations, 2013 CFR

2013-10-01

... format specified by NIOSH either using portable electronic media, or a secure electronic file transfer... forms shall be submitted with his or her name and social security account number on each. If any of the... containing the miner's name, address, social security number and place of employment. [43 FR 33715, Aug. 1...

Automatic Response to Intrusion

DTIC Science & Technology

2002-10-01

Computing Corporation Sidewinder Firewall [18] SRI EMERALD Basic Security Module (BSM) and EMERALD File Transfer Protocol (FTP) Monitors...the same event TCP Wrappers [24] Internet Security Systems RealSecure [31] SRI EMERALD IDIP monitor NAI Labs Generic Software Wrappers Prototype...included EMERALD , NetRadar, NAI Labs UNIX wrappers, ARGuE, MPOG, NetRadar, CyberCop Server, Gauntlet, RealSecure, and the Cyber Command System

The Defense Message System and the U.S. Coast Guard

DTIC Science & Technology

1992-06-01

these mail services, the Internet also provides a File Transfer Protocol (FTP) and remote login between host computers (TELNET) capabilities. 17 [Ref...the Joint Maritime Intelligence Element (JMIE), Zincdust, and Emerald . [Ref. 27] 4. Secure Data Network The Coast Guard’s Secure Data Network (SDN

Security in the CernVM File System and the Frontier Distributed Database Caching System

NASA Astrophysics Data System (ADS)

Dykstra, D.; Blomer, J.

2014-06-01

Both the CernVM File System (CVMFS) and the Frontier Distributed Database Caching System (Frontier) distribute centrally updated data worldwide for LHC experiments using http proxy caches. Neither system provides privacy or access control on reading the data, but both control access to updates of the data and can guarantee the authenticity and integrity of the data transferred to clients over the internet. CVMFS has since its early days required digital signatures and secure hashes on all distributed data, and recently Frontier has added X.509-based authenticity and integrity checking. In this paper we detail and compare the security models of CVMFS and Frontier.

78 FR 66973 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-07

... the administrator, accountant, custodian and transfer agent for the Fund (``Administrator,'' ``Accountant,'' ``Custodian'' and ``Transfer Agent,'' respectively). \\4\\ A Managed Fund Share is a security... expenses, dividends, distributions, taxes, risks, and reports to be distributed to beneficial owners of the...

The 60 Minute Network Security Guide (First Steps Towards a Secure Network Environment)

DTIC Science & Technology

2001-10-16

default/ passwd file in UNIX. Administrators should obtain and run password-guessing programs (i.e., “John the Ripper,’’ “L0phtCrack,” and “Crack...system on which it is running, it is a good idea to transfer the encrypted passwords (the dumped SAM database for Windows and the /etc/ passwd and /etc...ownership by root and group sys. The /etc/ passwd file should have permissions 644 with owner root and group root. n Be cracked every month to find

75 FR 71473 - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-23

... the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer Program... custody a balance certificate. II. Self-Regulatory Organization's Statement of the Purpose of, and... Proposed Rule Change Under DTC's FAST program, DTC leaves securities in the form of balance certificates in...

77 FR 15417 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-03-15

... Corporate Transaction in Which Its Indirect Parent, SIX Swiss Exchange AG, Will Transfer Its Indirect Ownership Interest in ISE Holdings, Inc. to a Newly Formed Swiss Corporation, Eurex Global Derivatives AG...) make changes to its corporate structure in connection with the transfer of SIX Swiss Exchange AG's...

16 CFR 803.9 - Filing fee.

Code of Federal Regulations, 2010 CFR

2010-01-01

... securities of B, a non-publicly traded issuer. The agreed upon acquisition price is $99 million subject to... voting securities of B, a non-publicly traded issuer, but will accept up to 100 percent of the shares if... check or by electronic wire transfer (EWT). The fee must be paid in U.S. currency. (1) Fees paid by...

17 CFR 240.17a-6 - Right of national securities exchange, national securities association, registered clearing...

Code of Federal Regulations, 2010 CFR

2010-04-01

... plan may provide that any such document may be transferred to microfilm or other recording medium after... years or at such earlier date as is specified in a plan for the destruction or disposition of any such documents if such plan has been filed with the Commission by such exchange, association, clearing agency or...

Registered File Support for Critical Operations Files at (Space Infrared Telescope Facility) SIRTF

NASA Technical Reports Server (NTRS)

Turek, G.; Handley, Tom; Jacobson, J.; Rector, J.

2001-01-01

The SIRTF Science Center's (SSC) Science Operations System (SOS) has to contend with nearly one hundred critical operations files via comprehensive file management services. The management is accomplished via the registered file system (otherwise known as TFS) which manages these files in a registered file repository composed of a virtual file system accessible via a TFS server and a file registration database. The TFS server provides controlled, reliable, and secure file transfer and storage by registering all file transactions and meta-data in the file registration database. An API is provided for application programs to communicate with TFS servers and the repository. A command line client implementing this API has been developed as a client tool. This paper describes the architecture, current implementation, but more importantly, the evolution of these services based on evolving community use cases and emerging information system technology.

The utility of the Historical Clinical Risk-20 Scale as a predictor of outcomes in decisions to transfer patients from high to lower levels of security--a UK perspective.

PubMed

Dolan, Mairead; Blattner, Regine

2010-09-29

Structured Professional Judgment (SPJ) approaches to violence risk assessment are increasingly being adopted into clinical practice in international forensic settings. The aim of this study was to examine the predictive validity of the Historical Clinical Risk -20 (HCR-20) violence risk assessment scale for outcome following transfers from high to medium security in a United Kingdom setting. The sample was predominately male and mentally ill and the majority of cases were detained under the criminal section of the Mental Health Act (1986). The HCR-20 was rated based on detailed case file information on 72 cases transferred from high to medium security. Outcomes were examined, independent of risk score, and cases were classed as "success or failure" based on established criteria. The mean length of follow up was 6 years. The total HCR-20 score was a robust predictor of failure at lower levels of security and return to high security. The Clinical and Risk management items contributed most to predictive accuracy. Although the HCR-20 was designed as a violence risk prediction tool our findings suggest it has potential utility in decisions to transfer patients from high to lower levels of security.

Addressing the Tension Between Strong Perimeter Control an Usability

NASA Technical Reports Server (NTRS)

Hinke, Thomas H.; Kolano, Paul Z.; Keller, Chris

2006-01-01

This paper describes a strong perimeter control system for a general purpose processing system, with the perimeter control system taking significant steps to address usability issues, thus mitigating the tension between strong perimeter protection and usability. A secure front end enforces two-factor authentication for all interactive access to an enclave that contains a large supercomputer and various associated systems, with each requiring their own authentication. Usability is addressed through a design in which the user has to perform two-factor authentication at the secure front end in order to gain access to the enclave, while an agent transparently performs public key authentication as needed to authenticate to specific systems within the enclave. The paper then describes a proxy system that allows users to transfer files into the enclave under script control, when the user is not present to perform two-factor authentication. This uses a pre-authorization approach based on public key technology, which is still strongly tied to both two-factor authentication and strict control over where files can be transferred on the target system. Finally the paper describes an approach to support network applications and systems such as grids or parallel file transfer protocols that require the use of many ports through the perimeter. The paper describes a least privilege approach that dynamically opens ports on a host-specific, if-authorized, as-needed, just-in-time basis.

KeySlinger and StarSlinger: Secure Key Exchange and Encrypted File Transfer on Smartphones

DTIC Science & Technology

2011-05-01

format data to exchange because contact information can be exported to V- Cards using existing APIs. For these reasons it was chosen as the medium to... Card format allows customization of this field. The service provider field serves to identify the app the key is for and the username field stores the...public key data. A sample V- Card field looks like Listing 1 below. IMPP;TextSecure

Globus Identity, Access, and Data Management: Platform Services for Collaborative Science

NASA Astrophysics Data System (ADS)

Ananthakrishnan, R.; Foster, I.; Wagner, R.

2016-12-01

Globus is software-as-a-service for research data management, developed at, and operated by, the University of Chicago. Globus, accessible at www.globus.org, provides high speed, secure file transfer; file sharing directly from existing storage systems; and data publication to institutional repositories. 40,000 registered users have used Globus to transfer tens of billions of files totaling hundreds of petabytes between more than 10,000 storage systems within campuses and national laboratories in the US and internationally. Web, command line, and REST interfaces support both interactive use and integration into applications and infrastructures. An important component of the Globus system is its foundational identity and access management (IAM) platform service, Globus Auth. Both Globus research data management and other applications use Globus Auth for brokering authentication and authorization interactions between end-users, identity providers, resource servers (services), and a range of clients, including web, mobile, and desktop applications, and other services. Compliant with important standards such as OAuth, OpenID, and SAML, Globus Auth provides mechanisms required for an extensible, integrated ecosystem of services and clients for the research and education community. It underpins projects such as the US National Science Foundation's XSEDE system, NCAR's Research Data Archive, and the DOE Systems Biology Knowledge Base. Current work is extending Globus services to be compliant with FEDRAMP standards for security assessment, authorization, and monitoring for cloud services. We will present Globus IAM solutions and give examples of Globus use in various projects for federated access to resources. We will also describe how Globus Auth and Globus research data management capabilities enable rapid development and low-cost operations of secure data sharing platforms that leverage Globus services and integrate them with local policy and security.

Federal Logistics Information System (FLIS) Procedures Manual, Volume 1, Change 1

DTIC Science & Technology

1996-07-01

Se- 2 KAT Add FLIS Data Base Data 1 curity Classified Characteristics KDZ Delete Logistics Transfer 3 Data KFA Match Through Association I KFC File...a Cancelled menus normally furnished with this DIC NSNIPSCN, Related Generic or (2) the segment Z data pertains to an NSN. or Reference Number FSC...8/9 KEC Output Exceeds AUTODIN Limitations 4,5 vols 8/9 KFA Match through Association 4 vols 8/9 KFC File Data Minus Security Classified Character- 4

The University of Minnesota's Internet Gopher System: A Tool for Accessing Network-Based Electronic Information.

ERIC Educational Resources Information Center

Wiggins, Rich

1993-01-01

Describes the Gopher system developed at the University of Minnesota for accessing information on the Internet. Highlights include the need for navigation tools; Gopher clients; FTP (File Transfer Protocol); campuswide information systems; navigational enhancements; privacy and security issues; electronic publishing; multimedia; and future…

75 FR 53019 - Proposed Collection; Comment Request for Regulation Project

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-30

... soliciting comments concerning an existing regulation, REG-147144-06, (TD 9446) Section 1.367(a)-8, Gain...: Gain Recognition Agreements With Respect to Certain Transfers of Stock or Securities by United States... Internal Revenue Code (Code) concerning gain recognition agreements filed by United States persons with...

Communication security in open health care networks.

PubMed

Blobel, B; Pharow, P; Engel, K; Spiegel, V; Krohn, R

1999-01-01

Fulfilling the shared care paradigm, health care networks providing open systems' interoperability in health care are needed. Such communicating and co-operating health information systems, dealing with sensitive personal medical information across organisational, regional, national or even international boundaries, require appropriate security solutions. Based on the generic security model, within the European MEDSEC project an open approach for secure EDI like HL7, EDIFACT, XDT or XML has been developed. The consideration includes both securing the message in an unsecure network and the transport of the unprotected information via secure channels (SSL, TLS etc.). Regarding EDI, an open and widely usable security solution has been specified and practically implemented for the examples of secure mailing and secure file transfer (FTP) via wrapping the sensitive information expressed by the corresponding protocols. The results are currently prepared for standardisation.

12 CFR 341.6 - Reports.

Code of Federal Regulations, 2014 CFR

2014-01-01

... 12 Banks and Banking 5 2014-01-01 2014-01-01 false Reports. 341.6 Section 341.6 Banks and Banking... SECURITIES TRANSFER AGENTS § 341.6 Reports. Every registration or amendment filed under this section shall constitute a report or application within the meaning or sections 17, 17A(c), and 32(a) of the Act. ...

12 CFR 341.6 - Reports.

Code of Federal Regulations, 2013 CFR

2013-01-01

... 12 Banks and Banking 5 2013-01-01 2013-01-01 false Reports. 341.6 Section 341.6 Banks and Banking... SECURITIES TRANSFER AGENTS § 341.6 Reports. Every registration or amendment filed under this section shall constitute a report or application within the meaning or sections 17, 17A(c), and 32(a) of the Act. ...

12 CFR 341.6 - Reports.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 12 Banks and Banking 4 2011-01-01 2011-01-01 false Reports. 341.6 Section 341.6 Banks and Banking... SECURITIES TRANSFER AGENTS § 341.6 Reports. Every registration or amendment filed under this section shall constitute a report or application within the meaning or sections 17, 17A(c), and 32(a) of the Act. ...

12 CFR 341.6 - Reports.

Code of Federal Regulations, 2012 CFR

2012-01-01

... 12 Banks and Banking 5 2012-01-01 2012-01-01 false Reports. 341.6 Section 341.6 Banks and Banking... SECURITIES TRANSFER AGENTS § 341.6 Reports. Every registration or amendment filed under this section shall constitute a report or application within the meaning or sections 17, 17A(c), and 32(a) of the Act. ...

78 FR 61424 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-03

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70544; File No. SR-NSCC-2013-10] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change... September 16, 2013, National Securities Clearing Corporation (``NSCC'') filed with the Securities and...

17 CFR 240.17Ad-3 - Limitations on expansion.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Limitations on expansion. 240... expansion. (a) Any registered transfer agent which is required to file any notice pursuant to § 240.17Ad-2 (c) or (d) for each of three consecutive months shall not from the fifth business day after the end...

75 FR 38581 - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-02

... customer account transfers within specified time frames. \\5\\ CNS is an ongoing accounting system which nets... by book-entry. This allocation of securities is accomplished through an evening cycle followed by a day cycle. Positions which remain open after the evening cycle may be changed as a result of trades...

76 FR 12353 - Combined Notice of Filings #2

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-07

... PowerSecure Inc. at Washington, NC Walmart. Filed Date: 07/02/2010. Accession Number: 20100702-5029...: Self-Certification of PowerSecure Inc. at Laurinburg, NC Walmart. Filed Date: 07/02/2010. Accession...Secure, Inc. Description: Self-Certification of PowerSecure Inc. at Wilson, NC Walmart. Filed Date: 07/02...

Wireless local area network in a prehospital environment

PubMed Central

Chen, Dongquan; Soong, Seng-jaw; Grimes, Gary J; Orthner, Helmuth F

2004-01-01

Background Wireless local area networks (WLANs) are considered the next generation of clinical data network. They open the possibility for capturing clinical data in a prehospital setting (e.g., a patient's home) using various devices, such as personal digital assistants, laptops, digital electrocardiogram (EKG) machines, and even cellular phones, and transmitting the captured data to a physician or hospital. The transmission rate is crucial to the applicability of the technology in the prehospital setting. Methods We created two separate WLANs to simulate a virtual local are network environment such as in a patient's home or an emergency room (ER). The effects of different methods of data transmission, number of clients, and roaming among different access points on the file transfer rate were determined. Results The present results suggest that it is feasible to transfer small files such as patient demographics and EKG data from the patient's home to the ER at a reasonable speed. Encryption, user control, and access control were implemented and results discussed. Conclusions Implementing a WLAN in a centrally managed and multiple-layer-controlled access control server is the key to ensuring its security and accessibility. Future studies should focus on product capacity, speed, compatibility, interoperability, and security management. PMID:15339336

Wireless local area network in a prehospital environment.

PubMed

Chen, Dongquan; Soong, Seng-jaw; Grimes, Gary J; Orthner, Helmuth F

2004-08-31

Wireless local area networks (WLANs) are considered the next generation of clinical data network. They open the possibility for capturing clinical data in a prehospital setting (e.g., a patient's home) using various devices, such as personal digital assistants, laptops, digital electrocardiogram (EKG) machines, and even cellular phones, and transmitting the captured data to a physician or hospital. The transmission rate is crucial to the applicability of the technology in the prehospital setting. We created two separate WLANs to simulate a virtual local are network environment such as in a patient's home or an emergency room (ER). The effects of different methods of data transmission, number of clients, and roaming among different access points on the file transfer rate were determined. The present results suggest that it is feasible to transfer small files such as patient demographics and EKG data from the patient's home to the ER at a reasonable speed. Encryption, user control, and access control were implemented and results discussed. Implementing a WLAN in a centrally managed and multiple-layer-controlled access control server is the key to ensuring its security and accessibility. Future studies should focus on product capacity, speed, compatibility, interoperability, and security management.

75 FR 75711 - Securities Investor Protection Corporation; Notice of Filing of a Proposed Bylaw Change Relating...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-06

... Securities Investor Protection Corporation (``SIPC'') filed with the Securities and Exchange Commission... Members, Rel. No. SIPA-156, 56 FR 51952 (Oct. 16, 1991). \\6\\ Securities Investor Protection Corporation... SECURITIES AND EXCHANGE COMMISSION [Release No. SIPA-169; File No. SIPC-2010-01] Securities...

Additional Security Considerations for Grid Management

NASA Technical Reports Server (NTRS)

Eidson, Thomas M.

2003-01-01

The use of Grid computing environments is growing in popularity. A Grid computing environment is primarily a wide area network that encompasses multiple local area networks, where some of the local area networks are managed by different organizations. A Grid computing environment also includes common interfaces for distributed computing software so that the heterogeneous set of machines that make up the Grid can be used more easily. The other key feature of a Grid is that the distributed computing software includes appropriate security technology. The focus of most Grid software is on the security involved with application execution, file transfers, and other remote computing procedures. However, there are other important security issues related to the management of a Grid and the users who use that Grid. This note discusses these additional security issues and makes several suggestions as how they can be managed.

6 CFR 13.26 - Filing, form and service of papers.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 6 Domestic Security 1 2010-01-01 2010-01-01 false Filing, form and service of papers. 13.26 Section 13.26 Domestic Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY PROGRAM FRAUD CIVIL REMEDIES § 13.26 Filing, form and service of papers. (a) Filing and form. (1) Documents filed with...

GUI implementation of image encryption and decryption using Open CV-Python script on secured TFTP protocol

NASA Astrophysics Data System (ADS)

Reddy, K. Rasool; Rao, Ch. Madhava

2018-04-01

Currently safety is one of the primary concerns in the transmission of images due to increasing the use of images within the industrial applications. So it's necessary to secure the image facts from unauthorized individuals. There are various strategies are investigated to secure the facts. In that encryption is certainly one of maximum distinguished method. This paper gives a sophisticated Rijndael (AES) algorithm to shield the facts from unauthorized humans. Here Exponential Key Change (EKE) concept is also introduced to exchange the key between client and server. The things are exchange in a network among client and server through a simple protocol is known as Trivial File Transfer Protocol (TFTP). This protocol is used mainly in embedded servers to transfer the data and also provide protection to the data if protection capabilities are integrated. In this paper, implementing a GUI environment for image encryption and decryption. All these experiments carried out on Linux environment the usage of Open CV-Python script.

76 FR 29019 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-05-19

... SECURITIES AND EXCHANGE COMMISSION (Release No. 34-64487; File No. SR-NSCC-2011-02) Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Order Granting... Eligible Clearing Fund Securities May 13, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

DOE Office of Scientific and Technical Information (OSTI.GOV)

Dykstra, D.; Blomer, J.

Both the CernVM File System (CVMFS) and the Frontier Distributed Database Caching System (Frontier) distribute centrally updated data worldwide for LHC experiments using http proxy caches. Neither system provides privacy or access control on reading the data, but both control access to updates of the data and can guarantee the authenticity and integrity of the data transferred to clients over the internet. CVMFS has since its early days required digital signatures and secure hashes on all distributed data, and recently Frontier has added X.509-based authenticity and integrity checking. In this paper we detail and compare the security models of CVMFSmore » and Frontier.« less

Evaluation of Discrimination Technologies and Classification Results Live Site Demonstration: Former Waikoloa Maneuver Area

DTIC Science & Technology

2015-06-01

National Instruments. The National Instruments DAQ is a full-featured PC running Windows 7. The DAQ, electromagnetic transmitter , and batteries for the... electromagnetic induction Environet Environet, Inc. ESTCP Environmental Security Technology Certification Program ftp file transfer protocol FUDS formerly used...capabilities of a currently available advanced electromagnetic induction sensor developed specifically for discrimination on real sites under operational

43 CFR 3216.15 - When must I file my transfer request?

Code of Federal Regulations, 2014 CFR

2014-10-01

... complete the transfer. (b) There is no specific time deadline for filing estate transfers, corporate... 43 Public Lands: Interior 2 2014-10-01 2014-10-01 false When must I file my transfer request? 3216... Transfers § 3216.15 When must I file my transfer request? (a) File a request to transfer record title or...

43 CFR 3216.15 - When must I file my transfer request?

Code of Federal Regulations, 2012 CFR

2012-10-01

... complete the transfer. (b) There is no specific time deadline for filing estate transfers, corporate... 43 Public Lands: Interior 2 2012-10-01 2012-10-01 false When must I file my transfer request? 3216... Transfers § 3216.15 When must I file my transfer request? (a) File a request to transfer record title or...

43 CFR 3216.15 - When must I file my transfer request?

Code of Federal Regulations, 2011 CFR

2011-10-01

... complete the transfer. (b) There is no specific time deadline for filing estate transfers, corporate... 43 Public Lands: Interior 2 2011-10-01 2011-10-01 false When must I file my transfer request? 3216... Transfers § 3216.15 When must I file my transfer request? (a) File a request to transfer record title or...

43 CFR 3216.15 - When must I file my transfer request?

Code of Federal Regulations, 2013 CFR

2013-10-01

... complete the transfer. (b) There is no specific time deadline for filing estate transfers, corporate... 43 Public Lands: Interior 2 2013-10-01 2013-10-01 false When must I file my transfer request? 3216... Transfers § 3216.15 When must I file my transfer request? (a) File a request to transfer record title or...

Automation of review/approval cycle of MCAUTO CAD/CAM generated drawings and documents

NASA Technical Reports Server (NTRS)

Minn, H. S.

1986-01-01

The review/approval of MCAUTO/UNIGRAPHICS CAD/CAM generated drawings and documents is done through routing of hard copies of drawings and memos via mail, a process both time consuming and expensive. It is proposed that a set of procedures and the required software tools be designed for transmission, revision, and signing-off of such documents via electronic data transfer, while maintaining a sufficient degree of data integrity and individual security. A main resistance to such a technique will be the limited size of the display screen (19 inch class) and infrequent layer switching with the attendant time delay during the process of reviewing the drawing. Such opposition should diminish as the users become familiar with the hardwares and its operation. It is suggested that user profiles be set so that the protection class list of the originator of the drawing include at least one common class with each of the individuals who will be involved in the Revision/Approval cycle. In this way the originator will be able to tranfer a file for their review and also be able to copy back the file to make the necessary permanent changes. Individual security is maintained by restricted access to signature files and by restricting the list of individuals who will be authorized to sign off. This is accomplished through two software tools:LAYCOPY and SIGN. It is felt that these proposed procedures and techniques will adequately maintain both the file integrity and individual security during Review/Approval Cycle of MCAUTO generated drawings without the need for hardcopy routing.

38 CFR 3.153 - Claims filed with Social Security.

Code of Federal Regulations, 2011 CFR

2011-07-01

... 38 Pensions, Bonuses, and Veterans' Relief 1 2011-07-01 2011-07-01 false Claims filed with Social... Social Security. An application on a form jointly prescribed by the Secretary and the Commissioner of Social Security filed with the Social Security Administration on or after January 1, 1957, will be...

76 FR 38434 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-30

... continuing effort to attract more activity in large-sized FX options. \\3\\ See Securities Exchange Act Release... SECURITIES AND EXCHANGE COMMISSION [Release No. 3464743; File No. SR-ISE-2011-35] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed...

77 FR 34436 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-11

... Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Temporarily... International Securities Exchange, LLC (the ``Exchange'' or the ``ISE'') filed with the Securities and Exchange... Clearing and Outsourcing Solutions, Inc. (``Apex Clearing'') as an ISE member organization, subject to Apex...

78 FR 71686 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-29

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70937; File No. SR-NSCC-2013-11] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse (``OW...

75 FR 76512 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-08

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63417; File No. SR-NSCC-2010-17] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ notice is hereby given that...

38 CFR 3.153 - Claims filed with Social Security.

Code of Federal Regulations, 2014 CFR

2014-07-01

... 38 Pensions, Bonuses, and Veterans' Relief 1 2014-07-01 2014-07-01 false Claims filed with Social... Social Security. An application on a form jointly prescribed by the Secretary and the Commissioner of Social Security filed with the Social Security Administration on or after January 1, 1957, will be...

38 CFR 3.153 - Claims filed with Social Security.

Code of Federal Regulations, 2012 CFR

2012-07-01

... 38 Pensions, Bonuses, and Veterans' Relief 1 2012-07-01 2012-07-01 false Claims filed with Social... Social Security. An application on a form jointly prescribed by the Secretary and the Commissioner of Social Security filed with the Social Security Administration on or after January 1, 1957, will be...

38 CFR 3.153 - Claims filed with Social Security.

Code of Federal Regulations, 2013 CFR

2013-07-01

... 38 Pensions, Bonuses, and Veterans' Relief 1 2013-07-01 2013-07-01 false Claims filed with Social... Social Security. An application on a form jointly prescribed by the Secretary and the Commissioner of Social Security filed with the Social Security Administration on or after January 1, 1957, will be...

38 CFR 3.153 - Claims filed with Social Security.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 38 Pensions, Bonuses, and Veterans' Relief 1 2010-07-01 2010-07-01 false Claims filed with Social... Social Security. An application on a form jointly prescribed by the Secretary and the Commissioner of Social Security filed with the Social Security Administration on or after January 1, 1957, will be...

Measurements of file transfer rates over dedicated long-haul connections

DOE Office of Scientific and Technical Information (OSTI.GOV)

Rao, Nageswara S; Settlemyer, Bradley W; Imam, Neena

2016-01-01

Wide-area file transfers are an integral part of several High-Performance Computing (HPC) scenarios. Dedicated network connections with high capacity, low loss rate and low competing traffic, are increasingly being provisioned over current HPC infrastructures to support such transfers. To gain insights into these file transfers, we collected transfer rate measurements for Lustre and xfs file systems between dedicated multi-core servers over emulated 10 Gbps connections with round trip times (rtt) in 0-366 ms range. Memory transfer throughput over these connections is measured using iperf, and file IO throughput on host systems is measured using xddprof. We consider two file systemmore » configurations: Lustre over IB network and xfs over SSD connected to PCI bus. Files are transferred using xdd across these connections, and the transfer rates are measured, which indicate the need to jointly optimize the connection and host file IO parameters to achieve peak transfer rates. In particular, these measurements indicate that (i) peak file transfer rate is lower than peak connection and host IO throughput, in some cases by as much as 50% or lower, (ii) xdd request sizes that achieve peak throughput for host file IO do not necessarily lead to peak file transfer rates, and (iii) parallelism in host IO and TCP transport does not always improve the file transfer rates.« less

78 FR 17982 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-25

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69174; File No. SR-NYSEMKT-2013-26] Self... Securities March 19, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (``Act... MKT'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed...

78 FR 56960 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70357; File No. SR-MIAX-2013-42] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate... provisions of Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

78 FR 69714 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-20

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70873; File No. SR-ISE-2013-56] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

78 FR 69718 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-20

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70872; File No. SR-ISE-2013-57] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

76 FR 32382 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-06

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64562; File No. SR-ISE-2011-29] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Second Market Fees May 27, 2011. Pursuant to Section 19(b)(1) of the Securities...

76 FR 63693 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-10-13

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65499; File No. SR-ISE-2011-64] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

76 FR 39463 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-06

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64769; File No. SR-NSCC-2011-04] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder \\2...

78 FR 42989 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-18

... Important Notice of the availability of the comparison service for when-issued corporate securities.\\5\\ \\5... scheduled to be implemented for corporate when-issued securities and NSCC would submit a rule filing to the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69980; File No. SR-NSCC-2013-09] Self...

78 FR 69923 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70884; File No. SR-ISE-2013-59] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... November 15, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

17 CFR 240.12b-37 - Satisfaction of filing requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Satisfaction of filing requirements. 240.12b-37 Section 240.12b-37 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Under the Securities Exchange Act of 1934 Special Provisions § 240.12b-37 Satisfaction of filing...

76 FR 21416 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-04-15

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64292; File No. SR-ISE-2011-22] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees April 11, 2011. Pursuant to Section 19(b)(1) of the Securities...

77 FR 14847 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-03-13

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66525; File No. SR-ISE-2012-09] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network Fees March 7, 2012. Pursuant to Section 19(b)(1) of the Securities...

76 FR 50783 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65087; File No. SR-ISE-2011-47] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... August 10, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

Electronic transfer of sensitive patient data.

PubMed

Detterbeck, A M W; Kaiser, J; Hirschfelder, U

2015-01-01

The purpose of this study was to develop decision-making aids and recommendations for dental practitioners regarding the utilization and sharing of sensitive digital patient data. In the current environment of growing digitization, healthcare professionals need detailed knowledge of secure data management to maximize confidentiality and minimize the risks involved in both archiving patient data and sharing it through electronic channels. Despite well-defined legal requirements, an all-inclusive technological solution does not currently exist. The need for a preliminary review and critical appraisal of common practices of data transfer prompted a search of the literature and the Web to identify viable methods of secure data exchange and to develop a flowchart. A strong focus was placed on the transmission of datasets both smaller than and larger than 10 MB, and on secure communication by smartphone. Although encryption of patient-related data should be routine, it is often difficult to implement. Pretty Good Privacy (PGP) and Secure/Multipurpose Internet Mail Extensions (S/MIME) are viable standards for secure e-mail encryption. Sharing of high-volume data should be accomplished with the help of file encryption. Careful handling of sensitive patient data is mandatory, and it is the end-user's responsibility to meet any requirements for encryption, preferably by using free, open-source (and hence transparent) software.

NASA ARCH- A FILE ARCHIVAL SYSTEM FOR THE DEC VAX

NASA Technical Reports Server (NTRS)

Scott, P. J.

1994-01-01

The function of the NASA ARCH system is to provide a permanent storage area for files that are infrequently accessed. The NASA ARCH routines were designed to provide a simple mechanism by which users can easily store and retrieve files. The user treats NASA ARCH as the interface to a black box where files are stored. There are only five NASA ARCH user commands, even though NASA ARCH employs standard VMS directives and the VAX BACKUP utility. Special care is taken to provide the security needed to insure file integrity over a period of years. The archived files may exist in any of three storage areas: a temporary buffer, the main buffer, and a magnetic tape library. When the main buffer fills up, it is transferred to permanent magnetic tape storage and deleted from disk. Files may be restored from any of the three storage areas. A single file, multiple files, or entire directories can be stored and retrieved. archived entities hold the same name, extension, version number, and VMS file protection scheme as they had in the user's account prior to archival. NASA ARCH is capable of handling up to 7 directory levels. Wildcards are supported. User commands include TEMPCOPY, DISKCOPY, DELETE, RESTORE, and DIRECTORY. The DIRECTORY command searches a directory of savesets covering all three archival areas, listing matches according to area, date, filename, or other criteria supplied by the user. The system manager commands include 1) ARCHIVE- to transfer the main buffer to duplicate magnetic tapes, 2) REPORTto determine when the main buffer is full enough to archive, 3) INCREMENT- to back up the partially filled main buffer, and 4) FULLBACKUP- to back up the entire main buffer. On-line help files are provided for all NASA ARCH commands. NASA ARCH is written in DEC VAX DCL for interactive execution and has been implemented on a DEC VAX computer operating under VMS 4.X. This program was developed in 1985.

75 FR 70756 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63309; File No. SR-MSRB-2010-16] Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of...

17 CFR 240.0-3 - Filing of material with the Commission.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Filing of material with the Commission. 240.0-3 Section 240.0-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... Securities Exchange Act of 1934 Rules of General Application § 240.0-3 Filing of material with the Commission...

75 FR 43211 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62523; File No. SR-ISE-2010-73] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to... Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on...

20 CFR 404.611 - How do I file an application for Social Security benefits?

Code of Federal Regulations, 2011 CFR

2011-04-01

... 20 Employees' Benefits 2 2011-04-01 2011-04-01 false How do I file an application for Social Security benefits? 404.611 Section 404.611 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD... § 404.611 How do I file an application for Social Security benefits? (a) General rule. You must apply...

78 FR 79530 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71172; File No. SR-MIAX-2013-58] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change as described...

78 FR 76667 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71066; File No. SR-ISE-2013-66] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

75 FR 15479 - Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-03-29

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61762; File No. SR-NSCC-2010-02] Self-Regulatory Organizations; The National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Aggregate Obligations in Certain Securities Transactions Designated for Settlement on a Trade-for-Trade Basis Marc...

20 CFR 404.611 - How do I file an application for Social Security benefits?

Code of Federal Regulations, 2012 CFR

2012-04-01

... 20 Employees' Benefits 2 2012-04-01 2012-04-01 false How do I file an application for Social Security benefits? 404.611 Section 404.611 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD... § 404.611 How do I file an application for Social Security benefits? (a) General rule. You must apply...

20 CFR 404.611 - How do I file an application for Social Security benefits?

Code of Federal Regulations, 2014 CFR

2014-04-01

... 20 Employees' Benefits 2 2014-04-01 2014-04-01 false How do I file an application for Social Security benefits? 404.611 Section 404.611 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD... § 404.611 How do I file an application for Social Security benefits? (a) General rule. You must apply...

20 CFR 404.611 - How do I file an application for Social Security benefits?

Code of Federal Regulations, 2013 CFR

2013-04-01

... 20 Employees' Benefits 2 2013-04-01 2013-04-01 false How do I file an application for Social Security benefits? 404.611 Section 404.611 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD... § 404.611 How do I file an application for Social Security benefits? (a) General rule. You must apply...

20 CFR 404.611 - How do I file an application for Social Security benefits?

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false How do I file an application for Social Security benefits? 404.611 Section 404.611 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD... § 404.611 How do I file an application for Social Security benefits? (a) General rule. You must apply...

75 FR 64372 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-19

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63095; File No. SR-MSRB-2010-10] Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Rule A-13 To Increase Transaction Assessments for Certain Municipal Securities Transactions Reported to the Board and To...

19 CFR Appendix D to Part 113 - Importer Security Filing Bond

Code of Federal Regulations, 2010 CFR

2010-04-01

... 19 Customs Duties 1 2010-04-01 2010-04-01 false Importer Security Filing Bond D Appendix D to Part 113 Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY CUSTOMS BONDS Pt. 113, App. D Appendix D to Part 113—Importer Security Filing Bond This...

Fail-over file transfer process

NASA Technical Reports Server (NTRS)

Semancik, Susan K. (Inventor); Conger, Annette M. (Inventor)

2005-01-01

The present invention provides a fail-over file transfer process to handle data file transfer when the transfer is unsuccessful in order to avoid unnecessary network congestion and enhance reliability in an automated data file transfer system. If a file cannot be delivered after attempting to send the file to a receiver up to a preset number of times, and the receiver has indicated the availability of other backup receiving locations, then the file delivery is automatically attempted to one of the backup receiving locations up to the preset number of times. Failure of the file transfer to one of the backup receiving locations results in a failure notification being sent to the receiver, and the receiver may retrieve the file from the location indicated in the failure notification when ready.

War in the Information Age: A Primer for Cyberspace Operations in 21st Century Warfare

DTIC Science & Technology

2010-01-01

funds transfers ( EFT ). 30 Paralleling the rapid expansion of civilian cyberspace use is the increasing use of cyberspace by modern militaries...company files by using a thumb drive to tap the corporate system. Boeing estimated that the stolen documents would have cost it between $5 billion...tactics and intelligence operations such as collecting data, recruiting members of state security services, and setting up phone taps .‖ 69

The Post-Soviet Archives: Organization, Access, and Declassification

DTIC Science & Technology

1993-01-01

attempting to place these files under Poskeirkhlv but has had limited success . The successors to the 503-the Ninistry of Security and the Foreign...their transfer to Roakomazkbiv. Pikhoia was able to take over these archives with some success ; yet, comp~lete control over the RO= archives has alluded...key 1Mironenko interview, May 27, 1992. - 20 - players are involved in the management of the Russian Presidential Archive. First, the director of the

Transfers and Enhancements of the Teleconferencing System and Support of the Special Operations Planning Aids

DTIC Science & Technology

1984-10-31

five colors , page forward, page back, erase, clear the page, store previously annotated material, and later retrieve it. From this developed a four...system to secure sites. These * enchancements are discussed below. -2- .7- -. . . --. J -. . . . .. . . . . . . . ..- . _77 . -.- 2.1 Enhancements to the...and large cache memory of the Winchester drive allows the SGWS software to run much faster when doing file access or direct memory access (DMA) than

17 CFR 232.100 - Persons and entities subject to mandated electronic filing.

Code of Federal Regulations, 2010 CFR

2010-04-01

... to mandated electronic filing. 232.100 Section 232.100 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION REGULATION S-T-GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS Electronic Filing Requirements § 232.100 Persons and entities subject to mandated electronic filing. The following...

17 CFR 232.100 - Persons and entities subject to mandated electronic filing.

Code of Federal Regulations, 2012 CFR

2012-04-01

... to mandated electronic filing. 232.100 Section 232.100 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION REGULATION S-T-GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS Electronic Filing Requirements § 232.100 Persons and entities subject to mandated electronic filing. The following...

17 CFR 232.100 - Persons and entities subject to mandated electronic filing.

Code of Federal Regulations, 2013 CFR

2013-04-01

... to mandated electronic filing. 232.100 Section 232.100 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION REGULATION S-T-GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS Electronic Filing Requirements § 232.100 Persons and entities subject to mandated electronic filing. The following...

17 CFR 232.100 - Persons and entities subject to mandated electronic filing.

Code of Federal Regulations, 2014 CFR

2014-04-01

... to mandated electronic filing. 232.100 Section 232.100 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION REGULATION S-T-GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS Electronic Filing Requirements § 232.100 Persons and entities subject to mandated electronic filing. The following...

17 CFR 232.100 - Persons and entities subject to mandated electronic filing.

Code of Federal Regulations, 2011 CFR

2011-04-01

... to mandated electronic filing. 232.100 Section 232.100 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION REGULATION S-T-GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS Electronic Filing Requirements § 232.100 Persons and entities subject to mandated electronic filing. The following...

29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.

Code of Federal Regulations, 2014 CFR

2014-07-01

... 29 Labor 4 2014-07-01 2014-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...

29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.

Code of Federal Regulations, 2013 CFR

2013-07-01

... 29 Labor 4 2013-07-01 2013-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...

29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 29 Labor 4 2010-07-01 2010-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...

29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.

Code of Federal Regulations, 2012 CFR

2012-07-01

... 29 Labor 4 2012-07-01 2012-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...

29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.

Code of Federal Regulations, 2011 CFR

2011-07-01

... 29 Labor 4 2011-07-01 2011-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...

43 CFR 3135.1-3 - Separate filing for transfers.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 43 Public Lands: Interior 2 2014-10-01 2014-10-01 false Separate filing for transfers. 3135.1-3... RESERVE, ALASKA Transfers, Extensions, Consolidations, and Suspensions § 3135.1-3 Separate filing for transfers. A separate instrument of transfer shall be filed for each lease on a form approved by the...

43 CFR 3135.1-3 - Separate filing for transfers.

Code of Federal Regulations, 2012 CFR

2012-10-01

... 43 Public Lands: Interior 2 2012-10-01 2012-10-01 false Separate filing for transfers. 3135.1-3... RESERVE, ALASKA Transfers, Extensions, Consolidations, and Suspensions § 3135.1-3 Separate filing for transfers. A separate instrument of transfer shall be filed for each lease on a form approved by the...

43 CFR 3135.1-3 - Separate filing for transfers.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 43 Public Lands: Interior 2 2013-10-01 2013-10-01 false Separate filing for transfers. 3135.1-3... RESERVE, ALASKA Transfers, Extensions, Consolidations, and Suspensions § 3135.1-3 Separate filing for transfers. A separate instrument of transfer shall be filed for each lease on a form approved by the...

43 CFR 3135.1-3 - Separate filing for transfers.

Code of Federal Regulations, 2011 CFR

2011-10-01

... 43 Public Lands: Interior 2 2011-10-01 2011-10-01 false Separate filing for transfers. 3135.1-3... RESERVE, ALASKA Transfers, Extensions, Consolidations, and Suspensions § 3135.1-3 Separate filing for transfers. A separate instrument of transfer shall be filed for each lease on a form approved by the...

78 FR 79028 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-27

... finding or (ii) as to which the self-regulatory organization consents, the Commission will: (A) By order... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71156; File No. SR-NSCC-2013-13] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change...

75 FR 30095 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-28

... Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... on May 5, 2010, the International Securities Exchange, LLC (the ``Exchange'' or the ``ISE'') filed.... Specifically, the Exchange proposes to adopt a $0.18 per contract execution fee for ``professional customers...

78 FR 11921 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-20

... Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend the...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described... Commission is publishing this notice to solicit comments on the proposed rule change from interested persons...

77 FR 10589 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-02-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66398; File No. SR-NSCC-2012-02] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance Its Margining Methodology as Applied to Municipal and Corporate Bonds February 15, 2012...

77 FR 76334 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-12-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68491; File No. SR-ISE-2012-101] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate... Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual...

78 FR 33461 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-04

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69659; File No. SR-MIAX-2013-22] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate... the Second Business Day Prior to Expiration in Unusual Market Conditions May 29, 2013. Pursuant to...

17 CFR 201.153 - Filing of papers: Signature requirement and effect.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Filing of papers: Signature requirement and effect. 201.153 Section 201.153 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION RULES OF PRACTICE Rules of Practice General Rules § 201.153 Filing of papers: Signature...

Efficient proof of ownership for cloud storage systems

NASA Astrophysics Data System (ADS)

Zhong, Weiwei; Liu, Zhusong

2017-08-01

Cloud storage system through the deduplication technology to save disk space and bandwidth, but the use of this technology has appeared targeted security attacks: the attacker can deceive the server to obtain ownership of the file by get the hash value of original file. In order to solve the above security problems and the different security requirements of the files in the cloud storage system, an efficient and information-theoretical secure proof of ownership sceme is proposed to support the file rating. Through the K-means algorithm to implement file rating, and use random seed technology and pre-calculation method to achieve safe and efficient proof of ownership scheme. Finally, the scheme is information-theoretical secure, and achieve better performance in the most sensitive areas of client-side I/O and computation.

The internet

PubMed Central

Al-Shahi, R; Sadler, M; Rees, G; Bateman, D

2002-01-01

The growing use of email and the world wide web (WWW), by the public, academics, and clinicians—as well as the increasing availability of high quality information on the WWW—make a working knowledge of the internet important. Although this article aims to enhance readers' existing use of the internet and medical resources on the WWW, it is also intelligible to someone unfamiliar with the internet. A web browser is one of the central pieces of software in modern computing: it is a window on the WWW, file transfer protocol sites, networked newsgroups, and your own computer's files. Effective use of the internet for professional purposes requires an understanding of the best strategies to search the WWW and the mechanisms for ensuring secure data transfer, as well as a compendium of online resources including journals, textbooks, medical portals, and sites providing high quality patient information. This article summarises these resources, available to incorporate into your web browser as downloadable "Favorites" or "Bookmarks" from www.jnnp.com, where there are also freely accessible hypertext links to the recommended sites. PMID:12438460

78 FR 54349 - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-03

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70263; File No. SR-NSCC-2013-09] Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change.... On July 2, 2013, the National Securities Clearing Corporation filed with the Securities and Exchange...

17 CFR 270.8b-5 - Time of filing original registration statement.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Time of filing original registration statement. 270.8b-5 Section 270.8b-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... original registration statement. An investment company shall file a registration statement with the...

77 FR 65431 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-26

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68076; File No. SR-FINRA-2012-047] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder..., Inc. (``FINRA'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the...

77 FR 43879 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-07-26

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67481; File No. SR-CBOE-2012-068] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is... ``CBOE'') filed with the Securities and Exchange Commission (the [[Page 43880

78 FR 69720 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-20

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70877; File No. SR-MIAX-2013-48] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rules 1302, 1304 and the MIAX Options Fee Schedule...

17 CFR 229.1003 - (Item 1003) Identity and background of filing person.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false (Item 1003) Identity and background of filing person. 229.1003 Section 229.1003 Commodity and Securities Exchanges SECURITIES AND... (Regulation M-A) § 229.1003 (Item 1003) Identity and background of filing person. (a) Name and address. State...

17 CFR 229.1003 - (Item 1003) Identity and background of filing person.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false (Item 1003) Identity and background of filing person. 229.1003 Section 229.1003 Commodity and Securities Exchanges SECURITIES AND... (Regulation M-A) § 229.1003 (Item 1003) Identity and background of filing person. (a) Name and address. State...

17 CFR 229.1003 - (Item 1003) Identity and background of filing person.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false (Item 1003) Identity and background of filing person. 229.1003 Section 229.1003 Commodity and Securities Exchanges SECURITIES AND... (Regulation M-A) § 229.1003 (Item 1003) Identity and background of filing person. (a) Name and address. State...

17 CFR 229.1003 - (Item 1003) Identity and background of filing person.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false (Item 1003) Identity and background of filing person. 229.1003 Section 229.1003 Commodity and Securities Exchanges SECURITIES AND... (Regulation M-A) § 229.1003 (Item 1003) Identity and background of filing person. (a) Name and address. State...

77 FR 14848 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-03-13

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66528; File No. SR-FINRA-2012-014] Self... Requirements for Credit Default Swaps) March 7, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange..., 2012, Financial Industry Regulatory Authority, Inc. (``FINRA'') filed with the Securities and Exchange...

78 FR 69921 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70885; File No. SR-TOPAZ-2013-11] Self..., 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule... ISE Gemini) (the ``Exchange'' or ``Topaz'') filed with the Securities and Exchange Commission...

77 FR 70202 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68253; File No. SR-ICC-2012-20] Self-Regulatory... Single Name Contract November 16, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of... Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission'') the...

75 FR 71164 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63319; File No. SR-FINRA-2010-060] Self... Changes to Certain FINRA Rules November 16, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange..., 2010, Financial Industry Regulatory Authority, Inc. (``FINRA'') filed with the Securities and Exchange...

17 CFR 230.604 - Filing of notification on Form -1-E.

Code of Federal Regulations, 2010 CFR

2010-04-01

... Business Investment Companies § 230.604 Filing of notification on Form -1-E. (a) At least 10 days... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Filing of notification on Form -1-E. 230.604 Section 230.604 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION...

75 FR 67363 - Notice of Public Information Collection(s) Being Reviewed by the Federal Communications...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-02

... proceeding were required to file system security statements under the Commission's rules. (Security systems..., including broadband Internet access and interconnected VoIP providers, must file updates to their systems... Commission's rules, the information in the CALEA security system filings and petitions will not be made...

76 FR 76463 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-07

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65861; File No. SR-ISE-2011-77] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Network and Gateway Fees December 1, 2011. Pursuant to Section 19(b)(1) of the...

76 FR 5412 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-01-31

...); ISE Semiconductors (BYT); ISE Electronic Trading (DMA); ISE-Revere Natural Gas (FUM); ISE Water (HHO... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63761; File No. SR-ISE-2011-04] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Establish a...

76 FR 65555 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-10-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65583; File No. SR-ISE-2011-68] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Volume Threshold for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed...

76 FR 77279 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-12

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65898; File No. SR-ISE-2011-78] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Threshold Levels for Tier-Based Rebates for Qualified Contingent Cross Orders and Solicitation Orders Executed...

Examining the Return on Investment of a Security Information and Event Management Solution in a Notional Department of Defense Network Environment

DTIC Science & Technology

2013-06-01

collection are the facts that devices the lack encryption or compression methods and that the log file must be saved on the host system prior to transfer...time. Statistical correlation utilizes numerical algorithms to detect deviations from normal event levels and other routine activities (Chuvakin...can also assist in detecting low volume threats. Although easy and logical to implement, the implementation of statistical correlation algorithms

78 FR 56263 - HydroGen Corp., QueryObject Systems Corp., Security Intelligence Technologies, Inc., Skins, Inc...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-12

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] HydroGen Corp., QueryObject Systems Corp., Security Intelligence Technologies, Inc., Skins, Inc., SLM Holdings, Inc., Spring Creek Healthcare Systems... securities of Security Intelligence Technologies, Inc. because it has not filed any periodic reports since...

17 CFR 240.15c2-12 - Municipal securities disclosure.

Code of Federal Regulations, 2014 CFR

2014-04-01

... Internet Web site or filed with the Commission. (4) The term issuer of municipal securities means the... the public on the Municipal Securities Rulemaking Board's Internet Web site or filed with the... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Municipal securities...

17 CFR 240.15c2-12 - Municipal securities disclosure.

Code of Federal Regulations, 2013 CFR

2013-04-01

... Internet Web site or filed with the Commission. (4) The term issuer of municipal securities means the... the public on the Municipal Securities Rulemaking Board's Internet Web site or filed with the... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Municipal securities...

17 CFR 240.15c2-12 - Municipal securities disclosure.

Code of Federal Regulations, 2011 CFR

2011-04-01

... Internet Web site or filed with the Commission. (4) The term issuer of municipal securities means the... the public on the Municipal Securities Rulemaking Board's Internet Web site or filed with the... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Municipal securities...

17 CFR 240.15c2-12 - Municipal securities disclosure.

Code of Federal Regulations, 2012 CFR

2012-04-01

... Internet Web site or filed with the Commission. (4) The term issuer of municipal securities means the... the public on the Municipal Securities Rulemaking Board's Internet Web site or filed with the... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Municipal securities...

77 FR 71413 - Combined Notice of Filings #2

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-30

... that the Commission received the following electric rate filings: Docket Numbers: ER12-162-006; ER11... the following electric securities filings: Docket Numbers: ES13-10-000. Applicants: FirstEnergy... Debt Securities on a Temporary Basis, and Requests for Expedited Treatment and Partial Waiver of Filing...

20 CFR 702.104 - Transfer of individual case file.

Code of Federal Regulations, 2012 CFR

2012-04-01

... Provisions Administration § 702.104 Transfer of individual case file. (a) At any time after a claim is filed... 20 Employees' Benefits 4 2012-04-01 2012-04-01 false Transfer of individual case file. 702.104... Director, transfer such case to the district director in another compensation district for the purpose of...

20 CFR 702.104 - Transfer of individual case file.

Code of Federal Regulations, 2011 CFR

2011-04-01

... Provisions Administration § 702.104 Transfer of individual case file. (a) At any time after a claim is filed... 20 Employees' Benefits 3 2011-04-01 2011-04-01 false Transfer of individual case file. 702.104... Director, transfer such case to the district director in another compensation district for the purpose of...

78 FR 50135 - Soil Biogenics Ltd., File No. 500-1; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-16

... SECURITIES AND EXCHANGE COMMISSION Soil Biogenics Ltd., File No. 500-1; Order of Suspension of Trading August 14, 2013. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Soil Biogenics Ltd. because it has not filed...

17 CFR 260.7a-3 - Number of copies; filing; signatures; binding.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Number of copies; filing; signatures; binding. 260.7a-3 Section 260.7a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... § 260.7a-3 Number of copies; filing; signatures; binding. (a) Three copies of the complete application...

17 CFR 260.4c-3 - Number of copies; filing; signatures; binding.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Number of copies; filing; signatures; binding. 260.4c-3 Section 260.4c-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... § 260.4c-3 Number of copies; filing; signatures; binding. (a) Three copies of every application and of...

17 CFR 260.5a-3 - Number of copies; filing; signatures; binding.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Number of copies; filing; signatures; binding. 260.5a-3 Section 260.5a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... § 260.5a-3 Number of copies; filing; signatures; binding. (a) Three copies of each statement of...

75 FR 39069 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-07

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62416; File No. SR-FINRA-2010-033] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder.... (``FINRA'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

77 FR 46533 - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-03

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67533; File No. SR-CME-2012-31] Self-Regulatory.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in...

75 FR 28836 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-24

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62125; File No. SR-ISE-2010-48] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by International Securities Exchange LLC To Amend ISE Rule 2102 To Provide for a Trading Pause for Individual Securities When the Price Moves Ten Percent or...

20 CFR 217.7 - Claim filed with the Social Security Administration.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 20 Employees' Benefits 1 2011-04-01 2011-04-01 false Claim filed with the Social Security... RETIREMENT ACT APPLICATION FOR ANNUITY OR LUMP SUM Applications § 217.7 Claim filed with the Social Security Administration. (a) Claim is for life benefits. An application for life benefits under title II of the Social...

76 FR 50277 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-12

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65054; File No. SR-ISE-2011-36] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Content Outline for the Proprietary Traders Examination (Series 56) August 8, 2011. Pursuant to Section 19(b)(1...

78 FR 16733 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69114; File No. SR-ISE-2013-18] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Address Order Handling Under the Options Order Protection and Locked/Crossed Market Plan, the Authority of the Exchange To Cancel Orders When a...

78 FR 71002 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70909; File No. SR-NYSE-2013-72] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

78 FR 79721 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-31

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71182; File No. SR-ISE-2013-71] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To More Specifically Address the Number and Size of Contra- Parties to a Qualified Contingent Cross Order December 24, 2013....

75 FR 5360 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-02

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61426; File No. SR-Phlx-2010-05] Self... Professional Orders January 26, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934... PHLX, Inc. (``Phlx'' or ``Exchange'') filed with the Securities and Exchange Commission (``SEC'' or...

78 FR 26820 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-08

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69499; File No. SR-NASDAQ-2013-070] Self.... May 2, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2... LLC (the ``Exchange'' or ``Nasdaq'') filed with the Securities and Exchange Commission (the...

77 FR 63399 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68010; File No. SR-CBOE-2012-096] Self...(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice...'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule...

76 FR 73753 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-29

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65806; File No. SR-NYSEArca-2011-88] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder... Arca'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

76 FR 73750 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-29

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65805; File No. SR-NYSEAmex-2011-89] Self... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

78 FR 51786 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70207; File No. SR-OCC-2013-12] Self-Regulatory...(b)(1) of the Securities Exchange Act of 1934 (``Act ''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on August 2, 2013, The Options Clearing Corporation (``OCC'') filed with the Securities...

17 CFR 270.24b-2 - Filing copies of sales literature.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Filing copies of sales literature. 270.24b-2 Section 270.24b-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... literature. Copies of material filed with the Commission for the sole purpose of complying with section 24(b...

17 CFR 270.24b-2 - Filing copies of sales literature.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Filing copies of sales literature. 270.24b-2 Section 270.24b-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... literature. Copies of material filed with the Commission for the sole purpose of complying with section 24(b...

17 CFR 270.24b-2 - Filing copies of sales literature.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Filing copies of sales literature. 270.24b-2 Section 270.24b-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... literature. Copies of material filed with the Commission for the sole purpose of complying with section 24(b...

17 CFR 270.24b-2 - Filing copies of sales literature.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Filing copies of sales literature. 270.24b-2 Section 270.24b-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... literature. Copies of material filed with the Commission for the sole purpose of complying with section 24(b...

78 FR 27466 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-10

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69521; File No. SR-NASDAQ-2013-071] Self... Proposed Rule Change To Amend NASDAQ Rule 4763 May 6, 2013. Pursuant to Section 19(b)(1) of the Securities..., 2013, The NASDAQ Stock Market LLC (``NASDAQ'' or ``Exchange'') filed with the Securities and Exchange...

17 CFR 270.24b-2 - Filing copies of sales literature.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Filing copies of sales literature. 270.24b-2 Section 270.24b-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... literature. Copies of material filed with the Commission for the sole purpose of complying with section 24(b...

20 CFR 217.7 - Claim filed with the Social Security Administration.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 20 Employees' Benefits 1 2012-04-01 2012-04-01 false Claim filed with the Social Security... RETIREMENT ACT APPLICATION FOR ANNUITY OR LUMP SUM Applications § 217.7 Claim filed with the Social Security Administration. (a) Claim is for life benefits. An application for life benefits under title II of the Social...

20 CFR 217.7 - Claim filed with the Social Security Administration.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 20 Employees' Benefits 1 2013-04-01 2012-04-01 true Claim filed with the Social Security... RETIREMENT ACT APPLICATION FOR ANNUITY OR LUMP SUM Applications § 217.7 Claim filed with the Social Security Administration. (a) Claim is for life benefits. An application for life benefits under title II of the Social...

20 CFR 217.7 - Claim filed with the Social Security Administration.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 20 Employees' Benefits 1 2014-04-01 2012-04-01 true Claim filed with the Social Security... RETIREMENT ACT APPLICATION FOR ANNUITY OR LUMP SUM Applications § 217.7 Claim filed with the Social Security Administration. (a) Claim is for life benefits. An application for life benefits under title II of the Social...

20 CFR 217.7 - Claim filed with the Social Security Administration.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 1 2010-04-01 2010-04-01 false Claim filed with the Social Security... RETIREMENT ACT APPLICATION FOR ANNUITY OR LUMP SUM Applications § 217.7 Claim filed with the Social Security Administration. (a) Claim is for life benefits. An application for life benefits under title II of the Social...

77 FR 1103 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-01-09

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66084; File No. SR-ISE-2011-84] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Certain Complex Orders Executed on the Exchange January 3, 2012. Pursuant to Section 19(b)(1) of the...

46 CFR 298.31 - Mortgage.

Code of Federal Regulations, 2010 CFR

2010-10-01

... section. (e) Filing. You must file the Mortgage with the United States Coast Guard's National Vessel... Shipyard Project, a security interest may be perfected by a filing under the Uniform Commercial Code. (b... Mortgage, you must deliver to us the Mortgage and evidence of the filing of the security interest. (f...

17 CFR 239.63 - Form ID, uniform application for access codes to file on EDGAR.

Code of Federal Regulations, 2011 CFR

2011-04-01

... for access codes to file on EDGAR. 239.63 Section 239.63 Commodity and Securities Exchanges SECURITIES... Statements § 239.63 Form ID, uniform application for access codes to file on EDGAR. Form ID must be filed by... log on to the EDGAR system, submit filings, and change its CCC. (d) Password Modification...

17 CFR 239.63 - Form ID, uniform application for access codes to file on EDGAR.

Code of Federal Regulations, 2010 CFR

2010-04-01

... for access codes to file on EDGAR. 239.63 Section 239.63 Commodity and Securities Exchanges SECURITIES... Statements § 239.63 Form ID, uniform application for access codes to file on EDGAR. Form ID must be filed by... log on to the EDGAR system, submit filings, and change its CCC. (d) Password Modification...

17 CFR 210.6-10 - What schedules are to be filed.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false What schedules are to be filed. 210.6-10 Section 210.6-10 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE...

17 CFR 210.6A-05 - What schedules are to be filed.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false What schedules are to be filed. 210.6A-05 Section 210.6A-05 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE...

77 FR 70858 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68268; File No. SR-BX-2012-072] Self-Regulatory... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on November 15, 2012, NASDAQ OMX BX, Inc. (``BX'' or the ``Exchange'') filed with the Securities and Exchange...

77 FR 57621 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-09-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67838; File No. SR-NYSEMKT-2012-46] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 993NY by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC (``Arca Securities'')...

78 FR 26826 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change for...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-08

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69498; File No. SR-Phlx-2013-42] Self... Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ notice is hereby given that, on April 23, 2013, NASDAQ OMX PHLX LLC (the ``Exchange'' or ``Phlx'') filed with the Securities and...

78 FR 29408 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-20

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69571; File No. SR-NSCC-2013-05] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Require that All Locked-in Trade Data Submitted to It for Trade Recording be Submitted in Real-Time May 14, 2013....

78 FR 35076 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-11

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69699; File No. SR-NSCC-2013-805] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, To Require That All Locked-in Trade Data Submitted to It for Trade Recording Be Submitted in Real-time June 5, 2013....

12 CFR 551.150 - How do my officers and employees file reports of personal securities trading transactions?

Code of Federal Regulations, 2011 CFR

2011-01-01

... 12 Banks and Banking 5 2011-01-01 2011-01-01 false How do my officers and employees file reports of personal securities trading transactions? 551.150 Section 551.150 Banks and Banking OFFICE OF... TRANSACTIONS Securities Trading Policies and Procedures § 551.150 How do my officers and employees file reports...

78 FR 79039 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71169; File No. SR-PHLX-2013-127] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of ``System Securities'' in PSX Rule 3301(b) December 20, 2013. Pursuant to Section 19(b)(1) of the Securities...

78 FR 40529 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69891; File No. SR-BYX-2013-022] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed... on June 25, 2013, BATS-Y Exchange, Inc. (the ``Exchange'' or ``BYX'') filed with the Securities and...

78 FR 30362 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69596; File No. SR-NSCC-2013-06] Self... Effectiveness of Proposed Rule Change To Modify Fees Related to Portfolio Composition File Reporting in Addendum... Portfolio Composition File Reporting in Addendum A of NSCC's Rules and Procedures (``Rules''), as described...

31 CFR 1023.311 - Filing obligations.

Code of Federal Regulations, 2014 CFR

2014-07-01

... CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR BROKERS OR DEALERS IN SECURITIES Reports Required To Be Made By Brokers or Dealers in Securities § 1023.311 Filing obligations. Refer to § 1010.311... securities. ...

31 CFR 1023.311 - Filing obligations.

Code of Federal Regulations, 2013 CFR

2013-07-01

... CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR BROKERS OR DEALERS IN SECURITIES Reports Required To Be Made By Brokers or Dealers in Securities § 1023.311 Filing obligations. Refer to § 1010.311... securities. ...

31 CFR 1023.311 - Filing obligations.

Code of Federal Regulations, 2011 CFR

2011-07-01

... CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR BROKERS OR DEALERS IN SECURITIES Reports Required To Be Made By Brokers or Dealers in Securities § 1023.311 Filing obligations. Refer to § 1010.311... securities. ...

31 CFR 1023.311 - Filing obligations.

Code of Federal Regulations, 2012 CFR

2012-07-01

... CRIMES ENFORCEMENT NETWORK, DEPARTMENT OF THE TREASURY RULES FOR BROKERS OR DEALERS IN SECURITIES Reports Required To Be Made By Brokers or Dealers in Securities § 1023.311 Filing obligations. Refer to § 1010.311... securities. ...

Hybrid Cryptosystem Using Tiny Encryption Algorithm and LUC Algorithm

NASA Astrophysics Data System (ADS)

Rachmawati, Dian; Sharif, Amer; Jaysilen; Andri Budiman, Mohammad

2018-01-01

Security becomes a very important issue in data transmission and there are so many methods to make files more secure. One of that method is cryptography. Cryptography is a method to secure file by writing the hidden code to cover the original file. Therefore, if the people do not involve in cryptography, they cannot decrypt the hidden code to read the original file. There are many methods are used in cryptography, one of that method is hybrid cryptosystem. A hybrid cryptosystem is a method that uses a symmetric algorithm to secure the file and use an asymmetric algorithm to secure the symmetric algorithm key. In this research, TEA algorithm is used as symmetric algorithm and LUC algorithm is used as an asymmetric algorithm. The system is tested by encrypting and decrypting the file by using TEA algorithm and using LUC algorithm to encrypt and decrypt the TEA key. The result of this research is by using TEA Algorithm to encrypt the file, the cipher text form is the character from ASCII (American Standard for Information Interchange) table in the form of hexadecimal numbers and the cipher text size increase by sixteen bytes as the plaintext length is increased by eight characters.

19 CFR 149.5 - Eligibility to file an Importer Security Filing, authorized agents.

Code of Federal Regulations, 2010 CFR

2010-04-01

... data interchange system. If the Importer Security Filing and entry or entry summary are provided via a... must retain powers of attorney in English until revoked. Revoked powers of attorney and letters of...

Mission Operations Center (MOC) - Precipitation Processing System (PPS) Interface Software System (MPISS)

NASA Technical Reports Server (NTRS)

Ferrara, Jeffrey; Calk, William; Atwell, William; Tsui, Tina

2013-01-01

MPISS is an automatic file transfer system that implements a combination of standard and mission-unique transfer protocols required by the Global Precipitation Measurement Mission (GPM) Precipitation Processing System (PPS) to control the flow of data between the MOC and the PPS. The primary features of MPISS are file transfers (both with and without PPS specific protocols), logging of file transfer and system events to local files and a standard messaging bus, short term storage of data files to facilitate retransmissions, and generation of file transfer accounting reports. The system includes a graphical user interface (GUI) to control the system, allow manual operations, and to display events in real time. The PPS specific protocols are an enhanced version of those that were developed for the Tropical Rainfall Measuring Mission (TRMM). All file transfers between the MOC and the PPS use the SSH File Transfer Protocol (SFTP). For reports and data files generated within the MOC, no additional protocols are used when transferring files to the PPS. For observatory data files, an additional handshaking protocol of data notices and data receipts is used. MPISS generates and sends to the PPS data notices containing data start and stop times along with a checksum for the file for each observatory data file transmitted. MPISS retrieves the PPS generated data receipts that indicate the success or failure of the PPS to ingest the data file and/or notice. MPISS retransmits the appropriate files as indicated in the receipt when required. MPISS also automatically retrieves files from the PPS. The unique feature of this software is the use of both standard and PPS specific protocols in parallel. The advantage of this capability is that it supports users that require the PPS protocol as well as those that do not require it. The system is highly configurable to accommodate the needs of future users.

12 CFR 208.37 - Government securities sales practices.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 12 Banks and Banking 2 2010-01-01 2010-01-01 false Government securities sales practices. 208.37... Securities-Related Activities § 208.37 Government securities sales practices. (a) Scope. This subpart is applicable to state member banks that have filed notice as, or are required to file notice as, government...

12 CFR 208.37 - Government securities sales practices.

Code of Federal Regulations, 2013 CFR

2013-01-01

... 12 Banks and Banking 2 2013-01-01 2013-01-01 false Government securities sales practices. 208.37... Securities-Related Activities § 208.37 Government securities sales practices. (a) Scope. This subpart is applicable to state member banks that have filed notice as, or are required to file notice as, government...

17 CFR 260.7a-5 - Filing of amendments; number of copies.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Filing of amendments; number of copies. 260.7a-5 Section 260.7a-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 Rules Under Section 307 § 260.7a-5 Filing of amendments; number of copie...

17 CFR 260.7a-5 - Filing of amendments; number of copies.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Filing of amendments; number of copies. 260.7a-5 Section 260.7a-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 Rules Under Section 307 § 260.7a-5 Filing of amendments; number of copie...

17 CFR 260.7a-5 - Filing of amendments; number of copies.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Filing of amendments; number of copies. 260.7a-5 Section 260.7a-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 Rules Under Section 307 § 260.7a-5 Filing of amendments; number of copie...

17 CFR 260.7a-5 - Filing of amendments; number of copies.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Filing of amendments; number of copies. 260.7a-5 Section 260.7a-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 Rules Under Section 307 § 260.7a-5 Filing of amendments; number of copie...

17 CFR 260.7a-5 - Filing of amendments; number of copies.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Filing of amendments; number of copies. 260.7a-5 Section 260.7a-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 Rules Under Section 307 § 260.7a-5 Filing of amendments; number of copie...

78 FR 79040 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71168; File No. SR-BX-2013-064] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of ``System Securities'' in BX Rule 4751(b) December 20, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange...

43 CFR 3216.14 - What filing fees and forms does a transfer require?

Code of Federal Regulations, 2013 CFR

2013-10-01

... for three leases, submit three times the fee for “Assignment and transfer of record title or operating... 43 Public Lands: Interior 2 2013-10-01 2013-10-01 false What filing fees and forms does a transfer... LEASING Transfers § 3216.14 What filing fees and forms does a transfer require? With each transfer request...

43 CFR 3216.14 - What filing fees and forms does a transfer require?

Code of Federal Regulations, 2011 CFR

2011-10-01

... for three leases, submit three times the fee for “Assignment and transfer of record title or operating... 43 Public Lands: Interior 2 2011-10-01 2011-10-01 false What filing fees and forms does a transfer... LEASING Transfers § 3216.14 What filing fees and forms does a transfer require? With each transfer request...

43 CFR 3216.14 - What filing fees and forms does a transfer require?

Code of Federal Regulations, 2012 CFR

2012-10-01

... for three leases, submit three times the fee for “Assignment and transfer of record title or operating... 43 Public Lands: Interior 2 2012-10-01 2012-10-01 false What filing fees and forms does a transfer... LEASING Transfers § 3216.14 What filing fees and forms does a transfer require? With each transfer request...

43 CFR 3216.14 - What filing fees and forms does a transfer require?

Code of Federal Regulations, 2014 CFR

2014-10-01

... for three leases, submit three times the fee for “Assignment and transfer of record title or operating... 43 Public Lands: Interior 2 2014-10-01 2014-10-01 false What filing fees and forms does a transfer... LEASING Transfers § 3216.14 What filing fees and forms does a transfer require? With each transfer request...

48 CFR 3004.804 - Closeout of contract files.

Code of Federal Regulations, 2010 CFR

2010-10-01

... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...

48 CFR 3004.804 - Closeout of contract files.

Code of Federal Regulations, 2012 CFR

2012-10-01

... 48 Federal Acquisition Regulations System 7 2012-10-01 2012-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...

48 CFR 3004.804 - Closeout of contract files.

Code of Federal Regulations, 2011 CFR

2011-10-01

... 48 Federal Acquisition Regulations System 7 2011-10-01 2011-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...

48 CFR 3004.804 - Closeout of contract files.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 48 Federal Acquisition Regulations System 7 2014-10-01 2014-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...

48 CFR 3004.804 - Closeout of contract files.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...

78 FR 15773 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-12

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69038; File No. SR-BATS-2013-016] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify the BATS..., 2013, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities and Exchange...

76 FR 51089 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-17

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65113; File No. SR-BATS-2011-028] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11... on August 8, 2011, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities and...

75 FR 36768 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-28

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62340; File No. SR-BATS-2010-016] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 11... on June 17, 2010, BATS Exchange, Inc. (the ``Exchange'' or ``BATS'') filed with the Securities and...

78 FR 18646 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69201; File No. SR-ICC-2013-03] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Rules Relating to..., 2013, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission (``Commission...

77 FR 40929 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-07-11

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67356; File No. SR-ICC-2012-10] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To... is hereby given that on June 22, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and...

77 FR 22623 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-04-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66777; File No. SR-ICC-2012-04] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the... April 3, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange Commission...

76 FR 2049 - Suspension of the Duty To File Reports for Classes of Asset-Backed Securities Under Section 15(d...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-01-12

... securities of the class sold in a registered transaction held by non-affiliates of the depositor. We are also... that for issuers without a class of securities registered under the Exchange Act the duty to file... the registration statement for the securities became effective, if the securities of each class to...

17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...

17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...

17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...

17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...

17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...

78 FR 68497 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-14

... underlying securities is not open for business. The Exchange believes that the proposed changes will allow... business however that security is being traded elsewhere. For example, if the primary market is unable to... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70834; File No. SR-ISE-2013-55] Self-Regulatory...

78 FR 78424 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-26

... Tapes, eliminated the distinction between Derivative Securities Products and Non-Derivative Securities... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71137; File No. SR-CHX-2013-22] Self-Regulatory...) \\1\\ of the Securities Exchange Act of 1934 (``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ notice is...

High-Performance Secure Database Access Technologies for HEP Grids

DOE Office of Scientific and Technical Information (OSTI.GOV)

Matthew Vranicar; John Weicher

2006-04-17

The Large Hadron Collider (LHC) at the CERN Laboratory will become the largest scientific instrument in the world when it starts operations in 2007. Large Scale Analysis Computer Systems (computational grids) are required to extract rare signals of new physics from petabytes of LHC detector data. In addition to file-based event data, LHC data processing applications require access to large amounts of data in relational databases: detector conditions, calibrations, etc. U.S. high energy physicists demand efficient performance of grid computing applications in LHC physics research where world-wide remote participation is vital to their success. To empower physicists with data-intensive analysismore » capabilities a whole hyperinfrastructure of distributed databases cross-cuts a multi-tier hierarchy of computational grids. The crosscutting allows separation of concerns across both the global environment of a federation of computational grids and the local environment of a physicist’s computer used for analysis. Very few efforts are on-going in the area of database and grid integration research. Most of these are outside of the U.S. and rely on traditional approaches to secure database access via an extraneous security layer separate from the database system core, preventing efficient data transfers. Our findings are shared by the Database Access and Integration Services Working Group of the Global Grid Forum, who states that "Research and development activities relating to the Grid have generally focused on applications where data is stored in files. However, in many scientific and commercial domains, database management systems have a central role in data storage, access, organization, authorization, etc, for numerous applications.” There is a clear opportunity for a technological breakthrough, requiring innovative steps to provide high-performance secure database access technologies for grid computing. We believe that an innovative database architecture where the secure authorization is pushed into the database engine will eliminate inefficient data transfer bottlenecks. Furthermore, traditionally separated database and security layers provide an extra vulnerability, leaving a weak clear-text password authorization as the only protection on the database core systems. Due to the legacy limitations of the systems’ security models, the allowed passwords often can not even comply with the DOE password guideline requirements. We see an opportunity for the tight integration of the secure authorization layer with the database server engine resulting in both improved performance and improved security. Phase I has focused on the development of a proof-of-concept prototype using Argonne National Laboratory’s (ANL) Argonne Tandem-Linac Accelerator System (ATLAS) project as a test scenario. By developing a grid-security enabled version of the ATLAS project’s current relation database solution, MySQL, PIOCON Technologies aims to offer a more efficient solution to secure database access.« less

Data Storage and Transfer | High-Performance Computing | NREL

Science.gov Websites

High-Performance Computing (HPC) systems. Photo of computer server wiring and lights, blurred to show data. WinSCP for Windows File Transfers Use to transfer files from a local computer to a remote computer. Robinhood for File Management Use this tool to manage your data files on Peregrine. Best

Proof of cipher text ownership based on convergence encryption

NASA Astrophysics Data System (ADS)

Zhong, Weiwei; Liu, Zhusong

2017-08-01

Cloud storage systems save disk space and bandwidth through deduplication technology, but with the use of this technology has been targeted security attacks: the attacker can get the original file just use hash value to deceive the server to obtain the file ownership. In order to solve the above security problems and the different security requirements of cloud storage system files, an efficient information theory security proof of ownership scheme is proposed. This scheme protects the data through the convergence encryption method, and uses the improved block-level proof of ownership scheme, and can carry out block-level client deduplication to achieve efficient and secure cloud storage deduplication scheme.

47 CFR 63.04 - Filing procedures for domestic transfer of control applications

Code of Federal Regulations, 2010 CFR

2010-10-01

... 47 Telecommunication 3 2010-10-01 2010-10-01 false Filing procedures for domestic transfer of... Extensions and Supplements § 63.04 Filing procedures for domestic transfer of control applications (a) Domestic services only. A carrier seeking domestic section 214 authorization for transfer of control should...

77 FR 21602 - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-04-10

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66732; File No. SR-ICC-2012-06] Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Amend Schedule 502 of the ICE... given that on March 27, 2012, ICE Clear Credit LLC (``ICC'') filed with the Securities and Exchange...

17 CFR 259.5s - Form U5S, for annual reports filed under section 5(c) of the Act.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form U5S, for annual reports filed under section 5(c) of the Act. 259.5s Section 259.5s Commodity and Securities Exchanges SECURITIES... 1935 Forms for Registration and Annual Supplements § 259.5s Form U5S, for annual reports filed under...

Jefferson Lab Mass Storage and File Replication Services

DOE Office of Scientific and Technical Information (OSTI.GOV)

Ian Bird; Ying Chen; Bryan Hess

Jefferson Lab has implemented a scalable, distributed, high performance mass storage system - JASMine. The system is entirely implemented in Java, provides access to robotic tape storage and includes disk cache and stage manager components. The disk manager subsystem may be used independently to manage stand-alone disk pools. The system includes a scheduler to provide policy-based access to the storage systems. Security is provided by pluggable authentication modules and is implemented at the network socket level. The tape and disk cache systems have well defined interfaces in order to provide integration with grid-based services. The system is in production andmore » being used to archive 1 TB per day from the experiments, and currently moves over 2 TB per day total. This paper will describe the architecture of JASMine; discuss the rationale for building the system, and present a transparent 3rd party file replication service to move data to collaborating institutes using JASMine, XM L, and servlet technology interfacing to grid-based file transfer mechanisms.« less

Informatics in Radiology (infoRAD): personal computer security: part 2. Software Configuration and file protection.

PubMed

Caruso, Ronald D

2004-01-01

Proper configuration of software security settings and proper file management are necessary and important elements of safe computer use. Unfortunately, the configuration of software security options is often not user friendly. Safe file management requires the use of several utilities, most of which are already installed on the computer or available as freeware. Among these file operations are setting passwords, defragmentation, deletion, wiping, removal of personal information, and encryption. For example, Digital Imaging and Communications in Medicine medical images need to be anonymized, or "scrubbed," to remove patient identifying information in the header section prior to their use in a public educational or research environment. The choices made with respect to computer security may affect the convenience of the computing process. Ultimately, the degree of inconvenience accepted will depend on the sensitivity of the files and communications to be protected and the tolerance of the user. Copyright RSNA, 2004

78 FR 17972 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-25

... same underlying security would be detrimental to the success of this new product offering and would... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69161; File No. SR-NYSEArca-2013-26] Self... Certain Securities March 18, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934...

78 FR 56955 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70362; File No. SR-ISE-2013-42] Self-Regulatory..., 2013, International Securities Exchange, LLC (``Exchange'') filed with the Securities and Exchange...\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to list and trade options on the Nations VolDex...

78 FR 51254 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-20

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70198; File No. SR-DTC-2013-09] Self-Regulatory... Change To Eliminate Special Procedures for Securities Offered Pursuant to Regulation S, Category 3, Under the Securities Act of 1933 August 14, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange...

76 FR 29018 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-05-19

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64488; File No. SR-FICC-2011-03] Self... Clearing Fund Securities and Eligible Participants Fund Securities May 13, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ notice is hereby given that on May 10, 2011...

75 FR 7530 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-19

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61510; File No. SR-FINRA-2010-003] Self... Change, as Modified by Amendment No. 1, Relating to Trade Reporting of OTC Equity Securities and Restricted Equity Securities February 5, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

77 FR 3027 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-01-20

... security-based swaps. The new legislation was intended among other things to enhance the authority of... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66156; File No. SR-FINRA-2012-004] Self... (Application of Rules to Security-Based Swaps) January 13, 2012. Pursuant to Section 19(b)(1) of the Securities...

78 FR 62855 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-22

... option, derivative, security-based swap, or other financial instrument overlying a security, the value of... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70626; File No. SR-EDGX-2013-36] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

12 CFR 151.150 - How do my officers and employees file reports of personal securities trading transactions?

Code of Federal Regulations, 2013 CFR

2013-01-01

... of personal securities trading transactions? 151.150 Section 151.150 Banks and Banking COMPTROLLER OF... TRANSACTIONS Securities Trading Policies and Procedures § 151.150 How do my officers and employees file reports of personal securities trading transactions? An officer or employee described in § 151.140(d) must...

12 CFR 390.214 - How do my officers and employees file reports of personal securities trading transactions?

Code of Federal Regulations, 2013 CFR

2013-01-01

... of personal securities trading transactions? 390.214 Section 390.214 Banks and Banking FEDERAL... Transactions § 390.214 How do my officers and employees file reports of personal securities trading... person” personal securities trading report required by SEC Rule 17j-1(d), 17 CFR 270.17j-1(d). ...

12 CFR 551.150 - How do my officers and employees file reports of personal securities trading transactions?

Code of Federal Regulations, 2010 CFR

2010-01-01

... of personal securities trading transactions? 551.150 Section 551.150 Banks and Banking OFFICE OF... TRANSACTIONS Securities Trading Policies and Procedures § 551.150 How do my officers and employees file reports of personal securities trading transactions? An officer or employee described in § 551.140(d) must...

17 CFR 240.17Ad-10 - Prompt posting of certificate detail to master securityholder files, maintenance of accurate...

Code of Federal Regulations, 2012 CFR

2012-04-01

... between co-transfer agents and recordkeeping transfer agents, maintenance of current control book... securityholder files, maintenance of accurate securityholder files, communications between co-transfer agents and recordkeeping transfer agents, maintenance of current control book, retention of certificate detail and “buy-in...

17 CFR 240.17Ad-10 - Prompt posting of certificate detail to master securityholder files, maintenance of accurate...

Code of Federal Regulations, 2013 CFR

2013-04-01

... between co-transfer agents and recordkeeping transfer agents, maintenance of current control book... securityholder files, maintenance of accurate securityholder files, communications between co-transfer agents and recordkeeping transfer agents, maintenance of current control book, retention of certificate detail and “buy-in...

17 CFR 240.17Ad-10 - Prompt posting of certificate detail to master securityholder files, maintenance of accurate...

Code of Federal Regulations, 2011 CFR

2011-04-01

... between co-transfer agents and recordkeeping transfer agents, maintenance of current control book... securityholder files, maintenance of accurate securityholder files, communications between co-transfer agents and recordkeeping transfer agents, maintenance of current control book, retention of certificate detail and “buy-in...

76 FR 3684 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-01-20

... other things, amended the FINRA Rule 6700 Series to: (1) Expand TRACE to include Agency Debt Securities... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63709; File No. SR-FINRA-2011-001] Self... Securities Exchange Act of 1934 [[Page 3685

75 FR 80876 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63574; File No. SR-EDGX-2010-17] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change To Amend EDGX Rules 11.9 and 11.5 December 17, 2010. On November 8, 2010, EDGX Exchange, Inc. (the ``Exchange'' or ``EDGX'') filed with the Securities...

76 FR 60953 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-30

...-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons September 26, 2011... Organization's Statement of the Terms of Substance of the Proposed Rule Change The MSRB is filing with the SEC...

20 CFR 416.325 - When an application is considered filed.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 20 Employees' Benefits 2 2011-04-01 2011-04-01 false When an application is considered filed. 416.325 Section 416.325 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND DISABLED Filing of Applications Applications § 416.325 When an application is...

20 CFR 416.325 - When an application is considered filed.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 20 Employees' Benefits 2 2013-04-01 2013-04-01 false When an application is considered filed. 416.325 Section 416.325 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND DISABLED Filing of Applications Applications § 416.325 When an application is...

20 CFR 416.325 - When an application is considered filed.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 20 Employees' Benefits 2 2014-04-01 2014-04-01 false When an application is considered filed. 416.325 Section 416.325 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND DISABLED Filing of Applications Applications § 416.325 When an application is...

20 CFR 416.325 - When an application is considered filed.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false When an application is considered filed. 416.325 Section 416.325 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND DISABLED Filing of Applications Applications § 416.325 When an application is...

76 FR 22939 - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-04-25

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64153; File No. SR-CFE-2011-002] Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing and Trading CBOE Gold ETF Volatility Index Security Futures...

20 CFR 416.325 - When an application is considered filed.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 20 Employees' Benefits 2 2012-04-01 2012-04-01 false When an application is considered filed. 416.325 Section 416.325 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND DISABLED Filing of Applications Applications § 416.325 When an application is...

Enabling Dynamic Security Management of Networked Systems via Device-Embedded Security (Self-Securing Devices)

DTIC Science & Technology

2007-01-15

it can detect specifically proscribed content changes to critical files (e.g., illegal shells inserted into /etc/ passwd ). Fourth, it can detect the...UNIX password management involves a pair of inter-related files (/etc/ passwd and /etc/shadow). The corresponding access patterns seen at the storage...content integrity verification is utilized. As a concrete example, consider a UNIX system password file (/etc/ passwd ), which consists of a set of well

17 CFR 405.2 - Reports to be made by registered government securities brokers and dealers.

Code of Federal Regulations, 2010 CFR

2010-04-01

... government securities broker or dealer shall file Part I of Form BD-Y2K (§ 249.618 of this title) prepared as..., shall file Part II of Form BD-Y2K (§ 249.618 of this title). Part II of Form BD-Y2K shall address each... registered government securities broker or dealer that was not required to file Part II of Form BD-Y2K under...

15 CFR 30.5 - Electronic Export Information filing application and certification processes and standards.

Code of Federal Regulations, 2014 CFR

2014-01-01

... Census Bureau's Foreign Trade Division Computer Security Officer and refrain from using AESDirect until... Bureau's Foreign Trade Division Computer Security Officer that the company's computer systems accessing... threat to national security interests such that its participation in postdeparture filing should be...

15 CFR 30.5 - Electronic Export Information filing application and certification processes and standards.

Code of Federal Regulations, 2012 CFR

2012-01-01

... Census Bureau's Foreign Trade Division Computer Security Officer and refrain from using AESDirect until... Bureau's Foreign Trade Division Computer Security Officer that the company's computer systems accessing... threat to national security interests such that its participation in postdeparture filing should be...

15 CFR 30.5 - Electronic Export Information filing application and certification processes and standards.

Code of Federal Regulations, 2013 CFR

2013-01-01

... Census Bureau's Foreign Trade Division Computer Security Officer and refrain from using AESDirect until... Bureau's Foreign Trade Division Computer Security Officer that the company's computer systems accessing... threat to national security interests such that its participation in postdeparture filing should be...

OS friendly microprocessor architecture: Hardware level computer security

NASA Astrophysics Data System (ADS)

Jungwirth, Patrick; La Fratta, Patrick

2016-05-01

We present an introduction to the patented OS Friendly Microprocessor Architecture (OSFA) and hardware level computer security. Conventional microprocessors have not tried to balance hardware performance and OS performance at the same time. Conventional microprocessors have depended on the Operating System for computer security and information assurance. The goal of the OS Friendly Architecture is to provide a high performance and secure microprocessor and OS system. We are interested in cyber security, information technology (IT), and SCADA control professionals reviewing the hardware level security features. The OS Friendly Architecture is a switched set of cache memory banks in a pipeline configuration. For light-weight threads, the memory pipeline configuration provides near instantaneous context switching times. The pipelining and parallelism provided by the cache memory pipeline provides for background cache read and write operations while the microprocessor's execution pipeline is running instructions. The cache bank selection controllers provide arbitration to prevent the memory pipeline and microprocessor's execution pipeline from accessing the same cache bank at the same time. This separation allows the cache memory pages to transfer to and from level 1 (L1) caching while the microprocessor pipeline is executing instructions. Computer security operations are implemented in hardware. By extending Unix file permissions bits to each cache memory bank and memory address, the OSFA provides hardware level computer security.

77 FR 64369 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-19

... securities laws. It is suggested that the Company consult with corporate/securities counsel in assessing its... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68053; File No. SR-NASDAQ-2012-118] Self... Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice...

Experimental Analysis of File Transfer Rates over Wide-Area Dedicated Connections

DOE Office of Scientific and Technical Information (OSTI.GOV)

Rao, Nageswara S.; Liu, Qiang; Sen, Satyabrata

2016-12-01

File transfers over dedicated connections, supported by large parallel file systems, have become increasingly important in high-performance computing and big data workflows. It remains a challenge to achieve peak rates for such transfers due to the complexities of file I/O, host, and network transport subsystems, and equally importantly, their interactions. We present extensive measurements of disk-to-disk file transfers using Lustre and XFS file systems mounted on multi-core servers over a suite of 10 Gbps emulated connections with 0-366 ms round trip times. Our results indicate that large buffer sizes and many parallel flows do not always guarantee high transfer rates.more » Furthermore, large variations in the measured rates necessitate repeated measurements to ensure confidence in inferences based on them. We propose a new method to efficiently identify the optimal joint file I/O and network transport parameters using a small number of measurements. We show that for XFS and Lustre with direct I/O, this method identifies configurations achieving 97% of the peak transfer rate while probing only 12% of the parameter space.« less

22 CFR 1002.8 - Exemptions.

Code of Federal Regulations, 2010 CFR

2010-04-01

...) Personnel and medical files and similar files the disclosure of which would constitute an unwarranted invasion of personal privacy; (g) Investigatory files (including security investigation files and files...

22 CFR 1002.8 - Exemptions.

Code of Federal Regulations, 2011 CFR

2011-04-01

...) Personnel and medical files and similar files the disclosure of which would constitute an unwarranted invasion of personal privacy; (g) Investigatory files (including security investigation files and files...

20 CFR 416.351 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2013 CFR

2013-04-01

... misinformation. 416.351 Section 416.351 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY... calls a Social Security office to inquire about filing an application for SSI benefits. During her... benefits. Ms. Jones later reads about resource exclusions under the SSI program. She recontacts the Social...

20 CFR 416.351 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2012 CFR

2012-04-01

... misinformation. 416.351 Section 416.351 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY... calls a Social Security office to inquire about filing an application for SSI benefits. During her... benefits. Ms. Jones later reads about resource exclusions under the SSI program. She recontacts the Social...

20 CFR 416.351 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2014 CFR

2014-04-01

... misinformation. 416.351 Section 416.351 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY... calls a Social Security office to inquire about filing an application for SSI benefits. During her... benefits. Ms. Jones later reads about resource exclusions under the SSI program. She recontacts the Social...

20 CFR 416.351 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2011 CFR

2011-04-01

... misinformation. 416.351 Section 416.351 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY... calls a Social Security office to inquire about filing an application for SSI benefits. During her... benefits. Ms. Jones later reads about resource exclusions under the SSI program. She recontacts the Social...

20 CFR 416.351 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2010 CFR

2010-04-01

... misinformation. 416.351 Section 416.351 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY... calls a Social Security office to inquire about filing an application for SSI benefits. During her... benefits. Ms. Jones later reads about resource exclusions under the SSI program. She recontacts the Social...

17 CFR 287.4 - Preparation and filing of reports.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Preparation and filing of reports. 287.4 Section 287.4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Schedule A to Part 285 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE ASIAN...

17 CFR 287.4 - Preparation and filing of reports.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Preparation and filing of reports. 287.4 Section 287.4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Schedule A to Part 285 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE ASIAN...

17 CFR 287.4 - Preparation and filing of reports.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Preparation and filing of reports. 287.4 Section 287.4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Schedule A to Part 285 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE ASIAN...

17 CFR 287.4 - Preparation and filing of reports.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Preparation and filing of reports. 287.4 Section 287.4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) Schedule A to Part 285 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE ASIAN...

29 CFR 70.54 - Employee Benefits Security Administration.

Code of Federal Regulations, 2014 CFR

2014-07-01

... 29 Labor 1 2014-07-01 2013-07-01 true Employee Benefits Security Administration. 70.54 Section 70... Records and Filings § 70.54 Employee Benefits Security Administration. (a) The annual financial reports (Form 5500) and attachments/schedules as filed by employee benefit plans under the Employee Retirement...

17 CFR 201.153 - Filing of papers: Signature requirement and effect.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Filing of papers: Signature requirement and effect. 201.153 Section 201.153 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... requirement and effect. (a) General requirements. Following the issuance of an order instituting proceedings...

78 FR 77511 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71091; File No. SR-FICC-2013-09] Self...[supreg] at FICC's Government Securities Division December 17, 2013. I. Introduction On October 28, 2013, the Fixed Income Clearing Corporation (``FICC'') filed with the Securities and Exchange Commission...

78 FR 11925 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-20

... supervise sales of corporate securities and options, respectively. A person registering as a General... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68918; File No. SR-FINRA-2013-014] Self... Effectiveness of a Proposed Rule Change Relating to the General Securities Sales Supervisor (Series 9/10...

75 FR 47666 - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-06

... a number of securities and futures exchanges. Among other things, this Risk Disclosure statement... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62624; File No. SR-NFA-2010-02] Self-Regulatory... Interpretive Notice Entitled ``NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures...

76 FR 28888 - Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts

Federal Register 2010, 2011, 2012, 2013, 2014

2011-05-19

... SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 202 [Release Nos. 33-9208; 34-64495; IC-29670] Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is amending its procedures...

29 CFR 70.54 - Employee Benefits Security Administration.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 29 Labor 1 2010-07-01 2010-07-01 true Employee Benefits Security Administration. 70.54 Section 70... Records and Filings § 70.54 Employee Benefits Security Administration. (a) The annual financial reports (Form 5500) and attachments/schedules as filed by employee benefit plans under the Employee Retirement...

Dual-Layer Video Encryption using RSA Algorithm

NASA Astrophysics Data System (ADS)

Chadha, Aman; Mallik, Sushmit; Chadha, Ankit; Johar, Ravdeep; Mani Roja, M.

2015-04-01

This paper proposes a video encryption algorithm using RSA and Pseudo Noise (PN) sequence, aimed at applications requiring sensitive video information transfers. The system is primarily designed to work with files encoded using the Audio Video Interleaved (AVI) codec, although it can be easily ported for use with Moving Picture Experts Group (MPEG) encoded files. The audio and video components of the source separately undergo two layers of encryption to ensure a reasonable level of security. Encryption of the video component involves applying the RSA algorithm followed by the PN-based encryption. Similarly, the audio component is first encrypted using PN and further subjected to encryption using the Discrete Cosine Transform. Combining these techniques, an efficient system, invulnerable to security breaches and attacks with favorable values of parameters such as encryption/decryption speed, encryption/decryption ratio and visual degradation; has been put forth. For applications requiring encryption of sensitive data wherein stringent security requirements are of prime concern, the system is found to yield negligible similarities in visual perception between the original and the encrypted video sequence. For applications wherein visual similarity is not of major concern, we limit the encryption task to a single level of encryption which is accomplished by using RSA, thereby quickening the encryption process. Although some similarity between the original and encrypted video is observed in this case, it is not enough to comprehend the happenings in the video.

22 CFR 1502.8 - Exemptions.

Code of Federal Regulations, 2010 CFR

2010-04-01

... medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy; (g) Investigatory files (including security investigation files and files concerning the...

22 CFR 1502.8 - Exemptions.

Code of Federal Regulations, 2011 CFR

2011-04-01

... medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy; (g) Investigatory files (including security investigation files and files concerning the...

77 FR 74705 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-12-17

... Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities December 11, 2012. Pursuant to Section 19(b)(1) of the... November 30, 2012, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange...

76 FR 62883 - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-10-11

... Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Relating to Clearing Options on... 27, 2011, The Options Clearing Corporation (``OCC'') filed with the Securities and Exchange... OCC's By-Laws, clarifying that OCC will clear and treat as securities options any option contracts on...

77 FR 33206 - Combined Notice of Filings #1

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-05

... Reliability Standard CIP- 006--Cyber Security--Physical Security of Critical Cyber Assets. Filed Date: 5/23/12... Company, LLC. Description: Certificate of Concurrence to be effective 7/12/2012. Filed Date: 5/24/12.... Comments Due: 5 p.m. ET 6/14/12. Docket Numbers: ER12-1845-000. Applicants: AEP Texas North Company...

75 FR 30889 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-02

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62170; File No. SR-CBOE-2010-048] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

76 FR 63698 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-10-13

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65492; File No. SR-CBOE-2011-095] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate... the SPX Tier Appointment October 6, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

77 FR 67047 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-08

...-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32... Organization's Statement of the Terms of Substance of the Proposed Rule Change The MSRB is filing with the...

76 FR 46863 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-03

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64987; File No. SR-NYSEAMEX-2011-54] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of ``Foreign Securities Affiliate...

75 FR 68632 - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-08

... Participating Organization, must be filed with and approved by the Commission before they become effective. 23... Arca'') (together, the ``Participating Organizations'' or the ``Parties'') filed with the Securities... self-regulatory organization (``SRO'') registered as either a national securities exchange or national...

76 FR 5973 - Privacy Act of 1974; Notice; Publication of the Systems of Records Managed by the Commodity...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-02-02

...: Paper records are stored in file folders, binders, computer files (eLaw) and computer disks. Electronic records, including computer files, are stored on the Commission's network and other electronic media as... physical security measures. Technical security measures within CFTC include restrictions on computer access...

78 FR 55130 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-09

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70302; File No. SR-CBOE-2013-082] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2...

78 FR 76684 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71063; File No. SR-CBOE-2013-116] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate...)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

78 FR 56955 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70360; File No. SR-BATS-2013-049] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...

78 FR 58354 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70424; File No. SR-CBOE-2013-088] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

78 FR 76693 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71062; File No. SR-EDGX-2013-45] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

78 FR 76685 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71061; File No. SR-EDGA-2013-36] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

78 FR 50135 - CNC Development, Ltd., Exousia Advanced Materials, Inc., and South American Minerals, Inc.; Order...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-16

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] CNC Development, Ltd., Exousia Advanced Materials, Inc., and South American Minerals, Inc.; Order of Suspension of Trading August 14, 2013. It... securities of South American Minerals, Inc. because it has not filed any periodic reports since it filed a...

17 CFR 230.489 - Filing of form by foreign banks and insurance companies and certain of their holding companies...

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Filing of form by foreign banks and insurance companies and certain of their holding companies and finance subsidiaries. 230.489 Section 230.489 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Investment...

20 CFR 404.633 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2014 CFR

2014-04-01

... misinformation. 404.633 Section 404.633 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD-AGE.... Example 1: Mrs. Smith, a widow of an insured individual, contacts a Social Security office when she... contacts a Social Security office to ask about filing for widow's insurance benefits and learns that she...

20 CFR 404.633 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2011 CFR

2011-04-01

... misinformation. 404.633 Section 404.633 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD-AGE.... Example 1: Mrs. Smith, a widow of an insured individual, contacts a Social Security office when she... contacts a Social Security office to ask about filing for widow's insurance benefits and learns that she...

20 CFR 404.633 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2012 CFR

2012-04-01

... misinformation. 404.633 Section 404.633 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD-AGE.... Example 1: Mrs. Smith, a widow of an insured individual, contacts a Social Security office when she... contacts a Social Security office to ask about filing for widow's insurance benefits and learns that she...

20 CFR 404.633 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2013 CFR

2013-04-01

... misinformation. 404.633 Section 404.633 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD-AGE.... Example 1: Mrs. Smith, a widow of an insured individual, contacts a Social Security office when she... contacts a Social Security office to ask about filing for widow's insurance benefits and learns that she...

78 FR 17970 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-25

... product users and they have indicated a preference that premium pricing for mini-options match what is... market participants clarity as to the minimum pricing increments for mini-options, the filing would harmonize penny pricing between mini-options and standard options on the same security. \\3\\ See Securities...

20 CFR 703.304 - Filing of Agreement and Undertaking; deposit of security.

Code of Federal Regulations, 2010 CFR

2010-04-01

... REGULATIONS Authorization of Self-Insurers § 703.304 Filing of Agreement and Undertaking; deposit of security...) granting its application to self-insure and fixing the required security deposit amount (see § 703.303... laws of the United States and the rules and regulations governing bonding companies may act as sureties...

20 CFR 416.305 - You must file an application to receive supplemental security income benefits.

Code of Federal Regulations, 2010 CFR

2010-04-01

... benefits will be stopped because you are no longer eligible and you again meet the requirements for... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false You must file an application to receive supplemental security income benefits. 416.305 Section 416.305 Employees' Benefits SOCIAL SECURITY...

77 FR 28416 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-14

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66941; File No. SR-CME-2012-06] Self-Regulatory... On March 9, 2012, Chicago Mercantile Exchange (``CME'') filed with the Securities and Exchange... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder.\\2\\ The proposed rule change was...

20 CFR 404.633 - Deemed filing date in a case of misinformation.

Code of Federal Regulations, 2010 CFR

2010-04-01

... misinformation. 404.633 Section 404.633 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD-AGE.... Example 1: Mrs. Smith, a widow of an insured individual, contacts a Social Security office when she... contacts a Social Security office to ask about filing for widow's insurance benefits and learns that she...

77 FR 33794 - Future Now Group, Inc., and Gammacan International, Inc.; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-07

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Future Now Group, Inc., and Gammacan International, Inc.; Order of Suspension of Trading June 5, 2012. It appears to the Securities and Exchange... concerning the securities of Gammacan International, Inc. because it has not filed any periodic reports since...

78 FR 57921 - Municipal Mortgage & Equity LLC, Prolink Holdings Corp., RPM Technologies, Inc., SARS Corp...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-20

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Municipal Mortgage & Equity LLC, Prolink Holdings Corp., RPM Technologies, Inc., SARS Corp., Secured Digital Storage Corp., Siboney Corp., SiriCOMM... securities of SARS Corp. because it has not filed any periodic reports since the period ended June 30, 2008...

78 FR 76664 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71073; File No. SR-CBOE-2013-102] Self..., Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

78 FR 79534 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71178; File No. SR-CBOE-2013-107] Self..., Incorporated (the ``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4...

17 CFR 232.103 - Liability for transmission errors or omissions in documents filed via EDGAR.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Liability for transmission errors or omissions in documents filed via EDGAR. 232.103 Section 232.103 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION REGULATION S-T-GENERAL RULES AND REGULATIONS FOR ELECTRONIC...

76 FR 45631 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-29

... Proposed Rule Change 1. Purpose (a) Background In light of well publicized securities frauds that resulted... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64954; File No. SR-FINRA-2010-036] Self...-Case Referrals July 25, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

76 FR 28117 - Order of Suspension of Trading; City Network, Inc.

Federal Register 2010, 2011, 2012, 2013, 2014

2011-05-13

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Order of Suspension of Trading; City Network, Inc. May 11, 2011. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of City Network, Inc. because it has not filed...

77 FR 48572 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-14

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67621; File No. SR-FICC-2012-05] Self... Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change SR-FICC-2012-05 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\\1...

77 FR 77162 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-12-31

... globalization of securities markets, cross-border coordination of trading and quotation halts is important to... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68526; File No. SR-FINRA-2012-010] Self... Change To Amend FINRA Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) December 21, 2012...

78 FR 33138 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-03

... distributions or other corporate actions, that affect the underlying security or other underlying interest... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69642; File No. SR-OCC-2013-05] Self-Regulatory..., Rather Than an Adjustment Panel of the Securities Committee, Will Determine Adjustments to the Terms of...

76 FR 67509 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-01

... Matching System. See Securities Exchange Act Release No. 63564 (December 16, 2010), 75 FR 80870 (December... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65633; File No. SR-CHX-2011-29] Self-Regulatory... Chicago Stock Exchange, Inc. (``CHX'' or the ``Exchange'') filed with the Securities and Exchange...

78 FR 55769 - North China Horticulture, Inc., File No. 500-1; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-11

... SECURITIES AND EXCHANGE COMMISSION North China Horticulture, Inc., File No. 500-1; Order of Suspension of Trading September 6, 2013. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of North China Horticulture, Inc...

78 FR 17462 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-21

... Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Limit Up/Limit Down March 15, 2013. Pursuant to Section 19(b)(1) of the... Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II...

77 FR 29416 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-17

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66965; File No. SR-NYSEARCA-2012-38] Self... Change To Amend NYSE Arca Equities Rule 5.2(j)(1), the Exchange's ``Other Securities'' Listing Standard, To Delete a Provision Providing That If a Security Listed Under the Rule Contains Redemption...

78 FR 62842 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-22

... Rule 5270 defines the term ``related financial instrument'' as ``any option, derivative, security-based... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70625; File No. SR-EDGA-2013-29] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

78 FR 40788 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-08

... eliminate references in Sections E.1 and E.8 to ``Derivative Securities Products'' (``DSPs'') and ``Non-Derivative Securities Products'' (``Non-DSPs'') and to eliminate references in Section E.1 to ``Regular... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69903; File No. SR-CHX-2013-12] Self-Regulatory...

77 FR 71020 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-28

... Products with that of derivative securities products, like ETFs, that are listed on the Exchange. In this regard, the Exchange believes that derivative securities products and Structured Products share certain... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68280; File No. SR-NYSEArca-2012-127] Self...

76 FR 78055 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-15

...-Location Fee Schedule Regarding Low Latency Network Connections; Correction AGENCY: Securities And Exchange Commission. ACTION: Notice; correction. SUMMARY: The Securities and Exchange Commission published a document... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65689A; File No. SR-Phlx-2011-142] Self...

75 FR 36456 - Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-25

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Channel America Television Network, Inc., EquiMed, Inc., Kore Holdings, Inc., Robotic Vision Systems, Inc. (n/k/a Acuity Cimatrix, Inc.), Security... information concerning the securities of Channel America Television Network, Inc. because it has not filed any...

Cryptonite: A Secure and Performant Data Repository on Public Clouds

DOE Office of Scientific and Technical Information (OSTI.GOV)

Kumbhare, Alok; Simmhan, Yogesh; Prasanna, Viktor

2012-06-29

Cloud storage has become immensely popular for maintaining synchronized copies of files and for sharing documents with collaborators. However, there is heightened concern about the security and privacy of Cloud-hosted data due to the shared infrastructure model and an implicit trust in the service providers. Emerging needs of secure data storage and sharing for domains like Smart Power Grids, which deal with sensitive consumer data, require the persistence and availability of Cloud storage but with client-controlled security and encryption, low key management overhead, and minimal performance costs. Cryptonite is a secure Cloud storage repository that addresses these requirements using amore » StrongBox model for shared key management.We describe the Cryptonite service and desktop client, discuss performance optimizations, and provide an empirical analysis of the improvements. Our experiments shows that Cryptonite clients achieve a 40% improvement in file upload bandwidth over plaintext storage using the Azure Storage Client API despite the added security benefits, while our file download performance is 5 times faster than the baseline for files greater than 100MB.« less

76 FR 45629 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-29

... qualification examination, the Series 56, was recently filed with the Commission; \\6\\ NASDAQ expects to file the... new examination, the Series 56. \\5\\ See Securities Exchange Act Release Nos. 63843 (February 4, 2011... respecting the Series 56, which has become effective. See Securities Exchange Act Release No. 64699 (June 17...

Mining for Gold: Utilizing SEC Filings to Develop MBA Students' Understanding of Legal Concepts

ERIC Educational Resources Information Center

Willey, Susan; Sherman, Peggy

2010-01-01

Many MBA classes, such as those in accounting and finance, require students to examine securities filings to perform financial analyses of companies. Often, however, students are unaware of the vast amount of additional information that can be obtained from a company's securities filings and other public information. Much of this information…

78 FR 79539 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71173; File No. SR-NASDAQ-2013-156] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

78 FR 76665 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71059; File No. SR-EDGA-2013-37] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2...

78 FR 56967 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-16

... SECURITIES AND EXCHANGE COMMISSION Release No. 34-70364; File No. SR-EDGA-2013-26] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change...)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

78 FR 55128 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-09

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70301; File No. SR-C2-2013-032] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed... the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...

78 FR 76662 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71060; File No. SR-NASDAQ-2013-151] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder...

78 FR 71015 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70917; File No. SR-CME-2013-24] Self-Regulatory... Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on November 15, 2013, Chicago Mercantile Exchange Inc. (``CME'') filed with the Securities and Exchange Commission...

78 FR 55131 - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-09

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70299; File No. SR-MIAX-2013-40] Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

78 FR 56957 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70363; File No. SR-EDGX-2013-33] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2...

78 FR 72740 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-03

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70945; File No. SR-NASDAQ-2013-142] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of... the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given...

78 FR 76682 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71058; File No. SR-EDGX-2013-46] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2...

75 FR 32977 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-10

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62216; File No. SR-ISE-2010-51] Self-Regulatory... been prepared by the self- regulatory organization. The Exchange has filed the proposal as a ``non....19b-4(f)(6). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed...

77 FR 57625 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-09-18

... its common stock listed on a foreign market and list some other type of security on the Exchange, such...-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending... 30, 2012, New York Stock Exchange LLC (``NYSE'' or the ``Exchange'') filed with the Securities and...

78 FR 19562 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-04-01

... Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IM-5050-10 (Mini Options Contracts) March 26, 2013. Pursuant to Section 19(b)(1) of the Securities..., 2013, BOX Options Exchange LLC (``BOX'' or ``Exchange'') filed with the Securities and Exchange...

75 FR 36458 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-25

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62316; File No. SR-ISE-2010-15] Self-Regulatory... Rule Change, as Modified by Amendment Nos. 1 and 2, Related to the Price Improvement Mechanism June 17.... 2 replaces and supersedes the original filing and Amendment No. 1 thereto in their entirety. I. Self...

75 FR 77685 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-13

... changes to their trading and order management systems, the NYSE filed to delay to May 14, 2008 the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63454; File No. SR-NYSEAmex-2010-111] Self... 1, 2011 December 7, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934...

Epilepsy and social security: general aspects of the insured claimants and medical decisions.

PubMed

Ferreira, Lisiane Seguti; Palhares, Dario; Gava, Marília; Seguti, Vladimir Ferreira; Marasciulo, Antônio Carlos Estima

2013-01-01

Epilepsy affects adults at productive age and interferes with their ability to work. However, the granting of social security benefits to these patients has not received sufficient attention. This article aims to provide a profile of individuals with a previous diagnosis of epilepsy that file claims for social security benefits and a profile of the medical advisory decisions that support the concession of these benefits. A sample of thirty individuals with illness-related problems due to epilepsy was selected from the claimants that receive Social Security Incapacity/Sickness benefits. An exploratory data analysis of the 188 Social Security medical files of the thirty claimants was performed using the clinical and epidemiological information and the medical advisory criteria. The mean age of the claimants was 39 years and most of them were males in jobs that do not require a lot of schooling. The first claim was filed within an average of four years of employment. On average, each worker files a claim every three months, which entitles him/her to receive incapacity/sickness benefits for seventeen months. The frequency of seizures and the medications used by the claimants were registered in 60% of the medical files. In addition, the description of the physical and neurological exam was incomplete in 50% of the files. Furthermore, 60% of the files did not include the argument or the clinical evidence that was used to justify the concession of a benefit. The medical advisory decisions on epileptic workers tend to be inconsistent, overly lenient and generally lacking in clinical evidence. The disparities among the granted benefits indicate the need for the National Social Security System to review and draft specific guidelines for epilepsy.

Total Parenteral Nutrition

MedlinePlus

... Boolean useRights, FileShare share, Int32 bufferSize, FileOptions options, SECURITY_ATTRIBUTES secAttrs, String msgPath, Boolean bFromProxy) at System.IO.FileStream..ctor(String path, FileMode mode, FileAccess ...

26 CFR 301.6103(j)(1)-1 - Disclosures of return information reflected on returns to officers and employees of the...

Code of Federal Regulations, 2012 CFR

2012-04-01

..., and information derived from the Social Security Administration and other sources for the purposes of...) Total Social Security benefits. (x) Adjusted gross income. (xi) Type of tax return filed. (xii) Entity.... (xiv) Posting cycle date relative to filing. (xv) Social Security benefits. (xvi) Earned Income (as...

26 CFR 301.6103(j)(1)-1 - Disclosures of return information reflected on returns to officers and employees of the...

Code of Federal Regulations, 2013 CFR

2013-04-01

..., and information derived from the Social Security Administration and other sources for the purposes of...) Total Social Security benefits. (x) Adjusted gross income. (xi) Type of tax return filed. (xii) Entity.... (xiv) Posting cycle date relative to filing. (xv) Social Security benefits. (xvi) Earned Income (as...

26 CFR 301.6103(j)(1)-1 - Disclosures of return information reflected on returns to officers and employees of the...

Code of Federal Regulations, 2014 CFR

2014-04-01

..., and information derived from the Social Security Administration and other sources for the purposes of...) Total Social Security benefits. (x) Adjusted gross income. (xi) Type of tax return filed. (xii) Entity.... (xiv) Posting cycle date relative to filing. (xv) Social Security benefits. (xvi) Earned Income (as...

26 CFR 301.6103(j)(1)-1 - Disclosures of return information reflected on returns to officers and employees of the...

Code of Federal Regulations, 2011 CFR

2011-04-01

..., and information derived from the Social Security Administration and other sources for the purposes of...) Total Social Security benefits. (x) Adjusted gross income. (xi) Type of tax return filed. (xii) Entity.... (xiv) Posting cycle date relative to filing. (xv) Social Security benefits. (xvi) Earned Income (as...

78 FR 59738 - Left Behind Games, Inc., File No. 500-1; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-27

... SECURITIES AND EXCHANGE COMMISSION Left Behind Games, Inc., File No. 500-1; Order of Suspension of Trading September 25, 2013. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Left Behind Games, Inc. (``Left Behind...

17 CFR 260.10a-3 - Number of copies-Filing-Signatures.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Number of copies-Filing-Signatures. 260.10a-3 Section 260.10a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... Number of copies—Filing—Signatures. (a) Three copies of every application pursuant to rule 10a-1 (§ 260...

17 CFR 260.5b-3 - Number of copies-Filing-Signatures.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Number of copies-Filing-Signatures. 260.5b-3 Section 260.5b-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... Number of copies—Filing—Signatures. (a) Three copies of every application pursuant to rule 5b-1 (§ 260.5b...

75 FR 13169 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-03-18

... interpretation with respect to the treatment and clearing of options and security futures on SPDR Gold Shares.\\2... amended the interpretation to extend similar treatment to options and security futures on iShares[supreg... rule filing SR-OCC-2009-20, which extended similar treatment to options and security futures on ETFS...

77 FR 70866 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68267; File No. SR-Phlx-2012-133] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby... Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II...

77 FR 16113 - ASP Ventures Corp., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2012-03-19

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] ASP Ventures Corp., Order of Suspension of Trading March 15, 2012. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of ASP Ventures Corp. because it has not filed any periodic reports since the period ended...

77 FR 38350 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-27

... Act because it helps to assure the safeguarding of securities and funds which are in its custody or... designated clearing organization; and (iii) the activity relating to the non-security clearing operations of... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67232; File No. SR-CME-2012-24] Self-Regulatory...

26 CFR 301.6103(j)(1)-1 - Disclosures of return information reflected on returns to officers and employees of the...

Code of Federal Regulations, 2010 CFR

2010-04-01

..., and information derived from the Social Security Administration and other sources for the purposes of...) Total Social Security benefits. (x) Adjusted gross income. (xi) Type of tax return filed. (xii) Entity.... (xiv) Posting cycle date relative to filing. (xv) Social Security benefits. (xvi) Earned Income (as...

76 FR 5225 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-01-28

... change from interested persons. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63758; File No. SR-ISE-2011-05] Self-Regulatory... Purchase of Equity Interests by International Securities Exchange Holdings, Inc. in Ballista Holdings LLC...

76 FR 45898 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-01

... over the Internet); Securities Exchange Act Release No. 63197 (October 27, 2010), 75 FR 67791 (November... $200 to $600 per Internet port that is used to deliver market data); Securities Exchange Act Release No... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64964; File No. SR-EDGA-2011-22] Self...

78 FR 72737 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-03

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70946; File No. SR-NSCC-2013-12] Self... Activity and Receive Notifications When Pre-Set Trading Limits are Reached November 26, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice...

78 FR 56967 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70358; File No. SR-FINRA-2013-031] Self...'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to amend...

75 FR 58007 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-23

... securities frauds that resulted in harm to investors, FINRA has reviewed its rule on arbitrator referrals and... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62930; File No. SR-FINRA-2010-036] Self... September 17, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and...

78 FR 19342 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change for...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-29

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69232; File No. SR-BX-2013-013] Self-Regulatory.... Introduction On February 6, 2013, NASDAQ OMX BX, Inc. (``Exchange'' or ``BX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

78 FR 36810 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-19

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67956; File No. SR-Phlx-2013-42] Self... PHLX LLC (``Exchange'' or ``PHLX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

78 FR 36800 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-19

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69755; File No. SR-NASDAQ-2013-070] Self... (``Exchange'' or ``NASDAQ'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a...

78 FR 31996 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-28

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69613; File No. SR-EDGA-2013-13] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

78 FR 19352 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-29

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69233; File No. SR-NASDAQ-2013-028] Self... NASDAQ Stock Market LLC (``Exchange'' or ``NASDAQ'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b...

78 FR 31994 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-28

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69614; File No. SR-EDGX-2013-17] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

77 FR 39771 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change, as...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-07-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67294; File No. SR-PHLX-2012-68] Self.... Introduction On May 15, 2012, NASDAQ OMX PHLX LLC (``Exchange'' or ``PHLX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

76 FR 62116 - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Amending...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-10-06

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65457; File No. SR-NYSEAmex-2011-63] Self... Routed by Archipelago Securities LLC in Its Capacity as a Facility of Affiliated Exchanges and To Clarify.... Introduction On August 18, 2011, NYSE Amex LLC (``NYSE Amex'' or ``Exchange'') filed with the Securities and...

78 FR 19337 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-29

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69229; File No. SR-Phlx-2013-15] Self... (``Exchange'' or ``PHLX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a...

78 FR 62915 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-22

... organization, is engaged in a securities or kindred business that is controlled by a member or member... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70652; File No. SR-NYSE-2013-66] Self... The Exchange October 10, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934...

75 FR 18248 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-09

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61831; File No. SR-NYSEArca-2010-20] Self... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

78 FR 62928 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-22

... member organization, who controls a member organization, is engaged in a securities or kindred business... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70653; File No. SR-NYSEMKT-2013-79] Self... the Exchange October 10, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934...

17 CFR 240.17Ad-2 - Turnaround, processing, and forwarding of items.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Turnaround, processing, and forwarding of items. 240.17Ad-2 Section 240.17Ad-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... be filed with the Comptroller of the Currency shall be filed with the Office of the Comptroller of...

17 CFR 240.17Ad-2 - Turnaround, processing, and forwarding of items.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Turnaround, processing, and forwarding of items. 240.17Ad-2 Section 240.17Ad-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... be filed with the Comptroller of the Currency shall be filed with the Office of the Comptroller of...

78 FR 37631 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Request To...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69774; File No. SR-FICC-2013-06] Self... Program for Certain Government Securities Division Rules Relating to the GCF Repo[supreg] Service June 17, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ notice is...

78 FR 68496 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-14

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70831; File No. SR-FICC-2013-09] Self...[supreg] at FICC's Government Securities Division November 7, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that, on...

77 FR 38108 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-26

... securities substitutions begin to be permitted, FICC will announce this to members by important notice. Other... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67227; File No. SR-FICC-2012-05] Self... Infrastructure Reform Task Force June 20, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

76 FR 77877 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Withdrawal of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-14

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65917; File No. SR-Phlx-2011-143] Self... Commentary .01 to Rule 1009 Regarding Criteria for Listing an Option on an Underlying Covered Security December 8, 2011. On October 24, 2011, NASDAQ OMX PHLX LLC (``Phlx'') filed with the Securities and...

76 FR 27707 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-05-12

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64424; File No. SR-FINRA-2011-023] Self... the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given... Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in Items...

75 FR 53998 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-02

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62787; File No. SR-FINRA-2010-045] Self... Effectiveness of Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement August 27, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

76 FR 11829 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-03

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63960; File No. SR-FINRA-2011-008] Self... Public Quotation in an OTC Equity Security February 24, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given...

77 FR 45404 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-07-31

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67497; File No. SR-NYSEMKT-2012-25] Self... Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31...

77 FR 2592 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-01-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66134; File No. SR-NYSE-2011-68] Self... Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due... January 11, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

78 FR 1290 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-01-08

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68561; File No. SR-NYSEMKT-2012-86] Self... Market (``Nasdaq'') Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges January 2, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act...

78 FR 20708 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-04-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69262; File No. SR-FINRA-2013-019] Self... Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps) April 1, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1...

77 FR 76112 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-12-26

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68468; File No. SR-FINRA-2012-055] Self...-Element Continuing Education Program To Qualify To Engage in a Security Futures Business December 19, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\\1\\ and Rule 19b-4 thereunder...

76 FR 82324 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66040; File No. SR-NYSEAmex-2011-104] Self... Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or...

78 FR 38762 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69814; File No. SR-NYSEMKT-2013-53] Self... Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31...

78 FR 29200 - Benda Pharmaceutical, Inc. and China Shuangjii Cement Ltd., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-17

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Benda Pharmaceutical, Inc. and China Shuangjii Cement Ltd., Order of Suspension of Trading May 15, 2013. It appears to the Securities and Exchange... concerning the securities of China Shuangji Cement Ltd. because it has not filed any periodic reports since...

78 FR 32696 - China Properties Developments, Inc.; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-31

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] China Properties Developments, Inc.; Order of Suspension of Trading May 29, 2013. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of China Properties Developments, Inc. because it has not filed any periodic...

78 FR 32696 - China Environmental Protection, Inc., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-31

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] China Environmental Protection, Inc., Order of Suspension of Trading May 29, 2013. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of China Environmental Protection, Inc. because it has not filed any periodi...

78 FR 29187 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-17

... disseminated as required (Rule 4120(a)(9)); a halt in a Derivative Securities Product (as defined in Rule 4120... trading halt in a Derivative Security Product traded pursuant to unlisted trading privileges for which a... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69563; File No. SR-NASDAQ-2013-073] Self...

78 FR 11258 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-15

....0022/share in all Derivative Securities Products priced $1.00/share or more executed in the Regular....0022/share in all Derivative Securities Products priced $1.00/share or more executed in the Regular... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68894; File No. SR-CHX-2013-06] Self-Regulatory...

76 FR 36604 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64692; File No. SR-NYSEArca-2011-37] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 5.30 and 5.32 To Permit the Exchange To List Flexible Exchange Options on Index and Equity Securities That Are Eligible for...

76 FR 36598 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64693; File No. SR-NYSEAmex-2011-38] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 903G To Permit the Exchange To List Flexible Exchange Options on Index and Equity Securities That Are Eligible for Non-FLEX Option...

75 FR 37868 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62369; File No. SR-NYSEArca-2010-59] Self... 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that, on June 17, 2010, NYSE Arca, Inc. (``NYSE Arca'' or the ``Exchange'') filed with the...

75 FR 37870 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62370; File No. SR-NYSEAmex-2010-62] Self... Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that, on June 17, 2010, NYSE Amex LLC (``NYSE Amex'' or the ``Exchange'') filed with...

78 FR 47467 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70067; File No. SR-NYSEARCA-2013-74] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Arca Trades Digital Media Data Feed July 30, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities...

76 FR 9397 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-02-17

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63900; File No. SR-NASDAQ-2011-026] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Additional Routing Option February 14, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')...

75 FR 501 - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61258; File No. SR-Phlx-2009-107] Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Technical Change to the Exchange's Complex Order Program December 30, 2009. Pursuant to Section 19(b)(1) of the Securities...

78 FR 36621 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69748; File No. SR-BATS-2013-032] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled ``BATS Trading, Inc. as Outbound Router'' June 12, 2013. Pursuant to Section 19(b)(1) of the Securities...

78 FR 36612 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69744; File No. SR-BYX-2013-018] Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.11, Entitled ``BATS Trading, Inc. as Outbound Router'' June 12, 2013. Pursuant to Section 19(b)(1) of the Securities...

77 FR 57611 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-09-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67836; File No. SR-NYSEArca-2012-100] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Options Rule 6.96 by Adding a New Paragraph (c) That Addresses the Authority of the Exchange or Archipelago Securities LLC...

77 FR 65030 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-24

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68066; File No. SR-NYSEMKT-2012-52] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-- Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders...

77 FR 65040 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-24

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68067; File No. SR-NYSE-2012-53] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel...

75 FR 28670 - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62102; File No. SR-BATS-2010-011] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled ``Orders and Modifiers'' May 13, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ...

78 FR 56970 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70356; File No. SR-NYSEArca-2013-86] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

78 FR 58364 - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70427; File No. SR-BOX-2013-43] Self-Regulatory... Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on September 5, 2013, BOX Options Exchange LLC (the ``Exchange'') filed with the Securities and Exchange...

78 FR 23969 - Ewan 1, INC. n/k/a AccessKey IP, Inc.; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-04-23

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Ewan 1, INC. n/k/a AccessKey IP, Inc.; Order of Suspension of Trading April 19, 2013. It appears to the Securities and Exchange Commission that... AccessKey IP, Inc. (``AccessKey'') because it has not filed a periodic report since it filed its...

78 FR 65733 - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-01

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70764; File No. 4-443] Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add Miami International Securities Exchange, LLC (...

76 FR 72991 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-28

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65800; File No. SR-C2-2011-035] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to a Temporary Quote Risk Monitor Mechanism Rule November 21, 2011. Pursuant to Section 19(b)(1) of the Securities...

78 FR 49588 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-14

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70144; File No. SR-EDGA-2013-23] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule August 8, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

75 FR 497 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61249; File No. SR-DTC-2009-17] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Allow The Depository Trust Company To Provide Settlement Services to European Central Counterparty Limited for U.S. Securities Traded on European Trading Venue...

78 FR 79055 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 71158; File No. SR-NASDAQ-2013-158] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Acceptable Trade Range December 20, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1...

78 FR 77532 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71093; File No. SR-CBOE-2013-118] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 December 17, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

77 FR 9719 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-02-17

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66385; File No. SR-NYSEAmex-2012-03] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for ``Self-Trade Prevention'' on the Exchange February 13, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ...

76 FR 76793 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-08

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65869; File No. SR-Phlx-2011-161] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality December 2, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of...

77 FR 9721 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-02-17

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66386; File No. SR-NYSEArca-2012-08] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for ``Self-Trade Prevention'' on the Exchange February 13, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 193...

76 FR 50521 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-15

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65063; File No. SR-NASDAQ-2011-110] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to NASDAQ Options Market Rules August 9, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange...

76 FR 76797 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-08

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65867; File No. SR-BX-2011-080] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Optional Anti-Internalization Functionality December 2, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

75 FR 477 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-05

... trading and order management systems, the NYSE filed to delay to May 14, 2008 the operative date of the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61250; File No. SR-NYSEAmex-2009-92] Self..., 2009. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

75 FR 44040 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-27

... to their trading and order management systems, the NYSE filed to delay to May 14, 2008 the operative... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62540; File No. SR-NYSEAmex-2010-70] Self..., 2010 July 21, 2010. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act...

76 FR 42150 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-18

... to make certain changes to their trading and order management systems, the NYSE filed to delay to May... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64860; File No. SR-NYSE-2011-32] Self..., 2011 July 12, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act...

78 FR 79033 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-27

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71167; File No. SR-NASDAQ-2013-160] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of ``System Securities'' in NASDAQ Rule 4751 December 20, 2013. Pursuant to Section 19(b)(1) of the...

76 FR 72467 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65779; File No. SR-Phlx-2011-152] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality November 17, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\...

31 CFR 306.100 - Transferable securities.

Code of Federal Regulations, 2013 CFR

2013-07-01

... 31 Money and Finance:Treasury 2 2013-07-01 2013-07-01 false Transferable securities. 306.100.... SECURITIES Transfer Through Judicial Proceedings § 306.100 Transferable securities. The Department will recognize valid judicial proceedings affecting the ownership of or interest in transferable securities, upon...

31 CFR 306.100 - Transferable securities.

Code of Federal Regulations, 2011 CFR

2011-07-01

... 31 Money and Finance:Treasury 2 2011-07-01 2011-07-01 false Transferable securities. 306.100.... SECURITIES Transfer Through Judicial Proceedings § 306.100 Transferable securities. The Department will recognize valid judicial proceedings affecting the ownership of or interest in transferable securities, upon...

31 CFR 306.100 - Transferable securities.

Code of Federal Regulations, 2012 CFR

2012-07-01

... 31 Money and Finance:Treasury 2 2012-07-01 2012-07-01 false Transferable securities. 306.100.... SECURITIES Transfer Through Judicial Proceedings § 306.100 Transferable securities. The Department will recognize valid judicial proceedings affecting the ownership of or interest in transferable securities, upon...

31 CFR 306.100 - Transferable securities.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 31 Money and Finance: Treasury 2 2010-07-01 2010-07-01 false Transferable securities. 306.100.... SECURITIES Transfer Through Judicial Proceedings § 306.100 Transferable securities. The Department will recognize valid judicial proceedings affecting the ownership of or interest in transferable securities, upon...

75 FR 23755 - Combined Notice of Filings #1

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-04

... securities filings: Docket Numbers: ES10-35-000. Applicants: American Transmission Company LLC, ATC... Reliability Corporation for Approval of Interpretation to Reliability Standard CIP- 001--Cyber Security... Corporation for Approval of Interpretation to Reliability Standard [[Page 23756

Software Implements a Space-Mission File-Transfer Protocol

NASA Technical Reports Server (NTRS)

Rundstrom, Kathleen; Ho, Son Q.; Levesque, Michael; Sanders, Felicia; Burleigh, Scott; Veregge, John

2004-01-01

CFDP is a computer program that implements the CCSDS (Consultative Committee for Space Data Systems) File Delivery Protocol, which is an international standard for automatic, reliable transfers of files of data between locations on Earth and in outer space. CFDP administers concurrent file transfers in both directions, delivery of data out of transmission order, reliable and unreliable transmission modes, and automatic retransmission of lost or corrupted data by use of one or more of several lost-segment-detection modes. The program also implements several data-integrity measures, including file checksums and optional cyclic redundancy checks for each protocol data unit. The metadata accompanying each file can include messages to users application programs and commands for operating on remote file systems.

Data Publishing and Sharing Via the THREDDS Data Repository

NASA Astrophysics Data System (ADS)

Wilson, A.; Caron, J.; Davis, E.; Baltzer, T.

2007-12-01

The terms "Team Science" and "Networked Science" have been coined to describe a virtual organization of researchers tied via some intellectual challenge, but often located in different organizations and locations. A critical component to these endeavors is publishing and sharing of content, including scientific data. Imagine pointing your web browser to a web page that interactively lets you upload data and metadata to a repository residing on a remote server, which can then be accessed by others in a secure fasion via the web. While any content can be added to this repository, it is designed particularly for storing and sharing scientific data and metadata. Server support includes uploading of data files that can subsequently be subsetted, aggregrated, and served in NetCDF or other scientific data formats. Metadata can be associated with the data and interactively edited. The THREDDS Data Repository (TDR) is a server that provides client initiated, on demand, location transparent storage for data of any type that can then be served by the THREDDS Data Server (TDS). The TDR provides functionality to: * securely store and "own" data files and associated metadata * upload files via HTTP and gridftp * upload a collection of data as single file * modify and restructure repository contents * incorporate metadata provided by the user * generate additional metadata programmatically * edit individual metadata elements The TDR can exist separately from a TDS, serving content via HTTP. Also, it can work in conjunction with the TDS, which includes functionality to provide: * access to data in a variety of formats via -- OPeNDAP -- OGC Web Coverage Service (for gridded datasets) -- bulk HTTP file transfer * a NetCDF view of datasets in NetCDF, OPeNDAP, HDF-5, GRIB, and NEXRAD formats * serving of very large volume datasets, such as NEXRAD radar * aggregation into virtual datasets * subsetting via OPeNDAP and NetCDF Subsetting services This talk will discuss TDR/TDS capabilities as well as how users can install this software to create their own repositories.

76 FR 44059 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64906; File No. SR-NYSEArca-2011-49] Self... Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

76 FR 44071 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64905; File No. SR-NYSEArca-2011-50] Self... Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

78 FR 54934 - In the Matter of K's Media, File No. 500-1; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-09-06

... SECURITIES AND EXCHANGE COMMISSION In the Matter of K's Media, File No. 500-1; Order of Suspension... lack of current and accurate information concerning the securities of K's Media because it has not... of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities...

78 FR 42135 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-15

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69952; File No. SR-NYSEMKT-2013-61] Self... Stock Market Securities Traded on the Exchange Pursuant to A Grant of Unlisted Trading Privileges July 9, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4...

77 FR 63367 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68009; File No. SR-C2-2012-035] Self-Regulatory... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that... Securities and Exchange Commission (the ``Commission'') the proposed rule change as described in Items I, II...

77 FR 62558 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-15

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68020; File No. SR-CBOE-2012-094] Self... Change To Update Its Rule 31.10--Corporate Governance--in Order To Comply With New Rule 10C- 1 Under the Securities Exchange Act of 1934 October 9, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

75 FR 25002 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-06

... securities and does not propose to make a public offering or engage in business of any kind. Filing Dates... their securities and do not propose to make a public offering or engage in business of any kind. Filing... SECURITIES AND EXCHANGE COMMISSION [Release No. IC-29263] Notice of Applications for...

76 FR 21086 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-04-14

... other things, the issuer of the debt security must have at least one class of common or preferred equity... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64287; File No. SR-NYSE-2011-15] Self... 1401 To Modify the Initial Trading Market Value for Debt Securities April 8, 2011. Pursuant to Section...

75 FR 4595 - BATS Y-Exchange, Inc.; Notice of Filing of Application for Registration as a National Securities...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-28

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61400; File No. 10-198] BATS Y-Exchange, Inc... Securities Exchange Act of 1934 January 22, 2010. On October 20, 2009, BATS Y-Exchange, Inc. (``BATS Y... on BATS Y Exchange's Form 1. The Commission will take these comments into consideration in making its...

78 FR 62931 - China Ritar Power Corp., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-22

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] China Ritar Power Corp., Order of Suspension of Trading October 4, 2013. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of China Ritar Power Corp. because China Ritar Power Corp. has not filed any periodic...

76 FR 41854 - Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.; Order of Suspension of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-15

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.; Order of Suspension of Trading July 13, 2011. It appears to the Securities... securities of Aqua Society, Inc. because it has not filed any periodic reports since the period ended June 30...

75 FR 47049 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-04

... Derivative Security products under NSX Rule 15.9. Proposed Rule 11.1(c) provides for the benefit of ETP... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62601; File No. SR-NSX-2010-09] Self-Regulatory... Hours July 29, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act...

78 FR 38777 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-27

... market and to protect investors (Rule 3100(a)(2)); a halt in a Derivative Securities Product (as defined... Release No. 67091 (May 31, 2012), 77 FR 33498 (June 6, 2012). a trading halt in a Derivative Security... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69817; File No. SR-Phlx-2013-66] Self...

17 CFR 240.13d-2 - Filing of amendments to Schedules 13D or 13G.

Code of Federal Regulations, 2013 CFR

2013-04-01

...) The first electronic amendment to a paper format Schedule 13D (§ 240.13d-101 of this chapter) or... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Filing of amendments to... Under the Securities Exchange Act of 1934 Regulation 13d-G § 240.13d-2 Filing of amendments to Schedules...

17 CFR 240.13d-2 - Filing of amendments to Schedules 13D or 13G.

Code of Federal Regulations, 2014 CFR

2014-04-01

...) The first electronic amendment to a paper format Schedule 13D (§ 240.13d-101 of this chapter) or... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Filing of amendments to... Under the Securities Exchange Act of 1934 Regulation 13d-G § 240.13d-2 Filing of amendments to Schedules...

77 FR 36305 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-18

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67178; File No. SR-NYSEArca-2012-60] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .07 to NYSE Arca Rule 6.4 Allowing the Exchange To Open Short Term Option Series That Are Opened by Other Securities...

76 FR 53511 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-26

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65184; File No. SR-NYSEAmex-2011-63] Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Amending NYSE Amex Equities Rule 17(c)(2)(B) To Make Permanent the Pilot Program that Permits the Exchange To Accept Inbound Orders Routed by Archipelago Securities LLC in...

78 FR 9972 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-12

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68847; File No. SR-NASDAQ-2013-016] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for the Purpose of Amending Rule 7014(g) February 6, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (`...

78 FR 47450 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70065; File No. SR-NYSEMKT-2013-64] Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE MKT Trades Digital Media Data Feed July 30, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Ac...

78 FR 47474 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-05

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70066; File No. SR-NYSE-2013-53] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Content of the NYSE Trades Digital Media Data Feed July 30, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities...

78 FR 62774 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70630; File No. SR-Phlx-2013-96] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Table of Contents of the Pricing Schedule October 8, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (`...

75 FR 50021 - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62678; File No. SR-Phlx-2010-108] Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to a Proposed Price Improvement System, Price Improvement XL (PIXL\\SM\\) August 10, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934...

76 FR 60102 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-28

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65380; File No. SR-C2-2011-017] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Market-Maker Trade Prevention Order September 22, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act...

75 FR 43592 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-26

... SECURITIES AND EXCHANGE COMMISSION [Release No.34-62531; File No. SR-NASDAQ-2010-087] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities July 19, 2010. Pursuant to Section 19(b...

75 FR 47056 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-04

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62588; File No. SR-EDGA-2010-08] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12 July 29, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

75 FR 47040 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-04

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62587; File No. SR-EDGX-2010-08] Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12 July 29, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

77 FR 19401 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-03-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66656; File No. SR-NYSEArca-2012-22] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.45 Adding a New Paragraph (d) That Addresses the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a...

76 FR 37872 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-28

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64724; File No. SR-NASDAQ-2011-085] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Market Order Timer June 22, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and...

75 FR 34504 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-17

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62281; File No. SR-NYSEARCA-2010-52] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca US LLC Amending NYSE Arca Equities Rule 7.11 To Set Forth How the Exchange Will Handle Order Flow During a Trading Pause for a Security Listed on...

75 FR 43594 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-26

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62530; File No. SR-Phlx-2010-96] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Trading Halts in Options During a Trading Pause in the Underlying Securities July 19, 2010. Pursuant to Section 19(b)(1) of th...

78 FR 17464 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69151; File No. SR-NASDAQ-2013-033] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pre-Market Hours of the Exchange to 4:00 a.m. EST March 15, 2013. Pursuant to Section 19(b)(1) of the Securities...

76 FR 20797 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

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2011-04-13

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64252; File No. SR-EDGA-2011-09] Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGA Rule 11.9 To Introduce Additional Routing Options to the Rule April 7, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Ac...

77 FR 35101 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-12

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67147; File No. SR-Phlx-2012-72] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee June 6, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (`...

76 FR 72011 - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate...

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2011-11-21

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65744; File No. SR-C2-2011-034] Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Quote Risk Monitor Mechanism November 14, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 193...

76 FR 56847 - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-14

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65286; File No. SR-DTC-2011-07] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to a New Daily Report Subscription for Security Position Reports September 7, 2011. Pursuant to Section 19(b)(1) of...

76 FR 72486 - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-23

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65780; File No. SR-BX-2011-076] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Perform a Test of Routing Functionality November 17, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\...

Implementation of Rivest Shamir Adleman Algorithm (RSA) and Vigenere Cipher In Web Based Information System

NASA Astrophysics Data System (ADS)

Aryanti, Aryanti; Mekongga, Ikhthison

2018-02-01

Data security and confidentiality is one of the most important aspects of information systems at the moment. One attempt to secure data such as by using cryptography. In this study developed a data security system by implementing the cryptography algorithm Rivest, Shamir Adleman (RSA) and Vigenere Cipher. The research was done by combining Rivest, Shamir Adleman (RSA) and Vigenere Cipher cryptographic algorithms to document file either word, excel, and pdf. This application includes the process of encryption and decryption of data, which is created by using PHP software and my SQL. Data encryption is done on the transmit side through RSA cryptographic calculations using the public key, then proceed with Vigenere Cipher algorithm which also uses public key. As for the stage of the decryption side received by using the Vigenere Cipher algorithm still use public key and then the RSA cryptographic algorithm using a private key. Test results show that the system can encrypt files, decrypt files and transmit files. Tests performed on the process of encryption and decryption of files with different file sizes, file size affects the process of encryption and decryption. The larger the file size the longer the process of encryption and decryption.

26 CFR 301.6323(b)-1 - Protection for certain interests even though notice filed.

Code of Federal Regulations, 2012 CFR

2012-04-01

.... Because G became the holder of a security interest in a security interest after notice of lien was filed... attorney's widow, sells a set of law books for $200 to B, for B's own use. Prior to the sale a notice of... which under local law secures the reasonable price of the repair or improvement of the property if the...

26 CFR 301.6323(b)-1 - Protection for certain interests even though notice filed.

Code of Federal Regulations, 2013 CFR

2013-04-01

.... Because G became the holder of a security interest in a security interest after notice of lien was filed... attorney's widow, sells a set of law books for $200 to B, for B's own use. Prior to the sale a notice of... which under local law secures the reasonable price of the repair or improvement of the property if the...

76 FR 44069 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64907; File No. SR-NYSEAmex-2011-53] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

76 FR 44065 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64908; File No. SR-NYSEAmex-2011-52] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

76 FR 44073 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64904; File No. SR-NYSE-2011-34] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

75 FR 50030 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-16

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62685; File No. SR-OCC-2010-12] Self-Regulatory... Interest and Principal Securities on Treasury Inflation Protected Securities, Commonly Known as TIP-STRIPS... change from interested parties. \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 15 U.S.C. 78s(b)(3)(A)(i). \\3\\ 17 CFR 240...

19 CFR 103.31a - Advance electronic information for air, truck, and rail cargo; Importer Security Filing...

Code of Federal Regulations, 2010 CFR

2010-04-01

... 19 Customs Duties 1 2010-04-01 2010-04-01 false Advance electronic information for air, truck, and rail cargo; Importer Security Filing information for vessel cargo. 103.31a Section 103.31a Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY AVAILABILITY OF INFORMATION Other Information...

77 FR 4604 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

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2012-01-30

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66218; File No. SR-NYSE-2012-01] Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an NYBX Immediate-or-Cancel Order January 24, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4...

75 FR 78320 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-15

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63509; File No. SR-Phlx-2010-157] Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Complex Orders December 9, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule...

78 FR 78459 - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-26

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71145; File No. SR-OC-2013-03] Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting December 19, 2013. Pursuant to Section 19(b)(7) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ notice is...

File Transfers from Peregrine to the Mass Storage System - Gyrfalcon |

Science.gov Websites

login node or data-transfer queue node. Below is an example to access data-tranfer queue Interactively number of container files using the tar command. For example, $ cd /scratch//directory1 tar files. The rsync command is convenient for handling a large number of files. For example, make

Autonomous Data Transfer Operations for Missions

NASA Technical Reports Server (NTRS)

Repaci, Max; Baker, Paul; Brosi, Fred

2000-01-01

Automating the data transfer operation can significantly reduce the cost of moving data from a spacecraft to a location on Earth. Automated data transfer methods have been developed for the terrestrial Internet. However, they often do not apply to the space environment, since in general they are based on assumptions about connectivity that are true on the Internet but not on space links. Automated file transfer protocols have been developed for use over space links that transfer data via store-and-forward of files or segments of files. This paper investigates some of the operational concepts made possible by these protocols.

76 FR 20066 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-04-11

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64189; File No. SR-CBOE-2011-008] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed... Chicago Board Options Exchange, Incorporated (``CBOE'' or ``Exchange'') filed with the Securities and...