12 CFR 220.9 - Clearance of securities, options, and futures.
Code of Federal Regulations, 2010 CFR
2010-01-01
... security (including options on any security, certificate of deposit, securities index or foreign currency); or (ii) Guarantees performance of contracts for the purchase or sale of a commodity for future... Exchange Commission or is the clearing agency for a contract market regulated by the Commodity Futures...
12 CFR 220.9 - Clearance of securities, options, and futures.
Code of Federal Regulations, 2011 CFR
2011-01-01
... security (including options on any security, certificate of deposit, securities index or foreign currency); or (ii) Guarantees performance of contracts for the purchase or sale of a commodity for future... Exchange Commission or is the clearing agency for a contract market regulated by the Commodity Futures...
Code of Federal Regulations, 2011 CFR
2011-04-01
... such security future is a stock, the product of the daily settlement price of such security future as shown by any regularly published reporting or quotation service, and the applicable number of shares per... regulations applicable to financial relations between a security futures intermediary and a customer with...
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Proprietary government securities transactions incidental to the futures-related business of a CFTC-regulated person. 240.3a44-1 Section 240.3a44-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED...
17 CFR 242.406 - Undermargined accounts.
Code of Federal Regulations, 2010 CFR
2010-04-01
...) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Customer Margin... securities account. Regulation AC—Analyst Certification Source: 68 FR 9492, February 27, 2003, unless...
17 CFR 403.6 - Compliance with part by futures commission merchants.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Compliance with part by futures commission merchants. 403.6 Section 403.6 Commodity and Securities Exchanges DEPARTMENT OF THE TREASURY REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 PROTECTION OF CUSTOMER...
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade. 240.3a55-3 Section 240.3a55-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934...
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade. 240.3a55-3 Section 240.3a55-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934...
17 CFR 242.607 - Customer account statements.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Customer account statements... (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation Nms-Regulation of the National Market System § 242.607 Customer account statements. (a) No broker...
17 CFR 242.104 - Stabilizing and other activities in connection with an offering.
Code of Federal Regulations, 2011 CFR
2011-04-01
... SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation M § 242.104 Stabilizing and other activities in connection with an...
17 CFR 242.403 - Required margin.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Required margin. 242.403 Section 242.403 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Customer Margin...
17 CFR 242.402 - General provisions.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false General provisions. 242.402 Section 242.402 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Customer Margin...
17 CFR 1.28 - Appraisal of instruments purchased with customer funds.
Code of Federal Regulations, 2010 CFR
2010-04-01
... purchased with customer funds. 1.28 Section 1.28 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Customers' Money, Securities, and Property § 1.28 Appraisal of instruments purchased with customer funds. Futures commission merchants who...
17 CFR 1.26 - Deposit of instruments purchased with customer funds.
Code of Federal Regulations, 2010 CFR
2010-04-01
... purchased with customer funds. 1.26 Section 1.26 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Customers' Money, Securities, and Property § 1.26 Deposit of instruments purchased with customer funds. (a) Each futures commission merchant...
17 CFR 242.402 - General provisions.
Code of Federal Regulations, 2010 CFR
2010-04-01
... with Regulation T and the margin rules of the self-regulatory authorities of which the security futures... security future and related positions in accordance with the margin rules of the self-regulatory... same regulatory classification or account type and are owned by the same customer to be a single...
78 FR 36797 - Proposed Collection; Comment Request
Federal Register 2010, 2011, 2012, 2013, 2014
2013-06-19
...\\ sets out a framework for the registration and regulation of national securities exchanges. Under the... regarding how the futures market operates, its rules and procedures, corporate governance, its criteria for membership, its subsidiaries and affiliates, and the security futures products it intends to trade. Rule 6a-4...
17 CFR 242.405 - Withdrawal of margin.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Withdrawal of margin. 242.405 Section 242.405 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Customer Margin...
17 CFR 242.101 - Activities by distribution participants.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Activities by distribution participants. 242.101 Section 242.101 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES...
17 CFR 242.404 - Type, form and use of margin.
Code of Federal Regulations, 2010 CFR
2010-04-01
... (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Customer Margin Requirements for Security Futures § 242.404 Type, form and use of margin. (a) When margin... (§§ 242.400 through 242.406), provided that: (i) The customer waives any right to redeem the shares...
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Segregation. 32.6 Section 32.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION TRANSACTIONS § 32.6 Segregation. (a) Any person which accepts money, securities, or property from an option...
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Segregation. 32.6 Section 32.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION TRANSACTIONS § 32.6 Segregation. (a) Any person which accepts money, securities, or property from an option...
17 CFR 242.501 - Certifications in connection with research reports.
Code of Federal Regulations, 2011 CFR
2011-04-01
... with research reports. 242.501 Section 242.501 Commodity and Securities Exchanges SECURITIES AND... SECURITY FUTURES Regulation Ac-Analyst Certification § 242.501 Certifications in connection with research reports. (a) A broker or dealer or covered person that publishes, circulates, or provides a research...
17 CFR 242.501 - Certifications in connection with research reports.
Code of Federal Regulations, 2010 CFR
2010-04-01
... with research reports. 242.501 Section 242.501 Commodity and Securities Exchanges SECURITIES AND... SECURITY FUTURES Regulation Ac-Analyst Certification § 242.501 Certifications in connection with research reports. (a) A broker or dealer or covered person that publishes, circulates, or provides a research...
17 CFR 242.302 - Recordkeeping requirements for alternative trading systems.
Code of Federal Regulations, 2011 CFR
2011-04-01
... alternative trading systems. 242.302 Section 242.302 Commodity and Securities Exchanges SECURITIES AND... SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.302 Recordkeeping requirements for alternative trading systems. To comply with the condition set forth in paragraph (b)(8) of § 242.301, an...
17 CFR 242.302 - Recordkeeping requirements for alternative trading systems.
Code of Federal Regulations, 2013 CFR
2013-04-01
... alternative trading systems. 242.302 Section 242.302 Commodity and Securities Exchanges SECURITIES AND... SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.302 Recordkeeping requirements for alternative trading systems. To comply with the condition set forth in paragraph (b)(8) of § 242.301, an...
17 CFR 242.302 - Recordkeeping requirements for alternative trading systems.
Code of Federal Regulations, 2012 CFR
2012-04-01
... alternative trading systems. 242.302 Section 242.302 Commodity and Securities Exchanges SECURITIES AND... SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.302 Recordkeeping requirements for alternative trading systems. To comply with the condition set forth in paragraph (b)(8) of § 242.301, an...
17 CFR 242.302 - Recordkeeping requirements for alternative trading systems.
Code of Federal Regulations, 2014 CFR
2014-04-01
... alternative trading systems. 242.302 Section 242.302 Commodity and Securities Exchanges SECURITIES AND... SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.302 Recordkeeping requirements for alternative trading systems. To comply with the condition set forth in paragraph (b)(8) of § 242.301, an...
17 CFR 242.302 - Recordkeeping requirements for alternative trading systems.
Code of Federal Regulations, 2010 CFR
2010-04-01
... alternative trading systems. 242.302 Section 242.302 Commodity and Securities Exchanges SECURITIES AND... SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.302 Recordkeeping requirements for alternative trading systems. To comply with the condition set forth in paragraph (b)(8) of § 242.301, an...
17 CFR 1.26 - Deposit of instruments purchased with futures customer funds.
Code of Federal Regulations, 2014 CFR
2014-04-01
... that we might owe to you, and they may not be used by us to secure or obtain credit from you. You... us to secure or guarantee any obligations that we might owe to you, and they may not be used by us to... FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Customers' Money...
17 CFR 1.7 - Books and records requirements for security-based swap agreements.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false Books and records requirements... FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.7 Books... not be required to keep and maintain additional books and records regarding security-based swap...
17 CFR 1.7 - Books and records requirements for security-based swap agreements.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false Books and records requirements... FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.7 Books... not be required to keep and maintain additional books and records regarding security-based swap...
17 CFR 242.504 - Notification to associated persons.
Code of Federal Regulations, 2010 CFR
2010-04-01
... (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation Ac-Analyst Certification § 242.504 Notification to associated persons. A broker or dealer shall...
17 CFR 242.502 - Certifications in connection with public appearances.
Code of Federal Regulations, 2010 CFR
2010-04-01
... EXCHANGE COMMISSION (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation Ac-Analyst Certification § 242.502 Certifications in connection with public...
17 CFR 242.101 - Activities by distribution participants.
Code of Federal Regulations, 2011 CFR
2011-04-01
... (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation M § 242.101 Activities by distribution participants. (a) Unlawful Activity. In connection with a...
17 CFR Appendix C to Part 1 - [Reserved
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false [Reserved] C Appendix C to Part 1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Appendix C to Part 1 [Reserved] ...
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false [Reserved] 1.1 Section 1.1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.1 [Reserved] [66 FR 42269, Aug. 10, 2001] ...
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false [Reserved] 1.1 Section 1.1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.1 [Reserved] [66 FR 42269, Aug. 10, 2001] ...
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false [Reserved] 1.1 Section 1.1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.1 [Reserved] [66 FR 42269, Aug. 10, 2001] ...
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false [Reserved] 1.1 Section 1.1 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.1 [Reserved] [66 FR 42269, Aug. 10, 2001] ...
Code of Federal Regulations, 2010 CFR
2010-04-01
... effect of any foreign currency fluctuations with respect to commodity option transactions which are to be... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Disclosure. 32.5 Section 32.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION...
17 CFR 242.105 - Short selling in connection with a public offering.
Code of Federal Regulations, 2011 CFR
2011-04-01
... EXCHANGE COMMISSION (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation M § 242.105 Short selling in connection with a public offering. (a) Unlawful...
17 CFR 242.611 - Order protection rule.
Code of Federal Regulations, 2010 CFR
2010-04-01
...) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation Nms... transaction was, for a stopped buy order, lower than the national best bid in the NMS stock at the time of...
17 CFR 1.32 - Segregated account; daily computation and record.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Segregated account; daily computation and record. 1.32 Section 1.32 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Recordkeeping § 1.32 Segregated account...
17 CFR 242.100 - Preliminary note; definitions.
Code of Federal Regulations, 2011 CFR
2011-04-01
... (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation M § 242.100 Preliminary note; definitions. (a) Preliminary note: Any transaction or series of transactions, whether or not effected pursuant to the provisions of Regulation M (§§ 242.100-242.105 of this...
17 CFR 32.9 - Fraud in connection with commodity option transactions.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Fraud in connection with commodity option transactions. 32.9 Section 32.9 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION TRANSACTIONS § 32.9 Fraud in connection with commodity...
17 CFR 33.10 - Fraud in connection with commodity option transactions.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Fraud in connection with commodity option transactions. 33.10 Section 33.10 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.10 Fraud in...
17 CFR 1.49 - Denomination of customer funds and location of depositories.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Denomination of customer funds and location of depositories. 1.49 Section 1.49 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Miscellaneous § 1.49 Denomination...
17 CFR 242.303 - Record preservation requirements for alternative trading systems.
Code of Federal Regulations, 2014 CFR
2014-04-01
... requirements for alternative trading systems. 242.303 Section 242.303 Commodity and Securities Exchanges... REQUIREMENTS FOR SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.303 Record preservation requirements for alternative trading systems. (a) To comply with the condition set forth in paragraph (b)(9) of...
17 CFR 242.303 - Record preservation requirements for alternative trading systems.
Code of Federal Regulations, 2012 CFR
2012-04-01
... requirements for alternative trading systems. 242.303 Section 242.303 Commodity and Securities Exchanges... REQUIREMENTS FOR SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.303 Record preservation requirements for alternative trading systems. (a) To comply with the condition set forth in paragraph (b)(9) of...
17 CFR 242.303 - Record preservation requirements for alternative trading systems.
Code of Federal Regulations, 2013 CFR
2013-04-01
... requirements for alternative trading systems. 242.303 Section 242.303 Commodity and Securities Exchanges... REQUIREMENTS FOR SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.303 Record preservation requirements for alternative trading systems. (a) To comply with the condition set forth in paragraph (b)(9) of...
17 CFR 242.303 - Record preservation requirements for alternative trading systems.
Code of Federal Regulations, 2010 CFR
2010-04-01
... requirements for alternative trading systems. 242.303 Section 242.303 Commodity and Securities Exchanges... REQUIREMENTS FOR SECURITY FUTURES Regulation Ats-Alternative Trading Systems § 242.303 Record preservation requirements for alternative trading systems. (a) To comply with the condition set forth in paragraph (b)(9) of...
Carbon dioxide removal and the futures market
NASA Astrophysics Data System (ADS)
Coffman, D.'Maris; Lockley, Andrew
2017-01-01
Futures contracts are exchange-traded financial instruments that enable parties to fix a price in advance, for later performance on a contract. Forward contracts also entail future settlement, but they are traded directly between two parties. Futures and forwards are used in commodities trading, as producers seek financial security when planning production. We discuss the potential use of futures contracts in Carbon Dioxide Removal (CDR) markets; concluding that they have one principal advantage (near-term price security to current polluters), and one principal disadvantage (a combination of high price volatility and high trade volume means contracts issued by the private sector may cause systemic economic risk). Accordingly, we note the potential for the development of futures markets in CDR, but urge caution about the prospects for market failure. In particular, we consider the use of regulated markets: to ensure contracts are more reliable, and that moral hazard is minimised. While regulation offers increased assurances, we identify major insufficiencies with this approach—finding it generally inadequate. In conclusion, we suggest that only governments can realistically support long-term CDR futures markets. We note existing long-term CDR plans by governments, and suggest the use of state-backed futures for supporting these assurances.
17 CFR 1.22 - Use of customer funds restricted.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Use of customer funds... REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Customers' Money, Securities, and Property § 1.22 Use of customer funds restricted. No futures commission merchant shall use, or permit the use of, the customer funds of...
17 CFR 1.46 - Application and closing out of offsetting long and short positions.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Application and closing out of offsetting long and short positions. 1.46 Section 1.46 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Miscellaneous § 1.46 Application...
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Exemption from prohibition of... Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION... are met at the time of the solicitation or acceptance: (1) That person is registered with the...
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Simultaneous buying and... Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Recordkeeping § 1.39 Simultaneous buying and selling orders of different principals...
17 CFR 1.19 - Prohibited trading in certain “puts” and “calls”.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Prohibited trading in certain âputsâ and âcallsâ. 1.19 Section 1.19 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Prohibited Trading in Commodity Options § 1...
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Exemption from prohibition of commodity option transactions for trade options on certain agricultural commodities. 32.13 Section 32.13 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION TRANSACTIONS § 32.13 Exemption from...
17 CFR 1.19 - Prohibited trading in certain “puts” and “calls”.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false Prohibited trading in certain âputsâ and âcallsâ. 1.19 Section 1.19 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Prohibited Trading in Commodity Options § 1...
17 CFR 1.19 - Prohibited trading in certain “puts” and “calls”.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Prohibited trading in certain âputsâ and âcallsâ. 1.19 Section 1.19 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Prohibited Trading in Commodity Options § 1...
17 CFR 1.19 - Prohibited trading in certain “puts” and “calls”.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 1 2013-04-01 2013-04-01 false Prohibited trading in certain âputsâ and âcallsâ. 1.19 Section 1.19 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Prohibited Trading in Commodity Options § 1...
17 CFR 1.19 - Prohibited trading in certain “puts” and “calls”.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Prohibited trading in certain âputsâ and âcallsâ. 1.19 Section 1.19 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Prohibited Trading in Commodity Options § 1...
Code of Federal Regulations, 2010 CFR
2010-01-01
... guidelines for banks that engage in financial contract activities. Since the Financial Accounting Standards... (REGULATION Y) Regulations Financial Holding Companies Interpretations § 225.142 Statement of policy... agency securities and money market instruments. (a) Purpose of financial contract positions. In...
Carbon Dioxide Removal and the futures market
NASA Astrophysics Data System (ADS)
Lockley, A.; Coffman, D.
2016-12-01
Futures contracts are exchange-traded financial instruments that enable parties to fix a price in advance, for performance on a contract at some later date. Forward contracts also entail future settlement, but they are traded over-the-counter between two independent parties. Both futures and forward contracts are commonly used in commodities trading, as producers seek financial security when planning production. We discuss the use of potential use of exchange-traded futures contracts in Carbon Dioxide Removal (CDR) markets. We conclude that they have one principal advantage (in that they give near-term price security to current polluters), and one principal disadvantage (in that a combination of high price volatility and high trade volume means contracts issued by the private sector may cause systemic economic risk). Accordingly, we note the potential for the development of futures markets in CDR, but urge great caution in the use of this approach. In particular, we consider the use of regulated markets: to ensure contracts are more reliable, and that moral hazard is minimised. Whilst regulation offers generally increased assurances, we identify major insufficiencies with this approach - finding it generally inadequate. In conclusion, we suggest that only governments can realistically support long-term CDR futures markets. We note existing long-term CDR plans by governments, and suggest the use of state-backed futures for supporting these assurances.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Fraud in or in connection with... Securities Exchanges COMMODITY FUTURES TRADING COMMISSION GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT Definitions § 1.1 Fraud in or in connection with transactions in foreign currency subject to the...
Code of Federal Regulations, 2011 CFR
2011-04-01
... otherwise regulated persons from the definition of the term âcommodity trading advisor.â 4.6 Section 4.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS General Provisions, Definitions and Exemptions § 4.6 Exclusion for certain...
17 CFR 242.602 - Dissemination of quotations in NMS securities.
Code of Federal Regulations, 2010 CFR
2010-04-01
... FUTURES Regulation Nms-Regulation of the National Market System § 242.602 Dissemination of quotations in..., processing such bids, offers, and sizes, and making such bids, offers, and sizes available to vendors, as... responsible broker or dealer other than an exchange market maker which is cancelled or withdrawn if not...
Code of Federal Regulations, 2014 CFR
2014-04-01
... otherwise regulated persons from the definition of the term âcommodity trading advisor.â 4.6 Section 4.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS General Provisions, Definitions and Exemptions § 4.6 Exclusion for certain...
Code of Federal Regulations, 2013 CFR
2013-04-01
... otherwise regulated persons from the definition of the term âcommodity trading advisor.â 4.6 Section 4.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS General Provisions, Definitions and Exemptions § 4.6 Exclusion for certain...
Code of Federal Regulations, 2012 CFR
2012-04-01
... otherwise regulated persons from the definition of the term âcommodity trading advisor.â 4.6 Section 4.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS General Provisions, Definitions and Exemptions § 4.6 Exclusion for certain...
Code of Federal Regulations, 2010 CFR
2010-04-01
... otherwise regulated persons from the definition of the term âcommodity trading advisor.â 4.6 Section 4.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS General Provisions, Definitions and Exemptions § 4.6 Exclusion for certain...
The new risk paradigm for chemical process security and safety.
Moore, David A
2004-11-11
The world of safety and security in the chemical process industries has certainly changed since 11 September, but the biggest challenges may be yet to come. This paper will explain that there is a new risk management paradigm for chemical security, discuss the differences in interpreting this risk versus accidental risk, and identify the challenges we can anticipate will occur in the future on this issue. Companies need to be ready to manage the new chemical security responsibilities and to exceed the expectations of the public and regulators. This paper will outline the challenge and a suggested course of action.
Code of Federal Regulations, 2011 CFR
2011-04-01
... of sales of securities or commodities by brokers. 31.3406(b)(3)-2 Section 31.3406(b)(3)-2 Internal... or commodities by brokers. (a) Transactions subject to backup withholding. A payment of a kind, and... foreign currency contracts, and regulated futures contracts—(i) In general. If a customer is subject to...
Code of Federal Regulations, 2010 CFR
2010-04-01
... of sales of securities or commodities by brokers. 31.3406(b)(3)-2 Section 31.3406(b)(3)-2 Internal... or commodities by brokers. (a) Transactions subject to backup withholding. A payment of a kind, and... foreign currency contracts, and regulated futures contracts—(i) In general. If a customer is subject to...
17 CFR 33.4 - Designation as a contract market for the trading of commodity options.
Code of Federal Regulations, 2013 CFR
2013-04-01
... market for the trading of commodity options. 33.4 Section 33.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY § 33.4 Designation as a contract market for the trading...
17 CFR 242.200 - Definition of “short sale” and marking requirements.
Code of Federal Regulations, 2010 CFR
2010-04-01
... FUTURES Regulation Sho-Regulation of Short Sales § 242.200 Definition of “short sale” and marking requirements. Link to an amendment published at 75 FR 11323, Mar. 10, 2010. (a) The term short sale shall mean any sale of a security which the seller does not own or any sale which is consummated by the delivery...
17 CFR 41.41 - Security futures products accounts.
Code of Federal Regulations, 2010 CFR
2010-04-01
... SECURITY FUTURES PRODUCTS Customer Accounts and Margin Requirements § 41.41 Security futures products... all of a customer's security futures products in a futures account, all of a customer's security futures products in a securities account, or some of a customer's security futures products in a futures...
Regulatory cross-cutting topics for fuel cycle facilities.
DOE Office of Scientific and Technical Information (OSTI.GOV)
Denman, Matthew R.; Brown, Jason; Goldmann, Andrew Scott
This report overviews crosscutting regulatory topics for nuclear fuel cycle facilities for use in the Fuel Cycle Research & Development Nuclear Fuel Cycle Evaluation and Screening study. In particular, the regulatory infrastructure and analysis capability is assessed for the following topical areas: Fire Regulations (i.e., how applicable are current Nuclear Regulatory Commission (NRC) and/or International Atomic Energy Agency (IAEA) fire regulations to advance fuel cycle facilities) Consequence Assessment (i.e., how applicable are current radionuclide transportation tools to support risk-informed regulations and Level 2 and/or 3 PRA) While not addressed in detail, the following regulatory topic is also discussed: Integrated Security,more » Safeguard and Safety Requirement (i.e., how applicable are current Nuclear Regulatory Commission (NRC) regulations to future fuel cycle facilities which will likely be required to balance the sometimes conflicting Material Accountability, Security, and Safety requirements.)« less
17 CFR 160.17 - Relation to state laws.
Code of Federal Regulations, 2010 CFR
2010-04-01
... protection such statute, regulation, order or interpretation affords any consumer is greater than the... Section 160.17 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION PRIVACY OF CONSUMER... the inconsistency. (b) Greater protection under state law. For purposes of this section, a state...
31 CFR 561.313 - Financial services.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false Financial services. 561.313 Section 561.313 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE OF..., insurance, investments, securities, guarantees, foreign exchange, letters of credit, and commodity futures...
31 CFR 561.313 - Financial services.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false Financial services. 561.313 Section 561.313 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE OF..., insurance, investments, securities, guarantees, foreign exchange, letters of credit, and commodity futures...
31 CFR 561.313 - Financial services.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false Financial services. 561.313 Section 561.313 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE OF..., insurance, investments, securities, guarantees, foreign exchange, letters of credit, and commodity futures...
Network Security via Biometric Recognition of Patterns of Gene Expression
NASA Technical Reports Server (NTRS)
Shaw, Harry C.
2016-01-01
Molecular biology provides the ability to implement forms of information and network security completely outside the bounds of legacy security protocols and algorithms. This paper addresses an approach which instantiates the power of gene expression for security. Molecular biology provides a rich source of gene expression and regulation mechanisms, which can be adopted to use in the information and electronic communication domains. Conventional security protocols are becoming increasingly vulnerable due to more intensive, highly capable attacks on the underlying mathematics of cryptography. Security protocols are being undermined by social engineering and substandard implementations by IT (Information Technology) organizations. Molecular biology can provide countermeasures to these weak points with the current security approaches. Future advances in instruments for analyzing assays will also enable this protocol to advance from one of cryptographic algorithms to an integrated system of cryptographic algorithms and real-time assays of gene expression products.
Network Security via Biometric Recognition of Patterns of Gene Expression
NASA Technical Reports Server (NTRS)
Shaw, Harry C.
2016-01-01
Molecular biology provides the ability to implement forms of information and network security completely outside the bounds of legacy security protocols and algorithms. This paper addresses an approach which instantiates the power of gene expression for security. Molecular biology provides a rich source of gene expression and regulation mechanisms, which can be adopted to use in the information and electronic communication domains. Conventional security protocols are becoming increasingly vulnerable due to more intensive, highly capable attacks on the underlying mathematics of cryptography. Security protocols are being undermined by social engineering and substandard implementations by IT organizations. Molecular biology can provide countermeasures to these weak points with the current security approaches. Future advances in instruments for analyzing assays will also enable this protocol to advance from one of cryptographic algorithms to an integrated system of cryptographic algorithms and real-time expression and assay of gene expression products.
Federal Register 2010, 2011, 2012, 2013, 2014
2013-11-14
...The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting new regulations and amending existing regulations to require enhanced customer protections, risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and auditing and examination programs for futures commission merchants (``FCMs''). The regulations also address certain related issues concerning derivatives clearing organizations (``DCOs'') and chief compliance officers (``CCOs''). The final rules will afford greater assurances to market participants that: Customer segregated funds, secured amount funds, and cleared swaps funds are protected; customers are provided with appropriate notice of the risks of futures trading and of the FCMs with which they may choose to do business; FCMs are monitoring and managing risks in a robust manner; the capital and liquidity of FCMs are strengthened to safeguard their continued operations; and the auditing and examination programs of the Commission and the self- regulatory organizations (``SROs'') are monitoring the activities of FCMs in a prudent and thorough manner.
17 CFR 41.25 - Additional conditions for trading for security futures products.
Code of Federal Regulations, 2011 CFR
2011-04-01
... trading for security futures products. 41.25 Section 41.25 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.25 Additional conditions for trading for security futures products. (a) Common...
17 CFR 41.25 - Additional conditions for trading for security futures products.
Code of Federal Regulations, 2012 CFR
2012-04-01
... trading for security futures products. 41.25 Section 41.25 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.25 Additional conditions for trading for security futures products. (a) Common...
17 CFR 41.25 - Additional conditions for trading for security futures products.
Code of Federal Regulations, 2013 CFR
2013-04-01
... trading for security futures products. 41.25 Section 41.25 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.25 Additional conditions for trading for security futures products. (a) Common...
17 CFR 41.25 - Additional conditions for trading for security futures products.
Code of Federal Regulations, 2014 CFR
2014-04-01
... trading for security futures products. 41.25 Section 41.25 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION (CONTINUED) SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.25 Additional conditions for trading for security futures products. (a...
31 CFR 576.316 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 576.316 Section 576.316 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 902.3 - Enforcement policy.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false Enforcement policy. 902.3 Section 902.3 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FEDERAL CLAIMS... enforcement policy in terms of deterrence and securing compliance, present and future, will be adequately...
31 CFR 593.312 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 593.312 Section 593.312 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 540.319 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 540.319 Section 540.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 902.3 - Enforcement policy.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false Enforcement policy. 902.3 Section 902.3 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FEDERAL CLAIMS... enforcement policy in terms of deterrence and securing compliance, present and future, will be adequately...
31 CFR 593.312 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 593.312 Section 593.312 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 562.310 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 562.310 Section 562.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 588.311 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 588.311 Section 588.311 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 576.316 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 576.316 Section 576.316 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 560.327 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 560.327 Section 560.327 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 576.316 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 576.316 Section 576.316 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 544.311 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 544.311 Section 544.311 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 561.308 - Foreign financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false Foreign financial institution. 561.308 Section 561.308 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... brokering loans or credits, or purchasing or selling foreign exchange, securities, commodity futures or...
31 CFR 902.3 - Enforcement policy.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false Enforcement policy. 902.3 Section 902.3 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FEDERAL CLAIMS... enforcement policy in terms of deterrence and securing compliance, present and future, will be adequately...
31 CFR 544.311 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 544.311 Section 544.311 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 540.319 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 540.319 Section 540.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 544.311 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 544.311 Section 544.311 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 902.3 - Enforcement policy.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false Enforcement policy. 902.3 Section 902.3 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FEDERAL CLAIMS... enforcement policy in terms of deterrence and securing compliance, present and future, will be adequately...
31 CFR 576.316 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 576.316 Section 576.316 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 545.314 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 545.314 Section 545.314 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 593.312 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 593.312 Section 593.312 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 593.312 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 593.312 Section 593.312 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 561.308 - Foreign financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false Foreign financial institution. 561.308 Section 561.308 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... brokering loans or credits, or purchasing or selling foreign exchange, securities, commodity futures or...
31 CFR 542.321 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 542.321 Section 542.321 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 593.312 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 593.312 Section 593.312 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 537.320 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 537.320 Section 537.320 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 562.310 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 562.310 Section 562.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 562.310 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 562.310 Section 562.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 544.311 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 544.311 Section 544.311 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 902.3 - Enforcement policy.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false Enforcement policy. 902.3 Section 902.3 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FEDERAL CLAIMS... enforcement policy in terms of deterrence and securing compliance, present and future, will be adequately...
31 CFR 562.310 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 562.310 Section 562.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 540.319 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 540.319 Section 540.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 561.308 - Foreign financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false Foreign financial institution. 561.308 Section 561.308 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... brokering loans or credits, or purchasing or selling foreign exchange, securities, commodity futures or...
31 CFR 544.311 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 544.311 Section 544.311 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 540.319 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 540.319 Section 540.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
31 CFR 560.327 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 560.327 Section 560.327 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 540.319 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 540.319 Section 540.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... selling foreign exchange, securities, commodity futures or options, or procuring purchasers and sellers...
Department of Homeland Security Semiannual Regulatory Agenda
Federal Register 2010, 2011, 2012, 2013, 2014
2010-12-20
... abandoned and help prevent future marine pollution. This rulemaking supports the Coast Guard's broad role... Regulation Sequence Title Identifier Number Number 384 Claims Procedures Under the Oil Pollution Act of 1990... POLLUTION ACT OF 1990 (USCG-2004- 17697) Legal Authority: 33 USC 2713 and 2714 Abstract: This rulemaking...
Frankel, Leslie A.; Hughes, Sheryl O.; O'Connor, Teresia M.; Power, Thomas G.; Fisher, Jennifer O.; Hazen, Nancy L.
2012-01-01
The following article examines the role of parents in the development of children's self-regulation of energy intake. Various paths of parental influence are offered based on the literature on parental influences on children's emotion self-regulation. The parental paths include modeling, responses to children's behavior, assistance in helping children self-regulate, and motivating children through rewards and punishments. Additionally, sources of variation in parental influences on regulation are examined, including parenting style, child temperament, and child-parent attachment security. Parallels in the nature of parents' role in socializing children's regulation of emotions and energy intake are examined. Implications for future research are discussed. PMID:22545206
31 CFR 561.309 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 561.309 Section 561.309 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... brokering loans or credits, or purchasing or selling foreign exchange, securities, commodity futures or...
31 CFR 586.317 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 586.317 Section 586.317 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... purchasing or selling foreign exchange, securities, commodity futures or options, or procuring purchasers and...
31 CFR 590.313 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 590.313 Section 590.313 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, or commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 598.319 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 598.319 Section 598.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, as principal or agent. This terms includes but is not limited to...
31 CFR 561.309 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 561.309 Section 561.309 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... brokering loans or credits, or purchasing or selling foreign exchange, securities, commodity futures or...
31 CFR 536.317 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 536.317 Section 536.317 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, or procuring purchasers and sellers thereof, as principal or agent...
31 CFR 588.310 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 588.310 Section 588.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, or commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 585.318 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 585.318 Section 585.318 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, or procuring purchasers and sellers thereof, as principal or agent...
31 CFR 588.310 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 588.310 Section 588.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, or commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 598.319 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 598.319 Section 598.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, as principal or agent. This terms includes but is not limited to...
31 CFR 587.311 - U.S. financial institution.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 3 2010-07-01 2010-07-01 false U.S. financial institution. 587.311 Section 587.311 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... credits, or purchasing or selling foreign exchange, securities, commodity futures or options, or procuring...
31 CFR 536.317 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 536.317 Section 536.317 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, or procuring purchasers and sellers thereof, as principal or agent...
31 CFR 561.309 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 561.309 Section 561.309 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... brokering loans or credits, or purchasing or selling foreign exchange, securities, commodity futures or...
31 CFR 536.317 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 536.317 Section 536.317 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, or procuring purchasers and sellers thereof, as principal or agent...
31 CFR 536.317 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 536.317 Section 536.317 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, or procuring purchasers and sellers thereof, as principal or agent...
31 CFR 598.319 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 598.319 Section 598.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, as principal or agent. This terms includes but is not limited to...
31 CFR 588.310 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 588.310 Section 588.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, or commodity futures or options, or procuring purchasers and sellers thereof, as...
31 CFR 590.313 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 590.313 Section 590.313 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, or commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 536.317 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 536.317 Section 536.317 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, or procuring purchasers and sellers thereof, as principal or agent...
31 CFR 598.319 - U.S. financial institution.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false U.S. financial institution. 598.319 Section 598.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, as principal or agent. This terms includes but is not limited to...
31 CFR 590.313 - U.S. financial institution.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false U.S. financial institution. 590.313 Section 590.313 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... foreign exchange, securities, or commodity futures or options, or procuring purchasers and sellers thereof...
31 CFR 598.319 - U.S. financial institution.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false U.S. financial institution. 598.319 Section 598.319 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE..., securities, commodity futures or options, as principal or agent. This terms includes but is not limited to...
31 CFR 588.310 - U.S. financial institution.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false U.S. financial institution. 588.310 Section 588.310 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) OFFICE... exchange, securities, or commodity futures or options, or procuring purchasers and sellers thereof, as...
17 CFR 41.44 - General provisions.
Code of Federal Regulations, 2010 CFR
2010-04-01
... positions in accordance with Regulation T and the margin rules of the self-regulatory authorities of which... the self-regulatory authorities of which the security futures intermediary is a member. (b) Separation... are within the same regulatory classification or account type and are owned by the same customer to be...
17 CFR 242.606 - Disclosure of order routing information.
Code of Federal Regulations, 2010 CFR
2010-04-01
... (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES... of total customer orders for the section that were non-directed orders, and the percentages of total... aspects of the broker's or dealer's relationship with each venue identified pursuant to paragraph (a)(1...
This report reviews current national data for small drinking water treatment systems, regulations pertaining to small systems, current treatment technologies, disposal of wastes, source water protection, security, and monitoring. The document serves as a roadmap for future small...
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Futures contracts on security... Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.13 Futures contracts on security indexes trading on or subject to the rules of a foreign...
A review of automated image understanding within 3D baggage computed tomography security screening.
Mouton, Andre; Breckon, Toby P
2015-01-01
Baggage inspection is the principal safeguard against the transportation of prohibited and potentially dangerous materials at airport security checkpoints. Although traditionally performed by 2D X-ray based scanning, increasingly stringent security regulations have led to a growing demand for more advanced imaging technologies. The role of X-ray Computed Tomography is thus rapidly expanding beyond the traditional materials-based detection of explosives. The development of computer vision and image processing techniques for the automated understanding of 3D baggage-CT imagery is however, complicated by poor image resolutions, image clutter and high levels of noise and artefacts. We discuss the recent and most pertinent advancements and identify topics for future research within the challenging domain of automated image understanding for baggage security screening CT.
17 CFR 33.4 - Designation as a contract market for the trading of commodity options.
Code of Federal Regulations, 2011 CFR
2011-04-01
... market for the trading of commodity options. 33.4 Section 33.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.4 Designation as a contract market for the trading of commodity options. The Commission may...
17 CFR 30.11 - Applicability of state law.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Applicability of state law. 30... FUTURES AND FOREIGN OPTIONS TRANSACTIONS § 30.11 Applicability of state law. Pursuant to section 12(e)(2) of the Act, the provisions of any state law, including any rule or regulation thereunder, may be...
17 CFR 30.11 - Applicability of state law.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 1 2012-04-01 2012-04-01 false Applicability of state law. 30... FUTURES AND FOREIGN OPTIONS TRANSACTIONS § 30.11 Applicability of state law. Pursuant to section 12(e)(2) of the Act, the provisions of any state law, including any rule or regulation thereunder, may be...
17 CFR 30.11 - Applicability of state law.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false Applicability of state law. 30... FUTURES AND FOREIGN OPTIONS TRANSACTIONS § 30.11 Applicability of state law. Pursuant to section 12(e)(2) of the Act, the provisions of any state law, including any rule or regulation thereunder, may be...
26 CFR 1.892-3T - Income of foreign governments (temporary regulations).
Code of Federal Regulations, 2011 CFR
2011-04-01
... include commodity forward or futures contracts and commodity options unless they constitute securities for... similar instrument in a functional or nonfunctional currency (see section 985(b) for the definition of functional currency) or in precious metals when held by a foreign government or central bank of issue (as...
17 CFR 33.4 - Designation as a contract market for the trading of commodity options.
Code of Federal Regulations, 2012 CFR
2012-04-01
... market for the trading of commodity options. 33.4 Section 33.4 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.4 Designation as a contract market for the trading of commodity options. The Commission may...
Code of Federal Regulations, 2010 CFR
2010-04-01
... as being willing to buy and sell security futures for its own account on a regular or continuous... for security futures-authority, purpose, interpretation, and scope. 41.42 Section 41.42 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Customer Accounts and...
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade. 41.13 Section 41.13 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.13 Futures contracts on...
Threat to future global food security from climate change and ozone air pollution
NASA Astrophysics Data System (ADS)
Tai, Amos P. K.; Martin, Maria Val; Heald, Colette L.
2014-09-01
Future food production is highly vulnerable to both climate change and air pollution with implications for global food security. Climate change adaptation and ozone regulation have been identified as important strategies to safeguard food production, but little is known about how climate and ozone pollution interact to affect agriculture, nor the relative effectiveness of these two strategies for different crops and regions. Here we present an integrated analysis of the individual and combined effects of 2000-2050 climate change and ozone trends on the production of four major crops (wheat, rice, maize and soybean) worldwide based on historical observations and model projections, specifically accounting for ozone-temperature co-variation. The projections exclude the effect of rising CO2, which has complex and potentially offsetting impacts on global food supply. We show that warming reduces global crop production by >10% by 2050 with a potential to substantially worsen global malnutrition in all scenarios considered. Ozone trends either exacerbate or offset a substantial fraction of climate impacts depending on the scenario, suggesting the importance of air quality management in agricultural planning. Furthermore, we find that depending on region some crops are primarily sensitive to either ozone (for example, wheat) or heat (for example, maize) alone, providing a measure of relative benefits of climate adaptation versus ozone regulation for food security in different regions.
17 CFR 41.24 - Rule amendments to security futures products.
Code of Federal Regulations, 2010 CFR
2010-04-01
... rule amendment relating to a security futures product if the registered derivatives transaction... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Rule amendments to security futures products. 41.24 Section 41.24 Commodity and Securities Exchanges COMMODITY FUTURES TRADING...
17 CFR 41.23 - Listing of security futures products for trading.
Code of Federal Regulations, 2010 CFR
2010-04-01
... security futures products for trading, a designated contract market or registered derivatives transaction... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Listing of security futures products for trading. 41.23 Section 41.23 Commodity and Securities Exchanges COMMODITY FUTURES TRADING...
Earth Observation for Food Security and Sustainable Agriculture
NASA Astrophysics Data System (ADS)
Bach, Heike; Mauser, Wolfram; Gernot, Klepper
2016-08-01
The global and regional potentials of Earth Observation (EO) to contribute to food security and sustainable agriculture in the 2050-timeframe were analysed in the ESA study EO4Food, whose outcome will be presented (www.EO4Food.org). Emphasis was put on the global societal, economic, environmental and technological megatrends that will create demand for food and shape the future societies. They will also constitute the background for developments in EO for food security and sustainable agriculture. The capabilities of EO in this respect were critically reviewed with three perspectives 1) the role of EO science for society, 2) observables from space and 3) development of future science missions.It was concluded that EO can be pivotal for the further development of food security and sustainable agriculture. EO allows to support the whole economic and societal value chain from farmers through food industry to insurance and financial industry in satisfying demands and at the same time to support society in governing sustainable agriculture through verifyable rules and regulations. It has the potential to become the global source of environmental information that is assimilated into sophisticated environmental management models and is used to make agriculture sustainable.
17 CFR 33.5 - Application for designation as a contract market for the trading of commodity options.
Code of Federal Regulations, 2011 CFR
2011-04-01
... a contract market for the trading of commodity options. 33.5 Section 33.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.5 Application for designation as a contract market for the trading of commodity options. (a...
Code of Federal Regulations, 2011 CFR
2011-04-01
... designation as a contract market for the trading of commodity options. 33.6 Section 33.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.6 Suspension or revocation of designation as a contract market for the trading...
17 CFR 33.5 - Application for designation as a contract market for the trading of commodity options.
Code of Federal Regulations, 2013 CFR
2013-04-01
... a contract market for the trading of commodity options. 33.5 Section 33.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS... contract market for the trading of commodity options. (a) Any board of trade desiring to be designated as a...
Code of Federal Regulations, 2012 CFR
2012-04-01
... designation as a contract market for the trading of commodity options. 33.6 Section 33.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.6 Suspension or revocation of designation as a contract market for the trading...
17 CFR 33.5 - Application for designation as a contract market for the trading of commodity options.
Code of Federal Regulations, 2012 CFR
2012-04-01
... a contract market for the trading of commodity options. 33.5 Section 33.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.5 Application for designation as a contract market for the trading of commodity options. (a...
Code of Federal Regulations, 2013 CFR
2013-04-01
... designation as a contract market for the trading of commodity options. 33.6 Section 33.6 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF COMMODITY OPTION TRANSACTIONS THAT... designation as a contract market for the trading of commodity options. The Commission may, after notice and...
17 CFR 33.5 - Application for designation as a contract market for the trading of commodity options.
Code of Federal Regulations, 2010 CFR
2010-04-01
... a contract market for the trading of commodity options. 33.5 Section 33.5 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS § 33.5 Application for designation as a contract market for the trading of commodity options. (a...
17 CFR 41.21 - Requirements for underlying securities.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Requirements for underlying securities. 41.21 Section 41.21 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.21...
Technologies to counter aviation security threats
NASA Astrophysics Data System (ADS)
Karoly, Steve
2017-11-01
The Aviation and Transportation Security Act (ATSA) makes TSA responsible for security in all modes of transportation, and requires that TSA assess threats to transportation, enforce security-related regulations and requirements, and ensure the adequacy of security measures at airports and other transportation facilities. Today, TSA faces a significant challenge and must address a wide range of commercial, military grade, and homemade explosives and these can be presented in an infinite number of configurations and from multiple vectors. TSA screens 2 million passengers and crew, and screens almost 5 million carry-on items and 1.2 million checked bags daily. As TSA explores new technologies for improving efficiency and security, those on the forefront of research and development can help identify unique and advanced methods to combat terrorism. Research and Development (R&D) drives the development of future technology investments that can address an evolving adversary and aviation threat. The goal is to rethink the aviation security regime in its entirety, and rather than focusing security at particular points in the enterprise, distribute security from the time a reservation is made to the time a passenger boards the aircraft. The ultimate objective is to reengineer aviation security from top to bottom with a continued focus on increasing security throughout the system.
Federal Register 2010, 2011, 2012, 2013, 2014
2010-12-09
... Commission \\11\\ and by the Autorit[eacute] des March[eacute]s Financiers in France,\\12\\ and have been... Securities and Futures Commission para. 3.9 (2010) (H.K.). \\12\\ General Regulation of the Autorit[eacute] des... it displays a currently valid control number. The OMB has not yet assigned this collection a control...
17 CFR 41.23 - Listing of security futures products for trading.
Code of Federal Regulations, 2011 CFR
2011-04-01
... products for trading. 41.23 Section 41.23 Commodity and Securities Exchanges COMMODITY FUTURES TRADING... Listing of security futures products for trading. (a) Initial listing of products for trading. To list new security futures products for trading, a designated contract market or registered derivatives transaction...
17 CFR 41.23 - Listing of security futures products for trading.
Code of Federal Regulations, 2013 CFR
2013-04-01
... products for trading. 41.23 Section 41.23 Commodity and Securities Exchanges COMMODITY FUTURES TRADING... Listing of security futures products for trading. (a) Initial listing of products for trading. To list new security futures products for trading, a designated contract market shall submit to the Commission at its...
17 CFR 41.23 - Listing of security futures products for trading.
Code of Federal Regulations, 2012 CFR
2012-04-01
... products for trading. 41.23 Section 41.23 Commodity and Securities Exchanges COMMODITY FUTURES TRADING... Listing of security futures products for trading. (a) Initial listing of products for trading. To list new security futures products for trading, a designated contract market or registered derivatives transaction...
17 CFR 41.23 - Listing of security futures products for trading.
Code of Federal Regulations, 2014 CFR
2014-04-01
... products for trading. 41.23 Section 41.23 Commodity and Securities Exchanges COMMODITY FUTURES TRADING... Products § 41.23 Listing of security futures products for trading. (a) Initial listing of products for trading. To list new security futures products for trading, a designated contract market shall submit to...
NASA Astrophysics Data System (ADS)
Tai, Amos P. K.; Val Martin, Maria
2017-11-01
Ozone air pollution and climate change pose major threats to global crop production, with ramifications for future food security. Previous studies of ozone and warming impacts on crops typically do not account for the strong ozone-temperature correlation when interpreting crop-ozone or crop-temperature relationships, or the spatial variability of crop-to-ozone sensitivity arising from varietal and environmental differences, leading to potential biases in their estimated crop losses. Here we develop an empirical model, called the partial derivative-linear regression (PDLR) model, to estimate the spatial variations in the sensitivities of wheat, maize and soybean yields to ozone exposures and temperature extremes in the US and Europe using a composite of multidecadal datasets, fully correcting for ozone-temperature covariation. We find generally larger and more spatially varying sensitivities of all three crops to ozone exposures than are implied by experimentally derived concentration-response functions used in most previous studies. Stronger ozone tolerance is found in regions with high ozone levels and high consumptive crop water use, reflecting the existence of spatial adaptation and effect of water constraints. The spatially varying sensitivities to temperature extremes also indicate stronger heat tolerance in crops grown in warmer regions. The spatial adaptation of crops to ozone and temperature we find can serve as a surrogate for future adaptation. Using the PDLR-derived sensitivities and 2000-2050 ozone and temperature projections by the Community Earth System Model, we estimate that future warming and unmitigated ozone pollution can combine to cause an average decline in US wheat, maize and soybean production by 13%, 43% and 28%, respectively, and a smaller decline for European crops. Aggressive ozone regulation is shown to offset such decline to various extents, especially for wheat. Our findings demonstrate the importance of considering ozone regulation as well as ozone and climate change adaptation (e.g., selecting heat- and ozone-tolerant cultivars, irrigation) as possible strategies to enhance future food security in response to imminent environmental threats.
Code of Federal Regulations, 2010 CFR
2010-04-01
...) Require such member to hold itself out as being willing to buy and sell security futures for its own... for security futures-authority, purpose, interpretation, and scope. 242.400 Section 242.400 Commodity..., AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Customer Margin Requirements for...
17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...
17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...
17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...
17 CFR 240.12h-7 - Exemption for issuers of securities that are subject to insurance regulation.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Exemption for issuers of securities that are subject to insurance regulation. 240.12h-7 Section 240.12h-7 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE...
17 CFR 30.7 - Treatment of foreign futures or foreign options secured amount.
Code of Federal Regulations, 2010 CFR
2010-04-01
... FUTURES TRADING COMMISSION FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS § 30.7 Treatment of foreign futures or foreign options secured amount. (a) Except as provided in this section, a futures commission... options customers denominated as the foreign futures or foreign options secured amount. Such money...
Federal Register 2010, 2011, 2012, 2013, 2014
2011-06-07
... COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 1 RIN 3038-AD46 SECURITIES AND EXCHANGE...-Based Swap Agreement Recordkeeping AGENCY: Commodity Futures Trading Commission; Securities and Exchange... Futures Trading Commission and the Securities and Exchange Commission published a document in the Federal...
48 CFR 3002.101 - Definitions.
Code of Federal Regulations, 2014 CFR
2014-10-01
... national defense, homeland security or foreign policy. This definition includes the following categories of... Section 3002.101 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY... functions assigned by the Federal Acquisition Regulation and the Homeland Security Acquisition Regulation...
48 CFR 3002.101 - Definitions.
Code of Federal Regulations, 2013 CFR
2013-10-01
... national defense, homeland security or foreign policy. This definition includes the following categories of... Section 3002.101 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY... functions assigned by the Federal Acquisition Regulation and the Homeland Security Acquisition Regulation...
48 CFR 3002.101 - Definitions.
Code of Federal Regulations, 2012 CFR
2012-10-01
... national defense, homeland security or foreign policy. This definition includes the following categories of... Section 3002.101 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY... functions assigned by the Federal Acquisition Regulation and the Homeland Security Acquisition Regulation...
Code of Federal Regulations, 2010 CFR
2010-10-01
... 2301.101 Federal Acquisition Regulations System SOCIAL SECURITY ADMINISTRATION GENERAL SOCIAL SECURITY ACQUISITION REGULATION SYSTEM Purpose, Authority, Issuance 2301.101 Purpose. (a) The Social Security... Social Security Administration (SSA) which conform to the Federal Acquisition Regulation (FAR) System. (b...
Federal Register 2010, 2011, 2012, 2013, 2014
2010-03-04
... securities options or the clearing of such futures as security futures constitutes a violation of the CEA. \\3... same as the options and security futures on SPDR Gold Shares, iShares COMEX Gold Shares, and iShares... to help clarify that options and security futures on ETFS Physical Swiss Gold Shares and ETFS...
Code of Federal Regulations, 2010 CFR
2010-04-01
... options with persons other than brokers, dealers, futures commission merchants, floor brokers, or floor... securities, commodity futures, or commodity options with persons other than brokers, dealers, persons....43 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS...
Code of Federal Regulations, 2011 CFR
2011-04-01
... governed by the regulations of the Social Security Administration. 220.37 Section 220.37 Employees... Disability Determinations Governed by the Regulations of the Social Security Administration § 220.37 When a child's disability determination is governed by the regulations of the Social Security Administration...
Code of Federal Regulations, 2013 CFR
2013-04-01
... governed by the regulations of the Social Security Administration. 220.37 Section 220.37 Employees... Disability Determinations Governed by the Regulations of the Social Security Administration § 220.37 When a child's disability determination is governed by the regulations of the Social Security Administration...
Code of Federal Regulations, 2014 CFR
2014-04-01
... governed by the regulations of the Social Security Administration. 220.37 Section 220.37 Employees... Disability Determinations Governed by the Regulations of the Social Security Administration § 220.37 When a child's disability determination is governed by the regulations of the Social Security Administration...
48 CFR 245.7311-2 - Safety, security, and fire regulations.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 3 2010-10-01 2010-10-01 false Safety, security, and fire regulations. 245.7311-2 Section 245.7311-2 Federal Acquisition Regulations System DEFENSE ACQUISITION... Inventory 245.7311-2 Safety, security, and fire regulations. ...
48 CFR 3002.101 - Definitions.
Code of Federal Regulations, 2010 CFR
2010-10-01
... national defense, homeland security or foreign policy. This definition includes the following categories of... Section 3002.101 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY... Regulation and the Homeland Security Acquisition Regulation. Head of the Agency means the Secretary of the...
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Customer-related government securities activities incidental to the futures-related business of a futures commission merchant registered with the Commodity Futures Trading Commission. 240.3a43-1 Section 240.3a43-1 Commodity and Securities...
DOE Office of Scientific and Technical Information (OSTI.GOV)
NONE
1992-12-31
The impact of state regulation of nuclear power, since PG&E and Silkwood, on the implementation of national energy policy on nuclear power is evident in the debates on federal legislation required for such implementation. The political demands that confront some states for an expanded role in the regulation of commercial nuclear power plants also confront Congress, which is responsible for the legislative implementation of the strategy proposed in the Report. The expansion of state and local regulation of nuclear plants, however, will complicate and possibly frustrate the efforts of Congress to enact the strategy for nuclear power into law. Themore » debates on Senate Bill 1220, the National Energy Security Act of 1991, indicate that the expansion of state regulation of nuclear power will frustrate the implementation of the national energy policy on nuclear power. Senate Bill 1220 would enact a comprehensive national energy policy. For example, Title XI would further deregulate the production of natural gas; Title XIV is concerned with secure supplies, and the use of coal in the future. Senate Bill 1220 would also amend PUHCA. Of particular significance for nuclear power, however, are Titles VIII and IX. The House and Senate debates on House Bill 1301 and Senate Bill 1220 are summarized.« less
17 CFR 230.602 - Securities exempted.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Securities exempted. 230.602 Section 230.602 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business Investment...
17 CFR 230.602 - Securities exempted.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Securities exempted. 230.602 Section 230.602 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business Investment...
17 CFR 230.602 - Securities exempted.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Securities exempted. 230.602 Section 230.602 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business Investment...
17 CFR 230.602 - Securities exempted.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Securities exempted. 230.602 Section 230.602 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business Investment...
Federal Register 2010, 2011, 2012, 2013, 2014
2012-02-07
...] Quarterly Listings; Safety Zones, Security Zones, Special Local Regulations, Drawbridge Operation... they could be published in the Federal Register. This notice lists temporary safety zones, security zones, special local regulations, drawbridge operation regulations and regulated navigation areas, all...
76 FR 62630 - Information Security Regulations
Federal Register 2010, 2011, 2012, 2013, 2014
2011-10-11
... CENTRAL INTELLIGENCE AGENCY 32 CFR Part 1902 Information Security Regulations AGENCY: Central Intelligence Agency. ACTION: Final rule. SUMMARY: The Central Intelligence agency is removing certain information security regulations which have become outdated. The Executive Order upon which the regulations...
17 CFR 230.603 - Amount of securities exempted.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Amount of securities exempted. 230.603 Section 230.603 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business...
48 CFR 3003.101-3 - Agency regulations.
Code of Federal Regulations, 2010 CFR
2010-10-01
....101-3 Section 3003.101-3 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS... Security regulations governing the conduct and responsibilities of employees are contained in 5 CFR part...
17 CFR 240.15b11-1 - Registration by notice of security futures product broker-dealers.
Code of Federal Regulations, 2010 CFR
2010-04-01
... § 240.15b11-1 Registration by notice of security futures product broker-dealers. (a) A broker or dealer... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Registration by notice of security futures product broker-dealers. 240.15b11-1 Section 240.15b11-1 Commodity and Securities Exchanges...
17 CFR 240.16b-6 - Derivative securities.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Derivative securities. 240.16b-6 Section 240.16b-6 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16b-6 - Derivative securities.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Derivative securities. 240.16b-6 Section 240.16b-6 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16c-4 - Derivative securities.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Derivative securities. 240.16c-4 Section 240.16c-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16a-4 - Derivative securities.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Derivative securities. 240.16a-4 Section 240.16a-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16a-4 - Derivative securities.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Derivative securities. 240.16a-4 Section 240.16a-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16a-4 - Derivative securities.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Derivative securities. 240.16a-4 Section 240.16a-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16c-4 - Derivative securities.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Derivative securities. 240.16c-4 Section 240.16c-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16a-4 - Derivative securities.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Derivative securities. 240.16a-4 Section 240.16a-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16c-4 - Derivative securities.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Derivative securities. 240.16c-4 Section 240.16c-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.16b-6 - Derivative securities.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Derivative securities. 240.16b-6 Section 240.16b-6 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.12b-3 - Title of securities.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Title of securities. 240.12b-3 Section 240.12b-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
Assessment on security system of radioactive sources used in hospitals of Thailand
NASA Astrophysics Data System (ADS)
Jitbanjong, Petchara; Wongsawaeng, Doonyapong
2016-01-01
Unsecured radioactive sources have caused deaths and serious injuries in many parts of the world. In Thailand, there are 17 hospitals that use teletherapy with cobalt-60 radioactive sources. They need to be secured in order to prevent unauthorized removal, sabotage and terrorists from using such materials in a radiological weapon. The security system of radioactive sources in Thailand is regulated by the Office of Atoms for Peace in compliance with Global Threat Reduction Initiative (GTRI), U.S. DOE, which has started to be implemented since 2010. This study aims to perform an assessment on the security system of radioactive sources used in hospitals in Thailand and the results can be used as a recommended baseline data for development or improvement of hospitals on the security system of a radioactive source at a national regulatory level and policy level. Results from questionnaires reveal that in 11 out of 17 hospitals (64.70%), there were a few differences in conditions of hospitals using radioactive sources with installation of the security system and those without installation of the security system. Also, personals working with radioactive sources did not clearly understand the nuclear security law. Thus, government organizations should be encouraged to arrange trainings on nuclear security to increase the level of understanding. In the future, it is recommended that the responsible government organization issues a minimum requirement of nuclear security for every medical facility using radioactive sources.
Du, Taisheng; Kang, Shaozhong; Zhang, Jianhua; Davies, William J.
2015-01-01
More than 70% of fresh water is used in agriculture in many parts of the world, but competition for domestic and industrial water use is intense. For future global food security, water use in agriculture must become sustainable. Agricultural water-use efficiency and water productivity can be improved at different points from the stomatal to the regional scale. A promising approach is the use of deficit irrigation, which can both save water and induce plant physiological regulations such as stomatal opening and reproductive and vegetative growth. At the scales of the irrigation district, the catchment, and the region, there can be many other components to a sustainable water-resources strategy. There is much interest in whether crop water use can be regulated as a function of understanding of physiological responses. If this is the case, then agricultural water resources can be reallocated to the benefit of the broader community. We summarize the extent of use and impact of deficit irrigation within China. A sustainable strategy for allocation of agricultural water resources for food security is proposed. Our intention is to build an integrative system to control crop water use during different cropping stages and actively regulate the plant’s growth, productivity, and development based on physiological responses. This is done with a view to improving the allocation of limited agricultural water resources. PMID:25873664
75 FR 75207 - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information
Federal Register 2010, 2011, 2012, 2013, 2014
2010-12-02
...In accordance with Section 763 (``Section 763'') and Section 766 (``Section 766'') of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''), the Securities and Exchange Commission (``SEC'' or ``Commission'') is proposing Regulation SBSR--Reporting and Dissemination of Security-Based Swap Information (``Regulation SBSR'') under the Securities Exchange Act of 1934 (``Exchange Act'').\\1\\ Proposed Regulation SBSR would provide for the reporting of security- based swap information to registered security-based swap data repositories or the Commission and the public dissemination of security-based swap transaction, volume, and pricing information. Registered security-based swap data repositories would be required to establish and maintain certain policies and procedures regarding how transaction data are reported and disseminated, and participants of registered security-based swap data repositories that are security- based swap dealers or major security-based swap participants would be required to establish and maintain policies and procedures that are reasonably designed to ensure that they comply with applicable reporting obligations. Finally, proposed Regulation SBSR also would require a registered SDR to register with the Commission as a securities information processor on existing Form SIP. ---------------------------------------------------------------------------
76 FR 73526 - Alternatives to the Use of External Credit Ratings in the Regulations of the OCC
Federal Register 2010, 2011, 2012, 2013, 2014
2011-11-29
... Branches of Foreign Banks The OCC's regulations on permissible investment securities, securities offerings... to investment securities, securities offerings, and foreign bank capital equivalency deposits... 939A directs all Federal agencies to review, no later than one year after enactment, any regulation...
17 CFR 240.31 - Section 31 transaction fees.
Code of Federal Regulations, 2010 CFR
2010-04-01
... of a security future settled by physical delivery) or covered round turn transaction that a covered... resulting from the maturation of a security future settled by physical delivery; and (iv) The trade date.... (6) Covered sale means a sale of a security, other than an exempt sale or a sale of a security future...
78 FR 44806 - Amendments to Regulation D, Form D and Rule 156
Federal Register 2010, 2011, 2012, 2013, 2014
2013-07-24
...The Securities and Exchange Commission, which today in separate releases amended Rule 506 of Regulation D, Form D and Rule 144A under the Securities Act of 1933 to implement Section 201(a) of the Jumpstart Our Business Startups Act and Section 926 of the Dodd- Frank Wall Street Reform and Consumer Protection Act, is publishing for comment a number of proposed amendments to Regulation D, Form D and Rule 156 under the Securities Act. These proposed amendments are intended to enhance the Commission's ability to evaluate the development of market practices in Rule 506 offerings and to address concerns that may arise in connection with permitting issuers to engage in general solicitation and general advertising under new paragraph (c) of Rule 506. Specifically, the proposed amendments to Regulation D would require the filing of a Form D in Rule 506(c) offerings before the issuer engages in general solicitation; require the filing of a closing amendment to Form D after the termination of any Rule 506 offering; require written general solicitation materials used in Rule 506(c) offerings to include certain legends and other disclosures; require the submission, on a temporary basis, of written general solicitation materials used in Rule 506(c) offerings to the Commission; and disqualify an issuer from relying on Rule 506 for one year for future offerings if the issuer, or any predecessor or affiliate of the issuer, did not comply, within the last five years, with Form D filing requirements in a Rule 506 offering. The proposed amendments to Form D would require an issuer to include additional information about offerings conducted in reliance on Regulation D. Finally, the proposed amendments to Rule 156 would extend the antifraud guidance contained in the rule to the sales literature of private funds.
17 CFR 240.15c3-3 - Customer protection-reserves and custody of securities.
Code of Federal Regulations, 2010 CFR
2010-04-01
... or dealer has received or acquired or holds funds or securities for the account of that person. The... extent that broker or dealer maintains an omnibus account for the account of customers with the broker or... person has a claim for security futures products held in a futures account, or any security futures...
31 CFR 344.2 - What general provisions apply to SLGS securities?
Code of Federal Regulations, 2012 CFR
2012-07-01
... securities? 344.2 Section 344.2 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FISCAL SERVICE, DEPARTMENT OF THE TREASURY BUREAU OF THE PUBLIC DEBT U.S. TREASURY SECURITIES... securities? (a) What other regulations apply to SLGS securities? SLGS securities are subject to: (1) The...
Code of Federal Regulations, 2010 CFR
2010-04-01
... of whose business consists of transactions in securities, commodity futures, or commodity options... securities, commodity futures, or commodity options with persons other than brokers, dealers, persons... M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Customer Margin...
17 CFR 41.22 - Required certifications.
Code of Federal Regulations, 2010 CFR
2010-04-01
... Section 41.22 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Requirements and Standards for Listing Security Futures Products § 41.22 Required certifications. It shall be unlawful for a designated contract market or registered derivatives transaction execution...
17 CFR 41.12 - Indexes underlying futures contracts trading for fewer than 30 days.
Code of Federal Regulations, 2014 CFR
2014-04-01
... contracts trading for fewer than 30 days. 41.12 Section 41.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION (CONTINUED) SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.12 Indexes underlying futures contracts trading for fewer than 30 days. (a) An index on which a contract of...
31 CFR 363.39 - Will I receive a confirmation of my request to purchase a Treasury security?
Code of Federal Regulations, 2010 CFR
2010-07-01
... request to purchase a Treasury security? 363.39 Section 363.39 Money and Finance: Treasury Regulations... DEBT REGULATIONS GOVERNING SECURITIES HELD IN TREASURYDIRECT General Provisions Governing Securities... security? At the time that you submit a request to purchase a Treasury security through your TreasuryDirect...
NNSA Administrator Looks to Future of Nuclear Security at STRATCOM Symposium
Thomas D'Agostino
2017-12-09
Administrator Thomas P. DAgostino of the National Nuclear Security Administration (NNSA) discusses the future of the Nuclear Security Enterprise and its strategic deterrence mission in light of President Obamas unprecedented nuclear security agenda.
17 CFR 230.610 - Suspension of exemption.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Suspension of exemption. 230.610 Section 230.610 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business...
17 CFR 230.608 - Prohibition of certain statements.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Prohibition of certain statements. 230.608 Section 230.608 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small...
17 CFR 41.12 - Indexes underlying futures contracts trading for fewer than 30 days.
Code of Federal Regulations, 2011 CFR
2011-04-01
... contracts trading for fewer than 30 days. 41.12 Section 41.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.12 Indexes underlying futures contracts trading for fewer than 30 days. (a) An index on which a contract of sale for...
17 CFR 41.12 - Indexes underlying futures contracts trading for fewer than 30 days.
Code of Federal Regulations, 2012 CFR
2012-04-01
... contracts trading for fewer than 30 days. 41.12 Section 41.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.12 Indexes underlying futures contracts trading for fewer than 30 days. (a) An index on which a contract of sale for...
17 CFR 41.12 - Indexes underlying futures contracts trading for fewer than 30 days.
Code of Federal Regulations, 2013 CFR
2013-04-01
... contracts trading for fewer than 30 days. 41.12 Section 41.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS Narrow-Based Security Indexes § 41.12 Indexes underlying futures contracts trading for fewer than 30 days. (a) An index on which a contract of sale for...
17 CFR 240.11b-1 - Regulation of specialists.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Regulation of specialists. 240... Securities Exchange Act of 1934 Adoption of Regulation on Conduct of Specialists § 240.11b-1 Regulation of specialists. (a)(1) The rules of a national securities exchange may permit a member of such exchange to...
48 CFR 252.222-7004 - Compliance with Spanish social security laws and regulations.
Code of Federal Regulations, 2012 CFR
2012-10-01
... social security laws and regulations. 252.222-7004 Section 252.222-7004 Federal Acquisition Regulations... PROVISIONS AND CONTRACT CLAUSES Text of Provisions And Clauses 252.222-7004 Compliance with Spanish social... Spanish Social Security Laws and Regulations (JUN 1997) (a) The Contractor shall comply with all Spanish...
48 CFR 252.222-7004 - Compliance with Spanish social security laws and regulations.
Code of Federal Regulations, 2013 CFR
2013-10-01
... social security laws and regulations. 252.222-7004 Section 252.222-7004 Federal Acquisition Regulations... PROVISIONS AND CONTRACT CLAUSES Text of Provisions And Clauses 252.222-7004 Compliance with Spanish social... Spanish Social Security Laws and Regulations (JUN 1997) (a) The Contractor shall comply with all Spanish...
48 CFR 252.222-7004 - Compliance with Spanish social security laws and regulations.
Code of Federal Regulations, 2014 CFR
2014-10-01
... social security laws and regulations. 252.222-7004 Section 252.222-7004 Federal Acquisition Regulations... PROVISIONS AND CONTRACT CLAUSES Text of Provisions And Clauses 252.222-7004 Compliance with Spanish social... Spanish Social Security Laws and Regulations (JUN 1997) (a) The Contractor shall comply with all Spanish...
48 CFR 252.222-7004 - Compliance with Spanish social security laws and regulations.
Code of Federal Regulations, 2010 CFR
2010-10-01
... social security laws and regulations. 252.222-7004 Section 252.222-7004 Federal Acquisition Regulations... PROVISIONS AND CONTRACT CLAUSES Text of Provisions And Clauses 252.222-7004 Compliance with Spanish social... Spanish Social Security Laws and Regulations (JUN 1997) (a) The Contractor shall comply with all Spanish...
48 CFR 252.222-7004 - Compliance with Spanish social security laws and regulations.
Code of Federal Regulations, 2011 CFR
2011-10-01
... social security laws and regulations. 252.222-7004 Section 252.222-7004 Federal Acquisition Regulations... PROVISIONS AND CONTRACT CLAUSES Text of Provisions And Clauses 252.222-7004 Compliance with Spanish social... Spanish Social Security Laws and Regulations (JUN 1997) (a) The Contractor shall comply with all Spanish...
Theater Security Cooperation in Oceania for the 21st Century
2012-05-04
nations of the Pacific struggle to meet the demands of their societies, they combat rampant overfishing and transnational crime. These countries are...Systems model” will be able to guide the implementation of future UAV technologies through the support of an established community . 13 While the P...space to operate UAVs because the air space is not governed by FAA regulations. This space offers the UAV community an superb opportunity to hone their
17 CFR 230.651-230.656 - [Reserved
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false [Reserved] 230.651-230.656 Section 230.651-230.656 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business...
17 CFR 230.609 - Reports of sales hereunder.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Reports of sales hereunder. 230.609 Section 230.609 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business...
17 CFR 41.32 - Continuing obligations.
Code of Federal Regulations, 2014 CFR
2014-04-01
... the Securities and Exchange Commission or with a futures association registered under section 17 of... board of trade lists a security futures product for trading; (iii) Provide the Commission with any new rules or rule amendments that relate to the trading of security futures products, including both...
49 CFR 1522.5 - TSA inspection authority.
Code of Federal Regulations, 2010 CFR
2010-10-01
... threats to transportation; (ii) Enforce security-related regulations, directives, and requirements: (iii... Transportation Other Regulations Relating to Transportation (Continued) TRANSPORTATION SECURITY ADMINISTRATION, DEPARTMENT OF HOMELAND SECURITY SECURITY RULES FOR ALL MODES OF TRANSPORTATION TSA-APPROVED VALIDATION FIRMS...
17 CFR 230.702(T)-230.703(T) - [Reserved
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false [Reserved] 230.702(T)-230.703(T) Section 230.702(T)-230.703(T) Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of...
31 CFR 306.106 - Requests for suspension of transactions in bearer securities.
Code of Federal Regulations, 2010 CFR
2010-07-01
... bearer securities, or registered securities so assigned as to become in effect payable to bearer, were... transactions in bearer securities. 306.106 Section 306.106 Money and Finance: Treasury Regulations Relating to... GENERAL REGULATIONS GOVERNING U.S. SECURITIES Requests for Suspension of Transactions § 306.106 Requests...
17 CFR 230.606 - Offering not in excess of $100,000.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Offering not in excess of $100,000. 230.606 Section 230.606 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small...
48 CFR 3052.204-70 - Security requirements for unclassified information technology resources.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 7 2014-10-01 2014-10-01 false Security requirements for... System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Text of Provisions and Clauses 3052.204-70 Security requirements...
48 CFR 3052.204-70 - Security requirements for unclassified information technology resources.
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Security requirements for... System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Text of Provisions and Clauses 3052.204-70 Security requirements...
48 CFR 752.204-2 - Security requirements.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 5 2010-10-01 2010-10-01 false Security requirements. 752.204-2 Section 752.204-2 Federal Acquisition Regulations System AGENCY FOR INTERNATIONAL DEVELOPMENT... Security requirements. Pursuant to the Uniform State/USAID/USIA Regulations (Volume 12, Foreign Affairs...
48 CFR 752.204-2 - Security requirements.
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 5 2013-10-01 2013-10-01 false Security requirements. 752.204-2 Section 752.204-2 Federal Acquisition Regulations System AGENCY FOR INTERNATIONAL DEVELOPMENT... Security requirements. Pursuant to the Uniform State/USAID/USIA Regulations (Volume 12, Foreign Affairs...
48 CFR 752.204-2 - Security requirements.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 5 2014-10-01 2014-10-01 false Security requirements. 752.204-2 Section 752.204-2 Federal Acquisition Regulations System AGENCY FOR INTERNATIONAL DEVELOPMENT... Security requirements. Pursuant to the Uniform State/USAID/USIA Regulations (Volume 12, Foreign Affairs...
48 CFR 752.204-2 - Security requirements.
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 5 2011-10-01 2011-10-01 false Security requirements. 752.204-2 Section 752.204-2 Federal Acquisition Regulations System AGENCY FOR INTERNATIONAL DEVELOPMENT... Security requirements. Pursuant to the Uniform State/USAID/USIA Regulations (Volume 12, Foreign Affairs...
Code of Federal Regulations, 2010 CFR
2010-04-01
... Securities Exchanges COMMODITY FUTURES TRADING COMMISSION FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS Pt... foreign futures and foreign options customers to maintain in a separate account or accounts such money... to those customers. 1 This amount is denominated as the “foreign futures or foreign options secured...
17 CFR 240.11a-1 - Regulation of floor trading.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Regulation of floor trading... Securities Exchange Act of 1934 Adoption of Floor Trading Regulation (rule 11a-1) § 240.11a-1 Regulation of floor trading. (a) No member of a national securities exchange, while on the floor of such exchange...
17 CFR 240.11a-1 - Regulation of floor trading.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Regulation of floor trading... Securities Exchange Act of 1934 Adoption of Floor Trading Regulation (rule 11a-1) § 240.11a-1 Regulation of floor trading. (a) No member of a national securities exchange, while on the floor of such exchange...
17 CFR 240.11a-1 - Regulation of floor trading.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Regulation of floor trading... Securities Exchange Act of 1934 Adoption of Floor Trading Regulation (rule 11a-1) § 240.11a-1 Regulation of floor trading. (a) No member of a national securities exchange, while on the floor of such exchange...
17 CFR 240.11a-1 - Regulation of floor trading.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Regulation of floor trading... Securities Exchange Act of 1934 Adoption of Floor Trading Regulation (rule 11a-1) § 240.11a-1 Regulation of floor trading. (a) No member of a national securities exchange, while on the floor of such exchange...
17 CFR 240.11a-1 - Regulation of floor trading.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Regulation of floor trading... Securities Exchange Act of 1934 Adoption of Floor Trading Regulation (rule 11a-1) § 240.11a-1 Regulation of floor trading. (a) No member of a national securities exchange, while on the floor of such exchange...
Assessment on security system of radioactive sources used in hospitals of Thailand
DOE Office of Scientific and Technical Information (OSTI.GOV)
Jitbanjong, Petchara, E-mail: petcharajit@gmail.com; Wongsawaeng, Doonyapong
Unsecured radioactive sources have caused deaths and serious injuries in many parts of the world. In Thailand, there are 17 hospitals that use teletherapy with cobalt-60 radioactive sources. They need to be secured in order to prevent unauthorized removal, sabotage and terrorists from using such materials in a radiological weapon. The security system of radioactive sources in Thailand is regulated by the Office of Atoms for Peace in compliance with Global Threat Reduction Initiative (GTRI), U.S. DOE, which has started to be implemented since 2010. This study aims to perform an assessment on the security system of radioactive sources usedmore » in hospitals in Thailand and the results can be used as a recommended baseline data for development or improvement of hospitals on the security system of a radioactive source at a national regulatory level and policy level. Results from questionnaires reveal that in 11 out of 17 hospitals (64.70%), there were a few differences in conditions of hospitals using radioactive sources with installation of the security system and those without installation of the security system. Also, personals working with radioactive sources did not clearly understand the nuclear security law. Thus, government organizations should be encouraged to arrange trainings on nuclear security to increase the level of understanding. In the future, it is recommended that the responsible government organization issues a minimum requirement of nuclear security for every medical facility using radioactive sources.« less
15 CFR 784.3 - Scope and conduct of complementary access.
Code of Federal Regulations, 2011 CFR
2011-01-01
..., safety, and security regulations (e.g., regulations for protection of controlled environments within the... (Continued) BUREAU OF INDUSTRY AND SECURITY, DEPARTMENT OF COMMERCE ADDITIONAL PROTOCOL REGULATIONS... presence of a U.S. Government Host Team. No information of direct national security significance shall be...
Federal Register 2010, 2011, 2012, 2013, 2014
2010-08-06
... a number of securities and futures exchanges. Among other things, this Risk Disclosure statement... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62624; File No. SR-NFA-2010-02] Self-Regulatory... Interpretive Notice Entitled ``NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures...
Du, Taisheng; Kang, Shaozhong; Zhang, Jianhua; Davies, William J
2015-04-01
More than 70% of fresh water is used in agriculture in many parts of the world, but competition for domestic and industrial water use is intense. For future global food security, water use in agriculture must become sustainable. Agricultural water-use efficiency and water productivity can be improved at different points from the stomatal to the regional scale. A promising approach is the use of deficit irrigation, which can both save water and induce plant physiological regulations such as stomatal opening and reproductive and vegetative growth. At the scales of the irrigation district, the catchment, and the region, there can be many other components to a sustainable water-resources strategy. There is much interest in whether crop water use can be regulated as a function of understanding of physiological responses. If this is the case, then agricultural water resources can be reallocated to the benefit of the broader community. We summarize the extent of use and impact of deficit irrigation within China. A sustainable strategy for allocation of agricultural water resources for food security is proposed. Our intention is to build an integrative system to control crop water use during different cropping stages and actively regulate the plant's growth, productivity, and development based on physiological responses. This is done with a view to improving the allocation of limited agricultural water resources. © The Author 2015. Published by Oxford University Press on behalf of the Society for Experimental Biology. All rights reserved. For permissions, please email: journals.permissions@oup.com.
Code of Federal Regulations, 2010 CFR
2010-07-01
... Labor SECURITY REGULATIONS Introduction to Security Regulations § 14.2 Policy. The interests of the...) Safeguarding national security information. Some official information within the Federal Government is directly..., therefore, be subject to security constraints, and limited in term of its distribution. (b) Exemption from...
32 CFR 2400.42 - Security Officer.
Code of Federal Regulations, 2011 CFR
2011-07-01
... National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.42 Security...
32 CFR 2400.42 - Security Officer.
Code of Federal Regulations, 2010 CFR
2010-07-01
... National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.42 Security...
32 CFR 2400.42 - Security Officer.
Code of Federal Regulations, 2014 CFR
2014-07-01
... National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.42 Security...
32 CFR 2400.42 - Security Officer.
Code of Federal Regulations, 2013 CFR
2013-07-01
... National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.42 Security...
32 CFR 2400.42 - Security Officer.
Code of Federal Regulations, 2012 CFR
2012-07-01
... National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.42 Security...
48 CFR 32.409-3 - Security, supervision, and covenants.
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 1 2011-10-01 2011-10-01 false Security, supervision, and covenants. 32.409-3 Section 32.409-3 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... Security, supervision, and covenants. (a) If advance payments are approved, the contracting officer shall...
48 CFR 32.409-3 - Security, supervision, and covenants.
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 1 2012-10-01 2012-10-01 false Security, supervision, and covenants. 32.409-3 Section 32.409-3 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... Security, supervision, and covenants. (a) If advance payments are approved, the contracting officer shall...
48 CFR 32.409-3 - Security, supervision, and covenants.
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 1 2013-10-01 2013-10-01 false Security, supervision, and covenants. 32.409-3 Section 32.409-3 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... Security, supervision, and covenants. (a) If advance payments are approved, the contracting officer shall...
48 CFR 32.409-3 - Security, supervision, and covenants.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 1 2010-10-01 2010-10-01 false Security, supervision, and covenants. 32.409-3 Section 32.409-3 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... Security, supervision, and covenants. (a) If advance payments are approved, the contracting officer shall...
48 CFR 32.409-3 - Security, supervision, and covenants.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 1 2014-10-01 2014-10-01 false Security, supervision, and covenants. 32.409-3 Section 32.409-3 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... Security, supervision, and covenants. (a) If advance payments are approved, the contracting officer shall...
Security Shift in Future Network Architectures
2010-11-01
RTO-MP-IST-091 2 - 1 Security Shift in Future Network Architectures Tim Hartog, M.Sc Information Security Dept. TNO Information and...current practice military communication infrastructures are deployed as stand-alone networked information systems. Network -Enabled Capabilities (NEC) and...information architects and security specialists about the separation of network and information security, the consequences of this shift and our view
Tscheulin, Dieter K; Drevs, Florian
2010-04-01
The potential of secondary prevention measures, such as cancer screening, to produce cost savings in the healthcare sector is a controversial issue in healthcare economics. Potential savings are calculated by comparing treatment costs with the cost of a prevention program. When survivors' subsequent unrelated health care costs are included in the calculation, however, the overall cost of disease prevention rises. What have not been studied to date are the secondary effects of fatal disease prevention measures on social security systems. From the perspective of a policy maker responsible for a social security system budget, it is not only future healthcare costs that are relevant for budgeting, but also changes in the contributions to, and expenditures from, statutory pension insurance and health insurance systems. An examination of the effect of longer life expectancies on these insurance systems can be justified by the fact that European social security systems are regulated by the state, and there is no clear separation between the financing of individual insurance systems due to cross-subsidisation. This paper looks at how the results of cost-comparison analyses vary depending on the inclusion or exclusion of future healthcare and non-healthcare costs, using the example of colorectal cancer screening in the German general population. In contrast to previous studies, not only are future unrelated medical costs considered, but also the effects on the social security system. If a German colorectal cancer screening program were implemented, and unrelated future medical care were excluded from the cost-benefit analysis, savings of up to 548 million euros per year would be expected. The screening program would, at the same time, generate costs in the healthcare sector as well as in the social security system of 2,037 million euros per year. Because the amount of future contributions and expenditures in the social security system depends on the age and gender of the recipients of the screening program (i.e. survivors of a typically fatal condition), the impact of age and gender on the results of a cost-comparison analysis of colorectal cancer screening are presented and discussed. Our study shows that colorectal cancer screening generates individual cost savings in the social security system up to a life expectancy of 60 years. Beyond that age, the balance between a recipient's social security contributions and insurance system expenditure is negative. The paper clarifies the relevance of healthcare costs not related to the prevented disease to the economic evaluation of prevention programs, particularly in the case of fatal diseases such as colorectal cancer. The results of the study imply that, from an economic perspective, the participation of at-risk individuals in disease prevention programs should be promoted.
Federal Register 2010, 2011, 2012, 2013, 2014
2012-07-23
... Federal Acquisition Regulation; Contractors Performing Private Security Functions Outside the United.... 110-181, enacted January 28, 2008), section 862, entitled ``Contractors Performing Private Security... NDAA required standardization of rules for private security contractors that are performing in...
Federal Register 2010, 2011, 2012, 2013, 2014
2013-06-21
...] RIN 9000-AM20 Federal Acquisition Regulation; Contractors Performing Private Security Functions...-181). Section 862, entitled ``Contractors Performing Private Security Functions in Areas of Combat...), as amended, entitled ``Contractors Performing Private Security Functions in Areas of Combat...
Zhang, Li; Chen, Ying; Wang, Shu-tao; Men, Ming-xin; Xu, Hao
2015-08-01
Assessment and early warning of land ecological security (LES) in rapidly urbanizing coastal area is an important issue to ensure sustainable land use and effective maintenance of land ecological security. In this study, an index system for the land ecological security of Caofeidian new district was established based on the Pressure-State-Response (P-S-R) model. Initial assessment units of 1 km x 1 km created with the remote sensing data and GIS methods were spatially interpolated to a fine pixel size of 30 m x 30 m, which were combined with the early warning method (using classification tree method) to evaluate the land ecological security of Caofeidian in 2005 and 2013. The early warning level was classed into four categories: security with degradation potential, sub-security with slow degradation, sub-security with rapid degradation, and insecurity. Result indicated that, from 2005 to 2013, the average LES of Caofeidian dropped from 0.55 to 0.52, indicating a degradation of land ecological security from medium security level to medium-low security level. The areas at the levels of insecurity with rapid degradation were mainly located in the rapid urbanization areas, illustrating that rapid expansion of urban construction land was the key factor to the deterioration of the regional land ecological security. Industrial District, Shilihai town and Nanpu saltern, in which the lands at the levels of insecurity and sub-security with rapid degradation or slow degradation accounted for 58.3%, 98.9% and 81.2% of their respective districts, were at the stage of high early warning. Thus, land ecological security regulation for these districts should be strengthened in near future. The study could provide a reference for land use planning and ecological protection of Caofeidian new district.
Securing your financial future.
Kachalia, Parag R
2009-04-01
Securing one's financial future requires dedication and planning. A clear plan must be implemented and continually re-examined to assure an individual remains on track to achieve this security. True success of the plan will be dependent upon taking the appropriate steps to protecting one's assets against unfortunate events along with building assets with a clear end goal in mind. This article will cover the fundamental steps an individual can take to secure their financial future.
33 CFR 165.767 - Security Zone; Manbirtee Key, Port of Manatee, Florida.
Code of Federal Regulations, 2010 CFR
2010-07-01
..., DEPARTMENT OF HOMELAND SECURITY (CONTINUED) PORTS AND WATERWAYS SAFETY REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS Specific Regulated Navigation Areas and Limited Access Areas Seventh Coast Guard District § 165.767 Security Zone; Manbirtee Key, Port of Manatee, Florida. (a) Regulated area. The following area...
17 CFR 41.27 - Prohibition of dual trading in security futures products by floor brokers.
Code of Federal Regulations, 2011 CFR
2011-04-01
... predetermined algorithm, a transaction for the same security futures product on the same designated contract... place advantage or the ability to override a predetermined algorithm must submit an appropriate rule... predetermined algorithm from trading a security futures product for accounts in which these same participants...
17 CFR 41.27 - Prohibition of dual trading in security futures products by floor brokers.
Code of Federal Regulations, 2012 CFR
2012-04-01
... predetermined algorithm, a transaction for the same security futures product on the same designated contract... place advantage or the ability to override a predetermined algorithm must submit an appropriate rule... predetermined algorithm from trading a security futures product for accounts in which these same participants...
17 CFR 41.27 - Prohibition of dual trading in security futures products by floor brokers.
Code of Federal Regulations, 2010 CFR
2010-04-01
... predetermined algorithm, a transaction for the same security futures product on the same designated contract... place advantage or the ability to override a predetermined algorithm must submit an appropriate rule... predetermined algorithm from trading a security futures product for accounts in which these same participants...
Security risks in nuclear waste management: Exceptionalism, opaqueness and vulnerability.
Vander Beken, Tom; Dorn, Nicholas; Van Daele, Stijn
2010-01-01
This paper analyses some potential security risks, concerning terrorism or more mundane forms of crime, such as fraud, in management of nuclear waste using a PEST scan (of political, economic, social and technical issues) and some insights of criminologists on crime prevention. Nuclear waste arises as spent fuel from ongoing energy generation or other nuclear operations, operational contamination or emissions, and decommissioning of obsolescent facilities. In international and EU political contexts, nuclear waste management is a sensitive issue, regulated specifically as part of the nuclear industry as well as in terms of hazardous waste policies. The industry involves state, commercial and mixed public-private bodies. The social and cultural dimensions--risk, uncertainty, and future generations--resonate more deeply here than in any other aspect of waste management. The paper argues that certain tendencies in regulation of the industry, claimed to be justified on security grounds, are decreasing transparency and veracity of reporting, opening up invisible spaces for management frauds, and in doing allowing a culture of impunity in which more serious criminal or terrorist risks could arise. What is needed is analysis of this 'exceptional' industry in terms of the normal cannons of risk assessment - a task that this paper begins. Copyright 2009 Elsevier Ltd. All rights reserved.
Governing through time: preparing for future threats to health and security.
Samimian-Darash, Limor
2011-09-01
During preparations for the Second Gulf War, Israel considered universal smallpox vaccination. In doing so, it faced a problem: how to legitimise carrying out a security action against an uncertain future danger (smallpox pandemic), when this action carried specific, known risks (vaccine complications). To solve this problem, the Israeli preparedness system created a new domain through which the security action could reach its goal with minimum risk: first responders (a group of medical personnel and security forces). First-responder vaccination represents a shift in the form of 'securing health' and in the governmental technology applied to this goal, in which past, present, and future occurrences are governed to enable the execution of a security action. Through this practice, risks are not located in the present or in the future but in a 'shared' temporal space and thus can be seen as existing simultaneously. Preparedness for emerging future biological events, then, involves more than questioning how the future is contingent on the present and how the present is contingent on the future's perception; it also recognises the need for a new time positioning that allows operating on both present and future risks simultaneously. Governing these risks, then, means governing through time. © 2011 The Author. Sociology of Health & Illness © 2011 Foundation for the Sociology of Health & Illness/Blackwell Publishing Ltd.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Temporary registration as a....15Ba2-6T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
17 CFR 240.31T - Temporary rule regarding fiscal year 2004.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
17 CFR 240.31T - Temporary rule regarding fiscal year 2004.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
17 CFR 240.31T - Temporary rule regarding fiscal year 2004.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
17 CFR 240.31T - Temporary rule regarding fiscal year 2004.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
17 CFR 240.31T - Temporary rule regarding fiscal year 2004.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Temporary rule regarding fiscal year 2004. 240.31T Section 240.31T Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
Code of Federal Regulations, 2010 CFR
2010-04-01
... RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small Business... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Exemption for offers and sales of securities pursuant to certain compensatory benefit plans and contracts relating to compensation...
Code of Federal Regulations, 2010 CFR
2010-01-01
... AND SECURITY, DEPARTMENT OF COMMERCE NATIONAL SECURITY INDUSTRIAL BASE REGULATIONS EFFECT OF IMPORTED ARTICLES ON THE NATIONAL SECURITY § 705.2 Purpose. These regulations set forth the procedures by which the Department shall commence and conduct an investigation to determine the effect on the national security of...
Code of Federal Regulations, 2012 CFR
2012-01-01
... 10 Energy 4 2012-01-01 2012-01-01 false Security. 780.8 Section 780.8 Energy DEPARTMENT OF ENERGY PATENT COMPENSATION BOARD REGULATIONS General Provisions § 780.8 Security. In any proceeding under this... the Act to assure compliance with Department security regulations and the common defense. ...
Code of Federal Regulations, 2011 CFR
2011-01-01
... 10 Energy 4 2011-01-01 2011-01-01 false Security. 780.8 Section 780.8 Energy DEPARTMENT OF ENERGY PATENT COMPENSATION BOARD REGULATIONS General Provisions § 780.8 Security. In any proceeding under this... the Act to assure compliance with Department security regulations and the common defense. ...
Code of Federal Regulations, 2014 CFR
2014-01-01
... 10 Energy 4 2014-01-01 2014-01-01 false Security. 780.8 Section 780.8 Energy DEPARTMENT OF ENERGY PATENT COMPENSATION BOARD REGULATIONS General Provisions § 780.8 Security. In any proceeding under this... the Act to assure compliance with Department security regulations and the common defense. ...
Code of Federal Regulations, 2010 CFR
2010-01-01
... 10 Energy 4 2010-01-01 2010-01-01 false Security. 780.8 Section 780.8 Energy DEPARTMENT OF ENERGY PATENT COMPENSATION BOARD REGULATIONS General Provisions § 780.8 Security. In any proceeding under this... the Act to assure compliance with Department security regulations and the common defense. ...
Code of Federal Regulations, 2013 CFR
2013-01-01
... 10 Energy 4 2013-01-01 2013-01-01 false Security. 780.8 Section 780.8 Energy DEPARTMENT OF ENERGY PATENT COMPENSATION BOARD REGULATIONS General Provisions § 780.8 Security. In any proceeding under this... the Act to assure compliance with Department security regulations and the common defense. ...
Federal Register 2010, 2011, 2012, 2013, 2014
2011-08-19
... 0750-AH28 Defense Federal Acquisition Regulation Supplement; Contractors Performing Private Security..., entitled ``Contractors Performing Private Security Functions in Areas of Combat Operations or Other... of DoD and other Governmental private security contractors. A clause to cover the interagency...
Zhou, Ming; Zheng, Xiliang; Wang, Jin; Dong, Shaojun
2011-02-01
Biofuel cells (BFCs) based on enzymes and microbes are the promising future alternative sources of sustainable electrical energy under mild conditions (i.e. ambient temperature and neutral pH). By combining the adaptive behavior of BFCs self-regulating energy release with the versatility of biocomputing, we construct a novel gas-controlled biocomputing security system, which could be used as the potential implantable self-powered and 'smart' medical system with the logic diagnosis aim. We have demonstrated a biocomputing security system based on BFCs. Due to the unique 'RESET' reagent of N(2) applied in this work, the prepared biocomputing security system can be reset and cycled for a large number of times with no 'RESET' reagent-based 'waste'. This would be advantageous for the potential practical applications of such keypad lock as well as the development of biocomputing security devices. In order to validate the universality of the system and also to harvest energy directly from biofuels with enhanced power output, we replace the glucose with orange juice as the biofuel to operate BFCs-based biocomputing system, which also possesses the function of keypad lock. In addition, by introducing BFCs into the biocomputing security system, the adaptive behavior of the BFCs self-regulating the power release would be an immense advantage of such security keypad lock devices in potential self-powered implantable medical systems. The designed sequence gives the maximum power output and discriminate itself from the rest of the sequences. From this, we find that maximizing the dimensionless ratio of gap versus SD of the power output spectrum (a funnel in power outputs) gives the quantitative optimal design criterion. Therefore, our construction here may also provide a practical example and microscopic structural basis for mimicking the real biological network systems and bridge the gaps between the theoretical concepts and experiments important for biomolecular systems and synthetic biology.
48 CFR 3003.101-3 - Agency regulations.
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 7 2011-10-01 2011-10-01 false Agency regulations. 3003.101-3 Section 3003.101-3 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS...
Kim, Bo-Ram; Stifter, Cynthia A.; Philbrook, Lauren E.; Teti, Douglas M.
2014-01-01
The present study examines the influences of mothers’ emotional availability towards their infants during bedtime, infant attachment security, and interactions between bedtime parenting and attachment with infant temperamental negative affectivity, on infants’ emotion regulation strategy use at 12 and 18 months. Infants’ emotion regulation strategies were assessed during a frustration task that required infants to regulate their emotions in the absence of parental support. Whereas emotional availability was not directly related to infants’ emotion regulation strategies, infant attachment security had direct relations with infants’ orienting towards the environment and tension reduction behaviors. Both maternal emotional availability and security of the mother-infant attachment relationship interacted with infant temperamental negative affectivity to predict two strategies that were less adaptive in regulating frustration. PMID:24995668
17 CFR 230.259 - Withdrawal or abandonment of offering statements.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Withdrawal or abandonment of offering statements. 230.259 Section 230.259 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation A-Conditional Small Issues...
17 CFR 275.0-3 - References to rules and regulations.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false References to rules and regulations. 275.0-3 Section 275.0-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940 § 275.0-3 References to rules and...
Code of Federal Regulations, 2010 CFR
2010-07-01
... Areas Thirteenth Coast Guard District § 165.1313 Security zone regulations, tank ship protection, Puget... 33 Navigation and Navigable Waters 2 2010-07-01 2010-07-01 false Security zone regulations, tank ship protection, Puget Sound and adjacent waters, Washington 165.1313 Section 165.1313 Navigation and...
48 CFR 2301.105-2 - Arrangement of regulations.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 6 2010-10-01 2010-10-01 true Arrangement of regulations. 2301.105-2 Section 2301.105-2 Federal Acquisition Regulations System SOCIAL SECURITY ADMINISTRATION GENERAL SOCIAL SECURITY ACQUISITION REGULATION SYSTEM Purpose, Authority, Issuance 2301.105-2 Arrangement...
Federal Register 2010, 2011, 2012, 2013, 2014
2010-03-18
... interpretation with respect to the treatment and clearing of options and security futures on SPDR Gold Shares.\\2... amended the interpretation to extend similar treatment to options and security futures on iShares[supreg... rule filing SR-OCC-2009-20, which extended similar treatment to options and security futures on ETFS...
17 CFR 240.6h-1 - Settlement and regulatory halt requirements for security futures products.
Code of Federal Regulations, 2010 CFR
2010-04-01
... investors and the public interest, taking into account such factors as fairness to buyers and sellers of the affected security futures product, the maintenance of a fair and orderly market in such security futures... with the protection of investors. An exemption granted pursuant to this paragraph shall not operate as...
Federal Register 2010, 2011, 2012, 2013, 2014
2010-06-17
... conditions, to trade foreign non- narrow-based security index futures contracts where the foreign exchange... futures on broad-based security indexes; (ii) the securities comprising such an index are principally... the person within ten (10) business days that the claimant does not meet the requirements of the...
17 CFR 260.7a-25 - Words relating to the future.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Words relating to the future. 260.7a-25 Section 260.7a-25 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... § 260.7a-25 Words relating to the future. Unless the context clearly shows otherwise, whenever words...
17 CFR 240.12d1-5 - Operation of certification on subsequent amendments.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Operation of certification on subsequent amendments. 240.12d1-5 Section 240.12d1-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
17 CFR 240.12d1-5 - Operation of certification on subsequent amendments.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Operation of certification on subsequent amendments. 240.12d1-5 Section 240.12d1-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
17 CFR 240.12d1-5 - Operation of certification on subsequent amendments.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Operation of certification on subsequent amendments. 240.12d1-5 Section 240.12d1-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
17 CFR 240.12d1-5 - Operation of certification on subsequent amendments.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Operation of certification on subsequent amendments. 240.12d1-5 Section 240.12d1-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
17 CFR 240.12d1-5 - Operation of certification on subsequent amendments.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Operation of certification on subsequent amendments. 240.12d1-5 Section 240.12d1-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange...
Effectiveness of the Civil Aviation Security Program.
1977-04-05
diversions. Perhaps the best evidence of the effectiveness of airline and airport security measures is the number of hijackings and related crimes prevented...airports. Consideration is being given to include a provision in the airport security regulation which would prohibit the introduction of...Security Program. A complete revision of the regulation that established basic airport security requirements is currently underway. One of the more
17 CFR 240.17Ad-13 - Annual study and evaluation of internal accounting control.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Annual study and evaluation of internal accounting control. 240.17Ad-13 Section 240.17Ad-13 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.17Ad-13 - Annual study and evaluation of internal accounting control.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Annual study and evaluation of internal accounting control. 240.17Ad-13 Section 240.17Ad-13 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.17Ad-13 - Annual study and evaluation of internal accounting control.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Annual study and evaluation of internal accounting control. 240.17Ad-13 Section 240.17Ad-13 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.17Ad-13 - Annual study and evaluation of internal accounting control.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Annual study and evaluation of internal accounting control. 240.17Ad-13 Section 240.17Ad-13 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities...
17 CFR 240.6a-2 - Amendments to application.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Amendments to application. 240.6a-2 Section 240.6a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...
17 CFR 240.6a-2 - Amendments to application.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Amendments to application. 240.6a-2 Section 240.6a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...
17 CFR 240.6a-2 - Amendments to application.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Amendments to application. 240.6a-2 Section 240.6a-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...
17 CFR 240.14a-17 - Electronic shareholder forums.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Electronic shareholder forums. 240.14a-17 Section 240.14a-17 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...
48 CFR 225.872-7 - Industrial security for qualifying countries.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 3 2010-10-01 2010-10-01 false Industrial security for... Agreements and Coordination 225.872-7 Industrial security for qualifying countries. The required procedures... qualifying country sources are in the DoD Industrial Security Regulation DoD 5220.22-R (implemented for the...
Federal Register 2010, 2011, 2012, 2013, 2014
2012-07-24
...-Laws and Rules to security futures on index-linked securities such as exchange-traded notes, which are currently traded on OneChicago, LLC. Index-linked securities are non-convertible debt of a major financial... futures contracts, one or more physical commodities, currencies or debt securities, or a combination of...
Kim, Bo-Ram; Stifter, Cynthia A; Philbrook, Lauren E; Teti, Douglas M
2014-11-01
The present study examines the influences of mothers' emotional availability toward their infants during bedtime, infant attachment security, and interactions between bedtime parenting and attachment with infant temperamental negative affectivity, on infants' emotion regulation strategy use at 12 and 18 months. Infants' emotion regulation strategies were assessed during a frustration task that required infants to regulate their emotions in the absence of parental support. Whereas emotional availability was not directly related to infants' emotion regulation strategies, infant attachment security had direct relations with infants' orienting toward the environment and tension reduction behaviors. Both maternal emotional availability and security of the mother-infant attachment relationship interacted with infant temperamental negative affectivity to predict two strategies that were less adaptive in regulating frustration. Copyright © 2014 Elsevier Inc. All rights reserved.
M-X Environmental Technical Report - Selection of Suitable Locational Alternatives.
1980-12-01
1.600 7,600 0 Great Basin 900 0 900 0 Colorado 8,200 Central High Plains 6,500 1.700 0 0 8,200 daho 1,800 Northern Rockies .100 0 700 400 Great Basin 700... Explosive Safety Pipelines (buried) - 300 ft Distances Above ground POL - 1.800 ft Above ground electrical distribution lines , 15,000 V - 1.780 ft Radio...security, and to allow room for future community development. Explosive Safety Distances Required by AFR regulation 127-100 to protect the public from
Federal Register 2010, 2011, 2012, 2013, 2014
2013-12-23
... the proposed Information Collection Request (ICR) titled: Part 41, Relating to Security Futures... COMMODITY FUTURES TRADING COMMISSION Agency Information Collection Activities; Proposed Collection; Comment Request: Part 41, Relating to Security Futures Products AGENCY: Commodity Futures Trading...
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Schedule 15G-Information to be... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Schedule 15G-Information to be... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Schedule 15G-Information to be... Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934...
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Requirements for cancellation....17Ad-19 Section 240.17Ad-19 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...
17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...
17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...
17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...
17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...
17 CFR 240.6a-3 - Supplemental material to be filed by exchanges.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Supplemental material to be filed by exchanges. 240.6a-3 Section 240.6a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...
17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...
17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...
17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...
17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...
17 CFR 240.10b5-2 - Duties of trust or confidence in misappropriation insider trading cases.
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Duties of trust or confidence... Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the Securities Exchange Act of 1934 Manipulative and Deceptive...
17 CFR 240.14d-2 - Commencement of a tender offer.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Commencement of a tender offer. 240.14d-2 Section 240.14d-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...
17 CFR 240.15b9-1 - Exemption for certain exchange members.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Exemption for certain exchange members. 240.15b9-1 Section 240.15b9-1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...
Code of Federal Regulations, 2011 CFR
2011-04-01
... DEPARTMENT OF STATE GENERAL SECURITY INFORMATION REGULATIONS § 9.1 Basis. These regulations, taken together with the Information Security Oversight Office Directive No. 1 dated September 22, 2003, and Volume 5... National Security Information”, as amended (“the Executive Order”). ...
Code of Federal Regulations, 2010 CFR
2010-04-01
... DEPARTMENT OF STATE GENERAL SECURITY INFORMATION REGULATIONS § 9.1 Basis. These regulations, taken together with the Information Security Oversight Office Directive No. 1 dated September 22, 2003, and Volume 5... National Security Information”, as amended (“the Executive Order”). ...
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Content. 3001.7001 Section 3001.7001 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Other Determinations, Waivers, Exceptions, Approvals, Reviews, and...
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 7 2014-10-01 2014-10-01 false Content. 3001.7001 Section 3001.7001 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Other Determinations, Waivers, Exceptions, Approvals, Reviews, and...
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 7 2012-10-01 2012-10-01 false Content. 3001.7001 Section 3001.7001 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Other Determinations, Waivers, Exceptions, Approvals, Reviews, and...
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Content. 3001.7001 Section 3001.7001 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Other Determinations, Waivers, Exceptions, Approvals, Reviews, and...
Code of Federal Regulations, 2010 CFR
2004-10-01
... 48 Federal Acquisition Regulations System 7 2004-10-01 2004-10-01 false Content. 3001.7001 Section 3001.7001 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Other Determinations, Waivers, Exceptions, Approvals, Reviews, and...
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 7 2011-10-01 2011-10-01 false Content. 3001.7001 Section 3001.7001 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Other Determinations, Waivers, Exceptions, Approvals, Reviews, and...
Code of Federal Regulations, 2011 CFR
2011-01-01
... 8 Aliens and Nationality 1 2011-01-01 2011-01-01 false Regulations. 100.5 Section 100.5 Aliens and Nationality DEPARTMENT OF HOMELAND SECURITY IMMIGRATION REGULATIONS STATEMENT OF ORGANIZATION § 100.5 Regulations. The regulations of the Department of Homeland Security, published as chapter I of title 8 of the...
Code of Federal Regulations, 2010 CFR
2010-01-01
... 8 Aliens and Nationality 1 2010-01-01 2010-01-01 false Regulations. 100.5 Section 100.5 Aliens and Nationality DEPARTMENT OF HOMELAND SECURITY IMMIGRATION REGULATIONS STATEMENT OF ORGANIZATION § 100.5 Regulations. The regulations of the Department of Homeland Security, published as chapter I of title 8 of the...
48 CFR 3003.101-3 - Agency regulations.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 7 2014-10-01 2014-10-01 false Agency regulations. 3003.101-3 Section 3003.101-3 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF INTEREST Safeguards 3003.101-3 Agency...
48 CFR 3003.101-3 - Agency regulations.
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 7 2012-10-01 2012-10-01 false Agency regulations. 3003.101-3 Section 3003.101-3 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF INTEREST Safeguards 3003.101-3 Agency...
48 CFR 3003.101-3 - Agency regulations.
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Agency regulations. 3003.101-3 Section 3003.101-3 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF INTEREST Safeguards 3003.101-3 Agency...
Federal Register 2010, 2011, 2012, 2013, 2014
2013-01-04
...; securities; options on securities and indices; futures contracts; options on futures contracts; forward... options, futures, or options on futures on, Shares through ETP Holders, in connection with such ETP... pool operator with the Commodity Futures Trading Commission (``CFTC'') and is a member of the National...
17 CFR 30.7 - Treatment of foreign futures or foreign options secured amount.
Code of Federal Regulations, 2014 CFR
2014-04-01
... day, unless the futures commission merchant's chief executive officer, chief finance officer or other... unsecured basis to finance a 30.7 customer's foreign futures and foreign options trading, nor may a futures... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false Treatment of foreign futures...
17 CFR 5.22 - Registered futures association membership.
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 1 2011-04-01 2011-04-01 false Registered futures association membership. 5.22 Section 5.22 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.22 Registered futures association membership. (a) Each person...
The Health Insurance Portability and Accountability Act: security and privacy requirements.
Tribble, D A
2001-05-01
The security and privacy requirements of the Health Insurance Portability and Accountability Act of 1996 (HIPAA) and their implications for pharmacy are discussed. HIPAA was enacted to improve the portability of health care insurance for persons leaving jobs. A section of the act encourages the use of electronic communications for health care claims adjudication, mandates the use of new standard code sets and transaction sets, and establishes the need for regulations to protect the security and privacy of individually identifiable health care information. Creating these regulations became the task of the Department of Health and Human Services. Regulations on security have been published for comment. Regulations on privacy and the definition of standard transaction sets and code sets are complete. National identifiers for patients, providers, and payers have not yet been established. The HIPAA regulations on security and privacy will require that pharmacies adopt policies and procedures that limit access to health care information. Existing pharmacy information systems may require upgrading or replacement. Costs of implementation nationwide are estimated to exceed $8 billion. The health care community has two years from the finalization of each regulation to comply with that regulation. The security and privacy requirements of HIPAA will require pharmacies to review their practices regarding the storage, use, and disclosure of protected health care information.
Privacy and security compliance in the E-healthcare marketplace.
Lutes, M
2000-03-01
Complying with security and privacy regulations proposed by HHS in response to the Health Insurance Portability and Accountability Act (HIPAA) will require healthcare managers to address both internal and external business interactions and initiatives. The proposed regulations mandate certain procedures regarding administration, physical safeguards, technical security for data integrity and confidentiality, and technical security against unauthorized access. In particular, the proposed regulations require organizations to contractually ensure that vendors adhere to the regulations. Healthcare organizations also must implement training procedures for staff members who have contact with protected health information and designate a privacy officer to guard against improper disclosure of such information. Documented policies for organizational decision making are vital to an organization's efforts to implement procedures for compliance with the regulations.
17 CFR 202.6 - Adoption, revision, and rescission of rules and regulations of general application.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Adoption, revision, and rescission of rules and regulations of general application. 202.6 Section 202.6 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION INFORMAL AND OTHER PROCEDURES § 202.6 Adoption, revision, and rescission of rules and regulations of...
48 CFR 3052.204-71 - Contractor employee access.
Code of Federal Regulations, 2012 CFR
2012-10-01
... or protections in accordance with subsequently adopted homeland security information handling.... 3052.204-71 Section 3052.204-71 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT...
48 CFR 3052.204-71 - Contractor employee access.
Code of Federal Regulations, 2014 CFR
2014-10-01
... or protections in accordance with subsequently adopted homeland security information handling.... 3052.204-71 Section 3052.204-71 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT...
48 CFR 3052.204-71 - Contractor employee access.
Code of Federal Regulations, 2013 CFR
2013-10-01
... or protections in accordance with subsequently adopted homeland security information handling.... 3052.204-71 Section 3052.204-71 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT...
Information security for compliance with select agent regulations.
Lewis, Nick; Campbell, Mark J; Baskin, Carole R
2015-01-01
The past decade has seen a significant rise in research on high-consequence human and animal pathogens, many now known as "select agents." While physical security around these agents is tightly regulated, information security standards are still lagging. The understanding of the threats unique to the academic and research environment is still evolving, in part due to poor communication between the various stakeholders. Perhaps as a result, information security guidelines published by select agent regulators lack the critical details and directives needed to achieve even the lowest security level of the Federal Information Security Management Act (FISMA). While only government agencies are currently required to abide by the provisions of FISMA (unless specified as preconditions for obtaining government grants or contracts--still a relatively rare or narrowly scoped occurrence), the same strategies were recently recommended by executive order for others. We propose that information security guidelines for select agent research be updated to promulgate and detail FISMA standards and processes and that the latter be ultimately incorporated into select agent regulations. We also suggest that information security in academic and research institutions would greatly benefit from active efforts to improve communication among the biosecurity, security, and information technology communities, and from a secure venue for exchange of timely information on emerging threats and solutions in the research environment.
Information Security for Compliance with Select Agent Regulations
Lewis, Nick; Campbell, Mark J.
2015-01-01
The past decade has seen a significant rise in research on high-consequence human and animal pathogens, many now known as “select agents.” While physical security around these agents is tightly regulated, information security standards are still lagging. The understanding of the threats unique to the academic and research environment is still evolving, in part due to poor communication between the various stakeholders. Perhaps as a result, information security guidelines published by select agent regulators lack the critical details and directives needed to achieve even the lowest security level of the Federal Information Security Management Act (FISMA). While only government agencies are currently required to abide by the provisions of FISMA (unless specified as preconditions for obtaining government grants or contracts—still a relatively rare or narrowly scoped occurrence), the same strategies were recently recommended by executive order for others. We propose that information security guidelines for select agent research be updated to promulgate and detail FISMA standards and processes and that the latter be ultimately incorporated into select agent regulations. We also suggest that information security in academic and research institutions would greatly benefit from active efforts to improve communication among the biosecurity, security, and information technology communities, and from a secure venue for exchange of timely information on emerging threats and solutions in the research environment. PMID:26042864
48 CFR 3001.301-70 - Amendment of HSAR.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Amendment of HSAR. 3001.301-70 Section 3001.301-70 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Agency...
48 CFR 3001.301-70 - Amendment of HSAR.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 7 2014-10-01 2014-10-01 false Amendment of HSAR. 3001.301-70 Section 3001.301-70 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Agency...
48 CFR 3001.301-70 - Amendment of HSAR.
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Amendment of HSAR. 3001.301-70 Section 3001.301-70 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Agency...
48 CFR 3001.301-70 - Amendment of HSAR.
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 7 2012-10-01 2012-10-01 false Amendment of HSAR. 3001.301-70 Section 3001.301-70 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Agency...
Hardware-Enabled Security Through On-Chip Reconfigurable Fabric
2016-02-05
SECURITY CLASSIFICATION OF: The goal of this project was to enable hardware-based security techniques on future microprocessors in a way that they... microprocessors in a way that they can be added and updated after fabrication, similar to software, while maintaining the efficiency and the security of...Progress The goal of this project was to enable hardware-based security techniques on future microprocessors in a way that they can be added and
Code of Federal Regulations, 2011 CFR
2011-04-01
... price of such security future as shown by any regularly published reporting or quotation service, and... regularly published reporting or quotation service. If there is no recent closing sale price, the security... to financial relations between a security futures intermediary and a customer with respect to...
75 FR 18566 - Future Systems Technology Advisory Panel Meeting
Federal Register 2010, 2011, 2012, 2013, 2014
2010-04-12
... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2010-0014] Future Systems Technology Advisory Panel Meeting AGENCY: Social Security Administration (SSA). ACTION: Notice of Seventh Panel Meeting. DATES: May... ``the FACA'') shall report to and provide the Commissioner of Social Security independent advice and...
75 FR 38861 - Future Systems Technology Advisory Panel Meeting
Federal Register 2010, 2011, 2012, 2013, 2014
2010-07-06
... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2010-0037] Future Systems Technology Advisory Panel Meeting AGENCY: Social Security Administration (SSA). ACTION: Notice of Eighth Panel Meeting. DATES... referred to as ``the FACA'') shall report to and provide the Commissioner of Social Security independent...
78 FR 26406 - Proposed Collection; Comment Request
Federal Register 2010, 2011, 2012, 2013, 2014
2013-05-06
..., Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy... trade security futures products to establish listing standards that, among other things, require that... which the security futures product trades has in place procedures to coordinate trading halts with the...
76 FR 4146 - Future Systems Technology Advisory Panel Meeting
Federal Register 2010, 2011, 2012, 2013, 2014
2011-01-24
... SOCIAL SECURITY ADMINISTRATION [Docket No. SSA-2011-0010] Future Systems Technology Advisory Panel Meeting AGENCY: Social Security Administration (SSA). ACTION: Notice of Tenth Panel Meeting. DATES... referred to as ``the FACA'') shall report to and provide the Commissioner of Social Security independent...
17 CFR 41.2 - Required records.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 1 2010-04-01 2010-04-01 false Required records. 41.2 Section 41.2 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION SECURITY FUTURES PRODUCTS General Provisions § 41.2 Required records. A designated contract market or registered derivatives...
77 FR 11251 - Commodity Pool Operators and Commodity Trading Advisors: Compliance Obligations
Federal Register 2010, 2011, 2012, 2013, 2014
2012-02-24
...The Commodity Futures Trading Commission is adopting amendments to its existing part 4 regulations and promulgating one new regulation regarding Commodity Pool Operators and Commodity Trading Advisors. The Commission is also adopting new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd-Frank Act for entities registered with both the Commission and the Securities and Exchange Commission. The adopted amendments rescind the exemption from registration; rescind relief from the certification requirement for annual reports provided to operators of certain pools offered only to qualified eligible persons (QEPs; modify the criteria for claiming relief); and require the annual filing of notices claiming exemptive relief under several sections of the Commission's regulations. Finally, the adopted amendments include new risk disclosure requirements for CPOs and CTAs regarding swap transactions.
Federal Register 2010, 2011, 2012, 2013, 2014
2011-05-13
... DEPARTMENT OF HOMELAND SECURITY Coast Guard 33 CFR Part 165 [Docket No. USCG-2011-0342] Security and Safety Zone Regulations, Large Passenger Vessel Protection, Captain of the Port Columbia River... will enforce the security and safety zone in 33 CFR 165.1318 for large passenger vessels operating in...
17 CFR 240.36a1-2 - Exemption from SIPA for OTC derivatives dealers.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Exemption from SIPA for OTC derivatives dealers. 240.36a1-2 Section 240.36a1-2 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations...
Tang, Qi; Li, Jiajia; Sun, Mei; Lv, Jun; Gai, Ruoyan; Mei, Lin; Xu, Lingzhong
2015-02-01
Over the past few decades, the field of food security has witnessed numerous problems and incidents that have garnered public attention. Given this serious situation, the food traceability system (FTS) has become part of the expanding food safety continuum to reduce the risk of food safety problems. This article reviews a great deal of the related literature and results from previous studies of FTS to corroborate this contention. This article describes the development and benefits of FTS in developed countries like the United States of America (USA), Japan, and some European countries. Problems with existing FTS in China are noted, including a lack of a complete database, inadequate laws and regulations, and lagging technological research into FTS. This article puts forward several suggestions for the future, including improvement of information websites, clarification of regulatory responsibilities, and promotion of technological research.
5 CFR 9701.525 - Regulations of the HSLRB.
Code of Federal Regulations, 2010 CFR
2010-01-01
... Section 9701.525 Administrative Personnel DEPARTMENT OF HOMELAND SECURITY HUMAN RESOURCES MANAGEMENT SYSTEM (DEPARTMENT OF HOMELAND SECURITY-OFFICE OF PERSONNEL MANAGEMENT) DEPARTMENT OF HOMELAND SECURITY HUMAN RESOURCES MANAGEMENT SYSTEM Labor-Management Relations § 9701.525 Regulations of the HSLRB. The...
Federal Register 2010, 2011, 2012, 2013, 2014
2011-06-15
... Acquisition Regulation; Implementation of Information Technology Security Provision AGENCY: Office of... information technology (IT) supplies, services and systems with security requirements. DATES: Effective Date... effective date that include information technology (IT) supplies, services and systems with security...
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 7 2014-10-01 2014-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall b...
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 7 2012-10-01 2012-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Code of Federal Regulations, 2010 CFR
2004-10-01
... 48 Federal Acquisition Regulations System 7 2004-10-01 2004-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 7 2011-10-01 2011-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Code of Federal Regulations, 2010 CFR
2006-10-01
... 48 Federal Acquisition Regulations System 7 2006-10-01 2006-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Code of Federal Regulations, 2011 CFR
2008-10-01
... 48 Federal Acquisition Regulations System 7 2008-10-01 2008-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Code of Federal Regulations, 2011 CFR
2016-10-01
... 48 Federal Acquisition Regulations System 7 2016-10-01 2014-10-01 true Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall b...
Code of Federal Regulations, 2010 CFR
2007-10-01
... 48 Federal Acquisition Regulations System 7 2007-10-01 2007-10-01 false Content. 3001.704 Section 3001.704 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL FEDERAL ACQUISITION REGULATIONS SYSTEM Determinations and Findings 3001.704 Content. The following format shall...
Federal Register 2010, 2011, 2012, 2013, 2014
2010-04-20
..., stock index futures contracts, options on futures, options on securities and indexes, equity caps... holding and/ or managing portfolios or baskets of securities, commodity futures contracts, options on commodity futures contracts, swaps, forward contracts and/or options on physical commodities and/or non-U.S...
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 6 2010-10-01 2010-10-01 true Issuance. 2301.105 Section 2301.105 Federal Acquisition Regulations System SOCIAL SECURITY ADMINISTRATION GENERAL SOCIAL SECURITY ACQUISITION REGULATION SYSTEM Purpose, Authority, Issuance 2301.105 Issuance. ...
17 CFR 5.9 - Security deposits for retail forex transactions.
Code of Federal Regulations, 2012 CFR
2012-04-01
... forex transactions. 5.9 Section 5.9 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.9 Security deposits for retail forex transactions. (a) Each futures commission merchant engaging, or offering to engage, in retail forex transactions...
17 CFR 5.9 - Security deposits for retail forex transactions.
Code of Federal Regulations, 2013 CFR
2013-04-01
... forex transactions. 5.9 Section 5.9 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.9 Security deposits for retail forex transactions. (a) Each futures commission merchant engaging, or offering to engage, in retail forex transactions...
17 CFR 5.9 - Security deposits for retail forex transactions.
Code of Federal Regulations, 2014 CFR
2014-04-01
... forex transactions. 5.9 Section 5.9 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS § 5.9 Security deposits for retail forex transactions. (a) Each futures commission merchant engaging, or offering to engage, in retail forex transactions...
Code of Federal Regulations, 2010 CFR
2010-07-01
... , Director of Central Intelligence Directive (DCID) 1/14 2 and regulations of the National Security Agency. 1... Defense Department of Defense OFFICE OF THE SECRETARY OF DEFENSE SECURITY DEPARTMENT OF DEFENSE PERSONNEL SECURITY PROGRAM REGULATION General Provisions § 154.2 Applicability. (a) This part implements the...
76 FR 47527 - Retrospective Regulatory Review Under E.O. 13563
Federal Register 2010, 2011, 2012, 2013, 2014
2011-08-05
... DEPARTMENT OF COMMERCE Bureau of Industry and Security 15 CFR Chapter VII [Docket No. 110711380... Security, Commerce. ACTION: Notice of inquiry. SUMMARY: The Bureau of Industry and Security (BIS... of portions of the Export Administration Regulations, Chemical Weapons Convention Regulations...
Code of Federal Regulations, 2011 CFR
2011-07-01
... Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO.... 552a) applies to the National Security Council (hereafter NSC), it provides the American public with... identifiable records and information from the National Security Council. (b) The NSC Staff, in addition to...
Code of Federal Regulations, 2014 CFR
2014-07-01
... Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO.... 552a) applies to the National Security Council (hereafter NSC), it provides the American public with... identifiable records and information from the National Security Council. (b) The NSC Staff, in addition to...
Code of Federal Regulations, 2010 CFR
2010-07-01
... Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO.... 552a) applies to the National Security Council (hereafter NSC), it provides the American public with... identifiable records and information from the National Security Council. (b) The NSC Staff, in addition to...
Code of Federal Regulations, 2012 CFR
2012-07-01
... Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO.... 552a) applies to the National Security Council (hereafter NSC), it provides the American public with... identifiable records and information from the National Security Council. (b) The NSC Staff, in addition to...
Code of Federal Regulations, 2013 CFR
2013-07-01
... Defense Other Regulations Relating to National Defense NATIONAL SECURITY COUNCIL RULES AND REGULATIONS TO.... 552a) applies to the National Security Council (hereafter NSC), it provides the American public with... identifiable records and information from the National Security Council. (b) The NSC Staff, in addition to...
Code of Federal Regulations, 2014 CFR
2014-04-01
... TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment Trusts § 1.851-5 Examples. The provisions of section 851 may be illustrated by the following examples: Example 1. Investment...: Percent Cash 5 Government securities 10 Securities of regulated investment companies 20 Securities of...
Code of Federal Regulations, 2012 CFR
2012-04-01
... TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment Trusts § 1.851-5 Examples. The provisions of section 851 may be illustrated by the following examples: Example 1. Investment...: Percent Cash 5 Government securities 10 Securities of regulated investment companies 20 Securities of...
Code of Federal Regulations, 2013 CFR
2013-04-01
... TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment Trusts § 1.851-5 Examples. The provisions of section 851 may be illustrated by the following examples: Example 1. Investment...: Percent Cash 5 Government securities 10 Securities of regulated investment companies 20 Securities of...
Code of Federal Regulations, 2011 CFR
2011-04-01
... TAXES (CONTINUED) Regulated Investment Companies and Real Estate Investment Trusts § 1.851-5 Examples. The provisions of section 851 may be illustrated by the following examples: Example 1. Investment...: Percent Cash 5 Government securities 10 Securities of regulated investment companies 20 Securities of...
Code of Federal Regulations, 2014 CFR
2014-07-01
... 31 Money and Finance: Treasury 2 2014-07-01 2014-07-01 false Laws governing a Treasury book-entry security, TRADES, and security interests or entitlements. 357.10 Section 357.10 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FISCAL SERVICE, DEPARTMENT OF THE TREASURY BUREAU OF THE FISCAL SERVICE REGULATIONS...
Code of Federal Regulations, 2010 CFR
2010-07-01
... 31 Money and Finance: Treasury 2 2010-07-01 2010-07-01 false Laws governing a Treasury book-entry security, TRADES, and security interests or entitlements. 357.10 Section 357.10 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FISCAL SERVICE, DEPARTMENT OF THE TREASURY BUREAU OF THE PUBLIC DEBT REGULATIONS...
Code of Federal Regulations, 2013 CFR
2013-07-01
... 31 Money and Finance:Treasury 2 2013-07-01 2013-07-01 false Laws governing a Treasury book-entry security, TRADES, and security interests or entitlements. 357.10 Section 357.10 Money and Finance: Treasury Regulations Relating to Money and Finance (Continued) FISCAL SERVICE, DEPARTMENT OF THE TREASURY BUREAU OF THE PUBLIC DEBT REGULATIONS...
A tainted trade? Moral ambivalence and legitimation work in the private security industry.
Thumala, Angélica; Goold, Benjamin; Loader, Ian
2011-06-01
The private security industry is often represented - and typically represents itself - as an expanding business, confident of its place in the world and sure of its ability to meet a rising demand for security. But closer inspection of the ways in which industry players talk about its past, present and future suggests that this self-promotion is accompanied by unease about the industry's condition and legitimacy. In this paper, we analyse the self-understandings of those who sell security - as revealed in interviews conducted with key industry players and in a range of trade materials - in order to highlight and dissect the constitutive elements of this ambivalence. This analysis begins by describing the reputational problems that are currently thought to beset the industry and the underlying fears about its status and worth that these difficulties disclose. We then examine how security players seek to legitimate the industry using various narratives of professionalization. Four such narratives are identified - regulation, education, association and borrowing - each of which seeks to justify private security and enhance the industry's social worth. What is striking about these legitimation claims is that they tend not to justify the selling of security in market terms. In conclusion we ask why this is the case and argue that market justifications are 'closed-off' by a moral ambivalence that attaches to an industry trading in products which cannot guarantee to deliver the condition that its consumers crave. © London School of Economics and Political Science 2011.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false [Reserved] 3046.702 Section 3046.702 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CONTRACT MANAGEMENT QUALITY ASSURANCE Warranties 3046.702 [Reserved] ...
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false General. 3009.171-1 Section 3009.171-1 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) ACQUISITION PLANNING CONTRACTOR QUALIFICATIONS Responsible...
48 CFR 3030.201 - Contract requirements.
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 7 2011-10-01 2011-10-01 false Contract requirements. 3030.201 Section 3030.201 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL CONTRACTING REQUIREMENTS COST ACCOUNTING STANDARDS...
Food Security in India, China, and the World
2016-06-01
undernourishment and projections of food security are made by the United Nations Food and Agricultural Organization (FAO). The FAO has been collecting... agricultural data from individual nations for decades and makes yearly assessments of the current state of food insecurity and periodic projections of...future global food security. The FAO assessment of food security in 2050 presents a likely future based on projections of current agricultural
Individuals’ Uncertainty about Future Social Security Benefits and Portfolio Choice
Delavande, Adeline
2013-01-01
Summary Little is known about the degree to which individuals are uncertain about their future Social Security benefits, how this varies within the U.S. population, and whether this uncertainty influences financial decisions related to retirement planning. To illuminate these issues, we present empirical evidence from the Health and Retirement Study Internet Survey and document systematic variation in respondents’ uncertainty about their future Social Security benefits by individual characteristics. We find that respondents with higher levels of uncertainty about future benefits hold a smaller share of their wealth in stocks. PMID:23914049
48 CFR 1804.470 - Security requirements for unclassified information technology (IT) resources.
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 6 2013-10-01 2013-10-01 false Security requirements for unclassified information technology (IT) resources. 1804.470 Section 1804.470 Federal Acquisition Regulations... Classified Information Within Industry 1804.470 Security requirements for unclassified information technology...
48 CFR 1804.470 - Security requirements for unclassified information technology (IT) resources.
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 6 2011-10-01 2011-10-01 false Security requirements for unclassified information technology (IT) resources. 1804.470 Section 1804.470 Federal Acquisition Regulations... Classified Information Within Industry 1804.470 Security requirements for unclassified information technology...
48 CFR 1804.470 - Security requirements for unclassified information technology (IT) resources.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 6 2014-10-01 2014-10-01 false Security requirements for unclassified information technology (IT) resources. 1804.470 Section 1804.470 Federal Acquisition Regulations... Classified Information Within Industry 1804.470 Security requirements for unclassified information technology...
48 CFR 1804.470 - Security requirements for unclassified information technology (IT) resources.
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 6 2012-10-01 2012-10-01 false Security requirements for unclassified information technology (IT) resources. 1804.470 Section 1804.470 Federal Acquisition Regulations... Classified Information Within Industry 1804.470 Security requirements for unclassified information technology...
48 CFR 1804.470 - Security requirements for unclassified information technology (IT) resources.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 6 2010-10-01 2010-10-01 true Security requirements for unclassified information technology (IT) resources. 1804.470 Section 1804.470 Federal Acquisition Regulations... Classified Information Within Industry 1804.470 Security requirements for unclassified information technology...
32 CFR 2400.45 - Information Security Program Review.
Code of Federal Regulations, 2011 CFR
2011-07-01
... Section 2400.45 National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.45...
32 CFR 2400.45 - Information Security Program Review.
Code of Federal Regulations, 2010 CFR
2010-07-01
... Section 2400.45 National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.45...
32 CFR 2400.45 - Information Security Program Review.
Code of Federal Regulations, 2012 CFR
2012-07-01
... Section 2400.45 National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.45...
32 CFR 2400.45 - Information Security Program Review.
Code of Federal Regulations, 2014 CFR
2014-07-01
... Section 2400.45 National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.45...
32 CFR 2400.45 - Information Security Program Review.
Code of Federal Regulations, 2013 CFR
2013-07-01
... Section 2400.45 National Defense Other Regulations Relating to National Defense OFFICE OF SCIENCE AND TECHNOLOGY POLICY REGULATIONS TO IMPLEMENT E.O. 12356; OFFICE OF SCIENCE AND TECHNOLOGY POLICY INFORMATION SECURITY PROGRAM Office of Science and Technology Policy Information Security Program Management § 2400.45...
48 CFR 3052.204-71 - Contractor employee access.
Code of Federal Regulations, 2011 CFR
2011-10-01
.... 3052.204-71 Section 3052.204-71 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT... affect the national or homeland security interest, or the conduct of Federal programs, or the privacy to...
78 FR 71686 - Proposed Collection; Comment Request
Federal Register 2010, 2011, 2012, 2013, 2014
2013-11-29
..., Copies Available From: US Securities and Exchange Commission, Office of Investor Education and Advocacy... that futures commission merchants and introducing brokers registered with the Commidity Futures Trading Commission that conduct a business in security futures products must notice-register as broker-dealers...
Securities law: the spreading fire of investor claims
DOE Office of Scientific and Technical Information (OSTI.GOV)
Mouer, R.
All states now have a Blue Skylaw, a statute regulating the sale of securities to persons within that state. These laws define oil and gas interests to be securities and improve regulations upon their sale. The securities laws require that whenever oil and gas interests are sold, the person selling must register the interests and must himself be registered as a securities dealer. There are exemptions from registration under the federal and state laws. These exemptions were discussed. (DP)
Federal Register 2010, 2011, 2012, 2013, 2014
2010-07-13
... including, but not limited to, stock index futures contracts, options on futures, options on securities and... holding and/ or managing portfolios or baskets of securities, commodity futures contracts, options on commodity futures contracts, swaps, forward contracts and/or options on physical commodities and/or non-U.S...
17 CFR 1.30 - Loans by futures commission merchants; treatment of proceeds.
Code of Federal Regulations, 2014 CFR
2014-04-01
... funds on an unsecured basis to finance customers' trading, nor may a futures commission merchant loan... 17 Commodity and Securities Exchanges 1 2014-04-01 2014-04-01 false Loans by futures commission merchants; treatment of proceeds. 1.30 Section 1.30 Commodity and Securities Exchanges COMMODITY FUTURES...
Alternative Futures: United States Air Force Security Police in the Twenty-First Century
1988-04-01
34What policies should today’s Air Force leadership be pursuing to prepare for tomorrow’s combat support and security police roles?’ The monograph...Further, it addresses the capability of the Air Force to respond to its future combat support and security police missions and their integration into the...security police organizations. His most recent assignments were as the deputy commander of a combat support group and the commander of a security police
17 CFR 4.12 - Exemption from provisions of part 4.
Code of Federal Regulations, 2010 CFR
2010-04-01
... part 4. 4.12 Section 4.12 Commodity and Securities Exchanges COMMODITY FUTURES TRADING COMMISSION... said Act; (B) Will generally and routinely engage in the buying and selling of securities and securities derived instruments; (C) Will not enter into commodity futures and commodity options contracts for...
48 CFR 2301.104 - Applicability.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 6 2010-10-01 2010-10-01 true Applicability. 2301.104 Section 2301.104 Federal Acquisition Regulations System SOCIAL SECURITY ADMINISTRATION GENERAL SOCIAL SECURITY ACQUISITION REGULATION SYSTEM Purpose, Authority, Issuance 2301.104 Applicability. The FAR and...
48 CFR 3017.402 - Limitations.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Limitations. 3017.402 Section 3017.402 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) CONTRACT METHODS AND CONTRACT TYPES SPECIAL CONTRACTING METHODS Leader Company...
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Section Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) SPECIAL CATEGORIES OF CONTRACTING CONSTRUCTION AND ARCHITECT-ENGINEER CONTRACTS Special Aspects of Contracting for Constructio...
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 7 2012-10-01 2012-10-01 false Section Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) SPECIAL CATEGORIES OF CONTRACTING CONSTRUCTION AND ARCHITECT-ENGINEER CONTRACTS Special Aspects of Contracting for Constructio...
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false General. 3003.301 Section 3003.301 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF INTEREST Reports...
48 CFR 3009.570-3 - Procedures.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Procedures. 3009.570-3 Section 3009.570-3 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) ACQUISITION PLANNING CONTRACTOR QUALIFICATIONS Organizational and...
76 FR 23515 - Enhanced Weapons, Firearms Background Checks, and Security Event Notifications
Federal Register 2010, 2011, 2012, 2013, 2014
2011-04-27
... material and would add new event notification requirements on the theft or loss of enhanced weapons...-2011-0017] RIN 3150-AI49 Enhanced Weapons, Firearms Background Checks, and Security Event Notifications... regulations governing security event notifications. These proposed regulations are consistent with the...
5 CFR 2500.7 - Declassification and downgrading.
Code of Federal Regulations, 2011 CFR
2011-01-01
... INFORMATION SECURITY REGULATION § 2500.7 Declassification and downgrading. (a) Declassification authority. No... information. (b) Mandatory review for declassification. (1) Requests for mandatory review of national security... Information Security Regulation. [44 FR 50039, Aug. 27, 1979; 45 FR 20453, Mar. 28, 1980; 45 FR 22873, Apr. 4...
5 CFR 2500.7 - Declassification and downgrading.
Code of Federal Regulations, 2010 CFR
2010-01-01
... INFORMATION SECURITY REGULATION § 2500.7 Declassification and downgrading. (a) Declassification authority. No... information. (b) Mandatory review for declassification. (1) Requests for mandatory review of national security... Information Security Regulation. [44 FR 50039, Aug. 27, 1979; 45 FR 20453, Mar. 28, 1980; 45 FR 22873, Apr. 4...
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Examples. 248.102 Section 248.102 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P, S-AM, AND S-ID Regulation S-AM: Limitations on Affiliate Marketing § 248.102 Examples. The examples...
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Examples. 248.102 Section 248.102 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-AM: Limitations on Affiliate Marketing § 248.102 Examples. The examples in this...
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Examples. 248.102 Section 248.102 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-AM: Limitations on Affiliate Marketing § 248.102 Examples. The examples in this...
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Examples. 248.102 Section 248.102 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-AM: Limitations on Affiliate Marketing § 248.102 Examples. The examples in this...
48 CFR 232.202-4 - Security for Government financing.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 3 2014-10-01 2014-10-01 false Security for Government financing. 232.202-4 Section 232.202-4 Federal Acquisition Regulations System DEFENSE ACQUISITION... Purchase Financing 232.202-4 Security for Government financing. (a)(2) When determining whether an offeror...
48 CFR 232.202-4 - Security for Government financing.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 3 2010-10-01 2010-10-01 false Security for Government financing. 232.202-4 Section 232.202-4 Federal Acquisition Regulations System DEFENSE ACQUISITION... Purchase Financing 232.202-4 Security for Government financing. (a)(2) When determining whether an offeror...
17 CFR 248.1 - Purpose and scope.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Purpose and scope. 248.1 Section 248.1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal...
29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.
Code of Federal Regulations, 2014 CFR
2014-07-01
... 29 Labor 4 2014-07-01 2014-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...
29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.
Code of Federal Regulations, 2013 CFR
2013-07-01
... 29 Labor 4 2013-07-01 2013-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...
29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.
Code of Federal Regulations, 2010 CFR
2010-07-01
... 29 Labor 4 2010-07-01 2010-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...
29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.
Code of Federal Regulations, 2012 CFR
2012-07-01
... 29 Labor 4 2012-07-01 2012-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...
29 CFR 1611.15 - Exemption-EEOC Personnel Security Files.
Code of Federal Regulations, 2011 CFR
2011-07-01
... 29 Labor 4 2011-07-01 2011-07-01 false Exemption-EEOC Personnel Security Files. 1611.15 Section 1611.15 Labor Regulations Relating to Labor (Continued) EQUAL EMPLOYMENT OPPORTUNITY COMMISSION PRIVACY ACT REGULATIONS § 1611.15 Exemption—EEOC Personnel Security Files. EEOC's system of records entitled...
20 CFR 410.670c - Application of circuit court law.
Code of Federal Regulations, 2010 CFR
2010-04-01
... Section 410.670c Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL COAL MINE HEALTH AND SAFETY... the Social Security Act or regulations unless the Government seeks further review or the... with the Administration's interpretation of a provision of the Social Security Act or regulations and...
17 CFR 240.15c3-4 - Internal risk management control systems for OTC derivatives dealers.
Code of Federal Regulations, 2014 CFR
2014-04-01
... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Internal risk management control systems for OTC derivatives dealers. 240.15c3-4 Section 240.15c3-4 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and Regulations Under the...
He, Ying; Johnson, Chris
2015-11-01
The recurrence of past security breaches in healthcare showed that lessons had not been effectively learned across different healthcare organisations. Recent studies have identified the need to improve learning from incidents and to share security knowledge to prevent future attacks. Generic Security Templates (GSTs) have been proposed to facilitate this knowledge transfer. The objective of this paper is to evaluate whether potential users in healthcare organisations can exploit the GST technique to share lessons learned from security incidents. We conducted a series of case studies to evaluate GSTs. In particular, we used a GST for a security incident in the US Veterans' Affairs Administration to explore whether security lessons could be applied in a very different Chinese healthcare organisation. The results showed that Chinese security professional accepted the use of GSTs and that cyber security lessons could be transferred to a Chinese healthcare organisation using this approach. The users also identified the weaknesses and strengths of GSTs, providing suggestions for future improvements. Generic Security Templates can be used to redistribute lessons learned from security incidents. Sharing cyber security lessons helps organisations consider their own practices and assess whether applicable security standards address concerns raised in previous breaches in other countries. The experience gained from this study provides the basis for future work in conducting similar studies in other healthcare organisations. Copyright © 2015 Elsevier Ireland Ltd. All rights reserved.
32 CFR 2700.3 - Applicability.
Code of Federal Regulations, 2011 CFR
2011-07-01
... Defense Other Regulations Relating to National Defense OFFICE FOR MICRONESIAN STATUS NEGOTIATIONS SECURITY INFORMATION REGULATIONS Introduction § 2700.3 Applicability. This Regulation supplements E.O. 12065 within OMSN with regard to National Security Information. In consonance with the authorities listed in § 2700...
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 6 2010-10-01 2010-10-01 true Authority. 2301.103 Section 2301.103 Federal Acquisition Regulations System SOCIAL SECURITY ADMINISTRATION GENERAL SOCIAL SECURITY ACQUISITION REGULATION SYSTEM Purpose, Authority, Issuance 2301.103 Authority. The SSAR is prescribed under...
48 CFR 3003.204 - Treatment of violations.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Treatment of violations. 3003.204 Section 3003.204 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS...
48 CFR 3003.101 - Standards of conduct.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Standards of conduct. 3003.101 Section 3003.101 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL IMPROPER BUSINESS PRACTICES AND PERSONAL CONFLICTS OF...
48 CFR 3019.708 - Contract clauses.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Contract clauses. 3019.708 Section 3019.708 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) SOCIOECONOMIC PROGRAMS SMALL BUSINESS PROGRAMS The Small Business Subcontracting...
48 CFR 3004.804 - Closeout of contract files.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 7 2010-10-01 2010-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...
48 CFR 3004.804 - Closeout of contract files.
Code of Federal Regulations, 2012 CFR
2012-10-01
... 48 Federal Acquisition Regulations System 7 2012-10-01 2012-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...
48 CFR 3004.804 - Closeout of contract files.
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 7 2011-10-01 2011-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...
48 CFR 3004.804 - Closeout of contract files.
Code of Federal Regulations, 2014 CFR
2014-10-01
... 48 Federal Acquisition Regulations System 7 2014-10-01 2014-10-01 false Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...
48 CFR 3004.804 - Closeout of contract files.
Code of Federal Regulations, 2013 CFR
2013-10-01
... 48 Federal Acquisition Regulations System 7 2013-10-01 2012-10-01 true Closeout of contract files. 3004.804 Section 3004.804 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL ADMINISTRATIVE MATTERS Government Contract Files...
Code of Federal Regulations, 2011 CFR
2011-10-01
... 48 Federal Acquisition Regulations System 7 2011-10-01 2011-10-01 false Waiver. 3030.201-5 Section 3030.201-5 Federal Acquisition Regulations System DEPARTMENT OF HOMELAND SECURITY, HOMELAND SECURITY ACQUISITION REGULATION (HSAR) GENERAL CONTRACTING REQUIREMENTS COST ACCOUNTING STANDARDS ADMINISTRATION CAS...
48 CFR 452.228-70 - Alternative Forms of Security.
Code of Federal Regulations, 2010 CFR
2010-10-01
... 48 Federal Acquisition Regulations System 4 2010-10-01 2010-10-01 false Alternative Forms of Security. 452.228-70 Section 452.228-70 Federal Acquisition Regulations System DEPARTMENT OF AGRICULTURE... Alternative Forms of Security. As prescribed in 428.204-2, insert the following provision: Alternative Forms...
17 CFR 248.103-248.119 - [Reserved
Code of Federal Regulations, 2012 CFR
2012-04-01
... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false [Reserved] 248.103-248.119 Section 248.103-248.119 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-AM: Limitations on Affiliate Marketing §§ 248.103-248.119 [Reserved] ...
17 CFR 248.103-248.119 - [Reserved
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false [Reserved] 248.103-248.119 Section 248.103-248.119 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-AM: Limitations on Affiliate Marketing §§ 248.103-248.119 [Reserved] ...
17 CFR 248.103-248.119 - [Reserved
Code of Federal Regulations, 2013 CFR
2013-04-01
... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false [Reserved] 248.103-248.119 Section 248.103-248.119 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-AM: Limitations on Affiliate Marketing §§ 248.103-248.119 [Reserved] ...
17 CFR 248.103-248.119 - [Reserved
Code of Federal Regulations, 2011 CFR
2011-04-01
... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false [Reserved] 248.103-248.119 Section 248.103-248.119 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) REGULATIONS S-P AND S-AM Regulation S-AM: Limitations on Affiliate Marketing §§ 248.103-248.119 [Reserved] ...
17 CFR 232.12 - Business hours of the Commission.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Business hours of the Commission. 232.12 Section 232.12 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION REGULATION S-T-GENERAL RULES AND REGULATIONS FOR ELECTRONIC FILINGS General § 232.12 Business hours of the...
17 CFR 230.501 - Definitions and terms used in Regulation D.
Code of Federal Regulations, 2010 CFR
2010-04-01
... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Definitions and terms used in Regulation D. 230.501 Section 230.501 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... price attributable to cash received in a foreign currency shall be translated into United States...
77 FR 11752 - 2012 Rates for Pilotage on the Great Lakes
Federal Register 2010, 2011, 2012, 2013, 2014
2012-02-28
... DEPARTMENT OF HOMELAND SECURITY Coast Guard 46 CFR Part 401 [USCG-2011-0328] RIN 1625-AB70 2012... Act requires the Secretary of Homeland Security to ``prescribe by regulation rates and charges for... of Homeland Security Delegation No. 0170.1, paragraph (92)(f). Coast Guard regulations implementing...
33 CFR 165.500 - Safety/Security Zones; Chesapeake Bay, Maryland.
Code of Federal Regulations, 2010 CFR
2010-07-01
... designated representative. (3) Persons desiring to transit the area of the security zone may contact the COTP... HOMELAND SECURITY (CONTINUED) PORTS AND WATERWAYS SAFETY REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS Specific Regulated Navigation Areas and Limited Access Areas Fifth Coast Guard District § 165.500...
33 CFR 165.1108 - Security Zones; Cruise Ships, Port of San Diego, California.
Code of Federal Regulations, 2010 CFR
2010-07-01
... to transit the area of the security zones may contact the Captain of the Port at telephone number..., DEPARTMENT OF HOMELAND SECURITY (CONTINUED) PORTS AND WATERWAYS SAFETY REGULATED NAVIGATION AREAS AND LIMITED ACCESS AREAS Specific Regulated Navigation Areas and Limited Access Areas Eleventh Coast Guard District...
Federal Register 2010, 2011, 2012, 2013, 2014
2011-11-14
...] Quarterly Listings; Safety Zones, Security Zones, Special Local Regulations, Drawbridge Operation... published in the Federal Register. This notice lists temporary safety zones, security zones, special local..., telephone (202) 372-3862. For questions on viewing, or on submitting material to the docket, contact Ms...
10 CFR 95.11 - Specific exemptions.
Code of Federal Regulations, 2010 CFR
2010-01-01
... and safety, and are consistent with the common defense and security; or (b) Coincidental with one or... the common defense and security that compensates for any decrease in security that may result from the... regulation and the licensee or applicant has made good faith efforts to comply with the regulation; (6) When...
10 CFR 95.11 - Specific exemptions.
Code of Federal Regulations, 2011 CFR
2011-01-01
... and safety, and are consistent with the common defense and security; or (b) Coincidental with one or... the common defense and security that compensates for any decrease in security that may result from the... regulation and the licensee or applicant has made good faith efforts to comply with the regulation; (6) When...
41 CFR 102-192.80 - How do we develop written security policies and plans?
Code of Federal Regulations, 2014 CFR
2014-01-01
... service and/or the Federal Protective Service to develop agency mail security policies and plans. The... written security policies and plans? 102-192.80 Section 102-192.80 Public Contracts and Property Management Federal Property Management Regulations System (Continued) FEDERAL MANAGEMENT REGULATION...
41 CFR 102-192.80 - How do we develop written security policies and plans?
Code of Federal Regulations, 2013 CFR
2013-07-01
... service and/or the Federal Protective Service to develop agency mail security policies and plans. The... written security policies and plans? 102-192.80 Section 102-192.80 Public Contracts and Property Management Federal Property Management Regulations System (Continued) FEDERAL MANAGEMENT REGULATION...