Sample records for security act act

  1. 75 FR 18841 - Office for Civil Rights; Privacy Act of 1974, Amended System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-13

    ... Privacy Act of 1974, Federal Information Security Management Act of 2002, Computer Security Act of 1987... 1974, Federal Information Security Management Act of 2002, Computer Security Act of 1987, the Paperwork... Oversight, the Chair of the Senate Committee on Homeland Security and Governmental Affairs, and the...

  2. 76 FR 3098 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-19

    ...: National Security Agency/Central Security Service, Freedom of Information Act and Privacy Act Office, 9800..., Privacy Act and Mandatory Declassification Review Records. System Location: National Security Agency... Information Act; 5 U.S.C. 552a, The Privacy Act of 1974 (as amended); E.O. 13526, Classified National Security...

  3. 76 FR 58786 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-22

    ... National Security Agency/Central Security System systems of records notices subject to the Privacy Act of... inquiries to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; Systems of Records AGENCY: National Security Agency/Central Security Service, Department of Defense (DoD...

  4. 78 FR 45913 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-30

    ... National Security Agency/Central Security Service systems of records subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act Office, 9800...; Systems of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to alter...

  5. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  6. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  7. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  8. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  9. Domestic Security Cooperation: A Unified Approach to Homeland Security and Defense

    DTIC Science & Technology

    2012-09-01

    counter the threats to homeland security that included the Espionage Act of 1917 and the Sedition Act of 1918. National Defense Act of 1916...the threats to homeland security that included the Espionage Act of 1917 and the Sedition Act of 1918. The Espionage Act of 1917 outlawed interfering...years or both.”12 The Sedition Act of 1918 broadened this law by including the U.S. government and prohibited uttering, printing, writing, or

  10. 17 CFR 239.18 - Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... under the Securities Act of 1933 of securities of certain real estate companies. 239.18 Section 239.18... Securities Act of 1933 of securities of certain real estate companies. This form shall be used for registration under the Securities Act of 1933 of (a) securities issued by real estate investment trusts, as...

  11. 17 CFR 239.18 - Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... under the Securities Act of 1933 of securities of certain real estate companies. 239.18 Section 239.18... Securities Act of 1933 of securities of certain real estate companies. This form shall be used for registration under the Securities Act of 1933 of (a) securities issued by real estate investment trusts, as...

  12. 75 FR 67697 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-03

    ... National Security Agency's record system notices for records systems subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act (FOIA)/Privacy Act Office...; Systems of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to add a...

  13. 75 FR 43494 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... National Security Agency's record system notices for records systems subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act and Privacy Act Office, 9800...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to...

  14. 76 FR 58007 - Privacy Act of 1974; Report of a New System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-19

    ... Social Security Act (the Act). The system of records will contain personally identifiable information... and Medicaid Innovation, Centers for Medicare & Medicaid Services, 7500 Security Boulevard, Mailstop... Social Security Act (the Act) (42 U.S.C. 1395 et seq.) by adding new section 1899 to the Act to establish...

  15. 75 FR 30411 - Privacy Act of 1974; Report of a Modified or Altered System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-01

    ... Privacy Act of 1974; the Federal Information Security Management Act of 2002; the Computer Fraud and Abuse... Security Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the Health Insurance Portability... systems and data files necessary for compliance with Title XI, Part C of the Social Security Act because...

  16. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Securities Act industry guides... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry... claims and claim adjustment expenses of property-casualty insurance underwriters. (g) Guide 7...

  17. 17 CFR 210.12-12A - Investments-securities sold short.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Investments-securities sold... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules...

  18. 17 CFR 210.12-12A - Investments-securities sold short.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Investments-securities sold... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules...

  19. 76 FR 4489 - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-26

    ... Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Securities and Exchange Commission... Reform and Consumer Protection Act (the ``Act'') related to asset-backed securities (``ABS'').\\11... securities. The Act broadened the mission of the MSRB to include the protection of state and local...

  20. 75 FR 56079 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-15

    ... to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to amend a system of records. SUMMARY: The National Security Agency/Central Security Service is proposing to...

  1. 77 FR 56628 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-13

    ... to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to add a system of records. SUMMARY: The National Security Agency/Central Security Service proposes to add a new...

  2. 3 CFR 8546 - Proclamation 8546 of August 13, 2010. 75th Anniversary of the Social Security Act

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... Anniversary of the Social Security Act 8546 Proclamation 8546 Presidential Documents Proclamations Proclamation 8546 of August 13, 2010 Proc. 8546 75th Anniversary of the Social Security ActBy the President of... into law the Social Security Act to protect ordinary Americans “against the loss of a job and against...

  3. 17 CFR 240.15b5-1 - Extension of registration for purposes of the Securities Investor Protection Act of 1970 after...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... purposes of the Securities Investor Protection Act of 1970 after cancellation or revocation. 240.15b5-1... purposes of the Securities Investor Protection Act of 1970 after cancellation or revocation. Commission... member within the meaning of Section 3(a)(2) of the Securities Investor Protection Act of 1970 for...

  4. 77 FR 70796 - Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... privacy issues, please contact: Jonathan Cantor, (202-343-1717), Acting Chief Privacy Officer, Privacy... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security Administration System of Records AGENCY: Privacy...

  5. 17 CFR 229.802 - Exchange Act industry guides.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Exchange Act industry guides. 229.802 Section 229.802 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.802 Exchange Act industry...

  6. 17 CFR 229.802 - Exchange Act industry guides.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Exchange Act industry guides. 229.802 Section 229.802 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.802 Exchange Act industry...

  7. 17 CFR 229.802 - Exchange Act industry guides.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Exchange Act industry guides. 229.802 Section 229.802 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.802 Exchange Act industry...

  8. 17 CFR 229.802 - Exchange Act industry guides.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Exchange Act industry guides. 229.802 Section 229.802 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.802 Exchange Act industry...

  9. 17 CFR 229.802 - Exchange Act industry guides.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Exchange Act industry guides. 229.802 Section 229.802 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.802 Exchange Act industry...

  10. 77 FR 70796 - Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ...; email: [email protected] . For privacy issues please contact: Jonathan Cantor, (202-343-1717), Acting... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security Administration System of Records AGENCY: Privacy...

  11. 76 FR 49698 - Covered Securities Pursuant to Section 18 of the Securities Act of 1933

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-11

    ... [Release No. 33-9251; File No. S7-31-11] RIN 3235-AL20 Covered Securities Pursuant to Section 18 of the... under Section 18 of the Securities Act of 1933 (``Securities Act''), as amended, to designate certain securities on BATS Exchange, Inc. (``BATS'' or ``Exchange'') as covered securities for purposes of Section 18...

  12. Maritime security : progress made in implementing Maritime Transportation Security Act, but concerns remain : statement of Margaret Wrightson, Director, Homeland Security and Justice Issues

    DOT National Transportation Integrated Search

    2003-09-09

    After the events of September 11, 2001, concerns were raised over the security of U.S. ports and waterways. In response to the concerns over port security, Congress passed the Maritime Transportation Security Act in November 2002. The act created a b...

  13. 75 FR 25904 - Privacy Act of 1974; as Amended; Proposed Alteration to an Existing Privacy Act System of Records...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-10

    ... SOCIAL SECURITY ADMINISTRATION Privacy Act of 1974; as Amended; Proposed Alteration to an Existing Privacy Act System of Records, Housekeeping Changes, and New Routine Uses AGENCY: Social Security..., Social Security number (SSN), date of birth, address, and other relevant information about persons who...

  14. 77 FR 30595 - Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-23

    ...In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') (collectively, the ``Commissions''), in consultation with the Board of Governors of the Federal Reserve System (``Board''), are adopting new rules and interpretive guidance under the Commodity Exchange Act (``CEA''), and the Securities Exchange Act of 1934 (``Exchange Act''), to further define the terms ``swap dealer,'' ``security-based swap dealer,'' ``major swap participant,'' ``major security-based swap participant,'' and ``eligible contract participant.''

  15. 75 FR 79992 - End-User Exception to Mandatory Clearing of Security-Based Swaps

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-21

    ...In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing new Rule 3Cg-1 under the Securities Exchange Act of 1934 (``Exchange Act'') governing the exception to mandatory clearing of security-based swaps available for counterparties meeting certain conditions. The Commission is requesting comments on the proposed rule and related matters.

  16. 17 CFR 250.14 - Exemption of acquisitions of securities of power supply companies from section 9(a)(2) of the Act.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... securities of power supply companies from section 9(a)(2) of the Act. 250.14 Section 250.14 Commodity and... of securities of power supply companies from section 9(a)(2) of the Act. (a) An electric utility... exempt from section 9(a)(2) of the Act with respect to the acquisition of any security of a power supply...

  17. 17 CFR 250.14 - Exemption of acquisitions of securities of power supply companies from section 9(a)(2) of the Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... securities of power supply companies from section 9(a)(2) of the Act. 250.14 Section 250.14 Commodity and... of securities of power supply companies from section 9(a)(2) of the Act. (a) An electric utility... exempt from section 9(a)(2) of the Act with respect to the acquisition of any security of a power supply...

  18. 17 CFR 210.12-13 - Investments other than securities.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Investments other than... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules...

  19. 17 CFR 210.12-13 - Investments other than securities.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Investments other than... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules...

  20. 6 CFR 1002.4 - Responses to Privacy Act requests.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 6 Domestic Security 1 2014-01-01 2014-01-01 false Responses to Privacy Act requests. 1002.4 Section 1002.4 Domestic Security PRIVACY AND CIVIL LIBERTIES OVERSIGHT BOARD IMPLEMENTATION OF THE PRIVACY ACT OF 1974 § 1002.4 Responses to Privacy Act requests. (a) Acknowledgement. The Privacy Act Officer...

  1. 76 FR 31350 - Cruise Vessel Safety and Security Act of 2010, Available Technology

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-31

    ... DEPARTMENT OF HOMELAND SECURITY Coast Guard [Docket No. USCG-2011-0357] Cruise Vessel Safety and Security Act of 2010, Available Technology AGENCY: Coast Guard, DHS. ACTION: Notice of request for comments... Security and Safety Act of 2010(CVSSA), specifically related to video recording and overboard detection...

  2. 78 FR 76662 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... rules and forms related to the offer and sale of securities pursuant to Section 3(b) of the Securities...

  3. 77 FR 62059 - Privacy Act of 1974, as Amended; Revisions to Existing Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-11

    ... and forms, microfilm or microfiche, and in computer processable storage media such as personnel system... 1974; the Federal Information Security Management Act of 2002; the Computer Fraud and Abuse Act of 1986... apply: The Privacy Act of 1974; the Federal Information Security Management Act of 2002; the Computer...

  4. 76 FR 39927 - Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-07

    ... generally subject to certain antifraud and anti-manipulation provisions under the Exchange Act. This is... specific antifraud and anti-manipulation provisions (including Exchange Act section 10(b)).\\25\\ Accordingly... application of those Exchange Act antifraud and anti-manipulation provisions, as well as Securities Act...

  5. 77 FR 69517 - Order Granting Exmeptions From Specified Provisions of the Securities Exchange Act and the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-19

    ..., 2012: Investment Company Act of 1940; Release No. 30261/November 14, 2012] Order Granting Exmeptions From Specified Provisions of the Securities Exchange Act and the Investment Company Act and Certain...(C) and Section 38(A) of the Investment Company Act of 1940 Granting Exemptions From Specified...

  6. 78 FR 25282 - Privacy Act of 1974; Department of Homeland Security Federal Emergency Management Agency-008...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-30

    ... Assistance Files System of Records AGENCY: Privacy Office, Department of Homeland Security. ACTION: Notice of Privacy Act System of Records. SUMMARY: In accordance with the Privacy Act of 1974, the Department of Homeland Security proposes to update and reissue a current Department of Homeland Security system of...

  7. 17 CFR 229.1013 - (Item 1013) Purposes, alternatives, reasons and effects in a going-private transaction.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ..., alternatives, reasons and effects in a going-private transaction. 229.1013 Section 229.1013 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975...

  8. 17 CFR 229.908 - (Item 908) Reasons for and alternatives to the roll-up transaction.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... alternatives to the roll-up transaction. 229.908 Section 229.908 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Roll-Up...

  9. 17 CFR 229.908 - (Item 908) Reasons for and alternatives to the roll-up transaction.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... alternatives to the roll-up transaction. 229.908 Section 229.908 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Roll-Up...

  10. 17 CFR 229.1013 - (Item 1013) Purposes, alternatives, reasons and effects in a going-private transaction.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ..., alternatives, reasons and effects in a going-private transaction. 229.1013 Section 229.1013 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975...

  11. 17 CFR 229.1013 - (Item 1013) Purposes, alternatives, reasons and effects in a going-private transaction.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ..., alternatives, reasons and effects in a going-private transaction. 229.1013 Section 229.1013 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975...

  12. 17 CFR 229.1013 - (Item 1013) Purposes, alternatives, reasons and effects in a going-private transaction.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ..., alternatives, reasons and effects in a going-private transaction. 229.1013 Section 229.1013 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975...

  13. 17 CFR 229.1013 - (Item 1013) Purposes, alternatives, reasons and effects in a going-private transaction.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ..., alternatives, reasons and effects in a going-private transaction. 229.1013 Section 229.1013 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975...

  14. 17 CFR 229.908 - (Item 908) Reasons for and alternatives to the roll-up transaction.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... alternatives to the roll-up transaction. 229.908 Section 229.908 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Roll-Up...

  15. 17 CFR 229.908 - (Item 908) Reasons for and alternatives to the roll-up transaction.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... alternatives to the roll-up transaction. 229.908 Section 229.908 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Roll-Up...

  16. 77 FR 34068 - Notice Pursuant to the National Cooperative Research and Production Act of 1993-Secure Content...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-08

    ... DEPARTMENT OF JUSTICE Antitrust Division Notice Pursuant to the National Cooperative Research and Production Act of 1993--Secure Content Storage Association, LLC Notice is hereby given that, on May 3, 2012, pursuant to Section 6(a) of the National Cooperative Research and Production Act of 1993, 15 U.S.C. 4301 et seq. (``the Act''), the Secure...

  17. 17 CFR 210.3-07-210.3-08 - [Reserved

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF... ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 General Instructions As to Financial Statements §§ 210.3-07—210.3-08 [Reserved] ...

  18. 77 FR 70213 - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-23

    ...In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission''), pursuant to the Securities Exchange Act of 1934 (``Exchange Act''), is proposing capital and margin requirements for security-based swap dealers (``SBSDs'') and major security-based swap participants (``MSBSPs''), segregation requirements for SBSDs, and notification requirements with respect to segregation for SBSDs and MSBSPs. The Commission also is proposing to increase the minimum net capital requirements for broker-dealers permitted to use the alternative internal model-based method for computing net capital (``ANC broker-dealers'').

  19. 76 FR 21373 - Privacy Act of 1974; Report of a New System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-15

    ... Information Security Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the Health Insurance... 1974; the Federal Information Security Management Act of 2002; the Computer Fraud and Abuse Act of 1986... established by State law; (3) support litigation involving the Agency; (4) combat fraud, waste, and abuse in...

  20. 20 CFR 638.528 - Social Security.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 20 Employees' Benefits 3 2011-04-01 2011-04-01 false Social Security. 638.528 Section 638.528... TITLE IV-B OF THE JOB TRAINING PARTNERSHIP ACT Center Operations § 638.528 Social Security. The Act provides that students are covered by title II of the Social Security Act (42 U.S.C. 401 et seq.) and shall...

  1. 17 CFR 240.12h-1 - Exemptions from registration under section 12(g) of the Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Exemptions from registration under section 12(g) of the Act. 240.12h-1 Section 240.12h-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934...

  2. 20 CFR 638.528 - Social Security.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 20 Employees' Benefits 3 2012-04-01 2012-04-01 false Social Security. 638.528 Section 638.528... TITLE IV-B OF THE JOB TRAINING PARTNERSHIP ACT Center Operations § 638.528 Social Security. The Act provides that students are covered by title II of the Social Security Act (42 U.S.C. 401 et seq.) and shall...

  3. 20 CFR 638.528 - Social Security.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 3 2010-04-01 2010-04-01 false Social Security. 638.528 Section 638.528... TITLE IV-B OF THE JOB TRAINING PARTNERSHIP ACT Center Operations § 638.528 Social Security. The Act provides that students are covered by title II of the Social Security Act (42 U.S.C. 401 et seq.) and shall...

  4. 75 FR 66811 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-29

    ... Law 111-203, to prohibit fraud, manipulation, and deception in connection with security-based swaps. 3... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange...

  5. 76 FR 44057 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-22

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... (DTC). DTC operates an automated, centralized system for book-entry movement of securities positions in...

  6. 20 CFR 404.1200 - General.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD-AGE, SURVIVORS AND DISABILITY INSURANCE (1950... 218 of the Act. Under section 218 of the Social Security Act (the Act) a State may ask the Commissioner of Social Security to enter into an agreement to extend Federal old-age, survivors, disability and...

  7. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY... to be used; (2) All alternative treatments within Generally Accepted Accounting Principles for...

  8. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY... to be used; (2) All alternative treatments within Generally Accepted Accounting Principles for...

  9. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY... to be used; (2) All alternative treatments within Generally Accepted Accounting Principles for...

  10. IT Security on Campus: A Fragile Equilibrium.

    ERIC Educational Resources Information Center

    Wada, Kent

    2003-01-01

    Considers how to provide appropriate levels of information technology (IT) security in the higher education environment. Discusses implications of the Digital Millennium Copyright Act, the USA Patriot Act, the Health Insurance Portability and Accountability Act of 1996, California Information Practices Act, VISA USA Cardholder Information Security…

  11. Domestic Security Cooperation: A Unified Approach to Homeland Security and Defense

    DTIC Science & Technology

    2012-05-17

    recommend non-materiel or materiel approaches 8 David A. Shirk, “Transnational Crime , U.S...the Sedition Act of 1918, captured this periods approach to homeland security and defense. The Espionage Act of 1917 outlawed interfering with any...10,000 or imprisonment for not more than twenty years or both.26 The Sedition Act of 1918 broadened the laws set out in the Espionage Act of 1917 by

  12. 17 CFR 210.8-02 - Annual financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Annual financial statements... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of...

  13. 20 CFR 422.210 - Judicial review.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Employees' Benefits SOCIAL SECURITY ADMINISTRATION ORGANIZATION AND PROCEDURES Procedures of the Office of... Social Security Act, or of health services to be provided by a health maintenance organization without...) of the Act). The Social Security Act does not provide for a right to judicial review of a final...

  14. 17 CFR 210.12-10-210.12-11 - [Reserved

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF... ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules §§ 210.12-10—210.12-11 [Reserved] for management investment companies ...

  15. 17 CFR 210.12-10-210.12-11 - [Reserved

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF... ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules §§ 210.12-10—210.12-11 [Reserved] for management investment companies ...

  16. 77 FR 39749 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-05

    ... advertising in securities offerings conducted pursuant to Rule 506 of Regulation D under the Securities Act... Startups Act. At times, changes in Commission priorities require alterations in the scheduling of meeting...

  17. 76 FR 49494 - Privacy Act of 1974; Department of Homeland Security United States Coast Guard DHS/USCG-027...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-10

    ... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2011-0062] Privacy Act of 1974; Department of Homeland Security United States Coast Guard DHS/USCG-027 Recruiting Files System of... accordance with the Privacy Act of 1974 the Department of Homeland Security proposes to update and reissue an...

  18. 17 CFR 239.24 - Form N-5, form for registration of small business investment company under the Securities Act of...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... registration of small business investment company under the Securities Act of 1933 and the Investment Company... N-5, form for registration of small business investment company under the Securities Act of 1933 and... of 1933 of securities issued by any small business investment company which is registered under the...

  19. 5 CFR Appendix A to Subpart F of... - Standards for a Merit System of Personnel Administration

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ...). Employment Security (Unemployment Insurance and Employment Services), Social Security Act (Title III), as amended by the Social Security Act Amendments of 1939, Section 301, on August 10, 1939, and the Wagner....C. 49d(b). Grants to States for Old-Age Assistance for the Aged (Title I of the Social Security Act...

  20. 5 CFR Appendix A to Subpart F of... - Standards for a Merit System of Personnel Administration

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ...). Employment Security (Unemployment Insurance and Employment Services), Social Security Act (Title III), as amended by the Social Security Act Amendments of 1939, Section 301, on August 10, 1939, and the Wagner....C. 49d(b). Grants to States for Old-Age Assistance for the Aged (Title I of the Social Security Act...

  1. 17 CFR 210.3-19 - [Reserved

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY... POLICY AND CONSERVATION ACT OF 1975 General Instructions As to Financial Statements § 210.3-19 [Reserved] ...

  2. 75 FR 6231 - Securities Act of 1933; Securities Exchange Act of 1934; Order Regarding Review of FASB...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-08

    ... Financial Accounting Standards Board (``FASB'') and its parent organization, the Financial Accounting... recognizing the FASB's financial accounting and reporting standards as ``generally accepted'' under Section...; Securities Exchange Act of 1934; Order Regarding Review of FASB Accounting Support Fee for 2010 Under Section...

  3. 17 CFR 210.8-08 - Age of financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Age of financial statements... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of...

  4. 78 FR 16869 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Employee...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-19

    ... for OMB Review; Comment Request; Employee Retirement Income Security Act of 1974 Investment Manager... Retirement Income Security Act of 1974 Investment Manager Electronic Registration,'' to the Office of... order to meet the definition of investment manager under Employee Retirement Income Security Act of 1974...

  5. 76 FR 6596 - Submission for OMB Review; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-07

    .... The Food Security Act of 1985 permits the states to establish ``central filing systems.'' These... in section 1324 of the Food Security Act of 1985. The information received from the State is... responsibility for the Clear Title Program (Section 1324 of the Food Security Act of 1985. Clear Title Program...

  6. 75 FR 39273 - Energy Independence and Security Act (Pub. L. 110-140)

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-08

    ... DEPARTMENT OF THE INTERIOR U.S. Geological Survey Energy Independence and Security Act (Pub. L... Resource Assessment Methodology. SUMMARY: In 2007, the Energy Independence and Security Act (Pub. L. 110... provide important information to evaluate the potential for CO 2 storage as a mitigation option for global...

  7. 32 CFR 199.8 - Double coverage.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... the Social Security Act (42 U.S.C. 1396 et seq.). (2) The provision in paragraph (a)(1) of this... administered under title XIX of the Social Security Act (Medicaid); (ii) Coverage specifically designed to... under Title XIX of the Social Security Act (Medicaid) are never considered to be available in the...

  8. 76 FR 44332 - Privacy Act of 1974; Notice of Updated Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-25

    ... are safeguarded in accordance with the requirements of the Privacy Act, the Computer Security Act, and... Security Numbers, birth dates and credit card numbers or other banking information, and (2) contract... bidders and buyers, including, but not limited to, names, phone numbers, addresses, Social Security...

  9. 17 CFR 239.39 - Form F-9, for registration under the Securities Act of 1933 of certain investment grade debt or...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... under the Securities Act of 1933 of certain investment grade debt or investment grade preferred... Statements § 239.39 Form F-9, for registration under the Securities Act of 1933 of certain investment grade debt or investment grade preferred securities of certain Canadian issuers. (a) Form F-9 may be used for...

  10. 3 CFR - The Energy Independence and Security Act of 2007

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 3 The President 1 2010-01-01 2010-01-01 false The Energy Independence and Security Act of 2007 Presidential Documents Other Presidential Documents Memorandum of January 26, 2009 The Energy Independence and Security Act of 2007 Memorandum for the Secretary of Transportation [and] the Administrator of the National Highway Traffic Safety...

  11. 42 CFR 435.115 - Individuals deemed to be receiving AFDC.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... collection of child or spousal support under title IV-D of the Social Security Act results in the termination of AFDC eligibility in accordance with section 406(h) of the Social Security Act. States must... eligible spouse of such relative as described in section 406(b) of the Social Security Act) who: (1...

  12. 17 CFR 229.1007 - (Item 1007) Source and amount of funds or other consideration.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Mergers and.... Disclose any alternative financing arrangements or alternative financing plans in the event the primary...

  13. 17 CFR 229.1007 - (Item 1007) Source and amount of funds or other consideration.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Mergers and.... Disclose any alternative financing arrangements or alternative financing plans in the event the primary...

  14. 17 CFR 229.1007 - (Item 1007) Source and amount of funds or other consideration.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Mergers and.... Disclose any alternative financing arrangements or alternative financing plans in the event the primary...

  15. 17 CFR 229.1007 - (Item 1007) Source and amount of funds or other consideration.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Mergers and.... Disclose any alternative financing arrangements or alternative financing plans in the event the primary...

  16. 78 FR 22580 - Millington Securities, Inc. and Millington Exchange Traded MAVINS Fund, LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-16

    ... security for inclusion in the Fund's portfolio to have aggregate investment characteristics, fundamental... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30459; File No. 812-13887... an order under section 6(c) of the Investment Company Act of 1940 (the ``Act'') for an exemption from...

  17. 32 CFR 199.8 - Double coverage.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ..., except in the case of a plan administered under title XIX of the Social Security Act (42 U.S.C. 1396 et... not include: (i) Plans administered under title XIX of the Social Security Act (Medicaid); (ii... under Title XIX of the Social Security Act (Medicaid) are never considered to be available in the...

  18. 42 CFR 447.510 - Requirements for manufacturers.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... report must include: (1) AMP, calculated in accordance with section 1927(k)(1) of the Social Security Act... provided for in section 1927(k)(1) of the Social Security Act. (ii) A manufacturer may choose to... should be calculated based on section 1927(k)(1) of the Social Security Act, except the period covered...

  19. 78 FR 6331 - Agency Information Collection Activities: Proposed Collection; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-30

    ... Section 1876 of the Social Security Act are required to submit a budget and enrollment forecast, semi... under Section 1833 of the Social Security Act are required to submit a budget and enrollment forecast... Social Security Act. The purposes of the revisions were to implement some changes in response to the...

  20. 77 FR 48207 - Further Definition of “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”; Mixed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-13

    ...In accordance with section 712(a)(8), section 712(d)(1), sections 712(d)(2)(B) and (C), sections 721(b) and (c), and section 761(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''), the Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') (collectively, ``Commissions''), in consultation with the Board of Governors of the Federal Reserve System (``Board''), are jointly adopting new rules and interpretations under the Commodity Exchange Act (``CEA'') and the Securities Exchange Act of 1934 (``Exchange Act'') to further define the terms ``swap,'' ``security-based swap,'' and ``security-based swap agreement'' (collectively, ``Product Definitions''); regarding ``mixed swaps;'' and governing books and records with respect to ``security-based swap agreements.'' The CFTC requests comment on its interpretation concerning forwards with embedded volumetric optionality, contained in Section II.B.2.(b)(ii) of this release.

  1. 76 FR 27674 - PennantPark Investment Corporation, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29665; 812-13772] PennantPark Investment Corporation, et al.; Notice of Application May 6, 2011. AGENCY: Securities and Exchange... Investment Company Act of 1940 (the ``Act'') for an exemption from sections 18(a) and 61(a) of the Act...

  2. 6 CFR 1002.3 - Privacy Act requests.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 6 Domestic Security 1 2014-01-01 2014-01-01 false Privacy Act requests. 1002.3 Section 1002.3 Domestic Security PRIVACY AND CIVIL LIBERTIES OVERSIGHT BOARD IMPLEMENTATION OF THE PRIVACY ACT OF 1974 § 1002.3 Privacy Act requests. (a) Requests to determine if you are the subject of a record. You may...

  3. 75 FR 50846 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/ALL-001...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-18

    ... INFORMATION CONTACT: For general questions and privacy issues please contact: Mary Ellen Callahan (703-235...] Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/ALL--001 Freedom of Information Act and Privacy Act Records System of Records AGENCY: Privacy Office, DHS. ACTION: Final rule...

  4. Modifications to the HIPAA Privacy, Security, Enforcement, and Breach Notification rules under the Health Information Technology for Economic and Clinical Health Act and the Genetic Information Nondiscrimination Act; other modifications to the HIPAA rules.

    PubMed

    2013-01-25

    The Department of Health and Human Services (HHS or ``the Department'') is issuing this final rule to: Modify the Health Insurance Portability and Accountability Act (HIPAA) Privacy, Security, and Enforcement Rules to implement statutory amendments under the Health Information Technology for Economic and Clinical Health Act (``the HITECH Act'' or ``the Act'') to strengthen the privacy and security protection for individuals' health information; modify the rule for Breach Notification for Unsecured Protected Health Information (Breach Notification Rule) under the HITECH Act to address public comment received on the interim final rule; modify the HIPAA Privacy Rule to strengthen the privacy protections for genetic information by implementing section 105 of Title I of the Genetic Information Nondiscrimination Act of 2008 (GINA); and make certain other modifications to the HIPAA Privacy, Security, Breach Notification, and Enforcement Rules (the HIPAA Rules) to improve their workability and effectiveness and to increase flexibility for and decrease burden on the regulated entities.

  5. 78 FR 10169 - Federal Advisory Committee Act; Communications Security, Reliability, and Interoperability Council

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-13

    ... Location Accuracy, Network Security Best Practices, DNSSEC Implementation Practices for ISPs, Secure BGP... FEDERAL COMMUNICATIONS COMMISSION Federal Advisory Committee Act; Communications Security... persons that the Federal Communications Commission's (FCC) Communications Security, Reliability, and...

  6. 75 FR 44804 - Privacy Act of 1974; Notice of a New Privacy Act System of Records (SORN), Ginnie Mae Mortgage...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-29

    ...The Department proposes to establish a new Privacy Act SORN subject to the Privacy Act of 1974 (5 U.S.C. 552a), as amended, entitled Ginnie Mae Mortgage-Backed Security Unclaimed Funds System. The new record system will be used to track unclaimed security holder payments. Such unclaimed payments are owed to certificate holders of Ginnie Mae-guaranteed mortgage-backed securities who cannot be located by the Ginnie Mae servicer. Ginnie Mae tracks this information to ensure that security holders are paid properly.

  7. 17 CFR 230.133 - Definition for purposes of section 5 of the Act, of “sale”, “offer”, “offer to sell”, and “offer...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Definition for purposes of... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.133 Definition for purposes of section 5 of the Act, of “sale”, “offer...

  8. 76 FR 34277 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-13

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting [[Page 34278

  9. 45 CFR 287.105 - What provisions of the Social Security Act govern the NEW Program?

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 45 Public Welfare 2 2011-10-01 2011-10-01 false What provisions of the Social Security Act govern the NEW Program? 287.105 Section 287.105 Public Welfare Regulations Relating to Public Welfare OFFICE....105 What provisions of the Social Security Act govern the NEW Program? NEW Programs are subject only...

  10. 20 CFR 410.530 - Reductions; excess earnings.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 410.530 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL COAL MINE HEALTH AND SAFETY ACT OF...), (h), (j), and (l) of the Social Security Act (42 U.S.C. 403 (b), (f), (g), (h), (j), and (l)), as if such benefit payments were benefits payable under section 202 of the Social Security Act (42 U.S.C. 402...

  11. 6 CFR 5.34 - Standards of conduct for administration of the Privacy Act.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 6 Domestic Security 1 2010-01-01 2010-01-01 false Standards of conduct for administration of the Privacy Act. 5.34 Section 5.34 Domestic Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY DISCLOSURE OF RECORDS AND INFORMATION Privacy Act § 5.34 Standards of conduct for administration of the...

  12. 77 FR 25007 - Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-26

    ... the Securities Exchange Act of 1934 (``Exchange Act'') concerning large trader reporting to assist the... persons are referred to as ``large traders'').\\1\\ \\1\\ See Securities Exchange Act Release No. 64976 (July... person is a large trader: (1) Any transaction that is part of an offering of securities by or on behalf...

  13. 45 CFR 287.105 - What provisions of the Social Security Act govern the NEW Program?

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... 45 Public Welfare 2 2014-10-01 2012-10-01 true What provisions of the Social Security Act govern the NEW Program? 287.105 Section 287.105 Public Welfare Regulations Relating to Public Welfare OFFICE....105 What provisions of the Social Security Act govern the NEW Program? NEW Programs are subject only...

  14. 45 CFR 287.105 - What provisions of the Social Security Act govern the NEW Program?

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... 45 Public Welfare 2 2013-10-01 2012-10-01 true What provisions of the Social Security Act govern the NEW Program? 287.105 Section 287.105 Public Welfare Regulations Relating to Public Welfare OFFICE....105 What provisions of the Social Security Act govern the NEW Program? NEW Programs are subject only...

  15. 45 CFR 287.105 - What provisions of the Social Security Act govern the NEW Program?

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 45 Public Welfare 2 2012-10-01 2012-10-01 false What provisions of the Social Security Act govern the NEW Program? 287.105 Section 287.105 Public Welfare Regulations Relating to Public Welfare OFFICE....105 What provisions of the Social Security Act govern the NEW Program? NEW Programs are subject only...

  16. 77 FR 44642 - Privacy Act of 1974; Department of Homeland Security U.S. Customs and Border Protection-DHS/CBP...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-30

    ... 1974; Department of Homeland Security U.S. Customs and Border Protection-DHS/CBP-009 Electronic System for Travel Authorization (ESTA) System of Records AGENCY: Privacy Office, Department of Homeland Security. ACTION: Notice of Privacy Act system of records. SUMMARY: In accordance with the Privacy Act of...

  17. 42 CFR 436.114 - Individuals deemed to be receiving AFDC.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... increased collection of child or spousal support under title IV-D of the Social Security Act results in the termination of AFDC eligibility in accordance with section 406(h) of the Social Security Act. States must... eligible spouse of such relative as described in section 406(b) of the Social Security Act) who: (1...

  18. 45 CFR 287.105 - What provisions of the Social Security Act govern the NEW Program?

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 45 Public Welfare 2 2010-10-01 2010-10-01 false What provisions of the Social Security Act govern the NEW Program? 287.105 Section 287.105 Public Welfare Regulations Relating to Public Welfare OFFICE....105 What provisions of the Social Security Act govern the NEW Program? NEW Programs are subject only...

  19. 17 CFR 240.19g2-1 - Enforcement of compliance by national securities exchanges and registered securities associations...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... national securities exchanges and registered securities associations with the Act and rules and regulations... Enforcement of compliance by national securities exchanges and registered securities associations with the Act... associated with its members, a national securities exchange or registered securities association is not...

  20. 20 CFR 404.1401 - What is the interrelationship between the Railroad Retirement Act and the Old-Age, Survivors and...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Railroad Retirement Act and the Old-Age, Survivors and Disability Insurance Program of the Social Security..., SURVIVORS AND DISABILITY INSURANCE (1950- ) Interrelationship of Old-Age, Survivors and Disability Insurance... Retirement Act and the Old-Age, Survivors and Disability Insurance Program of the Social Security Act? (a...

  1. 78 FR 72720 - Arrow Investment Advisors, LLC, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30813; File No. 812-14157] Arrow Investment Advisors, LLC, et al.; Notice of Application November 26, 2013. AGENCY: Securities and...(d), and 22(e) of the Act and rule 22c-1 under the Act, under sections 6(c) and 17(b) of the Act for...

  2. 76 FR 68084 - Procedures for the Handling of Retaliation Complaints Under Section 806 of the Sarbanes-Oxley Act...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-03

    ... dealers; (ii) insurance companies; (iii) corporate issuers; (iv) issuers of asset-backed securities (as... ``whistleblower'') claims under section 806 of the Corporate and Criminal Fraud Accountability Act of 2002, Title... Systems Security Act and the Federal Railroad Safety Act, 29 CFR part 1982; the Consumer Product Safety...

  3. 42 CFR 67.105 - Control of data and availability of publications.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... PHS Act, section 1142(d) of the Social Security Act, and § 67.104 of this subpart. (b) All publications, reports, papers, statistics, or other materials developed from work supported in whole or in part by contracts under Title IX of the PHS Act or section 1142 of the Social Security Act, if applicable...

  4. 42 CFR 67.105 - Control of data and availability of publications.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... PHS Act, section 1142(d) of the Social Security Act, and § 67.104 of this subpart. (b) All publications, reports, papers, statistics, or other materials developed from work supported in whole or in part by contracts under Title IX of the PHS Act or section 1142 of the Social Security Act, if applicable...

  5. 77 FR 45721 - Consolidated Audit Trail

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-01

    ...The Securities and Exchange Commission (``Commission'') is adopting Rule 613 under the Securities Exchange Act of 1934 (``Exchange Act'' or ``Act'') to require national securities exchanges and national securities associations (``self-regulatory organizations'' or ``SROs'') to submit a national market system (``NMS'') plan to create, implement, and maintain a consolidated order tracking system, or consolidated audit trail, with respect to the trading of NMS securities, that would capture customer and order event information for orders in NMS securities, across all markets, from the time of order inception through routing, cancellation, modification, or execution.

  6. 76 FR 44059 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64906; File No. SR-NYSEArca-2011-49] Self... Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

  7. 76 FR 44071 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64905; File No. SR-NYSEArca-2011-50] Self... Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

  8. First Annual Report to Congress on Title XX of the Social Security Act.

    ERIC Educational Resources Information Center

    Department of Health, Education, and Welfare, Washington, DC.

    This annual report to Congress on Title XX of the Social Security Act reports on the operation of the 1976 fiscal year program. Preceding the report are descriptive highlights of the program. Title XX of the Social Security Act changes the role and relationships of the Department of Health, Education, and Welfare; the individual states; and…

  9. 17 CFR 210.3-12 - Age of financial statements at effective date of registration statement or at mailing date of...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Age of financial statements at... FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY... POLICY AND CONSERVATION ACT OF 1975 General Instructions As to Financial Statements § 210.3-12 Age of...

  10. 20 CFR 401.25 - Terms defined.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... Employees' Benefits SOCIAL SECURITY ADMINISTRATION PRIVACY AND DISCLOSURE OF OFFICIAL RECORDS AND.... Act means the Social Security Act. Agency means the Social Security Administration. Commissioner means the Commissioner of Social Security. Disclosure means making a record about an individual available to...

  11. 75 FR 7297 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-18

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... environmental, social, and governance disclosure and on financial reform legislation, and discussion of next...

  12. 78 FR 58354 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-23

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the...

  13. 78 FR 55128 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-09

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed...

  14. 36 CFR 1008.6 - Assuring integrity of records.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... subject to the Privacy Act be maintained with appropriate administrative, technical and physical...) Records security. Whether maintained in physical or electronic form, records subject to the Privacy Act... the system of records. The Privacy Act Officer will periodically review these security measures to...

  15. 75 FR 75187 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-02

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... liquidity, investor impact, self-regulation, accounting and Build America Bonds. The panel discussion and...

  16. Energy Independence and Security Act of 2007

    EPA Pesticide Factsheets

    This page provides an overview of the Energy Independence and Security Act (EISA) of 2007, which aims to increase U.S. energy security, develop renewable energy production, and improve vehicle fuel economy.

  17. 76 FR 44069 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64907; File No. SR-NYSEAmex-2011-53] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

  18. 76 FR 44065 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64908; File No. SR-NYSEAmex-2011-52] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

  19. 76 FR 44073 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-22

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64904; File No. SR-NYSE-2011-34] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

  20. 17 CFR 270.14a-2 - Exemption from section 14(a) of the Act for certain registered separate accounts and their...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Exemption from section 14(a... Section 270.14a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.14a-2 Exemption from section 14(a) of the Act...

  1. 17 CFR 210.5-01 - Application of §§ 210.5-01 to 210.5-04.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Application of §§ 210.5-01 to 210.5-04. 210.5-01 Section 210.5-01 Commodity and Securities Exchanges SECURITIES AND EXCHANGE...

  2. Student Conduct Administrator Knowledge of the Statistical Reporting Obligations of the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act

    ERIC Educational Resources Information Center

    DeBowes, Michael Matthew

    2014-01-01

    The "Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act" (the "Clery Act") is a consumer right-to-know law originally passed by Congress in 1900. The law requires colleges and universities receiving federal student aid to publish annually their security-related policies and crime statistics. The…

  3. 76 FR 41534 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-14

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange.... Comverse is a New York corporation that provides a variety of services in the telecommunications industry...

  4. 77 FR 72814 - Information Collection; Secure Rural Schools Act

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-06

    ... DEPARTMENT OF AGRICULTURE Forest Service Information Collection; Secure Rural Schools Act AGENCY: Forest Service, USDA. ACTION: Notice; request for comment. SUMMARY: In accordance with the Paperwork Reduction Act of 1995, this notice announces the intention of the Forest Service to seek approval to renew...

  5. 75 FR 3948 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-25

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... matters relating to climate change. At times, changes in Commission priorities require alterations in the...

  6. 78 FR 15731 - Privacy Act of 1974; Computer Matching Program

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2013-0011] Privacy Act of 1974; Computer Matching Program AGENCY: Department of Homeland Security/U.S. Citizenship and Immigration Services. ACTION: Notice. Overview Information: Privacy Act of 1974; Computer Matching Program...

  7. 78 FR 15732 - Privacy Act of 1974; Computer Matching Program

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2013-0007] Privacy Act of 1974; Computer Matching Program AGENCY: Department of Homeland Security/U.S. Citizenship and Immigration Services. ACTION: Notice. Overview Information: Privacy Act of 1974; Computer Matching Program...

  8. Suicide Awareness

    MedlinePlus

    ... Resources Resource Request System Contact Us Legal and Security Accessibility Accessibility Tools Disclaimer Privacy Act Statement & Security No Fear Act FOIA Inspector General Audits & Investigative ...

  9. 75 FR 44972 - Medicare and Medicaid Programs; Announcement of an Application From a Hospital Seeking To Enter...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-30

    ... waiver under section 1138(a)(2) of the Social Security Act (the Act), has requested to enter into an... change is likely to increase organ donation and will ensure equitable treatment for patients in both...)(1)(C) of the Social Security Act (the Act) and our regulations at Sec. 482.45. Section 1138(a)(1)(A...

  10. 77 FR 26259 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-03

    .... SUPPLEMENTARY INFORMATION: The National Security Agency systems of records notice subject to the Privacy Act of... of Records AGENCY: National Security Agency/Central Security Service. ACTION: Notice to Delete a System of Records. SUMMARY: The National Security Agency/Central Security Service is deleting a system of...

  11. 17 CFR 229.1004 - (Item 1004) Terms of the transaction.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false (Item 1004) Terms of the transaction. 229.1004 Section 229.1004 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND...

  12. 17 CFR 229.1004 - (Item 1004) Terms of the transaction.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false (Item 1004) Terms of the transaction. 229.1004 Section 229.1004 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND...

  13. 17 CFR 229.1004 - (Item 1004) Terms of the transaction.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false (Item 1004) Terms of the transaction. 229.1004 Section 229.1004 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND...

  14. 77 FR 70795 - Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... 20598-6036; email: [email protected] . For privacy issues please contact: Jonathan Cantor, (202-343... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security Administration System of Records AGENCY: Privacy...

  15. 76 FR 72922 - Federal Advisory Committee Act; Communications Security, Reliability, and Interoperability Council

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-28

    ... alerting systems, 9-1-1 location accuracy, and network security. The FCC will attempt to accommodate as... FEDERAL COMMUNICATIONS COMMISSION Federal Advisory Committee Act; Communications Security... persons that the Federal Communications Commission's (FCC) third Communications Security, Reliability, and...

  16. Privacy Act

    EPA Pesticide Factsheets

    Learn about the Privacy Act of 1974, the Electronic Government Act of 2002, the Federal Information Security Management Act, and other information about the Environmental Protection Agency maintains its records.

  17. 17 CFR 14.4 - Violation of Commodity Exchange Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Violation of Commodity Exchange Act. 14.4 Section 14.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION... Exchange Act. The Commission may deny, temporarily or permanently, the privilege of appearing or practicing...

  18. 78 FR 56953 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... headquarters building, to hear oral argument in an appeal by Montford and Company, Inc., d/b/a Montford...

  19. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES..., INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Qualifications and Reports of... critical accounting policies and practices to be used; (2) All alternative treatments within Generally...

  20. 20 CFR 401.5 - Purpose of the regulations.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... the Privacy Act of 1974, 5 U.S.C. 552a and section 1106 of the Social Security Act concerning....5 Employees' Benefits SOCIAL SECURITY ADMINISTRATION PRIVACY AND DISCLOSURE OF OFFICIAL RECORDS AND... with other applicable statutes. (b) Privacy. This part implements the Privacy Act by establishing...

  1. 76 FR 48929 - American Capital, Ltd.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-09

    ... rights at the time of issuance may not exceed 25% of the BDC's outstanding voting securities, except that... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29744; File No. 812-13853... Investment Company Act of 1940 (the ``Act''). Summary of Application: Applicant, American Capital, Ltd...

  2. Preventing Abuse and Neglect

    MedlinePlus

    ... Resources Resource Request System Contact Us Legal and Security Accessibility Accessibility Tools Disclaimer Privacy Act Statement & Security No Fear Act FOIA Inspector General Audits & Investigative ...

  3. 78 FR 15722 - Federal Advisory Committee Act; Communications Security, Reliability, and Interoperability Council

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... Alerting, E9-1-1 Location Accuracy, Network Security Best Practices, DNSSEC Implementation Practices for... FEDERAL COMMUNICATIONS COMMISSION Federal Advisory Committee Act; Communications Security... Security, Reliability, and Interoperability Council (CSRIC) meeting that was scheduled for March 6, 2013 is...

  4. 5 CFR 844.201 - General requirements.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... withdrawal of an application for social security disability benefits. (c) An agency may consider the... the Social Security Act; or (ii) An official statement from the Social Security Administration that... Social Security Act. (2) A disability retirement application under this part will be dismissed when OPM...

  5. 75 FR 8088 - Privacy Act of 1974; Department of Homeland Security/ALL-023 Personnel Security Management System...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-23

    ... risk of harm to economic or property interests, identity theft or fraud, or harm to the security or... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2009-0041] Privacy Act of 1974; Department of Homeland Security/ALL--023 Personnel Security Management System of Records AGENCY...

  6. 78 FR 44729 - Disqualification of Felons and Other “Bad Actors” From Rule 506 Offerings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-24

    ...We are adopting amendments to our rules to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 926 requires us to adopt rules that disqualify securities offerings involving certain ``felons and other `bad actors''' from reliance on Rule 506 of Regulation D. The rules must be ``substantially similar'' to Rule 262 under the Securities Act, which contains the disqualification provisions of Regulation A under the Securities Act, and must also cover matters enumerated in Section 926 of the Dodd-Frank Act (including certain state regulatory orders and bars).

  7. 75 FR 64642 - Indexed Annuities

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-20

    ... under the Securities Act of 1933, which defines the terms ``annuity contract'' and ``optional annuity contract'' under the Act. On July 12, 2010, the United States Court of Appeals for the District of Columbia... under the Securities Act of 1933.\\1\\ Rule 151A defines the terms ``annuity contract'' and ``optional...

  8. 76 FR 80430 - Rio Tinto plc and Rio Tinto Limited; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-23

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29889; 812-13777] Rio Tinto plc and Rio Tinto Limited; Notice of Application December 19, 2011. AGENCY: Securities and Exchange... Company Act of 1940 (the ``Act''). SUMMARY: Summary of Application: Rio Tinto plc (``RTP'') and Rio Tinto...

  9. 42 CFR 56.603 - Project elements.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... of the Social Security Act, obtain or make every reasonable effort to obtain a written agreement with... entitled to insurance benefits under title XVIII of the Social Security Act, to medical assistance under a State plan approved under title XIX of such Act, to social services and family planning under title XX...

  10. 75 FR 18247 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-09

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on April 14, 2010 at 10 a.m., in the Auditorium, Room L-002. [[Page...

  11. 76 FR 67233 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-31

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on November 2, 2011 at 9 a.m., in the Auditorium, Room L-002, to hear...

  12. 75 FR 30078 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-28

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold a market structure roundtable on Wednesday, June 2, 2010 at 9:30 a.m., in the Auditorium...

  13. 78 FR 20960 - Sunshine Act Meetings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-08

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, April 10, 2013 at 10:00 a.m., in the Auditorium, Room L...

  14. 77 FR 40922 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-11

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on July 11, 2012 at 10 a.m., in the Auditorium, Room L-002. The subject...

  15. 78 FR 63528 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-24

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, October 23, 2013 at 10:00 a.m., in the Auditorium, Room L...

  16. 76 FR 63333 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-12

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, October 12, 2011 at 10 a.m., in the Auditorium, Room L-002...

  17. 78 FR 25495 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-01

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, May 1, 2013 at 10:00 a.m., in the Auditorium, Room L-002...

  18. 75 FR 39593 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-09

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on July 14, 2010 at 10 a.m., in the Auditorium, Room L-002. The...

  19. 76 FR 3182 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-19

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on January 20, 2011 at 10 a.m., in the Auditorium, Room L-002. The...

  20. 76 FR 57772 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-16

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on September 19, 2011 at 10 a.m., in the Auditorium, Room L-002. The...

  1. 77 FR 51073 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-23

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on August 29, 2012 at 10 a.m., in the Auditorium, Room L-002. The...

  2. 78 FR 57422 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-18

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, September 18, 2013 at 10:00 a.m., in the Auditorium, Room...

  3. 75 FR 55835 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-14

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on September 17, 2010 at 10 a.m., in the Auditorium, Room L-002. The...

  4. 75 FR 33374 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-11

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on June 16, 2010 at 10 a.m., in the Auditorium, Room L-002. The subject...

  5. 76 FR 37382 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-27

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on June 29, 2011 at 10 a.m., in the Auditorium, Room L-002. The subject...

  6. 75 FR 75187 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-02

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on December 3, 2010 at 10 a.m., in the Auditorium, Room L-002. The...

  7. 76 FR 65758 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-24

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, October 26, 2011 at 10 a.m., in the Auditorium, Room L-002...

  8. 75 FR 8416 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-24

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on February 24, 2010 at 10 a.m., in the Auditorium, Room L-002...

  9. 77 FR 63902 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-17

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, October 17, 2012 at 10:00 a.m., in the Auditorium, Room L...

  10. 76 FR 22939 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-25

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on April 27, 2011 at 10 a.m., in the Auditorium, Room L-002. The subject...

  11. 77 FR 23521 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-19

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, April 18, 2012 at 10 a.m., in the Auditorium, Room L-002...

  12. 76 FR 28247 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-16

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on May 18, 2011 at 10 a.m., in the Auditorium, Room L-002. The subject...

  13. 77 FR 1095 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-09

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, January 11, 2012 at 10 a.m., in the Auditorium, Room L-002...

  14. 78 FR 33134 - Sunshine Act Meetings

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-03

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on Wednesday, June 5, 2013 at 10:00 a.m., in the Auditorium, Room L-002...

  15. 75 FR 51854 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-23

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on August 25, 2010 at 10 a.m., in the Auditorium, Room L-002. The...

  16. 76 FR 6499 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-04

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on February 9, 2011 at 10 a.m., in the Auditorium, Room L-002. The...

  17. 17 CFR 5.25 - Applicability of the Act.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Applicability of the Act. 5.25 Section 5.25 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.25 Applicability of the Act. Except as otherwise specified in this part and...

  18. 42 CFR 121.10 - Reviews, evaluation, and enforcement.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... RESOURCES DEVELOPMENT ORGAN PROCUREMENT AND TRANSPLANTATION NETWORK § 121.10 Reviews, evaluation, and... carry out her/his responsibilities under the Public Health Service Act and the Social Security Act. (b... noncompliance is with a policy designated by the Secretary as covered by section 1138 of the Social Security Act...

  19. 17 CFR 240.17Ad-15 - Signature guarantees.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Securities Exchange Act of 1934 Supervised Investment Bank Holding Company Rules § 240.17Ad-15 Signature... Securities Exchange Act of 1934; (2) Eligible Guarantor Institution means: (i) Banks (as that term is defined... the transfer agent maintains a list of people authorized to act on behalf of that guarantor...

  20. 17 CFR 42.2 - Compliance with Bank Secrecy Act.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Compliance with Bank Secrecy Act. 42.2 Section 42.2 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION ANTI-MONEY LAUNDERING, TERRORIST FINANCING General Provisions § 42.2 Compliance with Bank Secrecy Act. Every...

  1. 78 FR 16564 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Office of Personnel Management...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-15

    ... 1021 AGENCY: Social Security Administration (SSA). ACTION: Notice of a renewal of existing computer... above. SUPPLEMENTARY INFORMATION: A. General The Computer Matching and Privacy Protection Act of 1988... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2012-0073] Privacy Act of 1974, as Amended...

  2. 17 CFR 229.308 - (Item 308) Internal control over financial reporting.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false (Item 308) Internal control over financial reporting. 229.308 Section 229.308 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND...

  3. 17 CFR 229.308 - (Item 308) Internal control over financial reporting.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false (Item 308) Internal control over financial reporting. 229.308 Section 229.308 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND...

  4. 17 CFR 229.308 - (Item 308) Internal control over financial reporting.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false (Item 308) Internal control over financial reporting. 229.308 Section 229.308 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND...

  5. 17 CFR 229.308 - (Item 308) Internal control over financial reporting.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false (Item 308) Internal control over financial reporting. 229.308 Section 229.308 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND...

  6. 17 CFR 210.12-25 - Supplementary profit and loss information.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Supplementary profit and loss information. 210.12-25 Section 210.12-25 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY...

  7. 20 CFR 228.2 - Tier I and tier II annuity components.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Social Security Act if all of the employee's earnings after 1936 under both the railroad retirement system and the social security system had been creditable under the Social Security Act. (b) Tier II...

  8. 78 FR 46582 - Federal Advisory Committee Act; Communications Security, Reliability, and Interoperability Council

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-01

    ... FEDERAL COMMUNICATIONS COMMISSION Federal Advisory Committee Act; Communications Security, Reliability, and Interoperability Council AGENCY: Federal Communications Commission. ACTION: Notice of public... persons that the Federal Communications Commission's (FCC or Commission) Communications Security...

  9. 78 FR 69861 - Privacy Act of 1974; Department of Homeland Security, Federal Emergency Management Agency...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [DHS-2013-0073] Privacy Act of 1974; Department of Homeland Security, Federal Emergency Management Agency, Federal Government--001 National Defense Executive Reserve System of Records AGENCY: Department of Homeland Security, Privacy Office...

  10. 76 FR 43376 - Order Granting Temporary Exemptions From Certain Government Securities Act Provisions and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-20

    ... DEPARTMENT OF THE TREASURY Order Granting Temporary Exemptions From Certain Government Securities... temporary exemptions from certain Government Securities Act of 1986 provisions and regulations regarding transactions in credit default swaps that reference government securities. ICE Clear Credit LLC requested these...

  11. 75 FR 5166 - Privacy Act of 1974, as Amended; Computer Matching Program (Social Security Administration...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-01

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2009-0043] Privacy Act of 1974, as Amended; Computer Matching Program (Social Security Administration/Railroad Retirement Board (SSA/RRB))-- Match Number 1308 AGENCY: Social Security Administration (SSA). ACTION: Notice of renewal of an existing...

  12. 76 FR 17106 - Secure Rural Schools Resource Advisory Committee (RAC) Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-28

    ... DEPARTMENT OF AGRICULTURE Forest Service Secure Rural Schools Resource Advisory Committee (RAC... meeting to be held authorized under the Secure Rural Schools Act and Community Self-Determination Act... federally designated Secure Rural Schools Resource Advisory Committee (RAC). The public is invited to attend...

  13. 17 CFR 239.500 - Form D, notice of sales of securities under Regulation D and section 4(5) of the Securities Act...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Form D, notice of sales of... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 Forms Pertaining to Exemptions § 239.500 Form D, notice of sales of securities under...

  14. 17 CFR 239.500 - Form D, notice of sales of securities under Regulation D and section 4(6) of the Securities Act...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Form D, notice of sales of... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 Forms Pertaining to Exemptions § 239.500 Form D, notice of sales of securities under...

  15. 17 CFR 239.500 - Form D, notice of sales of securities under Regulation D and section 4(6) of the Securities Act...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Form D, notice of sales of... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 Forms Pertaining to Exemptions § 239.500 Form D, notice of sales of securities under...

  16. 17 CFR 239.500 - Form D, notice of sales of securities under Regulation D and section 4(5) of the Securities Act...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Form D, notice of sales of... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 Forms Pertaining to Exemptions § 239.500 Form D, notice of sales of securities under...

  17. Understanding Title V of the Social Security Act: A Guide to the Provisions of the Federal Maternal and Child Health Block Grant.

    ERIC Educational Resources Information Center

    Health Resources and Services Administration (DHHS/PHS), Washington, DC. Maternal and Child Health Bureau.

    The Maternal and Child Health (MCH) Services Block Grant (Title V of the Social Security Act) has operated as a federal-state partnership since the Social Security Act was passed in 1935. Through Title V, the federal government pledged its support of state efforts to extend health and welfare services for mothers and children. Title V has been…

  18. 20 CFR 655.1111 - Element I-What hospitals are eligible to participate in the H-1C program?

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...) hospital,” as defined in Section 1886(d)(1)(B) of the Social Security Act, 42 U.S.C. 1395ww(d)(1)(B), which... settled cost report, filed under Title XVIII of the Social Security Act, (42 U.S.C. 1395 et seq.), for its... settled cost report, filed under Title XVIII of the Social Security Act, for its fiscal year 1994 cost...

  19. 20 CFR 655.1111 - Element I-What hospitals are eligible to participate in the H-1C program?

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ...) hospital,” as defined in Section 1886(d)(1)(B) of the Social Security Act, 42 U.S.C. 1395ww(d)(1)(B), which... settled cost report, filed under Title XVIII of the Social Security Act, (42 U.S.C. 1395 et seq.), for its... settled cost report, filed under Title XVIII of the Social Security Act, for its fiscal year 1994 cost...

  20. 75 FR 75207 - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-02

    ...In accordance with Section 763 (``Section 763'') and Section 766 (``Section 766'') of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''), the Securities and Exchange Commission (``SEC'' or ``Commission'') is proposing Regulation SBSR--Reporting and Dissemination of Security-Based Swap Information (``Regulation SBSR'') under the Securities Exchange Act of 1934 (``Exchange Act'').\\1\\ Proposed Regulation SBSR would provide for the reporting of security- based swap information to registered security-based swap data repositories or the Commission and the public dissemination of security-based swap transaction, volume, and pricing information. Registered security-based swap data repositories would be required to establish and maintain certain policies and procedures regarding how transaction data are reported and disseminated, and participants of registered security-based swap data repositories that are security- based swap dealers or major security-based swap participants would be required to establish and maintain policies and procedures that are reasonably designed to ensure that they comply with applicable reporting obligations. Finally, proposed Regulation SBSR also would require a registered SDR to register with the Commission as a securities information processor on existing Form SIP. ---------------------------------------------------------------------------

  1. 76 FR 19107 - Privacy Act of 1974; Department of Homeland Security Federal Emergency Management Agency-011...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-06

    ... Ellen Callahan, Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC... (703-235- 0780), Chief Privacy Officer, Privacy Office, Department of Homeland Security, Washington, DC... Chief Privacy Officer and Chief Freedom of Information Act Officer, Department of Homeland Security, 245...

  2. 75 FR 76512 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63417; File No. SR-NSCC-2010-17] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ notice is hereby given that...

  3. 17 CFR 403.7 - Effective dates.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... THE SECURITIES EXCHANGE ACT OF 1934 PROTECTION OF CUSTOMER SECURITIES AND BALANCES § 403.7 Effective... referred to in § 403.4 concerning the Securities Investor Protection Act of 1970, and (ii) if applicable... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Effective dates. 403.7 Section...

  4. 77 FR 74913 - Privacy Act of 1974, as Amended; Computer Matching Program (Social Security Administration (SSA...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-18

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2012-0055] Privacy Act of 1974, as Amended; Computer Matching Program (Social Security Administration (SSA)/Office of Personnel Management (OPM))--Match Number 1307 AGENCY: Social Security Administration. ACTION: Notice of a renewal of an existing...

  5. 22 CFR 1101.5 - Security, confidentiality and protection of records.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... Bureau of Standard's booklet “Computer Security Guidelines for Implementing the Privacy Act of 1974” (May... 22 Foreign Relations 2 2011-04-01 2009-04-01 true Security, confidentiality and protection of... STATES AND MEXICO, UNITED STATES SECTION PRIVACY ACT OF 1974 § 1101.5 Security, confidentiality and...

  6. 22 CFR 1101.5 - Security, confidentiality and protection of records.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... Bureau of Standard's booklet “Computer Security Guidelines for Implementing the Privacy Act of 1974” (May... 22 Foreign Relations 2 2014-04-01 2014-04-01 false Security, confidentiality and protection of... STATES AND MEXICO, UNITED STATES SECTION PRIVACY ACT OF 1974 § 1101.5 Security, confidentiality and...

  7. 22 CFR 1101.5 - Security, confidentiality and protection of records.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... Bureau of Standard's booklet “Computer Security Guidelines for Implementing the Privacy Act of 1974” (May... 22 Foreign Relations 2 2013-04-01 2009-04-01 true Security, confidentiality and protection of... STATES AND MEXICO, UNITED STATES SECTION PRIVACY ACT OF 1974 § 1101.5 Security, confidentiality and...

  8. 22 CFR 1101.5 - Security, confidentiality and protection of records.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... Bureau of Standard's booklet “Computer Security Guidelines for Implementing the Privacy Act of 1974” (May... 22 Foreign Relations 2 2012-04-01 2009-04-01 true Security, confidentiality and protection of... STATES AND MEXICO, UNITED STATES SECTION PRIVACY ACT OF 1974 § 1101.5 Security, confidentiality and...

  9. 22 CFR 1101.5 - Security, confidentiality and protection of records.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Bureau of Standard's booklet “Computer Security Guidelines for Implementing the Privacy Act of 1974” (May... 22 Foreign Relations 2 2010-04-01 2010-04-01 true Security, confidentiality and protection of... STATES AND MEXICO, UNITED STATES SECTION PRIVACY ACT OF 1974 § 1101.5 Security, confidentiality and...

  10. 75 FR 8096 - Privacy Act of 1974; Department of Homeland Security Transportation Security Administration-023...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-23

    ... Prevention Program System of Records AGENCY: Privacy Office, DHS. ACTION: Notice of Privacy Act system of... to establish a new system of records titled, ``Department of Homeland Security/Transportation Security Administration--023 Workplace Violence Prevention Program System of Records.'' This system will...

  11. 17 CFR 240.31T - Temporary rule regarding fiscal year 2004.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  12. 17 CFR 240.31T - Temporary rule regarding fiscal year 2004.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  13. 17 CFR 240.31T - Temporary rule regarding fiscal year 2004.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  14. 17 CFR 240.31T - Temporary rule regarding fiscal year 2004.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  15. 17 CFR 240.31T - Temporary rule regarding fiscal year 2004.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  16. 75 FR 26815 - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-12

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29264; 812-13677] AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application May 6, 2010. AGENCY: Securities... 6(c) of the Investment Company Act of 1940 (``Act'') for an exemption from sections 2(a)(32), 5(a)(1...

  17. 77 FR 35082 - Arrow Investment Advisers, LLC and Arrow Investments Trust; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-12

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30100; 812-13937] Arrow Investment Advisers, LLC and Arrow Investments Trust; Notice of Application June 6, 2012. AGENCY: Securities... 6(c) of the Investment Company Act of 1940 (``Act'') for an exemption from sections 2(a)(32), 5(a)(1...

  18. 42 CFR 56.303 - Project elements.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... furnished by or through the center is to be reimbursed under title XIX or title XX of the Social Security... insurance benefits under title XVIII of the Social Security Act, to medical assistance under a State plan approved under title XIX of such Act, to social services and family planning under title XX of such Act, or...

  19. 42 CFR 124.502 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... Social Security Act (42 U.S.C. 1395, et seq.) and the implementing regulations (42 CFR part 413) bears to... Works Capital Development and Investment Act of 1976 (Pub. L. 94-369). In the case of a loan guaranteed... XVIII and XIX of the Social Security Act. (j) Persons unable to pay means persons who meet the...

  20. 76 FR 30048 - Privacy Act of 1974: Implementation and Amendment of Exemptions

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-24

    ... SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 [Release No. PA-45; File No. S7-19-11] Privacy.... ACTION: Proposed rule. SUMMARY: Pursuant to the Privacy Act of 1974, as amended, the Securities and... from provisions of the Privacy Act to the extent that the records contain investigatory materials...

  1. 78 FR 79519 - IndexIQ ETF Trust, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30844; 812-14153] IndexIQ ETF Trust, et al.; Notice of Application December 23, 2013. AGENCY: Securities and Exchange Commission... Company Act of 1940 (the ``1940 Act'') for exemptions from sections 12(d)(1)(A), (B), and (C) of the 1940...

  2. Provisions of the Food Security Act of 1985. Agricultural Information Bulletin Number 498.

    ERIC Educational Resources Information Center

    Glaser, Lewrene K.

    This report summarizes the 18 titles of the Food Security Act of 1985 and compares it with previous legislation where applicable. It describes the act's provisions for dairy; wool and mohair; wheat; feed grains; cotton; rice; peanuts; soybeans; sugar; other general commodity provisions; trade; conservation; credit; agricultural research,…

  3. 78 FR 48729 - Aspiriant Global Equity Trust and Aspiriant, LLC; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-09

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30640; File No. 812-14155] Aspiriant Global Equity Trust and Aspiriant, LLC; Notice of Application August 5, 2013. AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Notice of an application under section 6(c) of the Investment Company Act of 1940 (``Act'')...

  4. 76 FR 51068 - Northern Trust Investments, N.A., et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-17

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29752; File No. 812-13773] Northern Trust Investments, N.A., et al.; Notice of Application August 10, 2011. AGENCY: Securities and... the Investment Company Act of 1940 (the ``Act'') for an exemption from sections 2(a)(32), 5(a)(1), 22...

  5. 77 FR 38274 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-27

    .... SUPPLEMENTARY INFORMATION: The Defense Security Service systems of records notices subject to the Privacy Act of... DEPARTMENT OF DEFENSE Office of the Secretary [Docket ID DOD-2012-OS-0077] Privacy Act of 1974; System of Records AGENCY: Defense Security Service, DoD. ACTION: Notice to Delete Four Systems of Records...

  6. 77 FR 49849 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Office of Child Support...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-17

    ...: Social Security Administration (SSA). ACTION: Notice of a renewal of an existing computer-matching... INFORMATION: A. General The Computer Matching and Privacy Protection Act of 1988 (Public Law (Pub. L.) 100-503... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2012-0021] Privacy Act of 1974, as Amended...

  7. 75 FR 32833 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Office of Personnel Management...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-09

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2009-0077] Privacy Act of 1974, as Amended; Computer Matching Program (SSA/ Office of Personnel Management (OPM))--Match 1307 AGENCY: Social Security... INFORMATION: A. General The Computer Matching and Privacy Protection Act of 1988 (Public Law (Pub. L.) 100-503...

  8. 77 FR 38880 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Railroad Retirement Board (SSA...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-29

    ... Security Administration (SSA). ACTION: Notice of a renewal of an existing computer matching program that... regarding protections for such persons. The Privacy Act, as amended, regulates the use of computer matching... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2012-0002] Privacy Act of 1974, as Amended...

  9. 77 FR 27108 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Office of Child Support...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-08

    ...: Social Security Administration (SSA). ACTION: Notice of a renewal of an existing computer matching... protections for such persons. The Privacy Act, as amended, regulates the use of computer matching by Federal... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2012-0010] Privacy Act of 1974, as Amended...

  10. 78 FR 51264 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Department of the Treasury...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-20

    ... 1016 AGENCY: Social Security Administration (SSA). ACTION: Notice of a renewal of an existing computer... above. SUPPLEMENTARY INFORMATION: A. General The Computer Matching and Privacy Protection Act of 1988... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2013-0022] Privacy Act of 1974, as Amended...

  11. 77 FR 24756 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Department of Labor (DOL))-Match...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-25

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2011-0084] Privacy Act of 1974, as Amended; Computer Matching Program (SSA/ Department of Labor (DOL))--Match Number 1003 AGENCY: Social Security... above. SUPPLEMENTARY INFORMATION: A. General The Computer Matching and Privacy Protection Act of 1988...

  12. 75 FR 18251 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Internal Revenue Service (IRS...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-09

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2009-0066] Privacy Act of 1974, as Amended; Computer Matching Program (SSA/ Internal Revenue Service (IRS))--Match 1305 AGENCY: Social Security... INFORMATION: A. General The Computer Matching and Privacy Protection Act of 1988 (Public Law (Pub. L.) 100-503...

  13. 77 FR 24757 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Department of Labor (DOL))-Match...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-25

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2011-0083] Privacy Act of 1974, as Amended; Computer Matching Program (SSA/ Department of Labor (DOL))--Match Number 1015 AGENCY: Social Security... regarding protections for such persons. The Privacy Act, as amended, regulates the use of computer matching...

  14. 75 FR 62623 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Internal Revenue Service (IRS...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-12

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2010-0015] Privacy Act of 1974, as Amended; Computer Matching Program (SSA/ Internal Revenue Service (IRS))--Match Number 1016 AGENCY: Social Security... regarding protections for such persons. The Privacy Act, as amended, regulates the use of computer matching...

  15. 75 FR 59780 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Railroad Retirement Board (RRB...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-28

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2010-0040] Privacy Act of 1974, as Amended; Computer Matching Program (SSA/ Railroad Retirement Board (RRB))--Match Number 1006 AGENCY: Social Security...: A. General The Computer Matching and Privacy Protection Act of 1988 (Pub. L.) 100-503), amended the...

  16. 78 FR 12128 - Privacy Act of 1974; Computer Matching Program (SSA/Department of the Treasury, Internal Revenue...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-21

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2012-0067] Privacy Act of 1974; Computer Matching... Security Administration (SSA). ACTION: Notice of a renewal of an existing computer matching program... INFORMATION: A. General The Computer Matching and Privacy Protection Act of 1988 (Public Law (Pub. L.) 100-503...

  17. 76 FR 55427 - Horizon Technology Finance Corporation, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-07

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29777; 812-13876] Horizon Technology Finance Corporation, et al.; Notice of Application August 31, 2011. AGENCY: Securities and Exchange Commission (Commission). ACTION: Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (the ``Act'...

  18. 48 CFR 239.7102-1 - General.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ..., DEPARTMENT OF DEFENSE SPECIAL CATEGORIES OF CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Security and Privacy for Computer Systems 239.7102-1 General. (a) Agencies shall ensure that information assurance is... include— (1) The National Security Act; (2) The Clinger-Cohen Act; (3) National Security...

  19. 48 CFR 239.7102-1 - General.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ..., DEPARTMENT OF DEFENSE SPECIAL CATEGORIES OF CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Security and Privacy for Computer Systems 239.7102-1 General. (a) Agencies shall ensure that information assurance is... include— (1) The National Security Act; (2) The Clinger-Cohen Act; (3) National Security...

  20. 48 CFR 239.7102-1 - General.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ..., DEPARTMENT OF DEFENSE SPECIAL CATEGORIES OF CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Security and Privacy for Computer Systems 239.7102-1 General. (a) Agencies shall ensure that information assurance is... include— (1) The National Security Act; (2) The Clinger-Cohen Act; (3) National Security...

  1. 48 CFR 239.7102-1 - General.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ..., DEPARTMENT OF DEFENSE SPECIAL CATEGORIES OF CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Security and Privacy for Computer Systems 239.7102-1 General. (a) Agencies shall ensure that information assurance is... include— (1) The National Security Act; (2) The Clinger-Cohen Act; (3) National Security...

  2. 48 CFR 239.7102-1 - General.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ..., DEPARTMENT OF DEFENSE SPECIAL CATEGORIES OF CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Security and Privacy for Computer Systems 239.7102-1 General. (a) Agencies shall ensure that information assurance is... include— (1) The National Security Act; (2) The Clinger-Cohen Act; (3) National Security...

  3. Terrorism: Its Evolving Nature

    DTIC Science & Technology

    1989-01-01

    the adequacy of the Foreign Airport Security Act, an overall evaluation of the required foreign airport security assessments, and several others can...procedures envisioned by the Foreign Airport Security Act of 1985, which your committee helped initiate, played a useful role in this security...case of a threat to an airline, we get that information into the hands of airport security officials responsible for aviation security. This is the

  4. 75 FR 5487 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/U.S. Customs...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-03

    ...The Department of Homeland Security is issuing a final rule to amend its regulations to exempt portions of a Department of Homeland Security/U.S. Customs and Border Protection system of records entitled the, ``Department of Homeland Security/U.S. Customs and Border Protection--006 Automated Targeting System of Records'' from certain provisions of the Privacy Act. Specifically, the Department exempts portions of the Department of Homeland Security/U.S. Customs and Border Protection--006 Automated Targeting system of records from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements.

  5. 78 FR 57445 - Charging Standard Administrative Fees for Nonprogram-Related Information

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-18

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2012-0026] Charging Standard Administrative Fees for Nonprogram-Related Information AGENCY: Social Security Administration. ACTION: Notice of standard... administration of a program under the Social Security Act (Act). SUPPLEMENTARY INFORMATION: Section 1106 of the...

  6. 75 FR 70310 - Sunshine Act Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-17

    ... Consumer Protection Act governing the security-based swap data repository registration process, the duties of such repositories, and the core principles applicable to such repositories. 4. The Commission will... security-based swap data repositories or the Commission and the public dissemination of security-based swap...

  7. 17 CFR 210.3-10 - Financial statements of guarantors and issuers of guaranteed securities registered or being...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... than U.S. Generally Accepted Accounting Principles or International Financial Reporting Standards as... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Financial statements of... FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY...

  8. 78 FR 10218 - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68864; File No. S7-27-11] Order Extending.... Introduction On July 1, 2011, the Securities and Exchange Commission (``Commission'') issued an order granting... security-based swaps (``Exchange Act Exemptive Order'').\\1\\ Certain temporary exemptions contained in the...

  9. 32 CFR 806b.12 - Requesting the Social Security Number.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 32 National Defense 6 2011-07-01 2011-07-01 false Requesting the Social Security Number. 806b.12... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.12 Requesting the Social Security Number. When asking an individual for his or her Social Security Number, always give a Privacy Act...

  10. 78 FR 17982 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-25

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69174; File No. SR-NYSEMKT-2013-26] Self... Securities March 19, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (``Act... MKT'' or ``Exchange'') filed with the Securities and Exchange Commission (``Commission'') the proposed...

  11. 78 FR 56960 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70357; File No. SR-MIAX-2013-42] Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate... provisions of Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  12. 78 FR 69714 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70873; File No. SR-ISE-2013-56] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

  13. 78 FR 69718 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70872; File No. SR-ISE-2013-57] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

  14. 76 FR 63693 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65499; File No. SR-ISE-2011-64] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that...

  15. 17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...

  16. 17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...

  17. 17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...

  18. 17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...

  19. 17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...

  20. 76 FR 39463 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-06

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64769; File No. SR-NSCC-2011-04] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder \\2...

  1. 78 FR 69923 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70884; File No. SR-ISE-2013-59] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... November 15, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

  2. 75 FR 75518 - Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-03

    ... things, that transactions in security-based swaps be cleared through a clearing agency that is registered... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63390; File No. S7-17-09] Order Extending Temporary Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Request on...

  3. 12 CFR 792.67 - Security of systems of records.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 6 2010-01-01 2010-01-01 false Security of systems of records. 792.67 Section... AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792.67 Security of systems of records. (a) Each system manager, with the approval of the head of that...

  4. 32 CFR 806b.12 - Requesting the Social Security Number.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 32 National Defense 6 2012-07-01 2012-07-01 false Requesting the Social Security Number. 806b.12... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.12 Requesting the Social Security Number. When asking an individual for his or her Social Security Number, always give a Privacy Act...

  5. 32 CFR 806b.12 - Requesting the Social Security Number.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 32 National Defense 6 2014-07-01 2014-07-01 false Requesting the Social Security Number. 806b.12... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.12 Requesting the Social Security Number. When asking an individual for his or her Social Security Number, always give a Privacy Act...

  6. 32 CFR 806b.12 - Requesting the Social Security Number.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 32 National Defense 6 2013-07-01 2013-07-01 false Requesting the Social Security Number. 806b.12... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.12 Requesting the Social Security Number. When asking an individual for his or her Social Security Number, always give a Privacy Act...

  7. 32 CFR 806b.12 - Requesting the Social Security Number.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 32 National Defense 6 2010-07-01 2010-07-01 false Requesting the Social Security Number. 806b.12... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.12 Requesting the Social Security Number. When asking an individual for his or her Social Security Number, always give a Privacy Act...

  8. 77 FR 32709 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA/Department of Homeland Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-01

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2011-0089] Privacy Act of 1974, as Amended; Computer Matching Program (SSA/ Department of Homeland Security (DHS))--Match Number 1010 AGENCY: Social Security Administration (SSA). ACTION: Notice of a renewal of an existing computer matching program that...

  9. 75 FR 23274 - Privacy Act of 1974; Department of Homeland Security United States Immigration Customs and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-05-03

    ... is a risk of harm to economic or property interests, identity theft or fraud, or harm to the security... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2010-0031] Privacy Act of 1974; Department of Homeland Security United States Immigration Customs and Enforcement--011...

  10. 78 FR 78424 - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-26

    ... Tapes, eliminated the distinction between Derivative Securities Products and Non-Derivative Securities... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71137; File No. SR-CHX-2013-22] Self-Regulatory...) \\1\\ of the Securities Exchange Act of 1934 (``Act'') \\2\\ and Rule 19b-4 thereunder,\\3\\ notice is...

  11. 76 FR 50783 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65087; File No. SR-ISE-2011-47] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed... August 10, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

  12. Complying with the Campus Security Act--1990. Title II--Crime Awareness and Campus Security.

    ERIC Educational Resources Information Center

    National Association of Student Personnel Administrators, Inc.

    This paper offers guidelines to colleges and universities which must comply with requirements of the Student Right-to-Know and Campus Security Act of 1990, specifically Title II, Crime Awareness and Campus Security. An introduction outlines some measures that campuses are urged to adopt such as campus-wide committees to review security policies,…

  13. 78 FR 79511 - IndexIQ ETF Trust, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30843; File No. 812-14053] IndexIQ ETF Trust, et al.; Notice of Application December 23, 2013. AGENCY: Securities and Exchange... Investment Company Act of 1940 (the ``Act'') for an exemption from sections 2(a)(32), 5(a)(1), 22(d), and 22...

  14. 75 FR 55335 - Privacy Act of 1974; Privacy Act of 1974: Department of Homeland Security/ALL-031 Information...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-10

    ... in a system of records in the possession or under the control of DHS by complying with DHS Privacy... 1974; Privacy Act of 1974: Department of Homeland Security/ALL-031 Information Sharing Environment Suspicious Activity Reporting Initiative System of Records AGENCY: Privacy Office, DHS. ACTION: Notice of...

  15. 75 FR 1090 - Sunshine Act Meeting Notice

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-01-08

    ... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold an Open Meeting on January 13, 2010 at 10 a.m., in the Auditorium, Room L-002. The subject matter of the Open Meeting wil...

  16. 75 FR 75502 - Order Extending and Modifying Temporary Exemptions Under the Securities Exchange Act of 1934 in...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-03

    ... members for customer clearing and may introduce related changes to its rules. See Part II.G, infra... by ICE Trust (including clearing of customer CDS transactions); and the temporary conditional... Exchange Act, providing Securities Act Rule 144A(d)(4) information, or about which financial information is...

  17. 45 CFR Appendix A to Part 16 - What Disputes the Board Reviews

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... rights or nondiscrimination laws or regulations (for example, Title VI of the Civil Rights Act), or if...) Disallowances under Titles I, IV, VI, X, XIV, XVI(AABD), XIX, and XX of the Social Security Act, including... Public Health Service, including Title V of the Social Security Act. (3) Disallowances in the programs...

  18. 45 CFR Appendix A to Part 16 - What Disputes the Board Reviews

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... rights or nondiscrimination laws or regulations (for example, Title VI of the Civil Rights Act), or if...) Disallowances under Titles I, IV, VI, X, XIV, XVI(AABD), XIX, and XX of the Social Security Act, including... Public Health Service, including Title V of the Social Security Act. (3) Disallowances in the programs...

  19. 45 CFR Appendix A to Part 16 - What Disputes the Board Reviews

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... rights or nondiscrimination laws or regulations (for example, Title VI of the Civil Rights Act), or if...) Disallowances under Titles I, IV, VI, X, XIV, XVI(AABD), XIX, and XX of the Social Security Act, including... Public Health Service, including Title V of the Social Security Act. (3) Disallowances in the programs...

  20. 45 CFR Appendix A to Part 16 - What Disputes the Board Reviews

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... rights or nondiscrimination laws or regulations (for example, Title VI of the Civil Rights Act), or if...) Disallowances under Titles I, IV, VI, X, XIV, XVI(AABD), XIX, and XX of the Social Security Act, including... Public Health Service, including Title V of the Social Security Act. (3) Disallowances in the programs...

  1. 34 CFR 303.522 - Identification and coordination of resources.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... information on the funding sources in paragraph (a)(1) of this section, if a legislative or policy change is... include— (1) Title V of the Social Security Act (relating to Maternal and Child Health); (2) Title XIX of the Social Security Act (relating to the general Medicaid Program, and EPSDT); (3) The Head Start Act...

  2. 17 CFR 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Proficiency examinations (sections 4p and 17(p) of the Act). 170.10 Section 170.10 Commodity and Securities Exchanges COMMODITY... examinations (sections 4p and 17(p) of the Act). A futures association may prescribe different training...

  3. 17 CFR 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false Proficiency examinations (sections 4p and 17(p) of the Act). 170.10 Section 170.10 Commodity and Securities Exchanges COMMODITY... examinations (sections 4p and 17(p) of the Act). A futures association may prescribe different training...

  4. 17 CFR 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Proficiency examinations (sections 4p and 17(p) of the Act). 170.10 Section 170.10 Commodity and Securities Exchanges COMMODITY... examinations (sections 4p and 17(p) of the Act). A futures association may prescribe different training...

  5. 17 CFR 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 2 2014-04-01 2014-04-01 false Proficiency examinations (sections 4p and 17(p) of the Act). 170.10 Section 170.10 Commodity and Securities Exchanges COMMODITY... Proficiency examinations (sections 4p and 17(p) of the Act). A futures association may prescribe different...

  6. 17 CFR 170.10 - Proficiency examinations (sections 4p and 17(p) of the Act).

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Proficiency examinations (sections 4p and 17(p) of the Act). 170.10 Section 170.10 Commodity and Securities Exchanges COMMODITY... examinations (sections 4p and 17(p) of the Act). A futures association may prescribe different training...

  7. 75 FR 71744 - Fifth Street Finance Corp., et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-24

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29500; 812-13698] Fifth Street Finance Corp., et al.; Notice of Application November 18, 2010. AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (the ``Act'') for...

  8. 34 CFR 303.522 - Identification and coordination of resources.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... information on the funding sources in paragraph (a)(1) of this section, if a legislative or policy change is... include— (1) Title V of the Social Security Act (relating to Maternal and Child Health); (2) Title XIX of the Social Security Act (relating to the general Medicaid Program, and EPSDT); (3) The Head Start Act...

  9. 76 FR 38463 - SAFE Mortgage Licensing Act: Minimum Licensing Standards and Oversight Responsibilities

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-30

    ... Parts 30 and 3400 SAFE Mortgage Licensing Act: Minimum Licensing Standards and Oversight... No. FR-5271-F-03] RIN 2502-A170 SAFE Mortgage Licensing Act: Minimum Licensing Standards and... pursuant to the Secure and Fair Enforcement Mortgage Licensing Act of 2008 (SAFE Act or Act), to ensure...

  10. 32 CFR 299.6 - Fees.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... PROGRAM NATIONAL SECURITY AGENCY/CENTRAL SECURITY SERVICE (NSA/CSS) FREEDOM OF INFORMATION ACT PROGRAM... requested. There are no fees associated with a Privacy Act request, except as stated in NSA/CSS Regulation...

  11. 32 CFR 299.6 - Fees.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... PROGRAM NATIONAL SECURITY AGENCY/CENTRAL SECURITY SERVICE (NSA/CSS) FREEDOM OF INFORMATION ACT PROGRAM... requested. There are no fees associated with a Privacy Act request, except as stated in NSA/CSS Regulation...

  12. 32 CFR 299.6 - Fees.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... PROGRAM NATIONAL SECURITY AGENCY/CENTRAL SECURITY SERVICE (NSA/CSS) FREEDOM OF INFORMATION ACT PROGRAM... requested. There are no fees associated with a Privacy Act request, except as stated in NSA/CSS Regulation...

  13. 5 CFR 1312.4 - Classified designations.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ..., DOWNGRADING, DECLASSIFICATION AND SAFEGUARDING OF NATIONAL SECURITY INFORMATION Classification and Declassification of National Security Information § 1312.4 Classified designations. (a) Except as provided by the Atomic Energy Act of 1954, as amended, (42 U.S.C. 2011) or the National Security Act of 1947, as amended...

  14. 78 FR 15734 - Privacy Act of 1974; Computer Matching Program

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2013-0010] Privacy Act of 1974; Computer Matching Program AGENCY: Department of Homeland Security/U.S. Citizenship and... computer matching program between the Department of Homeland Security/U.S. Citizenship and Immigration...

  15. 78 FR 15733 - Privacy Act of 1974; Computer Matching Program

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-12

    ... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2013-0008] Privacy Act of 1974; Computer Matching Program AGENCY: Department of Homeland Security/U.S. Citizenship and... computer matching program between the Department of Homeland Security/U.S. Citizenship and Immigration...

  16. 17 CFR 230.133 - Definition for purposes of section 5 of the Act, of “sale”, “offer”, “offer to sell”, and “offer...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Definition for purposes of section 5 of the Act, of âsaleâ, âofferâ, âoffer to sellâ, and âoffer for saleâ. 230.133 Section 230.133..., SECURITIES ACT OF 1933 General § 230.133 Definition for purposes of section 5 of the Act, of “sale”, “offer...

  17. 17 CFR 230.133 - Definition for purposes of section 5 of the Act, of “sale”, “offer”, “offer to sell”, and “offer...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Definition for purposes of section 5 of the Act, of âsaleâ, âofferâ, âoffer to sellâ, and âoffer for saleâ. 230.133 Section 230.133..., SECURITIES ACT OF 1933 General § 230.133 Definition for purposes of section 5 of the Act, of “sale”, “offer...

  18. 75 FR 43211 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-23

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62523; File No. SR-ISE-2010-73] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to... Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on...

  19. 36 CFR 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? 1202.90 Section 1202... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  20. 36 CFR 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? 1202.90 Section 1202... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  1. 36 CFR 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? 1202.90 Section 1202... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  2. 78 FR 79530 - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71172; File No. SR-MIAX-2013-58] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby...'') filed with the Securities and Exchange Commission (``Commission'') a proposed rule change as described...

  3. 78 FR 76667 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71066; File No. SR-ISE-2013-66] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4...

  4. The 1983 Amendments to the Social Security Act: The Issue of Intergenerational Equity.

    ERIC Educational Resources Information Center

    Ozawa, Martha N.

    1984-01-01

    Reviews the conditions that prevailed before the passage of the 1983 amendments to the Social Security Act, the probable effects of the amendments, and the future direction of social security. Questions whether the amendments have in reality rescued social security from financial insolvency and discusses the concept of intergenerational equity.…

  5. 78 FR 19050 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-28

    ... Balance Orders March 22, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act... security. Net Balance Order Pricing The uniform settlement price for net Balance Orders is currently established using a rounding methodology.\\11\\ If the current per share price of the Balance Order Security is...

  6. 17 CFR 274.5 - Form N-5, for registration statement of small business investment company under the Securities...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company...-5, for registration statement of small business investment company under the Securities Act of 1933...

  7. 76 FR 29018 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64488; File No. SR-FICC-2011-03] Self... Clearing Fund Securities and Eligible Participants Fund Securities May 13, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ notice is hereby given that on May 10, 2011...

  8. 78 FR 62855 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... option, derivative, security-based swap, or other financial instrument overlying a security, the value of... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70626; File No. SR-EDGX-2013-36] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  9. 7 CFR 1260.128 - Act.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... AND ORDERS; MISCELLANEOUS COMMODITIES), DEPARTMENT OF AGRICULTURE BEEF PROMOTION AND RESEARCH Beef Promotion and Research Order Definitions § 1260.128 Act. Act means the Beef Promotion and Research Act of 1985, Title XVI, Subtitle A of the Food Security Act of 1985, Pub. L. 99-198 and any amendments thereto. ...

  10. 76 FR 72495 - Alabama Metal Coil Securement Act; Petition for Determination of Preemption

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-23

    ...-0318] Alabama Metal Coil Securement Act; Petition for Determination of Preemption AGENCY: Federal Motor... the American Trucking Associations (ATA) requesting a determination that the State of Alabama's Metal..., Alabama's metal coil load securement certification requirements may have on interstate commerce. DATES...

  11. 78 FR 40542 - Privacy Act of 1974, As Amended: Proposed New Routine Use

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-05

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2013-0032] Privacy Act of 1974, As Amended: Proposed New Routine Use AGENCY: Social Security Administration. ACTION: New Proposed Routine Use...: Master Files of Social Security Number (SSN) Holders and SSN Applications, (60-0058) (the Enumeration...

  12. 17 CFR 230.480 - Title of securities.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... REGULATIONS, SECURITIES ACT OF 1933 Investment Companies; Business Development Companies § 230.480 Title of securities. If a registration statement is prepared on a form available solely to investment companies registered under the Investment Company Act of 1940, or a business development company which is selling or...

  13. 5 CFR 844.201 - General requirements.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... regains competency or a court appoints a fiduciary, whichever is earlier. (b)(1) Before payment of a... the Social Security Act; or (ii) An official statement from the Social Security Administration that... Social Security Act. (2) A disability retirement application under this part will be dismissed when OPM...

  14. 17 CFR 300.300 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... to Part 285 RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION Closeout Or Completion of Open...) of the Securities Investor Protection Act of 1970, as amended (hereinafter referred to as “the Act... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Definitions. 300.300 Section...

  15. 29 CFR 2550.408g-2 - Investment advice-fiduciary election.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 2550.408g-2 Labor Regulations Relating to Labor (Continued) EMPLOYEE BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR FIDUCIARY RESPONSIBILITY UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 RULES...) General. Section 408(g)(11)(A) of the Employee Retirement Income Security Act, as amended (ERISA...

  16. 29 CFR 2550.408g-2 - Investment advice-fiduciary election.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 2550.408g-2 Labor Regulations Relating to Labor (Continued) EMPLOYEE BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR FIDUCIARY RESPONSIBILITY UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 RULES...) General. Section 408(g)(11)(A) of the Employee Retirement Income Security Act, as amended (ERISA...

  17. 29 CFR 2550.408g-2 - Investment advice-fiduciary election.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 2550.408g-2 Labor Regulations Relating to Labor (Continued) EMPLOYEE BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR FIDUCIARY RESPONSIBILITY UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 RULES...) General. Section 408(g)(11)(A) of the Employee Retirement Income Security Act, as amended (ERISA...

  18. 78 FR 38724 - Privacy Act of 1974; Computer Matching Program

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-27

    ... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary [Docket No. DHS-2013-0006] Privacy Act of 1974; Computer Matching Program AGENCY: Department of Homeland Security/U.S. Citizenship and... Agreement that establishes a computer matching program between the Department of Homeland Security/U.S...

  19. 20 CFR 633.104 - Definitions.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... from sources such as net rents, Old Age and Survivors Insurance, Social Security benefits, pensions... payments received pursuant to a State plan approved under titles I, IV, X or XVI of the Social Security Act, or disability insurance payments received under title II of the Social Security Act; (5) Federal...

  20. 20 CFR 220.35 - Introduction.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... term is defined in the Social Security Act. In making these decisions the Board must apply the... Services in making disability decisions under the Social Security Act. Regulations of the Social Security... 20 Employees' Benefits 1 2010-04-01 2010-04-01 false Introduction. 220.35 Section 220.35 Employees...

  1. 20 CFR 410.670c - Application of circuit court law.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Section 410.670c Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL COAL MINE HEALTH AND SAFETY... the Social Security Act or regulations unless the Government seeks further review or the... with the Administration's interpretation of a provision of the Social Security Act or regulations and...

  2. Report: Fiscal Year 2011 Federal Information Security Management Act Report Status of EPA’s Computer Security Program

    EPA Pesticide Factsheets

    Report #12-P-0062, November 9, 2011. Attached is the Office of Inspector General’s (OIG’s) Fiscal Year 2011 Federal Information Security Management Act (FISMA) Reporting Template, as prescribed by the Office of Management and Budget (OMB).

  3. 17 CFR 240.15g-100 - Schedule 15G-Information to be included in the document distributed pursuant to 17 CFR 240.15g-2.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Schedule 15G-Information to be... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  4. 17 CFR 240.15g-100 - Schedule 15G-Information to be included in the document distributed pursuant to 17 CFR 240.15g-2.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Schedule 15G-Information to be... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  5. 17 CFR 240.15g-100 - Schedule 15G-Information to be included in the document distributed pursuant to 17 CFR 240.15g-2.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Schedule 15G-Information to be... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...

  6. 20 CFR 601.1 - General.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... made regarding the inclusion of specified provisions (section 303(a) of the Social Security Act) in... required conditions of Federal law. (Section 303(a) of the Social Security Act; section 3304(a) of the...

  7. 20 CFR 725.101 - Definition and use of terms.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    .... 509, 44 Stat. 1424, 33 U.S.C. 901-950, as amended from time to time. (3) The Social Security Act means the Social Security Act, Act of August 14, 1935, c. 531, 49 Stat. 620, 42 U.S.C. 301-431, as amended... in connection with their employment. A payment funded wholly out of general revenues shall not be...

  8. 75 FR 39599 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62437; File No. SR-EDGX-2010-06] Self... Schedule To Impose Fees for Physical Ports Used To Connect to EDGX Exchange July 1, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \\1\\ and Rule 19b-4...

  9. 75 FR 39600 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62436; File No. SR-EDGA-2010-06] Self... Schedule To Impose Fees for Physical Ports Used To Connect to EDGA Exchange July 1, 2010. Pursuant to section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \\1\\ and rule 19b-4...

  10. 77 FR 46134 - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-02

    ... Volatility July 27, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act... Market Volatility.'' The text of the proposed rule change is available at the Exchange's Web site at http... Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Securities Exchange Act of 1934...

  11. 78 FR 66413 - Cost-of-Living Increase and Other Determinations for 2014

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-05

    ... Act for certain World War II veterans will be $540.75 for 2014; (3) The student earned income... attaining NRA in the year, we withhold $1 in benefits for every $3 of earnings in excess of the annual... Social Security Act (Act), there will be a 1.5 percent cost-of-living increase in Social Security...

  12. 78 FR 14366 - Triangle Capital Corporation; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-05

    ... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30410; 812-14077] Triangle... Company Act of 1940 (the ``Act'') for exemptions from sections 23(a), 23(b) and 63 of the Act, and under sections 57(a)(4) and 57(i) of the Act and rule 17d-1 under the Act authorizing certain joint transactions...

  13. 36 CFR § 1008.6 - Assuring integrity of records.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... Privacy Act shall be maintained in a secure manner commensurate with the sensitivity of the information contained in the system of records. The Privacy Act Officer will periodically review these security measures...

  14. 76 FR 64114 - Privacy Act of 1974; Privacy Act System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-17

    ....C. 2473 (2003); Federal Records Act, 44 U.S.C. 3101 (2003); Chief Financial Officers Act of 1990 205.... ADDRESSES: Patti F. Stockman, Privacy Act Officer, Office of the Chief Information Officer, National... Information Officer. NASA 10CFMR SYSTEM NAME: Core Financial Management Records. SECURITY CLASSIFICATION: This...

  15. 17 CFR 210.6A-03 - Statements of financial condition.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Employee Stock Purchase... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Statements of financial...

  16. 20 CFR 606.3 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...' Benefits EMPLOYMENT AND TRAINING ADMINISTRATION, DEPARTMENT OF LABOR TAX CREDITS UNDER THE FEDERAL UNEMPLOYMENT TAX ACT; ADVANCES UNDER TITLE XII OF THE SOCIAL SECURITY ACT General § 606.3 Definitions. For the purposes of the Acts cited and this part— (a) Act means as appropriate the Federal Unemployment Tax Act (26...

  17. 78 FR 20705 - Securities Act of 1933; Securities Exchange Act of 1934; Order Regarding Review of FASB...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-05

    ... accepted for purposes of the securities laws, any accounting principles established by a standard setting... Financial Accounting Standards Board (``FASB'') and its parent organization, the Financial Accounting... recognizing the FASB's financial accounting and reporting standards as ``generally accepted'' under Section...

  18. 75 FR 79065 - Privacy Act of 1974, as Amended; Proposed System of Records and Routine Use Disclosures

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-17

    ... SOCIAL SECURITY ADMINISTRATION Privacy Act of 1974, as Amended; Proposed System of Records and Routine Use Disclosures AGENCY: Social Security Administration (SSA). ACTION: Proposed system of records... of Privacy and Disclosure, Office of the General Counsel, Social Security Administration, 3-A-6...

  19. 78 FR 28020 - Proposed Collection: Comment Request for Form 2032

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-13

    ... 2032, Contract Coverage Under Title II of the Social Security Act. DATES: Written comments should be... . SUPPLEMENTARY INFORMATION: Title: Contract Coverage Under Title II of the Social Security Act. OMB Number: 1545... affiliates of American employers are exempt from social security taxes. Under Internal Revenue Code section...

  20. 6 CFR 5.29 - Fees.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 6 Domestic Security 1 2010-01-01 2010-01-01 false Fees. 5.29 Section 5.29 Domestic Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY DISCLOSURE OF RECORDS AND INFORMATION Privacy Act § 5.29 Fees. (a) Components shall charge fees for duplication of records under the Privacy Act in the...

  1. 75 FR 68395 - Agency Self-Evaluation Under Section 504 of the Rehabilitation Act of 1973

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-05

    ...-800-325- 0778, or visit our Internet site, Social Security Online, at http://www.socialsecurity.gov... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2010-0069] Agency Self-Evaluation Under Section 504 of the Rehabilitation Act of 1973 AGENCY: Social Security Administration. ACTION: Notice and request...

  2. 77 FR 65054 - Agency Information Collection Activities; Proposed Information Collection; Comment Request...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-24

    ... Activities; Proposed Information Collection; Comment Request; Securities Exchange Act Disclosure Rules (12 CFR Part 11) and Securities of Federal Savings Associations (12 CFR Part 194) AGENCY: Office of the... concerning its information collection titled, ``Securities Exchange Act Disclosure Rules (12 CFR part 11) and...

  3. 75 FR 68012 - Notice of Intention To Cancel Registrations of Certain Transfer Agents

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-04

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63211] Notice of Intention To Cancel Registrations of Certain Transfer Agents October 29, 2010. Notice is hereby given that the Securities and... Securities Exchange Act of 1934 (``Act''),\\1\\ cancelling the registrations of the transfer agents whose names...

  4. 78 FR 15407 - Privacy Act of 1974, as Amended

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-11

    ... alteration of the system of records entitled Treasury/IRS 34.037, Audit Trail and Security Records. DATES... the Privacy Act system of records entitled Treasury/IRS34.037, Audit Trail and Security Records, to.... TREASURY/IRS 34.037 System name: Audit Trail and Security Records--Treasury/IRS 34.037...

  5. 12 CFR 792.67 - Security of systems of records.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792... 12 Banks and Banking 7 2012-01-01 2012-01-01 false Security of systems of records. 792.67 Section 792.67 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF...

  6. 12 CFR 792.67 - Security of systems of records.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792... 12 Banks and Banking 6 2011-01-01 2011-01-01 false Security of systems of records. 792.67 Section 792.67 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF...

  7. 12 CFR 792.67 - Security of systems of records.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792... 12 Banks and Banking 7 2014-01-01 2014-01-01 false Security of systems of records. 792.67 Section 792.67 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF...

  8. 12 CFR 792.67 - Security of systems of records.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792... 12 Banks and Banking 7 2013-01-01 2013-01-01 false Security of systems of records. 792.67 Section 792.67 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF...

  9. 78 FR 31579 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Petition...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-24

    ... for OMB Review; Comment Request; Petition for Finding Under Employee Retirement Income Security Act ACTION: Notice. SUMMARY: The Department of Labor (DOL) is submitting the Employee Benefits Security... Employee Retirement Income Security Act Section 3(40),'' to the Office of Management and Budget (OMB) for...

  10. 75 FR 11191 - Privacy Act of 1974; Retirement of Department of Homeland Security Federal Emergency Management...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-10

    ... 20472. For privacy issues please contact: Mary Ellen Callahan (703-235- 0780), Chief Privacy Officer... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Federal Emergency Management Agency System of Records AGENCY: Privacy Office...

  11. 17 CFR 301.0-1 - Availability of forms.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... A to Part 285 FORMS, SECURITIES INVESTOR PROTECTION CORPORATION § 301.0-1 Availability of forms. The forms prescribed for use under the Securities Investor Protection Act of 1970, as amended, (the “Act... may be obtained upon request to, as appropriate, the Securities Investor Protection Corporation (“SIPC...

  12. 32 CFR 199.8 - Double coverage.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... the Social Security Act (42 U.S.C. 1396 et seq.). (2) The provision in paragraph (a)(1) of this... administered under title XIX of the Social Security Act (Medicaid); (ii) Coverage specifically designed to... determination by the Social Security Administration. For care and services rendered prior to issuance of the...

  13. 20 CFR 410.686d - Payment of fees.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... from benefits payable under the Act to any beneficiary. (c) Responsibility of the Social Security Administration. The Social Security Administration assumes no responsibility for the payment of a fee based on a... Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL COAL MINE HEALTH AND SAFETY ACT OF 1969, TITLE IV...

  14. 75 FR 30693 - Revised Medical Criteria for Evaluating Hearing Loss

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-06-02

    ... SOCIAL SECURITY ADMINISTRATION 20 CFR Part 404 [Docket No. SSA-2008-0016] RIN 0960-AG20 Revised Medical Criteria for Evaluating Hearing Loss AGENCY: Social Security Administration. ACTION: Final rules... claims involving hearing loss under titles II and XVI of the Social Security Act (Act). The revisions...

  15. 75 FR 75884 - Regulations Regarding Income-Related Monthly Adjustment Amounts to Medicare Beneficiaries...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-07

    ... premiums. This new subpart implements changes made to the Social Security Act (Act) by the Affordable Care... SOCIAL SECURITY ADMINISTRATION 20 CFR Part 418 [Docket No. SSA-2010-0029] RIN 0960-AH22... Coverage Premiums AGENCY: Social Security Administration. ACTION: Interim final rule with request for...

  16. 75 FR 62676 - Disability Determinations by State Agency Disability Examiners

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-13

    ... SOCIAL SECURITY ADMINISTRATION 20 CFR Parts 404 and 416 [Docket No. SSA-2008-0041] RIN 0960-AG87 Disability Determinations by State Agency Disability Examiners AGENCY: Social Security Administration. ACTION... and XVI of the Social Security Act (Act) without the approval of a State agency medical or...

  17. 76 FR 41685 - Electronic Substitutions for Form SSA-538

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-15

    ... SOCIAL SECURITY ADMINISTRATION 20 CFR Part 416 [Docket No. SSA-2009-0027] RIN 0960-AH02 Electronic Substitutions for Form SSA-538 AGENCY: Social Security Administration. ACTION: Final rule with request for... children alleging disability or continuing disability under title XVI of the Social Security Act (Act...

  18. 77 FR 59061 - Extension of Temporary Registration of Municipal Advisors

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-26

    ... SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-67901; File No. S7-19... Exchange Commission. ACTION: Final rule; extension. SUMMARY: The Securities and Exchange Commission... registration of municipal advisors under the Securities Exchange Act of 1934 (``Exchange Act''), as amended by...

  19. 75 FR 82121 - Privacy Act of 1974, as Amended; Proposed Routine Use

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-29

    ... SOCIAL SECURITY ADMINISTRATION Privacy Act of 1974, as Amended; Proposed Routine Use AGENCY: Social Security Administration (SSA). ACTION: Proposed routine use. SUMMARY: In accordance with the... routine use to our system of records entitled Master Files of Social Security Number (SSN) Holders and SSN...

  20. 77 FR 46022 - Lincoln County Resource Advisory Committee Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-02

    ...The Lincoln County Resource Advisory Committee will meet in Libby, MT. The committee is authorized under the Secure Rural Schools and Community Self-Determination Act (Pub. L. 110-343) (the Act) and operates in compliance with the Federal Advisory Committee Act. The purpose of the committee is to improve collaborative relationships and to provide advice and recommendations to the Forest Service concerning projects and funding consistent with the title II of the Act. The meeting is open to the public. The purpose of the meeting is to review status of project implementation and review of status of funds for 2008-2011 Secure Rural Schools and Community Self-Determination Act.

  1. 77 FR 56607 - Lincoln County Resource Advisory Committee Meeting

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-13

    ...The Lincoln County Resource Advisory Committee will meet in Libby, MT. The committee is authorized under the Secure Rural Schools and Community Self-Determination Act (Pub. L 110-343) (the Act) and operates in compliance with the Federal Advisory Committee Act. The purpose of the committee is to improve collaborative relationships and to provide advice and recommendations to the Forest Service concerning projects and funding consistent with the title II of the Act. The meeting is open to the public. The purpose of the meeting is to review and recommend project proposals for implementation for Secure Rural Schools and Community Self-Determination Act 2012.

  2. 77 FR 25187 - Extension of Agency Information Collection Activity Under OMB Review: Certified Cargo Screening...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-27

    ...This notice announces that the Transportation Security Administration (TSA) has forwarded the Information Collection Request (ICR), Office of Management and Budget (OMB) control number 1652-0053, abstracted below to OMB for renewal in compliance with the Paperwork Reduction Act. The ICR describes the nature of the information collection and its expected burden. TSA published a Federal Register notice, with a 60-day comment period soliciting comments, of the following collection of information on February 24, 2012, 77 FR 11146, and TSA received no comments. The collections include: (1) Applications from entities that wish to become Certified Cargo Screening Facilities (CCSFs); (2) personal information to allow TSA to conduct security threat assessments on key individuals employed by the CCSFs; (3) implementation of a standard security program or submission of a proposed modified security program; (4) information on the amount of cargo screened; (5) recordkeeping requirements for CCSFs, and any other requests for information relating to cargo screening required to meet the Implementing Recommendations of the 9/11 Commission Act of 2007 (9/ 11 Act) and the Aviation and Transportation Security Act (ATSA) mandates. TSA is seeking the renewal of the ICR for the continuation of the program in order to secure passenger aircraft transporting cargo as required in the 9/11 Act.

  3. 36 CFR § 1202.90 - What NARA systems of records are exempt from release under the National Security Exemption of the...

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... are exempt from release under the National Security Exemption of the Privacy Act? § 1202.90 Section Â... from release under the National Security Exemption of the Privacy Act? (a) The Investigative Case Files... interfere with ongoing investigations and law enforcement or national security activities and impose an...

  4. 76 FR 39963 - Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64796; File No. S7-28-11] Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions From Clearing Agency... Services for Security-Based Swaps July 1, 2011. I. Introduction Title VII of the Dodd-Frank Wall Street...

  5. 77 FR 64369 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-19

    ... securities laws. It is suggested that the Company consult with corporate/securities counsel in assessing its... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68053; File No. SR-NASDAQ-2012-118] Self... Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice...

  6. 17 CFR 230.153a - Definition of “preceded by a prospectus” as used in section 5(b)(2) of the Act, in relation to...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Definition of âpreceded by a... security holders. 230.153a Section 230.153a Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.153a Definition of “preceded...

  7. 17 CFR 230.153a - Definition of “preceded by a prospectus” as used in section 5(b)(2) of the Act, in relation to...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Definition of âpreceded by a... security holders. 230.153a Section 230.153a Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.153a Definition of “preceded...

  8. 17 CFR 230.153a - Definition of “preceded by a prospectus” as used in section 5(b)(2) of the Act, in relation to...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Definition of âpreceded by a... security holders. 230.153a Section 230.153a Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.153a Definition of “preceded...

  9. 17 CFR 230.153a - Definition of “preceded by a prospectus” as used in section 5(b)(2) of the Act, in relation to...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Definition of âpreceded by a... security holders. 230.153a Section 230.153a Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.153a Definition of “preceded...

  10. 17 CFR 230.153a - Definition of “preceded by a prospectus” as used in section 5(b)(2) of the Act, in relation to...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Definition of âpreceded by a... security holders. 230.153a Section 230.153a Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 General § 230.153a Definition of “preceded...

  11. 17 CFR 200.30-14 - Delegation of authority to the General Counsel.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...., the Investment Advisers Act of 1940, 15 U.S.C. 80b-1 et seq., the Securities Investor Protection Act... U.S.C. 80b-1 et seq.), the Securities Investor Protection Act of 1970 (15 U.S.C. 78aaa et seq.) and...] Editorial Note: For Federal Register citations affecting § 200.30-14, see the List of CFR Sections Affected...

  12. 78 FR 46256 - Security Program, Report of Suspected Crimes, Suspicious Transactions, Catastrophic Acts and Bank...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-31

    ... NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 748 Security Program, Report of Suspected Crimes, Suspicious Transactions, Catastrophic Acts and Bank Secrecy Act Compliance CFR Correction In Title 12 of the Code of Federal Regulations, Parts 600 to 899, revised as of January 1, 2013, on page 963, in Sec. 748.2, the second paragraph (b)(2) is...

  13. 78 FR 16614 - Medicare Program; Medicare Hospital Insurance (Part A) and Medicare Supplementary Medical...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-18

    ...) of the Social Security Act (the Act). This Ruling is effective as of the issuance date, and addresses..., 1870, 1879 and 1886 of the Social Security Act; 42 CFR Part 405 Subpart I, 411.402, Part 412, 419.21... for withdrawal of pending Part A claim appeals must be sent to the adjudicator with whom the appeal is...

  14. 76 FR 67621 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security U.S. Customs...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-02

    ...The Department of Homeland Security is giving concurrent notice of a newly established system of records pursuant to the Privacy Act of 1974 for the ``Department of Homeland Security/U.S. Customs and Border Protection-003 Credit/Debit Care Data System of Records'' and this proposed rulemaking. In this proposed rulemaking, the Department proposes to exempt portions of the system of records from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements.

  15. 77 FR 69511 - Columbia ETF Trust, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-19

    ... as explained below, is an open-end management investment company registered under the Act and is... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30260; File No. 812-14037...) of the Investment Company Act of 1940 (the ``Act'') for an exemption from section 17(a) of the Act...

  16. Border Security, Cooperation, and Act Now Drug War Prevention Act

    THOMAS, 111th Congress

    Rep. Jackson-Lee, Sheila [D-TX-18

    2009-04-02

    House - 05/26/2009 Referred to the Subcommittee on Immigration, Citizenship, Refugees, Border Security, and International Law. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

  17. 12 CFR 792.50 - Program.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION Security Procedures for Classified...

  18. 12 CFR 792.50 - Program.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION Security Procedures for Classified...

  19. 12 CFR 792.50 - Program.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION Security Procedures for Classified...

  20. 12 CFR 792.50 - Program.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION Security Procedures for Classified...

  1. 12 CFR 792.50 - Program.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION Security Procedures for Classified...

  2. 78 FR 40541 - Privacy Act of 1974, as Amended; Computer Matching Program (SSA)-Match Number 1014

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-05

    ... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA 2013-0019] Privacy Act of 1974, as Amended; Computer Matching Program (SSA)--Match Number 1014 AGENCY: Social Security Administration (SSA). [[Page 40542

  3. 45 CFR 30.2. - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... program beneficiaries, contractors, providers, suppliers, and grantees; audit disallowance determinations.... Debts arising under the Social Security Act are overpayments to, or contributions, reimbursements, penalties or assessments owed by, any entity, individual, or State under the Social Security Act. Such...

  4. 45 CFR 30.2. - Definitions.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... program beneficiaries, contractors, providers, suppliers, and grantees; audit disallowance determinations.... Debts arising under the Social Security Act are overpayments to, or contributions, reimbursements, penalties or assessments owed by, any entity, individual, or State under the Social Security Act. Such...

  5. 77 FR 14843 - [Securities Act of 1933; Release No. 9300/March 7, 2012; Securities Exchange Act of 1934; Release...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-13

    ..., as generally accepted for purposes of the securities laws, any accounting principles established by a... concluding that the Financial Accounting Standards Board (``FASB'') and its parent organization, the Financial Accounting Foundation (``FAF''), satisfied the criteria for an accounting standard-setting body...

  6. 20 CFR 410.563 - Liability of a certifying officer.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Liability of a certifying officer. 410.563 Section 410.563 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL COAL MINE HEALTH AND SAFETY ACT...(b) of the Social Security Act; or (b) Where adjustment under section 204(a) of the Social Security...

  7. National Security Education Act of 1991: Summary and Analysis. CRS Report for Congress.

    ERIC Educational Resources Information Center

    Riddle, Wayne Clifton

    This report analyzes and summarizes the National Security Education Act of 1991 (NSEA) which authorizes a new program of aid for foreign language and area studies. The report discusses the legislation's aim to increase future national security through enhanced foreign language abilities and knowledge of other countries, the NSEA's authorized…

  8. 6 CFR 5.35 - Sanctions and penalties.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 6 Domestic Security 1 2010-01-01 2010-01-01 false Sanctions and penalties. 5.35 Section 5.35 Domestic Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY DISCLOSURE OF RECORDS AND INFORMATION Privacy Act § 5.35 Sanctions and penalties. Under the provisions of the Privacy Act, 5 U.S.C. 552a...

  9. 77 FR 65431 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68076; File No. SR-FINRA-2012-047] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder..., Inc. (``FINRA'') filed with the Securities and Exchange Commission (``SEC'' or ``Commission'') the...

  10. 77 FR 28416 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66941; File No. SR-CME-2012-06] Self-Regulatory... On March 9, 2012, Chicago Mercantile Exchange (``CME'') filed with the Securities and Exchange... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder.\\2\\ The proposed rule change was...

  11. 77 FR 43879 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67481; File No. SR-CBOE-2012-068] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is... ``CBOE'') filed with the Securities and Exchange Commission (the [[Page 43880

  12. 75 FR 7978 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security Transportation...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-23

    ...; Department of Homeland Security Transportation Security Administration-023 Workplace Violence Prevention... Administration-023 Workplace Violence Prevention Program System of Records and this proposed rulemaking. In this... Privacy Act (5 U.S.C. 552a) titled, DHS/TSA-023 Workplace Violence Prevention Program System of Records...

  13. 78 FR 75398 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70990; File No. SR-MSRB-2013-08] Self...\\ Securities Exchange Act Release No. 70607 (October 3, 2013), 78 FR 62736 (``Notice''). II. Description of the... dealer, acting as an underwriter or remarketing agent with no prior or future long-term economic interest...

  14. 42 CFR 401.128 - Where requests for records may be made.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... studies authorized by the Social Security Act in the field of health care financing. (c) Requests for... individuals. Disclosure of such records is generally prohibited by section 1106 of the Social Security Act (42... office of the Social Security Administration. If the specific material requested is not available in the...

  15. 42 CFR 401.128 - Where requests for records may be made.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... studies authorized by the Social Security Act in the field of health care financing. (c) Requests for... individuals. Disclosure of such records is generally prohibited by section 1106 of the Social Security Act (42... office of the Social Security Administration. If the specific material requested is not available in the...

  16. 42 CFR 401.128 - Where requests for records may be made.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... studies authorized by the Social Security Act in the field of health care financing. (c) Requests for... individuals. Disclosure of such records is generally prohibited by section 1106 of the Social Security Act (42... office of the Social Security Administration. If the specific material requested is not available in the...

  17. 42 CFR 401.128 - Where requests for records may be made.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... studies authorized by the Social Security Act in the field of health care financing. (c) Requests for... individuals. Disclosure of such records is generally prohibited by section 1106 of the Social Security Act (42... office of the Social Security Administration. If the specific material requested is not available in the...

  18. 12 CFR 792.68 - Use and collection of Social Security numbers.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy... 12 Banks and Banking 7 2014-01-01 2014-01-01 false Use and collection of Social Security numbers. 792.68 Section 792.68 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE...

  19. 12 CFR 792.68 - Use and collection of Social Security numbers.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy... 12 Banks and Banking 7 2012-01-01 2012-01-01 false Use and collection of Social Security numbers. 792.68 Section 792.68 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE...

  20. 12 CFR 792.68 - Use and collection of Social Security numbers.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy... 12 Banks and Banking 7 2013-01-01 2013-01-01 false Use and collection of Social Security numbers. 792.68 Section 792.68 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE...

  1. 32 CFR 2102.21 - Procedures for appeal of determination to deny access to or amendment of requested records.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT... National Security Affairs (hereinafter the “Assistant”), or the Deputy Assistant to the President for National Security Affairs (hereinafter the “Deputy Assistant”), acting in his name, shall issue a...

  2. 32 CFR 2102.21 - Procedures for appeal of determination to deny access to or amendment of requested records.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT... National Security Affairs (hereinafter the “Assistant”), or the Deputy Assistant to the President for National Security Affairs (hereinafter the “Deputy Assistant”), acting in his name, shall issue a...

  3. 32 CFR 2102.21 - Procedures for appeal of determination to deny access to or amendment of requested records.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT... National Security Affairs (hereinafter the “Assistant”), or the Deputy Assistant to the President for National Security Affairs (hereinafter the “Deputy Assistant”), acting in his name, shall issue a...

  4. 32 CFR 2102.21 - Procedures for appeal of determination to deny access to or amendment of requested records.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT... National Security Affairs (hereinafter the “Assistant”), or the Deputy Assistant to the President for National Security Affairs (hereinafter the “Deputy Assistant”), acting in his name, shall issue a...

  5. 32 CFR 2102.21 - Procedures for appeal of determination to deny access to or amendment of requested records.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT... National Security Affairs (hereinafter the “Assistant”), or the Deputy Assistant to the President for National Security Affairs (hereinafter the “Deputy Assistant”), acting in his name, shall issue a...

  6. 78 FR 76664 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71073; File No. SR-CBOE-2013-102] Self..., Incorporated (``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  7. 78 FR 79534 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-30

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-71178; File No. SR-CBOE-2013-107] Self..., Incorporated (the ``Exchange'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act'') \\1\\ and Rule 19b-4...

  8. 17 CFR 270.14a-1 - Use of notification pursuant to regulation E under the Securities Act of 1933.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Commission adequately insures (a) that after the effective date of such notification such company will not... Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY... of 1933 by a small business investment company operating under the Small Business Investment Act of...

  9. 77 FR 48572 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67621; File No. SR-FICC-2012-05] Self... Corporation (``FICC'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change SR-FICC-2012-05 pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'').\\1...

  10. The Employee Retirement Income Security Act of 1974: Policies and Problems

    ERIC Educational Resources Information Center

    Alperin, Stuart N.; And Others

    1975-01-01

    Congress enacted the Employment Retirement Income Security Act of 1974 (ERISA) to help assure economic security in retirement. This analysis includes description of the growth, operation, and inequities within the private pension system and analysis of ERISA: (1) participation, vesting and joint and survivor annuities; (2) funding and plan…

  11. 20 CFR 229.22 - Beginning date of increase under overall minimum.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... RAILROAD RETIREMENT ACT SOCIAL SECURITY OVERALL MINIMUM GUARANTEE Eligibility for Increase Under the... the employee becomes insured under section 214 or 227 of the Social Security Act based on railroad and social security earnings; or (4) The month the employee attains retirement age, if a DIB O/M was paid in...

  12. 78 FR 69921 - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70885; File No. SR-TOPAZ-2013-11] Self..., 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule... ISE Gemini) (the ``Exchange'' or ``Topaz'') filed with the Securities and Exchange Commission...

  13. 75 FR 7979 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/ALL-027 The...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-23

    ... privacy issues please contact: Mary Ellen Callahan (703-235-0780), Chief Privacy Officer, Privacy Office...] Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/ALL-027 The History of the Department of Homeland Security System of Records AGENCY: Privacy Office, DHS. ACTION: Notice of...

  14. P.L. 110-140, "Energy Independence and Security Act of 2007", 2007

    DOE Office of Scientific and Technical Information (OSTI.GOV)

    None

    2007-12-19

    The Energy Independence and Security Act of 2007 (EISA), signed into law on December 19, 2007, set forth an agenda for improving U.S. energy security across the entire economy. While industrial energy efficiency is specifically called out in Title IV, Subtitle D, other EISA provisions also apply to AMO activities.

  15. 20 CFR 416.1124 - Unearned income we do not count.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 202(h) of the Housing Act of 1959; (15) Any interest accrued on and left to accumulate as part of the... Section 416.1124 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE.... Some Federal laws other than the Social Security Act provide that we cannot count some of your unearned...

  16. 20 CFR 498.102 - Basis for civil monetary penalties and assessments.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... assessments. 498.102 Section 498.102 Employees' Benefits SOCIAL SECURITY ADMINISTRATION CIVIL MONETARY... amount of: (i) Monthly insurance benefits under title II of the Social Security Act; or (ii) Benefits or payments under title VIII or title XVI of the Social Security Act; and (2)(i) Knew, or should have known...

  17. 76 FR 75781 - Treasury Inflation-Protected Securities Issued at a Premium

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-05

    ... Services and Enforcement. Emily S. McMahon, Acting Assistant Secretary of the Treasury (Tax Policy). [FR... principal amount of the security times the number of complete years to the security's maturity). In Notice... Administrative Procedure Act (5 U.S.C. chapter 5) does not apply to these regulations, and because the...

  18. 48 CFR 1552.235-78 - Data Security for Toxic Substances Control Act Confidential Business Information (DEC 1997).

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... 48 Federal Acquisition Regulations System 6 2014-10-01 2014-10-01 false Data Security for Toxic... Acquisition Regulations System ENVIRONMENTAL PROTECTION AGENCY CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Texts of Provisions and Clauses 1552.235-78 Data Security for Toxic Substances Control Act...

  19. 48 CFR 1552.235-78 - Data Security for Toxic Substances Control Act Confidential Business Information (DEC 1997).

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 48 Federal Acquisition Regulations System 6 2012-10-01 2012-10-01 false Data Security for Toxic... Acquisition Regulations System ENVIRONMENTAL PROTECTION AGENCY CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Texts of Provisions and Clauses 1552.235-78 Data Security for Toxic Substances Control Act...

  20. 48 CFR 1552.235-78 - Data Security for Toxic Substances Control Act Confidential Business Information (DEC 1997).

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 48 Federal Acquisition Regulations System 6 2011-10-01 2011-10-01 false Data Security for Toxic... Acquisition Regulations System ENVIRONMENTAL PROTECTION AGENCY CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Texts of Provisions and Clauses 1552.235-78 Data Security for Toxic Substances Control Act...

  1. 48 CFR 1552.235-78 - Data Security for Toxic Substances Control Act Confidential Business Information (DEC 1997).

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 48 Federal Acquisition Regulations System 6 2010-10-01 2010-10-01 true Data Security for Toxic... Acquisition Regulations System ENVIRONMENTAL PROTECTION AGENCY CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Texts of Provisions and Clauses 1552.235-78 Data Security for Toxic Substances Control Act...

  2. 48 CFR 1552.235-78 - Data Security for Toxic Substances Control Act Confidential Business Information (DEC 1997).

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... 48 Federal Acquisition Regulations System 6 2013-10-01 2013-10-01 false Data Security for Toxic... Acquisition Regulations System ENVIRONMENTAL PROTECTION AGENCY CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Texts of Provisions and Clauses 1552.235-78 Data Security for Toxic Substances Control Act...

  3. 78 FR 62842 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-22

    ... Rule 5270 defines the term ``related financial instrument'' as ``any option, derivative, security-based... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70625; File No. SR-EDGA-2013-29] Self...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is...

  4. 20 CFR 229.22 - Beginning date of increase under overall minimum.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... RAILROAD RETIREMENT ACT SOCIAL SECURITY OVERALL MINIMUM GUARANTEE Eligibility for Increase Under the... the employee becomes insured under section 214 or 227 of the Social Security Act based on railroad and social security earnings; or (4) The month the employee attains retirement age, if a DIB O/M was paid in...

  5. 44 CFR 6.3 - Collection and use of information (Privacy Act statements).

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... identity of an individual, and the social security number will become a part of a system of records in... in compliance with the Act and these regulations. (c) Solicitation of Social Security numbers. Before... such individual refuses to disclose his/her social security account number, the employee of FEMA shall...

  6. Potential impact of HITECH security regulations on medical imaging.

    PubMed

    Prior, Fred; Ingeholm, Mary Lou; Levine, Betty A; Tarbox, Lawrence

    2009-01-01

    Title XIII of Division A and Title IV of Division B of the American Recovery and Reinvestment Act (ARRA) of 2009 [1] include a provision commonly referred to as the "Health Information Technology for Economic and Clinical Health Act" or "HITECH Act" that is intended to promote the electronic exchange of health information to improve the quality of health care. Subtitle D of the HITECH Act includes key amendments to strengthen the privacy and security regulations issued under the Health Insurance Portability and Accountability Act (HIPAA). The HITECH act also states that "the National Coordinator" must consult with the National Institute of Standards and Technology (NIST) in determining what standards are to be applied and enforced for compliance with HIPAA. This has led to speculation that NIST will recommend that the government impose the Federal Information Security Management Act (FISMA) [2], which was created by NIST for application within the federal government, as requirements to the public Electronic Health Records (EHR) community in the USA. In this paper we will describe potential impacts of FISMA on medical image sharing strategies such as teleradiology and outline how a strict application of FISMA or FISMA-based regulations could have significant negative impacts on information sharing between care providers.

  7. 17 CFR 239.16b - Form S-8, for registration under the Securities Act of 1933 of securities to be offered to...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... under the Securities Act of 1933 of securities to be offered to employees pursuant to employee benefit... employee benefit plans. (a) Any registrant that, immediately prior to the time of filing a registration... benefit plan. The form also is available for the exercise of employee benefit plan options by an employee...

  8. 17 CFR 270.3c-3 - Definition of certain terms used in section 3(c)(1) of the Act with respect to certain debt...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Definition of certain terms used in section 3(c)(1) of the Act with respect to certain debt securities offered by small business... COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.3c-3 Definition of certain...

  9. 78 FR 9435 - Submission for OMB Review; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-02-08

    ... is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the... securities on Forms F-7, F-8, F-9 or F-10 under the Securities Act of 1933 (U.S.C. 77a et seq.), or filing periodic reports on Form 40-F under the Exchange Act of 1934 (15 U.S.C. 78a et seq.). The information...

  10. 78 FR 76843 - Statement of Delegation of Authority

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-19

    ... Security Act (42 U.S.C. 1396b) for the establishment or operation of a Medicaid Fraud Control Unit. This... Social Security Act (42 U.S.C. 1316(e)(1)) to conduct reconsiderations of disallowances of any item or...

  11. 6 CFR 29.1 - Purpose and scope.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY PROTECTED CRITICAL INFRASTRUCTURE... receipt, care, and storage of Critical Infrastructure Information (CII) voluntarily submitted to the... herein as the Critical Infrastructure Information Act of 2002 (CII Act). Consistent with the statutory...

  12. 6 CFR 29.1 - Purpose and scope.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY PROTECTED CRITICAL INFRASTRUCTURE... receipt, care, and storage of Critical Infrastructure Information (CII) voluntarily submitted to the... herein as the Critical Infrastructure Information Act of 2002 (CII Act). Consistent with the statutory...

  13. 6 CFR 29.1 - Purpose and scope.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY PROTECTED CRITICAL INFRASTRUCTURE... receipt, care, and storage of Critical Infrastructure Information (CII) voluntarily submitted to the... herein as the Critical Infrastructure Information Act of 2002 (CII Act). Consistent with the statutory...

  14. 6 CFR 29.1 - Purpose and scope.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY PROTECTED CRITICAL INFRASTRUCTURE... receipt, care, and storage of Critical Infrastructure Information (CII) voluntarily submitted to the... herein as the Critical Infrastructure Information Act of 2002 (CII Act). Consistent with the statutory...

  15. 77 FR 29394 - Van Eck VIP Trust, et al.; Notice of Application

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-17

    ... outstanding voting stock of the registered closed-end investment company. 2. Section 12(d)(1)(J) of the Act... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30063; 812-13846] Van Eck... Investment Company Act of 1940 (``Act'') for an exemption from sections 12(d)(1)(A) and (C) of the Act...

  16. 78 FR 58566 - Agency Information Collection Activities; Submission for OMB Review; Comment Request; Securing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-24

    ...' Compensation Act requires a covered employer to secure the payment of compensation under the Act and its... insurance, or by becoming an authorized self-insured employer. See 33 U.S.C. 932. Each authorized insurance.... Similarly, each authorized self-insurer or employer seeking authorization is required fully to secure its...

  17. 75 FR 39069 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-07

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62416; File No. SR-FINRA-2010-033] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder.... (``FINRA'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

  18. 77 FR 46533 - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-08-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67533; File No. SR-CME-2012-31] Self-Regulatory.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ and Rule 19b-4 thereunder...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change described in...

  19. 77 FR 70866 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68267; File No. SR-Phlx-2012-133] Self...) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby... Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I and II...

  20. 75 FR 66815 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-29

    ... Underlying Index measures the performance of investment-grade taxable debt securities of the U.S. municipal... of ICUs based on certain fixed income indexes. See, e.g., Securities Exchange Act Release No. 48662... Investment Company Units based on a fixed income index in Securities Exchange Act Release No. 55783 (May 17...

  1. 17 CFR 274.11A - Form N-1A, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of open-end management investment companies. 274.11A Section 274.11A Commodity and Securities...(b) of the Investment Company Act of 1940 by open-end management investment companies other than... registration under the Securities Act of 1933 of the securities of all open-end management investment companies...

  2. 76 FR 45898 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-01

    ... over the Internet); Securities Exchange Act Release No. 63197 (October 27, 2010), 75 FR 67791 (November... $200 to $600 per Internet port that is used to deliver market data); Securities Exchange Act Release No... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64964; File No. SR-EDGA-2011-22] Self...

  3. 78 FR 71002 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-27

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70909; File No. SR-NYSE-2013-72] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

  4. 78 FR 72737 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70946; File No. SR-NSCC-2013-12] Self... Activity and Receive Notifications When Pre-Set Trading Limits are Reached November 26, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice...

  5. 78 FR 56967 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70358; File No. SR-FINRA-2013-031] Self...'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to amend...

  6. 75 FR 58007 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-23

    ... securities frauds that resulted in harm to investors, FINRA has reviewed its rule on arbitrator referrals and... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62930; File No. SR-FINRA-2010-036] Self... September 17, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and...

  7. 20 CFR 404.1590 - When and how often we will conduct a continuing disability review.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... continuing disability review. 404.1590 Section 404.1590 Employees' Benefits SOCIAL SECURITY ADMINISTRATION... out in section 223(f) of the Social Security Act. In paragraphs (b) through (g) of this section, we... Social Security Act or these regulations; (9) Evidence we receive raises a question as to whether your...

  8. 17 CFR 229.510 - (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities. 229.510 Section 229.510 Commodity and...-REGULATION S-K Registration Statement and Prospectus Provisions § 229.510 (Item 510) Disclosure of Commission...

  9. 17 CFR 229.510 - (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities. 229.510 Section 229.510 Commodity and...-REGULATION S-K Registration Statement and Prospectus Provisions § 229.510 (Item 510) Disclosure of Commission...

  10. 17 CFR 229.510 - (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities. 229.510 Section 229.510 Commodity and...-REGULATION S-K Registration Statement and Prospectus Provisions § 229.510 (Item 510) Disclosure of Commission...

  11. 78 FR 36810 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-67956; File No. SR-Phlx-2013-42] Self... PHLX LLC (``Exchange'' or ``PHLX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  12. 78 FR 36800 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-19

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69755; File No. SR-NASDAQ-2013-070] Self... (``Exchange'' or ``NASDAQ'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a...

  13. 78 FR 31996 - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69613; File No. SR-EDGA-2013-13] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

  14. 78 FR 19352 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69233; File No. SR-NASDAQ-2013-028] Self... NASDAQ Stock Market LLC (``Exchange'' or ``NASDAQ'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b...

  15. 78 FR 31994 - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-28

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69614; File No. SR-EDGX-2013-17] Self... 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4 thereunder,\\3... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

  16. 78 FR 19337 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-03-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69229; File No. SR-Phlx-2013-15] Self... (``Exchange'' or ``PHLX'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a...

  17. 78 FR 26820 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69499; File No. SR-NASDAQ-2013-070] Self.... May 2, 2013. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2... LLC (the ``Exchange'' or ``Nasdaq'') filed with the Securities and Exchange Commission (the...

  18. 77 FR 63399 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-10-16

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68010; File No. SR-CBOE-2012-096] Self...(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice...'' or ``CBOE'') filed with the Securities and Exchange Commission (the ``Commission'') the proposed rule...

  19. 76 FR 73753 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65806; File No. SR-NYSEArca-2011-88] Self.... Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder... Arca'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as...

  20. 75 FR 18248 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-09

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61831; File No. SR-NYSEArca-2010-20] Self... Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2... with the Securities and Exchange Commission (the ``Commission'') the proposed rule change as described...

  1. 76 FR 73750 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-29

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65805; File No. SR-NYSEAmex-2011-89] Self... to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2...'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described...

  2. 78 FR 51786 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70207; File No. SR-OCC-2013-12] Self-Regulatory...(b)(1) of the Securities Exchange Act of 1934 (``Act ''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that on August 2, 2013, The Options Clearing Corporation (``OCC'') filed with the Securities...

  3. 78 FR 37631 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Request To...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-06-21

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69774; File No. SR-FICC-2013-06] Self... Program for Certain Government Securities Division Rules Relating to the GCF Repo[supreg] Service June 17, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act''),\\1\\ notice is...

  4. 78 FR 68496 - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-70831; File No. SR-FICC-2013-09] Self...[supreg] at FICC's Government Securities Division November 7, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given that, on...

  5. 77 FR 33794 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-07

    ... Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security June... Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ a proposed rule change to list and trade...

  6. 76 FR 27707 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-12

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64424; File No. SR-FINRA-2011-023] Self... the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given... Securities and Exchange Commission (``SEC'' or ``Commission'') the proposed rule change as described in Items...

  7. 75 FR 53998 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62787; File No. SR-FINRA-2010-045] Self... Effectiveness of Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement August 27, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  8. 76 FR 11829 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-03-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63960; File No. SR-FINRA-2011-008] Self... Public Quotation in an OTC Equity Security February 24, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Exchange Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is hereby given...

  9. 77 FR 2592 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-01-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-66134; File No. SR-NYSE-2011-68] Self... Proposed Rule Change Amending NYSE Rule 80C, Which Provides for Trading Pauses in Individual Securities Due... January 11, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\\1...

  10. 78 FR 1290 - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-01-08

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68561; File No. SR-NYSEMKT-2012-86] Self... Market (``Nasdaq'') Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges January 2, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act...

  11. 78 FR 20708 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-05

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-69262; File No. SR-FINRA-2013-019] Self... Effectiveness of a Proposed Rule Change Relating to FINRA Rule 0180 (Application of Rules to Security-Based Swaps) April 1, 2013. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1...

  12. 77 FR 76112 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-26

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68468; File No. SR-FINRA-2012-055] Self...-Element Continuing Education Program To Qualify To Engage in a Security Futures Business December 19, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'')\\1\\ and Rule 19b-4 thereunder...

  13. 75 FR 69693 - Privacy Act of 1974; Department of Homeland Security National Protection and Programs Directorate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-15

    ... system will be included in the Department of Homeland Security's inventory of record systems. DATES... FURTHER INFORMATION CONTACT: For general questions please contact: Emily Andrew (703-235-2182), Privacy.... Background In accordance with the Privacy Act of 1974, 5 U.S.C. 552a, the Department of Homeland Security...

  14. 17 CFR 240.17a-5 - Reports to be made by certain brokers and dealers.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... membership of the broker or dealer in the Securities Investor Protection Corporation (“SIPC”) if, pursuant to... provided for in section 4(d)(1)(c) of the Securities Investor Protection Act of 1970, as amended. The... for exclusion from membership under the Securities Investor Protection Act of 1970, and the date and...

  15. 17 CFR 240.17a-5 - Reports to be made by certain brokers and dealers.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... membership of the broker or dealer in the Securities Investor Protection Corporation (“SIPC”) if, pursuant to... provided for in section 4(d)(1)(c) of the Securities Investor Protection Act of 1970, as amended. The... for exclusion from membership under the Securities Investor Protection Act of 1970, and the date and...

  16. 17 CFR 240.17a-5 - Reports to be made by certain brokers and dealers.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... membership of the broker or dealer in the Securities Investor Protection Corporation (“SIPC”) if, pursuant to... provided for in section 4(d)(1)(c) of the Securities Investor Protection Act of 1970, as amended. The... for exclusion from membership under the Securities Investor Protection Act of 1970, and the date and...

  17. 78 FR 57257 - Medicare Determinations and Income-Related Monthly Adjustment Amounts to Medicare Part B Premiums...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-09-18

    ...; Conforming Changes to Regulations AGENCY: Social Security Administration. ACTION: Interim final rule with... monthly adjustment amounts (IRMAA) in order to conform to changes made to the Social Security Act (Act) by... SOCIAL SECURITY ADMINISTRATION 20 CFR Parts 404 and 418 [Docket No. SSA-2012-0011] RIN 0960-AH47...

  18. The Indian National Food Security Act, 2013: a commentary.

    PubMed

    Varadharajan, Kiruba Sankar; Thomas, Tinku; Kurpad, Anura

    2014-06-01

    The National Food Security Act (NFSA) 2013, passed recently by the Indian Parliament, aims to ensure food security in India, chiefly by providing cereals at subsidized prices through the Targeted Public Distribution System (TPDS) for about two-thirds of households. The predominant line of criticism of the NFSA has been the costs of such an ambitious rights-based approach in the context of decelerating economic growth and growing fiscal deficits. We argue that the food subsidy has been increasing through the last few decades and is set to climb even higher with this act but that the incremental costs, at about 0.2% of gross domestic product, are not as high as claimed. Further, recent evidence of increasing utilization of the TPDS and decreasing corruption add credence to the act's premise that significant income transfers to poor households can be achieved, thereby promoting food security as well as dietary diversity. Several concerns remain to be addressed in the design and implementation of the act, including its proposed coverage, a cereal-centric approach, the identification of beneficiaries, and its adaptability at the state level. If these are resolved effectively, the act can prove to be a significant step forward in India's long-drawn-out battle against undernutrition and food insecurity. Finally, the NFSA also provides a fresh opportunity to reform and strengthen the TPDS, which has been an integral component of India's strategy to achieve food security at the national level.

  19. 42 CFR 418.1 - Statutory basis.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... section 1861(dd) of the Social Security Act (the Act). Section 1861(dd) of the Act specifies services... Medicare program. Section 1861(dd) also specifies limitations on coverage of, and payment for, inpatient...

  20. 50 CFR 540.2 - Program.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... Fisheries MARINE MAMMAL COMMISSION INFORMATION SECURITY § 540.2 Program. The Executive Director is designated as the Commission's official responsible for implementation and oversight of information security... requests submitted under the Freedom of Information Act are handled in accordance with that Act and that...

Some links on this page may take you to non-federal websites. Their policies may differ from this site.
Top