Sample records for statements securities act

  1. 17 CFR 210.8-02 - Annual financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Annual financial statements... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of...

  2. 17 CFR 210.8-08 - Age of financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Age of financial statements... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of...

  3. 17 CFR 210.3-12 - Age of financial statements at effective date of registration statement or at mailing date of...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Age of financial statements at... FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY... POLICY AND CONSERVATION ACT OF 1975 General Instructions As to Financial Statements § 210.3-12 Age of...

  4. 17 CFR 210.3-10 - Financial statements of guarantors and issuers of guaranteed securities registered or being...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... than U.S. Generally Accepted Accounting Principles or International Financial Reporting Standards as... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Financial statements of... FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY...

  5. 17 CFR 274.5 - Form N-5, for registration statement of small business investment company under the Securities...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form N-5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company...-5, for registration statement of small business investment company under the Securities Act of 1933...

  6. 17 CFR 210.3-19 - [Reserved

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY... POLICY AND CONSERVATION ACT OF 1975 General Instructions As to Financial Statements § 210.3-19 [Reserved] ...

  7. 17 CFR 210.3-07-210.3-08 - [Reserved

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF... ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 General Instructions As to Financial Statements §§ 210.3-07—210.3-08 [Reserved] ...

  8. 17 CFR 210.3-17 - Financial statements of natural persons.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Financial statements of... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES... Financial Statements § 210.3-17 Financial statements of natural persons. (a) In lieu of the financial...

  9. 32 CFR 806b.27 - When to include a Privacy Act warning statement in publications.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... include the Warning Statement when publications direct collection of the Social Security Number, or any part of the Social Security Number, from the individual. The warning statement will cite legal authority and when part of a record system, the Privacy Act system of records number and title. You can use...

  10. 17 CFR 230.488 - Effective date of registration statements relating to securities to be issued in certain business...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statements relating to securities to be issued in certain business combination transactions. 230.488 Section... REGULATIONS, SECURITIES ACT OF 1933 Investment Companies; Business Development Companies § 230.488 Effective date of registration statements relating to securities to be issued in certain business combination...

  11. 17 CFR 274.11A - Form N-1A, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of open-end management investment companies. 274.11A Section 274.11A Commodity and Securities...(b) of the Investment Company Act of 1940 by open-end management investment companies other than... registration under the Securities Act of 1933 of the securities of all open-end management investment companies...

  12. 17 CFR 230.608 - Prohibition of certain statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Prohibition of certain statements. 230.608 Section 230.608 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation E-Exemption for Securities of Small...

  13. 17 CFR 210.8-08 - Age of financial statements.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Age of financial statements. 210.8-08 Section 210.8-08 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM... CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-08 Age of...

  14. 17 CFR 210.8-08 - Age of financial statements.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Age of financial statements. 210.8-08 Section 210.8-08 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM... CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-08 Age of...

  15. 17 CFR 210.8-08 - Age of financial statements.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Age of financial statements. 210.8-08 Section 210.8-08 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM... CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-08 Age of...

  16. 17 CFR 230.417 - Date of financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Date of financial statements... RULES AND REGULATIONS, SECURITIES ACT OF 1933 General Requirements § 230.417 Date of financial statements. Whenever financial statements of any person are required to be furnished as of a date within a...

  17. 17 CFR 274.11 - Form N-1, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of open-end management investment companies. 274.11 Section 274.11 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT...(b) of the Investment Company Act of 1940 by open-end management investment companies that are...

  18. 17 CFR 230.484 - Undertaking required in certain registration statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Undertaking required in certain registration statements. 230.484 Section 230.484 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Investment Companies; Business...

  19. 17 CFR 230.259 - Withdrawal or abandonment of offering statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Withdrawal or abandonment of offering statements. 230.259 Section 230.259 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Regulation A-Conditional Small Issues...

  20. 17 CFR 210.5-04 - What schedules are to be filed.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... reflected in the audited consolidated financial statements required by §§ 210.3-01 and 3-02. The schedule... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... shown in the related financial statement or in a note thereto without making such statement unclear or...

  1. Suicide Awareness

    MedlinePlus

    ... Resources Resource Request System Contact Us Legal and Security Accessibility Accessibility Tools Disclaimer Privacy Act Statement & Security No Fear Act FOIA Inspector General Audits & Investigative ...

  2. Maritime security : progress made in implementing Maritime Transportation Security Act, but concerns remain : statement of Margaret Wrightson, Director, Homeland Security and Justice Issues

    DOT National Transportation Integrated Search

    2003-09-09

    After the events of September 11, 2001, concerns were raised over the security of U.S. ports and waterways. In response to the concerns over port security, Congress passed the Maritime Transportation Security Act in November 2002. The act created a b...

  3. 17 CFR 210.11-01 - Presentation requirements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... registrant's most recent annual consolidated financial statements filed at or prior to the date of... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... fully reflected in the financial statements of the registrant included in the filing; (5) During the...

  4. Preventing Abuse and Neglect

    MedlinePlus

    ... Resources Resource Request System Contact Us Legal and Security Accessibility Accessibility Tools Disclaimer Privacy Act Statement & Security No Fear Act FOIA Inspector General Audits & Investigative ...

  5. 17 CFR 210.3-16 - Financial statements of affiliates whose securities collateralize an issue registered or being...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... POLICY AND CONSERVATION ACT OF 1975 General Instructions As to Financial Statements § 210.3-16 Financial... the securities as carried by the registrant, or the market value of such securities, whichever is the...

  6. 17 CFR 210.3A-04 - Intercompany items and transactions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Financial Statements § 210.3A-04 Intercompany items and transactions. In general, there shall be eliminated intercompany items and transactions between persons included in the (a) consolidated financial statements being... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

  7. 17 CFR 210.6A-03 - Statements of financial condition.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE ACT OF 1934, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Employee Stock Purchase... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Statements of financial...

  8. 17 CFR 240.14a-12 - Solicitation before furnishing a proxy statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Solicitation before furnishing a proxy statement. 240.14a-12 Section 240.14a-12 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 Rules and...

  9. 17 CFR 240.15d-2 - Special financial report.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Special financial report. 240....15d-2 Special financial report. (a) If the registration statement under the Securities Act of 1933 did... registration statement, file a special report furnishing certified financial statements for such last full...

  10. 17 CFR 210.7-05 - What schedules are to be filed.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... the audited consolidated financial statements required by §§ 210.3-01 and 3-02. The schedule may be... AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE... notes thereto) may be shown in the related financial statement or in a note thereto without making such...

  11. 5 CFR 844.201 - General requirements.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... withdrawal of an application for social security disability benefits. (c) An agency may consider the... the Social Security Act; or (ii) An official statement from the Social Security Administration that... Social Security Act. (2) A disability retirement application under this part will be dismissed when OPM...

  12. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY... to be used; (2) All alternative treatments within Generally Accepted Accounting Principles for...

  13. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY... to be used; (2) All alternative treatments within Generally Accepted Accounting Principles for...

  14. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY... to be used; (2) All alternative treatments within Generally Accepted Accounting Principles for...

  15. 17 CFR 210.12-25 - Supplementary profit and loss information.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Supplementary profit and loss information. 210.12-25 Section 210.12-25 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, PUBLIC UTILITY...

  16. 17 CFR 270.0-3 - Amendments to registration statements and reports.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Amendments to registration statements and reports. 270.0-3 Section 270.0-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.0-3 Amendments to...

  17. 17 CFR 249.802 - Form X-15AJ-1, for amendatory and/or supplementary statements to registration statement of a...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... EXCHANGE COMMISSION (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and...

  18. 17 CFR 249.802 - Form X-15AJ-1, for amendatory and/or supplementary statements to registration statement of a...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... EXCHANGE COMMISSION (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and...

  19. 17 CFR 249.802 - Form X-15AJ-1, for amendatory and/or supplementary statements to registration statement of a...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE COMMISSION (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and...

  20. 17 CFR 249.802 - Form X-15AJ-1, for amendatory and/or supplementary statements to registration statement of a...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... EXCHANGE COMMISSION (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and...

  1. 17 CFR 249.802 - Form X-15AJ-1, for amendatory and/or supplementary statements to registration statement of a...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... EXCHANGE COMMISSION (CONTINUED) FORMS, SECURITIES EXCHANGE ACT OF 1934 Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and...

  2. 17 CFR 210.12-10-210.12-11 - [Reserved

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF... ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules §§ 210.12-10—210.12-11 [Reserved] for management investment companies ...

  3. 17 CFR 210.12-10-210.12-11 - [Reserved

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF... ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Form and Content of Schedules §§ 210.12-10—210.12-11 [Reserved] for management investment companies ...

  4. 17 CFR 239.39 - Form F-9, for registration under the Securities Act of 1933 of certain investment grade debt or...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... under the Securities Act of 1933 of certain investment grade debt or investment grade preferred... Statements § 239.39 Form F-9, for registration under the Securities Act of 1933 of certain investment grade debt or investment grade preferred securities of certain Canadian issuers. (a) Form F-9 may be used for...

  5. 17 CFR 269.1 - Form T-1, for statement of eligibility and qualification for corporate trustees.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Form T-1, for statement of eligibility and qualification for corporate trustees. 269.1 Section 269.1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.1...

  6. 17 CFR 269.1 - Form T-1, for statement of eligibility and qualification for corporate trustees.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Form T-1, for statement of eligibility and qualification for corporate trustees. 269.1 Section 269.1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.1...

  7. 17 CFR 269.1 - Form T-1, for statement of eligibility and qualification for corporate trustees.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Form T-1, for statement of eligibility and qualification for corporate trustees. 269.1 Section 269.1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.1...

  8. 17 CFR 269.1 - Form T-1, for statement of eligibility and qualification for corporate trustees.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form T-1, for statement of eligibility and qualification for corporate trustees. 269.1 Section 269.1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.1...

  9. 17 CFR 269.1 - Form T-1, for statement of eligibility and qualification for corporate trustees.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Form T-1, for statement of eligibility and qualification for corporate trustees. 269.1 Section 269.1 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.1...

  10. 17 CFR 269.2 - Form T-2, for statement of eligibility and qualification for individual trustees.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Form T-2, for statement of... SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.2 Form T-2, for statement of eligibility and qualification for individual trustees. This form shall be...

  11. 17 CFR 269.2 - Form T-2, for statement of eligibility and qualification for individual trustees.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Form T-2, for statement of... SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.2 Form T-2, for statement of eligibility and qualification for individual trustees. This form shall be...

  12. 17 CFR 269.2 - Form T-2, for statement of eligibility and qualification for individual trustees.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Form T-2, for statement of... SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.2 Form T-2, for statement of eligibility and qualification for individual trustees. This form shall be...

  13. 17 CFR 269.2 - Form T-2, for statement of eligibility and qualification for individual trustees.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Form T-2, for statement of... SECURITIES AND EXCHANGE COMMISSION (CONTINUED) FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 § 269.2 Form T-2, for statement of eligibility and qualification for individual trustees. This form shall be...

  14. 17 CFR 210.9-01 - Application of §§ 210.9-01 to 210.9-07

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES....9-01 Application of §§ 210.9-01 to 210.9-07 This article is applicable to consolidated financial statements filed for bank holding companies and to any financial statements of banks that are included in...

  15. 17 CFR 210.8-06 - Real estate operations acquired or to be acquired.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933..., INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-06 Real estate operations acquired or to be acquired. If...

  16. 17 CFR 230.480 - Title of securities.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... REGULATIONS, SECURITIES ACT OF 1933 Investment Companies; Business Development Companies § 230.480 Title of securities. If a registration statement is prepared on a form available solely to investment companies registered under the Investment Company Act of 1940, or a business development company which is selling or...

  17. 5 CFR 844.201 - General requirements.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... regains competency or a court appoints a fiduciary, whichever is earlier. (b)(1) Before payment of a... the Social Security Act; or (ii) An official statement from the Social Security Administration that... Social Security Act. (2) A disability retirement application under this part will be dismissed when OPM...

  18. 17 CFR 240.13e-100 - Schedule 13E-3, Transaction statement under section 13(e) of the Securities Exchange Act of 1934...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    .... If an item is inapplicable or the answer is in the negative, so state. The statement published, sent or given to security holders may omit negative and not applicable responses, except that responses to.... Information contained in exhibits to the statement may be incorporated by reference in answer or partial...

  19. 17 CFR 210.2-07 - Communication with audit committees.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES..., INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Qualifications and Reports of... critical accounting policies and practices to be used; (2) All alternative treatments within Generally...

  20. 17 CFR 210.2-02 - Accountants' reports and attestation reports.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... respect of the financial statements covered by the report and the accounting principles and practices... accounting principles, or as to any changes in such principles which have a material effect on the financial... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

  1. 78 FR 76843 - Statement of Delegation of Authority

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-19

    ... Security Act (42 U.S.C. 1396b) for the establishment or operation of a Medicaid Fraud Control Unit. This... Social Security Act (42 U.S.C. 1316(e)(1)) to conduct reconsiderations of disallowances of any item or...

  2. 17 CFR 210.3A-01 - Application of § 210.3A-01 to § 210.3A-05.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Financial Statements § 210.3A-01 Application of § 210.3A-01 to § 210.3A-05. Sections 210.3A-01 to 210.3A-05 shall govern the presentation of consolidated and combined financial statements. [44 FR 19386, Apr. 3... COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

  3. 17 CFR 210.3-13 - Filing of other financial statements in certain cases.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933... Financial Statements § 210.3-13 Filing of other financial statements in certain cases. The Commission may... investors, permit the omission of one or more of the financial statements herein required or the filing in...

  4. 44 CFR 6.3 - Collection and use of information (Privacy Act statements).

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... identity of an individual, and the social security number will become a part of a system of records in... in compliance with the Act and these regulations. (c) Solicitation of Social Security numbers. Before... such individual refuses to disclose his/her social security account number, the employee of FEMA shall...

  5. 17 CFR 230.430A - Prospectus in a registration statement at the time of effectiveness.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... SECURITIES AND EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Form and Content of Prospectuses § 230.430A Prospectus in a registration statement at the time of effectiveness. (a) The form of... respect to the public offering price, underwriting syndicate (including any material relationships between...

  6. 17 CFR 210.9-06 - Condensed financial information of registrant.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933... be presented in a note to the financial statements when the restricted net assets (§ 210.4-08(e)(3... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Condensed financial...

  7. 77 FR 42175 - Securities Act Industry Guides

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-07-18

    ... June 30, 2009, the Financial Accounting Standards Board (``FASB'') issued FASB Statement of Financial... Accepted Accounting Principles--a replacement of FASB Statement No. 162 (``Statement No. 168''), to establish the FASB Codification as the source of authoritative non-Commission accounting principles...

  8. 17 CFR 210.12-12 - Investments in securities of unaffiliated issuers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Investments in securities of unaffiliated issuers. 210.12-12 Section 210.12-12 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

  9. 17 CFR 229.510 - (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities. 229.510 Section 229.510 Commodity and...-REGULATION S-K Registration Statement and Prospectus Provisions § 229.510 (Item 510) Disclosure of Commission...

  10. 17 CFR 229.510 - (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities. 229.510 Section 229.510 Commodity and...-REGULATION S-K Registration Statement and Prospectus Provisions § 229.510 (Item 510) Disclosure of Commission...

  11. 17 CFR 229.510 - (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false (Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities. 229.510 Section 229.510 Commodity and...-REGULATION S-K Registration Statement and Prospectus Provisions § 229.510 (Item 510) Disclosure of Commission...

  12. 75 FR 53998 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-02

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62787; File No. SR-FINRA-2010-045] Self... Effectiveness of Proposed Rule Change To Amend the Security Futures Risk Disclosure Statement August 27, 2010. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder...

  13. 17 CFR 210.7-04 - Income statements.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Income statements. 210.7-04... 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Insurance Companies § 210.7-04 Income statements... face of the income statements and in the notes thereto filed for persons to whom this article pertains...

  14. 17 CFR 210.7-04 - Income statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Income statements. 210.7-04... 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Insurance Companies § 210.7-04 Income statements... face of the income statements and in the notes thereto filed for persons to whom this article pertains...

  15. 17 CFR 210.12-04 - Condensed financial information of registrant.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... and for the same periods for which audited consolidated financial statements are required. The... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933... with complete financial statements may be omitted with the exception of disclosures regarding material...

  16. 12 CFR 208.36 - Reporting requirements for State member banks subject to the Securities Exchange Act of 1934.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... recent fiscal year, and no foreign offices, may elect to substitute for the financial statements required... qualifying for and electing to file financial statements from its quarterly report of condition pursuant to... statement or schedule, only the particular financial statement or schedule need be included. All copies of...

  17. 12 CFR 563d.210 - Form and content of financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 5 2010-01-01 2010-01-01 false Form and content of financial statements. 563d... SECURITIES OF SAVINGS ASSOCIATIONS Regulations § 563d.210 Form and content of financial statements. The financial statements required to be contained in filings with the Office under the Act are as set out in the...

  18. 17 CFR 210.6-10 - What schedules are to be filed.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false What schedules are to be filed. 210.6-10 Section 210.6-10 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE...

  19. 17 CFR 210.6A-05 - What schedules are to be filed.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false What schedules are to be filed. 210.6A-05 Section 210.6A-05 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE...

  20. 17 CFR 210.3-14 - Special instructions for real estate operations to be acquired.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT... General Instructions As to Financial Statements § 210.3-14 Special instructions for real estate operations to be acquired. (a) If, during the period for which income statements are required, the registrant...

  1. 17 CFR 210.3-15 - Special provisions as to real estate investment trusts.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933... Financial Statements § 210.3-15 Special provisions as to real estate investment trusts. (a)(1) The income statement prepared pursuant to § 210.5-03 shall include the following additional captions between those...

  2. 17 CFR 210.11-03 - Presentation of financial forecast.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... required by generally accepted accounting principles. Form and Content of Schedules general ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Presentation of financial... FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES...

  3. 17 CFR 229.512 - (Item 512) Undertakings.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY... deviation from the low or high end of the estimated maximum offering range may be reflected in the form of... the registration statement is on Form S-8 (§ 239.16b of this chapter), and the information required to...

  4. 17 CFR 229.512 - (Item 512) Undertakings.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY... deviation from the low or high end of the estimated maximum offering range may be reflected in the form of... the registration statement is on Form S-8 (§ 239.16b of this chapter), and the information required to...

  5. 17 CFR 229.512 - (Item 512) Undertakings.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY... deviation from the low or high end of the estimated maximum offering range may be reflected in the form of... the registration statement is on Form S-8 (§ 239.16b of this chapter), and the information required to...

  6. Aviation security : terrorist acts illustrate severe weaknesses in aviation security

    DOT National Transportation Integrated Search

    2001-09-20

    This is the statement of Gerald L. Dillingham, Director, Physical Infrastructure Issues before the Subcommittee on Transportation, Senate and House Committees on Appropriations regarding vulnerabilities to terrorist attacks of the nation's aviation s...

  7. 17 CFR 210.2-05 - Examination of financial statements by more than one accountant.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... statements by more than one accountant. 210.2-05 Section 210.2-05 Commodity and Securities Exchanges... OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Qualifications and Reports of Accountants § 210.2-05 Examination of financial statements by more than one accountant. If, with respect to the...

  8. 17 CFR 210.2-05 - Examination of financial statements by more than one accountant.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... statements by more than one accountant. 210.2-05 Section 210.2-05 Commodity and Securities Exchanges... OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Qualifications and Reports of Accountants § 210.2-05 Examination of financial statements by more than one accountant. If, with respect to the...

  9. 17 CFR 210.2-05 - Examination of financial statements by more than one accountant.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... statements by more than one accountant. 210.2-05 Section 210.2-05 Commodity and Securities Exchanges... OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Qualifications and Reports of Accountants § 210.2-05 Examination of financial statements by more than one accountant. If, with respect to the...

  10. 17 CFR 230.483 - Exhibits for certain registration statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Investment Companies; Business Development..., or a business development company which is selling or proposing to sell its securities pursuant to a... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Exhibits for certain...

  11. 76 FR 2049 - Suspension of the Duty To File Reports for Classes of Asset-Backed Securities Under Section 15(d...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-12

    ... securities of the class sold in a registered transaction held by non-affiliates of the depositor. We are also... that for issuers without a class of securities registered under the Exchange Act the duty to file... the registration statement for the securities became effective, if the securities of each class to...

  12. 17 CFR 239.17c - Form N-6, registration statement for separate accounts organized as unit investment trusts that...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... insurance policies. Form N-6 shall be used for registration under the Securities Act of 1933 of securities... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Form N-6, registration... policies. 239.17c Section 239.17c Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION...

  13. 75 FR 38853 - Proposed Collection; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-06

    ... SECURITIES AND EXCHANGE COMMISSION [Form N-14; SEC File No. 270-297; OMB Control No. 3235-0336... Commission, Office of Investor Education and Advocacy, Washington, DC 20549-0213. Extension: Form N-14, SEC... approval. Form N-14 (17 CFR 239.23)--Registration Statement Under the Securities Act of 1933 for Securities...

  14. 48 CFR 1552.224-70 - Social security numbers of consultants and certain sole proprietors and Privacy Act statement.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 48 Federal Acquisition Regulations System 6 2011-10-01 2011-10-01 false Social security numbers of... CONTRACT CLAUSES Texts of Provisions and Clauses 1552.224-70 Social security numbers of consultants and... provision in all solicitations. Social Security Numbers of Consultants and Certain Sole Proprietors and...

  15. 12 CFR 326.8 - Bank Secrecy Act compliance.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 12 Banks and Banking 4 2011-01-01 2011-01-01 false Bank Secrecy Act compliance. 326.8 Section 326.8 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS OF GENERAL POLICY MINIMUM SECURITY DEVICES AND PROCEDURES AND BANK SECRECY ACT 1 COMPLIANCE Procedures for...

  16. 12 CFR 326.8 - Bank Secrecy Act compliance.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 4 2010-01-01 2010-01-01 false Bank Secrecy Act compliance. 326.8 Section 326.8 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS OF GENERAL POLICY MINIMUM SECURITY DEVICES AND PROCEDURES AND BANK SECRECY ACT 1 COMPLIANCE Procedures for...

  17. 78 FR 20988 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-08

    ...) of the Securities Exchange Act of 1934 (the ``Act''),\\1\\ and Rule 19b-4 thereunder,\\2\\ notice is.... \\1\\ 15 U.S.C. 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the... submission of a proposed rule change to adopt transaction fees for Mini Options.'' \\4\\ The Exchange is...

  18. 48 CFR 1552.224-70 - Social security numbers of consultants and certain sole proprietors and Privacy Act statement.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 48 Federal Acquisition Regulations System 6 2010-10-01 2010-10-01 true Social security numbers of... Acquisition Regulations System ENVIRONMENTAL PROTECTION AGENCY CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT CLAUSES Texts of Provisions and Clauses 1552.224-70 Social security numbers of consultants and...

  19. 45 CFR 160.103 - Definitions.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ..., the following definitions apply to this subchapter: Act means the Social Security Act. Administrative..., statements, and other required documents. Electronic media means: (1) Electronic storage material on which...) and any removable/transportable digital memory medium, such as magnetic tape or disk, optical disk, or...

  20. 45 CFR 160.103 - Definitions.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ..., the following definitions apply to this subchapter: Act means the Social Security Act. Administrative..., statements, and other required documents. Electronic media means: (1) Electronic storage material on which...) and any removable/transportable digital memory medium, such as magnetic tape or disk, optical disk, or...

  1. 78 FR 52808 - Proposed Collection; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-08-26

    .... Please direct your written comments to Thomas Bayer, Chief Information Officer, Securities and Exchange....) (``Securities Act''). The primary purpose of the registration process is to provide disclosure of financial and... policy-making roles. The Commission estimates that there are 162 initial registration statements and 29...

  2. 17 CFR 230.408 - Additional information.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Additional information. 230... RULES AND REGULATIONS, SECURITIES ACT OF 1933 General Requirements § 230.408 Additional information. (a) In addition to the information expressly required to be included in a registration statement, there...

  3. 12 CFR 335.701 - Filing requirements, public reference, and confidentiality.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... filing any statement, report, or document under the Act may make a written objection to the public... FDIC's office in Washington, DC should be addressed as follows: Attention: Accounting and Securities... Insurance Corporation, Accounting and Securities Disclosure Section, Division of Supervision and Consumer...

  4. 17 CFR 239.33 - Form F-3, for registration under the Securities Act of 1933 of securities of certain foreign...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Form F-3, for registration... CFR 230.405); or (v) Discloses in the registration statement that it has a reasonable belief that it... offering of non-convertible investment grade securities, discloses the basis for such belief, and files a...

  5. 17 CFR 239.33 - Form F-3, for registration under the Securities Act of 1933 of securities of certain foreign...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Form F-3, for registration... CFR 230.405); or (v) Discloses in the registration statement that it has a reasonable belief that it... offering of non-convertible investment grade securities, discloses the basis for such belief, and files a...

  6. 17 CFR 239.33 - Form F-3, for registration under the Securities Act of 1933 of securities of certain foreign...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Form F-3, for registration... CFR 230.405); or (v) Discloses in the registration statement that it has a reasonable belief that it... offering of non-convertible investment grade securities, discloses the basis for such belief, and files a...

  7. 17 CFR 260.0-11 - Liability for certain statements by issuers.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... (loss), earnings (loss) per share, capital expenditures, dividends, capital structure or other financial...) At the time such statements are made or reaffirmed, either the issuer is subject to the reporting... subject to the reporting requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934...

  8. 17 CFR 260.0-11 - Liability for certain statements by issuers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... (loss), earnings (loss) per share, capital expenditures, dividends, capital structure or other financial...) At the time such statements are made or reaffirmed, either the issuer is subject to the reporting... subject to the reporting requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934...

  9. 77 FR 69525 - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-19

    .... B. Self-Regulatory Organization's Statement on Burden on Competition The Exchange does not believe... furtherance of the purposes of the Act. C. Self-Regulatory Organization's Statement on Comments on the... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-68217; File No. SR-Phlx-2012-130] Self...

  10. 29 CFR 2550.404c-1 - ERISA section 404(c) plans.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... investment company described in section 3(a) of the Investment Company Act of 1940, or a series investment... similar institution; (iii) A pooled separate account or a fixed rate investment contract of an insurance... the Securities Act of 1933 or the Investment Company Act of 1940), financial statements and reports...

  11. H.R. 1291, 21st Century Montgomery GI Bill Enhancement Act. Hearings before the Subcommittee on Benefits of the Committee on Veterans' Affairs, House of Representatives, One Hundred Seventh Congress, First Session (May 24, 2001 and June 7, 2001).

    ERIC Educational Resources Information Center

    Congress of the U.S., Washington, DC. House Committee on Veterans' Affairs.

    These reports are of two congressional hearings on H.R. 1291, the 21st Century Montgomery GI Bill Enhancement Act (MGIB 21). They focus primarily on MGIB 21 as a recruiting tool. Testimony includes statements and prepared statements of representatives and witnesses representing the United States (U.S.) Commission on National Security in the 21st…

  12. 77 FR 27101 - Proposed Collection; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-05-08

    ... statement of additional information covering essential information about a separate account. Section 5(b) of the Securities Act requires that investors be provided with a prospectus containing the information... Investment Company Act and to enable filers to provide investors with information necessary to evaluate an...

  13. 17 CFR 239.13 - Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Form S-3, for registration... statement that it has a reasonable belief that it would have been eligible to use this Form S-3 as of... securities, discloses the basis for such belief, and files a final prospectus for an offering pursuant to...

  14. 17 CFR 239.13 - Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Form S-3, for registration... statement that it has a reasonable belief that it would have been eligible to use this Form S-3 as of... securities, discloses the basis for such belief, and files a final prospectus for an offering pursuant to...

  15. 17 CFR 239.13 - Form S-3, for registration under the Securities Act of 1933 of securities of certain issuers...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Form S-3, for registration... statement that it has a reasonable belief that it would have been eligible to use this Form S-3 as of... securities, discloses the basis for such belief, and files a final prospectus for an offering pursuant to...

  16. 17 CFR 274.219 - Form N-17f-1, cover page for each certificate of accounting of securities and similar investments...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... each certificate of accounting of securities and similar investments of a management investment company... PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 Forms for Other Statements § 274.219 Form N-17f-1, cover page for each certificate of accounting of securities and similar investments of a management...

  17. 17 CFR 229.302 - (Item 302) Supplementary financial information.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... paragraphs 9-34 of Statement of Financial Accounting Standards (“SFAS”) No. 69, “Disclosures about Oil and... financial information. 229.302 Section 229.302 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... 1934 AND ENERGY POLICY AND CONSERVATION ACT OF 1975-REGULATION S-K Financial Information § 229.302...

  18. 17 CFR 210.8-01 - Preliminary Notes to Article 8.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Preliminary Notes to Article 8... CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-01 Preliminary Notes to Article 8. Sections 210.8-01 to 210.8-08 shall be applicable to financial statements filed for...

  19. 17 CFR 230.135 - Notice of proposed registered offerings.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... through any medium a notice of a proposed offering to be registered under the Act will not be deemed to... issuer is directing its offering to only a particular class of purchasers; (vii) Any statements or... offering. In a rights offering to existing security holders: (1) The class of security holders eligible to...

  20. 48 CFR 652.236-72 - Statement of Qualifications for the Omnibus Diplomatic Security and Antiterrorism Act.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... Department of Defense facility security clearance because each co-venturer may post particular problems in... Acquisition Regulations System DEPARTMENT OF STATE CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT... progress have not yet been performed for purposes of this definition. Type of construction means the...

  1. 48 CFR 652.236-72 - Statement of Qualifications for the Omnibus Diplomatic Security and Antiterrorism Act.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... Department of Defense facility security clearance because each co-venturer may post particular problems in... Acquisition Regulations System DEPARTMENT OF STATE CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT... progress have not yet been performed for purposes of this definition. Type of construction means the...

  2. 48 CFR 652.236-72 - Statement of Qualifications for the Omnibus Diplomatic Security and Antiterrorism Act.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... Department of Defense facility security clearance because each co-venturer may post particular problems in... Acquisition Regulations System DEPARTMENT OF STATE CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT... progress have not yet been performed for purposes of this definition. Type of construction means the...

  3. 48 CFR 652.236-72 - Statement of Qualifications for the Omnibus Diplomatic Security and Antiterrorism Act.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... Department of Defense facility security clearance because each co-venturer may post particular problems in... Acquisition Regulations System DEPARTMENT OF STATE CLAUSES AND FORMS SOLICITATION PROVISIONS AND CONTRACT... progress have not yet been performed for purposes of this definition. Type of construction means the...

  4. 32 CFR 327.6 - Collecting personal information

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

  5. 32 CFR 327.6 - Collecting personal information.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

  6. 32 CFR 327.6 - Collecting personal information

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

  7. 76 FR 72227 - Proposed Collection; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-22

    ... Management and Budget for extension and approval. Regulation S-K (17 CFR 229.101--et seq.) specifies the non- financial disclosure requirements applicable to registration statements under the Securities Act of 1933 (15...

  8. 32 CFR 327.6 - Collecting personal information

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

  9. 32 CFR 327.6 - Collecting personal information.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... records, or similar information. (c) Collecting social security numbers (SSNs). (1) It is unlawful for... inclusion in a system of records, a Privacy Act Statement is required regardless of the medium used to...

  10. 32 CFR 806b.51 - Privacy and the Web.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 32 National Defense 6 2013-07-01 2013-07-01 false Privacy and the Web. 806b.51 Section 806b.51 National Defense Department of Defense (Continued) DEPARTMENT OF THE AIR FORCE ADMINISTRATION PRIVACY ACT... security notices at major web site entry points and Privacy Act statements or Privacy Advisories when...

  11. 76 FR 72968 - Statement of Findings: Soboba Band of Luiseño Indians Settlement Act of 2008

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-11-28

    ... for construction of certain water projects to facilitate exercise of the Tribe's water rights secured... the United States on behalf of the Tribe, the Tribe, the Metropolitan Water District of Southern California, Eastern Municipal Water District, and Lake Hemet Municipal Water District. The Settlement Act...

  12. 75 FR 11603 - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-11

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61647; File No. SR-MSRB-2010-01] Self... of the self- regulatory organization pursuant to Section 19(b)(3)(A)(i) of the Act,\\3\\ and Rule 19b-4...)(1). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule...

  13. 16 CFR 802.21 - Acquisitions of voting securities not meeting or exceeding greater notification threshold (as...

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 16 Commercial Practices 1 2013-01-01 2013-01-01 false Acquisitions of voting securities not meeting or exceeding greater notification threshold (as adjusted). 802.21 Section 802.21 Commercial Practices FEDERAL TRADE COMMISSION RULES, REGULATIONS, STATEMENTS AND INTERPRETATIONS UNDER THE HART-SCOTT-RODINO ANTITRUST IMPROVEMENTS ACT OF 1976...

  14. 16 CFR 802.21 - Acquisitions of voting securities not meeting or exceeding greater notification threshold (as...

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 16 Commercial Practices 1 2014-01-01 2014-01-01 false Acquisitions of voting securities not meeting or exceeding greater notification threshold (as adjusted). 802.21 Section 802.21 Commercial Practices FEDERAL TRADE COMMISSION RULES, REGULATIONS, STATEMENTS AND INTERPRETATIONS UNDER THE HART-SCOTT-RODINO ANTITRUST IMPROVEMENTS ACT OF 1976...

  15. DOD Financial Management: Significant Improvements Needed in Efforts to Address Improper Payment Requirements

    DTIC Science & Technology

    2013-05-01

    Agenda RAA Recovery Auditing Act SBR Statement of Budgetary Resources TMA TRICARE Management Activity USACE United States Army Corps of Engineers...Defense Authorization Act for Fiscal Year 2002 included the provisions commonly referred to as the Recovery Auditing Act ( RAA ).12...Administration, and Social Security Administration. The RAA required, among other things, that all executive branch agencies entering into contracts

  16. 77 FR 58586 - Agency Information Collection Activities: Proposed Collection; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-21

    ... Security Information,'' the Atomic Energy Act, and implementing directives. Submit, by November 20, 2012... supporting statement may be viewed free of charge at the NRC Public Document Room, One White Flint North...

  17. 17 CFR 210.8-01 - Preliminary Notes to Article 8.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Preliminary Notes to Article 8... ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-01 Preliminary Notes to Article 8. Sections 210.8-01 to 210.8-08 shall...

  18. 17 CFR 210.8-01 - Preliminary Notes to Article 8.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Preliminary Notes to Article 8... ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Article 8 Financial Statements of Smaller Reporting Companies § 210.8-01 Preliminary Notes to Article 8. Sections 210.8-01 to 210.8-08 shall...

  19. 77 FR 22372 - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-13

    ... Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of... Organizations April 9, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'') \\1...). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of Terms of Substance of the...

  20. 48 CFR 652.236-72 - Statement of Qualifications for the Omnibus Diplomatic Security and Antiterrorism Act.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... contract will require the construction of a multi-story office building, the prospective bidder/offeror..., etc.) Complexity: (office building, etc.) Type of construction: Value of project: If the prospective... (P.L. 99-399; 22 U.S.C. 4852). The Act limits certain construction projects abroad to United States...

  1. The Secure Rural Schools and Community Self-Determination Act of 2000. Hearing before the Subcommittee on Public Lands and Forests of the Committee on Energy and Natural Resources, United States Senate, One Hundred Ninth Congress, First Session (February 8, 2005). Senate Hearing 109-5

    ERIC Educational Resources Information Center

    US Senate, 2005

    2005-01-01

    The purpose of this hearing was to review the implementation of Titles I through III of Public Law 106-393, "The Secure Rural Schools and Community Self-Determination Act of 2000." Statements were presented by: Honorable Jeff Bingaman, U.S. Senator from New Mexico; Honorable Maria Cantwell, U.S. Senator from Washington; Honorable Larry…

  2. 45 CFR 79.3 - Basis for civil penalties and assessments.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... shall be in lieu of damages sustained by the Government because of such claim. (b) Statements. (1... title XVIII of the Social Security Act; (iv) Aid to families with dependent children under a State plan...

  3. 45 CFR 79.3 - Basis for civil penalties and assessments.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... shall be in lieu of damages sustained by the Government because of such claim. (b) Statements. (1... title XVIII of the Social Security Act; (iv) Aid to families with dependent children under a State plan...

  4. 45 CFR 79.3 - Basis for civil penalties and assessments.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... shall be in lieu of damages sustained by the Government because of such claim. (b) Statements. (1... title XVIII of the Social Security Act; (iv) Aid to families with dependent children under a State plan...

  5. 5 CFR 5001.102 - Prohibited financial interests in for-hire transportation companies.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... the Interstate Commerce Act; or (ii) Any company, mutual fund or other enterprise which has an... on the most recent financial statement issued to its security holders by the company, fund or other...

  6. 5 CFR 5001.102 - Prohibited financial interests in for-hire transportation companies.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... the Interstate Commerce Act; or (ii) Any company, mutual fund or other enterprise which has an... on the most recent financial statement issued to its security holders by the company, fund or other...

  7. 75 FR 7925 - Truth in Lending

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-02-22

    ... Credit Card Act and incorporated in the new final rule. Therefore, the Board is withdrawing the January... for open-end (not home- secured) credit, including credit cards. The rule made comprehensive changes... disclosures: Credit card applications and solicitations, account-opening disclosures, periodic statements...

  8. 17 CFR 240.13e-102 - Schedule 13E-4F. Tender offer statement pursuant to section 13(e) (1) of the Securities Exchange...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... is in bankruptcy or receivership or has an accumulated capital deficit, in which case one-third of... Schedule shall be deemed “filed” for purposes of section 18 of the Exchange Act. C. The issuer's attention... reasonably calculated to draw security holder attention to it. Part II—Information Not Required To Be Sent to...

  9. 17 CFR 240.14d-102 - Schedule 14D-1F. Tender offer statement pursuant to rule 14d-1(b) under the Securities Exchange...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... has an accumulated capital deficit, in which case one-third of the principal amount, par value or... deemed “filed” for purposes of section 18 of the Exchange Act. C. The bidder's attention is directed to... the legend in any manner reasonably calculated to draw security holder attention to it. PART II...

  10. 17 CFR 270.10f-3 - Exemption for the acquisition of securities during the existence of an underwriting or selling...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... financial regulatory authority,” as defined in section 2(a)(50) of the Act [15 U.S.C. 80a-2(a)(50)], in such country; (ii) The securities are offered at a fixed price to all purchasers in the offering (except for... of the issuer); (iii) Financial statements, prepared and audited in accordance with standards...

  11. 17 CFR 270.10f-3 - Exemption for the acquisition of securities during the existence of an underwriting or selling...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... financial regulatory authority,” as defined in section 2(a)(50) of the Act [15 U.S.C. 80a-2(a)(50)], in such country; (ii) The securities are offered at a fixed price to all purchasers in the offering (except for... of the issuer); (iii) Financial statements, prepared and audited in accordance with standards...

  12. 75 FR 47662 - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-06

    ...)(1) of the Securities Exchange Act of 1934 (``Act'') \\1\\ and Rule 19b-4 thereunder,\\2\\ notice is.... 78s(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance... effective upon filing, the Exchange has designated these changes to be operative on August 2, 2010. The text...

  13. 78 FR 22919 - Submission for OMB Review; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-04-17

    ... investors be provided with a prospectus containing the information required in a registration statement... disclosure requirements of the Securities Act and to enable filers to provide investors with information... many other federal information collections, which are primarily for the use and benefit of the...

  14. 76 FR 19376 - Statement of Organizations, Functions, and Delegations of Authority

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-07

    ... safety mission. These outside groups include academic organizations, private organizations, and other Federal Agencies. 3. Coordinates the access to large databases for pharmacoepidemiologic and..., procedures, training, and security or databases available to OSE. 3. Acts as focal point for all hardware...

  15. 78 FR 65717 - Submission for OMB Review; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-11-01

    ... sending an email to: [email protected] ; and (ii) Thomas Bayer, Chief Information Officer....) (``Securities Act''). The primary purpose of the registration process is to provide disclosure of financial and... policy-making roles. The Commission estimates that there are 162 initial registration statements and 29...

  16. 75 FR 54196 - Submission for OMB Review; Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-03

    ... Combination Transactions by Investment Companies and Business Development Companies. Form N-14 is used by... Act'') to be issued in business combination transactions specified in rule 145(a) under the Securities... business combination transactions. The Commission staff reviews registration statements on Form N-14 for...

  17. NOAA Homeland Security Program Office

    Science.gov Websites

    Emergency Managment Institute IS 100.b - Introduction to Incident Command System IS 700.a - NIMS An Introduction IS 701.b - NIMS Multiagency Coordination System (MACS) Course IS 800.b - National Response Framework, An Introduction United States Coast Guard; Maritime Domain Awareness Privacy Act Statement

  18. 78 FR 75451 - Special Conditions: Cessna Model 750 Series Airplanes; Aircraft Electronic System Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-12

    ... design feature associated with the architecture and connectivity capabilities of the airplanes' computer... the comment for an association, business, labor union, etc.). DOT's complete Privacy Act Statement can...; facsimile 425-227-1149. SUPPLEMENTARY INFORMATION: The proposed network architecture includes the following...

  19. 78 FR 75453 - Special Conditions: Cessna Model 750 Series Airplanes; Aircraft Electronic System Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-12

    ... the comment for an association, business, labor union, etc.). DOT's complete Privacy Act Statement can...; facsimile 425-227-1149. SUPPLEMENTARY INFORMATION: The network architecture is composed of several connected... business and administrative support, and 3. Passenger entertainment. The applicable airworthiness...

  20. 12 CFR 1026.1 - Authority, purpose, coverage, organization, enforcement, and liability.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ...-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, 124 Stat. 1376, when four... for open-end credit. It requires that account-opening disclosures and periodic statements be provided...-secured) consumer credit plan during the first year after account opening. Section 1026.53 contains rules...

  1. 77 FR 71848 - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-12-04

    ... Available Liquidity Resources November 28, 2012. Pursuant to Section 19(b)(1) of the Securities Exchange Act... available liquidity resources. II. Self-Regulatory Organization's Statement of Purpose of, and Statutory..., including where a Clearing Member's projected settlement obligations could exceed OCC's available liquidity...

  2. 77 FR 6675 - Premium Penalty Relief for Certain Delinquent Plans

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-02-09

    ... Delinquent Plans AGENCY: Pension Benefit Guaranty Corporation. ACTION: Policy statement. SUMMARY: Executive... limited window for covered plans that have never paid required premiums to pay past-due premiums without... Security Act of 1974 (ERISA). Under sections 4006 and 4007 of ERISA, plans covered by title IV must pay...

  3. 27 CFR 19.153 - Statement of physical security.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 27 Alcohol, Tobacco Products and Firearms 1 2010-04-01 2010-04-01 false Statement of physical... Plants § 19.153 Statement of physical security. (a) Content. The statement of security shall include: (1) A general description of the physical security at the distilled spirits plant, including methods...

  4. Medicare program; peer review organization contracts: solicitation of statements of interest from in-state organizations--Alaska, Delaware, the District of Columbia, Hawaii, Idaho, Illinois, Kentucky, Maine, Nebraska, Nevada, South Carolina, Vermont, and Wyoming--HCFA. Notice.

    PubMed

    1998-07-29

    This notice, in accordance with section 1153(i) of the Social Security Act, gives at least 6 months' advance notice of the expiration dates of contracts with out-of-State Utilization and Quality Control Peer Review Organizations. It also specifies the period of time in which in-State organizations may submit a statement of interest so that they may be eligible to compete for these contracts.

  5. 17 CFR 270.30e-1 - Reports to stockholders of management companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... delivered separately from other communications to investors, this statement may appear either on the notice... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Reports to stockholders of... COMMISSION (CONTINUED) RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 § 270.30e-1 Reports to...

  6. 76 FR 33382 - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-08

    ...-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate... Fee to a Flat Fee June 3, 2011. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934.... Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The...

  7. 78 FR 63847 - Special Conditions: Embraer S.A., Model EMB-550 Airplanes; Airplane Electronic System Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-25

    ... design feature associated with the architecture and connectivity capabilities of the airplanes' computer... the comment for an association, business, labor union, etc.). DOT's complete Privacy Act Statement can... architecture for the Embraer Model EMB-550 series of airplanes is composed of several connected networks. This...

  8. 78 FR 65155 - Special Conditions: Learjet Model 45 Series Airplanes; Isolation or Security Protection of the...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-10-31

    ... an association, business, labor union, etc.). DOT's complete Privacy Act Statement can be found in... supplemental type certificate (STC) change in the digital systems architecture in the Learjet Model 45 series... plus two crew members. The proposed Learjet Model 45 architecture is new and novel for commercial...

  9. Bridging the Gap: The Role of DOD in Clean Energy Commercialization: DOD Installations as Living Laboratories

    DTIC Science & Technology

    2010-08-17

    Director of ERDC is Dr. Jeffery P. Holland. ERDC/CERL TR-10-13 1 1 Introduction Background The impacts of current high levels of energy consumption...use of renewable/alternative energy 4. Assured access to sufficient energy supplies 5. Reduced adverse impacts on the environment. ERDC/CERL TR-10...Environmental Impact Statement EISA U.S. Energy Independence and Security Act of 2007 EPACT Energy Policy Act of 2005 ERDC Engineer Research and

  10. 17 CFR 274.203 - Form 4, statement of changes in beneficial ownership of securities.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Form 4, statement of changes... Forms for Other Statements § 274.203 Form 4, statement of changes in beneficial ownership of securities. This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of...

  11. 17 CFR 274.203 - Form 4, statement of changes in beneficial ownership of securities.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form 4, statement of changes... Forms for Other Statements § 274.203 Form 4, statement of changes in beneficial ownership of securities. This form shall be filed pursuant to § 270.30h-1 for statements of changes in beneficial ownership of...

  12. 17 CFR 250.103A - Liability for certain statements by issuers.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... made or reaffirmed, either the issuer is subject to the reporting requirements of section 13(a) or 15(d... issuer is not subject to the reporting requirements of section 13(a) or 15(d) of the Securities Exchange... Exchange Act of 1934 and which relates to: (i) The effects of changing prices on the business enterprise...

  13. 17 CFR 230.430B - Prospectus in a registration statement after effective date.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... during the past three years neither the issuer nor any of its predecessors was: (A) A blank check company... purpose of section 5(b)(1) thereof. This provision shall not limit the information required to be... EXCHANGE COMMISSION GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933 Form and Content of Prospectuses...

  14. 17 CFR 230.134 - Communications not deemed a prospectus.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... in section 2(a)(10) of the Act or “free writing prospectus” as defined in Rule 405 (§ 230.405) shall... limited to the following: the name of the issuer of the security, the address, phone number, and e-mail... of the filed registration statement; (8) The name, address, phone number, and e-mail address of the...

  15. 17 CFR 230.134 - Communications not deemed a prospectus.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... in section 2(a)(10) of the Act or “free writing prospectus” as defined in Rule 405 (§ 230.405) shall... limited to the following: the name of the issuer of the security, the address, phone number, and e-mail... of the filed registration statement; (8) The name, address, phone number, and e-mail address of the...

  16. 17 CFR 230.134 - Communications not deemed a prospectus.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... in section 2(a)(10) of the Act or “free writing prospectus” as defined in Rule 405 (§ 230.405) shall... limited to the following: the name of the issuer of the security, the address, phone number, and e-mail... of the filed registration statement; (8) The name, address, phone number, and e-mail address of the...

  17. 17 CFR 274.10 - Form N-8A, for notification of registration.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Form N-8A, for notification of... (CONTINUED) FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 Registration Statements § 274.10 Form N...: For Federal Register citations affecting Form N-8A, see the List of CFR Sections Affected, which...

  18. 17 CFR 274.10 - Form N-8A, for notification of registration.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Form N-8A, for notification of... (CONTINUED) FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 Registration Statements § 274.10 Form N...: For Federal Register citations affecting Form N-8A, see the List of CFR Sections Affected, which...

  19. 76 FR 41537 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-14

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64841; File No. SR-FINRA-2011-032] Self... self-regulatory organization under Section 19(b)(3)(A)(iii) of the Act \\3\\ and Rule 19b-4(f)(3...(f)(3). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule...

  20. Postretirement healthcare benefit rules require careful study.

    PubMed

    Brotman, B A

    1994-03-01

    Several alternatives exist for employers to use to fund postretirement healthcare benefits within the context of the Employee Retirement Income Security Act (ERISA) and the Financial Accounting Standards Board's Statement of Financial Accounting Standards No. 106: Employers' Accounting for Postretirement Benefits Other Than Pensions. The liability potential of employer-promised postretirement healthcare benefits, however, requires careful study.

  1. 75 FR 81591 - Notice of Intent to Prepare an Environmental Impact Statement (EIS) for Entry Control...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-28

    .... SUMMARY: Pursuant to the National Environmental Policy Act (NEPA) of 1969, as amended (42 United States... proposed action is to improve security, safety, and traffic flow into and on the military base. An EIS must... concerns related to the ECPs and existing roadway network where State Route 444 separates the Kittyhawk...

  2. 76 FR 30749 - Agency Information Collection Activities: Proposed Request and Comment Request

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-26

    ... to the above e-mail address. 1. Marriage Certification--20 CFR 404.725--0960-0009. SSA uses Form SSA.... Statement Regarding Marriage--20 CFR 404.726--0960-0017. Section 216(h)(1)(A) of the Social Security Act... recognize marriages without a ceremony (i.e., common-law marriages). In such cases, SSA provides the same...

  3. 17 CFR 270.8b-5 - Time of filing original registration statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Time of filing original registration statement. 270.8b-5 Section 270.8b-5 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... original registration statement. An investment company shall file a registration statement with the...

  4. High court asked to review differing definitions of 'disability'.

    PubMed

    1997-02-21

    [Name removed] applied for and received Social Security benefits after losing his job at The Disney Stores, Inc. [Name removed], who has AIDS, alleges he was fired in violation of the Americans with Disabilities Act (ADA). The 3rd U.S. Circuit Court of Appeals said [name removed] could not sue [name removed] because of a discrepancy between his statements on the disability application and in the lawsuit. The Court said he had to choose between suing and accepting disability benefits. The court would not accept [name removed]'s argument that the definitions of disability under the Social Security Act and the ADA differed significantly. The U.S. Supreme Court has been asked to overturn this ruling. In a related case, the Michigan Court of Appeals invoked judicial estoppel to bar a worker from suing his employer under the State Handicappers' Civil Rights Act.

  5. 17 CFR 240.14c-101 - Schedule 14C. Information required in information statement.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or... definition of “smaller reporting company” under Rule 12b-2 of the Exchange Act (§ 240.12b-2) shall refer to... attention to the scaled disclosure requirements for smaller reporting companies, if any. A smaller reporting...

  6. 75 FR 13131 - Notice of Intent To Prepare an Environmental Impact Statement (EIS) for the Sale of Plum Island, NY

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-18

    ..., GSA, as the operational Joint Lead Agency, announces its Notice of Intent (NOI) to prepare an EIS for... York. The US Department of Homeland Security (DHS) will act as a Joint Lead Agency in ongoing...-Action Alternative''). The Action Alternative will be further refined into a series of reasonably...

  7. 17 CFR 239.14 - Form N-2 for closed end management investment companies registered on Form N-8A.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... management investment companies registered on Form N-8A. 239.14 Section 239.14 Commodity and Securities... Registration Statements § 239.14 Form N-2 for closed end management investment companies registered on Form N... closed end management investment companies registered under the Investment Company Act of 1940 on form N...

  8. 46 CFR Sec. 4 - Procedure for securing competitive bids.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... not subject to the Davis-Bacon Act. (g) The Invitations for Bids shall also include a statement of the... Authority may orally contact as many qualified contractors as is feasible, in order to obtain written “Spot... contractor shall be verbally advised of a time and place for the submission of the “Spot Bids.” If such bids...

  9. 46 CFR Sec. 4 - Procedure for securing competitive bids.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... not subject to the Davis-Bacon Act. (g) The Invitations for Bids shall also include a statement of the... Authority may orally contact as many qualified contractors as is feasible, in order to obtain written “Spot... contractor shall be verbally advised of a time and place for the submission of the “Spot Bids.” If such bids...

  10. 46 CFR Sec. 4 - Procedure for securing competitive bids.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... not subject to the Davis-Bacon Act. (g) The Invitations for Bids shall also include a statement of the... Authority may orally contact as many qualified contractors as is feasible, in order to obtain written “Spot... contractor shall be verbally advised of a time and place for the submission of the “Spot Bids.” If such bids...

  11. 46 CFR Sec. 4 - Procedure for securing competitive bids.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... not subject to the Davis-Bacon Act. (g) The Invitations for Bids shall also include a statement of the... Authority may orally contact as many qualified contractors as is feasible, in order to obtain written “Spot... contractor shall be verbally advised of a time and place for the submission of the “Spot Bids.” If such bids...

  12. 46 CFR Sec. 4 - Procedure for securing competitive bids.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... not subject to the Davis-Bacon Act. (g) The Invitations for Bids shall also include a statement of the... Authority may orally contact as many qualified contractors as is feasible, in order to obtain written “Spot... contractor shall be verbally advised of a time and place for the submission of the “Spot Bids.” If such bids...

  13. 17 CFR Appendix B to Part 3 - Statement of Acceptable Practices With Respect to Ethics Training

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... Practices With Respect to Ethics Training B Appendix B to Part 3 Commodity and Securities Exchanges... Practices With Respect to Ethics Training (a) The provisions of Section 4p(b) of the Act (7 U.S.C. 6p(b... ethics training sessions within six months of registration, and all registrants to attend such training...

  14. 17 CFR Appendix B to Part 3 - Statement of Acceptable Practices With Respect to Ethics Training

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... Practices With Respect to Ethics Training B Appendix B to Part 3 Commodity and Securities Exchanges... Practices With Respect to Ethics Training (a) The provisions of Section 4p(b) of the Act (7 U.S.C. 6p(b... ethics training sessions within six months of registration, and all registrants to attend such training...

  15. 17 CFR Appendix B to Part 3 - Statement of Acceptable Practices With Respect to Ethics Training

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... Practices With Respect to Ethics Training B Appendix B to Part 3 Commodity and Securities Exchanges... Practices With Respect to Ethics Training (a) The provisions of Section 4p(b) of the Act (7 U.S.C. 6p(b... ethics training sessions within six months of registration, and all registrants to attend such training...

  16. 17 CFR Appendix B to Part 3 - Statement of Acceptable Practices With Respect to Ethics Training

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... Practices With Respect to Ethics Training B Appendix B to Part 3 Commodity and Securities Exchanges... Practices With Respect to Ethics Training (a) The provisions of Section 4p(b) of the Act (7 U.S.C. 6p(b... ethics training sessions within six months of registration, and all registrants to attend such training...

  17. 17 CFR 230.170 - Prohibition of use of certain financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... financial statements. 230.170 Section 230.170 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... certain financial statements. Financial statements which purport to give effect to the receipt and.... The caption of any such financial statement shall clearly set forth the assumptions upon which such...

  18. Workforce Investment Act: Coordination of TANF Services through One-Stops Has Increased Despite Challenges. Testimony before the Subcommittee on Employment, Safety, and Training, Committee on Health, Education, Labor, and Pensions, U.S. Senate. Statement of Sigurd R. Nilsen, Director, Education, Workforce, and Income Security Issues.

    ERIC Educational Resources Information Center

    Nilsen, Sigurd R.

    Coordination between Temporary Assistance for Needy Families (TANF)-related programs and Workforce Investment Act of 1998 (WIA)'s one-stop centers increased since spring 2000, when WIA was first implemented. Nearly all states reported some coordination between the programs at either the state or the local level. Most often, coordination took one…

  19. Application of NEPA to nuclear weapons production, storage, and testing Weinberger v. Catholic Action of Hawaii/Peace Education Project

    DOE Office of Scientific and Technical Information (OSTI.GOV)

    Sauber, A.J.

    The National Environmental Policy Act (NEPA) requirement of environmental impact statements for the testing of military equipment, specifically nuclear weapons, conflicts with national security objectives. The author examines NEPA and the Freedom of Information Act (FOIA) in terms of the environmental effects of weapons testing and the relevant case law. The Supreme Court's decision in Catholic Action of Hawaii/Peace Education Project sought to resolve the conflict by distinguishing between a project which is contemplated and one which is proposed. The classification scheme embodied in the FOIA exemption for national security may cause unwarranted frustration of NEPA's goals. The author outlinesmore » a new classification system and review mechanism that could curb military abuse in this area.« less

  20. 17 CFR 210.3-20 - Currency for financial statements of foreign private issuers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... in the issuer's consolidated financial statements and not located in a hyperinflationary environment..., Oct. 5, 1999] Consolidated and Combined Financial Statements ... SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES...

  1. 17 CFR 200.553 - Draft, final and supplemental impact statements.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Draft, final and supplemental impact statements. 200.553 Section 200.553 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Protection of the Environment § 200.553 Draft, final and supplemental impact statements. If the Commission...

  2. 17 CFR 200.553 - Draft, final and supplemental impact statements.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Draft, final and supplemental impact statements. 200.553 Section 200.553 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Protection of the Environment § 200.553 Draft, final and supplemental impact statements. If the Commission...

  3. 17 CFR 200.553 - Draft, final and supplemental impact statements.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Draft, final and supplemental impact statements. 200.553 Section 200.553 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Protection of the Environment § 200.553 Draft, final and supplemental impact statements. If the Commission...

  4. 17 CFR 200.553 - Draft, final and supplemental impact statements.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Draft, final and supplemental impact statements. 200.553 Section 200.553 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Protection of the Environment § 200.553 Draft, final and supplemental impact statements. If the Commission...

  5. 17 CFR 210.8-08 - Age of financial statements.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Age of financial statements. 210.8-08 Section 210.8-08 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM... Smaller Reporting Companies § 210.8-08 Age of financial statements. At the date of filing, financial...

  6. 17 CFR 200.553 - Draft, final and supplemental impact statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Draft, final and supplemental impact statements. 200.553 Section 200.553 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Protection of the Environment § 200.553 Draft, final and supplemental impact statements. If the Commission...

  7. 17 CFR 240.14c-101 - Schedule 14C. Information required in information statement.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... separate copy of the annual report to security holders, information statement, or Notice of Internet... annual reports to security holders, information statements, or Notices of Internet Availability of Proxy... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Schedule 14C. Information...

  8. 17 CFR 240.14c-101 - Schedule 14C. Information required in information statement.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... separate copy of the annual report to security holders, information statement, or Notice of Internet... annual reports to security holders, information statements, or Notices of Internet Availability of Proxy... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Schedule 14C. Information...

  9. 17 CFR 240.14c-101 - Schedule 14C. Information required in information statement.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... separate copy of the annual report to security holders, information statement, or Notice of Internet... annual reports to security holders, information statements, or Notices of Internet Availability of Proxy... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Schedule 14C. Information...

  10. 6 CFR 13.22 - Exchange of witness lists, Statements, and exhibits.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 6 Domestic Security 1 2010-01-01 2010-01-01 false Exchange of witness lists, Statements, and exhibits. 13.22 Section 13.22 Domestic Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY PROGRAM FRAUD CIVIL REMEDIES § 13.22 Exchange of witness lists, Statements, and exhibits. (a) At least 15...

  11. 17 CFR 210.3A-02 - Consolidated financial statements of the registrant and its subsidiaries.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Consolidated financial... Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS... 1975 Consolidated and Combined Financial Statements § 210.3A-02 Consolidated financial statements of...

  12. 20 CFR 404.810 - How to obtain a statement of earnings and a benefit estimate statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... records at the time of the request. If you have a social security number and have wages or net earnings... prescribed form, giving us your name, social security number, date of birth, and sex. You, your authorized... benefit estimate statement. 404.810 Section 404.810 Employees' Benefits SOCIAL SECURITY ADMINISTRATION...

  13. The Influence of Security Statement, Technical Protection, and Privacy on Satisfaction and Loyalty; A Structural Equation Modeling

    NASA Astrophysics Data System (ADS)

    Peikari, Hamid Reza

    Customer satisfaction and loyalty have been cited as the e-commerce critical success factors and various studies have been conducted to find the antecedent determinants of these concepts in the online transactions. One of the variables suggested by some studies is perceived security. However, these studies have referred to security from a broad general perspective and no attempts have been made to study the specific security related variables. This paper intends to study the influence on security statement and technical protection on satisfaction, loyalty and privacy. The data was collected from 337 respondents and after the reliability and validity tests, path analysis was applied to examine the hypotheses. The results suggest that loyalty is influenced by satisfaction and security statement and no empirical support was found for the influence on technical protection and privacy on loyalty. Moreover, it was found that security statement and technical protection have a positive significant influence on satisfaction while no significant effect was found for privacy. Furthermore, the analysis indicated that security statement have a positive significant influence on technical protection while technical protection was found to have a significant negative impact on perceived privacy.

  14. 17 CFR 240.14b-1 - Obligation of registered brokers and dealers in connection with the prompt forwarding of certain...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... security holders, proxy statement, information statement, or Notice of Internet Availability of Proxy...(e)(1) (with respect to annual reports to security holders, proxy statements, and Notices of Internet..., information statements, and Notices of Internet Availability of Proxy Materials) applicable to registrants...

  15. 17 CFR 240.14b-1 - Obligation of registered brokers and dealers in connection with the prompt forwarding of certain...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... security holders, proxy statement, information statement, or Notice of Internet Availability of Proxy...(e)(1) (with respect to annual reports to security holders, proxy statements, and Notices of Internet..., information statements, and Notices of Internet Availability of Proxy Materials) applicable to registrants...

  16. 17 CFR 240.14b-1 - Obligation of registered brokers and dealers in connection with the prompt forwarding of certain...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... security holders, proxy statement, information statement, or Notice of Internet Availability of Proxy...(e)(1) (with respect to annual reports to security holders, proxy statements, and Notices of Internet..., information statements, and Notices of Internet Availability of Proxy Materials) applicable to registrants...

  17. 17 CFR 240.14b-1 - Obligation of registered brokers and dealers in connection with the prompt forwarding of certain...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... security holders, proxy statement, information statement, or Notice of Internet Availability of Proxy...(e)(1) (with respect to annual reports to security holders, proxy statements, and Notices of Internet..., information statements, and Notices of Internet Availability of Proxy Materials) applicable to registrants...

  18. 17 CFR 240.14b-1 - Obligation of registered brokers and dealers in connection with the prompt forwarding of certain...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... security holders, proxy statement, information statement, or Notice of Internet Availability of Proxy...(e)(1) (with respect to annual reports to security holders, proxy statements, and Notices of Internet..., information statements, and Notices of Internet Availability of Proxy Materials) applicable to registrants...

  19. 17 CFR 210.2-04 - Examination of financial statements of persons other than the registrant.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES... Qualifications and Reports of Accountants § 210.2-04 Examination of financial statements of persons other than the registrant. If a registrant is required to file financial statements of any other person, such...

  20. 17 CFR 210.3-20 - Currency for financial statements of foreign private issuers.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Currency for financial statements of foreign private issuers. 210.3-20 Section 210.3-20 Commodity and Securities Exchanges... General Instructions As to Financial Statements § 210.3-20 Currency for financial statements of foreign...

  1. 17 CFR 210.3-17 - Financial statements of natural persons.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... natural persons. 210.3-17 Section 210.3-17 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... Financial Statements § 210.3-17 Financial statements of natural persons. (a) In lieu of the financial statements otherwise required, a natural person may file an unaudited balance sheet as of a date within 90...

  2. 32 CFR 806b.11 - When to give Privacy Act Statements (PAS).

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 32 National Defense 6 2011-07-01 2011-07-01 false When to give Privacy Act Statements (PAS). 806b... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.11 When to give Privacy Act Statements... information. Give a copy of the Privacy Act Statement if asked. Do not ask the person to sign the Privacy Act...

  3. 32 CFR 806b.11 - When to give Privacy Act Statements (PAS).

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 32 National Defense 6 2013-07-01 2013-07-01 false When to give Privacy Act Statements (PAS). 806b... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.11 When to give Privacy Act Statements... information. Give a copy of the Privacy Act Statement if asked. Do not ask the person to sign the Privacy Act...

  4. 32 CFR 806b.11 - When to give Privacy Act Statements (PAS).

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 32 National Defense 6 2010-07-01 2010-07-01 false When to give Privacy Act Statements (PAS). 806b... ADMINISTRATION PRIVACY ACT PROGRAM Collecting Personal Information § 806b.11 When to give Privacy Act Statements... information. Give a copy of the Privacy Act Statement if asked. Do not ask the person to sign the Privacy Act...

  5. 17 CFR 210.12-18 - Supplemental information (for property-casualty insurance underwriters).

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... consolidated financial statements. 2 Present combined or consolidated amounts, as appropriate for each category... SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES... 1 Information included in audited financial statements, including other schedules, need not be...

  6. 78 FR 30800 - Reopening of Comment Periods for Certain Proposed Rulemaking Releases and Policy Statements...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-05-23

    ..., among other things: (1) The registration and comprehensive oversight of security-based swap dealers and... SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 242, and 249 [Release No. 34-69491; File Nos... Releases and Policy Statements Applicable to Security-Based Swaps AGENCY: Securities and Exchange...

  7. 17 CFR 242.607 - Customer account statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Customer account statements... (CONTINUED) REGULATIONS M, SHO, ATS, AC, AND NMS AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES Regulation Nms-Regulation of the National Market System § 242.607 Customer account statements. (a) No broker...

  8. 27 CFR 19.76 - Statement of plant security.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 27 Alcohol, Tobacco Products and Firearms 1 2011-04-01 2011-04-01 false Statement of plant... BUREAU, DEPARTMENT OF THE TREASURY LIQUORS DISTILLED SPIRITS PLANTS Registration of a Distilled Spirits Plant and Obtaining a Permit Requirements for Registering A Plant § 19.76 Statement of plant security...

  9. 27 CFR 19.76 - Statement of plant security.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 27 Alcohol, Tobacco Products and Firearms 1 2013-04-01 2013-04-01 false Statement of plant... BUREAU, DEPARTMENT OF THE TREASURY ALCOHOL DISTILLED SPIRITS PLANTS Registration of a Distilled Spirits Plant and Obtaining a Permit Requirements for Registering A Plant § 19.76 Statement of plant security...

  10. 27 CFR 19.123 - Statement of plant security.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 27 Alcohol, Tobacco Products and Firearms 1 2011-04-01 2011-04-01 false Statement of plant... BUREAU, DEPARTMENT OF THE TREASURY LIQUORS DISTILLED SPIRITS PLANTS Changes to Registrations and Permits Rules for Amending A Registration § 19.123 Statement of plant security. If the proprietor makes changes...

  11. 27 CFR 19.123 - Statement of plant security.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 27 Alcohol, Tobacco Products and Firearms 1 2013-04-01 2013-04-01 false Statement of plant... BUREAU, DEPARTMENT OF THE TREASURY ALCOHOL DISTILLED SPIRITS PLANTS Changes to Registrations and Permits Rules for Amending A Registration § 19.123 Statement of plant security. If the proprietor makes changes...

  12. 17 CFR 230.144A - Private resales of securities to institutions.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... entity that are consolidated with the entity in its financial statements prepared in accordance with... annual financial statements, as of a date not more than 16 months preceding the date of sale under the... securities holdings in its financial statements on the basis of their market value, and no current...

  13. 17 CFR 210.3-16 - Financial statements of affiliates whose securities collateralize an issue registered or being...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Financial statements of affiliates whose securities collateralize an issue registered or being registered. 210.3-16 Section 210.3-16... aggregate principal amount, par value, or book value of the securities as carried by the registrant, or the...

  14. 17 CFR 210.3-16 - Financial statements of affiliates whose securities collateralize an issue registered or being...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Financial statements of affiliates whose securities collateralize an issue registered or being registered. 210.3-16 Section 210.3-16... aggregate principal amount, par value, or book value of the securities as carried by the registrant, or the...

  15. 75 FR 47666 - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-08-06

    ... a number of securities and futures exchanges. Among other things, this Risk Disclosure statement... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-62624; File No. SR-NFA-2010-02] Self-Regulatory... Interpretive Notice Entitled ``NFA Compliance Rule 2-30(b): Risk Disclosure Statement for Security Futures...

  16. 17 CFR 270.8b-12 - Requirements as to paper, printing and language.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ..., printing and language. 270.8b-12 Section 270.8b-12 Commodity and Securities Exchanges SECURITIES AND... Requirements as to paper, printing and language. (a) Registration statements and reports shall be filed on good.... (d) The body of all printed registration statements and reports and all notes to financial statements...

  17. 26 CFR 31.6051-1 - Statements for employees.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... employer. (b) The name and address of the employee, and his social security account number if wages as... address of the employer, (ii) The name, address, and social security account number of the employee, (iii... filing the Social Security Administration copies of the statement, see § 31.6081(a)-1(a)(2). (ii...

  18. 32 CFR Appendix C to Part 505 - Privacy Act Statement Format

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 32 National Defense 3 2013-07-01 2013-07-01 false Privacy Act Statement Format C Appendix C to... AUTHORITIES AND PUBLIC RELATIONS ARMY PRIVACY ACT PROGRAM Pt. 505, App. C Appendix C to Part 505—Privacy Act... he or she chooses not to provide the requested information. (1) Example of a Privacy Act Statement (i...

  19. 32 CFR Appendix C to Part 505 - Privacy Act Statement Format

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 32 National Defense 3 2014-07-01 2014-07-01 false Privacy Act Statement Format C Appendix C to... AUTHORITIES AND PUBLIC RELATIONS ARMY PRIVACY ACT PROGRAM Pt. 505, App. C Appendix C to Part 505—Privacy Act... he or she chooses not to provide the requested information. (1) Example of a Privacy Act Statement (i...

  20. 32 CFR Appendix C to Part 505 - Privacy Act Statement Format

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 32 National Defense 3 2011-07-01 2009-07-01 true Privacy Act Statement Format C Appendix C to Part... AND PUBLIC RELATIONS ARMY PRIVACY ACT PROGRAM Pt. 505, App. C Appendix C to Part 505—Privacy Act... he or she chooses not to provide the requested information. (1) Example of a Privacy Act Statement (i...

  1. 32 CFR Appendix C to Part 505 - Privacy Act Statement Format

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 32 National Defense 3 2012-07-01 2009-07-01 true Privacy Act Statement Format C Appendix C to Part... AND PUBLIC RELATIONS ARMY PRIVACY ACT PROGRAM Pt. 505, App. C Appendix C to Part 505—Privacy Act... he or she chooses not to provide the requested information. (1) Example of a Privacy Act Statement (i...

  2. 17 CFR 210.3-16 - Financial statements of affiliates whose securities collateralize an issue registered or being...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Financial statements of affiliates whose securities collateralize an issue registered or being registered. 210.3-16 Section 210.3-16... constitute a substantial portion of collateral if the aggregate principal amount, par value, or book value of...

  3. 76 FR 26996 - Notice of Intent To Prepare an Environmental Impact Statement for New Corporate Average Fuel...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-05-10

    ...Pursuant to the National Environmental Policy Act (NEPA), NHTSA plans to prepare an Environmental Impact Statement (EIS) to analyze the potential environmental impacts of the agency's Corporate Average Fuel Economy program for passenger automobiles (referred to herein as ``passenger cars'') and non-passenger automobiles (referred to herein as ``light trucks''). The EIS will consider the potential environmental impacts of new fuel economy standards for model years 2017-2025 passenger cars and light trucks that NHTSA will be proposing pursuant to the Energy Independence and Security Act of 2007. This notice initiates the NEPA scoping process by inviting comments from Federal, State, and local agencies, Indian tribes, and the public to help identify the environmental issues and reasonable alternatives to be examined in the EIS. This notice also provides guidance for participating in the scoping process and additional information about the alternatives NHTSA expects to consider in its NEPA analysis. In preparing this notice, NHTSA has shared the document with the Council on Environmental Quality (CEQ), the Environmental Protection Agency (EPA), and the Department of Energy (DOE).

  4. 17 CFR 240.15g-6 - Account statements for penny stock customers.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Account statements for penny... § 240.15g-6 Account statements for penny stock customers. (a) Requirement. It shall be unlawful for any... pursuant to 17 CFR 240.15g-1, of any security that is a penny stock on the last trading day of any calendar...

  5. 17 CFR 240.15g-6 - Account statements for penny stock customers.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Account statements for penny... § 240.15g-6 Account statements for penny stock customers. (a) Requirement. It shall be unlawful for any... pursuant to 17 CFR 240.15g-1, of any security that is a penny stock on the last trading day of any calendar...

  6. 17 CFR 240.15g-6 - Account statements for penny stock customers.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Account statements for penny... § 240.15g-6 Account statements for penny stock customers. (a) Requirement. It shall be unlawful for any... pursuant to 17 CFR 240.15g-1, of any security that is a penny stock on the last trading day of any calendar...

  7. 17 CFR 240.15g-6 - Account statements for penny stock customers.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Account statements for penny... § 240.15g-6 Account statements for penny stock customers. (a) Requirement. It shall be unlawful for any... pursuant to 17 CFR 240.15g-1, of any security that is a penny stock on the last trading day of any calendar...

  8. 17 CFR 230.252 - Offering statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... misleading. (b) Paper, printing, language and pagination. The requirements for offering statements are the... directors or other governing body, and each selling security holder shall sign the offering statement. If a... an amendment to the offering statement that contains the following language: This offering statement...

  9. 17 CFR 230.252 - Offering statement.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... misleading. (b) Paper, printing, language and pagination. The requirements for offering statements are the... directors or other governing body, and each selling security holder shall sign the offering statement. If a... an amendment to the offering statement that contains the following language: This offering statement...

  10. 17 CFR 230.252 - Offering statement.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... misleading. (b) Paper, printing, language and pagination. The requirements for offering statements are the... directors or other governing body, and each selling security holder shall sign the offering statement. If a... an amendment to the offering statement that contains the following language: This offering statement...

  11. 17 CFR 230.252 - Offering statement.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... misleading. (b) Paper, printing, language and pagination. The requirements for offering statements are the... directors or other governing body, and each selling security holder shall sign the offering statement. If a... an amendment to the offering statement that contains the following language: This offering statement...

  12. 17 CFR 230.252 - Offering statement.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... misleading. (b) Paper, printing, language and pagination. The requirements for offering statements are the... directors or other governing body, and each selling security holder shall sign the offering statement. If a... an amendment to the offering statement that contains the following language: This offering statement...

  13. Social Security Administration

    MedlinePlus

    ... Plan Costs my Social Security Check out your Social Security Statement , change your address & manage your benefits online today. Social Security Number Your Social Security number remains your ...

  14. 75 FR 78262 - Intent To Request Approval From OMB of One New Public Collection of Information: Airport...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-12-15

    ...The Transportation Security Administration (TSA) invites public comment on a new Information Collection Request (ICR) (abstracted below) that we will submit to the Office of Management and Budget (OMB) for approval in compliance with the Paperwork Reduction Act (PRA). The ICR describes the nature of the information collection and its expected burden. The collection involves the airport operator submitting a Statement of Interest (SOI) and a Federalization Request Letter (FRL) to request that TSA provide passenger and baggage screening services, that is, ``Federalization'' of an airport.

  15. Workforce Investment Act: Coordination between TANF Programs and One-Stop Centers Is Increasing, but Challenges Remain. Statement of Sigurd R. Nilsen, Director, Education, Workforce, and Income Security Issues [to the] Subcommittee on 21st Century Competitiveness, Committee on Education and the Workforce, House of Representatives.

    ERIC Educational Resources Information Center

    Nilsen, Sigurd R.

    The General Accounting Office assessed the extent to which states were coordinating their Temporary Assistance for Needy Families (TANF) services with their one-stop centers. Data were gathered through the following activities: (1) an autumn 2001 survey of workforce development agency officials in all 50 states and a similar survey conducted in…

  16. Immigration and Naturalization Service's (INS's) Implementation of the Foreign Student Tracking Program. Hearing before the Subcommittee on Immigration, Border Security, and Claims of the Committee on the Judiciary, House of Representatives. One Hundred Seventh Congress, Second Session (September 18, 2002).

    ERIC Educational Resources Information Center

    Congress of the U.S., Washington, DC. House Committee on the Judiciary.

    This hearing was called to examine the current status and relevance of the foreign student tracking system in the United States in the context of the events of September 11, 2001 and the passage of the PATRIOT Act, which authorized funds to expand the foreign student tracking system. An opening statement by George W. Gekas, Chairman of the House…

  17. Welfare Reform. States' Implementation and Effects on the Workforce Development System. Statement of Cynthia M. Fagnoni, Director, Education, Workforce, and Income Security Issues, Health, Education, and Human Services Division. Testimony before the Subcommittee on Postsecondary Education, Training, and Life-Long Learning, Committee on Education and the Workforce, House of Representatives.

    ERIC Educational Resources Information Center

    General Accounting Office, Washington, DC. Health, Education, and Human Services Div.

    Research on effectiveness of welfare-to-work approaches shows programs that combine approaches--job search assistance and education and training--have better employment and earnings outcomes than either approach alone. Consistent with findings and the work focus of the Personal Responsibility and Work Opportunity Reconciliation Act, states have…

  18. Estimation and Control of Nonlinear and Hybrid Systems

    DTIC Science & Technology

    1990-10-14

    Boiling AID DC 20332-6449 11. SUPPUMU"TAY NOTES 1a OISTJTIOI /AVAL𔃺U1r STATEMENT L. 015~00 coos Approved for publ to rel ense; distribution unlimited...maneuvering vehicles. 16. Paud C001 [I. S10101" O.ASUUIAMNO It SECURITY CLAS5OIFCON 11I. SECUSIMMOSSMIAtMILU KNIYAN Of ASITtACT OF 41POT OP TMI PAUE OP...of the detector is shown to depend strongly on the region of support of the mark distribution . When false alarms are low, the estimation/detection

  19. 12 CFR 18.1 - Purpose and OMB control number.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... annual financial disclosure statement, and to make this statement available to security holders... statement with narrative information management deems important. The availability of this information is...

  20. 76 FR 45548 - Draft Site-Wide Environmental Impact Statement for the Continued Operation of the Department of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-07-29

    ... geothermal energy demonstration project and research center. Reduced Operations Alternative The Reduced... DEPARTMENT OF ENERGY National Nuclear Security Administration Draft Site-Wide Environmental Impact Statement for the Continued Operation of the Department of Energy/National Nuclear Security Administration...

  1. 76 FR 54717 - Supervised Securities Holding Companies Registration

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-02

    ... other financial statements submitted to the securities holding company's current consolidated supervisor... Y-9ES), The Supplement to the Consolidated Financial Statements for Bank Holding Companies (FR Y-9CS... Companies (FR Y-6), The Report of Foreign Banking Organizations (FR Y-7), The Consolidated Financial...

  2. FASB (Financial Accounting Standards Board) issues new accounting rules for debt and equity securities.

    PubMed

    Reinstein, A; Bayou, M E

    1994-10-01

    The Financial Accounting Standards Board (FASB) recently issued a new statement that requires all companies to change their methods of accounting for debt and equity securities. Rather than allowing organizations to use a historical cost approach in accounting for such financial instruments, FASB Statement No. 115 requires organizations to adopt a market value approach. The provisions of this statement will affect significantly organizations in the healthcare industry that have large investment portfolios.

  3. 12 CFR 630.2 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... Act of 1971, as amended (Act). (b) Combined financial statements means financial statements prepared... includes financial data of the bank's consolidated subsidiaries. (c) Disclosure entity means any Farm... means a report that presents the Systemwide combined financial statements, supplemental financial...

  4. 17 CFR 210.2-03 - Examination of financial statements by foreign government auditors.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Examination of financial statements by foreign government auditors. 210.2-03 Section 210.2-03 Commodity and Securities Exchanges... auditors. Notwithstanding any requirements as to examination by independent accountants, the financial...

  5. 76 FR 1475 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-10

    ...-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate... CFR 240.19b-4(f)(2). I. Self-Regulatory Organization's Statement of the Terms of Substance of the...'s fee schedule. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis...

  6. 17 CFR 210.3-04 - Changes in stockholders' equity and noncontrolling interests.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES... General Instructions As to Financial Statements § 210.3-04 Changes in stockholders' equity and noncontrolling interests. An analysis of the changes in each caption of stockholders' equity and noncontrolling...

  7. 20 CFR 416.1340 - Penalty for making false or misleading statements or withholding information.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 20 Employees' Benefits 2 2014-04-01 2014-04-01 false Penalty for making false or misleading statements or withholding information. 416.1340 Section 416.1340 Employees' Benefits SOCIAL SECURITY ADMINISTRATION SUPPLEMENTAL SECURITY INCOME FOR THE AGED, BLIND, AND DISABLED Suspensions and Terminations § 416...

  8. 17 CFR 274.14 - Form N-8B-4, registration statements of face-amount certificate companies.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statements of face-amount certificate companies. 274.14 Section 274.14 Commodity and Securities Exchanges... Registration Statements § 274.14 Form N-8B-4, registration statements of face-amount certificate companies. This form shall be used for registration statements of face-amount certificate companies registered...

  9. 17 CFR 274.14 - Form N-8B-4, registration statements of face-amount certificate companies.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... statements of face-amount certificate companies. 274.14 Section 274.14 Commodity and Securities Exchanges... Registration Statements § 274.14 Form N-8B-4, registration statements of face-amount certificate companies. This form shall be used for registration statements of face-amount certificate companies registered...

  10. 17 CFR 274.14 - Form N-8B-4, registration statements of face-amount certificate companies.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... statements of face-amount certificate companies. 274.14 Section 274.14 Commodity and Securities Exchanges... Registration Statements § 274.14 Form N-8B-4, registration statements of face-amount certificate companies. This form shall be used for registration statements of face-amount certificate companies registered...

  11. 17 CFR 274.14 - Form N-8B-4, registration statements of face-amount certificate companies.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... statements of face-amount certificate companies. 274.14 Section 274.14 Commodity and Securities Exchanges... Registration Statements § 274.14 Form N-8B-4, registration statements of face-amount certificate companies. This form shall be used for registration statements of face-amount certificate companies registered...

  12. 17 CFR 274.14 - Form N-8B-4, registration statements of face-amount certificate companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statements of face-amount certificate companies. 274.14 Section 274.14 Commodity and Securities Exchanges... Registration Statements § 274.14 Form N-8B-4, registration statements of face-amount certificate companies. This form shall be used for registration statements of face-amount certificate companies registered...

  13. Domestic Agricultural Subsidies’ Impacts on National Security Objectives Relative to the SOUTHCOM AOR

    DTIC Science & Technology

    2009-06-12

    x6x75745r2140160 (accessed November 17, 2008). Haggblade, Steven, Peter B. R. Hazell, and Thomas Reardon. Transforming the Rural Nonfarm Economy...Commander‘s Posture Statement to Congress, recognize the role of economic development and liberalized trade in promoting global and regional security...National Security Strategy down to the SOUTHCOM Commander‘s Posture Statement to Congress, recognize the role of economic development and liberalized trade

  14. 12 CFR 350.5 - Alternative annual disclosure statements.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... bank subsidiary of a holding company which provides only the consolidated financial statements of the... audited financial statements, by copies of the audited financial statements and the certificate or report... the Securities and Exchange Commission or by sections in the holding company's consolidated financial...

  15. 17 CFR 230.144A - Private resales of securities to institutions.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... assets consist solely of shares of one or more registered investment companies, that have the same... annual financial statements, as of a date not more than 16 months preceding the date of sale under the... securities holdings in its financial statements on the basis of their market value, and no current...

  16. 76 FR 63689 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-13

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65502; File No. SR-ISE-2011-63] Self-Regulatory... 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule... Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of...

  17. 17 CFR 230.463 - Report of offering of securities and use of proceeds therefrom.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ...; Effective Date § 230.463 Report of offering of securities and use of proceeds therefrom. (a) Except as provided in this section, following the effective date of the first registration statement filed under the... required with respect to the first effective registration statement of the predecessor issuer. (c) For...

  18. 17 CFR 210.3A-05 - Special requirements as to public utility holding companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Consolidated and Combined Financial Statements § 210.3A-05 Special requirements as to public utility holding companies. There shall be shown in the consolidated balance sheet of a public utility holding company the... SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES...

  19. 75 FR 13176 - Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-03-18

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-61690; File No. SR-NASD-2003-140] Self... Amendment Nos. 1 and 2 thereto. I. Self-Regulatory Organization's Statement of the Terms of Substance of the... and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of the...

  20. 76 FR 35931 - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-20

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-64666; File No. SR-NSCC-2011-03] Self...\\ 17 CFR 240.19b-4(f)(4). I. Self-Regulatory Organization's Statement of Terms of Substance of the... Service. II. Self-Regulatory Organization's Statement of Purpose of, and Statutory Basis for, the Proposed...

  1. 17 CFR 210.3A-02 - Consolidated financial statements of the registrant and its subsidiaries.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 1975 Consolidated and Combined Financial Statements § 210.3A-02 Consolidated financial statements of... consolidated financial statements principles of inclusion or exclusion which will clearly exhibit the financial... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Consolidated financial...

  2. 17 CFR 270.8b-12 - Requirements as to paper, printing and language.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ..., printing and language. 270.8b-12 Section 270.8b-12 Commodity and Securities Exchanges SECURITIES AND... Requirements as to paper, printing and language. (a) Registration statements and reports shall be filed on good... as such on photocopies. (d) The body of all printed registration statements and reports and all notes...

  3. 17 CFR 270.8b-12 - Requirements as to paper, printing and language.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ..., printing and language. 270.8b-12 Section 270.8b-12 Commodity and Securities Exchanges SECURITIES AND... Requirements as to paper, printing and language. (a) Registration statements and reports shall be filed on good... as such on photocopies. (d) The body of all printed registration statements and reports and all notes...

  4. 78 FR 76269 - Adoption of Recommendations and Statement Regarding Administrative Practice and Procedure

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-12-17

    ... Performance and Results Act (GPRA) Modernization Act of 2010. The Conference also adopted one formal statement... adopted three recommendations and one formal statement. Recommendation 2013-5, ``Social Media in... judicial debate over its advisability and legality. Those who support remand without vacatur point to the...

  5. Notification: National Environmental Policy Act (NEPA) Environmental Impact Statements (EIS) Reviews

    EPA Pesticide Factsheets

    October 29, 2012. The EPA's OIG plans to begin preliminary research on EPA’s reviews of National Environmental Policy Act (NEPA) environmental impact statements (EIS) as submitted to EPA under Section 309 of the Clean Air Act.

  6. 17 CFR 240.15g-6 - Account statements for penny stock customers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... stock customers. 240.15g-6 Section 240.15g-6 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... § 240.15g-6 Account statements for penny stock customers. (a) Requirement. It shall be unlawful for any broker or dealer that has effected the sale to any customer, other than in a transaction that is exempt...

  7. 26 CFR 1.6045A-1 - Statements of information required in connection with transfers of securities.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... stock, how that stock is held, and how many shares each investor owns. O transfers the stock to D. (ii... statement that includes the information described in paragraph (b) of this section with respect to the transferred security. Except as provided in paragraphs (b)(1)(vii) and (b)(3) of this section (relating to...

  8. 26 CFR 1.6045A-1 - Statements of information required in connection with transfers of securities.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... stock, how that stock is held, and how many shares each investor owns. O transfers the stock to D. (ii... statement that includes the information described in paragraph (b) of this section with respect to the transferred security. Except as provided in paragraphs (b)(1)(vii) and (b)(3) of this section (relating to...

  9. 26 CFR 1.6045A-1 - Statements of information required in connection with transfers of securities.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... stock, how that stock is held, and how many shares each investor owns. O transfers the stock to D. (ii... statement that includes the information described in paragraph (b) of this section with respect to the transferred security. Except as provided in paragraphs (b)(1)(vii) and (b)(3) of this section (relating to...

  10. 26 CFR 1.6045A-1 - Statements of information required in connection with transfers of securities.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... stock, how that stock is held, and how many shares each investor owns. O transfers the stock to D. (ii... statement that includes the information described in paragraph (b) of this section with respect to the transferred security. Except as provided in paragraphs (b)(1)(vii) and (b)(3) of this section (relating to...

  11. 76 FR 23272 - FY 2011 Emergency Food Assistance Annual Program Statement

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-04-26

    ... Emergency Food Assistance Annual Program Statement Pursuant to the Food for Peace Act of 2008 and the Foreign Assistance Act of 1961 (FAA), notice is hereby given that the FY 2011 Emergency Food Assistance... to review, the FY 2011 Emergency Food Assistance Annual Program Statement is available via the Food...

  12. 17 CFR 239.15A - Form N-1A, registration statement of open-end management investment companies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement of open-end management investment companies. 239.15A Section 239.15A Commodity and Securities... Registration Statements § 239.15A Form N-1A, registration statement of open-end management investment companies... management investment companies other than separate accounts of insurance companies registered under the...

  13. 17 CFR 210.6A-04 - Statements of income and changes in plan equity.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Statements of income and..., Savings and Similar Plans § 210.6A-04 Statements of income and changes in plan equity. Statements of income and changes in plan equity filed under this rule shall comply with the following provisions: 1...

  14. 17 CFR 210.6A-04 - Statements of income and changes in plan equity.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Statements of income and..., Savings and Similar Plans § 210.6A-04 Statements of income and changes in plan equity. Statements of income and changes in plan equity filed under this rule shall comply with the following provisions: 1...

  15. 17 CFR 230.486 - Effective date of post-effective amendments and registration statements filed by certain closed...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Effective date of post....486 Effective date of post-effective amendments and registration statements filed by certain closed... section, a post-effective amendment to a registration statement, or a registration statement filed for the...

  16. 17 CFR 230.486 - Effective date of post-effective amendments and registration statements filed by certain closed...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Effective date of post....486 Effective date of post-effective amendments and registration statements filed by certain closed... section, a post-effective amendment to a registration statement, or a registration statement filed for the...

  17. 17 CFR 230.486 - Effective date of post-effective amendments and registration statements filed by certain closed...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Effective date of post....486 Effective date of post-effective amendments and registration statements filed by certain closed... section, a post-effective amendment to a registration statement, or a registration statement filed for the...

  18. 17 CFR 230.486 - Effective date of post-effective amendments and registration statements filed by certain closed...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Effective date of post....486 Effective date of post-effective amendments and registration statements filed by certain closed... section, a post-effective amendment to a registration statement, or a registration statement filed for the...

  19. 17 CFR 210.2-05 - Examination of financial statements by more than one accountant.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statements by more than one accountant. 210.2-05 Section 210.2-05 Commodity and Securities Exchanges... Qualifications and Reports of Accountants § 210.2-05 Examination of financial statements by more than one accountant. If, with respect to the examination of the financial statements, part of the examination is made...

  20. 17 CFR 210.2-05 - Examination of financial statements by more than one accountant.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statements by more than one accountant. 210.2-05 Section 210.2-05 Commodity and Securities Exchanges... Qualifications and Reports of Accountants § 210.2-05 Examination of financial statements by more than one accountant. If, with respect to the examination of the financial statements, part of the examination is made...

  1. Court rules against failed viatical firm in investor suit.

    PubMed

    1999-10-01

    A Federal appeals court has revived a claim against Dignity Partners Inc., a viatical business, and offshoot of a financial-services firm. Dignity Partners operated by buying the life insurance policies of terminally ill people. The company was charged with making false and misleading statements in its prospectus for an initial public stock offering. Five months later, the company announced that it would not accept new customers with AIDS, a group which represented 95 percent of its accounts at that time. The company had information from researchers and clinicians that the introduction of protease inhibitors would greatly increase life expectancy for its customers and would reduce company profits. This information was not generally available to potential investors. The suit against the company alleges violations of the Securities Act of 1933 and the Exchange Act of 1934, both which govern stock trading.

  2. 31 CFR 515.535 - Exchange of certain securities.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 31 Money and Finance:Treasury 3 2012-07-01 2012-07-01 false Exchange of certain securities. 515..., Authorizations, and Statements of Licensing Policy § 515.535 Exchange of certain securities. (a) Subject to the... securities listed on a national securities exchange, including the withdrawal of such securities from blocked...

  3. 31 CFR 515.535 - Exchange of certain securities.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 31 Money and Finance:Treasury 3 2013-07-01 2013-07-01 false Exchange of certain securities. 515..., Authorizations, and Statements of Licensing Policy § 515.535 Exchange of certain securities. (a) Subject to the... securities listed on a national securities exchange, including the withdrawal of such securities from blocked...

  4. 31 CFR 515.535 - Exchange of certain securities.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 31 Money and Finance:Treasury 3 2011-07-01 2011-07-01 false Exchange of certain securities. 515..., Authorizations, and Statements of Licensing Policy § 515.535 Exchange of certain securities. (a) Subject to the... securities listed on a national securities exchange, including the withdrawal of such securities from blocked...

  5. 31 CFR 515.535 - Exchange of certain securities.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 31 Money and Finance:Treasury 3 2014-07-01 2014-07-01 false Exchange of certain securities. 515..., Authorizations, and Statements of Licensing Policy § 515.535 Exchange of certain securities. (a) Subject to the... securities listed on a national securities exchange, including the withdrawal of such securities from blocked...

  6. 17 CFR 229.1010 - (Item 1010) Financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ....1010 (Item 1010) Financial statements. (a) Financial information. Furnish the following financial information: (1) Audited financial statements for the two fiscal years required to be filed with the company's... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false (Item 1010) Financial...

  7. 31 CFR 149.2 - Definitions.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... asset, or group of assets, was sold or otherwise disposed of in an orderly transaction. Most recent financial statement available. (1) The term “most recent financial statement available” means a covered financial company's— (i) Most recent financial statement filed with the Securities and Exchange Commission...

  8. 31 CFR 149.2 - Definitions.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... asset, or group of assets, was sold or otherwise disposed of in an orderly transaction. Most recent financial statement available. (1) The term “most recent financial statement available” means a covered financial company's— (i) Most recent financial statement filed with the Securities and Exchange Commission...

  9. Security Certification Challenges in a Cloud Computing Delivery Model

    DTIC Science & Technology

    2010-04-27

    Relevant Security Standards, Certifications, and Guidance  NIST SP 800 series  ISO /IEC 27001 framework  Cloud Security Alliance  Statement of...CSA Domains / Cloud Features ISO 27001 Cloud Service Provider Responsibility Government Agency Responsibility Analyze Security gaps Compensating

  10. 17 CFR 210.3-09 - Separate financial statements of subsidiaries not consolidated and 50 percent or less owned persons.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... financial statements of subsidiaries not consolidated and 50 percent or less owned persons. (a) If any of... consolidated financial statements required by §§ 210.3-01 and 3-02. However, these separate financial... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Separate financial statements...

  11. ICCE Policy Statement on Network and Multiple Machine Software.

    ERIC Educational Resources Information Center

    Computing Teacher, 1983

    1983-01-01

    Issued to provide guidance for the resolution of problems inherent in providing and securing good educational software, this statement outlines responsibilities of educators, hardware vendors, and software developers/vendors. Sample policy statements for school districts and community colleges, suggested format for software licenses, and technical…

  12. 48 CFR 430.202-8 - Subcontractor Disclosure Statements.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 48 Federal Acquisition Regulations System 4 2012-10-01 2012-10-01 false Subcontractor Disclosure Statements. 430.202-8 Section 430.202-8 Federal Acquisition Regulations System DEPARTMENT OF AGRICULTURE... authorized to determine that the Disclosure Statement for a subcontractor is impractical to secure and to...

  13. 48 CFR 430.202-8 - Subcontractor Disclosure Statements.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 48 Federal Acquisition Regulations System 4 2010-10-01 2010-10-01 false Subcontractor Disclosure Statements. 430.202-8 Section 430.202-8 Federal Acquisition Regulations System DEPARTMENT OF AGRICULTURE... authorized to determine that the Disclosure Statement for a subcontractor is impractical to secure and to...

  14. 48 CFR 430.202-8 - Subcontractor Disclosure Statements.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... 48 Federal Acquisition Regulations System 4 2014-10-01 2014-10-01 false Subcontractor Disclosure Statements. 430.202-8 Section 430.202-8 Federal Acquisition Regulations System DEPARTMENT OF AGRICULTURE... authorized to determine that the Disclosure Statement for a subcontractor is impractical to secure and to...

  15. 48 CFR 430.202-8 - Subcontractor Disclosure Statements.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... 48 Federal Acquisition Regulations System 4 2013-10-01 2013-10-01 false Subcontractor Disclosure Statements. 430.202-8 Section 430.202-8 Federal Acquisition Regulations System DEPARTMENT OF AGRICULTURE... authorized to determine that the Disclosure Statement for a subcontractor is impractical to secure and to...

  16. Combating terrorism : linking threats to strategies and resources testimony

    DOT National Transportation Integrated Search

    2000-07-26

    This is the statement of Norman J. Rabkin, Director, National Security Preparedness Issues, National Security and International Affairs division before the Subcommittee on National Security, Veterans Affairs, and International Relations, Committee on...

  17. 29 CFR 1608.1 - Statement of purpose.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... Civil Rights Act of 1964, Pub. L. 88-352, 78 Stat. 241 (1964), as amended; the Voting Rights Act of 1965... APPROPRIATE UNDER TITLE VII OF THE CIVIL RIGHTS ACT OF 1964, AS AMENDED § 1608.1 Statement of purpose. (a... (1963). Civil Rights Act of 1964: H.R. Rep. No. 914, pt. 2, 88th Cong., 1st Sess. (1971). Equal...

  18. 49 CFR 1549.7 - Approval, amendment, renewal of the security program and certification of a certified cargo...

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... information requested by TSA concerning Security Threat Assessments. (viii) A statement acknowledging and ensuring that each individual will successfully complete a Security Threat Assessment under § 1549.111... Security Coordinator for an applicant successfully completes a security threat assessment, TSA will provide...

  19. 17 CFR 210.6-09 - Statements of changes in net assets.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ..., INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Registered Investment... persons to whom this article is applicable shall comply with the following provisions: Statements of...

  20. 17 CFR 210.6-09 - Statements of changes in net assets.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ..., INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975 Registered Investment... persons to whom this article is applicable shall comply with the following provisions: Statements of...

  1. 24 CFR 201.24 - Security requirements.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 24 Housing and Urban Development 2 2013-04-01 2013-04-01 false Security requirements. 201.24....24 Security requirements. (a) Property improvement loans—(1) Property improvement loans in excess of... evidenced by a properly recorded financing statement, a properly recorded security instrument executed by...

  2. 24 CFR 201.24 - Security requirements.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 24 Housing and Urban Development 2 2014-04-01 2014-04-01 false Security requirements. 201.24....24 Security requirements. (a) Property improvement loans—(1) Property improvement loans in excess of... evidenced by a properly recorded financing statement, a properly recorded security instrument executed by...

  3. 49 CFR 1522.107 - Application.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... security threat assessments. (8) A statement acknowledging that all personnel of the applicant who must successfully complete a security threat assessment under the requirements of this part must do so before the... the Security Coordinator successfully completes a security threat assessment, TSA will provide to the...

  4. 77 FR 14525 - Statement of Organization, Functions, and Delegations of Authority

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-03-12

    ... maintains the CDC Computer Security Incident Response Team; (4) performs cyber security incident reporting... systems planning and support; internal security and emergency preparedness; and management analysis and... security; education, training, and workforce development in information and IT disciplines; development and...

  5. 12 CFR 563d.3b-6 - Liability for certain statements by savings associations.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... the time such statements are made or reaffirmed, either: (A) The issuer is subject to the reporting... issuer is not subject to the reporting requirements of section 13(a) or 15(d) of the Act, the statements... under the Investment Company Act of 1940; (2) Information (i) relating to the effects of changing prices...

  6. 12 CFR 563d.3b-6 - Liability for certain statements by savings associations.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... the time such statements are made or reaffirmed, either: (A) The issuer is subject to the reporting... issuer is not subject to the reporting requirements of section 13(a) or 15(d) of the Act, the statements... under the Investment Company Act of 1940; (2) Information (i) relating to the effects of changing prices...

  7. 19 CFR Policy Statement to Part 145 - Examination of Sealed Letter Class Mail

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... Policy Statement to Part 145 Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY (CONTINUED) MAIL IMPORTATIONS Pt. 145, Policy Stmt. Policy Statement... policies will lead to appropriate administrative sanctions, as well as possible criminal prosecution...

  8. 19 CFR Policy Statement to Part 145 - Examination of Sealed Letter Class Mail

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... Policy Statement to Part 145 Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY (CONTINUED) MAIL IMPORTATIONS Pt. 145, Policy Stmt. Policy Statement... policies will lead to appropriate administrative sanctions, as well as possible criminal prosecution...

  9. 19 CFR Policy Statement to Part 145 - Examination of Sealed Letter Class Mail

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... Policy Statement to Part 145 Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY (CONTINUED) MAIL IMPORTATIONS Pt. 145, Policy Stmt. Policy Statement... policies will lead to appropriate administrative sanctions, as well as possible criminal prosecution...

  10. 19 CFR Policy Statement to Part 145 - Examination of Sealed Letter Class Mail

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... Policy Statement to Part 145 Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY (CONTINUED) MAIL IMPORTATIONS Pt. 145, Policy Stmt. Policy Statement... policies will lead to appropriate administrative sanctions, as well as possible criminal prosecution...

  11. 17 CFR 210.5-03 - Income statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Income statements. 210.5-03... Income statements. (a) The purpose of this rule is to indicate the various line items which, if applicable, and except as otherwise permitted by the Commission, should appear on the face of the income...

  12. 46 CFR 403.120 - Notes to financial statements.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 46 Shipping 8 2010-10-01 2010-10-01 false Notes to financial statements. 403.120 Section 403.120 Shipping COAST GUARD (GREAT LAKES PILOTAGE), DEPARTMENT OF HOMELAND SECURITY GREAT LAKES PILOTAGE UNIFORM ACCOUNTING SYSTEM General § 403.120 Notes to financial statements. (a) All matters that are not clearly...

  13. 20 CFR 416.1340 - Penalty for making false or misleading statements or withholding information.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Penalty for making false or misleading statements or withholding information. 416.1340 Section 416.1340 Employees' Benefits SOCIAL SECURITY....1340 Penalty for making false or misleading statements or withholding information. (a) Why would SSA...

  14. 10 CFR 10.11 - Criteria.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... personnel security questionnaire, a personal qualifications statement, a personnel security interview, or... adequate evidence of rehabilitation. (12) Refused, without satisfactory explanation, to answer questions...

  15. 10 CFR 10.11 - Criteria.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... personnel security questionnaire, a personal qualifications statement, a personnel security interview, or... adequate evidence of rehabilitation. (12) Refused, without satisfactory explanation, to answer questions...

  16. 76 FR 36627 - Required Warnings for Cigarette Packages and Advertisements

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-06-22

    ...The Food and Drug Administration (FDA) is amending its regulations to add a new requirement for the display of health warnings on cigarette packages and in cigarette advertisements. This rule implements a provision of the Family Smoking Prevention and Tobacco Control Act (Tobacco Control Act) that requires FDA to issue regulations requiring color graphics, depicting the negative health consequences of smoking, to accompany the nine new textual warning statements required under the Tobacco Control Act. The Tobacco Control Act amends the Federal Cigarette Labeling and Advertising Act (FCLAA) to require each cigarette package and advertisement to bear one of nine new textual warning statements. This final rule specifies the color graphic images that must accompany each of the nine new textual warning statements.

  17. Required warnings for cigarette packages and advertisements. Final rule.

    PubMed

    2011-06-22

    The Food and Drug Administration (FDA) is amending its regulations to add a new requirement for the display of health warnings on cigarette packages and in cigarette advertisements. This rule implements a provision of the Family Smoking Prevention and Tobacco Control Act (Tobacco Control Act) that requires FDA to issue regulations requiring color graphics, depicting the negative health consequences of smoking, to accompany the nine new textual warning statements required under the Tobacco Control Act. The Tobacco Control Act amends the Federal Cigarette Labeling and Advertising Act (FCLAA) to require each cigarette package and advertisement to bear one of nine new textual warning statements. This final rule specifies the color graphic images that must accompany each of the nine new textual warning statements.

  18. Transportation Security : federal action needed to enhance security efforts : statement of Peter Guerrero, Director, Physical Infrastructure Issues

    DOT National Transportation Integrated Search

    2003-09-09

    Mr. Guerrero's testimony examines (1) challenges in securing the nation's transportation system; (2) actions transportation operators, as well as state and local governments, have taken since September 11 to enhance security; (3) the federal role in ...

  19. 40 CFR 82.108 - Placement of warning statement.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... 40 Protection of Environment 18 2014-07-01 2014-07-01 false Placement of warning statement. 82.108....108 Placement of warning statement. The warning statement shall be placed so as to satisfy the requirement of the Act that the warning statement be “clearly legible and conspicuous.” The warning statement...

  20. 40 CFR 82.108 - Placement of warning statement.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 40 Protection of Environment 17 2010-07-01 2010-07-01 false Placement of warning statement. 82.108....108 Placement of warning statement. The warning statement shall be placed so as to satisfy the requirement of the Act that the warning statement be “clearly legible and conspicuous.” The warning statement...

  1. 40 CFR 82.108 - Placement of warning statement.

    Code of Federal Regulations, 2013 CFR

    2013-07-01

    ... 40 Protection of Environment 18 2013-07-01 2013-07-01 false Placement of warning statement. 82.108....108 Placement of warning statement. The warning statement shall be placed so as to satisfy the requirement of the Act that the warning statement be “clearly legible and conspicuous.” The warning statement...

  2. 40 CFR 82.108 - Placement of warning statement.

    Code of Federal Regulations, 2012 CFR

    2012-07-01

    ... 40 Protection of Environment 18 2012-07-01 2012-07-01 false Placement of warning statement. 82.108....108 Placement of warning statement. The warning statement shall be placed so as to satisfy the requirement of the Act that the warning statement be “clearly legible and conspicuous.” The warning statement...

  3. 40 CFR 82.108 - Placement of warning statement.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... 40 Protection of Environment 17 2011-07-01 2011-07-01 false Placement of warning statement. 82.108....108 Placement of warning statement. The warning statement shall be placed so as to satisfy the requirement of the Act that the warning statement be “clearly legible and conspicuous.” The warning statement...

  4. President's Alaska Natural Gas Transportation Act waiver recommendation. Hearings before the Committee on Energy and Natural Resources, United States Senate, Ninety-Seventh Congress, First Session on S. J. Res. 115, Joint resolution to approve the President's recommendation for a waiver of law pursuant to the Alaska Natural Gas Transportation Act of 1976, October 22-23, 26, 1981

    DOE Office of Scientific and Technical Information (OSTI.GOV)

    Not Available

    1981-01-01

    Hearings on the resolution to approve the President's waiver package that will enable private financing of the Alaska natural gas pipeline met for three days in October, 1981. Approval of the package will allow access to proven North Slope gas reserves and make a major contribution to US energy security and economic growth. It is designed to modify legal barriers that prevent producers from participating in pipeline financing. The hearing record contains the President's message to Congress, the text of Senate Joint Resolution 115, the statements of 36 witnesses, and their responses to committee questions. (DCK)

  5. 49 CFR 1548.7 - Approval, amendment, annual renewal, and withdrawal of approval of the security program.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... requested by TSA concerning Security Threat Assessments. (ix) A statement acknowledging and ensuring that each employee and agent will successfully complete a Security Threat Assessment under § 1548.15 before... training and Security Threat Assessments by relevant personnel. (4) Duration of security program. The...

  6. Aviation security : weaknesses in airport security and options for assigning screening responsibilities

    DOT National Transportation Integrated Search

    2001-09-21

    This is the statement of Gerald L. Dillingham, Director, Physical Infrastructure Issues before the Subcommittee on Aviation, Committee on Transportation and Infrastructure, House of Representatives regarding aviation safety and security. The statemen...

  7. 12 CFR 344.8 - Securities trading policies and procedures.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 12 Banks and Banking 4 2011-01-01 2011-01-01 false Securities trading policies and procedures. 344.8 Section 344.8 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS... Securities trading policies and procedures. (a) Policies and procedures. Every bank effecting securities...

  8. 12 CFR 344.8 - Securities trading policies and procedures.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 12 Banks and Banking 5 2013-01-01 2013-01-01 false Securities trading policies and procedures. 344.8 Section 344.8 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS... Securities trading policies and procedures. (a) Policies and procedures. Every bank effecting securities...

  9. 12 CFR 344.8 - Securities trading policies and procedures.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 12 Banks and Banking 5 2014-01-01 2014-01-01 false Securities trading policies and procedures. 344.8 Section 344.8 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS... Securities trading policies and procedures. (a) Policies and procedures. Every bank effecting securities...

  10. 12 CFR 344.8 - Securities trading policies and procedures.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 12 Banks and Banking 5 2012-01-01 2012-01-01 false Securities trading policies and procedures. 344.8 Section 344.8 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS... Securities trading policies and procedures. (a) Policies and procedures. Every bank effecting securities...

  11. 7 CFR 273.12 - Reporting requirements.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... requiring Social Security numbers, the routine uses for Social Security numbers, and the effect of not... paragraph (c) of this section; (x) If the form requests Social Security numbers, include a statement of the State agency's authority to require Social Security numbers (including the statutory citation, the title...

  12. 12 CFR 344.8 - Securities trading policies and procedures.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 4 2010-01-01 2010-01-01 false Securities trading policies and procedures. 344.8 Section 344.8 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS... Securities trading policies and procedures. (a) Policies and procedures. Every bank effecting securities...

  13. 17 CFR 240.14b-2 - Obligation of banks, associations and other entities that exercise fiduciary powers in connection...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... statement, information statement, or Notice of Internet Availability of Proxy Materials to more than one... annual reports to security holders, proxy statements, and Notices of Internet Availability of Proxy..., and Notices of Internet Availability of Proxy Materials) applicable to registrants, with the exception...

  14. 17 CFR 240.14b-2 - Obligation of banks, associations and other entities that exercise fiduciary powers in connection...

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... statement, information statement, or Notice of Internet Availability of Proxy Materials to more than one... annual reports to security holders, proxy statements, and Notices of Internet Availability of Proxy..., and Notices of Internet Availability of Proxy Materials) applicable to registrants, with the exception...

  15. 17 CFR 240.14b-2 - Obligation of banks, associations and other entities that exercise fiduciary powers in connection...

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... statement, information statement, or Notice of Internet Availability of Proxy Materials to more than one... annual reports to security holders, proxy statements, and Notices of Internet Availability of Proxy..., and Notices of Internet Availability of Proxy Materials) applicable to registrants, with the exception...

  16. 17 CFR 240.14b-2 - Obligation of banks, associations and other entities that exercise fiduciary powers in connection...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... statement, information statement, or Notice of Internet Availability of Proxy Materials to more than one... annual reports to security holders, proxy statements, and Notices of Internet Availability of Proxy..., and Notices of Internet Availability of Proxy Materials) applicable to registrants, with the exception...

  17. 17 CFR 240.14b-2 - Obligation of banks, associations and other entities that exercise fiduciary powers in connection...

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... statement, information statement, or Notice of Internet Availability of Proxy Materials to more than one... annual reports to security holders, proxy statements, and Notices of Internet Availability of Proxy..., and Notices of Internet Availability of Proxy Materials) applicable to registrants, with the exception...

  18. 20 CFR 404.632 - Statements filed with a hospital.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Statements filed with a hospital. 404.632 Section 404.632 Employees' Benefits SOCIAL SECURITY ADMINISTRATION FEDERAL OLD-AGE, SURVIVORS AND... statement filed with us and § 404.630 will apply to it if— (a) You are a patient in the hospital; (b) The...

  19. 25 CFR 700.541 - Fraud or false statement in a Government matter.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 25 Indians 2 2010-04-01 2010-04-01 false Fraud or false statement in a Government matter. 700.541... RELOCATION PROCEDURES Employee Responsibility and Conduct § 700.541 Fraud or false statement in a Government..., applications for employment, personnel security forms, requests for travel reimbursement, client certification...

  20. 76 FR 77275 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-12-12

    ... such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for.... Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members... and publishes its reasons for so finding or (ii) as to which the self-regulatory organization consents...

  1. Framing a South Africa Policy Statement

    ERIC Educational Resources Information Center

    Murray, Roger F.

    1978-01-01

    A model position statement for the college trustee is presented that deals with the management of and decision-making for corporate equity securities. Neither selling the stock nor leaving decisions on social issues, such as the apartheid one, to corporate management is seen as a satisfactory alternative. Adoption of a position statement can guide…

  2. 20 CFR 404.459 - Penalty for making false or misleading statements or withholding information.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Penalty for making false or misleading statements or withholding information. 404.459 Section 404.459 Employees' Benefits SOCIAL SECURITY... Nonpayments of Benefits § 404.459 Penalty for making false or misleading statements or withholding information...

  3. 75 FR 69523 - Required Warnings for Cigarette Packages and Advertisements

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-12

    ...The Food and Drug Administration (FDA) is proposing to amend its regulations to add a new requirement for the display of health warnings on cigarette packages and in cigarette advertisements. The proposed rule would implement a provision of the Family Smoking Prevention and Tobacco Control Act (Tobacco Control Act) that requires FDA to issue regulations requiring color graphics depicting the negative health consequences of smoking to accompany the nine new textual warning statements that will be required under the Tobacco Control Act. The Tobacco Control Act amends the Federal Cigarette Labeling and Advertising Act (FCLAA) to require each cigarette package and advertisement to bear one of nine new textual warning statements. This proposed rule, once finalized, would specify the color graphics that must accompany each of the nine new textual warning statements.

  4. 20 CFR 335.3 - Execution of statement of sickness and supplemental doctor's statement.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 20 Employees' Benefits 1 2012-04-01 2012-04-01 false Execution of statement of sickness and supplemental doctor's statement. 335.3 Section 335.3 Employees' Benefits RAILROAD RETIREMENT BOARD REGULATIONS UNDER THE RAILROAD UNEMPLOYMENT INSURANCE ACT SICKNESS BENEFITS § 335.3 Execution of statement of...

  5. 20 CFR 335.3 - Execution of statement of sickness and supplemental doctor's statement.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 20 Employees' Benefits 1 2013-04-01 2012-04-01 true Execution of statement of sickness and supplemental doctor's statement. 335.3 Section 335.3 Employees' Benefits RAILROAD RETIREMENT BOARD REGULATIONS UNDER THE RAILROAD UNEMPLOYMENT INSURANCE ACT SICKNESS BENEFITS § 335.3 Execution of statement of...

  6. 20 CFR 335.3 - Execution of statement of sickness and supplemental doctor's statement.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 20 Employees' Benefits 1 2011-04-01 2011-04-01 false Execution of statement of sickness and supplemental doctor's statement. 335.3 Section 335.3 Employees' Benefits RAILROAD RETIREMENT BOARD REGULATIONS UNDER THE RAILROAD UNEMPLOYMENT INSURANCE ACT SICKNESS BENEFITS § 335.3 Execution of statement of...

  7. 20 CFR 335.3 - Execution of statement of sickness and supplemental doctor's statement.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 20 Employees' Benefits 1 2014-04-01 2012-04-01 true Execution of statement of sickness and supplemental doctor's statement. 335.3 Section 335.3 Employees' Benefits RAILROAD RETIREMENT BOARD REGULATIONS UNDER THE RAILROAD UNEMPLOYMENT INSURANCE ACT SICKNESS BENEFITS § 335.3 Execution of statement of...

  8. Issues of Falsifying Financial Statements in Terms of Economic Security

    ERIC Educational Resources Information Center

    Zhitlukhina, Olga G.; Rakutko, Svetlana Y.; Berezhnova, Elena I.; Selezneva, Elena Y.; Belik, Elena V.; Shalaeva, Nina I.; Denisevich, Elena I.; Belik, Natalia V.; Saenko, Zhanna E.; Sultanova, Alina A.

    2016-01-01

    The paper deals with problems of the country's economic security and entities, timely resolution of which influences directly the country's national security. The cornerstone of successful existence of any country, especially the Russian Federation, during such complicated period is the presence of effective national economic security system.…

  9. 7 CFR 273.12 - Requirements for change reporting households.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... requiring Social Security numbers, the routine uses for Social Security numbers, and the effect of not... paragraph (c) of this section; (x) If the form requests Social Security numbers, include a statement of the State agency's authority to require Social Security numbers (including the statutory citation, the title...

  10. 7 CFR 273.12 - Requirements for change reporting households.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... requiring Social Security numbers, the routine uses for Social Security numbers, and the effect of not... paragraph (c) of this section; (x) If the form requests Social Security numbers, include a statement of the State agency's authority to require Social Security numbers (including the statutory citation, the title...

  11. 2000 CENSUS Analysis of Fiscal Year 2000 Budget and Internal Control Weaknesses at the U.S. Census Bureau

    DTIC Science & Technology

    2001-12-01

    Act of 1996 FMFIA Federal Managers’ Financial Integrity Act of 1982 FTE full-time equivalent GAAP generally...statements.11 This guidance requires that financial statements be prepared in accordance with U.S. generally accepted accounting principles ( GAAP )12 and the...Federal Financial Statements. 12The Federal Accounting Standards Advisory Board promulgates GAAP for federal government entities. Annual Financial

  12. 75 FR 18841 - Office for Civil Rights; Privacy Act of 1974, Amended System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-13

    ... Privacy Act of 1974, Federal Information Security Management Act of 2002, Computer Security Act of 1987... 1974, Federal Information Security Management Act of 2002, Computer Security Act of 1987, the Paperwork... Oversight, the Chair of the Senate Committee on Homeland Security and Governmental Affairs, and the...

  13. 32 CFR 310.16 - Forms.

    Code of Federal Regulations, 2014 CFR

    2014-07-01

    ... data subject to this part, an appropriate Privacy Act Statement must be added. ... Department of Defense (Continued) OFFICE OF THE SECRETARY OF DEFENSE (CONTINUED) PRIVACY PROGRAM DOD PRIVACY... provides guidance for preparing Privacy Act Statements for use with forms (see also paragraph (b) of this...

  14. 32 CFR 310.16 - Forms.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    ... data subject to this part, an appropriate Privacy Act Statement must be added. ... Department of Defense (Continued) OFFICE OF THE SECRETARY OF DEFENSE (CONTINUED) PRIVACY PROGRAM DOD PRIVACY... provides guidance for preparing Privacy Act Statements for use with forms (see also paragraph (b) of this...

  15. 20 CFR 422.101 - Material included in this subpart.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Section 422.101 Employees' Benefits SOCIAL SECURITY ADMINISTRATION ORGANIZATION AND PROCEDURES General... applications for and assignment of social security numbers, maintenance of earnings records of individuals by the Social Security Administration, requests for statements of earnings or for revision of earnings...

  16. 76 FR 65508 - Extension of the Public Comment Period for the Draft Site-Wide Environmental Impact Statement for...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-21

    ... DEPARTMENT OF ENERGY National Nuclear Security Administration Extension of the Public Comment... Department of Energy/National Nuclear Security Administration Nevada National Security Site and Off-Site Locations in the State of Nevada AGENCY: National Nuclear Security Administration, U.S. Department of Energy...

  17. 17 CFR 210.3-10 - Financial statements of guarantors and issuers of guaranteed securities registered or being...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ..., no independent assets or operations, minor, finance subsidiary and operating subsidiary. Paragraph (i....220f of this chapter). (b) Finance subsidiary issuer of securities guaranteed by its parent company. When a finance subsidiary issues securities and its parent company guarantees those securities, the...

  18. 17 CFR 210.12-15 - Summary of investments-other than investments in related parties.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Summary of investments-other than investments in related parties. 210.12-15 Section 210.12-15 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES...

  19. 17 CFR 210.12-15 - Summary of investments-other than investments in related parties.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Summary of investments-other than investments in related parties. 210.12-15 Section 210.12-15 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES...

  20. 17 CFR 210.12-15 - Summary of investments-other than investments in related parties.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Summary of investments-other than investments in related parties. 210.12-15 Section 210.12-15 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES...

  1. 17 CFR 210.12-15 - Summary of investments-other than investments in related parties.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Summary of investments-other than investments in related parties. 210.12-15 Section 210.12-15 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES...

  2. Nuclear power and the market value of the shares of electric utilities

    NASA Astrophysics Data System (ADS)

    Lyons, Joseph T.

    The most basic principle of security valuation is that market prices are determined by investors' expectations of the firm's performance in the future. These expectations are generally understood to be related to the risk that investors will bear by holding the firm's equity. There is considerable evidence that financial statements prepared in accordance with accrual-based accounting standards consistent with Generally Accepted Accounting Principles (GAAP) have information content relevant to the establishment of market prices. In 2001, the Financial Accounting Standards Board (FASB) issued Statement of Financial Accounting Standard No. 143, "Accounting for Asset Retirement Obligations," changing the accounting standards that must be used to prepare financial statements. This paper investigates the effect that investment in nuclear power has on the market value of electric utilities and the impact on the securities markets of the significant changes in financial statement presentation mandated by this new standard.

  3. Analyzing Future Complex National Security Challenges within the Joint, Interagency, Intergovernmental, and Multinational Environment. Proteus Futures Academic Workshop Held in Carlisle Barracks, Pennsylvania on 22-24 August 2006

    DTIC Science & Technology

    2006-08-01

    AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY...threats, or financial insecurities. Yankee Going Home: The world of 2020 looks like a confused mess! Little is clear except that the world has... statements from Proteus: Insights from 2020 are highly releant when thinking about the current strategic picture in the context of Power: “When Power

  4. 76 FR 58786 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-22

    ... National Security Agency/Central Security System systems of records notices subject to the Privacy Act of... inquiries to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; Systems of Records AGENCY: National Security Agency/Central Security Service, Department of Defense (DoD...

  5. 78 FR 45913 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2013-07-30

    ... National Security Agency/Central Security Service systems of records subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act Office, 9800...; Systems of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to alter...

  6. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... 17 Commodity and Securities Exchanges 2 2013-04-01 2013-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  7. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  8. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... 17 Commodity and Securities Exchanges 2 2012-04-01 2012-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  9. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... 17 Commodity and Securities Exchanges 3 2014-04-01 2014-04-01 false Securities Act industry guides. 229.801 Section 229.801 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION STANDARD... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry...

  10. 17 CFR 239.18 - Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate...

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... under the Securities Act of 1933 of securities of certain real estate companies. 239.18 Section 239.18... Securities Act of 1933 of securities of certain real estate companies. This form shall be used for registration under the Securities Act of 1933 of (a) securities issued by real estate investment trusts, as...

  11. 17 CFR 239.18 - Form S-11, for registration under the Securities Act of 1933 of securities of certain real estate...

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... under the Securities Act of 1933 of securities of certain real estate companies. 239.18 Section 239.18... Securities Act of 1933 of securities of certain real estate companies. This form shall be used for registration under the Securities Act of 1933 of (a) securities issued by real estate investment trusts, as...

  12. 75 FR 61795 - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-10-06

    ...\\ 15 U.S.C. 78s(b)(3)(A). \\4\\ 17 CFR 240.19b-4(f)(6). I. Self-Regulatory Organization's Statement of... Exchange, and at the Commission's Public Reference Room. II. Self-Regulatory Organization's Statement of... statements may be examined at the places specified in Item IV below. The self-regulatory organization has...

  13. 49 CFR 802.14 - Review procedure and judicial review.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... concise statement enumerating the reasons for the requester's disagreement with the denial, pursuant to...) Statements of Disagreement. (1) Written Statements of Disagreement may be furnished by the individual within... envelope, “Privacy Act Statement of Disagreement.” (2) The Director, Bureau of Administration, or his...

  14. 43 CFR 46.400 - Timing of environmental impact statement development.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 43 Public Lands: Interior 1 2010-10-01 2010-10-01 false Timing of environmental impact statement... IMPLEMENTATION OF THE NATIONAL ENVIRONMENTAL POLICY ACT OF 1969 Environmental Impact Statements § 46.400 Timing of environmental impact statement development. The bureau must prepare an environmental impact...

  15. 76 FR 3098 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-19

    ...: National Security Agency/Central Security Service, Freedom of Information Act and Privacy Act Office, 9800..., Privacy Act and Mandatory Declassification Review Records. System Location: National Security Agency... Information Act; 5 U.S.C. 552a, The Privacy Act of 1974 (as amended); E.O. 13526, Classified National Security...

  16. Information Security: Computer Hacker Information Available on the Internet

    DTIC Science & Technology

    1996-06-05

    INFORMATION SECURITY Computer Hacker Information Available on the Internet Statement for the Record of...Report Type N/A Dates Covered (from... to) - Title and Subtitle INFORMATION SECURITY Computer Hacker Information Available on the Internet Contract...1996 4. TITLE AND SUBTITLE Information Security: Computer Hacker Information Available on the Internet 5. FUNDING NUMBERS 6. AUTHOR(S) Jack L.

  17. 40 CFR 792.12 - Statement of compliance or non-compliance.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... SUBSTANCES CONTROL ACT (CONTINUED) GOOD LABORATORY PRACTICE STANDARDS General Provisions § 792.12 Statement... differences between the practices used in the study and those required by this part; or (c) A statement that...

  18. 16 CFR 1.84 - Draft environmental impact statements: Availability and comment.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 16 Commercial Practices 1 2011-01-01 2011-01-01 false Draft environmental impact statements... Environmental Policy Act of 1969 § 1.84 Draft environmental impact statements: Availability and comment. Except for proposals for legislation, environmental impact statements shall be prepared in two stages: Draft...

  19. 16 CFR 1.84 - Draft environmental impact statements: Availability and comment.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 16 Commercial Practices 1 2013-01-01 2013-01-01 false Draft environmental impact statements... Environmental Policy Act of 1969 § 1.84 Draft environmental impact statements: Availability and comment. Except for proposals for legislation, environmental impact statements shall be prepared in two stages: Draft...

  20. 16 CFR 1.84 - Draft environmental impact statements: Availability and comment.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 16 Commercial Practices 1 2014-01-01 2014-01-01 false Draft environmental impact statements... Environmental Policy Act of 1969 § 1.84 Draft environmental impact statements: Availability and comment. Except for proposals for legislation, environmental impact statements shall be prepared in two stages: Draft...

  1. 16 CFR 1.84 - Draft environmental impact statements: Availability and comment.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 16 Commercial Practices 1 2012-01-01 2012-01-01 false Draft environmental impact statements... Environmental Policy Act of 1969 § 1.84 Draft environmental impact statements: Availability and comment. Except for proposals for legislation, environmental impact statements shall be prepared in two stages: Draft...

  2. 49 CFR 1105.4 - Definitions.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... information for determining whether to prepare an Environmental Impact Statement or to make a finding of no... Statement or an Environmental Assessment. (f) Environmental Impact Statement or “EIS” means the detailed written statement required by the National Environmental Policy Act, 42 U.S.C. 4332(2)(c), for a major...

  3. 75 FR 16540 - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-04-01

    ... its filing with the Commission, the self-regulatory organization included statements concerning the... such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for... of the purposes of the Act. C. Self-Regulatory Organization's Statement on Comments on the Proposed...

  4. 48 CFR 22.1016 - Statement of equivalent rates for Federal hires.

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ... 48 Federal Acquisition Regulations System 1 2011-10-01 2011-10-01 false Statement of equivalent rates for Federal hires. 22.1016 Section 22.1016 Federal Acquisition Regulations System FEDERAL... Contract Act of 1965, as Amended 22.1016 Statement of equivalent rates for Federal hires. (a) The statement...

  5. 48 CFR 22.1016 - Statement of equivalent rates for Federal hires.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 48 Federal Acquisition Regulations System 1 2010-10-01 2010-10-01 false Statement of equivalent rates for Federal hires. 22.1016 Section 22.1016 Federal Acquisition Regulations System FEDERAL... Contract Act of 1965, as Amended 22.1016 Statement of equivalent rates for Federal hires. (a) The statement...

  6. 10 CFR 51.29 - Scoping-environmental impact statement and supplement to environmental impact statement.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 10 Energy 2 2010-01-01 2010-01-01 false Scoping-environmental impact statement and supplement to environmental impact statement. 51.29 Section 51.29 Energy NUCLEAR REGULATORY COMMISSION (CONTINUED... Environmental Policy Act-Regulations Implementing Section 102(2) Scoping § 51.29 Scoping-environmental impact...

  7. 16 CFR 1.84 - Draft environmental impact statements: Availability and comment.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 16 Commercial Practices 1 2010-01-01 2010-01-01 false Draft environmental impact statements... Environmental Policy Act of 1969 § 1.84 Draft environmental impact statements: Availability and comment. Except for proposals for legislation, environmental impact statements shall be prepared in two stages: Draft...

  8. 43 CFR 46.445 - Preparing a legislative environmental impact statement.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... IMPLEMENTATION OF THE NATIONAL ENVIRONMENTAL POLICY ACT OF 1969 Environmental Impact Statements § 46.445 Preparing a legislative environmental impact statement. When required under 40 CFR 1506.8, the Department must ensure that a legislative environmental impact statement is included as a part of the formal...

  9. 39 CFR 775.12 - Time frames for environmental impact statement actions.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... 39 Postal Service 1 2010-07-01 2010-07-01 false Time frames for environmental impact statement... NATIONAL ENVIRONMENTAL POLICY ACT PROCEDURES § 775.12 Time frames for environmental impact statement... environmental impact statements received in that office during the preceding week. The minimum time periods for...

  10. 5 CFR 1630.7 - Identification requirements.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... or herself by signature, i.e., to note by signature the date of access, Social Security number, and... number or Social Security number and shall sign the request. Most other individuals shall provide the participant's account number or Social Security number, shall provide a statement of relationship to the...

  11. Combating terrorism : observations on growth in federal programs

    DOT National Transportation Integrated Search

    1999-01-01

    This is the statement of Mark E. Gebicke, Director, National Security Preparedness Issues, National Security and International Affairs Division before the Subcommittee on Oversight, Investigations, and Emergency Management, Committee on Transportatio...

  12. 32 CFR 310.16 - Forms.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... Department of Defense (Continued) OFFICE OF THE SECRETARY OF DEFENSE (CONTINUED) PRIVACY PROGRAM DOD PRIVACY... provides guidance for preparing Privacy Act Statements for use with forms (see also paragraph (b) of this... Privacy Act Statement shall appear as follows (listed in the order of preference): (i) In the body of the...

  13. 29 CFR 452.1 - Introductory statement.

    Code of Federal Regulations, 2010 CFR

    2010-07-01

    ... provisions of the Act with “a practical guide * * * as to how the office representing the public interest in... DISCLOSURE ACT OF 1959 General Considerations § 452.1 Introductory statement. (a) This part discusses the... which will guide him in performing his duties unless and until he is directed otherwise by authoritative...

  14. 12 CFR 18.3 - Preparation of annual disclosure statement.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... important, as discussed in § 18.4(c). (b) The annual disclosure statement shall be available by March 31 of each year, or by an earlier date as necessary to be made available to security holders in advance of...

  15. 20 CFR 405.334 - Prehearing statements.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ....334 Employees' Benefits SOCIAL SECURITY ADMINISTRATION ADMINISTRATIVE REVIEW PROCESS FOR ADJUDICATING INITIAL DISABILITY CLAIMS Administrative Law Judge Hearing § 405.334 Prehearing statements. (a) At any time before the hearing begins, you may submit, or the administrative law judge may request that you...

  16. 75 FR 67697 - Privacy Act of 1974; Systems of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-03

    ... National Security Agency's record system notices for records systems subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act (FOIA)/Privacy Act Office...; Systems of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to add a...

  17. 75 FR 43494 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-07-26

    ... National Security Agency's record system notices for records systems subject to the Privacy Act of 1974 (5... National Security Agency/Central Security Service, Freedom of Information Act and Privacy Act Office, 9800...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to...

  18. AVIATION SECURITY: FAA’s Actions to Study Responsibilities and Funding for Airport Security and to Certify Screening Companies

    DTIC Science & Technology

    1999-02-01

    Actions to Study Responsibilities and Funding for Airport Security and to Certify Screening Companies DISTRIBUTION STATEMENT A Approved for...local law enforcement support relating to air carrier and airport security measures. The funding of the security operations is divided among FAA, the...generally agreed with the current division of airport security responsibilities. These officials stated that the continuity of screening would be

  19. United States Air Force Security Forces in an Era of Terrorist Threats

    DTIC Science & Technology

    1999-06-01

    their primary duties. The third alternative is to eliminate the Palace Tenure deployments of security personnel and replace them with dedicated units...The Phoenix Raven program, the 820th Security Forces Group, and Palace Tenure commitments. The specified mission varies by organization, but the...820th Security Forces Group. January 1999, slide 4. 166 Statement of LT. Col. Larry A. Buckingham , 820th Security Forces Group Commander, “820th Security

  20. An Introduction to Commercial Security: Course Proposal.

    ERIC Educational Resources Information Center

    Bush, Charles

    A proposal is presented for a Community College of Philadelphia course, entitled "An Introduction to Commercial Security," which is intended to provide an introduction and analysis of the security administration function. Following a standard cover form, a statement of purpose for the course notes the rapid growth of the security…

  1. 6 CFR 13.47 - Limitations.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 6 Domestic Security 1 2010-01-01 2010-01-01 false Limitations. 13.47 Section 13.47 Domestic Security DEPARTMENT OF HOMELAND SECURITY, OFFICE OF THE SECRETARY PROGRAM FRAUD CIVIL REMEDIES § 13.47 Limitations. (a) The notice of hearing with respect to a Claim or Statement must be served in the manner...

  2. Transportation security : post-September 11th initiatives and long-term challenges : statement of Gerald L. Dillingham, Director, Physical Infrastructure Issues

    DOT National Transportation Integrated Search

    2003-04-01

    This testimony responds to the request of the National Commission on Terrorist Attacks Upon the United States for information on GAO's work in transportation security. It addresses (1) transportation security before September 2001; (2) what the feder...

  3. 17 CFR 210.8-05 - Pro forma financial information.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... information showing the effects of the acquisition shall be furnished if financial statements of a business... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Pro forma financial information. 210.8-05 Section 210.8-05 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION...

  4. 7 CFR 1434.12 - Liens.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... FOR HONEY § 1434.12 Liens. (a) CCC's security interest in the honey pledged as collateral is first and... law, all financing statements needed to perfect a security interest in honey pledged as collateral for... security interests, liens, or encumbrances on the honey, CCC shall obtain waivers that fully protect the...

  5. 7 CFR 1434.12 - Liens.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... FOR HONEY § 1434.12 Liens. (a) CCC's security interest in the honey pledged as collateral is first and... law, all financing statements needed to perfect a security interest in honey pledged as collateral for... security interests, liens, or encumbrances on the honey, CCC shall obtain waivers that fully protect the...

  6. 76 FR 48195 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-08

    ...(b)(1). \\2\\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance... of such statements. A. Self-Regulatory Organization's Statement of the Purpose of, and Statutory... the Act. C. Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received...

  7. 18 CFR 380.7 - Format of an environmental impact statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... environmental impact statement. 380.7 Section 380.7 Conservation of Power and Water Resources FEDERAL ENERGY... ENVIRONMENTAL POLICY ACT § 380.7 Format of an environmental impact statement. In addition to the requirements for an environmental impact statement prescribed in 40 CFR 1502.10 of the regulations of the Council...

  8. Bahrain: Reform, Security, and U.S. Policy

    DTIC Science & Technology

    2017-09-29

    responsibility for bombings and other attacks primarily against security officials. The Bahrain government’s use of repression against the dissent...activity of violent, underground groups that, among their tactics, detonate bombs and improvised explosive devices (IEDs) against security forces. These...issued its first public statement in April 2013 and has since claimed responsibility for about 20 bombings against security personnel, including one

  9. Logistics Composite Model (LCOM) Workbook

    DTIC Science & Technology

    1976-06-01

    nc;-J to e UNCLASSIFIED SECURITY CLASSIFICATION OF THIS PAGE (When Dots Ew.ervol. REPORT DOCUMENTATION PAGE READ INSTRUCTIONS BEFORE COMPLETING FORM I...Controlling Office) 15. SECURITY CLASS. (of this report) Unclassified 158. DECLASSIFICATIONDOWNGRADING SCHEDULE 16. DISTRIBUTION STATEMENT (of this Report...ID SECURITY CLASSIFICATION OF THIS PAGE (When Des Entered) K7 UNCLASSIFIED SECURITY CLASSIFICATION OF THIS PAGE(Whon Dal Entore o l Logic networks

  10. PRN 93-3: Labeling Statement Prohibiting Application to Water

    EPA Pesticide Factsheets

    This notice explaining the policy on label statement prohibiting pesticide application to water pertains only to the labeling statement on pesticide products. It does not address the term wetlands as defined with respect to the Clean Water Act.

  11. 17 CFR 240.12b-36 - Use of financial statements filed under other acts.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... administered by the Commission are filed with a statement or report, the accountant's certificate shall be... consent of the accountant to such incorporation by reference shall be filed with the statement or report...

  12. 17 CFR 240.12b-36 - Use of financial statements filed under other acts.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... administered by the Commission are filed with a statement or report, the accountant's certificate shall be... consent of the accountant to such incorporation by reference shall be filed with the statement or report...

  13. 17 CFR 240.12b-36 - Use of financial statements filed under other acts.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... administered by the Commission are filed with a statement or report, the accountant's certificate shall be... consent of the accountant to such incorporation by reference shall be filed with the statement or report...

  14. 17 CFR 240.12b-36 - Use of financial statements filed under other acts.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... administered by the Commission are filed with a statement or report, the accountant's certificate shall be... consent of the accountant to such incorporation by reference shall be filed with the statement or report...

  15. 17 CFR 240.12b-36 - Use of financial statements filed under other acts.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... administered by the Commission are filed with a statement or report, the accountant's certificate shall be... consent of the accountant to such incorporation by reference shall be filed with the statement or report...

  16. Aviation Security: Immediate Action Needed to Improve Security

    DOT National Transportation Integrated Search

    1996-08-01

    This is the statement of Keith O. Fultz, Assistant Comptroller General, Resources, Community, and Economic Development Division, General Accounting Office (GAO), before the Committee on Commerce, Science, and Transportation, U.S. Senate, on the threa...

  17. 75 FR 56079 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-09-15

    ... to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to amend a system of records. SUMMARY: The National Security Agency/Central Security Service is proposing to...

  18. 44 CFR 5.81 - Statement of policy.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 44 Emergency Management and Assistance 1 2010-10-01 2010-10-01 false Statement of policy. 5.81 Section 5.81 Emergency Management and Assistance FEDERAL EMERGENCY MANAGEMENT AGENCY, DEPARTMENT OF HOMELAND SECURITY GENERAL PRODUCTION OR DISCLOSURE OF INFORMATION Subpoenas or Other Legal Demands for...

  19. 10 CFR 1021.314 - Supplemental environmental impact statements.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 10 Energy 4 2010-01-01 2010-01-01 false Supplemental environmental impact statements. 1021.314 Section 1021.314 Energy DEPARTMENT OF ENERGY (GENERAL PROVISIONS) NATIONAL ENVIRONMENTAL POLICY ACT IMPLEMENTING PROCEDURES Implementing Procedures § 1021.314 Supplemental environmental impact statements. (a...

  20. 10 CFR 1021.310 - Environmental impact statements.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 10 Energy 4 2010-01-01 2010-01-01 false Environmental impact statements. 1021.310 Section 1021.310 Energy DEPARTMENT OF ENERGY (GENERAL PROVISIONS) NATIONAL ENVIRONMENTAL POLICY ACT IMPLEMENTING PROCEDURES Implementing Procedures § 1021.310 Environmental impact statements. DOE shall prepare and...

  1. 77 FR 56628 - Privacy Act of 1974; System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-09-13

    ... to the National Security Agency/Central Security Service, Freedom of Information Act/Privacy Act...; System of Records AGENCY: National Security Agency/Central Security Service, DoD. ACTION: Notice to add a system of records. SUMMARY: The National Security Agency/Central Security Service proposes to add a new...

  2. Security : breaches at federal agencies and airports

    DOT National Transportation Integrated Search

    2000-01-01

    This is the statement of Robert H. Hast, Assistance Comptroller General for Investigations, Office of Special Investigations before the Subcommittee on Crime, House Committee on the Judiciary about potential security risks to the United States. The G...

  3. 17 CFR 240.14c-2 - Distribution of information statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... that has made a public offering of securities, including the taking of corporate action by the written... authorizations of security holders, at least 20 calendar days prior to the earliest date on which the corporate... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Distribution of information...

  4. 17 CFR 240.14c-2 - Distribution of information statement.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... that has made a public offering of securities, including the taking of corporate action by the written... authorizations of security holders, at least 20 calendar days prior to the earliest date on which the corporate... 17 Commodity and Securities Exchanges 3 2011-04-01 2011-04-01 false Distribution of information...

  5. 17 CFR 240.14c-2 - Distribution of information statement.

    Code of Federal Regulations, 2014 CFR

    2014-04-01

    ... that has made a public offering of securities, including the taking of corporate action by the written... authorizations of security holders, at least 20 calendar days prior to the earliest date on which the corporate... 17 Commodity and Securities Exchanges 4 2014-04-01 2014-04-01 false Distribution of information...

  6. 17 CFR 240.14c-2 - Distribution of information statement.

    Code of Federal Regulations, 2013 CFR

    2013-04-01

    ... that has made a public offering of securities, including the taking of corporate action by the written... authorizations of security holders, at least 20 calendar days prior to the earliest date on which the corporate... 17 Commodity and Securities Exchanges 3 2013-04-01 2013-04-01 false Distribution of information...

  7. 17 CFR 240.14c-2 - Distribution of information statement.

    Code of Federal Regulations, 2012 CFR

    2012-04-01

    ... that has made a public offering of securities, including the taking of corporate action by the written... authorizations of security holders, at least 20 calendar days prior to the earliest date on which the corporate... 17 Commodity and Securities Exchanges 3 2012-04-01 2012-04-01 false Distribution of information...

  8. 75 FR 67363 - Notice of Public Information Collection(s) Being Reviewed by the Federal Communications...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2010-11-02

    ... proceeding were required to file system security statements under the Commission's rules. (Security systems..., including broadband Internet access and interconnected VoIP providers, must file updates to their systems... Commission's rules, the information in the CALEA security system filings and petitions will not be made...

  9. 10 CFR 1.46 - Office of Nuclear Security and Incident Response.

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ... 10 Energy 1 2013-01-01 2013-01-01 false Office of Nuclear Security and Incident Response. 1.46 Section 1.46 Energy NUCLEAR REGULATORY COMMISSION STATEMENT OF ORGANIZATION AND GENERAL INFORMATION Headquarters Program Offices § 1.46 Office of Nuclear Security and Incident Response. The Office of Nuclear...

  10. 10 CFR 1.46 - Office of Nuclear Security and Incident Response.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 10 Energy 1 2010-01-01 2010-01-01 false Office of Nuclear Security and Incident Response. 1.46 Section 1.46 Energy NUCLEAR REGULATORY COMMISSION STATEMENT OF ORGANIZATION AND GENERAL INFORMATION Headquarters Program Offices § 1.46 Office of Nuclear Security and Incident Response. The Office of Nuclear...

  11. 10 CFR 1.46 - Office of Nuclear Security and Incident Response.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 10 Energy 1 2011-01-01 2011-01-01 false Office of Nuclear Security and Incident Response. 1.46 Section 1.46 Energy NUCLEAR REGULATORY COMMISSION STATEMENT OF ORGANIZATION AND GENERAL INFORMATION Headquarters Program Offices § 1.46 Office of Nuclear Security and Incident Response. The Office of Nuclear...

  12. 10 CFR 1.46 - Office of Nuclear Security and Incident Response.

    Code of Federal Regulations, 2014 CFR

    2014-01-01

    ... 10 Energy 1 2014-01-01 2014-01-01 false Office of Nuclear Security and Incident Response. 1.46 Section 1.46 Energy NUCLEAR REGULATORY COMMISSION STATEMENT OF ORGANIZATION AND GENERAL INFORMATION Headquarters Program Offices § 1.46 Office of Nuclear Security and Incident Response. The Office of Nuclear...

  13. 10 CFR 1.46 - Office of Nuclear Security and Incident Response.

    Code of Federal Regulations, 2012 CFR

    2012-01-01

    ... 10 Energy 1 2012-01-01 2012-01-01 false Office of Nuclear Security and Incident Response. 1.46 Section 1.46 Energy NUCLEAR REGULATORY COMMISSION STATEMENT OF ORGANIZATION AND GENERAL INFORMATION Headquarters Program Offices § 1.46 Office of Nuclear Security and Incident Response. The Office of Nuclear...

  14. 12 CFR 360.2 - Federal Home Loan banks as secured creditors.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 12 Banks and Banking 4 2010-01-01 2010-01-01 false Federal Home Loan banks as secured creditors. 360.2 Section 360.2 Banks and Banking FEDERAL DEPOSIT INSURANCE CORPORATION REGULATIONS AND STATEMENTS OF GENERAL POLICY RESOLUTION AND RECEIVERSHIP RULES § 360.2 Federal Home Loan banks as secured...

  15. 49 CFR 1570.13 - False statements regarding security background checks by public transportation agency or railroad...

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... Regulations Relating to Transportation (Continued) TRANSPORTATION SECURITY ADMINISTRATION, DEPARTMENT OF..., national security, or of terrorism: (i) Relevant criminal history databases; (ii) In the case of an alien... databases to determine the status of the alien under the immigration laws of the United States; and (iii...

  16. Domestic Security Cooperation: A Unified Approach to Homeland Security and Defense

    DTIC Science & Technology

    2012-09-01

    counter the threats to homeland security that included the Espionage Act of 1917 and the Sedition Act of 1918. National Defense Act of 1916...the threats to homeland security that included the Espionage Act of 1917 and the Sedition Act of 1918. The Espionage Act of 1917 outlawed interfering...years or both.”12 The Sedition Act of 1918 broadened this law by including the U.S. government and prohibited uttering, printing, writing, or

  17. 12 CFR Appendix A to Part 193 - Financial Statement Line Items

    Code of Federal Regulations, 2013 CFR

    2013-01-01

    ..., (ii) commercial paper, and (iii) other short-term borrowings. (b) Federal funds purchased and sales of... financial statements. The amount of these lines of credit which support a commercial paper borrowing..., including Federal funds purchased, securities sold under agreements to repurchase, commercial paper, and...

  18. 20 CFR 422.125 - Statements of earnings; resolving earnings discrepancies.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Statements of earnings; resolving earnings discrepancies. 422.125 Section 422.125 Employees' Benefits SOCIAL SECURITY ADMINISTRATION ORGANIZATION AND... investigation the district office or branch office, where appropriate, contacts the employer and the employee or...

  19. 19 CFR 122.80 - Verification of statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 19 Customs Duties 1 2010-04-01 2010-04-01 false Verification of statement. 122.80 Section 122.80 Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY AIR COMMERCE REGULATIONS Documents Required for Clearance and Permission To Depart; Electronic...

  20. 77 FR 32881 - Supervised Securities Holding Company Registration

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-06-04

    ...), The Report of Foreign Banking Organizations (FR Y-7), The Consolidated Financial Statements for Bank... Y-9ES), The Supplement to the Consolidated Financial Statements for Bank Holding Companies (FR Y-9CS... comprehensive consolidated supervision by a foreign regulator, a nonbank financial company supervised by the...

  1. 76 FR 7893 - FAA Policy Statement on Expungement of Certain Enforcement Actions

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-11

    ... DEPARTMENT OF TRANSPORTATION Federal Aviation Administration FAA Policy Statement on Expungement of Certain Enforcement Actions AGENCY: Federal Aviation Administration, DOT. ACTION: Policy statement... policy. On August 1, 2010, the Airline Safety and Federal Aviation Administration Extension Act of 2010...

  2. 76 FR 49698 - Covered Securities Pursuant to Section 18 of the Securities Act of 1933

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-08-11

    ... [Release No. 33-9251; File No. S7-31-11] RIN 3235-AL20 Covered Securities Pursuant to Section 18 of the... under Section 18 of the Securities Act of 1933 (``Securities Act''), as amended, to designate certain securities on BATS Exchange, Inc. (``BATS'' or ``Exchange'') as covered securities for purposes of Section 18...

  3. 17 CFR 229.801 - Securities Act industry guides.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 2 2010-04-01 2010-04-01 false Securities Act industry guides... AND CONSERVATION ACT OF 1975-REGULATION S-K List of Industry Guides § 229.801 Securities Act industry... claims and claim adjustment expenses of property-casualty insurance underwriters. (g) Guide 7...

  4. Information Systems: The Status of Computer Security at the Department of Veterans Affairs

    DTIC Science & Technology

    1999-10-01

    security weaknesses identified. The results of our underlying reviews were shared with VAs Office of Inspector General (OIG) for its use in auditing VA’s consolidated financial statements for fiscal year 1998.

  5. Aviation security : vulnerabilities in, and alternatives for, pre-board screening security operations

    DOT National Transportation Integrated Search

    2001-09-25

    This is the statement of Gerald L. Dillingham, Director, Physical Infrastructure Issues before the Committee on Governmental Affairs and Its Subcommittee on Oversight of Governmental Management, Restructuring and the District of Columbia, U.S. Senate...

  6. Aviation security : vulnerabilities in, and alternatives for, preboard screening security operations

    DOT National Transportation Integrated Search

    2001-09-25

    This is the statement of Gerald L. Dillingham, Director, Physical Infrastructure Issues before the Committee on Governmental Affairs and Its Subcommittee on Oversight of Governmental Management, Restructuring and the District of Columbia, U.S. Senate...

  7. 77 FR 70796 - Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ... privacy issues, please contact: Jonathan Cantor, (202-343-1717), Acting Chief Privacy Officer, Privacy... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security Administration System of Records AGENCY: Privacy...

  8. 18 CFR 351.1 - Financial statements released by carriers.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... Commission, based on generally accepted accounting principles for which there is authoritative support... 18 Conservation of Power and Water Resources 1 2010-04-01 2010-04-01 false Financial statements... REGULATORY COMMISSION, DEPARTMENT OF ENERGY ACCOUNTS UNDER THE INTERSTATE COMMERCE ACT FINANCIAL STATEMENTS...

  9. 7 CFR 402.1 - General statement.

    Code of Federal Regulations, 2011 CFR

    2011-01-01

    ... 7 Agriculture 6 2011-01-01 2011-01-01 false General statement. 402.1 Section 402.1 Agriculture Regulations of the Department of Agriculture (Continued) FEDERAL CROP INSURANCE CORPORATION, DEPARTMENT OF AGRICULTURE CATASTROPHIC RISK PROTECTION ENDORSEMENT § 402.1 General statement. The Federal Crop Insurance Act...

  10. 18 CFR 154.105 - Preliminary statement.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ..., DEPARTMENT OF ENERGY REGULATIONS UNDER NATURAL GAS ACT RATE SCHEDULES AND TARIFFS Form and Composition of Tariff § 154.105 Preliminary statement. The preliminary statement must contain a brief general description of the company's operations and may also contain a general explanation of its policies and...

  11. 7 CFR 402.1 - General statement.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 7 Agriculture 6 2010-01-01 2010-01-01 false General statement. 402.1 Section 402.1 Agriculture Regulations of the Department of Agriculture (Continued) FEDERAL CROP INSURANCE CORPORATION, DEPARTMENT OF AGRICULTURE CATASTROPHIC RISK PROTECTION ENDORSEMENT § 402.1 General statement. The Federal Crop Insurance Act...

  12. 12 CFR 225.142 - Statement of policy concerning bank holding companies engaging in futures, forward and options...

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... guidelines for banks that engage in financial contract activities. Since the Financial Accounting Standards... (REGULATION Y) Regulations Financial Holding Companies Interpretations § 225.142 Statement of policy... agency securities and money market instruments. (a) Purpose of financial contract positions. In...

  13. 20 CFR 498.208 - Exchange of witness lists, witness statements and exhibits.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 20 Employees' Benefits 2 2010-04-01 2010-04-01 false Exchange of witness lists, witness statements and exhibits. 498.208 Section 498.208 Employees' Benefits SOCIAL SECURITY ADMINISTRATION CIVIL MONETARY PENALTIES, ASSESSMENTS AND RECOMMENDED EXCLUSIONS § 498.208 Exchange of witness lists, witness...

  14. 34 CFR 668.46 - Institutional security policies and crime statistics.

    Code of Federal Regulations, 2011 CFR

    2011-07-01

    .... (11) A statement of policy regarding the institution's campus sexual assault programs to prevent sex offenses, and procedures to follow when a sex offense occurs. The statement must include— (i) A description... nonforcible sex offenses; (ii) Procedures students should follow if a sex offense occurs, including procedures...

  15. 19 CFR 10.513 - Supporting statement not required.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 19 Customs Duties 1 2010-04-01 2010-04-01 false Supporting statement not required. 10.513 Section 10.513 Customs Duties U.S. CUSTOMS AND BORDER PROTECTION, DEPARTMENT OF HOMELAND SECURITY; DEPARTMENT OF THE TREASURY ARTICLES CONDITIONALLY FREE, SUBJECT TO A REDUCED RATE, ETC. United States-Singapore...

  16. 48 CFR 30.202-8 - Subcontractor disclosure statements.

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ... 48 Federal Acquisition Regulations System 1 2010-10-01 2010-10-01 false Subcontractor disclosure statements. 30.202-8 Section 30.202-8 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... change the determination of the lower-tier CFAO. (b) Any determination that it is impractical to secure a...

  17. 48 CFR 30.202-8 - Subcontractor disclosure statements.

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ... 48 Federal Acquisition Regulations System 1 2013-10-01 2013-10-01 false Subcontractor disclosure statements. 30.202-8 Section 30.202-8 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... change the determination of the lower-tier CFAO. (b) Any determination that it is impractical to secure a...

  18. 48 CFR 30.202-8 - Subcontractor disclosure statements.

    Code of Federal Regulations, 2014 CFR

    2014-10-01

    ... 48 Federal Acquisition Regulations System 1 2014-10-01 2014-10-01 false Subcontractor disclosure statements. 30.202-8 Section 30.202-8 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... change the determination of the lower-tier CFAO. (b) Any determination that it is impractical to secure a...

  19. 48 CFR 30.202-8 - Subcontractor disclosure statements.

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ... 48 Federal Acquisition Regulations System 1 2012-10-01 2012-10-01 false Subcontractor disclosure statements. 30.202-8 Section 30.202-8 Federal Acquisition Regulations System FEDERAL ACQUISITION REGULATION... change the determination of the lower-tier CFAO. (b) Any determination that it is impractical to secure a...

  20. 76 FR 61124 - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-10-03

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-65408; File No. SR-FINRA-2011-049] Self...)(1). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule.... Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule...

  1. 77 FR 20749 - Investment Company Advertising: Target Date Retirement Fund Names and Marketing

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-04-06

    ... Names and Marketing AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; reopening of... use of the fund's name in marketing materials; require marketing materials for target date retirement... a statement that would highlight the fund's final asset allocation; require a statement in marketing...

  2. 76 FR 7619 - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-02-10

    ... SECURITIES AND EXCHANGE COMMISSION [Release No. 34-63838; File No. SR-Phlx-2011-11] Self.... I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change... Public Reference Room. II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory...

  3. 8 CFR 286.5 - Remittance and statement procedures.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 8 Aliens and Nationality 1 2010-01-01 2010-01-01 false Remittance and statement procedures. 286.5 Section 286.5 Aliens and Nationality DEPARTMENT OF HOMELAND SECURITY IMMIGRATION REGULATIONS IMMIGRATION... contract the carrier will remit the fee. (b)(1) Fee remittances shall be sent to the Immigration and...

  4. 9 CFR 203.17 - Statement of general policy with respect to rates and charges at posted stockyards.

    Code of Federal Regulations, 2010 CFR

    2010-01-01

    ... 9 Animals and Animal Products 2 2010-01-01 2010-01-01 false Statement of general policy with... AGRICULTURE STATEMENTS OF GENERAL POLICY UNDER THE PACKERS AND STOCKYARDS ACT § 203.17 Statement of general policy with respect to rates and charges at posted stockyards. (a) Requests have been received from...

  5. 76 FR 4489 - Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-01-26

    ... Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Securities and Exchange Commission... Reform and Consumer Protection Act (the ``Act'') related to asset-backed securities (``ABS'').\\11... securities. The Act broadened the mission of the MSRB to include the protection of state and local...

  6. 77 FR 70796 - Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security...

    Federal Register 2010, 2011, 2012, 2013, 2014

    2012-11-27

    ...; email: [email protected] . For privacy issues please contact: Jonathan Cantor, (202-343-1717), Acting... DEPARTMENT OF HOMELAND SECURITY Office of the Secretary Privacy Act of 1974; Retirement of Department of Homeland Security Transportation Security Administration System of Records AGENCY: Privacy...

  7. 17 CFR 260.5a-3 - Number of copies; filing; signatures; binding.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Number of copies; filing; signatures; binding. 260.5a-3 Section 260.5a-3 Commodity and Securities Exchanges SECURITIES AND EXCHANGE... § 260.5a-3 Number of copies; filing; signatures; binding. (a) Three copies of each statement of...

  8. Secured Transactions: An Integrated Classroom Approach Using Financial Statements and Acronyms

    ERIC Educational Resources Information Center

    Seganish, W. Michael

    2005-01-01

    Students struggle with the subject of secured transactions under the Uniform Commercial Code. In this article, the author presents a method that uses balance-sheet information to help students visualize the difference between secured and unsecured creditors. The balance sheet is also used in the Uniform Commercial Code process, in which one must…

  9. 17 CFR 210.8-06 - Real estate operations acquired or to be acquired.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Real estate operations acquired or to be acquired. 210.8-06 Section 210.8-06 Commodity and Securities Exchanges SECURITIES AND... Statements of Smaller Reporting Companies § 210.8-06 Real estate operations acquired or to be acquired. If...

  10. 17 CFR 210.3-14 - Special instructions for real estate operations to be acquired.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... General Instructions As to Financial Statements § 210.3-14 Special instructions for real estate operations... 17 Commodity and Securities Exchanges 2 2011-04-01 2011-04-01 false Special instructions for real estate operations to be acquired. 210.3-14 Section 210.3-14 Commodity and Securities Exchanges SECURITIES...

  11. 49 CFR 1570.13 - False statements regarding security background checks by public transportation agency or railroad...

    Code of Federal Regulations, 2011 CFR

    2011-10-01

    ..., national security, or of terrorism: (i) Relevant criminal history databases; (ii) In the case of an alien... databases to determine the status of the alien under the immigration laws of the United States; and (iii) Other relevant information or databases, as determined by the Secretary of Homeland Security. (c...

  12. 49 CFR 1570.13 - False statements regarding security background checks by public transportation agency or railroad...

    Code of Federal Regulations, 2010 CFR

    2010-10-01

    ..., national security, or of terrorism: (i) Relevant criminal history databases; (ii) In the case of an alien... databases to determine the status of the alien under the immigration laws of the United States; and (iii) Other relevant information or databases, as determined by the Secretary of Homeland Security. (c...

  13. 17 CFR 270.8b-24 - Summaries or outlines of documents.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... 17 Commodity and Securities Exchanges 3 2010-04-01 2010-04-01 false Summaries or outlines of documents. 270.8b-24 Section 270.8b-24 Commodity and Securities Exchanges SECURITIES AND EXCHANGE COMMISSION... statement shall be made, in succinct and condensed form, as to the most important provisions of the document...

  14. Renditions: Constraints Imposed by Laws on Torture

    DTIC Science & Technology

    2009-01-22

    AVAILABILITY STATEMENT Approved for public release; distribution unlimited 13. SUPPLEMENTARY NOTES 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY ...suspended after the Italian government said testimony could reveal state secrets threatening Italy’s national security . “CIA-Linked Kidnapping Trial...raised against U.S. officials implicated national security and foreign policy considerations, and assessing the propriety of those considerations was

  15. 49 CFR 1570.13 - False statements regarding security background checks by public transportation agency or railroad...

    Code of Federal Regulations, 2012 CFR

    2012-10-01

    ..., national security, or of terrorism: (i) Relevant criminal history databases; (ii) In the case of an alien... databases to determine the status of the alien under the immigration laws of the United States; and (iii) Other relevant information or databases, as determined by the Secretary of Homeland Security. (c...

  16. 49 CFR 1570.13 - False statements regarding security background checks by public transportation agency or railroad...

    Code of Federal Regulations, 2013 CFR

    2013-10-01

    ..., national security, or of terrorism: (i) Relevant criminal history databases; (ii) In the case of an alien... databases to determine the status of the alien under the immigration laws of the United States; and (iii) Other relevant information or databases, as determined by the Secretary of Homeland Security. (c...

  17. 20 CFR 404.1287 - Exceptions to the time limitations on assessments-for wages paid prior to 1987.

    Code of Federal Regulations, 2010 CFR

    2010-04-01

    ... determination; or (iv) The Social Security Administration has not issued to the State a final audit statement on... assessments-for wages paid prior to 1987. 404.1287 Section 404.1287 Employees' Benefits SOCIAL SECURITY... complete; or (iii) The Social Security Administration is developing a coverage or wage issue which was...

  18. 20 CFR 404.1287 - Exceptions to the time limitations on assessments-for wages paid prior to 1987.

    Code of Federal Regulations, 2011 CFR

    2011-04-01

    ... determination; or (iv) The Social Security Administration has not issued to the State a final audit statement on... assessments-for wages paid prior to 1987. 404.1287 Section 404.1287 Employees' Benefits SOCIAL SECURITY... complete; or (iii) The Social Security Administration is developing a coverage or wage issue which was...

  19. 76 FR 58007 - Privacy Act of 1974; Report of a New System of Records

    Federal Register 2010, 2011, 2012, 2013, 2014

    2011-09-19

    ... Social Security Act (the Act). The system of records will contain personally identifiable information... and Medicaid Innovation, Centers for Medicare & Medicaid Services, 7500 Security Boulevard, Mailstop... Social Security Act (the Act) (42 U.S.C. 1395 et seq.) by adding new section 1899 to the Act to establish...

  20. BALKANS SECURITY. Current and Projected Factors Affecting Regional Stability

    DTIC Science & Technology

    2000-04-01

    Security Briefing Section II Current Situation in Kosovo and Bosnia primary responsibility for public security in Kosovo. 6 According to a senior KFOR...Integrity * Reliability GAO/NSIAD-00-125BR „.c-miBUTION STATEMENT A ApSwed for Public Release Contents Letter Briefing Section Appendixes Tables...Figures Briefing Section I: Background Briefing Section II: Current Situation in Kosovo and Bosnia Briefing Section III: Projected Security Situation

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