77 FR 45721 - Consolidated Audit Trail

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-01

...The Securities and Exchange Commission (``Commission'') is adopting Rule 613 under the Securities Exchange Act of 1934 (``Exchange Act'' or ``Act'') to require national securities exchanges and national securities associations (``self-regulatory organizations'' or ``SROs'') to submit a national market system (``NMS'') plan to create, implement, and maintain a consolidated order tracking system, or consolidated audit trail, with respect to the trading of NMS securities, that would capture customer and order event information for orders in NMS securities, across all markets, from the time of order inception through routing, cancellation, modification, or execution.

48 CFR 1804.470-1 - Scope.

Code of Federal Regulations, 2011 CFR

2011-10-01

... implements NASA's acquisition requirements pertaining to Federal policies for the security of unclassified... (FISMA) of 2002, Homeland Security Presidential Directive (HSPD) 12, Clinger-Cohen Act of 1996 (40 U.S.C... Institute of Standards and Technology (NIST) security requirements and standards. These requirements...

48 CFR 1804.470-1 - Scope.

Code of Federal Regulations, 2013 CFR

2013-10-01

... implements NASA's acquisition requirements pertaining to Federal policies for the security of unclassified... (FISMA) of 2002, Homeland Security Presidential Directive (HSPD) 12, Clinger-Cohen Act of 1996 (40 U.S.C... Institute of Standards and Technology (NIST) security requirements and standards. These requirements...

32 CFR 322.4 - Responsibilities.

Code of Federal Regulations, 2011 CFR

2011-07-01

... physical security requirements for the protection of personal information and ensure that such requirements... NATIONAL SECURITY AGENCY/CENTRAL SECURITY SERVICES PRIVACY ACT PROGRAM § 322.4 Responsibilities. (a) The... Associate Director for Human Resources Services or designee shall: (1) Establish the physical security...

Complying with the Campus Security Act--1990. Title II--Crime Awareness and Campus Security.

ERIC Educational Resources Information Center

National Association of Student Personnel Administrators, Inc.

This paper offers guidelines to colleges and universities which must comply with requirements of the Student Right-to-Know and Campus Security Act of 1990, specifically Title II, Crime Awareness and Campus Security. An introduction outlines some measures that campuses are urged to adopt such as campus-wide committees to review security policies,…

77 FR 25187 - Extension of Agency Information Collection Activity Under OMB Review: Certified Cargo Screening...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-04-27

...This notice announces that the Transportation Security Administration (TSA) has forwarded the Information Collection Request (ICR), Office of Management and Budget (OMB) control number 1652-0053, abstracted below to OMB for renewal in compliance with the Paperwork Reduction Act. The ICR describes the nature of the information collection and its expected burden. TSA published a Federal Register notice, with a 60-day comment period soliciting comments, of the following collection of information on February 24, 2012, 77 FR 11146, and TSA received no comments. The collections include: (1) Applications from entities that wish to become Certified Cargo Screening Facilities (CCSFs); (2) personal information to allow TSA to conduct security threat assessments on key individuals employed by the CCSFs; (3) implementation of a standard security program or submission of a proposed modified security program; (4) information on the amount of cargo screened; (5) recordkeeping requirements for CCSFs, and any other requests for information relating to cargo screening required to meet the Implementing Recommendations of the 9/11 Commission Act of 2007 (9/ 11 Act) and the Aviation and Transportation Security Act (ATSA) mandates. TSA is seeking the renewal of the ICR for the continuation of the program in order to secure passenger aircraft transporting cargo as required in the 9/11 Act.

76 FR 44059 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64906; File No. SR-NYSEArca-2011-49] Self... Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

76 FR 44071 - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64905; File No. SR-NYSEArca-2011-50] Self... Operate Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and...

17 CFR 230.481 - Information required in prospectuses.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Information required in prospectuses. 230.481 Section 230.481 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Investment Companies; Business Development Companies...

The Health Insurance Portability and Accountability Act: security and privacy requirements.

PubMed

Tribble, D A

2001-05-01

The security and privacy requirements of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) and their implications for pharmacy are discussed. HIPAA was enacted to improve the portability of health care insurance for persons leaving jobs. A section of the act encourages the use of electronic communications for health care claims adjudication, mandates the use of new standard code sets and transaction sets, and establishes the need for regulations to protect the security and privacy of individually identifiable health care information. Creating these regulations became the task of the Department of Health and Human Services. Regulations on security have been published for comment. Regulations on privacy and the definition of standard transaction sets and code sets are complete. National identifiers for patients, providers, and payers have not yet been established. The HIPAA regulations on security and privacy will require that pharmacies adopt policies and procedures that limit access to health care information. Existing pharmacy information systems may require upgrading or replacement. Costs of implementation nationwide are estimated to exceed $8 billion. The health care community has two years from the finalization of each regulation to comply with that regulation. The security and privacy requirements of HIPAA will require pharmacies to review their practices regarding the storage, use, and disclosure of protected health care information.

17 CFR 230.484 - Undertaking required in certain registration statements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Undertaking required in certain registration statements. 230.484 Section 230.484 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Investment Companies; Business...

76 FR 72495 - Alabama Metal Coil Securement Act; Petition for Determination of Preemption

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-23

...-0318] Alabama Metal Coil Securement Act; Petition for Determination of Preemption AGENCY: Federal Motor... the American Trucking Associations (ATA) requesting a determination that the State of Alabama's Metal..., Alabama's metal coil load securement certification requirements may have on interstate commerce. DATES...

5 CFR 844.201 - General requirements.

Code of Federal Regulations, 2011 CFR

2011-01-01

... regains competency or a court appoints a fiduciary, whichever is earlier. (b)(1) Before payment of a... the Social Security Act; or (ii) An official statement from the Social Security Administration that... Social Security Act. (2) A disability retirement application under this part will be dismissed when OPM...

75 FR 3948 - Sunshine Act Meeting

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-25

... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... matters relating to climate change. At times, changes in Commission priorities require alterations in the...

Campus Security Act & Students' Right To Know.

ERIC Educational Resources Information Center

Ramirez, Gus

In November 1990, the Students' Right to Know and Campus Security Act became law, requiring all postsecondary institutions that receive federal student aid to collect campus crime statistics and make timely reports to the campus community on crimes that are considered a threat to other students and other employees. The law also requires that…

78 FR 26034 - Agency Information Collection Activities: Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-03

... with the Secretary under section 1876 of the Social Security Act are required to submit a budget and... Secretary under section 1833 of the Social Security Act are required to submit a budget and enrollment... financial activities such as independent audits, provider organization and operation, etc. The MAC is...

20 CFR 601.1 - General.

Code of Federal Regulations, 2010 CFR

2010-04-01

... made regarding the inclusion of specified provisions (section 303(a) of the Social Security Act) in... required conditions of Federal law. (Section 303(a) of the Social Security Act; section 3304(a) of the...

The National Security Education Program and Its Service Requirement: An Exploratory Study of What Areas of Government and for What Duration National Security Education Program Recipients Have Worked

ERIC Educational Resources Information Center

Comp, David J.

2013-01-01

The National Security Education Program, established under the National Security Education Act of 1991, has had a post-funding service requirement in the Federal Government for undergraduate scholarship and graduate fellowship recipients since its inception. The service requirement, along with the concern that the National Security Education…

76 FR 44069 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64907; File No. SR-NYSEAmex-2011-53] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

76 FR 44065 - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64908; File No. SR-NYSEAmex-2011-52] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

76 FR 44073 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-07-22

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64904; File No. SR-NYSE-2011-34] Self... Consistent With the Requirements of Rule 15c3-5 Under the Securities Exchange Act of 1934 July 18, 2011. Pursuant to Section 19(b)(1) \\1\\ of the Securities Exchange Act of 1934 (the ``Act'') \\2\\ and Rule 19b-4...

Student Conduct Administrator Knowledge of the Statistical Reporting Obligations of the Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act

ERIC Educational Resources Information Center

DeBowes, Michael Matthew

2014-01-01

The "Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act" (the "Clery Act") is a consumer right-to-know law originally passed by Congress in 1900. The law requires colleges and universities receiving federal student aid to publish annually their security-related policies and crime statistics. The…

17 CFR 256.01-6 - Departmental classification required.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Departmental classification required. 256.01-6 Section 256.01-6 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... UTILITY HOLDING COMPANY ACT OF 1935 General Instructions § 256.01-6 Departmental classification required...

20 CFR 703.203 - Application for security deposit determination; information to be submitted; other requirements.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 20 Employees' Benefits 4 2012-04-01 2012-04-01 false Application for security deposit...' COMPENSATION ACT AND RELATED STATUTES INSURANCE REGULATIONS Insurance Carrier Security Deposit Requirements § 703.203 Application for security deposit determination; information to be submitted; other...

20 CFR 703.203 - Application for security deposit determination; information to be submitted; other requirements.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 20 Employees' Benefits 3 2011-04-01 2011-04-01 false Application for security deposit...' COMPENSATION ACT AND RELATED STATUTES INSURANCE REGULATIONS Insurance Carrier Security Deposit Requirements § 703.203 Application for security deposit determination; information to be submitted; other...

17 CFR 210.2-07 - Communication with audit committees.

Code of Federal Regulations, 2011 CFR

2011-04-01

... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES..., INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Qualifications and Reports of... critical accounting policies and practices to be used; (2) All alternative treatments within Generally...

6 CFR 5.3 - Requirements for making requests.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 6 Domestic Security 1 2010-01-01 2010-01-01 false Requirements for making requests. 5.3 Section 5.3 Domestic Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY DISCLOSURE OF RECORDS AND INFORMATION Freedom of Information Act § 5.3 Requirements for making requests. (a) How made and...

78 FR 35326 - Division of Longshore and Harbor Workers' Compensation; Proposed Extension of Existing Collection...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-12

...' Compensation Act (LHWCA) requires covered employers to secure the payment of compensation under the Act and its... Insurance, or by becoming authorized self-insured employers (33 U.S.C. 932 et seq). Each authorized.... Similarly, each authorized self-insurer (or employer seeking authorization) is required to fully secure its...

48 CFR 504.402 - General.

Code of Federal Regulations, 2010 CFR

2010-10-01

...) Implements the requirements of the Department of Defense's Industrial Security Regulation (ISR) and Industrial Security Manual for Safeguarding Classified Information (ISM). By agreement, the Department of Defense (DOD) will act for, and on behalf of, GSA in rendering security services required for safeguarding...

78 FR 17781 - Transportation Worker Identification Credential (TWIC)-Reader Requirements

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-22

...In this Notice of Proposed Rulemaking (NPRM), the Coast Guard proposes to require owners and operators of certain vessels and facilities regulated by the Coast Guard to use electronic readers designed to work with the Transportation Worker Identification Credential (TWIC) as an access control measure. This NPRM also proposes additional requirements associated with electronic TWIC readers, including recordkeeping requirements for those owners and operators required to use an electronic TWIC reader, and security plan amendments to incorporate TWIC requirements. The TWIC program, including the proposed TWIC reader requirements in this rule, is an important component of the Coast Guard's multi-layered system of access control requirements and other measures designed to enhance maritime security. This rulemaking action, once final, would build upon existing Coast Guard regulations designed to ensure that only individuals who hold a TWIC are granted unescorted access to secure areas at those locations. The Coast Guard has already promulgated regulations pursuant to the Maritime Transportation Security Act of 2002 (MTSA) that require mariners and other individuals to obtain a TWIC and present it for inspection by security personnel prior to gaining access to such secure areas. By requiring certain vessels and facilities to perform TWIC inspections using electronic TWIC readers, this rulemaking would further enhance security at those locations. This rulemaking would also implement the Security and Accountability For Every Port Act of 2006 electronic TWIC reader requirements.

17 CFR 210.11-03 - Presentation of financial forecast.

Code of Federal Regulations, 2010 CFR

2010-04-01

... required by generally accepted accounting principles. Form and Content of Schedules general ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Presentation of financial... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

17 CFR 1.7 - Books and records requirements for security-based swap agreements.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false Books and records requirements... FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.7 Books... not be required to keep and maintain additional books and records regarding security-based swap...

17 CFR 1.7 - Books and records requirements for security-based swap agreements.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false Books and records requirements... FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.7 Books... not be required to keep and maintain additional books and records regarding security-based swap...

17 CFR 240.17Ad-19 - Requirements for cancellation, processing, storage, transportation, and destruction or other...

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Requirements for cancellation....17Ad-19 Section 240.17Ad-19 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...

17 CFR 240.12b-37 - Satisfaction of filing requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Satisfaction of filing requirements. 240.12b-37 Section 240.12b-37 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Under the Securities Exchange Act of 1934 Special Provisions § 240.12b-37 Satisfaction of filing...

75 FR 5487 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security/U.S. Customs...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-03

...The Department of Homeland Security is issuing a final rule to amend its regulations to exempt portions of a Department of Homeland Security/U.S. Customs and Border Protection system of records entitled the, ``Department of Homeland Security/U.S. Customs and Border Protection--006 Automated Targeting System of Records'' from certain provisions of the Privacy Act. Specifically, the Department exempts portions of the Department of Homeland Security/U.S. Customs and Border Protection--006 Automated Targeting system of records from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements.

75 FR 65442 - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-25

...-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; correction. SUMMARY: The..., October 25, 2010 / Proposed Rules#0;#0; [[Page 65442

78 FR 51823 - Financial Responsibility Rules for Broker-Dealers

Federal Register 2010, 2011, 2012, 2013, 2014

2013-08-21

...The Securities and Exchange Commission (``Commission'') is adopting amendments to the net capital, customer protection, books and records, and notification rules for broker-dealers promulgated under the Securities Exchange Act of 1934 (``Exchange Act''). These amendments are designed to address several areas of concern regarding the financial responsibility requirements for broker-dealers. The amendments also update certain financial responsibility requirements and make certain technical amendments.

17 CFR 210.12-12 - Investments in securities of unaffiliated issuers.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Investments in securities of unaffiliated issuers. 210.12-12 Section 210.12-12 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

33 CFR 101.100 - Purpose.

Code of Federal Regulations, 2010 CFR

2010-07-01

... Navigation and Navigable Waters COAST GUARD, DEPARTMENT OF HOMELAND SECURITY MARITIME SECURITY MARITIME SECURITY: GENERAL General § 101.100 Purpose. (a) The purpose of this subchapter is: (1) To implement portions of the maritime security regime required by the Maritime Transportation Security Act of 2002, as...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2010 CFR

2010-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2012 CFR

2012-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2014 CFR

2014-10-01

... Department of Health and Human Services REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2013 CFR

2013-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Qualified State Long-Term Care Insurance Partnerships: Reporting Requirements... Social Security Act, (Act) which requires the issuer of a long-term care insurance policy issued under a...

76 FR 54374 - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-01

... SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 240 [Release Nos. 33-9175A; 34-63741A; File No. S7-24-10] RIN 3235-AK75 Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Securities and Exchange Commission. ACTION...

17 CFR 240.17i-4 - Internal risk management control system requirements for supervised investment bank holding...

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Internal risk management control system requirements for supervised investment bank holding companies. 240.17i-4 Section 240.17i-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934...

17 CFR 240.17i-4 - Internal risk management control system requirements for supervised investment bank holding...

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Internal risk management control system requirements for supervised investment bank holding companies. 240.17i-4 Section 240.17i-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934...

78 FR 44729 - Disqualification of Felons and Other “Bad Actors” From Rule 506 Offerings

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-24

...We are adopting amendments to our rules to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 926 requires us to adopt rules that disqualify securities offerings involving certain ``felons and other `bad actors''' from reliance on Rule 506 of Regulation D. The rules must be ``substantially similar'' to Rule 262 under the Securities Act, which contains the disqualification provisions of Regulation A under the Securities Act, and must also cover matters enumerated in Section 926 of the Dodd-Frank Act (including certain state regulatory orders and bars).

17 CFR 249.325 - Form 13F, report of institutional investment manager pursuant to section 13(f) of the Securities...

Code of Federal Regulations, 2010 CFR

2010-04-01

... institutional investment manager pursuant to section 13(f) of the Securities Exchange Act of 1934. 249.325... manager pursuant to section 13(f) of the Securities Exchange Act of 1934. This form shall be used by institutional investment managers which are required to furnish reports pursuant to section 13(f) of the...

17 CFR 402.2e - Appendix E-Temporary minimum requirements.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Appendix E-Temporary minimum requirements. 402.2e Section 402.2e Commodity and Securities Exchanges DEPARTMENT OF THE TREASURY REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 FINANCIAL RESPONSIBILITY § 402.2e Appendix E...

17 CFR 402.2e - Appendix E-Temporary minimum requirements.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Appendix E-Temporary minimum requirements. 402.2e Section 402.2e Commodity and Securities Exchanges DEPARTMENT OF THE TREASURY REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 FINANCIAL RESPONSIBILITY § 402.2e Appendix E...

17 CFR 402.2e - Appendix E-Temporary minimum requirements.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Appendix E-Temporary minimum requirements. 402.2e Section 402.2e Commodity and Securities Exchanges DEPARTMENT OF THE TREASURY REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 FINANCIAL RESPONSIBILITY § 402.2e Appendix E...

17 CFR 402.2e - Appendix E-Temporary minimum requirements.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Appendix E-Temporary minimum requirements. 402.2e Section 402.2e Commodity and Securities Exchanges DEPARTMENT OF THE TREASURY REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 FINANCIAL RESPONSIBILITY § 402.2e Appendix E...

17 CFR 402.2e - Appendix E-Temporary minimum requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Appendix E-Temporary minimum requirements. 402.2e Section 402.2e Commodity and Securities Exchanges DEPARTMENT OF THE TREASURY REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 FINANCIAL RESPONSIBILITY § 402.2e Appendix E...

78 FR 9433 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-08

... CFR 239.38) may be used to register securities of certain Canadian issuers under the Securities Act of... permits verification of compliance with securities law requirements and assures the public availability of...

75 FR 6229 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-08

... CFR 239.38) may be used to register securities of certain Canadian issuers under the Securities Act of... permits verification of compliance with securities law requirements and assures the public availability of...

17 CFR 270.27e-1 - Requirements for notice to be mailed to certain purchasers of periodic payment plan certificates...

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Requirements for notice to be... Act. 270.27e-1 Section 270.27e-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... administered by the U.S. Securities and Exchange Commission. You should read it carefully and retain it with...

75 FR 47629 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-06

... employers to secure the payment of compensation under the Act and its extensions by purchasing insurance... authorized self-insured employers (33 U.S.C. 932 et seq). Each authorized insurance carrier (or carrier... authorized self-insurer (or employer seeking authorization) is required to fully secure its Longshore Act...

29 CFR 2520.104-43 - Exemption from annual reporting requirement for certain group insurance arrangements.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 104(a)(3) of the Act, the administrator of an employee welfare benefit plan which meets the... (Continued) EMPLOYEE BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR REPORTING AND DISCLOSURE UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 RULES AND REGULATIONS FOR REPORTING AND DISCLOSURE...

76 FR 67621 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security U.S. Customs...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-02

...The Department of Homeland Security is giving concurrent notice of a newly established system of records pursuant to the Privacy Act of 1974 for the ``Department of Homeland Security/U.S. Customs and Border Protection-003 Credit/Debit Care Data System of Records'' and this proposed rulemaking. In this proposed rulemaking, the Department proposes to exempt portions of the system of records from one or more provisions of the Privacy Act because of criminal, civil, and administrative enforcement requirements.

75 FR 18887 - Division of Longshore and Harbor Workers' Compensation; Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-13

... covered employers to secure the payment of compensation under the Act and its extensions by purchasing... becoming authorized self-insured employers (33 U.S.C. 932 et seq). Each authorized insurance carrier (or... authorized self-insurer (or employer seeking authorization) is required to fully secure its Longshore Act...

26 CFR 1.410(b)-1 - Minimum coverage requirements (before 1994).

Code of Federal Regulations, 2010 CFR

2010-04-01

....410(b)-1(b)(2). (6) Integration with Social Security Act. See section 401(a)(5) and the regulations thereunder for rules relating to integration of plans with the Social Security Act. (7) Different age and..., all the employees of corporations or trades and businesses whose employees are treated as employed by...

75 FR 47306 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-08-05

... OMB Review; Comment Request Title: Case Plan Requirement, Title IV-E of the Social Security Act. OMB No.: 0980-0140. Description: Under section 471(a)(16) of title IV-E of the Social Security Act (the... development of a case plan for each child for whom the State receives foster care maintenance payments and...

75 FR 55792 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-14

... OMB Review; Comment Request Title: Case Plan Requirement, Title IV-E of the Social Security Act. OMB No.: 0980-0140. Description: Under section 471(a)(16) of title IV-B of the Social Security Act (the... development of a case plan for each child for whom the State receives foster care maintenance payments and...

17 CFR 210.6-10 - What schedules are to be filed.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false What schedules are to be filed. 210.6-10 Section 210.6-10 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE...

17 CFR 210.6A-05 - What schedules are to be filed.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false What schedules are to be filed. 210.6A-05 Section 210.6A-05 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE...

45 CFR 144.200 - Basis.

Code of Federal Regulations, 2011 CFR

2011-10-01

... DEPARTMENT OF HEALTH AND HUMAN SERVICES REQUIREMENTS RELATING TO HEALTH CARE ACCESS REQUIREMENTS RELATING TO HEALTH INSURANCE COVERAGE Source: § 144.200 Basis. This subpart implements— (a) Section 1917(b)(1)(C) (iii)(VI) of the Social Security Act, (Act) which requires the issuer of a long-term care insurance...

Synthesis of securement device options and strategies

DOT National Transportation Integrated Search

2002-03-01

The Americans with Disabilities Act of 1990 (ADA) requires that public transit vehicles be equipped with securement location(s) and device(s) that are able to secure common wheelchairs," as defined in the ADA regulations. The definition and size spec...

17 CFR 275.0-4 - General requirements of papers and applications.

Code of Federal Regulations, 2011 CFR

2011-04-01

... and applications. 275.0-4 Section 275.0-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940 § 275.0-4 General requirements... date when they are actually received by it. (2) All filings required to be made electronically with the...

17 CFR 275.0-4 - General requirements of papers and applications.

Code of Federal Regulations, 2010 CFR

2010-04-01

... and applications. 275.0-4 Section 275.0-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940 § 275.0-4 General requirements... date when they are actually received by it. (2) All filings required to be made electronically with the...

22 CFR 41.2 - Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport and/or...

Code of Federal Regulations, 2013 CFR

2013-04-01

... Secretary of Homeland Security of passport and/or visa requirements for certain categories of nonimmigrants... UNDER THE IMMIGRATION AND NATIONALITY ACT, AS AMENDED Passport and Visas Not Required for Certain Nonimmigrants § 41.2 Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport...

22 CFR 41.2 - Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport and/or...

Code of Federal Regulations, 2012 CFR

2012-04-01

... Secretary of Homeland Security of passport and/or visa requirements for certain categories of nonimmigrants... UNDER THE IMMIGRATION AND NATIONALITY ACT, AS AMENDED Passport and Visas Not Required for Certain Nonimmigrants § 41.2 Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport...

22 CFR 41.2 - Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport and/or...

Code of Federal Regulations, 2011 CFR

2011-04-01

... Secretary of Homeland Security of passport and/or visa requirements for certain categories of nonimmigrants... UNDER THE IMMIGRATION AND NATIONALITY ACT, AS AMENDED Passport and Visas Not Required for Certain Nonimmigrants § 41.2 Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport...

22 CFR 41.2 - Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport and/or...

Code of Federal Regulations, 2014 CFR

2014-04-01

... Secretary of Homeland Security of passport and/or visa requirements for certain categories of nonimmigrants... UNDER THE IMMIGRATION AND NATIONALITY ACT, AS AMENDED Passport and Visas Not Required for Certain Nonimmigrants § 41.2 Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport...

22 CFR 41.2 - Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport and/or...

Code of Federal Regulations, 2010 CFR

2010-04-01

... Secretary of Homeland Security of passport and/or visa requirements for certain categories of nonimmigrants... UNDER THE IMMIGRATION AND NATIONALITY ACT, AS AMENDED Passport and Visas Not Required for Certain Nonimmigrants § 41.2 Exemption or waiver by Secretary of State and Secretary of Homeland Security of passport...

Federal Information Security and Data Breach Notification Laws

DTIC Science & Technology

2009-01-29

The following report describes information security and data breach notification requirements included in the Privacy Act, the Federal Information...information for unauthorized purposes. Data breach notification laws typically require covered entities to implement a breach notification policy, and...Feinstein), S. 495 (Leahy), and S. 1178 (Inouye)--were reported favorably out of Senate committees. Those bills include information security and data

15 CFR 705.11 - Determination by the President and adjustment of imports.

Code of Federal Regulations, 2010 CFR

2010-01-01

... Foreign Trade (Continued) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE NATIONAL SECURITY INDUSTRIAL BASE REGULATIONS EFFECT OF IMPORTED ARTICLES ON THE NATIONAL SECURITY § 705.11 Determination by... national security, the President is required by Section 232(c) of the Trade Expansion Act of 1962, as...

17 CFR 230.408 - Additional information.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Additional information. 230... RULES AND REGULATIONS, SECURITIES ACT OF 1933 General Requirements § 230.408 Additional information. (a) In addition to the information expressly required to be included in a registration statement, there...

17 CFR 210.11-01 - Presentation requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... registrant's most recent annual consolidated financial statements filed at or prior to the date of... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... fully reflected in the financial statements of the registrant included in the filing; (5) During the...

17 CFR 270.12d3-1 - Exemption of acquisitions of securities issued by persons engaged in securities related businesses.

Code of Federal Regulations, 2010 CFR

2010-04-01

... securities issued by persons engaged in securities related businesses. 270.12d3-1 Section 270.12d3-1... in securities related businesses. (a) Notwithstanding section 12(d)(3) of the Act, a registered... securities related business, the determination required by paragraph (b) of this section shall be made as...

Education Issues Raised by S.744: The Border Security, Economic Opportunity, and Immigration Modernization Act

ERIC Educational Resources Information Center

Murphy, Garrett

2014-01-01

This brief report summarizes the requirements for undocumented immigrants set forth by the Border Security, Economic Opportunity, and Immigration Modernization Act (S.744). Assuming that S.744 will move forward in Congress, the report also examines issues having to do with certain language, civics and government, and education/training provisions…

78 FR 9691 - Proposed Agency Information Collection Activities; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-11

... Securities Rulemaking Board (MSRB) to promulgate rules requiring municipal security dealers to file reports..., Section 15B(c) of the Act provides that ARAs may enforce compliance with the SEC's and MSRB's rules. 15 U... other ARAs to make rules and regulations in order to implement the provisions of the Act. 15 U.S.C. 78w...

17 CFR 229.512 - (Item 512) Undertakings.

Code of Federal Regulations, 2011 CFR

2011-04-01

... INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY... deviation from the low or high end of the estimated maximum offering range may be reflected in the form of... the registration statement is on Form S-8 (§ 239.16b of this chapter), and the information required to...

17 CFR 229.512 - (Item 512) Undertakings.

Code of Federal Regulations, 2012 CFR

2012-04-01

... INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY... deviation from the low or high end of the estimated maximum offering range may be reflected in the form of... the registration statement is on Form S-8 (§ 239.16b of this chapter), and the information required to...

17 CFR 229.512 - (Item 512) Undertakings.

Code of Federal Regulations, 2014 CFR

2014-04-01

... INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY... deviation from the low or high end of the estimated maximum offering range may be reflected in the form of... the registration statement is on Form S-8 (§ 239.16b of this chapter), and the information required to...

17 CFR 240.15Ba2-6T - Temporary registration as a municipal advisor; required amendments; and withdrawal from temporary...

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...

17 CFR 240.15Ba2-6T - Temporary registration as a municipal advisor; required amendments; and withdrawal from temporary...

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...

17 CFR 240.15Ba2-6T - Temporary registration as a municipal advisor; required amendments; and withdrawal from temporary...

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...

17 CFR 240.15Ba2-6T - Temporary registration as a municipal advisor; required amendments; and withdrawal from temporary...

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...

32 CFR 2001.90 - Agency annual reporting requirements.

Code of Federal Regulations, 2014 CFR

2014-07-01

... 32 National Defense 6 2014-07-01 2014-07-01 false Agency annual reporting requirements. 2001.90 Section 2001.90 National Defense Other Regulations Relating to National Defense INFORMATION SECURITY... Defense, acting as the executive agent for the National Industrial Security Program under E.O.12829, as...

32 CFR 2001.90 - Agency annual reporting requirements.

Code of Federal Regulations, 2013 CFR

2013-07-01

... 32 National Defense 6 2013-07-01 2013-07-01 false Agency annual reporting requirements. 2001.90 Section 2001.90 National Defense Other Regulations Relating to National Defense INFORMATION SECURITY... Defense, acting as the executive agent for the National Industrial Security Program under E.O.12829, as...

32 CFR 2001.90 - Agency annual reporting requirements.

Code of Federal Regulations, 2012 CFR

2012-07-01

... 32 National Defense 6 2012-07-01 2012-07-01 false Agency annual reporting requirements. 2001.90 Section 2001.90 National Defense Other Regulations Relating to National Defense INFORMATION SECURITY... Defense, acting as the executive agent for the National Industrial Security Program under E.O.12829, as...

32 CFR 2001.90 - Agency annual reporting requirements.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 32 National Defense 6 2010-07-01 2010-07-01 false Agency annual reporting requirements. 2001.90 Section 2001.90 National Defense Other Regulations Relating to National Defense INFORMATION SECURITY... Defense, acting as the executive agent for the National Industrial Security Program under E.O.12829, as...

32 CFR 2001.90 - Agency annual reporting requirements.

Code of Federal Regulations, 2011 CFR

2011-07-01

... 32 National Defense 6 2011-07-01 2011-07-01 false Agency annual reporting requirements. 2001.90 Section 2001.90 National Defense Other Regulations Relating to National Defense INFORMATION SECURITY... Defense, acting as the executive agent for the National Industrial Security Program under E.O.12829, as...

29 CFR 2590.606-2 - Notice requirement for employers.

Code of Federal Regulations, 2010 CFR

2010-07-01

....606-2 Labor Regulations Relating to Labor (Continued) EMPLOYEE BENEFITS SECURITY ADMINISTRATION..., Qualified Medical Child Support Orders, Coverage for Adopted Children § 2590.606-2 Notice requirement for employers. (a) General. Pursuant to section 606(a)(2) of the Employee Retirement Income Security Act of 1974...

Executive Order 13693, Planning for Federal Sustainability in the Next Decade

EPA Pesticide Factsheets

This page contains an overview of Executive Order 13693, which introduces new requirements and expands upon requirements established by EO 13514, EO 13423, the Energy Policy Act of 2005, and the Energy Independence and Security Act (EISA) of 2007.

75 FR 73137 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-29

... requirements of the Securities Act for limited offerings and sales of securities issued under compensatory... information on respondents, including through the use of automated collection techniques or other forms of...

8 CFR 103.42 - Rules relating to the Freedom of Information Act (FOIA) and the Privacy Act.

Code of Federal Regulations, 2012 CFR

2012-01-01

... HOMELAND SECURITY IMMIGRATION REGULATIONS IMMIGRATION BENEFITS; BIOMETRIC REQUIREMENTS; AVAILABILITY OF RECORDS Availability of Records § 103.42 Rules relating to the Freedom of Information Act (FOIA) and the...

8 CFR 103.42 - Rules relating to the Freedom of Information Act (FOIA) and the Privacy Act.

Code of Federal Regulations, 2013 CFR

2013-01-01

... HOMELAND SECURITY IMMIGRATION REGULATIONS IMMIGRATION BENEFITS; BIOMETRIC REQUIREMENTS; AVAILABILITY OF RECORDS Availability of Records § 103.42 Rules relating to the Freedom of Information Act (FOIA) and the...

8 CFR 103.42 - Rules relating to the Freedom of Information Act (FOIA) and the Privacy Act.

Code of Federal Regulations, 2014 CFR

2014-01-01

... HOMELAND SECURITY IMMIGRATION REGULATIONS IMMIGRATION BENEFITS; BIOMETRIC REQUIREMENTS; AVAILABILITY OF RECORDS Availability of Records § 103.42 Rules relating to the Freedom of Information Act (FOIA) and the...

Martime Security: Ferry Security Measures Have Been Implemented, but Evaluating Existing Studies Could Further Enhance Security

DTIC Science & Technology

2010-12-01

relevant requirements, analyzed 2006 through 2009 security operations data, interviewed federal and industry officials, and made observations at five...warranted, acted on all findings and recommendations resulting from five agency- contracted studies on ferry security completed in 2005 and 2006 ...Figure 5: Security Deficiencies by Vessel Type, 2006 through 2009 27 Figure 6: Security Deficiencies by Facility Type, 2006 through 2009 28

17 CFR 249.331 - Form N-CSR, certified shareholder report.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form N-CSR, certified shareholder report. 249.331 Section 249.331 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 § 249.331 Form N-CSR, certified...

17 CFR 249.331 - Form N-CSR, certified shareholder report.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Form N-CSR, certified shareholder report. 249.331 Section 249.331 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934 § 249.331 Form N-CSR, certified...

78 FR 37269 - Order of Suspension of Trading; iTrackr Systems, Inc.

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-20

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] Order of Suspension of Trading; iTrackr... protection of investors require a suspension of trading in the securities of iTrackr. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities...

17 CFR 230.417 - Date of financial statements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Date of financial statements... RULES AND REGULATIONS, SECURITIES ACT OF 1933 General Requirements § 230.417 Date of financial statements. Whenever financial statements of any person are required to be furnished as of a date within a...

75 FR 57465 - Sunshine Act Meeting; Open Commission Meeting; Thursday, September 23, 2010

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-21

... WIRELINE TITLE: Schools and COMPETITION. Libraries Universal Service Support Mechanism (CC Docket No. 02- 6... PUBLIC SAFETY & TITLE: Wireless HOMELAND SECURITY. E911 Location Accuracy Requirements (PS Docket No. 07... SAFETY & TITLE: Wireless HOMELAND SECURITY. E911 Location Accuracy Requirements (PS Docket No. 07- 114...

76 FR 28960 - National Security Education Board Members Meeting

Federal Register 2010, 2011, 2012, 2013, 2014

2011-05-19

... DEPARTMENT OF DEFENSE Office of the Secretary National Security Education Board Members Meeting... Education Board. The purpose of the meeting is to review and make recommendations to the Secretary of Defense concerning requirements established by the David L. Boren National Security Education Act, Title...

77 FR 27739 - National Security Education Board Members Meeting

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-11

... DEPARTMENT OF DEFENSE Office of the Secretary National Security Education Board Members Meeting... Education Board. The purpose of the meeting is to review and make recommendations to the Secretary of Defense concerning requirements established by the David L. Boren National Security Education Act, Title...

Biofuels: Report to Congress

EPA Science Inventory

Section 204 of the Energy Independence and Security Act of 2007 (EISA 2007) requires EPA to assess and report to Congress on the impacts to date and likely future impacts of the increased use of biofuels as required by the Clean Air Act, section 211(0). Environmental issues (...

To amend the Homeland Security Act of 2002 to require annual risk assessments for purposes of the State Homeland Security Grant Program, and to require that risk assessments conducted for purposes of the Urban Area Security Initiative be conducted jointly with appropriate eligible metropolitan area officials.

THOMAS, 111th Congress

Rep. Titus, Dina [D-NV-3

2010-06-21

House - 06/28/2010 Referred to the Subcommittee on Emergency Communications, Preparedness, and Response. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

77 FR 47223 - Medicare Program; Inpatient Psychiatric Facilities Prospective Payment System-Update for Fiscal...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-07

... and SCHIP (State Children's Health Insurance Program) Balanced Budget Refinement Act of the 1999 (BBRA....7 percent adjusted by a 0.1 percentage point reduction as required by section 1886(s)(2)(A)(ii) of the Social Security Act (the Act) and a 0.7 percentage point reduction as required by 1886(s)(2)(A)(i...

17 CFR 240.12h-1 - Exemptions from registration under section 12(g) of the Act.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Exemptions from registration... optionholder until the issuer becomes subject to the reporting requirements of section 13 or 15(d) of the Act... to the reporting requirements of section 13 or 15(d) of the Act or is no longer relying on the...

45 CFR 205.56 - Requirements governing the use of income and eligibility information.

Code of Federal Regulations, 2011 CFR

2011-10-01

...) of the Social Security Act must provide that: (a) The State agency will use the information obtained... received from the Internal Revenue Service, and earnings information received from the Social Security... Federal computer matching program that is subject to the requirements in the Computer Matching and Privacy...

45 CFR 205.56 - Requirements governing the use of income and eligibility information.

Code of Federal Regulations, 2014 CFR

2014-10-01

...) of the Social Security Act must provide that: (a) The State agency will use the information obtained... received from the Internal Revenue Service, and earnings information received from the Social Security... Federal computer matching program that is subject to the requirements in the Computer Matching and Privacy...

45 CFR 205.56 - Requirements governing the use of income and eligibility information.

Code of Federal Regulations, 2013 CFR

2013-10-01

...) of the Social Security Act must provide that: (a) The State agency will use the information obtained... received from the Internal Revenue Service, and earnings information received from the Social Security... Federal computer matching program that is subject to the requirements in the Computer Matching and Privacy...

45 CFR 205.56 - Requirements governing the use of income and eligibility information.

Code of Federal Regulations, 2010 CFR

2010-10-01

...) of the Social Security Act must provide that: (a) The State agency will use the information obtained... received from the Internal Revenue Service, and earnings information received from the Social Security... Federal computer matching program that is subject to the requirements in the Computer Matching and Privacy...

45 CFR 205.56 - Requirements governing the use of income and eligibility information.

Code of Federal Regulations, 2012 CFR

2012-10-01

...) of the Social Security Act must provide that: (a) The State agency will use the information obtained... received from the Internal Revenue Service, and earnings information received from the Social Security... Federal computer matching program that is subject to the requirements in the Computer Matching and Privacy...

17 CFR 210.7-05 - What schedules are to be filed.

Code of Federal Regulations, 2010 CFR

2010-04-01

... the audited consolidated financial statements required by §§ 210.3-01 and 3-02. The schedule may be... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... notes thereto) may be shown in the related financial statement or in a note thereto without making such...

17 CFR 210.5-04 - What schedules are to be filed.

Code of Federal Regulations, 2010 CFR

2010-04-01

... reflected in the audited consolidated financial statements required by §§ 210.3-01 and 3-02. The schedule... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... shown in the related financial statement or in a note thereto without making such statement unclear or...

77 FR 11752 - 2012 Rates for Pilotage on the Great Lakes

Federal Register 2010, 2011, 2012, 2013, 2014

2012-02-28

... DEPARTMENT OF HOMELAND SECURITY Coast Guard 46 CFR Part 401 [USCG-2011-0328] RIN 1625-AB70 2012... Act requires the Secretary of Homeland Security to ``prescribe by regulation rates and charges for... of Homeland Security Delegation No. 0170.1, paragraph (92)(f). Coast Guard regulations implementing...

20 CFR 416.1517 - Demonstration project on direct payment of fees to non-attorneys.

Code of Federal Regulations, 2010 CFR

2010-04-01

... Protection Act of 2004 (SSPA), Public Law 108-203, requires the Commissioner of Social Security (Commissioner... fees to non-attorneys. 416.1517 Section 416.1517 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND DISABLED Representation of Parties § 416.1517...

36 CFR 1202.30 - How does NARA safeguard its systems of records?

Code of Federal Regulations, 2012 CFR

2012-07-01

... records are protected in accordance with the Computer Security Act, OMB Circular A-11 requiring privacy... appropriate administrative, technical, and physical safeguards are established to ensure the security and confidentiality of records. In order to protect against any threats or hazards to their security or loss of...

36 CFR 1202.30 - How does NARA safeguard its systems of records?

Code of Federal Regulations, 2011 CFR

2011-07-01

... records are protected in accordance with the Computer Security Act, OMB Circular A-11 requiring privacy... appropriate administrative, technical, and physical safeguards are established to ensure the security and confidentiality of records. In order to protect against any threats or hazards to their security or loss of...

36 CFR 1202.30 - How does NARA safeguard its systems of records?

Code of Federal Regulations, 2010 CFR

2010-07-01

... records are protected in accordance with the Computer Security Act, OMB Circular A-11 requiring privacy... appropriate administrative, technical, and physical safeguards are established to ensure the security and confidentiality of records. In order to protect against any threats or hazards to their security or loss of...

36 CFR 1202.30 - How does NARA safeguard its systems of records?

Code of Federal Regulations, 2014 CFR

2014-07-01

... records are protected in accordance with the Computer Security Act, OMB Circular A-11 requiring privacy... appropriate administrative, technical, and physical safeguards are established to ensure the security and confidentiality of records. In order to protect against any threats or hazards to their security or loss of...

17 CFR 210.3-17 - Financial statements of natural persons.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Financial statements of... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES... Financial Statements § 210.3-17 Financial statements of natural persons. (a) In lieu of the financial...

29 CFR 2590.606-4 - Notice requirements for plan administrators.

Code of Federal Regulations, 2012 CFR

2012-07-01

... the Social Security Administration, under title II or XVI of the Social Security Act (42 U.S.C. 401 et... disability by the Social Security Administration regarding a covered employee, qualified beneficiary, or... qualified beneficiary of any termination of continuation coverage that takes effect earlier than the end of...

29 CFR 2590.606-4 - Notice requirements for plan administrators.

Code of Federal Regulations, 2013 CFR

2013-07-01

... the Social Security Administration, under title II or XVI of the Social Security Act (42 U.S.C. 401 et... disability by the Social Security Administration regarding a covered employee, qualified beneficiary, or... qualified beneficiary of any termination of continuation coverage that takes effect earlier than the end of...

44 CFR 13.4 - Applicability.

Code of Federal Regulations, 2010 CFR

2010-10-01

... SECURITY GENERAL UNIFORM ADMINISTRATIVE REQUIREMENTS FOR GRANTS AND COOPERATIVE AGREEMENTS TO STATE AND... National School Lunch Act: (i) School Lunch (section 4 of the Act), (ii) Commodity Assistance (section 6 of...), and (ii) School Breakfast (section 4 of the Act). (6) Entitlement grants for State Administrative...

44 CFR 13.4 - Applicability.

Code of Federal Regulations, 2013 CFR

2013-10-01

... SECURITY GENERAL UNIFORM ADMINISTRATIVE REQUIREMENTS FOR GRANTS AND COOPERATIVE AGREEMENTS TO STATE AND... National School Lunch Act: (i) School Lunch (section 4 of the Act), (ii) Commodity Assistance (section 6 of...), and (ii) School Breakfast (section 4 of the Act). (6) Entitlement grants for State Administrative...

44 CFR 13.4 - Applicability.

Code of Federal Regulations, 2011 CFR

2011-10-01

... SECURITY GENERAL UNIFORM ADMINISTRATIVE REQUIREMENTS FOR GRANTS AND COOPERATIVE AGREEMENTS TO STATE AND... National School Lunch Act: (i) School Lunch (section 4 of the Act), (ii) Commodity Assistance (section 6 of...), and (ii) School Breakfast (section 4 of the Act). (6) Entitlement grants for State Administrative...

44 CFR 13.4 - Applicability.

Code of Federal Regulations, 2014 CFR

2014-10-01

... SECURITY GENERAL UNIFORM ADMINISTRATIVE REQUIREMENTS FOR GRANTS AND COOPERATIVE AGREEMENTS TO STATE AND... National School Lunch Act: (i) School Lunch (section 4 of the Act), (ii) Commodity Assistance (section 6 of...), and (ii) School Breakfast (section 4 of the Act). (6) Entitlement grants for State Administrative...

Federal Guidance for the Establishment, Use and Operation of Mitigation Banks

EPA Pesticide Factsheets

Guidance for Federal personnel, bank sponsors, and others in meeting the requirements of Section 404 of the Clean Water Act (CWA), Section 10 of the Rivers and Harbors Act, and the wetland conservation provisions of the Food Security Act (FS).

DOD Financial Management: Significant Improvements Needed in Efforts to Address Improper Payment Requirements

DTIC Science & Technology

2013-05-01

Agenda RAA Recovery Auditing Act SBR Statement of Budgetary Resources TMA TRICARE Management Activity USACE United States Army Corps of Engineers...Defense Authorization Act for Fiscal Year 2002 included the provisions commonly referred to as the Recovery Auditing Act ( RAA ).12...Administration, and Social Security Administration. The RAA required, among other things, that all executive branch agencies entering into contracts

48 CFR 539.7001 - Policy.

Code of Federal Regulations, 2014 CFR

2014-10-01

... CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Additional Requirements for Purchases Not in Support of... Information Security Management Act (FISMA) describes Federal agency security responsibilities as including... behalf of an agency.” (b) Employees responsible for or procuring information technology supplies...

48 CFR 539.7001 - Policy.

Code of Federal Regulations, 2011 CFR

2011-10-01

... CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Additional Requirements for Purchases Not in Support of... Information Security Management Act (FISMA) describes Federal agency security responsibilities as including... behalf of an agency.” (b) Employees responsible for or procuring information technology supplies...

48 CFR 539.7001 - Policy.

Code of Federal Regulations, 2013 CFR

2013-10-01

... CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Additional Requirements for Purchases Not in Support of... Information Security Management Act (FISMA) describes Federal agency security responsibilities as including... behalf of an agency.” (b) Employees responsible for or procuring information technology supplies...

48 CFR 539.7001 - Policy.

Code of Federal Regulations, 2012 CFR

2012-10-01

... CONTRACTING ACQUISITION OF INFORMATION TECHNOLOGY Additional Requirements for Purchases Not in Support of... Information Security Management Act (FISMA) describes Federal agency security responsibilities as including... behalf of an agency.” (b) Employees responsible for or procuring information technology supplies...

77 FR 64150 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-10-18

...) requires an annual study and evaluation of internal accounting controls under the Securities Exchange Act... an annual report on the adequacy of their internal accounting controls from an independent accountant... service only their own companies' securities. [[Page 64151

77 FR 70493 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-26

... of certain Canadian issuers under the Securities Act of 1933 (15 U.S.C. 77a et seq.) that will be... securities law requirements and assures the public availability of such information. We estimate that Form F...

75 FR 62718 - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-13

...Pursuant to Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act \\1\\ we are proposing rules related to representations and warranties in asset-backed securities offerings. Our proposals would require securitizers of asset-backed securities to disclose fulfilled and unfulfilled repurchase requests across all transactions. Our proposals would also require nationally recognized statistical rating organizations to include information regarding the representations, warranties and enforcement mechanisms available to investors in an asset-backed securities offering in any report accompanying a credit rating issued in connection with such offerings, including a preliminary credit rating. ---------------------------------------------------------------------------

75 FR 370 - Emergency Clearance: Public Information Collection Requirements Submitted to the Office of...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-01-05

... compliance with the requirement of section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995, the Centers... collection referenced below. In compliance with the requirement of section 3506(c)(2)(A) of the Paperwork... with Section 1833(t) of the Social Security Act (42 U.S.C. 1395l(t)(17)). 1. Type of Information...

20 CFR 401.120 - Disclosures required by law.

Code of Federal Regulations, 2011 CFR

2011-04-01

.... We disclose information when a law specifically requires it. The Social Security Act requires us to... its benefit programs, U.S. Citizenship and Immigration Services to carry out its duties regarding...

20 CFR 401.120 - Disclosures required by law.

Code of Federal Regulations, 2014 CFR

2014-04-01

.... We disclose information when a law specifically requires it. The Social Security Act requires us to... its benefit programs, U.S. Citizenship and Immigration Services to carry out its duties regarding...

20 CFR 401.120 - Disclosures required by law.

Code of Federal Regulations, 2010 CFR

2010-04-01

.... We disclose information when a law specifically requires it. The Social Security Act requires us to... its benefit programs, U.S. Citizenship and Immigration Services to carry out its duties regarding...

20 CFR 401.120 - Disclosures required by law.

Code of Federal Regulations, 2013 CFR

2013-04-01

.... We disclose information when a law specifically requires it. The Social Security Act requires us to... its benefit programs, U.S. Citizenship and Immigration Services to carry out its duties regarding...

20 CFR 401.120 - Disclosures required by law.

Code of Federal Regulations, 2012 CFR

2012-04-01

.... We disclose information when a law specifically requires it. The Social Security Act requires us to... its benefit programs, U.S. Citizenship and Immigration Services to carry out its duties regarding...

76 FR 12645 - Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-08

... 3235-AK74 Ownership Limitations and Governance Requirements for Security- Based Swap Clearing Agencies...., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All comments received... the Dodd-Frank Act, the Commission shall adopt such rules if it determines that they are necessary or...

20 CFR 726.109 - Increase or reduction in the amount of security.

Code of Federal Regulations, 2010 CFR

2010-04-01

... LABOR FEDERAL COAL MINE HEALTH AND SAFETY ACT OF 1969, AS AMENDED BLACK LUNG BENEFITS; REQUIREMENTS FOR... Office may require. The Office may reduce the amount of security at any time on its own initiative, or upon the application of a self-insurer, when it believes the facts warrant a reduction. A self-insurer...

29 CFR 2590.606-4 - Notice requirements for plan administrators.

Code of Federal Regulations, 2011 CFR

2011-07-01

... the Social Security Administration, under title II or XVI of the Social Security Act (42 U.S.C. 401 et... disability by the Social Security Administration regarding a covered employee, qualified beneficiary, or... relating to the use of electronic media. (g) Model notice. The appendix to this section contains a model...

20 CFR 703.304 - Filing of Agreement and Undertaking; deposit of security.

Code of Federal Regulations, 2010 CFR

2010-04-01

... REGULATIONS Authorization of Self-Insurers § 703.304 Filing of Agreement and Undertaking; deposit of security...) granting its application to self-insure and fixing the required security deposit amount (see § 703.303... laws of the United States and the rules and regulations governing bonding companies may act as sureties...

20 CFR 404.1717 - Demonstration project on direct payment of fees to non-attorneys.

Code of Federal Regulations, 2010 CFR

2010-04-01

... Demonstration project on direct payment of fees to non-attorneys. (a) Section 303 of the Social Security Protection Act of 2004 (SSPA), Public Law 108-203, requires the Commissioner of Social Security (Commissioner... fees to non-attorneys. 404.1717 Section 404.1717 Employees' Benefits SOCIAL SECURITY ADMINISTRATION...

36 CFR § 1202.30 - How does NARA safeguard its systems of records?

Code of Federal Regulations, 2013 CFR

2013-07-01

... records are protected in accordance with the Computer Security Act, OMB Circular A-11 requiring privacy... appropriate administrative, technical, and physical safeguards are established to ensure the security and confidentiality of records. In order to protect against any threats or hazards to their security or loss of...

75 FR 68636 - 8000, Inc.; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-08

... SECURITIES AND EXCHANGE COMMISSION [File No. 500-1] 8000, Inc.; Order of Suspension of Trading... and the protection of investors require a suspension of trading in the securities of 8000, Inc. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in...

77 FR 58424 - Enwin Resources, Inc., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2012-09-20

... Trading September 18, 2012. It appears to the Securities and Exchange Commission that there is a lack of... the public interest and the protection of investors require a suspension of trading in the securities... Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the...

78 FR 45996 - Duoyuan Printing, Inc.; Order of Suspension: of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-30

...: of Trading July 26, 2013. It appears to the Securities and Exchange Commission that there is a lack... require a suspension of trading in securities of Duoyuan Printing, Inc. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in Duoyuan Printing, Inc. is...

77 FR 16112 - Eugene Science, Inc., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2012-03-19

... Trading March 15, 2012. It appears to the Securities and Exchange Commission that there is a lack of... the public interest and the protection of investors require a suspension of trading in the securities... Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the...

78 FR 65744 - Newtech Resources Ltd., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-01

... Trading October 21, 2013. It appears to the Securities and Exchange Commission that there is a lack of... the public interest and the protection of investors require a suspension of trading in the securities... Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the...

76 FR 67528 - Curatech Industries, Inc., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-01

... of Trading October 28, 2011. It appears to the Securities and Exchange Commission that there is a... protection of investors require a suspension of trading in the securities of the company listed above. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in...

78 FR 44771 - Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-24

...We are adopting amendments to Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933 to implement Section 201(a) of the Jumpstart Our Business Startups Act. The amendment to Rule 506 permits an issuer to engage in general solicitation or general advertising in offering and selling securities pursuant to Rule 506, provided that all purchasers of the securities are accredited investors and the issuer takes reasonable steps to verify that such purchasers are accredited investors. The amendment to Rule 506 also includes a non-exclusive list of methods that issuers may use to satisfy the verification requirement for purchasers who are natural persons. The amendment to Rule 144A provides that securities may be offered pursuant to Rule 144A to persons other than qualified institutional buyers, provided that the securities are sold only to persons that the seller and any person acting on behalf of the seller reasonably believe are qualified institutional buyers. We are also revising Form D to require issuers to indicate whether they are relying on the provision that permits general solicitation or general advertising in a Rule 506 offering. Also today, in a separate release, to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, we are adopting amendments to Rule 506 to disqualify issuers and other market participants from relying on Rule 506 if ``felons and other `bad actors' '' are participating in the Rule 506 offering. We are also today, in a separate release, publishing for comment a number of proposed amendments to Regulation D, Form D and Rule 156 under the Securities Act that are intended to enhance the Commission's ability to evaluate the development of market practices in Rule 506 offerings and address certain comments made in connection with implementing Section 201(a)(1) of the Jumpstart Our Business Startups Act.

45 CFR 164.524 - Access of individuals to protected health information.

Code of Federal Regulations, 2011 CFR

2011-10-01

... DATA STANDARDS AND RELATED REQUIREMENTS SECURITY AND PRIVACY Privacy of Individually Identifiable... is contained in records that are subject to the Privacy Act, 5 U.S.C. 552a, may be denied, if the denial of access under the Privacy Act would meet the requirements of that law. (v) An individual's...

12 CFR 792.09 - What if my request does not meet the requirements of this subpart?

Code of Federal Regulations, 2011 CFR

2011-01-01

... requirements of this subpart? 792.09 Section 792.09 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR...

12 CFR 792.09 - What if my request does not meet the requirements of this subpart?

Code of Federal Regulations, 2013 CFR

2013-01-01

... requirements of this subpart? 792.09 Section 792.09 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR...

12 CFR 792.09 - What if my request does not meet the requirements of this subpart?

Code of Federal Regulations, 2010 CFR

2010-01-01

... requirements of this subpart? 792.09 Section 792.09 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR...

12 CFR 792.09 - What if my request does not meet the requirements of this subpart?

Code of Federal Regulations, 2012 CFR

2012-01-01

... requirements of this subpart? 792.09 Section 792.09 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR...

12 CFR 792.09 - What if my request does not meet the requirements of this subpart?

Code of Federal Regulations, 2014 CFR

2014-01-01

... requirements of this subpart? 792.09 Section 792.09 Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR...

HIPAA--a real world perspective.

PubMed

Nulan, C

2001-01-01

An effective and realistic approach to HIPAA compliance requires healthcare organizations to achieve a fundamental shift in attitude, awareness, habits and capabilities in the areas of privacy and security. They must create a sense of accountability among staff, and even patients, for the safeguarding of patient information. Only when this culture shift has occurred, along with the required technological advancements, can HIPAA compliance be realistically achieved. There is still ample time to create the organizational shift necessary, along with technological enhancements, to meet HIPAA requirements. Beyond compliance, HIPAA will benefit the healthcare industry by promoting administrative simplification--the original intention of the Act. And it will require the healthcare industry, in an abbreviated timeframe, to upgrade its level of sophistication in managing information. HIPAA certification springs from an organizational compliance method that has been underway in government for the past two decades. The HIPAA playbook is taken lock, stock and barrel from other Federal guidelines. HIPAA's legislative lineage includes the Healthcare Reform Act of 1993, Paperwork Reduction Act of 1980, Computer Security Act of 1987 and the Privacy Act of 1974. HIPAA means that public and private sector healthcare organizations are going to be required by law to adopt the same information-handling practices that have been in effect in the Federal government for years. That boils down to two things: Standardized formatting of data electronically exchanged between providers, payers and business partners (EDI) Federalization of security and privacy practices within private-sector healthcare information management The key to making HIPAA compliance achievable within a practical timeframe, as well as instituting the culture changes that go with enhanced privacy and security standards, is a process that is largely unfamiliar in the private sector, called administrative certification and accreditation. Certification is an organizational change-management methodology that drives accountability for security down to that level in the organization where it will concretely and tangibly get done. It is a comprehensive managerial assessment of the technical and non-technical security features and other safeguards of a system associated with its use and environment. The assessment seeks to establish and document the extent to which a particular system meets a set of specified security requirements. HIPAA accreditation occurs when all functional managers in an organization have completed reports of what they know they need to do in their areas. They submit that information to an executive official within the organization who functions as the accrediting official for the organization. Accreditation is the formal declaration that an information system is approved to operate in a particular security mode using a prescribed set of safeguards and should be strongly based on the solvable vulnerabilities and residual risks identified during certification. Institutionalizing a practical and formal HIPAA certification program is important to support business activities and can provide several benefits including increased communication within an organization.

17 CFR 239.37 - Form F-7, for registration under the Securities Act of 1933 of securities of certain Canadian...

Code of Federal Regulations, 2010 CFR

2010-04-01

... “business combination”), the registrant shall be deemed to meet the 36-month reporting requirement and the... subject to such requirements at the time of the business combination, in each case equals at least 36... reporting history calculation if the reporting histories of predecessors whose assets and gross revenues...

12 CFR 792.55 - Times, places, and requirements for identification of individuals making requests and...

Code of Federal Regulations, 2012 CFR

2012-01-01

... Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792.55...

12 CFR 792.55 - Times, places, and requirements for identification of individuals making requests and...

Code of Federal Regulations, 2013 CFR

2013-01-01

... Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792.55...

12 CFR 792.55 - Times, places, and requirements for identification of individuals making requests and...

Code of Federal Regulations, 2010 CFR

2010-01-01

... Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792.55...

12 CFR 792.55 - Times, places, and requirements for identification of individuals making requests and...

Code of Federal Regulations, 2014 CFR

2014-01-01

... Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792.55...

12 CFR 792.55 - Times, places, and requirements for identification of individuals making requests and...

Code of Federal Regulations, 2011 CFR

2011-01-01

... Banks and Banking NATIONAL CREDIT UNION ADMINISTRATION REGULATIONS AFFECTING THE OPERATIONS OF THE NATIONAL CREDIT UNION ADMINISTRATION REQUESTS FOR INFORMATION UNDER THE FREEDOM OF INFORMATION ACT AND PRIVACY ACT, AND BY SUBPOENA; SECURITY PROCEDURES FOR CLASSIFIED INFORMATION The Privacy Act § 792.55...

12 CFR 333.101 - Prior consent not required.

Code of Federal Regulations, 2014 CFR

2014-01-01

... Income Security Act of 1974 (26 U.S.C. 408), Self-Employed Retirement Plans established pursuant to the Self-Employed Individuals Retirement Act of 1962 (26 U.S.C. 401), Roth Individual Retirement Accounts... Prescription Drug Improvement, and Modernization Act of 2003 (26 U.S.C. 223), and other similar accounts...

12 CFR 333.101 - Prior consent not required.

Code of Federal Regulations, 2010 CFR

2010-01-01

... Income Security Act of 1974 (26 U.S.C. 408), Self-Employed Retirement Plans established pursuant to the Self-Employed Individuals Retirement Act of 1962 (26 U.S.C. 401), Roth Individual Retirement Accounts... Prescription Drug Improvement, and Modernization Act of 2003 (26 U.S.C. 223), and other similar accounts...

12 CFR 333.101 - Prior consent not required.

Code of Federal Regulations, 2013 CFR

2013-01-01

... Income Security Act of 1974 (26 U.S.C. 408), Self-Employed Retirement Plans established pursuant to the Self-Employed Individuals Retirement Act of 1962 (26 U.S.C. 401), Roth Individual Retirement Accounts... Prescription Drug Improvement, and Modernization Act of 2003 (26 U.S.C. 223), and other similar accounts...

12 CFR 333.101 - Prior consent not required.

Code of Federal Regulations, 2012 CFR

2012-01-01

... Income Security Act of 1974 (26 U.S.C. 408), Self-Employed Retirement Plans established pursuant to the Self-Employed Individuals Retirement Act of 1962 (26 U.S.C. 401), Roth Individual Retirement Accounts... Prescription Drug Improvement, and Modernization Act of 2003 (26 U.S.C. 223), and other similar accounts...

12 CFR 333.101 - Prior consent not required.

Code of Federal Regulations, 2011 CFR

2011-01-01

... Income Security Act of 1974 (26 U.S.C. 408), Self-Employed Retirement Plans established pursuant to the Self-Employed Individuals Retirement Act of 1962 (26 U.S.C. 401), Roth Individual Retirement Accounts... Prescription Drug Improvement, and Modernization Act of 2003 (26 U.S.C. 223), and other similar accounts...

75 FR 18867 - Privacy Act of 1974; Department of Homeland Security Transportation Security Administration-011...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-13

... for people and commerce. To achieve this mission, TSA is required to develop and adapt its security... compromised. Another routine use permits the release of information to the media when there exists a... result of the suspected or confirmed compromise there is a risk of harm to economic or property interests...

76 FR 51438 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-18

... Rule 17f-2(e) (17 CFR 240.17f-2(e)) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Rule 17f-2(e) requires members of national securities exchanges, brokers, dealers, registered transfer... SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request...

77 FR 4853 - Onyx Service & Solutions, Inc.; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2012-01-31

... Suspension of Trading January 27, 2012. It appears to the Securities and Exchange Commission that there is a... the public interest and the protection of investors require a suspension of trading in the securities... Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the...

78 FR 33142 - Lanbo Financial Group, Inc.; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-03

... Suspension of Trading May 30, 2013. It appears to the Securities and Exchange Commission that there is a lack... the opinion that the public interest and the protection of investors require a suspension of trading... the Securities Exchange Act of 1934, that trading in the securities of the above-listed company is...

45 CFR 164.524 - Access of individuals to protected health information.

Code of Federal Regulations, 2014 CFR

2014-10-01

... DATA STANDARDS AND RELATED REQUIREMENTS SECURITY AND PRIVACY Privacy of Individually Identifiable... records that are subject to the Privacy Act, 5 U.S.C. 552a, may be denied, if the denial of access under the Privacy Act would meet the requirements of that law. (v) An individual's access may be denied if...

20 CFR Appendix A to Part 614 - Standard for Claim Filing, Claimant Reporting, Job Finding, and Employment Services

Code of Federal Regulations, 2010 CFR

2010-04-01

... TRAINING ADMINISTRATION, DEPARTMENT OF LABOR UNEMPLOYMENT COMPENSATION FOR EX-SERVICEMEMBERS Pt. 614, App.... Federal law requirements. Section 3304(a)(1) of the Federal Unemployment Tax Act and section 303(a)(2) of the Social Security Act require that a State law provide for: “Payment of unemployment compensation...

20 CFR Appendix A to Part 614 - Standard for Claim Filing, Claimant Reporting, Job Finding, and Employment Services

Code of Federal Regulations, 2012 CFR

2012-04-01

... TRAINING ADMINISTRATION, DEPARTMENT OF LABOR UNEMPLOYMENT COMPENSATION FOR EX-SERVICEMEMBERS Pt. 614, App.... Federal law requirements. Section 3304(a)(1) of the Federal Unemployment Tax Act and section 303(a)(2) of the Social Security Act require that a State law provide for: “Payment of unemployment compensation...

20 CFR Appendix A to Part 614 - Standard for Claim Filing, Claimant Reporting, Job Finding, and Employment Services

Code of Federal Regulations, 2011 CFR

2011-04-01

... TRAINING ADMINISTRATION, DEPARTMENT OF LABOR UNEMPLOYMENT COMPENSATION FOR EX-SERVICEMEMBERS Pt. 614, App.... Federal law requirements. Section 3304(a)(1) of the Federal Unemployment Tax Act and section 303(a)(2) of the Social Security Act require that a State law provide for: “Payment of unemployment compensation...

20 CFR Appendix A to Part 614 - Standard for Claim Filing, Claimant Reporting, Job Finding, and Employment Services

Code of Federal Regulations, 2013 CFR

2013-04-01

... TRAINING ADMINISTRATION, DEPARTMENT OF LABOR UNEMPLOYMENT COMPENSATION FOR EX-SERVICEMEMBERS Pt. 614, App.... Federal law requirements. Section 3304(a)(1) of the Federal Unemployment Tax Act and section 303(a)(2) of the Social Security Act require that a State law provide for: “Payment of unemployment compensation...

20 CFR Appendix A to Part 614 - Standard for Claim Filing, Claimant Reporting, Job Finding, and Employment Services

Code of Federal Regulations, 2014 CFR

2014-04-01

... TRAINING ADMINISTRATION, DEPARTMENT OF LABOR UNEMPLOYMENT COMPENSATION FOR EX-SERVICEMEMBERS Pt. 614, App.... Federal law requirements. Section 3304(a)(1) of the Federal Unemployment Tax Act and section 303(a)(2) of the Social Security Act require that a State law provide for: “Payment of unemployment compensation...

Report: Fiscal Year 2012 Federal Information Security Management Act Report Status of EPA’s Computer Security Program

EPA Pesticide Factsheets

Report #13-P-0032, October 26, 2012. We believe the evidence obtained provides a reasonable basis for our findings and conclusions, and in all material respects, meets the FISMA reporting requirements prescribed by OMB.

75 FR 16841 - Proposed Extension of Information Collection Request Submitted for Public Comment; COBRA...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-02

... DEPARTMENT OF LABOR Employee Benefits Security Administration Proposed Extension of Information Collection Request Submitted for Public Comment; COBRA Notification Requirements--American Recovery and Reinvestment Act of 2009 as Amended AGENCY: Employee Benefits Security Administration, Department of Labor...

17 CFR 230.418 - Supplemental information.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Supplemental information. 230... RULES AND REGULATIONS, SECURITIES ACT OF 1933 General Requirements § 230.418 Supplemental information. (a) The Commission or its staff may, where it is deemed appropriate, request supplemental information...

10 CFR 706.10 - Policy.

Code of Federal Regulations, 2010 CFR

2010-01-01

... SECURITY POLICIES AND PRACTICES RELATING TO LABOR-MANAGEMENT RELATIONS Security Policies and Procedures in... within the scope of the Labor Management Relations Act at the various DOE installations should be... published decisions. This policy does not preclude adoption of special arrangements which may be required...

10 CFR 824.9 - Hearing Counsel.

Code of Federal Regulations, 2011 CFR

2011-01-01

... 10 Energy 4 2011-01-01 2011-01-01 false Hearing Counsel. 824.9 Section 824.9 Energy DEPARTMENT OF ENERGY PROCEDURAL RULES FOR THE ASSESSMENT OF CIVIL PENALTIES FOR CLASSIFIED INFORMATION SECURITY... consistent with the objectives of the Act and DOE security requirements. ...

75 FR 5865 - Proposed Collection; Comment Request for Publication 1075

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-04

... Publication 1075, Tax Information Security Guidelines for Federal, State, and Local Agencies. [[Page 5866... internet at [email protected] . SUPPLEMENTARY INFORMATION: Title: Tax Information Security Guidelines... on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of...

78 FR 23980 - Proposed Collection; Comment Request for Publication 1075

Federal Register 2010, 2011, 2012, 2013, 2014

2013-04-23

... Publication 1075, Tax Information Security Guidelines for Federal, State, and Local Agencies. DATES: Written... [email protected] . SUPPLEMENTARY INFORMATION: Title: Tax Information Security Guidelines for... on proposed and/or continuing information collections, as required by the Paperwork Reduction Act of...

10 CFR 824.9 - Hearing Counsel.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 10 Energy 4 2010-01-01 2010-01-01 false Hearing Counsel. 824.9 Section 824.9 Energy DEPARTMENT OF ENERGY PROCEDURAL RULES FOR THE ASSESSMENT OF CIVIL PENALTIES FOR CLASSIFIED INFORMATION SECURITY... consistent with the objectives of the Act and DOE security requirements. ...

31 CFR 901.3 - Collection by administrative offset.

Code of Federal Regulations, 2012 CFR

2012-07-01

... payments made under the Social Security Act (42 U.S.C. 301 et seq.), part B of the Black Lung Benefits Act... document all significant matters discussed at the hearing. (3) This section does not require an oral...

31 CFR 901.3 - Collection by administrative offset.

Code of Federal Regulations, 2011 CFR

2011-07-01

... payments made under the Social Security Act (42 U.S.C. 301 et seq.), part B of the Black Lung Benefits Act... document all significant matters discussed at the hearing. (3) This section does not require an oral...

78 FR 77632 - Amendments to Excepted Benefits

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-24

...This document contains proposed rules that would amend the regulations regarding excepted benefits under the Employee Retirement Income Security Act of 1974, the Internal Revenue Code, and the Public Health Service Act. Excepted benefits are generally exempt from the health reform requirements that were added to those laws by the Health Insurance Portability and Accountability Act and the Patient Protection and Affordable Care Act.

A Comparative Case Study Analysis of Campus Violence Prevention Plans at Three Illinois Higher Education Institutions

ERIC Educational Resources Information Center

Brown, Wade R.

2013-01-01

The postsecondary acts of violence at Virginia Technical University (VT) and Northern Illinois University (NIU) forced Illinois legislators to approve the "Campus Security Enhancement Act" in 2008 (110 ILCS 12/20). The "Act" requires all private and public postsecondary education institutions to develop a Campus Violence…

17 CFR 210.8-06 - Real estate operations acquired or to be acquired.

Code of Federal Regulations, 2010 CFR

2010-04-01

... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933..., INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-06 Real estate operations acquired or to be acquired. If...

78 FR 74121 - Office of the Secretary

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-10

..., CO 80011- 9066. FOR FURTHER INFORMATION CONTACT: Elan Green, Medical Benefits and Reimbursement... Care Act (PPACA) which amended section 1886(b)(3)(B) of the Social Security Act, and (2) a 0.3 percent point adjustment as required by section 1886(b)(3)(B)(xii) of the Act as added and amended by sections...

75 FR 21048 - Northern Lights Fund Trust, et al.; Notice of Application

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-22

... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 29208; 812-13651] Northern Lights Fund Trust, et al.; Notice of Application April 16, 2010. AGENCY: Securities and Exchange... shareholder approval and would grant relief from certain disclosure requirements. Applicants: Northern Lights...

12 CFR 335.701 - Filing requirements, public reference, and confidentiality.

Code of Federal Regulations, 2010 CFR

2010-01-01

... filing any statement, report, or document under the Act may make a written objection to the public... FDIC's office in Washington, DC should be addressed as follows: Attention: Accounting and Securities... Insurance Corporation, Accounting and Securities Disclosure Section, Division of Supervision and Consumer...

17 CFR 270.11a-1 - Definition of “exchange” for purposes of section 11 of the Act.

Code of Federal Regulations, 2010 CFR

2010-04-01

... issued, and notice of intention to close the account was mailed to the security holder, and he had a... group eligible to purchase the security, the issuer required the surrender of the security and paid the redemption price thereof. (c) The provisions of paragraph (a) of this section shall not apply if, following...

78 FR 44806 - Amendments to Regulation D, Form D and Rule 156

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-24

...The Securities and Exchange Commission, which today in separate releases amended Rule 506 of Regulation D, Form D and Rule 144A under the Securities Act of 1933 to implement Section 201(a) of the Jumpstart Our Business Startups Act and Section 926 of the Dodd- Frank Wall Street Reform and Consumer Protection Act, is publishing for comment a number of proposed amendments to Regulation D, Form D and Rule 156 under the Securities Act. These proposed amendments are intended to enhance the Commission's ability to evaluate the development of market practices in Rule 506 offerings and to address concerns that may arise in connection with permitting issuers to engage in general solicitation and general advertising under new paragraph (c) of Rule 506. Specifically, the proposed amendments to Regulation D would require the filing of a Form D in Rule 506(c) offerings before the issuer engages in general solicitation; require the filing of a closing amendment to Form D after the termination of any Rule 506 offering; require written general solicitation materials used in Rule 506(c) offerings to include certain legends and other disclosures; require the submission, on a temporary basis, of written general solicitation materials used in Rule 506(c) offerings to the Commission; and disqualify an issuer from relying on Rule 506 for one year for future offerings if the issuer, or any predecessor or affiliate of the issuer, did not comply, within the last five years, with Form D filing requirements in a Rule 506 offering. The proposed amendments to Form D would require an issuer to include additional information about offerings conducted in reliance on Regulation D. Finally, the proposed amendments to Rule 156 would extend the antifraud guidance contained in the rule to the sales literature of private funds.

Prior notice of imported food under the Public Health Security and Bioterrorism Preparedness and Response Act of 2002. Final rule.

PubMed

2008-11-07

The Food and Drug Administration (FDA) is issuing a final regulation that requires the submission to FDA of prior notice of food, including animal feed, that is imported or offered for import into the United States. The final rule implements the Public Health Security and Bioterrorism Preparedness and Response Act of 2002 (the Bioterrorism Act), which required prior notification of imported food to begin on December 12, 2003. The final rule requires that the prior notice be submitted to FDA electronically via either the U.S. Customs and Border Protection (CBP or Customs) Automated Broker Interface (ABI) of the Automated Commercial System (ACS) or the FDA Prior Notice System Interface (FDA PNSI). The information must be submitted and confirmed electronically as facially complete by FDA for review no less than 8 hours (for food arriving by water), 4 hours (for food arriving by air or land/rail), and 2 hours (for food arriving by land/road) before the food arrives at the port of arrival. Food imported or offered for import without adequate prior notice is subject to refusal and, if refused, must be held. Elsewhere in this issue of the Federal Register, FDA is announcing the availability of a draft compliance policy guide (CPG) entitled "Sec. 110.310 Prior Notice of Imported Food Under the Public Health Security and Bioterrorism Preparedness and Response Act of 2002."

10 CFR 15.33 - Collection by administrative offset.

Code of Federal Regulations, 2014 CFR

2014-01-01

... under the Social Security Act (42 U.S.C. 301 et seq.), part B of the Black Lung Benefits Act (30 U.S.C... document all significant matters discussed at the hearing. (3) This section does not require an oral...

10 CFR 15.33 - Collection by administrative offset.

Code of Federal Regulations, 2011 CFR

2011-01-01

... under the Social Security Act (42 U.S.C. 301 et seq.), part B of the Black Lung Benefits Act (30 U.S.C... document all significant matters discussed at the hearing. (3) This section does not require an oral...

10 CFR 15.33 - Collection by administrative offset.

Code of Federal Regulations, 2013 CFR

2013-01-01

... under the Social Security Act (42 U.S.C. 301 et seq.), part B of the Black Lung Benefits Act (30 U.S.C... document all significant matters discussed at the hearing. (3) This section does not require an oral...

45 CFR 160.103 - Definitions.

Code of Federal Regulations, 2013 CFR

2013-10-01

..., the following definitions apply to this subchapter: Act means the Social Security Act. Administrative..., statements, and other required documents. Electronic media means: (1) Electronic storage material on which...) and any removable/transportable digital memory medium, such as magnetic tape or disk, optical disk, or...

45 CFR 160.103 - Definitions.

Code of Federal Regulations, 2014 CFR

2014-10-01

..., the following definitions apply to this subchapter: Act means the Social Security Act. Administrative..., statements, and other required documents. Electronic media means: (1) Electronic storage material on which...) and any removable/transportable digital memory medium, such as magnetic tape or disk, optical disk, or...

78 FR 5787 - Privacy Act of 1974; System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2013-01-28

... Act System of Records entitled ``Public Affairs Management Information System.'' This notice responds..., 2012. FOR FURTHER INFORMATION CONTACT: Mrs. Cindy Allard at (571) 372-0461. SUPPLEMENTARY INFORMATION... 4, DoD Information Security Program, Controlled Unclassified Information (CUI) requires that...

Campus Crime: Difficulties Meeting Federal Reporting Requirements. Report to Congressional Requesters.

ERIC Educational Resources Information Center

General Accounting Office, Washington, DC. Health, Education, and Human Services Div.

This report to the U.S. Congress by the General Accounting Office is concerned with how the Department of Education has implemented and monitored compliance with the Crime Awareness and Campus Security Act; the kinds of problems colleges are having in trying to comply with the Act; and the requirements of state laws related to public access to…

DoDs Policies, Procedures, and Practices for Information Security Management of Covered Systems (REDACTED)

DTIC Science & Technology

2016-08-15

this report in response to the requirements of the Cybersecurity Act of 2015, section 406, December 18 , 2015. Results The DoD has policies, procedures...Inspector General prepared this report in response to the requirements of the Cybersecurity Act of 2015, section 406, December 18 , 2015. See Appendix...December 18 , 2015, and includes a requirement for Federal Inspectors General to generate a report describing agency policies, procedures, and

75 FR 8508 - Computerized Tribal IV-D Systems and Office Automation

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-25

...This rule enables Tribes and Tribal organizations currently operating comprehensive Tribal Child Support Enforcement programs under Title IV-D of the Social Security Act (the Act) to apply for and receive direct Federal funding for the costs of automated data processing. This rule addresses the Secretary's commitment to provide instructions and guidance to Tribes and Tribal organizations on requirements for applying for, and upon approval, securing Federal Financial Participation (FFP) in the costs of installing, operating, maintaining, and enhancing automated data processing systems.

Requirements, model and prototype for a multi-utility locational and security information hub.

DOT National Transportation Integrated Search

2015-11-01

This project lays the foundation for building an exchange hub for locational and security data and risk assessment of potential excavation work. It acts primarily at 2 stages: upstream of the mark-out process, as a decision support tool to help strea...

78 FR 14807 - Notice of Proposed Information Collection

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-07

... DEPARTMENT OF HOMELAND SECURITY United States Secret Service Notice of Proposed Information... request as required by the Paperwork Reduction Act of 1995. Currently, the U.S. Secret Service, within the U.S. Department of Homeland Security, is soliciting comments concerning the SSF 3237, U.S. Secret...

42 CFR 21.75 - Procedures.

Code of Federal Regulations, 2010 CFR

2010-10-01

... of the officer; (ii) Social security number of the officer; (iii) Duty station location of the... inclusion in computation of the officer's disposable earnings: (i) Basic pay; (ii) Basic allowances for... under title II of the Social Security Act when the withholding is required by law; (ii) FICA. (3...

20 CFR 726.108 - Withdrawal of negotiable securities.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 3 2010-04-01 2010-04-01 false Withdrawal of negotiable securities. 726.108 Section 726.108 Employees' Benefits EMPLOYMENT STANDARDS ADMINISTRATION, DEPARTMENT OF LABOR FEDERAL COAL MINE HEALTH AND SAFETY ACT OF 1969, AS AMENDED BLACK LUNG BENEFITS; REQUIREMENTS FOR COAL MINE OPERATOR...

17 CFR 210.3A-04 - Intercompany items and transactions.

Code of Federal Regulations, 2010 CFR

2010-04-01

... Financial Statements § 210.3A-04 Intercompany items and transactions. In general, there shall be eliminated intercompany items and transactions between persons included in the (a) consolidated financial statements being... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

45 CFR 160.103 - Definitions.

Code of Federal Regulations, 2012 CFR

2012-10-01

..., the following definitions apply to this subchapter: Act means the Social Security Act. ANSI stands for... required documents. Electronic media means: (1) Electronic storage media including memory devices in computers (hard drives) and any removable/transportable digital memory medium, such as magnetic tape or disk...

45 CFR 160.103 - Definitions.

Code of Federal Regulations, 2011 CFR

2011-10-01

..., the following definitions apply to this subchapter: Act means the Social Security Act. ANSI stands for... required documents. Electronic media means: (1) Electronic storage media including memory devices in computers (hard drives) and any removable/transportable digital memory medium, such as magnetic tape or disk...

45 CFR 160.103 - Definitions.

Code of Federal Regulations, 2010 CFR

2010-10-01

..., the following definitions apply to this subchapter: Act means the Social Security Act. ANSI stands for... required documents. Electronic media means: (1) Electronic storage media including memory devices in computers (hard drives) and any removable/transportable digital memory medium, such as magnetic tape or disk...

20 CFR 435.16 - Resource Conservation and Recovery Act.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Resource Conservation and Recovery Act. 435.16 Section 435.16 Employees' Benefits SOCIAL SECURITY ADMINISTRATION UNIFORM ADMINISTRATIVE REQUIREMENTS FOR GRANTS AND AGREEMENTS WITH INSTITUTIONS OF HIGHER EDUCATION, HOSPITALS, OTHER NON-PROFIT...

76 FR 63573 - Roundtable on Issues Relating to Conflict Minerals

Federal Register 2010, 2011, 2012, 2013, 2014

2011-10-13

...-10] Roundtable on Issues Relating to Conflict Minerals AGENCY: Securities and Exchange Commission... Consumer Protection Act (the ``Act''), which relates to reporting requirements regarding conflict minerals... of conflict minerals from the Democratic Republic of the Congo and adjoining countries. On December...

75 FR 17918 - Advisory Board to the Consumer Operated and Oriented Plan (CO-OP) Program

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-08

...: The Patient Protection and Affordable Care Act requires the Secretary of Health and Human Services to... program. The Patient Protection and Affordable Care Act gave the Comptroller General of the United States... described in section 1805(c)(2) of the Social Security Act. Appointments are to be made not later than three...

78 FR 8611 - WINCO Investment Partnership 2008 L.P. and Winstead PC; Notice of Application

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-06

...-1 also requires that every registered investment company adopt a written code of ethics and that... SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 30374; File No. 813-374... sections 6(b) and 6(e) of the Investment Company Act of 1940 (the ``Act'') granting an exemption from all...

75 FR 42363 - Public Health Security and Bioterrorism Preparedness and Response Act of 2002; Biennial Review...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-21

... Bioterrorism Preparedness and Response Act of 2002; Biennial Review and Republication of the Select Agent and... Act) requires the biennial review and republication of the HHS list of select agents and toxins. Accordingly, we are soliciting public comment on the current HHS list of select agents and toxins, including...

17 CFR 210.2-02 - Accountants' reports and attestation reports.

Code of Federal Regulations, 2010 CFR

2010-04-01

... respect of the financial statements covered by the report and the accounting principles and practices... accounting principles, or as to any changes in such principles which have a material effect on the financial... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

17 CFR 37.3 - Requirements for underlying commodities.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 5a(b)(3) of the Act, may trade any contract of sale of a commodity for future delivery (or option on... that are a security futures product, and the registered derivatives transaction execution facility is a... commodities. 37.3 Section 37.3 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION...

78 FR 35945 - Request for Comments on Security Training Programs for Surface Mode Employees

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-14

... provided by owner/operators of freight railroads, passenger railroads, public transportation systems... in the public transportation, railroad carrier, and over-the-road bus (OTRB) modes.\\2\\ In summary.... 266 (August 3, 2007). 9/11 Act's Public Transportation Security Training Requirements. Paragraph 1408...

75 FR 14660 - Proposed Collection: Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-03-26

... required by the Paperwork Reduction Act of 1995, Public Law 104-13 (44 U.S.C. 3506(c)(2)(A). Currently the... transaction request for U.S. Treasury Securities State and Local Government Series Early Redemption. DATES...: U.S. Treasury Securities State and Local Government Series Early Redemption Request. OMB Number...

Legal Guide for Senior Citizens: Laws and Programs Affecting Kansas Senior Citizens.

ERIC Educational Resources Information Center

Hollinger, Judith A., Ed.

This booklet is intended to inform (not advise) older Kansans about eligibility requirements and benefits provided by state and federal programs. Financial assistance programs discussed are Social Security, railroad retirements, veterans' benefits, unrestricted general assistance, Employee Retirement Income Security Act, food stamps, Low Income…

20 CFR 726.105 - Fixing the amount of security.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 3 2010-04-01 2010-04-01 false Fixing the amount of security. 726.105 Section 726.105 Employees' Benefits EMPLOYMENT STANDARDS ADMINISTRATION, DEPARTMENT OF LABOR FEDERAL COAL MINE HEALTH AND SAFETY ACT OF 1969, AS AMENDED BLACK LUNG BENEFITS; REQUIREMENTS FOR COAL MINE OPERATOR...

24 CFR 3400.305 - Data security.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 24 Housing and Urban Development 5 2012-04-01 2012-04-01 false Data security. 3400.305 Section... DEVELOPMENT SAFE MORTGAGE LICENSING ACT Minimum Requirements for Administration of the NMLSR § 3400.305 Data... registrants whose data may have been compromised, and the employer of the loan originator or registrant, if...

16 CFR 802.35 - Acquisitions by employee trusts.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 16 Commercial Practices 1 2010-01-01 2010-01-01 false Acquisitions by employee trusts. 802.35... Acquisitions by employee trusts. An acquisition of voting securities shall be exempt from the notification requirements of the act if: (a) The securities are acquired by a trust that meets the qualifications of section...

29 CFR 2590.606-4 - Notice requirements for plan administrators.

Code of Federal Regulations, 2010 CFR

2010-07-01

... Coverage, Qualified Medical Child Support Orders, Coverage for Adopted Children § 2590.606-4 Notice... child; (v) An explanation of the plan's procedures for electing continuation coverage, including an... the Social Security Administration, under title II or XVI of the Social Security Act (42 U.S.C. 401 et...

15 CFR 744.11 - License requirements that apply to entities acting contrary to the national security or foreign...

Code of Federal Regulations, 2013 CFR

2013-01-01

..., reexport, or transfer (in-country) any item subject to the EAR to an entity that is listed on the Entity... reexports to that party of items that are subject to the EAR are prohibited by or require a license from... United States. (1) Supporting persons engaged in acts of terror. (2) Actions that could enhance the...

15 CFR 781.4 - U.S. Government requests for information needed to satisfy the requirements of the APR or the Act.

Code of Federal Regulations, 2010 CFR

2010-01-01

... 15 Commerce and Foreign Trade 2 2010-01-01 2010-01-01 false U.S. Government requests for information needed to satisfy the requirements of the APR or the Act. 781.4 Section 781.4 Commerce and Foreign Trade Regulations Relating to Commerce and Foreign Trade (Continued) BUREAU OF INDUSTRY AND SECURITY...

Potential impact of HITECH security regulations on medical imaging.

PubMed

Prior, Fred; Ingeholm, Mary Lou; Levine, Betty A; Tarbox, Lawrence

2009-01-01

Title XIII of Division A and Title IV of Division B of the American Recovery and Reinvestment Act (ARRA) of 2009 [1] include a provision commonly referred to as the "Health Information Technology for Economic and Clinical Health Act" or "HITECH Act" that is intended to promote the electronic exchange of health information to improve the quality of health care. Subtitle D of the HITECH Act includes key amendments to strengthen the privacy and security regulations issued under the Health Insurance Portability and Accountability Act (HIPAA). The HITECH act also states that "the National Coordinator" must consult with the National Institute of Standards and Technology (NIST) in determining what standards are to be applied and enforced for compliance with HIPAA. This has led to speculation that NIST will recommend that the government impose the Federal Information Security Management Act (FISMA) [2], which was created by NIST for application within the federal government, as requirements to the public Electronic Health Records (EHR) community in the USA. In this paper we will describe potential impacts of FISMA on medical image sharing strategies such as teleradiology and outline how a strict application of FISMA or FISMA-based regulations could have significant negative impacts on information sharing between care providers.

77 FR 27101 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-08

... statement of additional information covering essential information about a separate account. Section 5(b) of the Securities Act requires that investors be provided with a prospectus containing the information... Investment Company Act and to enable filers to provide investors with information necessary to evaluate an...

77 FR 49428 - Agency Information Collection Activities; Proposed Collection, Comment Request: Further...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-16

... Agreement''; Mixed Swaps; Security- Based Swap Agreement Recordkeeping: Book-out Agreement Confirmation... Protection Act (``Dodd-Frank Act''), requiring that oral book- out agreements must be followed in a..., ``Product Definitions''); regarding ``mixed swaps;'' and governing books and records with respect to...

20 CFR 650.2 - Federal law requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 3 2010-04-01 2010-04-01 false Federal law requirements. 650.2 Section 650.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 650.2 Federal law requirements. (a) Section 303(a)(1) of the Social Security Act requires that a State law include provision for: Such methods of administration * * * as are...

20 CFR 650.2 - Federal law requirements.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 20 Employees' Benefits 3 2011-04-01 2011-04-01 false Federal law requirements. 650.2 Section 650.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 650.2 Federal law requirements. (a) Section 303(a)(1) of the Social Security Act requires that a State law include provision for: Such methods of administration * * * as are...

20 CFR 650.2 - Federal law requirements.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 20 Employees' Benefits 3 2012-04-01 2012-04-01 false Federal law requirements. 650.2 Section 650.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 650.2 Federal law requirements. (a) Section 303(a)(1) of the Social Security Act requires that a State law include provision for: Such methods of administration * * * as are...

20 CFR 650.2 - Federal law requirements.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 20 Employees' Benefits 3 2013-04-01 2013-04-01 false Federal law requirements. 650.2 Section 650.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 650.2 Federal law requirements. (a) Section 303(a)(1) of the Social Security Act requires that a State law include provision for: Such methods of administration * * * as are...

20 CFR 650.2 - Federal law requirements.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 20 Employees' Benefits 3 2014-04-01 2014-04-01 false Federal law requirements. 650.2 Section 650.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 650.2 Federal law requirements. (a) Section 303(a)(1) of the Social Security Act requires that a State law include provision for: Such methods of administration * * * as are...

76 FR 76250 - Proposed Revision of the Form M-1

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-06

...This document announces proposed revisions to the Form M-1, Report for Multiple Employer Welfare Arrangements (MEWAs) and Certain Entities Claiming Exception (ECEs). The revisions can be viewed on the Employee Benefits Security Administration's (EBSA) Web site at www.dol.gov/ebsa. The proposed form is substantively different from previous versions of the Form M-1 and may not be used for filing purposes. Elsewhere in this edition of the Federal Register, EBSA is publishing a Notice of Proposed Rulemaking. Those rules would amend the existing MEWA regulations to implement the registration requirement added to section 101(g) of Title I of the Employee Retirement Income Security Act of 1974, (ERISA), as amended by the Patient Protection and Affordable Care Act (Affordable Care Act) as well as to enhance compliance, enforcement, and protection of employer-sponsored health benefits. The proposed form and the accompanying instructions would facilitate the filing requirements for MEWAs under ERISA.

A Security Analysis of the 802.11s Wireless Mesh Network Routing Protocol and Its Secure Routing Protocols

PubMed Central

Tan, Whye Kit; Lee, Sang-Gon; Lam, Jun Huy; Yoo, Seong-Moo

2013-01-01

Wireless mesh networks (WMNs) can act as a scalable backbone by connecting separate sensor networks and even by connecting WMNs to a wired network. The Hybrid Wireless Mesh Protocol (HWMP) is the default routing protocol for the 802.11s WMN. The routing protocol is one of the most important parts of the network, and it requires protection, especially in the wireless environment. The existing security protocols, such as the Broadcast Integrity Protocol (BIP), Counter with cipher block chaining message authentication code protocol (CCMP), Secure Hybrid Wireless Mesh Protocol (SHWMP), Identity Based Cryptography HWMP (IBC-HWMP), Elliptic Curve Digital Signature Algorithm HWMP (ECDSA-HWMP), and Watchdog-HWMP aim to protect the HWMP frames. In this paper, we have analyzed the vulnerabilities of the HWMP and developed security requirements to protect these identified vulnerabilities. We applied the security requirements to analyze the existing secure schemes for HWMP. The results of our analysis indicate that none of these protocols is able to satisfy all of the security requirements. We also present a quantitative complexity comparison among the protocols and an example of a security scheme for HWMP to demonstrate how the result of our research can be utilized. Our research results thus provide a tool for designing secure schemes for the HWMP. PMID:24002231

A security analysis of the 802.11s wireless mesh network routing protocol and its secure routing protocols.

PubMed

Tan, Whye Kit; Lee, Sang-Gon; Lam, Jun Huy; Yoo, Seong-Moo

2013-09-02

Wireless mesh networks (WMNs) can act as a scalable backbone by connecting separate sensor networks and even by connecting WMNs to a wired network. The Hybrid Wireless Mesh Protocol (HWMP) is the default routing protocol for the 802.11s WMN. The routing protocol is one of the most important parts of the network, and it requires protection, especially in the wireless environment. The existing security protocols, such as the Broadcast Integrity Protocol (BIP), Counter with cipher block chaining message authentication code protocol (CCMP), Secure Hybrid Wireless Mesh Protocol (SHWMP), Identity Based Cryptography HWMP (IBC-HWMP), Elliptic Curve Digital Signature Algorithm HWMP (ECDSA-HWMP), and Watchdog-HWMP aim to protect the HWMP frames. In this paper, we have analyzed the vulnerabilities of the HWMP and developed security requirements to protect these identified vulnerabilities. We applied the security requirements to analyze the existing secure schemes for HWMP. The results of our analysis indicate that none of these protocols is able to satisfy all of the security requirements. We also present a quantitative complexity comparison among the protocols and an example of a security scheme for HWMP to demonstrate how the result of our research can be utilized. Our research results thus provide a tool for designing secure schemes for the HWMP.

Agents Based e-Commerce and Securing Exchanged Information

NASA Astrophysics Data System (ADS)

Al-Jaljouli, Raja; Abawajy, Jemal

Mobile agents have been implemented in e-Commerce to search and filter information of interest from electronic markets. When the information is very sensitive and critical, it is important to develop a novel security protocol that can efficiently protect the information from malicious tampering as well as unauthorized disclosure or at least detect any malicious act of intruders. In this chapter, we describe robust security techniques that ensure a sound security of information gathered throughout agent’s itinerary against various security attacks, as well as truncation attacks. A sound security protocol is described, which implements the various security techniques that would jointly prevent or at least detect any malicious act of intruders. We reason about the soundness of the protocol usingSymbolic Trace Analyzer (STA), a formal verification tool that is based on symbolic techniques. We analyze the protocol in key configurations and show that it is free of flaws. We also show that the protocol fulfils the various security requirements of exchanged information in MAS, including data-integrity, data-confidentiality, data-authenticity, origin confidentiality and data non-repudiability.

Marine Corps Financial Management Officer Training in the 1990’s

DTIC Science & Technology

1990-06-01

tiny finance section within the Quartermaster Department developed. The National Security Act of 1947 first established the comptroller of the...Accounting issues 1010-1030 Prompt PavCDR Eberling/To discuss provisions of Prompt Pay Act 1030-1100 Case Study #1 1100-1210 Lunch 1210-1400 Guest...discuss the importance of unfunded requirements submissions and the techniques utilized in successful funding of requirements Budget Review: - Be able

75 FR 18841 - Office for Civil Rights; Privacy Act of 1974, Amended System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-13

... Privacy Act of 1974, Federal Information Security Management Act of 2002, Computer Security Act of 1987... 1974, Federal Information Security Management Act of 2002, Computer Security Act of 1987, the Paperwork... Oversight, the Chair of the Senate Committee on Homeland Security and Governmental Affairs, and the...

75 FR 60831 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-01

..., Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy... Advisers Act of 1940.'' (15 U.S.C. 80b-1 et seq.) Rule 204A-1, the Code of Ethics Rule, requires investment... securities transactions, including transactions in any mutual fund managed by the adviser. The code of ethics...

17 CFR 41.31 - Notice-designation requirements.

Code of Federal Regulations, 2014 CFR

2014-04-01

... designated contract market in security futures products under section 5f of the Act, shall so notify the Commission. Such notification shall be filed with the Secretary of the Commission at its Washington, D.C... Market in Security Futures Products,” and shall include: (1) The name and address of the board of trade...

76 FR 20061 - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-04-11

... Relating to the Requirement To Maintain a Balance Certificate in the Fast Automated Securities Transfer... transfer agents'') hold DTC securities in the form of balance certificates.\\4\\ The balance certificates are... issue for which the FAST transfer agent acts as transfer agent. The Balance Certificate Agreement is...

20 CFR 655.731 - What is the first LCA requirement, regarding wages?

Code of Federal Regulations, 2014 CFR

2014-04-01

..., or other similar medium, within the 24-month period immediately preceding the filing of the employer... an agreement as authorized by section 233 of the Social Security Act, 42 U.S.C. 433 (i.e., an agreement establishing a totalization arrangement between the social security system of the United States...

20 CFR 655.731 - What is the first LCA requirement, regarding wages?

Code of Federal Regulations, 2012 CFR

2012-04-01

..., or other similar medium, within the 24-month period immediately preceding the filing of the employer... an agreement as authorized by section 233 of the Social Security Act, 42 U.S.C. 433 (i.e., an agreement establishing a totalization arrangement between the social security system of the United States...

20 CFR 655.731 - What is the first LCA requirement, regarding wages?

Code of Federal Regulations, 2011 CFR

2011-04-01

..., or other similar medium, within the 24-month period immediately preceding the filing of the employer... an agreement as authorized by section 233 of the Social Security Act, 42 U.S.C. 433 (i.e., an agreement establishing a totalization arrangement between the social security system of the United States...

20 CFR 655.731 - What is the first LCA requirement, regarding wages?

Code of Federal Regulations, 2013 CFR

2013-04-01

..., or other similar medium, within the 24-month period immediately preceding the filing of the employer... an agreement as authorized by section 233 of the Social Security Act, 42 U.S.C. 433 (i.e., an agreement establishing a totalization arrangement between the social security system of the United States...

17 CFR 210.9-06 - Condensed financial information of registrant.

Code of Federal Regulations, 2010 CFR

2010-04-01

... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933... be presented in a note to the financial statements when the restricted net assets (§ 210.4-08(e)(3... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Condensed financial...

29 CFR 2550.412-1 - Temporary bonding requirements.

Code of Federal Regulations, 2010 CFR

2010-07-01

... welfare benefit plan or of any employee pension benefit plan subject to this Act who handle funds or other... in section 412 of the Act, and the terms “employee welfare benefit plan” and “employee pension...-1 Labor Regulations Relating to Labor (Continued) EMPLOYEE BENEFITS SECURITY ADMINISTRATION...

Calculation of lifecycle greenhouse gas emissions for the renewable fuel standard

DOT National Transportation Integrated Search

2009-06-25

The Energy Independence and Security Act of 2007 (EISA, P.L. 110-140), significantly expanded the renewable fuel standard (RFS) established in the Energy Policy Act of 2005 (EPAct 2005, P.L.109-58). The RFS requires the use of 9.0 billion gallons of ...

76 FR 34010 - Credit Risk Retention

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-10

... 2501-AD53 Credit Risk Retention AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC... credit risk retention requirements of section 15G of the Securities Exchange Act of 1934, as added by the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Credit Risk NPR'' or ``proposed rule...

45 CFR 160.101 - Statutory basis and purpose.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 45 Public Welfare 1 2013-10-01 2013-10-01 false Statutory basis and purpose. 160.101 Section 160.101 Public Welfare DEPARTMENT OF HEALTH AND HUMAN SERVICES ADMINISTRATIVE DATA STANDARDS AND RELATED... requirements of this subchapter implement sections 1171-1180 of the Social Security Act (the Act), sections 262...

45 CFR 160.101 - Statutory basis and purpose.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 45 Public Welfare 1 2014-10-01 2014-10-01 false Statutory basis and purpose. 160.101 Section 160.101 Public Welfare Department of Health and Human Services ADMINISTRATIVE DATA STANDARDS AND RELATED... requirements of this subchapter implement sections 1171-1180 of the Social Security Act (the Act), sections 262...

77 FR 71462 - Blackstone Alternative Alpha Fund, et al.; Notice of Application

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-30

... Breakpoint Discounts by Mutual Funds, Investment Company Act Release No. 26464 (June 7, 2004) (adopting... Transactions and Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds, Investment Company Act Release No. 26341 (Jan. 29, 2004...

76 FR 9283 - Medicaid Program; Payment Adjustment for Provider-Preventable Conditions Including Health Care...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-02-17

... under section 1903 of the Social Security Act for any amounts expended for providing medical assistance... (the Act) authorizes Federal grants to the States for Medicaid programs to provide medical assistance... all Federal requirements. The Federal government pays its share of medical assistance expenditures to...

20 CFR 640.2 - Federal law requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 3 2010-04-01 2010-04-01 false Federal law requirements. 640.2 Section 640.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 640.2 Federal law requirements. (a) Conformity. Section 303(a)(1) of the Social Security Act, 42 U.S.C. 503(a)(1), requires that a State law include provision for: Such...

20 CFR 640.2 - Federal law requirements.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 20 Employees' Benefits 3 2013-04-01 2013-04-01 false Federal law requirements. 640.2 Section 640.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 640.2 Federal law requirements. (a) Conformity. Section 303(a)(1) of the Social Security Act, 42 U.S.C. 503(a)(1), requires that a State law include provision for: Such...

20 CFR 640.2 - Federal law requirements.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 20 Employees' Benefits 3 2014-04-01 2014-04-01 false Federal law requirements. 640.2 Section 640.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 640.2 Federal law requirements. (a) Conformity. Section 303(a)(1) of the Social Security Act, 42 U.S.C. 503(a)(1), requires that a State law include provision for: Such...

20 CFR 640.2 - Federal law requirements.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 20 Employees' Benefits 3 2011-04-01 2011-04-01 false Federal law requirements. 640.2 Section 640.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 640.2 Federal law requirements. (a) Conformity. Section 303(a)(1) of the Social Security Act, 42 U.S.C. 503(a)(1), requires that a State law include provision for: Such...

20 CFR 640.2 - Federal law requirements.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 20 Employees' Benefits 3 2012-04-01 2012-04-01 false Federal law requirements. 640.2 Section 640.2... PROMPTNESS-UNEMPLOYMENT COMPENSATION § 640.2 Federal law requirements. (a) Conformity. Section 303(a)(1) of the Social Security Act, 42 U.S.C. 503(a)(1), requires that a State law include provision for: Such...

Review of the 2015 Drug Supply Chain Security Act

PubMed Central

Brechtelsbauer, Erich D.; Pennell, Benjamin; Durham, Mary; Hertig, John B.; Weber, Robert J.

2016-01-01

The integrity of the pharmaceutical supply chain is threatened by medication counterfeiting, importation of unapproved and substandard drugs, and grey markets – all of which have the potential to distribute drug products with the potential for serious harm. On November 27, 2013, President Obama signed into law Title II of the Drug Quality and Security Act, now known as the Drug Supply Chain Security Act (DSCSA). Over the next 10 years, the DSCSA will require the pharmaceutical supply chain to implement medication tracking and tracing; serialization, verification, and detection of suspicious products; and strict guidelines for wholesaler licensing and reporting. This article reviews the important aspects of the DSCSA and outlines the role of health-system pharmacy leaders in ensuring compliance to the DSCSA. By verifying that medication supplies are free from adulteration and tampering, the DSCSA serves as a foundational law to ensure quality in providing patient-centered pharmacy services. PMID:27354753

77 FR 8302 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-02-14

.... \\4\\ 17 CFR 249.325. The information collection requirements apply to institutional investment..., Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy... 13f-1 \\3\\ under the Exchange Act requires institutional investment managers that exercise investment...

48 CFR 50.201 - Definitions.

Code of Federal Regulations, 2010 CFR

2010-10-01

... requirements or such other requirements as defined and specified by the Secretary of Homeland Security: (1) Is... otherwise cause, for which a SAFETY Act designation has been issued. For purposes of defining a QATT..., engineering services, software development services, software integration services, threat assessments...

48 CFR 50.201 - Definitions.

Code of Federal Regulations, 2013 CFR

2013-10-01

... requirements or such other requirements as defined and specified by the Secretary of Homeland Security: (1) Is... otherwise cause, for which a SAFETY Act designation has been issued. For purposes of defining a QATT..., engineering services, software development services, software integration services, threat assessments...

48 CFR 50.201 - Definitions.

Code of Federal Regulations, 2012 CFR

2012-10-01

... requirements or such other requirements as defined and specified by the Secretary of Homeland Security: (1) Is... otherwise cause, for which a SAFETY Act designation has been issued. For purposes of defining a QATT..., engineering services, software development services, software integration services, threat assessments...

48 CFR 50.201 - Definitions.

Code of Federal Regulations, 2011 CFR

2011-10-01

... requirements or such other requirements as defined and specified by the Secretary of Homeland Security: (1) Is... otherwise cause, for which a SAFETY Act designation has been issued. For purposes of defining a QATT..., engineering services, software development services, software integration services, threat assessments...

48 CFR 50.201 - Definitions.

Code of Federal Regulations, 2014 CFR

2014-10-01

... requirements or such other requirements as defined and specified by the Secretary of Homeland Security: (1) Is... otherwise cause, for which a SAFETY Act designation has been issued. For purposes of defining a QATT..., engineering services, software development services, software integration services, threat assessments...

12 CFR 339.5 - Escrow requirement.

Code of Federal Regulations, 2010 CFR

2010-01-01

... taxes, insurance premiums, fees, or any other charges for a loan secured by residential improved real... bank shall also require the escrow of all premiums and fees for any flood insurance required under... insurance that premiums are due, the bank, or a servicer acting on behalf of the bank, shall pay the amount...

12 CFR 339.5 - Escrow requirement.

Code of Federal Regulations, 2011 CFR

2011-01-01

... taxes, insurance premiums, fees, or any other charges for a loan secured by residential improved real... bank shall also require the escrow of all premiums and fees for any flood insurance required under... insurance that premiums are due, the bank, or a servicer acting on behalf of the bank, shall pay the amount...

33 CFR 148.107 - What additional information may be required?

Code of Federal Regulations, 2010 CFR

2010-07-01

... HOMELAND SECURITY (CONTINUED) DEEPWATER PORTS DEEPWATER PORTS: GENERAL Application for a License § 148.107...), in coordination with MARAD, may determine whether compliance with the requirement is important to processing the application within the time prescribed by the Act. (3) If the requirement is important to...

20 CFR 640.3 - Interpretation of Federal law requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... require that a State law include provision for such methods of administration as will reasonable insure... Security Act to require that, in the administration of a State law, there shall be substantial compliance... benefits. Factors reasonably beyond a State's control may cause its performance to drop below the level of...

76 FR 58786 - Privacy Act of 1974; Systems of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-22

... National Security Agency/Central Security System systems of records notices subject to the Privacy Act of... inquiries to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; Systems of Records AGENCY: National Security Agency/Central Security Service, Department of Defense (DoD...

78 FR 45913 - Privacy Act of 1974; Systems of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-30

... National Security Agency/Central Security Service systems of records subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act Office, 9800...; Systems of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to alter...

17 CFR 229.801 - Securities Act industry guides.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

17 CFR 229.801 - Securities Act industry guides.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

17 CFR 229.801 - Securities Act industry guides.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

17 CFR 229.801 - Securities Act industry guides.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

17 CFR 239.18 - Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate...

Code of Federal Regulations, 2011 CFR

2011-04-01

... under the Securities Act of 1933 of securities of certain real estate companies. 239.18 Section 239.18... Securities Act of 1933 of securities of certain real estate companies. This form shall be used for registration under the Securities Act of 1933 of (a) securities issued by real estate investment trusts, as...

17 CFR 239.18 - Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate...

Code of Federal Regulations, 2010 CFR

2010-04-01

... under the Securities Act of 1933 of securities of certain real estate companies. 239.18 Section 239.18... Securities Act of 1933 of securities of certain real estate companies. This form shall be used for registration under the Securities Act of 1933 of (a) securities issued by real estate investment trusts, as...

75 FR 8760 - Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by BATS...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-02-25

... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61534] Order Granting Application for Exemption Pursuant to Section 36(a) of the Exchange Act by BATS Exchange, Inc. From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference February 18, 2010. BATS Exchange, Inc. (``BATS...

77 FR 58437 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-09-20

... Rule Change and Amendments Nos. 1, 2, 3 and 4 Thereto, To Require Members To Provide Customers in TRACE...) of the Securities Exchange Act of 1934 (``Exchange Act'' or ``Act'') \\1\\ and Rule 19b-4 thereunder,\\2... Amendment No. 4 on August 21, 2007. The proposed rule change, as modified by Amendments 1, 2, 3 and 4, was...

75 FR 43187 - Request for Public Comment and Consultation Meetings on the Adoption and Foster Care Analysis and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-23

... 479 of the Social Security Act (the Act) requires that the Administration for Children and Families... Increasing Adoptions Act of 2008 (Pub. L. 110-351) and the substantial changes it introduced in title IV-E.... Instructions: Please be aware that mail sent to us may take an additional 3-4 days to process due to changes in...

76 FR 3098 - Privacy Act of 1974; Systems of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2011-01-19

...: National Security Agency/Central Security Service, Freedom of Information Act and Privacy Act Office, 9800..., Privacy Act and Mandatory Declassification Review Records. System Location: National Security Agency... Information Act; 5 U.S.C. 552a, The Privacy Act of 1974 (as amended); E.O. 13526, Classified National Security...

17 CFR 240.12b-11 - Number of copies; signatures; binding.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Number of copies; signatures... Under the Securities Exchange Act of 1934 Formal Requirements § 240.12b-11 Number of copies; signatures... bound on the left side in such a manner as to leave the reading matter legible. (d) Signatures. Where...

75 FR 18860 - Privacy Act of 1974, Department of Homeland Security Transportation Security Administration-013...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-04-13

... ensure freedom of movement for people and commerce. To achieve this mission, TSA is required to develop... media when there exists a legitimate public interest in disclosing information. Release under this... compromise there is a risk of harm to economic or property interests, identity theft or fraud, or harm to the...

Rapid Building Assessment Project

DTIC Science & Technology

2014-05-01

Efficiency Buildings Hub EISA Energy Independence Security Act EPRI The Electric Power and Research Institute ESTCP Environmental Security Technology...Ordinary Least Squares PG&E Pacific Gas & Electric R&D research and development RBA Remote Building Analytics REST representational state...utilities across North America and Europe. Requiring only hourly utility electric meter data, the building type, and address, FirstFuel can produce a

20 CFR 726.107 - Deposits of negotiable securities with Federal Reserve banks or the Treasurer of the United...

Code of Federal Regulations, 2013 CFR

2013-04-01

... OF LABOR FEDERAL COAL MINE HEALTH AND SAFETY ACT OF 1969, AS AMENDED BLACK LUNG BENEFITS; REQUIREMENTS FOR COAL MINE OPERATOR'S INSURANCE Authorization of Self-Insurers § 726.107 Deposits of negotiable... Federal Reserve banks or the Treasurer of the United States; authority to sell such securities; interest...

To amend the Immigration and Nationality Act to extend the authority of the Secretary of Homeland Security to waive certain requirements under the visa waiver program for an additional 2 years.

THOMAS, 111th Congress

Rep. Quigley, Mike [D-IL-5

2009-06-18

House - 07/23/2009 Referred to the Subcommittee on Immigration, Citizenship, Refugees, Border Security, and International Law. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

17 CFR 239.40 - Form F-10, for registration under the Securities Act of 1933 of securities of certain Canadian...

Code of Federal Regulations, 2010 CFR

2010-04-01

... reorganization requiring the vote of shareholders of the participating companies (a “business combination”). (b... obligations, provided, however, that in the case of a business combination, each participating company other... shares of $75 million or more; provided, however, that in the case of a business combination, the...

20 CFR 726.107 - Deposits of negotiable securities with Federal Reserve banks or the Treasurer of the United...

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 3 2010-04-01 2010-04-01 false Deposits of negotiable securities with... thereon. 726.107 Section 726.107 Employees' Benefits EMPLOYMENT STANDARDS ADMINISTRATION, DEPARTMENT OF LABOR FEDERAL COAL MINE HEALTH AND SAFETY ACT OF 1969, AS AMENDED BLACK LUNG BENEFITS; REQUIREMENTS FOR...

Counterfeit Compliance with the HIPAA Security Rule: A Study of Information System Success

ERIC Educational Resources Information Center

Johnson, James R.

2013-01-01

The intent of the security standards adopted by the Department of Health and Human Services (DHS) implementing some of the requirements of the Administrative Simplification (AS) subtitle of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) was to improve Federal and private health care programs and to improve the…

15 CFR 744.11 - License requirements that apply to entities acting contrary to the national security or foreign...

Code of Federal Regulations, 2011 CFR

2011-01-01

... activity. (4) Preventing accomplishment of an end use check conducted by or on behalf of BIS or the Directorate of Defense Trade Controls of the Department of State by: precluding access to; refusing to provide...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY...

15 CFR 744.11 - License requirements that apply to entities acting contrary to the national security or foreign...

Code of Federal Regulations, 2012 CFR

2012-01-01

... activity. (4) Preventing accomplishment of an end use check conducted by or on behalf of BIS or the Directorate of Defense Trade Controls of the Department of State by: precluding access to; refusing to provide...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY...

15 CFR 744.11 - License requirements that apply to entities acting contrary to the national security or foreign...

Code of Federal Regulations, 2014 CFR

2014-01-01

... activity. (4) Preventing accomplishment of an end use check conducted by or on behalf of BIS or the Directorate of Defense Trade Controls of the Department of State by: precluding access to; refusing to provide...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY...

15 CFR 744.11 - License requirements that apply to entities acting contrary to the national security or foreign...

Code of Federal Regulations, 2010 CFR

2010-01-01

... activity. (4) Preventing accomplishment of an end use check conducted by or on behalf of BIS or the Directorate of Defense Trade Controls of the Department of State by: precluding access to; refusing to provide...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY...

78 FR 65744 - High End Ventures, Inc., Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-01

... of Trading October 21, 2013. It appears to the Securities and Exchange Commission that there is a... opinion that the public interest and the protection of investors require a suspension of trading in the... Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the...

76 FR 32246 - Uniontown Energy, Inc.; Order of Suspension of Trading

Federal Register 2010, 2011, 2012, 2013, 2014

2011-06-03

... Trading June 1, 2011. It appears to the Securities and Exchange Commission that there is a lack of current... opinion that the public interest and the protection of investors require a suspension of trading in the... Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the...

78 FR 66621 - Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-06

...The Commodity Futures Trading Commission (the ``Commission'') is issuing final rules implementing new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''). Specifically, the final rule contained herein imposes requirements on swap dealers (``SDs'') and major swap participants (``MSPs'') with respect to the treatment of collateral posted by their counterparties to margin, guarantee, or secure uncleared swaps. Additionally, the final rule includes revisions to ensure that, for purposes of subchapter IV of chapter 7 of the Bankruptcy Code, securities held in a portfolio margining account that is a futures account or a Cleared Swaps Customer Account constitute ``customer property''; and owners of such account constitute ``customers.''

19 CFR 113.25 - Seals.

Code of Federal Regulations, 2011 CFR

2011-04-01

.... CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY CUSTOMS BONDS... signatures of principal and surety, if individuals, and the corporate seal shall be affixed close to the... requires its acts to be evidenced by its corporate seal, such seal is required. ...

19 CFR 113.25 - Seals.

Code of Federal Regulations, 2014 CFR

2014-04-01

.... CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY CUSTOMS BONDS... signatures of principal and surety, if individuals, and the corporate seal shall be affixed close to the... requires its acts to be evidenced by its corporate seal, such seal is required. ...

19 CFR 113.25 - Seals.

Code of Federal Regulations, 2010 CFR

2010-04-01

.... CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY CUSTOMS BONDS... signatures of principal and surety, if individuals, and the corporate seal shall be affixed close to the... requires its acts to be evidenced by its corporate seal, such seal is required. ...

19 CFR 113.25 - Seals.

Code of Federal Regulations, 2013 CFR

2013-04-01

.... CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY CUSTOMS BONDS... signatures of principal and surety, if individuals, and the corporate seal shall be affixed close to the... requires its acts to be evidenced by its corporate seal, such seal is required. ...

19 CFR 113.25 - Seals.

Code of Federal Regulations, 2012 CFR

2012-04-01

.... CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY CUSTOMS BONDS... signatures of principal and surety, if individuals, and the corporate seal shall be affixed close to the... requires its acts to be evidenced by its corporate seal, such seal is required. ...

Privacy and security compliance in the E-healthcare marketplace.

PubMed

Lutes, M

2000-03-01

Complying with security and privacy regulations proposed by HHS in response to the Health Insurance Portability and Accountability Act (HIPAA) will require healthcare managers to address both internal and external business interactions and initiatives. The proposed regulations mandate certain procedures regarding administration, physical safeguards, technical security for data integrity and confidentiality, and technical security against unauthorized access. In particular, the proposed regulations require organizations to contractually ensure that vendors adhere to the regulations. Healthcare organizations also must implement training procedures for staff members who have contact with protected health information and designate a privacy officer to guard against improper disclosure of such information. Documented policies for organizational decision making are vital to an organization's efforts to implement procedures for compliance with the regulations.

42 CFR 455.100 - Purpose.

Code of Federal Regulations, 2010 CFR

2010-10-01

... the Social Security Act. It sets forth State plan requirements regarding— (a) Disclosure by providers... Federal financial participation for services furnished by providers or fiscal agents who fail to comply...

75 FR 62404 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-08

... DEPARTMENT OF HEALTH AND HUMAN SERVICES Administration for Children and Families Submission for OMB Review; Comment Request Title: Financial Institution Data Match. OMB No.: 0970-0196. Description: Section 466(a)(17) of the Social Security Act (the Act) requires States to establish procedures under which the State Child Support Enforcement IV-D...

76 FR 46677 - Requirements for Group Health Plans and Health Insurance Issuers Relating to Coverage of...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-03

... Care Act) relating to coverage of preventive services without any participant cost sharing. The IRS is issuing the temporary regulations at the same time that the Employee Benefits Security Administration of... the Public Health Service Act. The temporary regulations provide guidance to employers, group health...

78 FR 34390 - Agency Information Collection Activities; Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-07

...), federal Agencies must obtain approval from the Office of Management and Budget (OMB) for each collection... DMEPOS Competitive Bidding Program. Use: Section 1847(a)(4) of the Social Security Act (the Act) requires... items and supplies that were rented by suppliers before the implementation of a competitive bidding...

75 FR 14510 - Implementation of Device Registration and Listing Requirements Enacted in the Public Health...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-03-26

... DEPARTMENT OF HEALTH AND HUMAN SERVICES Food and Drug Administration 21 CFR Part 807 [Docket No... in the Public Health Security and Bioterrorism Preparedness and Response Act of 2002, the Medical Device User Fee and Modernization Act of 2002, and Title II of the Food and Drug Administration...

78 FR 15889 - Privacy Act of 1974: Implementation of Exemptions; Department of Homeland Security U.S. Customs...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-03-13

... individual. However, the Privacy Act requires DHS to maintain an accounting of the disclosures made pursuant...)(3) and (4) (Accounting for Disclosures) because release of the accounting of disclosures could alert... the recipient agency. Disclosure of the accounting would therefore present a serious impediment to law...

76 FR 47947 - Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-05

...We are revising and re-proposing certain rules that were initially proposed in April 2010 related to asset-backed securities in light of the provisions added by the Dodd-Frank Wall Street Reform and Consumer Protection Act and comments received on our April 2010 proposals. Specifically, we are re-proposing registrant and transaction requirements related to shelf registration of asset-backed securities and changes to exhibit filing deadlines. In addition, we are requesting additional comment on our proposal to require asset-level information about the pool assets. We continue to consider the other matters in our April 2010 proposing release.

A legislative history of the Social Security Protection Act of 2004.

PubMed

Hansen, Erik

2008-01-01

Passage of the original Social Security Act in 1935, Public Law (P.L.) 74-271, represented one of the watershed achievements of social welfare reform in American history. For the first time, workers were guaranteed a basic floor of protection against the hardships of poverty. In the ensuing decades, more than 100 million beneficiaries have realized the value of this protection through the receipt of monthly Social Security payments. As this guarantee has endured and progressed, the policies and administration of such a vast and complex program have required ongoing modifications-more than 150 such revisions over the past 73 years. To some extent, these amendments can be seen as an ongoing refinement process, with the Social Security Protection Act of 2004 (SSPA) being another incremental step in the development of a social insurance program that best meets the evolving needs of American society. This article discusses the legislative history of the SSPA in detail. It includes summaries of the provisions and a chronology of the modification of these proposals as they passed through the House and Senate, and ultimately to the president's desk.

Interim rules for amending ERISA disclosure requirements for group health plans; approval of information collection requirements--DoL. Interim rules; approval of information collection requirements.

PubMed

1997-07-07

On April 8, 1997, the Department of Labor published interim final rules governing disclosure requirements for private sector group health plans (62 FR 16979). The rules implemented changes to made to certain provisions of the Employee Retirement Income Security Act of 1974 (ERISA), enacted as part of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) and the Newborns' and Mothers' Health Protection Act of 1996 (NMHPA). In the April 8 publication, the Department submitted its revision of the currently approved collection regarding Summary Plan Description requirements under ERISA to the Office of Management and Budget (OMB) for emergency review under the Paperwork Reduction Act of 1965 (PRA 95). This document amends the April 8 Federal Register document to properly display the OMB control number, 1210-0039.

50 CFR 253.25 - Other administrative requirements.

Code of Federal Regulations, 2014 CFR

2014-10-01

... to submit along with the application a taxpayer identification number (TIN) (social security number... reproduced by any mechanical, magnetic or other process or medium. (e) Paperwork Reduction Act. The...

50 CFR 253.25 - Other administrative requirements.

Code of Federal Regulations, 2011 CFR

2011-10-01

... to submit along with the application a taxpayer identification number (TIN) (social security number... reproduced by any mechanical, magnetic or other process or medium. (e) Paperwork Reduction Act. The...

50 CFR 253.25 - Other administrative requirements.

Code of Federal Regulations, 2012 CFR

2012-10-01

... to submit along with the application a taxpayer identification number (TIN) (social security number... reproduced by any mechanical, magnetic or other process or medium. (e) Paperwork Reduction Act. The...

50 CFR 253.25 - Other administrative requirements.

Code of Federal Regulations, 2013 CFR

2013-10-01

... to submit along with the application a taxpayer identification number (TIN) (social security number... reproduced by any mechanical, magnetic or other process or medium. (e) Paperwork Reduction Act. The...

32 CFR 2102.15 - Requirements for requests to amend records.

Code of Federal Regulations, 2012 CFR

2012-07-01

... 32 National Defense 6 2012-07-01 2012-07-01 false Requirements for requests to amend records. 2102.15 Section 2102.15 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.15 Requirements for requests to...

32 CFR 2102.13 - Requirements for access to a record.

Code of Federal Regulations, 2014 CFR

2014-07-01

... 32 National Defense 6 2014-07-01 2014-07-01 false Requirements for access to a record. 2102.13 Section 2102.13 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.13 Requirements for access to a record...

32 CFR 2102.13 - Requirements for access to a record.

Code of Federal Regulations, 2011 CFR

2011-07-01

... 32 National Defense 6 2011-07-01 2011-07-01 false Requirements for access to a record. 2102.13 Section 2102.13 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.13 Requirements for access to a record...

32 CFR 2102.15 - Requirements for requests to amend records.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 32 National Defense 6 2010-07-01 2010-07-01 false Requirements for requests to amend records. 2102.15 Section 2102.15 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.15 Requirements for requests to...

32 CFR 2102.13 - Requirements for access to a record.

Code of Federal Regulations, 2013 CFR

2013-07-01

... 32 National Defense 6 2013-07-01 2013-07-01 false Requirements for access to a record. 2102.13 Section 2102.13 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.13 Requirements for access to a record...

32 CFR 2102.15 - Requirements for requests to amend records.

Code of Federal Regulations, 2014 CFR

2014-07-01

... 32 National Defense 6 2014-07-01 2014-07-01 false Requirements for requests to amend records. 2102.15 Section 2102.15 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.15 Requirements for requests to...

32 CFR 2102.15 - Requirements for requests to amend records.

Code of Federal Regulations, 2011 CFR

2011-07-01

... 32 National Defense 6 2011-07-01 2011-07-01 false Requirements for requests to amend records. 2102.15 Section 2102.15 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.15 Requirements for requests to...

32 CFR 2102.15 - Requirements for requests to amend records.

Code of Federal Regulations, 2013 CFR

2013-07-01

... 32 National Defense 6 2013-07-01 2013-07-01 false Requirements for requests to amend records. 2102.15 Section 2102.15 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.15 Requirements for requests to...

32 CFR 2102.13 - Requirements for access to a record.

Code of Federal Regulations, 2012 CFR

2012-07-01

... 32 National Defense 6 2012-07-01 2012-07-01 false Requirements for access to a record. 2102.13 Section 2102.13 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.13 Requirements for access to a record...

12 CFR 614.4935 - Escrow requirement.

Code of Federal Regulations, 2010 CFR

2010-01-01

..., insurance premiums, fees, or any other charges for a loan secured by residential improved real estate or a... shall also require the escrow of all premiums and fees for any flood insurance required under § 614.4930... insurance that premiums are due, the institution, or a servicer acting on behalf of the institution, shall...

12 CFR 614.4935 - Escrow requirement.

Code of Federal Regulations, 2011 CFR

2011-01-01

..., insurance premiums, fees, or any other charges for a loan secured by residential improved real estate or a... shall also require the escrow of all premiums and fees for any flood insurance required under § 614.4930... insurance that premiums are due, the institution, or a servicer acting on behalf of the institution, shall...

17 CFR 160.4 - Initial privacy notice to consumers required.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Initial privacy notice to... COMMISSION PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Privacy and Opt Out Notices § 160.4 Initial privacy notice to consumers required. (a) Initial notice requirement...

17 CFR 160.4 - Initial privacy notice to consumers required.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false Initial privacy notice to... COMMISSION PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Privacy and Opt Out Notices § 160.4 Initial privacy notice to consumers required. (a) Initial notice requirement...

32 CFR 2102.13 - Requirements for access to a record.

Code of Federal Regulations, 2010 CFR

2010-07-01

... 32 National Defense 6 2010-07-01 2010-07-01 false Requirements for access to a record. 2102.13 Section 2102.13 National Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO IMPLEMENT THE PRIVACY ACT OF 1974 § 2102.13 Requirements for access to a record...

When it comes to securing patient health information from breaches, your best medicine is a dose of prevention: A cybersecurity risk assessment checklist.

PubMed

Blanke, Sandra J; McGrady, Elizabeth

2016-07-01

Health care stakeholders are concerned about the growing risk of protecting sensitive patient health information from breaches. The Federal Emergency Management Agency (FEMA) has identified cyber attacks as an emerging concern, and regulations such as the Health Insurance Portability and Accountability Act (HIPAA) and the Health Information Technology for Economic and Clinical Health Act (HITECH) have increased security requirements and are enforcing compliance through stiff financial penalties. The purpose of this study is to describe health care breaches of protected information, analyze the hazards and vulnerabilities of reported breach cases, and prescribe best practices of managing risk through security controls and countermeasures. Prescriptive findings were used to construct a checklist tool to assess and monitor common risks. This research uses a case methodology to describe specific examples of the 3 major types of cyber breach hazards: portable device, insider, and physical breaches. We utilize a risk management framework to prescribe preventative actions that organizations can take to assess, analyze, and mitigate these risks. The health care sector has the largest number of reported breaches, with 3 major types: portable device, insider, and physical breaches. Analysis of actual cases indicates security gaps requiring prescriptive fixes based on "best practices." Our research culminates in a 25-item checklist that organizations can use to assess existing practices and identify security gaps requiring improvement. © 2016 American Society for Healthcare Risk Management of the American Hospital Association.

75 FR 67697 - Privacy Act of 1974; Systems of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2010-11-03

... National Security Agency's record system notices for records systems subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act (FOIA)/Privacy Act Office...; Systems of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to add a...

75 FR 43494 - Privacy Act of 1974; System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-26

... National Security Agency's record system notices for records systems subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act and Privacy Act Office, 9800...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to...

78 FR 22919 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-04-17

... investors be provided with a prospectus containing the information required in a registration statement... disclosure requirements of the Securities Act and to enable filers to provide investors with information... many other federal information collections, which are primarily for the use and benefit of the...

17 CFR 37.1000 - Core Principle 10-Recordkeeping and reporting.

Code of Federal Regulations, 2014 CFR

2014-04-01

... records relating to swaps defined in section 1a(47)(A)(v) of the Act open to inspection and examination by the Securities and Exchange Commission. (b) Requirements. The Commission shall adopt data collection... requirements for derivatives clearing organizations and swap data repositories. ...

42 CFR 455.1 - Basis and scope.

Code of Federal Regulations, 2010 CFR

2010-10-01

... for a State fraud detection and investigation program, and for disclosure of information on ownership... Security Act, Subpart A provides State plan requirements for the identification, investigation, and referral of suspected fraud and abuse cases. In addition, the subpart requires that the State— (1) Report...

46 CFR 28.900 - Post accident inspection.

Code of Federal Regulations, 2011 CFR

2011-10-01

... 46 Shipping 1 2011-10-01 2011-10-01 false Post accident inspection. 28.900 Section 28.900 Shipping COAST GUARD, DEPARTMENT OF HOMELAND SECURITY UNINSPECTED VESSELS REQUIREMENTS FOR COMMERCIAL FISHING INDUSTRY VESSELS Aleutian Trade Act Vessels § 28.900 Post accident inspection. The requirements for...

46 CFR 28.900 - Post accident inspection.

Code of Federal Regulations, 2010 CFR

2010-10-01

... 46 Shipping 1 2010-10-01 2010-10-01 false Post accident inspection. 28.900 Section 28.900 Shipping COAST GUARD, DEPARTMENT OF HOMELAND SECURITY UNINSPECTED VESSELS REQUIREMENTS FOR COMMERCIAL FISHING INDUSTRY VESSELS Aleutian Trade Act Vessels § 28.900 Post accident inspection. The requirements for...

75 FR 62409 - Proposed Information Collection

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-08

..., will require a Top Secret Clearance, and possible SCI Access. Responses to questions on the SSF 86A... DEPARTMENT OF HOMELAND SECURITY United States Secret Service Proposed Information Collection... request as required by the Paperwork Reduction Act of 1995. Currently, the U.S. Secret Service, within the...

17 CFR 210.12-04 - Condensed financial information of registrant.

Code of Federal Regulations, 2010 CFR

2010-04-01

... and for the same periods for which audited consolidated financial statements are required. The... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933... with complete financial statements may be omitted with the exception of disclosures regarding material...

Medicaid Issues in Family Welfare and Nursing Home Reform. Including H.R. 2270, a Bill To Amend Title XIX of the Social Security Act To Change the Medicaid Requirements for Nursing Facilities Based on Recommendations of the Institute of Medicine of the National Academy of Sciences. Hearings before the Subcommittee on Health and the Environment of the Committee on Energy and Commerce, House of Representatives, One Hundredth Congress, First Session (April 24 and May 12, 1987).

ERIC Educational Resources Information Center

Congress of the U.S., Washington, DC. House Committee on Energy and Commerce.

Two hearings held a month apart examine major issues concerning Medicaid benefits in family welfare and nursing home reform. The first set of hearings discusses the proposed Family Welfare Reform Act of 1987 (H.R. 1720), which is intended to replace the Aid to Families with Dependent Children (AFDC) program of the Social Security Act Title IV.…

77 FR 28478 - Privacy Act; Implementation

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-15

... rule is not a significant regulatory action, and therefore, does not require a regulatory impact... Delinquency Investigations) Files. IRS 26.021 Transferee Files. IRS 34.037 IRS Audit Trail and Security...

77 FR 51073 - Sunshine Act Meeting

Federal Register 2010, 2011, 2012, 2013, 2014

2012-08-23

... solicitation and general advertising in securities offerings conducted pursuant to Rule 506 of Regulation D... require alterations in the scheduling of meeting items. For further information and to ascertain what, if...

75 FR 77051 - Rules Implementing Amendments to the Investment Advisers Act of 1940

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-10

...The Securities and Exchange Commission is proposing new rules and rule amendments under the Investment Advisers Act of 1940 to implement provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules and rule amendments are designed to give effect to provisions of Title IV of the Dodd-Frank Act that, among other things, increase the statutory threshold for registration by investment advisers with the Commission, require advisers to hedge funds and other private funds to register with the Commission, and require reporting by certain investment advisers that are exempt from registration. In addition, we are proposing rule amendments, including amendments to the Commission's pay-to-play rule, that address a number of other changes to the Advisers Act made by the Dodd-Frank Act.

School Safety and Security Best Practices Approved by the Commissioner of Education. Information Brief. Report.

ERIC Educational Resources Information Center

Florida State Legislature, Tallahassee. Office of Program Policy Analysis and Government Accountability.

The 2001 Florida Legislature passed Ch. 2001-125, Laws of Florida, Section 40, which is often referred to as the Safe Passage Act. It requires all school districts to conduct a self-assessment of their school safety and security using best practices developed by the Office of Program Policy Analysis and Government Accountability (OPPAGA). It also…

76 FR 12269 - Minimum Standards for Driver's Licenses and Identification Cards Acceptable by Federal Agencies...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-03-07

... compliant on or before May 11, 2011. Id. At the time DHS promulgated the REAL ID final rule, DHS recognized... time to ensure that the documents they issue meet the security requirements of the REAL ID Act. Without.... SUMMARY: Pursuant to the Department of Homeland Security's REAL ID regulations, States must be in full...

29 CFR 2580.412-8 - The nature of the duties or activities to which the bonding requirement relates.

Code of Federal Regulations, 2010 CFR

2010-07-01

... BENEFITS SECURITY ADMINISTRATION, DEPARTMENT OF LABOR TEMPORARY BONDING RULES UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 TEMPORARY BONDING RULES Scope and Form of the Bond § 2580.412-8 The nature of... is limited to protection for those duties and activities from which loss can arise through fraud or...

Medicaid Expansion And State Trends In Supplemental Security Income Program Participation.

PubMed

Soni, Aparna; Burns, Marguerite E; Dague, Laura; Simon, Kosali I

2017-08-01

The Affordable Care Act made low-income nonelderly adults eligible for Medicaid in 2014 without requiring them to obtain disabled status through the Supplemental Security Income (SSI) program. In states that participated in the Medicaid expansion, we found that SSI participation decreased by about 3 percent after 2014. Project HOPE—The People-to-People Health Foundation, Inc.

Guia Legal para Ciudadanos Envejeciente: Leyes y Programas Afectando los Ciudadanos Envejeciente de Kansas. (Legal Guide for Senior Citizens: Laws and Programs Affecting Kansas Senior Citizens).

ERIC Educational Resources Information Center

Hollinger, Judith A.

This booklet, translated into Spanish, is intended to inform (not advise) older Kansans about eligibility requirements and benefits provided by state and federal programs. Financial assistance programs discussed are Social Security, railroad retirements, veterans' benefits, unrestricted general assistance, Employee Retirement Income Security Act,…

77 FR 17072 - Medicare and Medicaid Programs; Approval of the Community Health Accreditation Program for...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-03-23

... Health Accreditation Program (CHAP) for recognition as a national accreditation program for home health...) provided certain requirements are met. Sections 1861(m) and (o) and 1891 and 1895 of the Social Security... of 1995 (44 U.S.C. 35). Authority: Section 1865 of the Social Security Act (42 U.S.C. 1395bb...

17 CFR 210.9-01 - Application of §§ 210.9-01 to 210.9-07

Code of Federal Regulations, 2010 CFR

2010-04-01

... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES....9-01 Application of §§ 210.9-01 to 210.9-07 This article is applicable to consolidated financial statements filed for bank holding companies and to any financial statements of banks that are included in...

15 CFR 742.3 - Nuclear nonproliferation.

Code of Federal Regulations, 2012 CFR

2012-01-01

...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY-CCL BASED CONTROLS § 742.3 Nuclear nonproliferation. (a) License requirements. Section 309(c) of the Nuclear Non-Proliferation Act of 1978 requires BIS to identify items subject to the EAR that could be of...

15 CFR 742.3 - Nuclear nonproliferation.

Code of Federal Regulations, 2014 CFR

2014-01-01

...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY-CCL BASED CONTROLS § 742.3 Nuclear nonproliferation. (a) License requirements. Section 309(c) of the Nuclear Non-Proliferation Act of 1978 requires BIS to identify items subject to the EAR that could be of...

15 CFR 742.3 - Nuclear nonproliferation.

Code of Federal Regulations, 2011 CFR

2011-01-01

...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY-CCL BASED CONTROLS § 742.3 Nuclear nonproliferation. (a) License requirements. Section 309(c) of the Nuclear Non-Proliferation Act of 1978 requires BIS to identify items subject to the EAR that could be of...

15 CFR 742.3 - Nuclear nonproliferation.

Code of Federal Regulations, 2010 CFR

2010-01-01

...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY-CCL BASED CONTROLS § 742.3 Nuclear nonproliferation. (a) License requirements. Section 309(c) of the Nuclear Non-Proliferation Act of 1978 requires BIS to identify items subject to the EAR that could be of...

15 CFR 742.3 - Nuclear nonproliferation.

Code of Federal Regulations, 2013 CFR

2013-01-01

...) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE EXPORT ADMINISTRATION REGULATIONS CONTROL POLICY-CCL BASED CONTROLS § 742.3 Nuclear nonproliferation. (a) License requirements. Section 309(c) of the Nuclear Non-Proliferation Act of 1978 requires BIS to identify items subject to the EAR that could be of...

Alternative Fuels Data Center

Science.gov Websites

advanced lean burn vehicles. Fleets that use fuel blends containing at least 20% biodiesel (B20) may earn Energy Independence and Security Act of 2007, including fleet management plan requirements (Section 142 infrastructure installation requirements (Section 246). For more information, see the Federal Fleet Management

20 CFR 435.15 - Metric system of measurement.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Metric system of measurement. 435.15 Section 435.15 Employees' Benefits SOCIAL SECURITY ADMINISTRATION UNIFORM ADMINISTRATIVE REQUIREMENTS FOR... metric system is the preferred measurement system for U.S. trade and commerce. The Act requires each...

78 FR 28904 - CPG Carlyle Private Equity Fund, LLC, et al.; Notice of Application

Federal Register 2010, 2011, 2012, 2013, 2014

2013-05-16

... shareholder reports); and Disclosure of Breakpoint Discounts by Mutual Funds, Investment Company Act Release... of Sale Disclosure Requirements for Transactions in Certain Mutual Funds and Other Securities, and Other Confirmation Requirement Amendments, and Amendments to the Registration Form for Mutual Funds...

Personal computer security: part 1. Firewalls, antivirus software, and Internet security suites.

PubMed

Caruso, Ronald D

2003-01-01

Personal computer (PC) security in the era of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) involves two interrelated elements: safeguarding the basic computer system itself and protecting the information it contains and transmits, including personal files. HIPAA regulations have toughened the requirements for securing patient information, requiring every radiologist with such data to take further precautions. Security starts with physically securing the computer. Account passwords and a password-protected screen saver should also be set up. A modern antivirus program can easily be installed and configured. File scanning and updating of virus definitions are simple processes that can largely be automated and should be performed at least weekly. A software firewall is also essential for protection from outside intrusion, and an inexpensive hardware firewall can provide yet another layer of protection. An Internet security suite yields additional safety. Regular updating of the security features of installed programs is important. Obtaining a moderate degree of PC safety and security is somewhat inconvenient but is necessary and well worth the effort. Copyright RSNA, 2003

76 FR 81551 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-28

... Relating to Amendments to the Order Audit Trail System Rules December 21, 2011. I. Introduction On October... Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ to amend its Order Audit Trail System (``OATS'') rules to require certain information be reported to OATS and to specify the time OATS...

15 CFR 719.2 - Violations of the Act subject to administrative and criminal enforcement proceedings.

Code of Federal Regulations, 2010 CFR

2010-01-01

... Relating to Commerce and Foreign Trade (Continued) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE... person may willfully fail or refuse to permit entry or inspection, or disrupt, delay or otherwise impede... willfully fail or refuse: (i) To establish or maintain any record required by the Act or the CWCR; or (ii...

48 CFR 652.236-72 - Statement of Qualifications for the Omnibus Diplomatic Security and Antiterrorism Act.

Code of Federal Regulations, 2010 CFR

2010-10-01

... contract will require the construction of a multi-story office building, the prospective bidder/offeror..., etc.) Complexity: (office building, etc.) Type of construction: Value of project: If the prospective... (P.L. 99-399; 22 U.S.C. 4852). The Act limits certain construction projects abroad to United States...

17 CFR 1.31 - Books and records; keeping and inspection.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Books and records; keeping and... REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Recordkeeping § 1.31 Books and records; keeping and inspection. (a)(1) All books and records required to be kept by the Act or by these regulations shall be kept for...

17 CFR 1.31 - Books and records; keeping and inspection.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Books and records; keeping and... REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Recordkeeping § 1.31 Books and records; keeping and inspection. (a)(1) All books and records required to be kept by the Act or by these regulations shall be kept for...

77 FR 37714 - Comment Request for Information Collection for Unemployment Insurance (UI) Trust Fund Activity...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-06-22

... Collection for Unemployment Insurance (UI) Trust Fund Activity Reports, Extension Without Revisions AGENCY... Section 303(a)(4) of the Social Security Act (SSA) and Section 3304(a)(3) of the Federal Unemployment Tax Act (FUTA) require that all monies received in the unemployment fund of a state be paid immediately to...

From Kobe Bryant to Campus Rape

ERIC Educational Resources Information Center

Malveaux, Julianne

2004-01-01

Even though laws have been passed to protect young women--who are most at risk for rape--from sexual assault on campus, many young men think they can rape without consequence. Thus, the Campus Security Act of 1990 (now known as the Jerome Clery Act), which requires campuses to report serious crimes on campus, and the Campus Sexual Assault Victim's…

10 CFR 1044.02 - Who must follow the requirements contained in this part?

Code of Federal Regulations, 2012 CFR

2012-01-01

... 10 Energy 4 2012-01-01 2012-01-01 false Who must follow the requirements contained in this part? 1044.02 Section 1044.02 Energy DEPARTMENT OF ENERGY (GENERAL PROVISIONS) SECURITY REQUIREMENTS FOR PROTECTED DISCLOSURES UNDER SECTION 3164 OF THE NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2000 § 1044.02 Who must follow the requirements...

10 CFR 1044.02 - Who must follow the requirements contained in this part?

Code of Federal Regulations, 2013 CFR

2013-01-01

... 10 Energy 4 2013-01-01 2013-01-01 false Who must follow the requirements contained in this part? 1044.02 Section 1044.02 Energy DEPARTMENT OF ENERGY (GENERAL PROVISIONS) SECURITY REQUIREMENTS FOR PROTECTED DISCLOSURES UNDER SECTION 3164 OF THE NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2000 § 1044.02 Who must follow the requirements...

10 CFR 1044.02 - Who must follow the requirements contained in this part?

Code of Federal Regulations, 2014 CFR

2014-01-01

... 10 Energy 4 2014-01-01 2014-01-01 false Who must follow the requirements contained in this part? 1044.02 Section 1044.02 Energy DEPARTMENT OF ENERGY (GENERAL PROVISIONS) SECURITY REQUIREMENTS FOR PROTECTED DISCLOSURES UNDER SECTION 3164 OF THE NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2000 § 1044.02 Who must follow the requirements...

10 CFR 1044.02 - Who must follow the requirements contained in this part?

Code of Federal Regulations, 2011 CFR

2011-01-01

... 10 Energy 4 2011-01-01 2011-01-01 false Who must follow the requirements contained in this part? 1044.02 Section 1044.02 Energy DEPARTMENT OF ENERGY (GENERAL PROVISIONS) SECURITY REQUIREMENTS FOR PROTECTED DISCLOSURES UNDER SECTION 3164 OF THE NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2000 § 1044.02 Who must follow the requirements...

10 CFR 1044.02 - Who must follow the requirements contained in this part?

Code of Federal Regulations, 2010 CFR

2010-01-01

... 10 Energy 4 2010-01-01 2010-01-01 false Who must follow the requirements contained in this part? 1044.02 Section 1044.02 Energy DEPARTMENT OF ENERGY (GENERAL PROVISIONS) SECURITY REQUIREMENTS FOR PROTECTED DISCLOSURES UNDER SECTION 3164 OF THE NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2000 § 1044.02 Who must follow the requirements...

75 FR 56079 - Privacy Act of 1974; System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2010-09-15

... to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to amend a system of records. SUMMARY: The National Security Agency/Central Security Service is proposing to...

77 FR 56628 - Privacy Act of 1974; System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2012-09-13

... to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to add a system of records. SUMMARY: The National Security Agency/Central Security Service proposes to add a new...

24 CFR 5.212 - Compliance with the Privacy Act and other requirements.

Code of Federal Regulations, 2010 CFR

2010-04-01

... Verification of Social Security Numbers and Employer Identification Numbers; Procedures for Obtaining Income... SSNs and Employer Identification Numbers (EINs), and income information under this subpart shall be...

78 FR 4725 - Escrow Requirements Under the Truth in Lending Act (Regulation Z)

Federal Register 2010, 2011, 2012, 2013, 2014

2013-01-22

...The Bureau of Consumer Financial Protection (Bureau) is publishing a final rule that amends Regulation Z (Truth in Lending) to implement certain amendments to the Truth in Lending Act made by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). Regulation Z currently requires creditors to establish escrow accounts for higher-priced mortgage loans secured by a first lien on a principal dwelling. The rule implements statutory changes made by the Dodd-Frank Act that lengthen the time for which a mandatory escrow account established for a higher-priced mortgage loan must be maintained. The rule also exempts certain transactions from the statute's escrow requirement. The primary exemption applies to mortgage transactions extended by creditors that operate predominantly in rural or underserved areas, originate a limited number of first-lien covered transactions, have assets below a certain threshold, and do not maintain escrow accounts on mortgage obligations they currently service.

43 CFR 3738.1 - Bond or deposit required.

Code of Federal Regulations, 2014 CFR

2014-10-01

... 43 Public Lands: Interior 2 2014-10-01 2014-10-01 false Bond or deposit required. 3738.1 Section... be issued under section 2(b)(2) of the Act, the locator is required to furnish a bond in a sum... bond accompanied by cash or negotiable Federal securities equal at their par value to the amount of the...

43 CFR 3738.1 - Bond or deposit required.

Code of Federal Regulations, 2013 CFR

2013-10-01

... 43 Public Lands: Interior 2 2013-10-01 2013-10-01 false Bond or deposit required. 3738.1 Section... be issued under section 2(b)(2) of the Act, the locator is required to furnish a bond in a sum... bond accompanied by cash or negotiable Federal securities equal at their par value to the amount of the...

43 CFR 3738.1 - Bond or deposit required.

Code of Federal Regulations, 2011 CFR

2011-10-01

... 43 Public Lands: Interior 2 2011-10-01 2011-10-01 false Bond or deposit required. 3738.1 Section... be issued under section 2(b)(2) of the Act, the locator is required to furnish a bond in a sum... bond accompanied by cash or negotiable Federal securities equal at their par value to the amount of the...

17 CFR 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems...

Code of Federal Regulations, 2010 CFR

2010-04-01

... required of self-regulatory organizations operating pilot trading systems pursuant to § 240.19b-5 of this... (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and... Associations § 249.821 Form PILOT, information required of self-regulatory organizations operating pilot...

17 CFR 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems...

Code of Federal Regulations, 2011 CFR

2011-04-01

... required of self-regulatory organizations operating pilot trading systems pursuant to § 240.19b-5 of this... (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and... Associations § 249.821 Form PILOT, information required of self-regulatory organizations operating pilot...

17 CFR 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems...

Code of Federal Regulations, 2013 CFR

2013-04-01

... required of self-regulatory organizations operating pilot trading systems pursuant to § 240.19b-5 of this... (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and... Associations § 249.821 Form PILOT, information required of self-regulatory organizations operating pilot...

17 CFR 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems...

Code of Federal Regulations, 2012 CFR

2012-04-01

... required of self-regulatory organizations operating pilot trading systems pursuant to § 240.19b-5 of this... (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and... Associations § 249.821 Form PILOT, information required of self-regulatory organizations operating pilot...

17 CFR 249.821 - Form PILOT, information required of self-regulatory organizations operating pilot trading systems...

Code of Federal Regulations, 2014 CFR

2014-04-01

... required of self-regulatory organizations operating pilot trading systems pursuant to § 240.19b-5 of this... (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and... Associations § 249.821 Form PILOT, information required of self-regulatory organizations operating pilot...

Judge says leading viatical firm violated securities laws.

PubMed

1995-09-22

A Federal judge has agreed with the Securities and Exchange Commission (SEC) in its suit against Life Partners, a leading viatical settlement company. According to the SEC, Life Partners buys insurance policies from persons living with AIDS in its own name and then sells interests in these policies to investors. The SEC alleges that these interests fall under the Federal securities laws. Life Partners contends that it acts solely as an agent on behalf of investors, and therefore securities laws do not apply. The judge's injunction requires Life Partners to transfer its insurance policies to an independent agent until the case is resolved.

24 CFR 232.620 - Determination of compliance by HHS.

Code of Federal Regulations, 2013 CFR

2013-04-01

... of Fire Safety Equipment Special Requirements § 232.620 Determination of compliance by HHS. An... the fire safety equipment has been installed, will be in compliance with the HHS requirements for fire... Security Act upon the installation of the fire safety equipment. The architectural exhibits, as approved...

77 FR 23520 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2012-04-19

..., Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy...) disseminate such information to the public. Rule 13f-1 \\3\\ under the Exchange Act requires institutional... U.S.C. 78a et seq. \\3\\ 17 CFR 240.13f-1. The information collection requirements apply to...

20 CFR 229.85 - Substantial gainful activity by blind employee or child.

Code of Federal Regulations, 2010 CFR

2010-04-01

... THE RAILROAD RETIREMENT ACT SOCIAL SECURITY OVERALL MINIMUM GUARANTEE Miscellaneous Deductions and... substantial gainful activity that does not require skills or ability used in his or her previous work. However... in any type of substantial gainful activity which requires skills or abilities comparable to those of...

44 CFR 206.347 - Requirements.

Code of Federal Regulations, 2011 CFR

2011-10-01

... HOMELAND SECURITY DISASTER ASSISTANCE FEDERAL DISASTER ASSISTANCE Coastal Barrier Resources Act § 206.347... function can be carried out only in, on, or adjacent to a coastal water area because the use or facility requires access to the coastal water body; (ii) Consultation in accordance with § 206.348 shall be...

Domestic Security Cooperation: A Unified Approach to Homeland Security and Defense

DTIC Science & Technology

2012-09-01

counter the threats to homeland security that included the Espionage Act of 1917 and the Sedition Act of 1918. National Defense Act of 1916...the threats to homeland security that included the Espionage Act of 1917 and the Sedition Act of 1918. The Espionage Act of 1917 outlawed interfering...years or both.”12 The Sedition Act of 1918 broadened this law by including the U.S. government and prohibited uttering, printing, writing, or

32 CFR 327.6 - Collecting personal information

Code of Federal Regulations, 2012 CFR

2012-07-01

... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

32 CFR 327.6 - Collecting personal information.

Code of Federal Regulations, 2014 CFR

2014-07-01

... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

32 CFR 327.6 - Collecting personal information

Code of Federal Regulations, 2010 CFR

2010-07-01

... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

Arts Require Timely Service (ARTS) Act

THOMAS, 111th Congress

Rep. Berman, Howard L. [D-CA-28

2009-03-30

House - 04/27/2009 Referred to the Subcommittee on Immigration, Citizenship, Refugees, Border Security, and International Law. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

76 FR 72227 - Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-22

... Management and Budget for extension and approval. Regulation S-K (17 CFR 229.101--et seq.) specifies the non- financial disclosure requirements applicable to registration statements under the Securities Act of 1933 (15...

32 CFR 327.6 - Collecting personal information

Code of Federal Regulations, 2011 CFR

2011-07-01

... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

32 CFR 327.6 - Collecting personal information.

Code of Federal Regulations, 2013 CFR

2013-07-01

... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

75 FR 15434 - Agency Information Collection Activities: Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2010-03-29

... beneficiaries. The Deficit Reduction Act (DRA) of 2005 modified section 1927 to require additional reporting... Regulations Development, Attention: Document Identifier/OMB Control Number, Room C4-26-05, 7500 Security...

5 CFR 297.201 - General provisions.

Code of Federal Regulations, 2010 CFR

2010-01-01

... Act of 1974. (b) The Office or agency will require proof of identity from a requester. The Office or..., signature, and home address; (2) Social security number (for systems of records that include this identifier...

76 FR 49698 - Covered Securities Pursuant to Section 18 of the Securities Act of 1933

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-11

... [Release No. 33-9251; File No. S7-31-11] RIN 3235-AL20 Covered Securities Pursuant to Section 18 of the... under Section 18 of the Securities Act of 1933 (``Securities Act''), as amended, to designate certain securities on BATS Exchange, Inc. (``BATS'' or ``Exchange'') as covered securities for purposes of Section 18...

26 CFR 1.401(a)-15 - Requirement that plan benefits are not decreased on account of certain Social Security increases.

Code of Federal Regulations, 2010 CFR

2010-04-01

... which section 401(a)(15) applies provides an annual benefit at the normal retirement age, 65, in the form of a stated benefit formula amount less a specified percentage of the primary insurance amount payable under title II of the Social Security Act. The plan provides no early retirement benefits. In the...

Security on Campus. Hearing before a Subcommittee of the Committee on Appropriations, United State Senate, One Hundred Fifth Congress, Second Session. Special Hearing.

ERIC Educational Resources Information Center

Congress of the U.S., Washington, DC. Senate Committee on Appropriations.

This document presents the transcript of a congressional hearing held before a Senate subcommittee concerning reporting requirements of the Student Right to Know and Campus Security Act of 1990. Among issues addressed is whether the definition of "campus" includes buildings used partially or completely for commercial purposes, sidewalks,…

17 CFR 210.1-02 - Definitions of terms used in Regulation S-X (17 CFR part 210).

Code of Federal Regulations, 2013 CFR

2013-04-01

... Regulation S-X (17 CFR part 210). 210.1-02 Section 210.1-02 Commodity and Securities Exchanges SECURITIES AND... POLICY AND CONSERVATION ACT OF 1975 Application of Regulation S-X (17 Cfr Part 210) § 210.1-02 Definitions of terms used in Regulation S-X (17 CFR part 210). Unless the context otherwise requires, terms...

17 CFR 210.1-02 - Definitions of terms used in Regulation S-X (17 CFR part 210).

Code of Federal Regulations, 2014 CFR

2014-04-01

... Regulation S-X (17 CFR part 210). 210.1-02 Section 210.1-02 Commodity and Securities Exchanges SECURITIES AND... POLICY AND CONSERVATION ACT OF 1975 Application of Regulation S-X (17 Cfr Part 210) § 210.1-02 Definitions of terms used in Regulation S-X (17 CFR part 210). Unless the context otherwise requires, terms...

17 CFR 210.1-02 - Definitions of terms used in Regulation S-X (17 CFR part 210).

Code of Federal Regulations, 2012 CFR

2012-04-01

... Regulation S-X (17 CFR part 210). 210.1-02 Section 210.1-02 Commodity and Securities Exchanges SECURITIES AND... POLICY AND CONSERVATION ACT OF 1975 Application of Regulation S-X (17 Cfr Part 210) § 210.1-02 Definitions of terms used in Regulation S-X (17 CFR part 210). Unless the context otherwise requires, terms...

17 CFR 229.801 - Securities Act industry guides.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Securities Act industry guides... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry... claims and claim adjustment expenses of property-casualty insurance underwriters. (g) Guide 7...

75 FR 38611 - Child Support Enforcement Program; Intergovernmental Child Support

Federal Register 2010, 2011, 2012, 2013, 2014

2010-07-02

...This rule revises Federal requirements for establishing and enforcing intergovernmental support obligations in Child Support Enforcement (IV-D) program cases receiving services under title IV-D of the Social Security Act (the Act). This final rule revises previous interstate requirements to apply to case processing in all intergovernmental cases; requires the responding State IV-D agency to pay the cost of genetic testing; clarifies responsibility for determining in which State tribunal a controlling order determination is made where multiple support orders exist; recognizes and incorporates electronic communication advancements; and makes conforming changes to the Federal substantial compliance audit and State self-assessment requirements.

77 FR 70796 - Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-27

... privacy issues, please contact: Jonathan Cantor, (202-343-1717), Acting Chief Privacy Officer, Privacy... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security Administration System of Records AGENCY: Privacy...

A bill to amend the Ethics in Government Act of 1978 to establish criminal penalties for knowingly and willfully falsifying or failing to file or report certain information required to be reported under that Act.

THOMAS, 111th Congress

Sen. Vitter, David [R-LA

2009-01-06

Senate - 01/06/2009 Read twice and referred to the Committee on Homeland Security and Governmental Affairs. (All Actions) Tracker: This bill has the status IntroducedHere are the steps for Status of Legislation:

77 FR 27113 - Export and Import of Nuclear Equipment and Material; Export of International Atomic Energy Agency...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-05-09

... relations, Nuclear materials, Nuclear power plants and reactors, Reporting and recordkeeping requirements... Reorganization Act sec. 201 (42 U.S.C. 5841; Solar, Wind, Waste, and Geothermal Power Act of 1990 sec. 5 (42 U.S... security of the United States. Because this rule involves a foreign affairs function of the United States...

Maritime security : progress made in implementing Maritime Transportation Security Act, but concerns remain : statement of Margaret Wrightson, Director, Homeland Security and Justice Issues

DOT National Transportation Integrated Search

2003-09-09

After the events of September 11, 2001, concerns were raised over the security of U.S. ports and waterways. In response to the concerns over port security, Congress passed the Maritime Transportation Security Act in November 2002. The act created a b...

77 FR 70796 - Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-11-27

...; email: [email protected] . For privacy issues please contact: Jonathan Cantor, (202-343-1717), Acting... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security Administration System of Records AGENCY: Privacy...

IODP-USIO: Employment: TAMU/TAMRF

Science.gov Websites

crime data collected or reported. In compliance with the Clery Act, Texas A&M University is required Security Report is available from the Texas A&M University Police Department web site. About the IODP

78 FR 63253 - Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-23

... the regulation is to set forth guidelines for the uniform preparation of Exchange Act registration... the federal securities laws. An agency may not conduct or sponsor, and a person is not required to...

42 CFR 1003.100 - Basis and purpose.

Code of Federal Regulations, 2010 CFR

2010-10-01

... Social Security Act; sections 421(c) and 427(b)(2) of Pub. L. 99-660; and section 201(i) of Pub. L. 107... required medically necessary items and services; engage in certain marketing, enrollment, reporting, claims...

75 FR 81249 - Privacy Act of 1974; System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2010-12-27

...: By name, Social Security Number (SSN), and/or date of birth. Safeguards: System login is accomplished by DoD Common Access Card (CAC). Public Key Infrastructure (PKI) network login is required and allows...

44 CFR 63.11 - Requirement for a commitment before October 1, 1989.

Code of Federal Regulations, 2013 CFR

2013-10-01

... MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY INSURANCE AND HAZARD MITIGATION National Flood Insurance Program IMPLEMENTATION OF SECTION 1306(c) OF THE NATIONAL FLOOD INSURANCE ACT OF 1968 General § 63.11...

44 CFR 63.11 - Requirement for a commitment before October 1, 1989.

Code of Federal Regulations, 2012 CFR

2012-10-01

... MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY INSURANCE AND HAZARD MITIGATION National Flood Insurance Program IMPLEMENTATION OF SECTION 1306(c) OF THE NATIONAL FLOOD INSURANCE ACT OF 1968 General § 63.11...

44 CFR 63.11 - Requirement for a commitment before October 1, 1989.

Code of Federal Regulations, 2011 CFR

2011-10-01

... MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY INSURANCE AND HAZARD MITIGATION National Flood Insurance Program IMPLEMENTATION OF SECTION 1306(c) OF THE NATIONAL FLOOD INSURANCE ACT OF 1968 General § 63.11...

44 CFR 63.11 - Requirement for a commitment before October 1, 1989.

Code of Federal Regulations, 2014 CFR

2014-10-01

... MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY INSURANCE AND HAZARD MITIGATION National Flood Insurance Program IMPLEMENTATION OF SECTION 1306(c) OF THE NATIONAL FLOOD INSURANCE ACT OF 1968 General § 63.11...

44 CFR 63.11 - Requirement for a commitment before October 1, 1989.

Code of Federal Regulations, 2010 CFR

2010-10-01

... MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY INSURANCE AND HAZARD MITIGATION National Flood Insurance Program IMPLEMENTATION OF SECTION 1306(c) OF THE NATIONAL FLOOD INSURANCE ACT OF 1968 General § 63.11...

A Learning-Based Approach to Reactive Security

NASA Astrophysics Data System (ADS)

Barth, Adam; Rubinstein, Benjamin I. P.; Sundararajan, Mukund; Mitchell, John C.; Song, Dawn; Bartlett, Peter L.

Despite the conventional wisdom that proactive security is superior to reactive security, we show that reactive security can be competitive with proactive security as long as the reactive defender learns from past attacks instead of myopically overreacting to the last attack. Our game-theoretic model follows common practice in the security literature by making worst-case assumptions about the attacker: we grant the attacker complete knowledge of the defender's strategy and do not require the attacker to act rationally. In this model, we bound the competitive ratio between a reactive defense algorithm (which is inspired by online learning theory) and the best fixed proactive defense. Additionally, we show that, unlike proactive defenses, this reactive strategy is robust to a lack of information about the attacker's incentives and knowledge.

76 FR 58007 - Privacy Act of 1974; Report of a New System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2011-09-19

... Social Security Act (the Act). The system of records will contain personally identifiable information... and Medicaid Innovation, Centers for Medicare & Medicaid Services, 7500 Security Boulevard, Mailstop... Social Security Act (the Act) (42 U.S.C. 1395 et seq.) by adding new section 1899 to the Act to establish...

75 FR 63191 - Intent To Request Renewal From OMB of One Current Public Collection of Information: Certified...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-10-14

...The Transportation Security Administration (TSA) invites public comment on one currently approved Information Collection Request (ICR), OMB control number 1652-0053, abstracted below that we will submit to the Office of Management and Budget (OMB) for renewal in compliance with the Paperwork Reduction Act. The ICR describes the nature of the information collection and its expected burden. The collections include: (1) Applications from entities that wish to become Certified Cargo Screening Facilities (CCSF) or operate as a TSA- approved validation firm; (2) personal information to allow TSA to conduct security threat assessments on key individuals employed by the CCSFs and validation firms; (3) implementation of a standard security program or submission of a proposed modified security program; (4) information on the amount of cargo screened; (5) recordkeeping requirements for CCSFs and validation firms; and (6) submission of validation reports to TSA. TSA is seeking the renewal of the ICR for the continuation of the program in order to secure passenger aircraft carrying cargo by the deadlines set out in the Implementing Recommendations of the 9/11 Commission Act of 2007.

45 CFR 147.131 - Exemption and accommodations in connection with coverage of preventive health services.

Code of Federal Regulations, 2014 CFR

2014-10-01

... employer) with respect to any requirement to cover contraceptive services under such guidelines. For... of any contraceptive services required to be covered under § 147.130(a)(1)(iv) on account of... of the Employee Retirement Income Security Act of 1974. (c) Contraceptive coverage—insured group...

45 CFR 147.131 - Exemption and accommodations in connection with coverage of preventive health services.

Code of Federal Regulations, 2013 CFR

2013-10-01

... employer) with respect to any requirement to cover contraceptive services under such guidelines. For... of any contraceptive services required to be covered under § 147.130(a)(1)(iv) on account of... of the Employee Retirement Income Security Act of 1974. (c) Contraceptive coverage—insured group...

17 CFR 210.3-13 - Filing of other financial statements in certain cases.

Code of Federal Regulations, 2010 CFR

2010-04-01

... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933... Financial Statements § 210.3-13 Filing of other financial statements in certain cases. The Commission may... investors, permit the omission of one or more of the financial statements herein required or the filing in...

17 CFR 210.3-14 - Special instructions for real estate operations to be acquired.

Code of Federal Regulations, 2010 CFR

2010-04-01

... AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT... General Instructions As to Financial Statements § 210.3-14 Special instructions for real estate operations to be acquired. (a) If, during the period for which income statements are required, the registrant...

78 FR 63980 - Agency Information Collection Activities; Proposed Collection; Public Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-10-25

... Title: State Medicaid Fraud Control Units' Reports. OMB No.: 0990-0162. Abstract: Office of Inspector... collection of information to comply with the requirements in Title 19 of the Social Security Act at 1903(q... certification/recertification of State Medicaid Fraud Control Units (MFCU). The collection is required by the...

12 CFR 614.4200 - General requirements.

Code of Federal Regulations, 2011 CFR

2011-01-01

... titles I or II of the Act shall be provided to the borrower at the time of execution and at any time...) Applicants shall be provided notification of the action taken on each credit application in compliance with the requirements of 12 CFR 202.9. (b) Security. (1) Long-term real estate mortgage loans must be...

78 FR 12322 - Agency Information Collection Activities: Proposed Collection; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-02-22

... Collection: Medicare Advantage Appeals and Grievance Data Disclosure Requirements (42 CFR 422.111). Use: Section 1852(c)(2)(C) of the Social Security Act and 42 CFR 422.111(c)(3) require that Medicare Advantage...). Frequency: Annually and semi-annually. Affected Public: Private Sector (business or other for-profit and not...

17 CFR 160.5 - Annual privacy notice to customers required.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 2 2014-04-01 2014-04-01 false Annual privacy notice to... COMMISSION (CONTINUED) PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Privacy and Opt Out Notices § 160.5 Annual privacy notice to customers required. (a)(1) General rule. You...

17 CFR 160.5 - Annual privacy notice to customers required.

Code of Federal Regulations, 2012 CFR

2012-04-01

... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Annual privacy notice to... COMMISSION PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Privacy and Opt Out Notices § 160.5 Annual privacy notice to customers required. (a)(1) General rule. You must...

17 CFR 160.4 - Initial privacy notice to consumers required.

Code of Federal Regulations, 2014 CFR

2014-04-01

... 17 Commodity and Securities Exchanges 2 2014-04-01 2014-04-01 false Initial privacy notice to... COMMISSION (CONTINUED) PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Privacy and Opt Out Notices § 160.4 Initial privacy notice to consumers required. (a) Initial notice...

17 CFR 160.5 - Annual privacy notice to customers required.

Code of Federal Regulations, 2013 CFR

2013-04-01

... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false Annual privacy notice to... COMMISSION PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT Privacy and Opt Out Notices § 160.5 Annual privacy notice to customers required. (a)(1) General rule. You must...

75 FR 29592 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-05-26

... Corporate Governance Requirements May 19, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act... companies to provide notification to Nasdaq of any noncompliance with the corporate governance requirements... Regulatory Authority. A Company may be denied continued listing if it fails to provide such information...

20 CFR 410.412 - “Total disability” defined.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 410.412 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL COAL MINE HEALTH AND SAFETY ACT OF... requiring the skills and abilities comparable to those of any work in a mine or mines in which he previously... area of his residence requiring the skills and abilities comparable to those of any work in a mine or...

78 FR 42957 - Agency Information Collection Activities: Submission for OMB Review; Comment Request

Federal Register 2010, 2011, 2012, 2013, 2014

2013-07-18

... Drug Coverage; Use: Section 1860D-4(g)(1) of the Social Security Act, requires that Part D plan... and D Universal Audit Guide; Use: Under the Medicare Prescription Drug, Improvement, and Modernization... requirements. In 2010 the explosive growth of these sponsoring organizations forced us to develop an audit...

76 FR 49503 - Intent To Request Renewal From OMB of One Current Public Collection of Information: Airport Security

Federal Register 2010, 2011, 2012, 2013, 2014

2011-08-10

...The Transportation Security Administration (TSA) invites public comment on one currently approved Information Collection Request (ICR), Office of Management and Budget (OMB) control number 1652-0002, abstracted below that we will submit to OMB for renewal in compliance with the Paperwork Reduction Act (PRA). The ICR describes the nature of the information collection and its expected burden. These programs require airport operators to maintain and update records to ensure compliance with security provisions outlined in 49 CFR part 1542.

Computer Security: Governmentwide Planning Process Had Limited Impact. Report to the Chairman, Committee on Science, Space, and Technology, House of Representatives.

ERIC Educational Resources Information Center

General Accounting Office, Washington, DC. Information Management and Technology Div.

As required by the Computer Security Act of 1987, federal agencies have to identify systems that contain sensitive information and develop plans to safeguard them. The planning process was assessed in 10 civilian agencies as well as the extent to which they had implemented planning controls described in 22 selected plans. The National Institute of…

17 CFR 240.13e-102 - Schedule 13E-4F. Tender offer statement pursuant to section 13(e) (1) of the Securities Exchange...

Code of Federal Regulations, 2010 CFR

2010-04-01

... is in bankruptcy or receivership or has an accumulated capital deficit, in which case one-third of... Schedule shall be deemed “filed” for purposes of section 18 of the Exchange Act. C. The issuer's attention... reasonably calculated to draw security holder attention to it. Part II—Information Not Required To Be Sent to...

17 CFR 230.701 - Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and...

Code of Federal Regulations, 2011 CFR

2011-04-01

... Investment Companies § 230.701 Exemption for offers and sales of securities pursuant to certain compensatory... “Exchange Act”) (15 U.S.C. 78m or 78o(d)) and is not an investment company registered or required to be registered under the Investment Company Act of 1940 (15 U.S.C. 80a-1 et seq.). (2) Issuers that become...

17 CFR 210.3A-01 - Application of § 210.3A-01 to § 210.3A-05.

Code of Federal Regulations, 2010 CFR

2010-04-01

... Financial Statements § 210.3A-01 Application of § 210.3A-01 to § 210.3A-05. Sections 210.3A-01 to 210.3A-05 shall govern the presentation of consolidated and combined financial statements. [44 FR 19386, Apr. 3... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

78 FR 38795 - Agency Information Collection Activities: Requests for Comments; Clearance of Renewed Approval of...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-06-27

... comments. SUMMARY: In accordance with the Paperwork Reduction Act of 1995, FAA invites public comments... profit organizations, and profit organizations for security research. The collection of data is required...

Report: Fiscal Year 2009 Federal Information Security Management Act Report

EPA Pesticide Factsheets

Report #10-P-0030, November 18, 2009. We believe the evidence obtained provides a reasonable basis for our findings and conclusions, and in all material respects meets the FISMA reporting requirements prescribed by OMB.

3 CFR 8546 - Proclamation 8546 of August 13, 2010. 75th Anniversary of the Social Security Act

Code of Federal Regulations, 2011 CFR

2011-01-01

... Anniversary of the Social Security Act 8546 Proclamation 8546 Presidential Documents Proclamations Proclamation 8546 of August 13, 2010 Proc. 8546 75th Anniversary of the Social Security ActBy the President of... into law the Social Security Act to protect ordinary Americans “against the loss of a job and against...

17 CFR 240.15b5-1 - Extension of registration for purposes of the Securities Investor Protection Act of 1970 after...

Code of Federal Regulations, 2010 CFR

2010-04-01

... purposes of the Securities Investor Protection Act of 1970 after cancellation or revocation. 240.15b5-1... purposes of the Securities Investor Protection Act of 1970 after cancellation or revocation. Commission... member within the meaning of Section 3(a)(2) of the Securities Investor Protection Act of 1970 for...

76 FR 72911 - TRICARE, Formerly Known as the Civilian Health and Medical Program of the Uniformed Services...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-11-28

...: Elan Green, Medical Benefits and Reimbursement Branch, TMA, telephone (303) 676-3907. SUPPLEMENTARY... 1886(b)(3)(B) of the Social Security Act, and (2) a 0.1 percent point adjustment as required by section 1886(b)(3)(B)(xii) of the Act as added and amended by sections 3401 and 10319(a) of the PPACA. These...

Technologies to counter aviation security threats

NASA Astrophysics Data System (ADS)

Karoly, Steve

2017-11-01

The Aviation and Transportation Security Act (ATSA) makes TSA responsible for security in all modes of transportation, and requires that TSA assess threats to transportation, enforce security-related regulations and requirements, and ensure the adequacy of security measures at airports and other transportation facilities. Today, TSA faces a significant challenge and must address a wide range of commercial, military grade, and homemade explosives and these can be presented in an infinite number of configurations and from multiple vectors. TSA screens 2 million passengers and crew, and screens almost 5 million carry-on items and 1.2 million checked bags daily. As TSA explores new technologies for improving efficiency and security, those on the forefront of research and development can help identify unique and advanced methods to combat terrorism. Research and Development (R&D) drives the development of future technology investments that can address an evolving adversary and aviation threat. The goal is to rethink the aviation security regime in its entirety, and rather than focusing security at particular points in the enterprise, distribute security from the time a reservation is made to the time a passenger boards the aircraft. The ultimate objective is to reengineer aviation security from top to bottom with a continued focus on increasing security throughout the system.

75 FR 30411 - Privacy Act of 1974; Report of a Modified or Altered System of Records

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-01

... Privacy Act of 1974; the Federal Information Security Management Act of 2002; the Computer Fraud and Abuse... Security Management Act of 2002; the Computer Fraud and Abuse Act of 1986; the Health Insurance Portability... systems and data files necessary for compliance with Title XI, Part C of the Social Security Act because...

17 CFR 210.12-12A - Investments-securities sold short.

Code of Federal Regulations, 2010 CFR

2010-04-01

... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Investments-securities sold... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules...

17 CFR 210.12-12A - Investments-securities sold short.

Code of Federal Regulations, 2011 CFR

2011-04-01

... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Investments-securities sold... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules...

New HIPAA rules: a guide for radiology providers.

PubMed

Dresevic, Adrienne; Mikel, Clinton

2013-01-01

The Office for Civil Rights issued its long awaited final regulations modifying the HIPAA privacy, security, enforcement, and breach notification rules--the HIPAA Megarule. The new HIPAA rules will require revisions to Notice of Privacy Practices, changes to business associate agreements, revisions to HIPAA privacy and security policies and procedures, and an overall assessment of HIPAA compliance. The HIPAA Megarule formalizes the HITECH Act requirements, and makes it clear that the OCRs ramp up of HIPAA enforcement is not merely a passing trend. The new rules underscore that both covered entities and business associates must reassess and strengthen HIPAA compliance.

78 FR 6407 - Ability-to-Repay and Qualified Mortgage Standards Under the Truth in Lending Act (Regulation Z)

Federal Register 2010, 2011, 2012, 2013, 2014

2013-01-30

...The Bureau of Consumer Financial Protection (Bureau) is amending Regulation Z, which implements the Truth in Lending Act (TILA). Regulation Z currently prohibits a creditor from making a higher-priced mortgage loan without regard to the consumer's ability to repay the loan. The final rule implements sections 1411 and 1412 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), which generally require creditors to make a reasonable, good faith determination of a consumer's ability to repay any consumer credit transaction secured by a dwelling (excluding an open-end credit plan, timeshare plan, reverse mortgage, or temporary loan) and establishes certain protections from liability under this requirement for ``qualified mortgages.'' The final rule also implements section 1414 of the Dodd-Frank Act, which limits prepayment penalties. Finally, the final rule requires creditors to retain evidence of compliance with the rule for three years after a covered loan is consummated.

29 CFR 2550.408b-19 - Statutory exemption for cross-trading of securities.

Code of Federal Regulations, 2010 CFR

2010-07-01

... any other agreement or disclosure involving the asset management relationship. For purposes of section... 408(b)(19) of the Act. (2) Style and format. The content of the policies and procedures required by...

76 FR 31350 - Cruise Vessel Safety and Security Act of 2010, Available Technology

Federal Register 2010, 2011, 2012, 2013, 2014

2011-05-31

... DEPARTMENT OF HOMELAND SECURITY Coast Guard [Docket No. USCG-2011-0357] Cruise Vessel Safety and Security Act of 2010, Available Technology AGENCY: Coast Guard, DHS. ACTION: Notice of request for comments... Security and Safety Act of 2010(CVSSA), specifically related to video recording and overboard detection...

78 FR 76662 - Sunshine Act Meeting

Federal Register 2010, 2011, 2012, 2013, 2014

2013-12-18

... SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange... rules and forms related to the offer and sale of securities pursuant to Section 3(b) of the Securities...

78 FR 66790 - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate...

Federal Register 2010, 2011, 2012, 2013, 2014

2013-11-06

... Transactions and Block Trades October 31, 2013. Pursuant to Section 19(b)(7) of the Securities Exchange Act of... contained in CFE Rules 414 (Exchange of Contract for Related Position) (``ECRP'') and 415 (Block Trading... requirements relating to ECRP transactions) and CFE Rule 415 (which sets forth requirements relating to Block...

17 CFR 250.103A - Liability for certain statements by issuers.

Code of Federal Regulations, 2011 CFR

2011-04-01

... made or reaffirmed, either the issuer is subject to the reporting requirements of section 13(a) or 15(d... issuer is not subject to the reporting requirements of section 13(a) or 15(d) of the Securities Exchange... Exchange Act of 1934 and which relates to: (i) The effects of changing prices on the business enterprise...

77 FR 23114 - Addition of Certain Persons on the Entity List: Addition of Persons Acting Contrary to the...

Federal Register 2010, 2011, 2012, 2013, 2014

2012-04-18

... exports, reexports, and transfers (in-country) to entities identified on the Entity List require a license... CONTACT: Karen Nies-Vogel, Chair, End-User Review Committee, Office of the Assistant Secretary, Export...) to entities identified on the Entity List require a license from the Bureau of Industry and Security...

12 CFR 208.36 - Reporting requirements for State member banks subject to the Securities Exchange Act of 1934.

Code of Federal Regulations, 2010 CFR

2010-01-01

... recent fiscal year, and no foreign offices, may elect to substitute for the financial statements required... qualifying for and electing to file financial statements from its quarterly report of condition pursuant to... statement or schedule, only the particular financial statement or schedule need be included. All copies of...

Postretirement healthcare benefit rules require careful study.

PubMed

Brotman, B A

1994-03-01

Several alternatives exist for employers to use to fund postretirement healthcare benefits within the context of the Employee Retirement Income Security Act (ERISA) and the Financial Accounting Standards Board's Statement of Financial Accounting Standards No. 106: Employers' Accounting for Postretirement Benefits Other Than Pensions. The liability potential of employer-promised postretirement healthcare benefits, however, requires careful study.

75 FR 31828 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2010-06-04

... the $1 cabinet price (e.g., the series might be quoted no bid).\\7\\ \\5\\ See Securities Exchange Act... Trail (``COATS'') requirements of Exchange Rule 6.24, Required Order Information. However, the Exchange maintains quotation, order and transaction information for the transactions in the same format as the COATS...

76 FR 76788 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

Federal Register 2010, 2011, 2012, 2013, 2014

2011-12-08

... price (e.g., the series might be quoted no bid).\\7\\ \\5\\ See Securities Exchange Act Release Nos. 59188... Options Audit Trail (``COATS'') requirements of Exchange Rule 6.24, Required Order Information. However... format as the COATS data is maintained. In this regard, all transactions for less than $1 must be...

12 CFR 1026.36 - Prohibited acts or practices and certain requirements for credit secured by a dwelling.

Code of Federal Regulations, 2014 CFR

2014-01-01

... government agency or State housing finance agency must: (1) Comply with all applicable State law requirements... any provision of law for damages or other relief in connection with any alleged violation of any... U.S. Department of Housing and Urban Development to provide such counseling. (2) Definitions. For...